state of things. Yet it is no more natural that men should not be
greedy of food than that they should not be greedy of wealth. They
_are_ greedy of food when they are not assured that there will be a
fair and equitable distribution which will give each enough. But when
these conditions are assured, they cease to be greedy of food. And so
in society, as at present constituted, men are greedy of wealth because
the conditions of distribution are so unjust that instead of each
being sure of enough, many are certain to be condemned to want. It
is the “devil catch the hindmost” of present social adjustments that
causes the race and scramble for wealth, in which all considerations
of justice, mercy, religion, and sentiment are trampled under foot; in
which men forget their own souls, and struggle to the very verge of the
grave for what they cannot take beyond. But an equitable distribution
of wealth, that would exempt all from the fear of want, would destroy
the greed of wealth, just as in polite society the greed of food has
been destroyed.
On the crowded steamers of the early California lines there was often
a marked difference between the manners of the steerage and the cabin,
which illustrates this principle of human nature. An abundance of food
was provided for the steerage as for the cabin, but in the former
there were no regulations which insured efficient service, and the
meals became a scramble. In the cabin, on the contrary, where each was
allotted his place and there was no fear that every one would not get
enough, there was no such scrambling and waste as were witnessed in the
steerage. The difference was not in the character of the people, but
simply in this fact. The cabin passenger transferred to the steerage
would participate in the greedy rush, and the steerage passenger
transferred to the cabin would at once become decorous and polite.
The same difference would show itself in society in general were the
present unjust distribution of wealth replaced by a just distribution.
Consider this existing fact of a cultivated and refined society, in
which all the coarser passions are held in check, not by force, not
by law, but by common opinion and the mutual desire of pleasing. If
this is possible for a part of a community, it is possible for a whole
community. There are states of society in which every one has to go
armed—in which every one has to hold himself in readiness to defend
person and property with the strong hand. If we have progressed beyond
that, we may progress still further.
But it may be said, to banish want and the fear of want, would be to
destroy the stimulus to exertion; men would become simply idlers, and
such a happy state of general comfort and content would be the death
of progress. This is the old slaveholders’ argument, that men can be
driven to labor only with the lash. Nothing is more untrue.
Want might be banished, but desire would remain. Man is the unsatisfied
animal. He has but begun to explore, and the universe lies before him.
Each step that he takes opens new vistas and kindles new desires. He is
the constructive animal; he builds, he improves, he invents, and puts
together, and the greater the thing he does, the greater the thing he
wants to do. He is more than an animal. Whatever be the intelligence
that breathes through nature, it is in that likeness that man is made.
The steamship, driven by her throbbing engines through the sea, is in
kind, though not in degree, as much a creation as the whale that swims
beneath. The telescope and the microscope, what are they but added
eyes, which man has made for himself; the soft webs and fair colors in
which our women array themselves, do they not answer to the plumage
that nature gives the bird? Man must be doing something, or fancy that
he is doing something, for in him throbs the creative impulse; the mere
basker in the sunshine is not a natural, but an abnormal man.
As soon as a child can command its muscles, it will begin to make mud
pies or dress a doll; its play is but the imitation of the work of its
elders; its very destructiveness arises from the desire to be doing
something, from the satisfaction of seeing itself accomplish something.
There is no such thing as the pursuit of pleasure for the sake of
pleasure. Our very amusements amuse only as they are, or simulate, the
learning or the doing of something. The moment they cease to appeal
either to our inquisitive or to our constructive powers, they cease to
amuse. It will spoil the interest of the novel reader to be told just
how the story will end; it is only the chance and the skill involved in
the game that enable the card-player to “kill time” by shuffling bits
of pasteboard. The luxurious frivolities of Versailles were possible to
human beings only because the king thought he was governing a kingdom
and the courtiers were in pursuit of fresh honors and new pensions.
People who lead what are called lives of fashion and pleasure must have
some other object in view, or they would die of _ennui_; they support
it only because they imagine that they are gaining position, making
friends, or improving the chances of their children. Shut a man up, and
deny him employment, and he must either die or go mad.
It is not labor in itself that is repugnant to man; it is not the
natural necessity for exertion which is a curse. It is only labor which
produces nothing—exertion of which he cannot see the results. To toil
day after day, and yet get but the necessaries of life, this is indeed
hard; it is like the infernal punishment of compelling a man to pump
lest he be drowned, or to trudge on a treadmill lest he be crushed.
But, released from this necessity, men would but work the harder and
the better, for then they would work as their inclinations led them;
then would they seem to be really doing something for themselves or
for others. Was Humboldt’s life an idle one? Did Franklin find no
occupation when he retired from the printing business with enough to
live on? Is Herbert Spencer a laggard? Did Michael Angelo paint for
board and clothes?
The fact is that the work which improves the condition of mankind,
the work which extends knowledge and increases power, and enriches
literature, and elevates thought, is not done to secure a living. It is
not the work of slaves, driven to their task either by the lash of a
master or by animal necessities. It is the work of men who perform it
for its own sake, and not that they may get more to eat or drink, or
wear, or display. In a state of society where want was abolished, work
of this sort would be enormously increased.
I am inclined to think that the result of confiscating rent in the
manner I have proposed would be to cause the organization of labor,
wherever large capitals were used, to assume the co-operative form,
since the more equal diffusion of wealth would unite capitalist and
laborer in the same person. But whether this would be so or not is of
little moment. The hard toil of routine labor would disappear. Wages
would be too high and opportunities too great to compel any man to
stint and starve the higher qualities of his nature, and in every
avocation the brain would aid the hand. Work, even of the coarser
kinds, would become a lightsome thing, and the tendency of modern
production to subdivision would not involve monotony or the contraction
of ability in the worker; but would be relieved by short hours, by
change, by the alternation of intellectual with manual occupations.
There would result, not only the utilization of productive forces
now going to waste; not only would our present knowledge, now so
imperfectly applied, be fully used; but from the mobility of labor
and the mental activity which would be generated, there would result
advances in the methods of production that we now cannot imagine.
For, greatest of all the enormous wastes which the present constitution
of society involves, is that of mental power. How infinitesimal are the
forces that concur to the advance of civilization, as compared to the
forces that lie latent! How few are the thinkers, the discoverers,
the inventors, the organizers, as compared with the great mass of the
people! Yet such men are born in plenty; it is the conditions that
permit so few to develop. There are among men infinite diversities of
aptitude and inclination, as there are such infinite diversities in
physical structure that among a million there will not be two that
cannot be told apart. But, both from observation and reflection, I
am inclined to think that the differences of natural power are no
greater than the differences of stature or of physical strength. Turn
to the lives of great men, and see how easily they might never have
been heard of. Had Cæsar come of a proletarian family; had Napoleon
entered the world a few years earlier; had Columbus gone into the
Church instead of going to sea; had Shakespeare been apprenticed to a
cobbler or chimney-sweep; had Sir Isaac Newton been assigned by fate
the education and the toil of an agricultural laborer; had Dr. Adam
Smith been born in the coal hews, or Herbert Spencer forced to get his
living as a factory operative, what would their talents have availed?
But there would have been, it will be said, other Cæsars or Napoleons,
Columbuses or Shakespeares, Newtons, Smiths or Spencers. This is true.
And it shows how prolific is our human nature. As the common worker is
on need transformed into queen bee, so, when circumstances favor his
development, what might otherwise pass for a common man rises into a
hero or leader, discoverer or teacher, sage or saint. So widely has the
sower scattered the seed, so strong is the germinative force that bids
it bud and blossom. But, alas, for the stony ground, and the birds and
the tares! For one who attains his full stature, how many are stunted
and deformed.
The will within us is the ultimate fact of consciousness. Yet how
little have the best of us, in acquirements, in position, even in
character, that may be credited entirely to ourselves; how much to the
influences that have molded us. Who is there, wise, learned, discreet,
or strong, who might not, were he to trace the inner history of his
life, turn, like the Stoic Emperor, to give thanks to the gods, that by
this one and that one, and here and there, good examples have been set
him, noble thoughts have reached him, and happy opportunities opened
before him. Who is there, who, with his eyes about him, has reached
the meridian of life, who has not sometimes echoed the thought of the
pious Englishman, as the criminal passed to the gallows, “But for the
grace of God, there go I.” How little does heredity count as compared
with conditions. This one, we say, is the result of a thousand years
of European progress, and that one of a thousand years of Chinese
petrifaction; yet, placed an infant in the heart of China, and but for
the angle of the eye or the shade of the hair, the Caucasian would
grow up as those around him, using the same speech, thinking the same
thoughts, exhibiting the same tastes. Change Lady Vere de Vere in her
cradle with an infant of the slums, and will the blood of a hundred
earls give you a refined and cultured woman?
To remove want and the fear of want, to give to all classes leisure,
and comfort, and independence, the decencies and refinements of life,
the opportunities of mental and moral development, would be like
turning water into a desert. The sterile waste would clothe itself
with verdure, and the barren places where life seemed banned would ere
long be dappled with the shade of trees and musical with the song of
birds. Talents now hidden, virtues unsuspected, would come forth to
make human life richer, fuller, happier, nobler. For in these round men
who are stuck into three-cornered holes, and three-cornered men who are
jammed into round holes; in these men who are wasting their energies
in the scramble to be rich; in these who in factories are turned into
machines, or are chained by necessity to bench or plow; in these
children who are growing up in squalor, and vice, and ignorance, are
powers of the highest order, talents the most splendid. They need but
the opportunity to bring them forth.
Consider the possibilities of a state of society that gave that
opportunity to all. Let imagination fill out the picture; its colors
grow too bright for words to paint. Consider the moral elevation, the
intellectual activity, the social life. Consider how by a thousand
actions and interactions the members of every community are linked
together, and how in the present condition of things even the fortunate
few who stand upon the apex of the social pyramid must suffer, though
they know it not, from the want, ignorance, and degradation that are
underneath. Consider these things and then say whether the change I
propose would not be for the benefit of every one—even the greatest
land holder? Would he not be safer of the future of his children in
leaving them penniless in such a state of society than in leaving them
the largest fortune in this? Did such a state of society anywhere
exist, would he not buy entrance to it cheaply by giving up all his
possessions?
I have now traced to their source social weakness and disease. I have
shown the remedy. I have covered every point and met every objection.
But the problems that we have been considering, great as they are, pass
into problems greater yet—into the grandest problems with which the
human mind can grapple. I am about to ask the reader who has gone with
me so far, to go with me further, into still higher fields. But I ask
him to remember that in the little space which remains of the limits to
which this book must be confined, I cannot fully treat the questions
which arise. I can but suggest some thoughts, which may, perhaps, serve
as hints for further thought.
BOOK X.
THE LAW OF HUMAN PROGRESS.
CHAPTER I.—THE CURRENT THEORY OF HUMAN PROGRESS—ITS INSUFFICIENCY.
CHAPTER II.—DIFFERENCES IN CIVILIZATION—TO WHAT DUE.
CHAPTER III.—THE LAW OF HUMAN PROGRESS.
CHAPTER IV.—HOW MODERN CIVILIZATION MAY DECLINE.
CHAPTER V.—THE CENTRAL TRUTH.
What in me is dark
Illumine, what is low raise and support;
That to the height of this great argument
I may assert eternal Providence
And justify the ways of God to men.
—_Milton._
CHAPTER I.
THE CURRENT THEORY OF HUMAN PROGRESS—ITS INSUFFICIENCY.
If the conclusions at which we have arrived are correct, they will fall
under a larger generalization.
Let us, therefore, recommence our inquiry from a higher standpoint,
whence we may survey a wider field.
_What is the law of human progress?_
This is a question which, were it not for what has gone before, I
should hesitate to review in the brief space I can now devote to it, as
it involves, directly or indirectly, some of the very highest problems
with which the human mind can engage. But it is a question which
naturally comes up. Are or are not the conclusions to which we have
come consistent with the great law under which human development goes
on?
What is that law? We must find the answer to our question; for the
current philosophy, though it clearly recognizes the existence of
such a law, gives no more satisfactory account of it than the current
political economy does of the persistence of want amid advancing wealth.
Let us, as far as possible, keep to the firm ground of facts. Whether
man was or was not gradually developed from an animal, it is not
necessary to inquire. However intimate may be the connection between
questions which relate to man as we know him and questions which relate
to his genesis, it is only from the former upon the latter that light
can be thrown. Inference cannot proceed from the unknown to the known.
It is only from facts of which we are cognizant that we can infer what
has preceded cognizance.
However man may have originated, all we know of him is as man—just as
he is now to be found. There is no record or trace of him in any lower
condition than that in which savages are still to be met. By whatever
bridge he may have crossed the wide chasm which now separates him from
the brutes, there remain of it no vestiges. Between the lowest savages
of whom we know and the highest animals, there is an irreconcilable
difference—a difference not merely of degree, but of kind. Many of the
characteristics, actions, and emotions of man are exhibited by the
lower animals; but man, no matter how low in the scale of humanity, has
never yet been found destitute of one thing of which no animal shows
the slightest trace, a clearly recognizable but almost undefinable
something, which gives him the power of improvement—which makes him the
progressive animal.
The beaver builds a dam, and the bird a nest, and the bee a cell; but
while beavers’ dams, and birds’ nests, and bees’ cells are always
constructed on the same model, the house of the man passes from the
rude hut of leaves and branches to the magnificent mansion replete with
modern conveniences. The dog can to a certain extent connect cause
and effect, and may be taught some tricks; but his capacity in these
respects has not been a whit increased during all the ages he has been
the associate of improving man, and the dog of civilization is not a
whit more accomplished or intelligent than the dog of the wandering
savage. We know of no animal that uses clothes, that cooks its food,
that makes itself tools or weapons, that breeds other animals that it
wishes to eat, or that has an articulate language. But men who do not
do such things have never yet been found, or heard of, except in fable.
That is to say, man, wherever we know him, exhibits this power—of
supplementing what nature has done for him by what he does for himself;
and, in fact, so inferior is the physical endowment of man, that there
is no part of the world, save perhaps some of the small islands of the
Pacific, where without this faculty he could maintain an existence.
Man everywhere and at all times exhibits this faculty—everywhere and at
all times of which we have knowledge he has made some use of it. But
the degree in which this has been done greatly varies. Between the rude
canoe and the steamship; between the boomerang and the repeating rifle;
between the roughly carved wooden idol and the breathing marble of
Grecian art; between savage knowledge and modern science; between the
wild Indian and the white settler; between the Hottentot woman and the
belle of polished society, there is an enormous difference.
The varying degrees in which this faculty is used cannot be ascribed to
differences in original capacity—the most highly improved peoples of
the present day were savages within historic times, and we meet with
the widest differences between peoples of the same stock. Nor can they
be wholly ascribed to differences in physical environment—the cradles
of learning and the arts are now in many cases tenanted by barbarians,
and within a few years great cities rise on the hunting grounds of
wild tribes. All these differences are evidently connected with social
development. Beyond perhaps the veriest rudiments, it becomes possible
for man to improve only as he lives with his fellows. All these
improvements, therefore, in man’s powers and condition we summarize in
the term civilization. Men improve as they become civilized, or learn
to co-operate in society.
What is the law of this improvement? By what common principle can
we explain the different stages of civilization at which different
communities have arrived? In what consists essentially the progress
of civilization, so that we may say of varying social adjustments,
this favors it, and that does not; or explain why an institution or
condition which may at one time advance it may at another time retard
it?
The prevailing belief now is, that the progress of civilization is
a development or evolution, in the course of which men’s powers are
increased and his qualities improved by the operation of causes
similar to those which are relied upon as explaining the genesis
of species—viz., the survival of the fittest and the hereditary
transmission of acquired qualities.
That civilization is an evolution—that it is, in the language of
Herbert Spencer, a progress from an indefinite, incoherent homogeneity
to a definite, coherent heterogeneity—there is no doubt; but to say
this is not to explain or identify the causes which forward or retard
it. How far the sweeping generalizations of Spencer, which seek to
account for all phenomena under terms of matter and force, may,
properly understood, include all these causes, I am unable to say; but,
as scientifically expounded, the development philosophy has either
not yet definitely met this question, or has given birth, or rather
coherency, to an opinion which does not accord with the facts.
The vulgar explanation of progress is, I think, very much like the
view naturally taken by the money maker of the causes of the unequal
distribution of wealth. His theory, if he has one, usually is, that
there is plenty of money to be made by those who have will and ability,
and that it is ignorance, or idleness, or extravagance, that makes the
difference between the rich and the poor. And so the common explanation
of differences of civilization is of differences in capacity. The
civilized races are the superior races, and advance in civilization
is according to this superiority—just as English victories were, in
common English opinion, due to the natural superiority of Englishmen to
frog-eating Frenchmen; and popular government, active invention, and
greater average comfort are, or were until lately, in common American
opinion, due to the greater “smartness of the Yankee Nation.”
Now, just as the politico-economic doctrines which in the beginning of
this inquiry we met and disproved, harmonize with the common opinion of
men who see capitalists paying wages and competition reducing wages;
just as the Malthusian theory harmonized with existing prejudices
both of the rich and the poor; so does the explanation of progress as
a gradual race improvement harmonize with the vulgar opinion which
accounts by race differences for differences in civilization. It has
given coherence and a scientific formula to opinions which already
prevailed. Its wonderful spread since the time Darwin first startled
the world with his “Origin of Species” has not been so much a conquest
as an assimilation.
The view which now dominates the world of thought is this: That the
struggle for existence, just in proportion as it becomes intense,
impels men to new efforts and inventions. That this improvement and
capacity for improvement is fixed by hereditary transmission, and
extended by the tendency of the best adapted individual, or most
improved individual, to survive and propagate among individuals, and of
the best adapted, or most improved tribe, nation, or race to survive in
the struggle between social aggregates. On this theory the differences
between man and the animals, and differences in the relative progress
of men, are now explained as confidently, and all but as generally,
as a little while ago they were explained upon the theory of special
creation and divine interposition.
The practical outcome of this theory is in a sort of hopeful fatalism,
of which current literature is full.[57] In this view, progress is the
result of forces which work slowly, steadily and remorselessly, for
the elevation of man. War, slavery, tyranny, superstition, famine, and
pestilence, the want and misery which fester in modern civilization,
are the impelling causes which drive man on, by eliminating poorer
types and extending the higher; and hereditary transmission is
the power by which advances are fixed, and past advances made the
footing for new advances. The individual is the result of changes
thus impressed upon and perpetuated through a long series of past
individuals, and the social organization takes its form from the
individuals of which it is composed. Thus, while this theory is, as
Herbert Spencer says[58]—“radical to a degree beyond anything which
current radicalism conceives;” inasmuch as it looks for changes in
the very nature of man; it is at the same time “conservative to a
degree beyond anything conceived by current conservatism,” inasmuch
as it holds that no change can avail save these slow changes in
men’s natures. Philosophers may teach that this does not lessen the
duty of endeavoring to reform abuses, just as the theologians who
taught predestinarianism insisted on the duty of all to struggle for
salvation; but, as generally apprehended, the result is fatalism—“do
what we may, the mills of the gods grind on regardless either of our
aid or our hindrance.” I allude to this only to illustrate what I
take to be the opinion now rapidly spreading and permeating common
thought; not that in the search for truth any regard for its effects
should be permitted to bias the mind. But this I take to be the current
view of civilization: That it is the result of forces, operating in
the way indicated, which slowly change the character, and improve and
elevate the powers of man; that the difference between civilized man
and savage is of a long race education, which has become permanently
fixed in mental organization; and that this improvement tends to go on
increasingly, to a higher and higher civilization. We have reached such
a point that progress seems to be natural with us, and we look forward
confidently to the greater achievements of the coming race—some even
holding that the progress of science will finally give men immortality
and enable them to make bodily the tour not only of the planets, but
of the fixed stars, and at length to manufacture suns and systems for
themselves.[59]
But without soaring to the stars, the moment that this theory
of progression, which seems so natural to us amid an advancing
civilization, looks around the world, it comes against an enormous
fact—the fixed, petrified civilizations. The majority of the human race
to-day have no idea of progress; the majority of the human race to-day
look (as until a few generations ago our own ancestors looked) upon
the past as the time of human perfection. The difference between the
savage and the civilized man may be explained on the theory that the
former is as yet so imperfectly developed that his progress is hardly
apparent; but how, upon the theory that human progress is the result of
general and continuous causes, shall we account for the civilizations
that have progressed so far and then stopped? It cannot be said of
the Hindoo and of the Chinaman, as it may be said of the savage, that
our superiority is the result of a longer education; that we are, as
it were, the grown men of nature, while they are the children. The
Hindoos and the Chinese were civilized when we were savages. They had
great cities, highly organized and powerful governments, literatures,
philosophies, polished manners, considerable division of labor, large
commerce, and elaborate arts, when our ancestors were wandering
barbarians, living in huts and skin tents, not a whit further advanced
than the American Indians. While we have progressed from this savage
state to Nineteenth Century civilization, they have stood still. If
progress be the result of fixed laws, inevitable and eternal, which
impel men forward, how shall we account for this?
One of the best popular expounders of the development philosophy,
Walter Bagehot (“Physics and Politics”), admits the force of this
objection, and endeavors in this way to explain it: That the first
thing necessary to civilize man is to tame him; to induce him to live
in association with his fellows in subordination to law; and hence a
body or “cake” of laws and customs grows up, being intensified and
extended by natural selection, the tribe or nation thus bound together
having an advantage over those who are not. That this cake of custom
and law finally becomes too thick and hard to permit further progress,
which can go on only as circumstances occur which introduce discussion,
and thus permit the freedom and mobility necessary to improvement.
This explanation, which Mr. Bagehot offers, as he says, with some
misgivings, is I think at the expense of the general theory. But it is
not worth while speaking of that, for it, manifestly, does not explain
the facts.
The hardening tendency of which Mr. Bagehot speaks would show itself
at a very early period of development, and his illustrations of
it are nearly all drawn from savage or semi-savage life. Whereas,
these arrested civilizations had gone a long distance before they
stopped. There must have been a time when they were very far advanced
as compared with the savage state, and were yet plastic, free, and
advancing. These arrested civilizations stopped at a point which was
hardly in anything inferior and in many respects superior to European
civilization of, say, the sixteenth or at any rate the fifteenth
century. Up to that point then there must have been discussion, the
hailing of what was new, and mental activity of all sorts. They had
architects who carried the art of building, necessarily by a series of
innovations or improvements, up to a very high point; ship-builders who
in the same way, by innovation after innovation, finally produced as
good a vessel as the war ships of Henry VIII.; inventors who stopped
only on the verge of our most important improvements, and from some
of whom we can yet learn; engineers who constructed great irrigation
works and navigable canals; rival schools of philosophy and conflicting
ideas of religion. One great religion, in many respects resembling
Christianity, rose in India, displaced the old religion, passed into
China, sweeping over that country, and was displaced again in its old
seats, just as Christianity was displaced in its first seats. There was
life, and active life, and the innovation that begets improvement, long
after men had learned to live together. And, moreover, both India and
China have received the infusion of new life in conquering races, with
different customs and modes of thought.
The most fixed and petrified of all civilizations of which we
know anything was that of Egypt, where even art finally assumed a
conventional and inflexible form. But we know that behind this must
have been a time of life and vigor—a freshly developing and expanding
civilization, such as ours is now—or the arts and sciences could never
have been carried to such a pitch. And recent excavations have brought
to light from beneath what we before knew of Egypt an earlier Egypt
still—in statues and carvings which, instead of a hard and formal type,
beam with life and expression, which show art struggling, ardent,
natural, and free, the sure indication of an active and expanding life.
So it must have been once with all now unprogressive civilizations.
But it is not merely these arrested civilizations that the current
theory of development fails to account for. It is not merely that men
have gone so far on the path of progress and then stopped; it is that
men have gone far on the path of progress and then gone back. It is
not merely an isolated case that thus confronts the theory—_it is the
universal rule_. Every civilization that the world has yet seen has had
its period of vigorous growth, of arrest and stagnation; its decline
and fall. Of all the civilizations that have arisen and flourished,
there remain to-day but those that have been arrested, and our own,
which is not yet as old as were the pyramids when Abraham looked upon
them—while behind the pyramids were twenty centuries of recorded
history.
That our own civilization has a broader base, is of a more advanced
type, moves quicker and soars higher than any preceding civilization is
undoubtedly true; but in these respects it is hardly more in advance
of the Greco-Roman civilization than that was in advance of Asiatic
civilization; and if it were, that would prove nothing as to its
permanence and future advance, unless it be shown that it is superior
in those things which caused the ultimate failure of its predecessors.
The current theory does not assume this.
In truth, nothing could be further from explaining the facts of
universal history than this theory that civilization is the result
of a course of natural selection which operates to improve and
elevate the powers of man. That civilization has arisen at different
times in different places and has progressed at different rates, is
not inconsistent with this theory; for that might result from the
unequal balancing of impelling and resisting forces; but that progress
everywhere commencing, for even among the lowest tribes it is held
that there has been some progress, has nowhere been continuous,
but has everywhere been brought to a stand or retrogression, _is_
absolutely inconsistent. For if progress operated to fix an improvement
in man’s nature and thus to produce further progress, though there
might be occasional interruption, yet the general rule would be that
progress would be continuous—that advance would lead to advance, and
civilization develop into higher civilization.
Not merely the general rule, but _the universal rule_, is the reverse
of this. The earth is the tomb of the dead empires, no less than of
dead men. Instead of progress fitting men for greater progress, every
civilization that was in its own time as vigorous and advancing as
ours is now, has of itself come to a stop. Over and over again, art
has declined, learning sunk, power waned, population become sparse,
until the people who had built great temples and mighty cities, turned
rivers and pierced mountains, cultivated the earth like a garden and
introduced the utmost refinement into the minute affairs of life,
remained but in a remnant of squalid barbarians, who had lost even the
memory of what their ancestors had done, and regarded the surviving
fragments of their grandeur as the work of genii, or of the mighty race
before the flood. So true is this, that when we think of the past, it
seems like the inexorable law, from which we can no more hope to be
exempt than the young man who “feels his life in every limb” can hope
to be exempt from the dissolution which is the common fate of all.
“Even this, O Rome, must one day be thy fate!” wept Scipio over the
ruins of Carthage, and Macaulay’s picture of the New Zealander musing
upon the broken arch of London Bridge appeals to the imagination of
even those who see cities rising in the wilderness and help to lay the
foundations of new empire. And so, when we erect a public building we
make a hollow in the largest corner stone and carefully seal within it
some mementos of our day, looking forward to the time when our works
shall be ruins and ourselves forgot.
Nor whether this alternate rise and fall of civilization, this
retrogression that always follows progression, be, or be not, the
rhythmic movement of an ascending line (and I think, though I will
not open the question, that it would be much more difficult to prove
the affirmative than is generally supposed) makes no difference; for
the current theory is in either case disproved. Civilizations have
died and made no sign, and hard-won progress has been lost to the race
forever, but, even if it be admitted that each wave of progress has
made possible a higher wave and each civilization passed the torch
to a greater civilization, the theory that civilization advances by
changes wrought in the nature of man fails to explain the facts; for in
every case it is not the race that has been educated and hereditarily
modified by the old civilization that begins the new, but a fresh
race coming from a lower level. It is the barbarians of the one epoch
who have been the civilized men of the next; to be in their turn
succeeded by fresh barbarians. For it has been heretofore always the
case that men under the influences of civilization, though at first
improving, afterward degenerate. The civilized man of to-day is vastly
the superior of the uncivilized; but so in the time of its vigor was
the civilized man of every dead civilization. But there are such
things as the vices, the corruptions, the enervations of civilization,
which past a certain point have always heretofore shown themselves.
Every civilization that has been overwhelmed by barbarians has really
perished from internal decay.
This universal fact, the moment that it is recognized, disposes of the
theory that progress is by hereditary transmission. Looking over the
history of the world, the line of greatest advance does not coincide
for any length of time with any line of heredity. On any particular
line of heredity, retrogression seems always to follow advance.
Shall we therefore say that there is a national or race life, as there
is an individual life—that every social aggregate has, as it were, a
certain amount of energy, the expenditure of which necessitates decay?
This is an old and widespread idea, that is yet largely held, and that
may be constantly seen cropping out incongruously in the writings of
the expounders of the development philosophy. Indeed, I do not see why
it may not be stated in terms of matter and of motion so as to bring
it clearly within the generalizations of evolution. For considering
its individuals as atoms, the growth of society is “an integration of
matter and concomitant dissipation of motion; during which the matter
passes from an indefinite, incoherent homogeneity to a definite,
coherent heterogeneity, and during which the retained motion undergoes
a parallel transformation.”[60] And thus an analogy may be drawn
between the life of a society and the life of a solar system upon the
nebular hypothesis. As the heat and light of the sun are produced by
the aggregation of atoms evolving motion, which finally ceases when the
atoms at length come to a state of equilibrium or rest, and a state of
immobility succeeds, which can be broken in again only by the impact of
external forces, which reverse the process of evolution, integrating
motion and dissipating matter in the form of gas, again to evolve
motion by its condensation; so, it may be said, does the aggregation of
individuals in a community evolve a force which produces the light and
warmth of civilization, but when this process ceases and the individual
components are brought into a state of equilibrium, assuming their
fixed places, petrifaction ensues, and the breaking up and diffusion
caused by an incursion of barbarians is necessary to the recommencement
of the process and a new growth of civilization.
But analogies are the most dangerous modes of thought. They may connect
resemblances and yet disguise or cover up the truth. And all such
analogies are superficial. While its members are constantly reproduced
in all the fresh vigor of childhood, a community cannot grow old, as
does a man, by the decay of its powers. While its aggregate force must
be the sum of the forces of its individual components, a community
cannot lose vital power unless the vital powers of its components are
lessened.
Yet in both the common analogy which likens the life power of a nation
to that of an individual, and in the one I have supposed, lurks the
recognition of an obvious truth—the truth that the obstacles which
finally bring progress to a halt are raised by the course of progress;
that what has destroyed all previous civilizations has been the
conditions produced by the growth of civilization itself.
This is a truth which in the current philosophy is ignored; but it is
a truth most pregnant. Any valid theory of human progress must account
for it.
FOOTNOTES:
[57] In semi-scientific or popularized form this may perhaps be seen
in best, because frankest, expression in “The Martyrdom of Man,” by
Winwood Reade, a writer of singular vividness and power. This book is
in reality a history of progress, or, rather, a monograph upon its
causes and methods, and will well repay perusal for its vivid pictures,
whatever may be thought of the capacity of the author for philosophic
generalization. The connection between subject and title may be seen
by the conclusion: “I give to universal history a strange but true
title—_The Martyrdom of Man_. In each generation the human race has
been tortured that their children might profit by their woes. Our own
prosperity is founded on the agonies of the past. Is it therefore
unjust that we also should suffer for the benefit of those who are to
come?”
[58] “The Study of Sociology”—Conclusion.
[59] Winwood Reade, “The Martyrdom of Man.”
[60] Herbert Spencer’s definition of Evolution, “First Principles,” p.
396.
CHAPTER II.
DIFFERENCES IN CIVILIZATION—TO WHAT DUE.
In attempting to discover the law of human progress, the first step
must be to determine the essential nature of those differences which we
describe as differences in civilization.
That the current philosophy, which attributes social progress to
changes wrought in the nature of man, does not accord with historical
facts, we have already seen. And we may also see, if we consider
them, that the differences between communities in different stages
of civilization cannot be ascribed to innate differences in the
individuals who compose these communities. That there are natural
differences is true, and that there is such a thing as hereditary
transmission of peculiarities is undoubtedly true; but the great
differences between men in different states of society cannot be
explained in this way. The influence of heredity, which it is now
the fashion to rate so highly, is as nothing compared with the
influences which mold the man after he comes into the world. What
is more ingrained in habit than language, which becomes not merely
an automatic trick of the muscles, but the medium of thought? What
persists longer, or will quicker show nationality? Yet we are not born
with a predisposition to any language. Our mother tongue is our mother
tongue only because we learned it in infancy. Although his ancestors
have thought and spoken in one language for countless generations, a
child who hears from the first nothing else, will learn with equal
facility any other tongue. And so of other national or local or class
peculiarities. They seem to be matters of education and habit, not of
transmission. Cases of white children captured by Indians in infancy
and brought up in the wigwam show this. They become thorough Indians.
And so, I believe, with children brought up by Gypsies.
That this is not so true of the children of Indians or other distinctly
marked races brought up by whites is, I think, due to the fact that
they are never treated precisely as white children. A gentleman who
had taught a colored school once told me that he thought the colored
children, up to the age of ten or twelve, were really brighter and
learned more readily than white children, but that after that age
they seemed to get dull and careless. He thought this proof of innate
race inferiority, and so did I at the time. But I afterward heard a
highly intelligent negro gentleman (Bishop Hillery) incidentally make a
remark which to my mind seems a sufficient explanation. He said: “Our
children, when they are young, are fully as bright as white children,
and learn as readily. But as soon as they get old enough to appreciate
their status—to realize that they are looked upon as belonging to an
inferior race, and can never hope to be anything more than cooks,
waiters, or something of that sort, they lose their ambition and cease
to keep up.” And to this he might have added, that being the children
of poor, uncultivated and unambitious parents, home influences told
against them. For, I believe it is a matter of common observation that
in the primary part of education the children of ignorant parents are
quite as receptive as the children of intelligent parents, but by
and by the latter, as a general rule, pull ahead and make the most
intelligent men and women. The reason is plain. As to the first simple
things which they learn only at school, they are on a par, but as their
studies become more complex, the child who at home is accustomed to
good English, hears intelligent conversation, has access to books, can
get questions answered, etc., has an advantage which tells.
The same thing may be seen later in life. Take a man who has raised
himself from the ranks of common labor, and just as he is brought
into contact with men of culture and men of affairs, will he become
more intelligent and polished. Take two brothers, the sons of poor
parents, brought up in the same home and in the same way. One is put to
a rude trade, and never gets beyond the necessity of making a living
by hard daily labor; the other, commencing as an errand boy, gets a
start in another direction, and becomes finally a successful lawyer,
merchant, or politician. At forty or fifty the contrast between them
will be striking, and the unreflecting will credit it to the greater
natural ability which has enabled the one to push himself ahead. But
just as striking a difference in manners and intelligence will be
manifested between two sisters, one of whom, married to a man who
has remained poor, has her life fretted with petty cares and devoid
of opportunities, and the other of whom has married a man whose
subsequent position brings her into cultured society and opens to
her opportunities which refine taste and expand intelligence. And so
deteriorations may be seen. That “evil communications corrupt good
manners” is but an expression of the general law that human character
is profoundly modified by its conditions and surroundings.
I remember once seeing, in a Brazilian seaport, a negro man dressed
in what was an evident attempt at the height of fashion, but without
shoes and stockings. One of the sailors with whom I was in company,
and who had made some runs in the slave trade, had a theory that a
negro was not a man, but a sort of monkey, and pointed to this as
evidence in proof, contending that it was not natural for a negro to
wear shoes, and that in his wild state he would wear no clothes at
all. I afterward learned that it was not considered “the thing” there
for slaves to wear shoes, just as in England it is not considered the
thing for a faultlessly attired butler to wear jewelry, though for that
matter I have since seen white men at liberty to dress as they pleased
get themselves up as incongruously as the Brazilian slave. But a great
many of the facts adduced as showing hereditary transmission have
really no more bearing than this of our forecastle Darwinian.
That, for instance, a large number of criminals and recipients of
public relief in New York have been shown to have descended from
a pauper three or four generations back is extensively cited as
showing hereditary transmission. But it shows nothing of the kind,
inasmuch as an adequate explanation of the facts is nearer. Paupers
will raise paupers, even if the children be not their own, just as
familiar contact with criminals will make criminals of the children of
virtuous parents. To learn to rely on charity is necessarily to lose
the self-respect and independence necessary for self-reliance when
the struggle is hard. So true is this that, as is well known, charity
has the effect of increasing the demand for charity, and it is an
open question whether public relief and private alms do not in this
way do far more harm than good. And so of the disposition of children
to show the same feelings, tastes, prejudices, or talents as their
parents. They imbibe these dispositions just as they imbibe from their
habitual associates. And the exceptions prove the rule, as dislikes or
revulsions may be excited.
And there is, I think, a subtler influence which often accounts for
what are looked upon as atavisms of character—the same influence that
makes the boy who reads dime novels want to be a pirate. I once knew a
gentleman in whose veins ran the blood of Indian chiefs. He used to
tell me traditions learned from his grandfather, which illustrated what
is difficult for a white man to comprehend—the Indian habit of thought,
the intense but patient blood thirst of the trail, and the fortitude
of the stake. From the way in which he dwelt on these, I have no doubt
that under certain circumstances, highly educated, civilized man
that he was, he would have shown traits which would have been looked
on as due to his Indian blood; but which in reality would have been
sufficiently explained by the broodings of his imagination upon the
deeds of his ancestors.[61]
In any large community we may see, as between different classes and
groups, differences of the same kind as those which exist between
communities which we speak of as differing in civilization—differences
of knowledge, belief, customs, tastes, and speech, which in their
extremes show among people of the same race, living in the same
country, differences almost as great as those between civilized and
savage communities. As all stages of social development, from the stone
age up, are yet to be found in contemporaneously existing communities,
so in the same country and in the same city are to be found, side by
side, groups which show similar diversities. In such countries as
England and Germany, children of the same race, born and reared in the
same place, will grow up, speaking the language differently, holding
different beliefs, following different customs, and showing different
tastes; and even in such a country as the United States differences
of the same kind, though not of the same degree, may be seen between
different circles or groups.
But these differences are certainly not innate. No baby is born a
Methodist or Catholic, to drop its h’s or to sound them. All these
differences which distinguish different groups or circles are derived
from association in these circles.
The Janissaries were made up of youths torn from Christian parents
at an early age, but they were none the less fanatical Moslems and
none the less exhibited all the Turkish traits; the Jesuits and other
orders show distinct character, but it is certainly not perpetuated
by hereditary transmissions; and even such associations as schools
or regiments, where the components remain but a short time and are
constantly changing, exhibit general characteristics, which are the
result of mental impressions perpetuated by association.
Now, it is this body of traditions, beliefs, customs, laws, habits, and
associations, which arise in every community and which surround every
individual—this “super-organic environment,” as Herbert Spencer calls
it, that, as I take it, is the great element in determining national
character. It is this, rather than hereditary transmission, which makes
the Englishman differ from the Frenchman, the German from the Italian,
the American from the Chinaman, and the civilized man from the savage
man. It is in this way that national traits are preserved, extended, or
altered.
Within certain limits, or, if you choose, without limits in itself,
hereditary transmission may develop or alter qualities, but this is
much more true of the physical than of the mental part of a man,
and much more true of animals than it is even of the physical part
of man. Deductions from the breeding of pigeons or cattle will not
apply to man, and the reason is clear. The life of man, even in his
rudest state, is infinitely more complex. He is constantly acted
on by an infinitely greater number of influences, amid which the
relative influence of heredity becomes less and less. A race of men
with no greater mental activity than the animals—men who only ate,
drank, slept, and propagated—might, I doubt not, by careful treatment
and selection in breeding, be made, in course of time, to exhibit as
great diversities in bodily shape and character as similar means have
produced in the domestic animals. But there are no such men; and in
men as they are, mental influences, acting through the mind upon the
body, would constantly interrupt the process. You cannot fatten a man
whose mind is on the strain by cooping him up and feeding him as you
would fatten a pig. In all probability men have been upon the earth
longer than many species of animals. They have been separated from
each other under differences of climate that produce the most marked
differences in animals, and yet the physical differences between the
different races of men are hardly greater than the difference between
white horses and black horses—they are certainly nothing like as
great as between dogs of the same sub-species, as, for instance, the
different varieties of the terrier or spaniel. And even these physical
differences between races of men, it is held by those who account for
them by natural selection and hereditary transmission, were brought out
when man was much nearer the animal—that is to say, when he had less
mind.
And if this be true of the physical constitution of man, in how much
higher degree is it true of his mental constitution? All our physical
parts we bring with us into the world; but the mind develops afterward.
There is a stage in the growth of every organism in which it cannot be
told, except by the environment, whether the animal that is to be will
be fish or reptile, monkey or man. And so with the new-born infant;
whether the mind that is yet to awake to consciousness and power is to
be English or German, American or Chinese—the mind of a civilized man
or the mind of a savage—depends entirely on the social environment in
which it is placed.
Take a number of infants born of the most highly civilized parents
and transport them to an uninhabited country. Suppose them in some
miraculous way to be sustained until they come of age to take care of
themselves, and what would you have? More helpless savages than any we
know of. They would have fire to discover; the rudest tools and weapons
to invent; language to construct. They would, in short, have to stumble
their way to the simplest knowledge which the lowest races now possess,
just as a child learns to walk. That they would in time do all these
things I have not the slightest doubt, for all these possibilities are
latent in the human mind just as the power of walking is latent in
the human frame, but I do not believe they would do them any better
or worse, any slower or quicker, than the children of barbarian
parents placed in the same conditions. Given the very highest mental
powers that exceptional individuals have ever displayed, and what
could mankind be if one generation were separated from the next by an
interval of time, as are the seventeen-year locusts? One such interval
would reduce mankind, not to savagery, but to a condition compared with
which savagery, as we know it, would seem civilization.
And, reversely, suppose a number of savage infants could, unknown to
the mothers, for even this would be necessary to make the experiment a
fair one, be substituted for as many children of civilization, can we
suppose that growing up they would show any difference? I think no one
who has mixed much with different peoples and classes will think so.
The great lesson that is thus learned is that “human nature is human
nature all the world over.” And this lesson, too, may be learned in
the library. I speak not so much of the accounts of travelers, for the
accounts given of savages by the civilized men who write books are very
often just such accounts as savages would give of us did they make
flying visits and then write books; but of those mementos of the life
and thoughts of other times and other peoples, which, translated into
our language of to-day, are like glimpses of our own lives and gleams
of our own thought. The feeling they inspire is that of the essential
similarity of men. “This,” says Emanuel Deutsch—“this is the end of all
investigation into history or art. _They were even as we are._”
There is a people to be found in all parts of the world who well
illustrate what peculiarities are due to hereditary transmission and
what to transmission by association. The Jews have maintained the
purity of their blood more scrupulously and for a far longer time than
any of the European races, yet I am inclined to think that the only
characteristic that can be attributed to this is that of physiognomy,
and this is in reality far less marked than is conventionally supposed,
as any one who will take the trouble may see on observation. Although
they have constantly married among themselves, the Jews have everywhere
been modified by their surroundings—the English, Russian, Polish,
German, and Oriental Jews differing from each other in many respects
as much as do the other people of those countries. Yet they have much
in common, and have everywhere preserved their individuality. The
reason is clear. It is the Hebrew religion—and certainly religion is
not transmitted by generation, but by association—which has everywhere
preserved the distinctiveness of the Hebrew race. This religion, which
children derive, not as they derive their physical characteristics, but
by precept and association, is not merely exclusive in its teachings,
but has, by engendering suspicion and dislike, produced a powerful
outside pressure which, even more than its precepts, has everywhere
constituted of the Jews a community within a community. Thus has been
built up and maintained a certain peculiar environment which gives a
distinctive character. Jewish intermarriage has been the effect, not
the cause of this. What persecution which stopped short of taking
Jewish children from their parents and bringing them up outside of this
peculiar environment could not accomplish, will be accomplished by the
lessening intensity of religious belief, as is already evident in the
United States, where the distinction between Jew and Gentile is fast
disappearing.
And it seems to me that the influence of this social net or environment
will explain what is so often taken as proof of race differences—the
difficulty which less civilized races show in receiving higher
civilization, and the manner in which some of them melt away before it.
Just as one social environment persists, so does it render it difficult
or impossible for those subject to it to accept another.
The Chinese character is fixed if that of any people is. Yet the
Chinese in California acquire American modes of working, trading,
the use of machinery, etc., with such facility as to prove that they
have no lack of flexibility, or natural capacity. That they do not
change in other respects is due to the Chinese environment that still
persists and still surrounds them. Coming from China, they look forward
to return to China, and live while here in a little China of their
own, just as the Englishmen in India maintain a little England. It is
not merely that we naturally seek association with those who share
our peculiarities, and that thus language, religion and custom tend
to persist where individuals are not absolutely isolated; but that
these differences provoke an external pressure, which compels such
association.
These obvious principles fully account for all the phenomena which
are seen in the meeting of one stage or body of culture with another,
without resort to the theory of ingrained differences. For instance,
as comparative philology has shown, the Hindoo is of the same race as
his English conqueror, and individual instances have abundantly shown
that if he could be placed completely and exclusively in the English
environment (which, as before stated, could be thoroughly done only by
placing infants in English families in such a way that neither they,
as they grow up, nor those around them, would be conscious of any
distinction) one generation would be all required to thoroughly implant
European civilization. But the progress of English ideas and habits in
India must be necessarily very slow, because they meet there the web of
ideas and habits constantly perpetuated through an immense population,
and interlaced with every act of life.
Mr. Bagehot (“Physics and Politics”) endeavors to explain the reason
why barbarians waste away before our civilization, while they did
not before that of the ancients, by assuming that the progress of
civilization has given us tougher physical constitutions. After
alluding to the fact that there is no lament in any classical writer
for the barbarians, but that everywhere the barbarian endured the
contact with the Roman and the Roman allied himself to the barbarian,
he says (pp. 47-8):
“Savages in the first year of the Christian era were pretty much what
they were in the eighteen hundredth; and if they stood the contact of
ancient civilized men and cannot stand ours, it follows that our race
is presumably tougher than the ancient; for we have to bear, and do
bear, the seeds of greater diseases than the ancients carried with
them. We may use, perhaps, the unvarying savage as a meter to gauge
the vigor of the constitution to whose contact he is exposed.”
Mr. Bagehot does not attempt to explain how it is that eighteen
hundred years ago civilization did not give the like relative advantage
over barbarism that it does now. But there is no use of talking
about that, or of the lack of proof that the human constitution has
been a whit improved. To any one who has seen how the contact of our
civilization affects the inferior races, a much readier though less
flattering explanation will occur.
It is not because our constitutions are naturally tougher than those
of the savage, that diseases which are comparatively innocuous to us
are certain death to him. It is that we know and have the means of
treating those diseases, while he is destitute both of knowledge and
means. The same diseases with which the scum of civilization that
floats in its advance inoculates the savage would prove as destructive
to civilized men, if they knew no better than to let them run, as he
in his ignorance has to let them run; and as a matter of fact they
were as destructive, until we found out how to treat them. And not
merely this, but the effect of the impingement of civilization upon
barbarism is to weaken the power of the savage without bringing him
into the conditions that give power to the civilized man. While his
habits and customs still tend to persist, and do persist as far as they
can, the conditions to which they were adapted are forcibly changed.
He is a hunter in a land stripped of game; a warrior deprived of his
arms and called on to plead in legal technicalities. He is not merely
placed between cultures, but, as Mr. Bagehot says of the European
half-breeds in India, he is placed between moralities, and learns the
vices of civilization without its virtues. He loses his accustomed
means of subsistence, he loses self-respect, he loses morality; he
deteriorates and dies away. The miserable creatures who may be seen
hanging around frontier towns or railroad stations, ready to beg, or
steal, or solicit a viler commerce, are not fair representatives of the
Indian before the white man had encroached upon his hunting grounds.
They have lost the strength and virtues of their former state, without
gaining those of a higher. In fact, civilization, as it pushes the red
man, shows no virtues. To the Anglo-Saxon of the frontier, as a rule,
the aborigine has no rights which the white man is bound to respect.
He is impoverished, misunderstood, cheated, and abused. He dies
out, as, under similar conditions, we should die out. He disappears
before civilization as the Romanized Britons disappeared before Saxon
barbarism.
The true reason why there is no lament in any classic writer for the
barbarian, but that the Roman civilization assimilated instead of
destroying, is, I take it, to be found not only in the fact that the
ancient civilization was much nearer akin to the barbarians which
it met, but in the more important fact that it was not extended as
ours has been. It was carried forward, not by an advancing line of
colonists, but by conquest which merely reduced the new province to
general subjection, leaving the social, and generally the political
organization of the people to a great degree unimpaired, so that,
without shattering or deterioration, the process of assimilation went
on. In a somewhat similar way the civilization of Japan seems to be now
assimilating itself to European civilization.
In America the Anglo-Saxon has exterminated, instead of civilizing,
the Indian, simply because he has not brought the Indian into his
environment, nor yet has the contact been in such a way as to induce
or permit the Indian web of habitual thought and custom to be changed
rapidly enough to meet the new conditions into which he has been
brought by the proximity of new and powerful neighbors. That there is
no innate impediment to the reception of our civilization by these
uncivilized races has been shown over and over again in individual
cases. And it has likewise been shown, so far as the experiments have
been permitted to go, by the Jesuits in Paraguay, the Franciscans in
California, and the Protestant missionaries on some of the Pacific
islands.
The assumption of physical improvement in the race within any time
of which we have knowledge is utterly without warrant, and within
the time of which Mr. Bagehot speaks, it is absolutely disproved. We
know from classic statues, from the burdens carried and the marches
made by ancient soldiers, from the records of runners and the feats
of gymnasts, that neither in proportions nor strength has the race
improved within two thousand years. But the assumption of mental
improvement, which is even more confidently and generally made, is
still more preposterous. As poets, artists, architects, philosophers,
rhetoricians, statesmen, or soldiers, can modern civilization show
individuals of greater mental power than can the ancient? There is no
use in recalling names—every schoolboy knows them. For our models and
personifications of mental power we go back to the ancients, and if
we can for a moment imagine the possibility of what is held by that
oldest and most widespread of all beliefs—that belief which Lessing
declared on this account the most probably true, though he accepted it
on metaphysical grounds—and suppose Homer or Virgil, Demosthenes or
Cicero, Alexander, Hannibal or Cæsar, Plato or Lucretius, Euclid or
Aristotle, as re-entering this life again in the Nineteenth Century,
can we suppose that they would show any inferiority to the men of
to-day? Or if we take any period since the classic age, even the
darkest, or any previous period of which we know anything, shall we
not find men who in the conditions and degree of knowledge of their
times showed mental power of as high an order as men show now? And
among the less advanced races do we not to-day, whenever our attention
is called to them, find men who in their conditions exhibit mental
qualities as great as civilization can show? Did the invention of the
railroad, coming when it did, prove any greater inventive power than
did the invention of the wheelbarrow when wheelbarrows were not? We of
modern civilization are raised far above those who have preceded us
and those of the less advanced races who are our contemporaries. But
it is because we stand on a pyramid, not that we are taller. What the
centuries have done for us is not to increase our stature, but to build
up a structure on which we may plant our feet.
Let me repeat: I do not mean to say that all men possess the same
capacities, or are mentally alike, any more than I mean to say that
they are physically alike. Among all the countless millions who have
come and gone on this earth, there were probably never two who either
physically or mentally were exact counterparts. Nor yet do I mean to
say that there are not as clearly marked race differences in mind as
there are clearly marked race differences in body. I do not deny the
influence of heredity in transmitting peculiarities of mind in the
same way, and possibly to the same degree, as bodily peculiarities
are transmitted. But nevertheless, there is, it seems to me, a common
standard and natural symmetry of mind, as there is of body, toward
which all deviations tend to return. The conditions under which we fall
may produce such distortions as the Flatheads produce by compressing
the heads of their infants or the Chinese by binding their daughters’
feet. But as Flathead babies continue to be born with naturally shaped
heads and Chinese babies with naturally shaped feet, so does nature
seem to revert to the normal mental type. A child no more inherits
his father’s knowledge than he inherits his father’s glass eye or
artificial leg; the child of the most ignorant parents may become a
pioneer of science or a leader of thought.
But this is the great fact with which we are concerned: That the
differences between the people of communities in different places
and at different times, which we call differences of civilization,
are not differences which inhere in the individuals, but differences
which inhere in the society; that they are not, as Herbert Spencer
holds, differences resulting from differences in the units; but that
they are differences resulting from the conditions under which these
units are brought in the society. In short, I take the explanation
of the differences which distinguish communities to be this: That
each society, small or great, necessarily weaves for itself a web of
knowledge, beliefs, customs, language, tastes, institutions, and laws.
Into this web, woven by each society, or rather, into these webs,
for each community above the simplest is made up of minor societies,
which overlap and interlace each other, the individual is received at
birth and continues until his death. This is the matrix in which mind
unfolds and from which it takes its stamp. This is the way in which
customs, and religions, and prejudices, and tastes, and languages,
grow up and are perpetuated. This is the way that skill is transmitted
and knowledge is stored up, and the discoveries of one time made the
common stock and stepping stone of the next. Though it is this that
often offers the most serious obstacles to progress, it is this that
makes progress possible. It is this that enables any schoolboy in our
time to learn in a few hours more of the universe than Ptolemy knew;
that places the most humdrum scientist far above the level reached by
the giant mind of Aristotle. This is to the race what memory is to the
individual. Our wonderful arts, our far-reaching science, our marvelous
inventions—they have come through this.
Human progress goes on as the advances made by one generation are in
this way secured as the common property of the next, and made the
starting point for new advances.
FOOTNOTES:
[61] Wordsworth, in his “Song at the Feast of Brougham Castle,” has in
highly poetical form alluded to this influence:
Armor rusting in his halls
On the blood of Clifford calls:
“Quell the Scot,” exclaims the lance;
“Bear me to the heart of France,”
Is the longing of the shield.
CHAPTER III.
THE LAW OF HUMAN PROGRESS.
What, then, is the law of human progress—the law under which
civilization advances?
It must explain clearly and definitely, and not by vague generalities
or superficial analogies, why, though mankind started presumably with
the same capacities and at the same time, there now exist such wide
differences in social development. It must account for the arrested
civilizations and for the decayed and destroyed civilizations; for the
general facts as to the rise of civilization, and for the petrifying
or enervating force which the progress of civilization has heretofore
always evolved. It must account for retrogression as well as for
progression; for the differences in general character between Asiatic
and European civilizations; for the difference between classical and
modern civilizations; for the different rates at which progress goes
on; and for those bursts, and starts, and halts of progress which are
so marked as minor phenomena. And, thus, it must show us what are the
essential conditions of progress, and what social adjustments advance
and what retard it.
It is not difficult to discover such a law. We have but to look and
we may see it. I do not pretend to give it scientific precision, but
merely to point it out.
The incentives to progress are the desires inherent in human nature—the
desire to gratify the wants of the animal nature, the wants of the
intellectual nature, and the wants of the sympathetic nature; the
desire to be, to know, and to do—desires that short of infinity can
never be satisfied, as they grow by what they feed on.
Mind is the instrument by which man advances, and by which each advance
is secured and made the vantage ground for new advances. Though he may
not by taking thought add a cubit to his stature, man may by taking
thought extend his knowledge of the universe and his power over it,
in what, so far as we can see, is an infinite degree. The narrow span
of human life allows the individual to go but a short distance, but
though each generation may do but little, yet generations, succeeding
to the gain of their predecessors, may gradually elevate the status of
mankind, as coral polyps, building one generation upon the work of the
other, gradually elevate themselves from the bottom of the sea.
Mental power is, therefore, the motor of progress, and men tend to
advance in proportion to the mental power expended in progression—the
mental power which is devoted to the extension of knowledge, the
improvement of methods, and the betterment of social conditions.
Now mental power is a fixed quantity—that is to say, there is a limit
to the work a man can do with his mind, as there is to the work
he can do with his body; therefore, the mental power which can be
devoted to progress is only what is left after what is required for
non-progressive purposes.
These non-progressive purposes in which mental power is consumed may be
classified as maintenance and conflict. By maintenance I mean, not only
the support of existence, but the keeping up of the social condition
and the holding of advances already gained. By conflict I mean not
merely warfare and preparation for warfare, but all expenditure of
mental power in seeking the gratification of desire at the expense of
others, and in resistance to such aggression.
To compare society to a boat. Her progress through the water will not
depend upon the exertion of her crew, but upon the exertion devoted
to propelling her. This will be lessened by any expenditure of force
required for bailing, or any expenditure of force in fighting among
themselves, or in pulling in different directions.
Now, as in a separated state the whole powers of man are required to
maintain existence, and mental power is set free for higher uses only
by the association of men in communities, which permits the division
of labor and all the economies which come with the co-operation of
increased numbers, association is the first essential of progress.
Improvement becomes possible as men come together in peaceful
association, and the wider and closer the association, the greater
the possibilities of improvement. And as the wasteful expenditure of
mental power in conflict becomes greater or less as the moral law which
accords to each an equality of rights is ignored or is recognized,
equality (or justice) is the second essential of progress.
Thus association in equality is the law of progress. Association frees
mental power for expenditure in improvement, and equality, or justice,
or freedom—for the terms here signify the same thing, the recognition
of the moral law—prevents the dissipation of this power in fruitless
struggles.
Here is the law of progress, which will explain all diversities, all
advances, all halts, and retrogressions. Men tend to progress just as
they come closer together, and by co-operation with each other increase
the mental power that may be devoted to improvement, but just as
conflict is provoked, or association develops inequality of condition
and power, this tendency to progression is lessened, checked, and
finally reversed.
Given the same innate capacity, and it is evident that social
development will go on faster or slower, will stop or turn back,
according to the resistances it meets. In a general way these
obstacles to improvement may, in relation to the society itself, be
classed as external and internal—the first operating with greater
force in the earlier stages of civilization, the latter becoming more
important in the later stages.
Man is social in his nature. He does not require to be caught and tamed
in order to induce him to live with his fellows. The utter helplessness
with which he enters the world, and the long period required for the
maturity of his powers, necessitate the family relation; which, as
we may observe, is wider, and in its extensions stronger, among the
ruder than among the more cultivated peoples. The first societies
are families, expanding into tribes, still holding a mutual blood
relationship, and even when they have become great nations claiming a
common descent.
Given beings of this kind, placed on a globe of such diversified
surface and climate as this, and it is evident that, even with
equal capacity, and an equal start, social development must be very
different. The first limit or resistance to association will come
from the conditions of physical nature, and as these greatly vary
with locality, corresponding differences in social progress must show
themselves. The net rapidity of increase, and the closeness with which
men, as they increase, can keep together, will, in the rude state
of knowledge in which reliance for subsistence must be principally
upon the spontaneous offerings of nature, very largely depend upon
climate, soil, and physical conformation. Where much animal food and
warm clothing are required; where the earth seems poor and niggard;
where the exuberant life of tropical forests mocks barbarous man’s
puny efforts to control; where mountains, deserts, or arms of the sea
separate and isolate men; association, and the power of improvement
which it evolves, can at first go but a little way. But on the rich
plains of warm climates, where human existence can be maintained with
a smaller expenditure of force, and from a much smaller area, men
can keep closer together, and the mental power which can at first be
devoted to improvement is much greater. Hence civilization naturally
first arises in the great valleys and table lands where we find its
earliest monuments.
But these diversities in natural conditions, not merely thus directly
produce diversities in social development, but, by producing
diversities in social development, bring out in man himself an
obstacle, or rather an active counterforce, to improvement. As
families and tribes are separated from each other, the social feeling
ceases to operate between them, and differences arise in language,
custom, tradition, religion—in short, in the whole social web which
each community, however small or large, constantly spins. With these
differences, prejudices grow, animosities spring up, contact easily
produces quarrels, aggression begets aggression, and wrong kindles
revenge.[62] And so between these separate social aggregates arises the
feeling of Ishmael and the spirit of Cain, warfare becomes the chronic
and seemingly natural relation of societies to each other, and the
powers of men are expended in attack or defense, in mutual slaughter
and mutual destruction of wealth, or in warlike preparations. How
long this hostility persists, the protective tariffs and the standing
armies of the civilized world to-day bear witness; how difficult it is
to get over the idea that it is not theft to steal from a foreigner,
the difficulty in procuring an international copyright act will show.
Can we wonder at the perpetual hostilities of tribes and clans? Can we
wonder that when each community was isolated from the others—when each,
uninfluenced by the others, was spinning its separate web of social
environment, which no individual can escape, that war should have been
the rule and peace the exception? “They were even as we are.”
Now, warfare is the negation of association. The separation of men into
diverse tribes, by increasing warfare, thus checks improvement; while
in the localities where a large increase in numbers is possible without
much separation, civilization gains the advantage of exemption from
tribal war, even when the community as a whole is carrying on warfare
beyond its borders. Thus, where the resistance of nature to the close
association of men is slightest, the counterforce of warfare is likely
at first to be least felt; and in the rich plains where civilization
first begins, it may rise to a great height while scattered tribes are
yet barbarous. And thus, when small, separated communities exist in a
state of chronic warfare which forbids advance, the first step to their
civilization is the advent of some conquering tribe or nation that
unites these smaller communities into a larger one, in which internal
peace is preserved. Where this power of peaceable association is broken
up, either by external assaults or internal dissensions, the advance
ceases and retrogression begins.
But it is not conquest alone that has operated to promote association,
and, by liberating mental power from the necessities of warfare,
to promote civilization. If the diversities of climate, soil, and
configuration of the earth’s surface operate at first to separate
mankind, they also operate to encourage exchange. And commerce, which
is in itself a form of association or co-operation, operates to promote
civilization, not only directly, but by building up interests which are
opposed to warfare, and dispelling the ignorance which is the fertile
mother of prejudices and animosities.
And so of religion. Though the forms it has assumed and the animosities
it has aroused have often sundered men and produced warfare, yet it
has at other times been the means of promoting association. A common
worship has often, as among the Greeks, mitigated war and furnished
the basis of union, while it is from the triumph of Christianity over
the barbarians of Europe that modern civilization springs. Had not the
Christian Church existed when the Roman Empire went to pieces, Europe,
destitute of any bond of association, might have fallen to a condition
not much above that of the North American Indians or only received
civilization with an Asiatic impress from the conquering scimitars
of the invading hordes which had been welded into a mighty power by
a religion which, springing up in the deserts of Arabia, had united
tribes separated from time immemorial, and, thence issuing, brought
into the association of a common faith a great part of the human race.
Looking over what we know of the history of the world, we thus see
civilization everywhere springing up where men are brought into
association, and everywhere disappearing as this association is broken
up. Thus the Roman civilization, spread over Europe by the conquests
which insured internal peace, was overwhelmed by the incursions of the
northern nations that broke society again into disconnected fragments;
and the progress that now goes on in our modern civilization began as
the feudal system again began to associate men in larger communities,
and the spiritual supremacy of Rome to bring these communities into a
common relation, as her legions had done before. As the feudal bonds
grew into national autonomies, and Christianity worked the amelioration
of manners, brought forth the knowledge that during the dark days she
had hidden, bound the threads of peaceful union in her all-pervading
organization, and taught association in her religious orders, a greater
progress became possible, which, as men have been brought into closer
and closer association and co-operation, has gone on with greater and
greater force.
But we shall never understand the course of civilization, and the
varied phenomena which its history presents, without a consideration
of what I may term the internal resistances, or counter forces, which
arise in the heart of advancing society, and which can alone explain
how a civilization once fairly started should either come of itself to
a halt or be destroyed by barbarians.
The mental power, which is the motor of social progress, is set free by
association, which is, what, perhaps, it may be more properly called,
an integration. Society in this process becomes more complex; its
individuals more dependent upon each other. Occupations and functions
are specialized. Instead of wandering, population becomes fixed.
Instead of each man attempting to supply all of his wants, the various
trades and industries are separated—one man acquires skill in one
thing, and another in another thing. So, too, of knowledge, the body
of which constantly tends to become vaster than one man can grasp,
and is separated into different parts, which different individuals
acquire and pursue. So, too, the performance of religious ceremonies
tends to pass into the hands of a body of men specially devoted to that
purpose, and the preservation of order, the administration of justice,
the assignment of public duties and the distribution of awards, the
conduct of war, etc., to be made the special functions of an organized
government. In short, to use the language in which Herbert Spencer
has defined evolution, the development of society is, in relation to
its component individuals, the passing from an indefinite, incoherent
homogeneity to a definite, coherent heterogeneity. The lower the
stage of social development, the more society resembles one of those
lowest of animal organisms which are without organs or limbs, and from
which a part may be cut and yet live. The higher the stage of social
development, the more society resembles those higher organisms in
which functions and powers are specialized, and each member is vitally
dependent on the others.
Now, this process of integration, of the specialization of functions
and powers, as it goes on in society, is, by virtue of what is probably
one of the deepest laws of human nature, accompanied by a constant
liability to inequality. I do not mean that inequality is the necessary
result of social growth, but that it is the constant tendency of social
growth if unaccompanied by changes in social adjustments, which, in
the new conditions that growth produces, will secure equality. I
mean, so to speak, that the garment of laws, customs, and political
institutions, which each society weaves for itself, is constantly
tending to become too tight as the society develops. I mean, so to
speak, that man, as he advances, threads a labyrinth, in which, if he
keeps straight ahead, he will infallibly lose his way, and through
which reason and justice can alone keep him continuously in an
ascending path.
For, while the integration which accompanies growth tends in itself to
set free mental power to work improvement, there is, both with increase
of numbers and with increase in complexity of the social organization,
a counter tendency set up to the production of a state of inequality,
which wastes mental power, and, as it increases, brings improvement to
a halt.
To trace to its highest expression the law which thus operates to
evolve with progress the force which stops progress, would be, it seems
to me, to go far to the solution of a problem deeper than that of the
genesis of the material universe—the problem of the genesis of evil.
Let me content myself with pointing out the manner in which, as society
develops, there arise tendencies which check development.
There are two qualities of human nature which it will be well, however,
to first call to mind. The one is the power of habit—the tendency to
continue to do things in the same way; the other is the possibility
of mental and moral deterioration. The effect of the first in social
development is to continue habits, customs, laws and methods, long
after they have lost their original usefulness, and the effect of the
other is to permit the growth of institutions and modes of thought from
which the normal perceptions of men instinctively revolt.
Now the growth and development of society not merely tend to make
each more and more dependent upon all, and to lessen the influence
of individuals, even over their own conditions, as compared with the
influence of society; but the effect of association or integration is
to give rise to a collective power which is distinguishable from the
sum of individual powers. Analogies, or, perhaps, rather illustrations
of the same law, may be found in all directions. As animal organisms
increase in complexity, there arise, above the life and power of the
parts, a life and power of the integrated whole; above the capability
of involuntary movements, the capability of voluntary movements. The
actions and impulses of bodies of men are, as has often been observed,
different from those which, under the same circumstances, would be
called forth in individuals. The fighting qualities of a regiment may
be very different from those of the individual soldiers. But there is
no need of illustrations. In our inquiries into the nature and rise
of rent, we traced the very thing to which I allude. Where population
is sparse, land has no value; just as men congregate together, the
value of land appears and rises—a clearly distinguishable thing from
the values produced by individual effort; a value which springs
from association, which increases as association grows greater, and
disappears as association is broken up. And the same thing is true of
power in other forms than those generally expressed in terms of wealth.
Now, as society grows, the disposition to continue previous social
adjustments tends to lodge this collective power, as it arises, in the
hands of a portion of the community; and this unequal distribution
of the wealth and power gained as society advances tends to produce
greater inequality, since aggression grows by what it feeds on, and the
idea of justice is blurred by the habitual toleration of injustice.
In this way the patriarchal organization of society can easily grow
into hereditary monarchy, in which the king is as a god on earth, and
the masses of the people mere slaves of his caprice. It is natural that
the father should be the directing head of the family, and that at his
death the eldest son, as the oldest and most experienced member of the
little community, should succeed to the headship. But to continue this
arrangement as the family expands, is to lodge power in a particular
line, and the power thus lodged necessarily continues to increase,
as the common stock becomes larger and larger, and the power of the
community grows. The head of the family passes into the hereditary
king, who comes to look upon himself and to be looked upon by others
as a being of superior rights. With the growth of the collective power
as compared with the power of the individual, his power to reward and
to punish increases, and so increase the inducements to flatter and to
fear him; until finally, if the process be not disturbed, a nation
grovels at the foot of a throne, and a hundred thousand men toil for
fifty years to prepare a tomb for one of their own mortal kind.
So the war-chief of a little band of savages is but one of their
number, whom they follow as their bravest and most wary. But when large
bodies come to act together, personal selection becomes more difficult,
a blinder obedience becomes necessary and can be enforced, and from the
very necessities of warfare when conducted on a large scale absolute
power arises.
And so of the specialization of function. There is a manifest gain in
productive power when social growth has gone so far that instead of
every producer being summoned from his work for fighting purposes, a
regular military force can be specialized; but this inevitably tends
to the concentration of power in the hands of the military class or
their chiefs. The preservation of internal order, the administration
of justice, the construction and care of public works, and, notably,
the observances of religion, all tend in similar manner to pass into
the hands of special classes, whose disposition it is to magnify their
function and extend their power.
But the great cause of inequality is in the natural monopoly which
is given by the possession of land. The first perceptions of men
seem always to be that land is common property; but the rude devices
by which this is at first recognized—such as annual partitions
or cultivation in common—are consistent with only a low stage of
development. The idea of property, which naturally arises with
reference to things of human production, is easily transferred to
land, and an institution which when population is sparse merely
secures to the improver and user the due reward of his labor, finally,
as population becomes dense and rent arises, operates to strip the
producer of his wages. Not merely this, but the appropriation of rent
for public purposes, which is the only way in which, with anything like
a high development, land can be readily retained as common property,
becomes, when political and religious power passes into the hands of
a class, the ownership of the land by that class, and the rest of the
community become merely tenants. And wars and conquests, which tend to
the concentration of political power and to the institution of slavery,
naturally result, where social growth has given land a value, in the
appropriation of the soil. A dominant class, who concentrate power in
their hands, will likewise soon concentrate ownership of the land. To
them will fall large partitions of conquered land, which the former
inhabitants will till as tenants or serfs, and the public domain, or
common lands, which in the natural course of social growth are left
for awhile in every country, and in which state the primitive system
of village culture leaves pasture and woodland, are readily acquired,
as we see by modern instances. And inequality once established, the
ownership of land tends to concentrate as development goes on.
I am merely attempting to set forth the general fact that as a social
development goes on, inequality tends to establish itself, and not to
point out the particular sequence, which must necessarily vary with
different conditions. But this main fact makes intelligible all the
phenomena of petrifaction and retrogression. The unequal distribution
of the power and wealth gained by the integration of men in society
tends to check, and finally to counterbalance, the force by which
improvements are made and society advances. On the one side, the
masses of the community are compelled to expend their mental powers
in merely maintaining existence. On the other side, mental power is
expended in keeping up and intensifying the system of inequality, in
ostentation, luxury, and warfare. A community divided into a class
that rules and a class that is ruled—into the very rich and the very
poor, may “build like giants and finish like jewelers;” but it will be
monuments of ruthless pride and barren vanity, or of a religion turned
from its office of elevating man into an instrument for keeping him
down. Invention may for awhile to some degree go on; but it will be the
invention of refinements in luxury, not the inventions that relieve
toil and increase power. In the arcana of temples or in the chambers of
court physicians knowledge may still be sought; but it will be hidden
as a secret thing, or if it dares come out to elevate common thought or
brighten common life, it will be trodden down as a dangerous innovator.
For as it tends to lessen the mental power devoted to improvement, so
does inequality tend to render men adverse to improvement. How strong
is the disposition to adhere to old methods among the classes who are
kept in ignorance by being compelled to toil for a mere existence,
is too well known to require illustration, and on the other hand the
conservatism of the classes to whom the existing social adjustment
gives special advantages is equally apparent. This tendency to resist
innovation, even though it be improvement, is observable in every
special organization—in religion, in law, in medicine, in science, in
trade guilds; and it becomes intense just as the organization is close.
A close corporation has always an instinctive dislike of innovation and
innovators, which is but the expression of an instinctive fear that
change may tend to throw down the barriers which hedge it in from the
common herd, and so rob it of importance and power; and it is always
disposed to guard carefully its special knowledge or skill.
It is in this way that petrifaction succeeds progress. The advance of
inequality necessarily brings improvement to a halt, and as it still
persists or provokes unavailing reactions, draws even upon the mental
power necessary for maintenance, and retrogression begins.
These principles make intelligible the history of civilization.
In the localities where climate, soil, and physical conformation tended
least to separate men as they increased, and where, accordingly,
the first civilizations grew up, the internal resistances to
progress would naturally develop in a more regular and thorough
manner than where smaller communities, which in their separation
had developed diversities, were afterward brought together into a
closer association. It is this, it seems to me, which accounts for
the general characteristics of the earlier civilizations as compared
with the later civilizations of Europe. Such homogeneous communities,
developing from the first without the jar of conflict between different
customs, laws, religions, etc., would show a much greater uniformity.
The concentrating and conservative forces would all, so to speak, pull
together. Rival chieftains would not counterbalance each other, nor
diversities of belief hold the growth of priestly influence in check.
Political and religious power, wealth and knowledge, would thus tend
to concentrate in the same centers. The same causes which tended to
produce the hereditary king and hereditary priest would tend to produce
the hereditary artisan and laborer, and to separate society into
castes. The power which association sets free for progress would thus
be wasted, and barriers to further progress be gradually raised. The
surplus energies of the masses would be devoted to the construction
of temples, palaces, and pyramids; to ministering to the pride and
pampering the luxury of their rulers; and should any disposition to
improvement arise among the classes of leisure it would at once be
checked by the dread of innovation. Society developing in this way must
at length stop in a conservatism which permits no further progress.
How long such a state of complete petrifaction, when once reached,
will continue, seems to depend upon external causes, for the iron bonds
of the social environment which grows up repress disintegrating forces
as well as improvement. Such a community can be most easily conquered,
for the masses of the people are trained to a passive acquiescence in
a life of hopeless labor. If the conquerors merely take the place of
the ruling class, as the Hyksos did in Egypt and the Tartars in China,
everything will go on as before. If they ravage and destroy, the glory
of palace and temple remains but in ruins, population becomes sparse,
and knowledge and art are lost.
European civilization differs in character from civilizations of
the Egyptian type because it springs not from the association of a
homogeneous people developing from the beginning, or at least for
a long time, under the same conditions, but from the association
of peoples who in separation had acquired distinctive social
characteristics, and whose smaller organizations longer prevented
the concentration of power and wealth in one center. The physical
conformation of the Grecian peninsula is such as to separate the people
at first into a number of small communities. As those petty republics
and nominal kingdoms ceased to waste their energies in warfare, and the
peaceable co-operation of commerce extended, the light of civilization
blazed up. But the principle of association was never strong enough
to save Greece from inter-tribal war, and when this was put an end to
by conquest, the tendency to inequality, which had been combated with
various devices by Grecian sages and statesmen, worked its result, and
Grecian valor, art, and literature became things of the past. And so in
the rise and extension, the decline and fall, of Roman civilization,
may be seen the working of these two principles of association and
equality, from the combination of which springs progress.
Springing from the association of the independent husbandmen and
free citizens of Italy, and gaining fresh strength from conquests
which brought hostile nations into common relations, the Roman power
hushed the world in peace. But the tendency to inequality, checking
real progress from the first, increased as the Roman civilization
extended. The Roman civilization did not petrify as did the homogeneous
civilizations where the strong bonds of custom and superstition that
held the people in subjection probably also protected them, or at any
rate kept the peace between rulers and ruled; it rotted, declined and
fell. Long before Goth or Vandal had broken through the cordon of the
legions, even while her frontiers were advancing, Rome was dead at the
heart. Great estates had ruined Italy. Inequality had dried up the
strength and destroyed the vigor of the Roman world. Government became
despotism, which even assassination could not temper; patriotism became
servility; vices the most foul flouted themselves in public; literature
sank to puerilities; learning was forgotten; fertile districts became
waste without the ravages of war—everywhere inequality produced decay,
political, mental, moral, and material. The barbarism which overwhelmed
Rome came not from without, but from within. It was the necessary
product of the system which had substituted slaves and colonii for the
independent husbandmen of Italy, and carved the provinces into estates
of senatorial families.
Modern civilization owes its superiority to the growth of equality with
the growth of association. Two great causes contributed to this—the
splitting up of concentrated power into innumerable little centers by
the influx of the Northern nations, and the influence of Christianity.
Without the first there would have been the petrifaction and slow decay
of the Eastern Empire, where church and state were closely married and
loss of external power brought no relief of internal tyranny. And but
for the other there would have been barbarism, without principle of
association or amelioration. The petty chiefs and allodial lords who
everywhere grasped local sovereignty held each other in check. Italian
cities recovered their ancient liberty, free towns were founded,
village communities took root, and serfs acquired rights in the soil
they tilled. The leaven of Teutonic ideas of equality worked through
the disorganized and disjointed fabric of society. And although society
was split up into an innumerable number of separated fragments, yet
the idea of closer association was always present—it existed in the
recollections of a universal empire; it existed in the claims of a
universal church.
Though Christianity became distorted and alloyed in percolating
through a rotting civilization; though pagan gods were taken into her
pantheon, and pagan forms into her ritual, and pagan ideas into her
creed; yet her essential idea of the equality of men was never wholly
destroyed. And two things happened of the utmost moment to incipient
civilization—the establishment of the papacy and the celibacy of the
clergy. The first prevented the spiritual power from concentrating in
the same lines as the temporal power; and the latter prevented the
establishment of a priestly caste, during a time when all power tended
to hereditary form.
In her efforts for the abolition of slavery; in her Truce of God;
in her monastic orders; in her councils which united nations, and
her edicts which ran without regard to political boundaries; in the
low-born hands in which she placed a sign before which the proudest
knelt; in her bishops who by consecration became the peers of the
greatest nobles; in her “Servant of Servants,” for so his official
title ran, who, by virtue of the ring of a simple fisherman, claimed
the right to arbitrate between nations, and whose stirrup was held
by kings; the Church, in spite of everything, was yet a promoter of
association, a witness for the natural equality of men; and by the
Church herself was nurtured a spirit that, when her early work of
association and emancipation was well-nigh done—when the ties she had
knit had become strong, and the learning she had preserved had been
given to the world—broke the chains with which she would have fettered
the human mind, and in a great part of Europe rent her organization.
The rise and growth of European civilization is too vast and complex
a subject to be thrown into proper perspective and relation in a
few paragraphs; but in all its details, as in its main features, it
illustrates the truth that progress goes on just as society tends
toward closer association and greater equality. Civilization is
co-operation. Union and liberty are its factors. The great extension of
association—not alone in the growth of larger and denser communities,
but in the increase of commerce and the manifold exchanges which
knit each community together and link them with other though widely
separated communities; the growth of international and municipal law;
the advances in security of property and of person, in individual
liberty, and towards democratic government—advances, in short, towards
the recognition of the equal rights to life, liberty, and the pursuit
of happiness—it is these that make our modern civilization so much
greater, so much higher, than any that has gone before. It is these
that have set free the mental power which has rolled back the veil of
ignorance which hid all but a small portion of the globe from men’s
knowledge; which has measured the orbits of the circling spheres and
bids us see moving, pulsing life in a drop of water; which has opened
to us the antechamber of nature’s mysteries and read the secrets of a
long-buried past; which has harnessed in our service physical forces
beside which man’s efforts are puny; and increased productive power by
a thousand great inventions.
In that spirit of fatalism to which I have alluded as pervading current
literature, it is the fashion to speak even of war and slavery as means
of human progress. But war, which is the opposite of association,
can aid progress only when it prevents further war or breaks down
anti-social barriers which are themselves passive war.
As for slavery, I cannot see how it could ever have aided in
establishing freedom, and freedom, the synonym of equality, is, from
the very rudest state in which man can be imagined, the stimulus and
condition of progress. Auguste Comte’s idea that the institution of
slavery destroyed cannibalism is as fanciful as Elia’s humorous notion
of the way mankind acquired a taste for roast pig. It assumes that
a propensity that has never been found developed in man save as the
result of the most unnatural conditions—the direst want or the most
brutalizing superstitions[63]—is an original impulse, and that he, even
in his lowest state the highest of all animals, has natural appetites
which the nobler brutes do not show. And so of the idea that slavery
began civilization by giving slave owners leisure for improvement.
Slavery never did and never could aid improvement. Whether the
community consist of a single master and a single slave, or of
thousands of masters and millions of slaves, slavery necessarily
involves a waste of human power; for not only is slave labor less
productive than free labor, but the power of masters is likewise
wasted in holding and watching their slaves, and is called away
from directions in which real improvement lies. From first to last,
slavery, like every other denial of the natural equality of men, has
hampered and prevented progress. Just in proportion as slavery plays an
important part in the social organization does improvement cease. That
in the classical world slavery was so universal, is undoubtedly the
reason why the mental activity which so polished literature and refined
art never hit on any of the great discoveries and inventions which
distinguish modern civilization. No slave-holding people ever were an
inventive people. In a slave-holding community the upper classes may
become luxurious and polished; but never inventive. Whatever degrades
the laborer and robs him of the fruits of his toil stifles the spirit
of invention and forbids the utilization of inventions and discoveries
even when made. To freedom alone is given the spell of power which
summons the genii in whose keeping are the treasures of earth and the
viewless forces of the air.
The law of human progress, what is it but the moral law? Just as social
adjustments promote justice, just as they acknowledge the equality of
right between man and man, just as they insure to each the perfect
liberty which is bounded only by the equal liberty of every other,
must civilization advance. Just as they fail in this, must advancing
civilization come to a halt and recede. Political economy and social
science cannot teach any lessons that are not embraced in the simple
truths that were taught to poor fishermen and Jewish peasants by
One who eighteen hundred years ago was crucified—the simple truths
which, beneath the warpings of selfishness and the distortions of
superstition, seem to underlie every religion that has ever striven to
formulate the spiritual yearnings of man.
FOOTNOTES: