CHAPTER II

THE MEDIEVAL AND THE CLASSICAL INFLUENCES

English tragedy makes its appearance at the very beginning of Elizabeth's

reign. In the Middle Ages nearly all knowledge of the drama of the Greeks

and Romans was lost, and the medieval drama developed without aid from

classical precedents or models. It resulted in various forms, of which the

miracles and the moralities were the most important, but it produced

nothing either in form or matter closely resembling classical tragedy or

comedy, and manifested no evolution toward corresponding divisions of the

drama. The Renaissance gave to the world the plays of Seneca, Plautus, and

the Athenian dramatists, and, after a time, some knowledge of the classical

theatre and dramatic art; then, through the imitation of these models and

also through the innovations and experiments which they suggested, the

influence of humanism came in conflict with that of medievalism throughout

Europe, in the drama as in other fields of literature. In England this

conflict was still active at the middle of the sixteenth century. Miracle

plays were still performed after long established fashion, and moralities

continued the most important and numerous species of drama; but in Latin

imitations of the classical drama, in the theatrical activity of the

schools and universities, and in the various developments of moralities,

interludes, school-plays, and pageants, there were signs of a breaking away

from old courses and of the adoption of new models, of the emergence of

English comedy and tragedy as definite dramatic forms. Tragedy in England

as elsewhere developed later and more slowly than comedy, but two years

after Elizabeth's accession the first English tragedy that has been

preserved was performed, and "Gorboduc" thus becomes the starting-point for

a history of English tragedy.

Modern tragedy, born in the Renaissance, the product of the germinating

conflict of medieval and humanistic ideas and models, has never altogether

lost the marks of its heritage from both lines of ancestry. Elizabethan

tragedy, in particular, reveals in every lineament, in its scenic

presentation, its methods of acting, its themes, structure, characters,

style, theory, and artistic impulses, the influences both of the long

centuries of medieval drama and also of the inspiration of the classics and

the freer opportunity for individual effort which resulted from humanism.

At the beginning we must attempt to separate and define these dominant

influences.

The contribution from the Middle Ages came largely from the religious

drama. The folk games and plays and the performances of entertainers of

various sorts contributed to the development of the drama principally on

the side of comedy, and only incidentally to tragedy. Nor need the early

centuries of the religious drama detain us. Its origin in the church

service, its early liturgical forms, its growth and service in the hands of

the church, and its gradual secularization are of importance for us only as

leading to its culmination in the fifteenth and sixteenth centuries; in

England notably in the great cycles of vernacular plays performed by the

guilds. It should be remembered, however, that the miracle plays never felt

the least influence from the drama of the Greeks and Romans. Knowledge of

the classic drama was long confined mainly to the plays of Terence, and

suggested even to the most learned no idea of relationship to the familiar

miracle plays; and, on the other hand, the medieval stage gave no clue to a

conception of the classical theatre. As late as Erasmus the curious notion

survived that the classic plays were read by the author or a "recitator"

from a pulpit above, while below the actors illustrated his lines by

pantomime. Almost to the middle of the fifteenth century the miracle plays

comprised all that was known of stage presentation in connection with

serious drama. They were still performed through the sixteenth century; the

boy Shakespeare may have been a spectator at a performance by the guilds;

his father and grandfather and remoter forebears had seen them or perchance

taken part in them. It was this abundant dramatic practice and ancient

dramatic tradition that gave to Elizabethan England its fondness for

play-acting, its recourse to the theatre for both amusement and

edification, and the acceptance of the drama as an important factor in its

daily life.

A glance at some of the most notable differences of the miracles from

classical plays reveals traits that remained potent in later drama. The

miracles took their material from the Bible or from some saint's life, and

their purpose was to make this material significant and impressive. They

were, in fact, essentially translations of prose narratives into dramatic

dialogue. Renaissance drama sought different material, but it found

classical authority for basing tragedies on history, and so gave support to

the medieval method of translation. In the Elizabethan period, dramatists

rarely attempted the invention of their plots, but adopted and adhered to

narrative sources. While they never suffered from the narrow

conventionality imposed upon the authors of the miracles by the authority

of the holy writ, yet something of the medieval subjection to sources was

long manifest both in form and content. It is necessary to view the dramas

of Shakespeare and all his predecessors as translations into dramatic form

of stories already told in verse or prose.

Because of their close adherence to sources and their distinctly expository

purpose, the medieval dramatists made little or no distinction between what

was suited for the stage and what was not. Their duty was primarily to

present the narrative; and, though individual initiative might add

something interesting or amusing, nothing in the Bible seemed unsuitable to

presentation on the stage, and nothing that would aid its meaning seemed

unsuitable for a drama. There was no thought of restricting a play to the

presentation of one crisis or a single action, and there was consequently

no possibility of an approach to anything like the structure of classical

tragedy. The dramatist might take advantage of the dramatic value of a

given situation like the sacrifice of Isaac, or he might make a series of

plays lead up to the great events of the redemption, but he was blind to

any opportunity to abstract from the narrative the events that dealt with

an emotional crisis and to focus them upon that as the centre of a dramatic

structure. There was no notion whatever of the difference between a

narrative fable and a dramatic fable. Dramatic unity and values in a

miracle play, on the tragic side at least, were usually the direct results

of the narrative; unity on a larger scale in the cycle was the unity of

history or of exposition, not of the drama. Such was the form which the

Elizabethan drama inherited, and to the end the form of Elizabethan tragedy

continued a development from medieval tradition and practice, not only in

its failure to adopt the unities, the chorus, and other peculiarities of

classical structure, but, more essentially, in its continued inability to

restrict the story provided by a narrative source to the limits of a

dramatic fable. Its final attainment of an organic structure, though

promoted in part by the regularizing influence of classical theory and

example, was in the main conditioned by the absence of dramaturgical

restrictions, permitting an epic variety of events, the lack of which

Aristotle had lamented in Greek tragedy, and by the consequent opportunity

for a free and characteristic development.

From the medieval drama the Elizabethans inherited not only dramatic form,

but an entire method of stage presentation different from the classical.

The typical medieval stage, whether in the form of the procession of

pageants or the inclosed place with the stations for the various actors,

had, indeed, given way to something much more like the modern platform,

even before the production of "Gorboduc"; but in most particulars, in the

importance placed upon costume, the historical anachronisms, the crudity

but frequency of spectacle, and especially in the entire liberty as to what

should be presented, medieval ideas still prevailed. In the miracle plays,

heaven, hell, God, the devil, Noah's flood, the fall of Lucifer, and the

Maries at the cross were all acted. The Elizabethan theatre showed scarcely

less temerity.

Another far-reaching inheritance from the miracle plays was derived from

their treatment of tragic themes and situations and from their pervading

seriousness of purpose. Their purpose was ethical and religious

edification; their theme the tragedy of sin; their situations were derived

from the stories of Cain, Lucifer, Judas, John the Baptist, the Slaughter

of the Innocents, and the Crucifixion. If no formal tragedy resulted, and

if in inculcating the triumph of righteousness the stories of the worthies

and the martyrdoms of the saints took rather the cast of tragicomedy, it

was nevertheless of great significance for later tragedy that, generations

before Seneca became known with his bloody stories and sententious

philosophy, the drama had been the vehicle for ethical instruction and for

the presentation of the most terrible and pitiful events. The miracle plays

had long familiarized men with tragic action, tragic conceptions in the

drama, and tragic power in the treatment of situation.

The tragic was often mingled with the comic. The dramatists mixed

edification with amusement. The restraints of the sacred narrative were

thrown aside for a moment, and in Herod, or Noah's wife, or the shepherds

awaiting the announcement of the birth of the Messiah, opportunities were

taken for the introduction of realistic portraiture of contemporary life.

Horse-play and buffoonery or racy comedy often contrasted incongruously

with events of momentous importance. This mixture of the comic and tragic

survived in the popular drama despite the opposition of the humanists. It

was indeed characteristic of medieval and Elizabethan manners and taste,

and marks another important departure from classical precedent. We to-day

are perhaps as near to the Athenians as to the Elizabethans in this

respect. At all events, for the appreciation of Elizabethan tragedy, we

sometimes need to reassert a childish and uncultivated disregard for the

rapid changes of emotional tone, a liking for tears and laughter close

together; or, perhaps there is ground for saying, we need to recognize the

validity of the medieval taste for a comic contrast and relief in tragedy,

and to accept in art the incongruities and grotesqueness of actual life.

To the moralities, the second important species of drama in the later

Middle Ages, the debt of English tragedy is more explicit than to the

miracles, but not more essential. It is not more essential, because the

moralities were in a way the successors and the substitutes for the

miracles and contributed largely to the same effects. They were devoted to

a serious purpose and presented tragic situations with a free admixture of

comedy, and they continued many of the older traditions of stage

performance and undramatic form. They differed from the miracles chiefly in

that, like so much of medieval literature, they offered not a direct but a

symbolic presentation of life. Instead of the Bible narrative, they

presented the strife of vices and virtues; instead of real persons,

personified abstractions. This change from individual characters to

abstract qualities has usually been regarded as a retrogression by modern

students, who deem the study of the motives of individual men and women as

essential to the drama. But we have lately been reminded that on the stage

it makes little difference whether an actor is called William or Everyman;

and the attempt at the symbolization of life offered an opportunity for

freedom of invention and freshness of emotional effect that in the miracles

had been smothered by the stereotyped repetition of the Bible narrative.

The temptation and suffering of the good, the temporary triumph of the

evil, and the punishment that overtakes even the mighty were themes which

the miracle had confused with many others. The morality gave them dramatic

isolation and emphasis.

Moreover, in substituting for a translation of the Bible narrative the

symbolization of life as a conflict between folly and wisdom, or the vices

and virtues, or the body and the soul, the moralities gave importance to

one of the most essential elements in tragedy, that of moral strife. The

world is a battlefield, the soul is beleaguered, the play is a conflict;

and with this element of conflict there arises the opportunity for dramatic

structure. If the story is of strife, there is likely to be a moment when

the victory hangs in the balance; a reversal of fortune is implied; there

is a chance for a rise and fall, a definite beginning, middle, and end. The

moral conflict, moreover, encourages a study of human motive, of cause and

effect in human action. In some of these plays, as "The Pride of Life,"

"Everyman," "The Nice Wanton," the consequences of evil are clearly traced,

and the action is representative not only of the conflict of good and evil

in the universe, but of the battle of will in the individual. Evidently

such plays are near relations of tragedy. They at least made plain to their

successors the importance of the conflict of good and evil as a dramatic

theme. Their text, the wages of sin are death, has continued to be an

essential part of the conception of tragedy.

The moralities, however, on the whole, made little advance, either in

escape from conventionality, or in creation of structure, or in dramatic

expression of the conflicts of will. They clung in the main to the dominant

and already conventionalized allegory of the Middle Ages, the presentation

of life as a conflict of body and soul, although they made interesting

excursions into the fields of pedagogy and religious controversy. This

allegory they treated with intense didacticism, sacrificing all dramatic

interest to enforce the lesson, though in their later days the sermons were

very generously mixed with farce. Their importance and explicit

contribution to English tragedy arose from their historical position just

at the close of the fifteenth and the beginning of the sixteenth century.

They then served as a transition species, conforming, by a reduction in

length and in the number of actors, to the conditions of performance which

marked the change from the medieval stage to the Elizabethan theatre;

amalgamating under humanistic influence now with this type of play, now

with that; and imposing for a time their distinctive form and methods on

the emerging types of comedy and tragedy. Some of the earliest tragedies,

as we shall see, were direct developments from the moralities, and the

influence of the peculiarities of the morality was for a while definite and

considerable. But it soon disappeared under the demands of a new theatre

and the innovations of a new art.

The inheritance of tragedy from the Middle Ages includes an important

legacy from literature entirely apart from the drama. In the separation of

the medieval world from the classic, the terms tragedy and comedy ceased to

be connected with scenic presentation, and were extended to cover all forms

of narrative, whether in dialogue or not. The distinction between the two,

though varying somewhat in the different lexicographers and

encyclopedists, gradually arrived at an agreement which continued to affect

ideas throughout the Renaissance. There was some insistence on the

restrictions that tragedy dealt with history, and comedy with fiction;

tragedy with exiles, murders, important and horrible deeds, and comedy with

more domestic themes or with love and seduction. There was more general

agreement that tragedy dealt with persons of rank and importance, kings or

great leaders, and comedy with persons of low or middle rank, and that

tragedy required a more elevated and ornamented style than comedy. The most

important difference, however, was held to lie in the distinction that

comedy begins unhappily and proceeds to a happy conclusion, while tragedy

begins prosperously and ends miserably and terribly. Thus Dante's poem was

a Divine Comedy, and Chaucer in the Monk's Prologue summed up the accepted

opinion of the scholarship of his day.

"Tragedie is to seyn a certeyn storie,

As olde bokes maken us memorie,

Of him that stood in greet prosperitee

And is y-fallen out of heigh degree

Into miserie, and endeth wrecchedly."

These criteria for tragedy were fixed in the consciousness of the sixteenth

century; and, though gradually correlated and amalgamated with criticism

based on the newly found "Poetics," they continued to influence the theory

and practice of the drama. Fitting these definitions and greatly increasing

their importance and vogue, collections of tragedies attained wide

popularity during the fourteenth, fifteenth, and sixteenth centuries.

Boccaccio's "De Casibus Illustrium Virorum et Feminarum," Chaucer's "Monk's

Tale," and Lydgate's "Falls of Princes" are examples, and, far the most

influential on English tragedy, "The Mirror for Magistrates." This

collection, first printed in 1559 and later frequently re-edited and

enlarged, suggested many themes for the historical drama. Elizabethan

playwrights seeking for tragic stories turned naturally to this most famous

collection of "tragedies" in the medieval sense. Consequently, the very

idea of tragedy continued to carry the connotation of a sudden reversal of

fortune, the fall of princes. Tragedy, indeed, has always remained very

largely devoted to themes "de casibus illustrium virorum et feminarum."

Turning now from the influence of medievalism to that of humanism, we may

remember that in the drama even more than elsewhere humanism denotes a

revolution in the spirit of the age, an emancipation of the individual mind

from the fetters that had bound intellect and imagination through the

Middle Ages. But we must deal first with one of the factors in

accomplishing this emancipation, the reawakened knowledge of classical

literature. There was some slight acquaintance with the Attic drama from

the time that Greek was first taught at Oxford; the doughty Roger Ascham

learned from his master Sir John Cheke to prefer Euripides to Seneca; and

at the time when the study of Sophocles and Euripides was occupying the

Italian dramatists, there must have been some similar response in England.

Specific instances of this, however, are few and uncertain. The Greek

dramatists seem to have exercised no appreciable direct influence on

English tragedy of the sixteenth century; nor can their influence at any

time during the seventeenth be said to have been considerable. For England,

even more exclusively than for the Continent, the classical influence on

the origin and early development of tragedy was confined to the ten plays

which Renaissance scholarship attributed to the philosopher Seneca.

Seneca's plays, probably not intended for stage presentation, were literary

exercises following the models of Greek tragedy and more especially of

Euripides. By the humanist, after he had acquired some slight knowledge of

the classical theatre, they were naturally accepted as plays actually

performed, and their artificial and elaborate diction, which is their most

conscious departure from Attic standards, was eagerly appraised as a merit.

Their themes, with the exception of that of the pseudo-Senecan "Octavia,"

are borrowed from Greek mythology, with a strong preference for the most

sensational and bloody stories of adultery, incest, the murder of parents

by their children or of children by their parents. Whatever the revolting

and bloody details, crime and its retribution make up the burden of each

story. The plays present only the last phase of an action, and consequently

open with lengthy exposition of preceding events. Much happens behind the

scenes, little on the stage; there are many narrative and lyrical scenes,

comparatively few dramatic. In comparison with the Athenian tragedies, they

seem like prolonged rhetorical discussions of the familiar legends. Their

structure involves a division into five acts, which had probably been

earlier adopted in Latin tragedy and is noted in the "Ars Poetica," and the

exclusion of the chorus from any participation in the action. It appears

usually after each of the first four acts and indulges in philosophical

reflections, hymns in praise of some deity, or lamentations. In each play a

chief person or hero can be distinguished in conflict with one or more

chief opponents; and each of the leading persons is accompanied by an

adviser or confidant, usually a faithful friend for a hero and a nurse for

the heroine. In addition to mortals, supernatural visitants, furies, gods,

and especially ghosts, have a prominence that stirred Elizabethans to

imitation. Though the presentation of character is not humanly vital, the

long speeches and soliloquies display an elaborate analysis of moods of

passion, with an absence of Athenian religion, a pagan cosmopolitanism, and

an almost modern introspection. The style and philosophy were the chief

recommendation of the plays to the Renaissance taste. Artificial, with

constant use of antithesis, stichomythia, and hyperbole, oratorical,

sonorous, bombastic, and thickly sprinkled with aphorisms and sentiments,

the style seemed to the humanists to reach the height of tragic elevation

and philosophic sententiousness.

The reasons for the almost exclusive adoption of Seneca as a model seem to

have been not only the comparative ignorance of Greek, but also the

preference of Renaissance taste for the qualities just enumerated.

Moreover, these lifeless and undramatic mixtures of rhetorical verbiage,

melodramatic situations, and endless declamations had the advantage of

being easy to imitate. In their encouragement to imitation and their

absorption of interest away from the models of Greek tragedy, there was a

danger of humanistic endeavor resulting in mere copying, a danger not

altogether escaped in Italy and France, but happily averted in England.

When, on the other hand, the characteristics of these unpromising models

are considered in comparison with the conventionality of the miracles and

moralities, they clearly offered much provocative of literary endeavor and

the development of the _genre_ of tragedy. Through them secular stories,

real persons, and dramatic plots took the place of the allegories and the

abstractions. While they encouraged the selection of such stories as

resembled the sensational myths favored by Seneca, they opened the door to

history, romance, and the whole world of classical fable. Though their

particular structure proved in the end impossible on the English stage,

they enforced the division into acts already familiarized in comedy, and

suggested the possibility of a dramatic fable in distinction from the

miracles' adherence to a narrative one. Again, their presentation of

character brought new persons, new motives, and new methods, calling

attention to drama not as an exposition of events or as an allegory of

life, but as a field for the study of human emotion. Their brilliant if

bombastic rhetoric aroused enthusiasm for the drama as literature and

poetry; and their reflective and aphoristic style encouraged an effort to

elevate tragedy above its too familiar converse with comedy into the realm

of austere philosophy. These influences, however, were general. Every

particular of Seneca's plays had its sixteenth century imitators.

The first signs of an intelligent interest in these plays appeared almost

simultaneously at the very beginning of the fourteenth century in the

commentary of the English Dominican, Nicholas Treveth, and in the study of

the circle gathered about Lovato di Lovati at Padua. One of this school,

Albertino Mussato, about 1314, wrote his "Eccerinis" on the fate of the

Paduan tyrant, Ezzelino, of the preceding century. This first of the Latin

tragedies of modern times aroused the admiration of scholars, and was

followed by many other neo-Latin imitations of Seneca. These, while keeping

to the Senecan form, often went beyond the stories of classical mythology

and chose their subjects from the Bible or from ancient or modern history.

Meanwhile neo-Latin comedy had had a beginning and was largely stimulated

by the discovery, in 1427, of twelve hitherto unknown comedies of Plautus.

All these neo-Latin plays were read and not acted; and the actual acting,

either of the classical plays or their humanistic imitations, was not

established until the close of the fifteenth century.

The knowledge of the classical drama spread after a time across the Alps,

and Terentian comedy in particular exercised a wide influence upon the

drama. Of especial interest in relation to tragedy is the new school of

neo-Latin comedy which arose about 1530 in Holland and spread over Germany

and into France. It applied Terentian style and structure to many of the

stories in the Old Testament and to the parable of the prodigal son. To its

original purpose of substituting for Terentian immorality themes edifying

for youth, it soon added a Protestant tone, and in Kirchmayer's

"Pammachius" (1538) entered the field of violent religious controversy. As

the number of these plays rapidly increased, there resulted a

secularization of treatment and the admission of Senecan as well as

Terentian influence. The stories of Judith, Susannah, Goliath, and others

gave opportunities for recourse to Senecan imitation; and in the "Jephthes"

and "Baptistes," which about 1540 George Buchanan wrote at Bordeaux for his

students to act, we have the first tragedies north of the Alps written in

distinctly classical form,--a form, it should be said, derived from his

study and translation of Euripides as well as from Seneca.

Seneca's preeminence as a model for tragedy, however, was in general not

contested, but rather increased by the growing knowledge of Euripides and

Sophocles. By the end of the fifteenth century there had been many

translations of his plays in Italy; they were studied in the schools, and

some had been given stage presentation. But the idea of a vernacular

tragedy on the Senecan model was not put into effect until Trissino's

"Sophonisba," written in 1515. This was followed by others, until by the

time of "Gorboduc" Senecan tragedy in Italian was an established form, and

Jodelle's "Cleopatre Captive" (1552) had marked the beginning of the

Senecan _genre_ in France. The Italian tragedy had also introduced some

departures, in the choice of romantic material and in the innovation of

"tragicomedy," which supplied the Senecan model with a happy ending. But

all these writers of tragedy worked with a common purpose, to revive

Senecan drama in their own day, and their plays adapted their themes and

methods to the Senecan model with the faithfulness of disciples. These

Senecan imitations, it should be noted, were designed for special

performances under academic or courtly auspices, and not for the popular

theatre.

In England during the first half of the sixteenth century there was a

repetition of the inter-influence between the still flourishing forms of

medieval drama and the new classical models which we have noted on the

Continent. The early Renaissance in the reign of Henry VIII awakened an

interest in Seneca; and the fragment of an English play introducing Lucrece

has suggested to Mr. Chambers the possibility of an essay at Senecan

tragedy thirty years before "Gorboduc." The main force of the humanistic

influence seems, however, to have been in the direction of comedy. The

drama was no longer confined to popular open-air presentations, but found a

place at court, in the halls of noblemen, and especially at the schools

and universities, where the comedies of Plautus and Terence and imitations

both in Latin and English were frequently acted. The influence of the

classical plays themselves and of the neo-Latin school and the

controversial dramas of the Continent upon English moralities and

interludes was extensive and distinct. This led to a multiplication and

confusion of dramatic types out of which comedy emerged in such plays as

"Gammer Gurton's Needle" and "Ralph Roister Doister." In Latin, but not in

English, we can trace a similar movement toward tragedy. We hear of a

"Dido" written by Ritwyse, master of St. Paul's, and performed by his

pupils some time in the decade preceding 1532. "Absalon," written by Thomas

Watson probably in the following decade, was highly praised by Roger

Ascham, and, if it be identical with the play now in manuscript in the

British Museum, is an example of biblical drama along Senecan lines. A

non-extant "Jephthes" by Christopherson (1546), the "Archipropheta," with a

romantic love episode and a clown, written by Grimald and acted at Oxford

in 1547, and his "Christus Redivivus" published in 1543 as a "comoedia

tragica," all belong to the same mixed species. A representative of the

controversial drama appears in John Foxe's "Christus Triumphans" about

1550, which drew much from the famous "Pammachius," already translated by

Bale and acted at Oxford to the great scandal of Gardiner. Of plays in the

vernacular we hear of a few called tragedies, but the term was used without

any exactness, and no extant play has any just claim to the title. Ten

tragedies and comedies are attributed by Bale to Ralph Radcliffe, a

pedagogue, who in 1538 opened a theatre in his schoolhouse and gave plays

before the 'plebs.' Some of these were certainly in Latin, but some may

have been in English, and the titles are interesting as emphasizing again

the prevailing humanistic influences. Of the tragedies, two, "The Burning

of Sodom" and "The Delivery of Susannah," are on biblical themes evidently

chosen for the purpose of edification; the third, "The Condemnation of John

Huss," suggests the controversial type. Of the comedies, four have biblical

themes, while three, "Patient Griselda," "Meliboeus," and "Titus and

Gisippus," indicate the growing search for secular and even romantic

themes. In this confusion of many species of drama, created by a mixture of

medieval and humanistic influences, there is at least no clear evidence of

any English tragedy on Senecan lines before "Gorboduc." Of the development

of the moralities toward tragedy, of which signs are not lacking, we get

the clearest examples in plays a little later, which will be treated in the

next chapter.

Special notice, however, must here be paid to one morality and the dramatic

activity of its author. John Bale, born 1495, a converted Carmelite who

became bishop under Edward VI and an exile during the reign of Mary, and

who died not long after the accession of Elizabeth, was one of the most

vigorous of Protestant controversialists and apparently the leader of what

may be called the Protestant drama. His forty-six plays "in idiomate

materno" seem to have been intended for presentation, and, while exhibiting

classical influence, doubtless in the main followed medieval models. Of the

five extant, written presumably about 1538, three, "God's Promises," "John

the Baptist," and "The Temptation of our Lord," are miracle plays; one,

"The Three Laws," is a morality. The fifth, "King John," inspired in its

satirical and Protestant elements by "Pammachius" and perhaps also by

Lindsay's "Three Estates," is the first example of a morality showing an

approach to the later historical drama. It is in form a controversial

morality, divided into two long parts or acts, but it follows roughly a

chronological outline, and among its abstractions presents the king himself

as the champion of Protestantism against the pope and Pandulph. Although

the direct influence of the play on later drama cannot be traced, it is a

notable advance, of which there were perhaps other examples, toward the

treatment of English history and of individual persons rather than

abstractions in the popular drama.

The humanistic activities of the sixty years before "Gorboduc" thus

resulted in a breaking away of allegiance to medieval models and the

introduction of new types, rather than in any direct contribution to the

form or matter of tragedy. The vernacular play approaching nearest to the

field of tragedy is still a controversial morality exhibiting all the

traits of medieval drama, and in its innovations pointing not toward

classical models, but rather to a new extension of the morality toward the

presentation of national history and real persons. During this time,

however, the influence of Seneca's plays had been constantly extending and

had been augmented by that of the imitations in Latin, French, and Italian.

The interest of Seneca in the universities seems to have increased during

the reigns of Edward and Mary and to have supplanted in a measure that in

Latin comedy. In 1559 the appearance of the first English translation, that

of the "Troades" by Jasper Heywood, opened the way to a wider interest and

to the possibility of domiciling the Senecan drama on the English stage. By

1561 translations of four other plays had been published; and, before the

collected edition of 1581, all of the ten had appeared and attained a

greater popularity with the reading public than they have ever since

experienced.

The first English tragedy was not a modification of current forms, but a

direct imitation of Seneca. The production of "Gorboduc," however, only

marked another stage in that conflict between medievalism and humanism

which we have been tracing. In the next chapter we shall consider the

conflict between Senecan imitations and popular tragedies that still kept

to the morality form, a conflict that resulted in the discarding of both

Senecan and morality incumbrances and the attainment in Marlowe and his

followers of a form of tragedy very different from either, though

inheriting bountifully from both.

One source of classical influence other than Seneca's plays and their

imitations was of enough importance to require special mention, that of

Aristotle's "Poetics." First printed in 1508, it reinforced the dogmas

derived from the "Ars Poetica," and became the basis of a rapidly

increasing amount of dramatic criticism. This criticism, mostly Italian,

interpreted Aristotle by means of the Senecan tragedies and so reinforced

their influence; but it was also greatly modified by the medieval ideas of

tragedy which we have already noticed. The resultant theory of tragedy,

with special regard to its misinterpretations of Aristotle, may be briefly

summarized. His dictum that tragedy is the imitation of a serious action

was interpreted to mean an action illustrious because the actors are

persons of the highest rank, thus adopting the medieval restriction of

tragedy to princes. There was less agreement in the restriction of tragedy

to history rather than fiction; and over the question of the propriety of a

happy ending there was considerable debate. Tragi-comedies were written and

defended, but critics in general recognized tragedy as restricted to an

unhappy ending, which was universally interpreted to mean deaths. In regard

to the function of tragedy there was great difference of opinion over the

meaning of [Greek: katharsis], the weight of opinion inclining to emphasize

the ethical aim of tragedy, that is, the reward of virtue and punishment of

vice and the inculcation of morality by means of frequent precepts. From

Aristotle's discussion of character there was derived the curious idea of

"decorum," so important in later theories of the drama, that every

character should represent a class and should always have the same

characteristics,--the kings all acting after one prescribed fashion, the

soldiers after another, the old men after another, and so on. From

Aristotle's mention of the restriction of time to one revolution of the sun

came the unities of time and place, confining the action to one city and

twenty-four hours, which were soon made predominant over the third unity of

action. These distinctions became fixed in Italian criticism and were given

their first full expression in English in Sidney's "Apology for Poetry,"

written about 1580; but before that they were more or less comprehended by

most English students of Seneca. Although even a scholar in 1561 would have

been unable to define the unities or decorum, he would have had some

confused notion of them. The scope and function of tragedy were by that

time assuming in the general literary consciousness a definition approved

by both medieval and classical theory and later formulated by Puttenham:

"Tragedy deals with doleful falls of unfortunate and afflicted princes, for

the purpose of reminding men of the mutability of fortune and of God's just

punishment of a vicious life."

Such definition of medieval and classical influences as we have been

attempting necessitates a somewhat unreal separation of the two forces.

Evidently, in the mind of any playwright, the two combined in a confusion

of impulses, of the sources of many of which he must have been unaware.

Absolute restriction to the old tradition or to the new inspiration is

hardly to be expected in any English dramatist attempting tragedy in the

neighborhood of 1562. Such an author would have open for his choice a

wealth of stories, classical, medieval, or Italian, as yet untouched by

drama; and, though he might choose a story whose events paralleled some

Senecan plot, he would be likely to adhere closely to his narrative source

after the medieval fashion. Even if he strove loyally after the Senecan

form, his knowledge would be hardly sufficient to prevent departures from

strict classical standards. Seneca does not always clearly observe the

unities or remove violent action from the stage, and his Elizabethan

follower would naturally err on the side in accord with popular dramatic

tradition. Of the chorus, reduced in importance by Seneca, he would find it

difficult to make much use. On the other hand, the adapter of the morality

structure to tragic purpose would perhaps fail to derive anything from

Seneca except his bombast and sensationalism. For whatever audience the

dramatist was writing, he would have many spectators demanding the fun,

horse-play, and crude horror of medieval tradition, while his own literary

aspirations might lead him to prefer lofty declamation and aphoristic

phrasing. But, whether his knowledge was large or small, he was likely to

combine in his conception of tragedy, as did Puttenham, both the Christian

idea of evil, thwarting good and meeting punishment, and the Senecan idea

of a crime followed by retribution or revenge. And, whether he catered to

popular taste or to literary ambition, he must have contemplated the

presentation of a reversal of fortune, persons of royal or distinguished

rank, and a catastrophe involving deaths.

It is, after all, the main contribution of humanism that through the study

of the classics there had come new impetus and authority for individual

effort. Art was to be based on classic precedents, but it was forbidden by

the spirit of the new age to remain after medieval fashion satisfied with

repetitions and translations. For the dramatist there were not only new

models, but a circulation of ideas, free opportunity, and the incentive of

fame. For him, too, there was a public long habituated to the drama and now

well tutored in novelties and variations of the old forms, a public that no

longer expected a conventionalized stage, but was possessed of what the

apostle Paul deemed the chief characteristic of the classical spirit, the

desire to hear some new thing.

NOTE ON BIBLIOGRAPHY

The authorities on their respective subjects are: W. Creizenach,

_Geschichte des neuren Dramas_, Halle, 1893-1903 (3 vols. and index,

extending to 1570, have appeared); A. W. Ward, _A History of English

Dramatic Literature to the Death of Queen Anne_, 1899, new and revised

edition, 3 vols.; E. K. Chambers, _The Mediaeval Stage_, Oxford, 1903. These

all cover the matter of the present chapter and contain bibliographies.

Ward gives full bibliographical notes to editions and monographs;

Creizenach's index is substantially complete for all European plays;

Chambers's Appendix X contains references to editions and descriptions of

all English plays up to Elizabeth's accession. Klein, _Geschichte des

Dramas_, 13 vols., 1865-76, and Collier, _History of English Dramatic

Poetry_, new edition, 1879, are both somewhat out of date, though the

latter contains much useful material. R. Proeloss, _Geschichte des neueren

Dramas_ (1881-83), and K. Mantzius, _The History of Theatric Art_, 3 vols.

(1904), are slighter. The only rapid and readable survey of European drama

is by Brander Matthews, _The Development of the Drama_ (1906). For France,

the authority for medieval drama is L. Petit de Julleville, _Histoire du

Theatre en France au Moyen Age_, 1880-86, 4 vols.; for Germany, R. Froning,

_Das Drama des Mittelalters_, 1891; for Italy, A. Ancona, _Origini del

Teatro italiano_, 1891, 2d edition. J. J. Jusserand, _Le Theatre en

Angleterre_ (1881, 2d ed.); J. A. Symonds, _Shakespeare's Predecessors in

the English Drama_ (1884); G. Gregory Smith, _The Transition Period_ (1900,

in _Periods of European Literature_); Gayley, _Plays of Our Forefathers_

(1907), are of value. Dealing more specifically with matters discussed in

this chapter are the volumes of Cloetta and Spingarn cited in the last

chapter, C. H. Herford's _The Literary Relations of England and Germany in

the Sixteenth Century_, Cambridge, 1886, J. W. Cunliffe's _The Influence of

Seneca on Elizabethan Tragedy_, Manchester, 1893, and R. Fischer's _Zur

Kunstentwickelung der Englischen Tragoedie von ihren ersten Anfangen bis zu

Shakespeare_, 1893. The Elizabethan translations of Seneca have been

reprinted by the Spenser Society (1887). Within the last few years three

new translations have appeared: by Watson Bradshaw, in prose (1902); by

Miss E. A. Harris, in verse, two tragedies 1899, the remaining eight 1904;

by F. J. Miller, in verse, with introduction on Seneca's Influence on

English Drama by J. M. Manly (Chicago, 1907). Text and discussions of plays

are presented by A. W. Pollard, _English Miracle Plays_, Oxford, 4th ed.,

1904; A. Brandl, _Quellen des weltlichen Dramas in England_, 1898; J. M.

Manly, _Specimens of the Pre-Shakespearean Drama_, 1897 (2 vols., the third

to contain notes and discussion). Dodsley's _Old Plays_, ed. W. C. Hazlitt,

15 vols., 1874-76, also contains texts. The matter of this and subsequent

chapters also receives treatment in the general histories of literature. J.

J. Jusserand, _Literary History of the English People_, 2 vols., 1895-, is

especially valuable in its account of the drama. The new _Cambridge History

of English Literature_ (now in progress) will contain valuable monographs

on the matter of this and subsequent chapters. _The Dictionary of National

Biography_ is, of course, most valuable for individual writers. F. E.

Schelling's _Elizabethan Drama_, 1558-1642, which appears as this volume is

passing the press, is a general history of the drama of the period stated,

with special reference to the development of dramatic species. It contains

an extremely useful Bibliographical Essay and "A List of Plays" written,

acted, or published in England, 1558-1642.

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