sincere believer in the administration of euthanasia to persons
hopelessly ill, whose lives are burdensome to themselves and an expense
to the state or to their families. The abstract proposition of whether
or not euthanasia is justified in certain cases of the class referred to
is no concern of this Tribunal. Whether or not a state may validly enact
legislation which imposes euthanasia upon certain classes of its
citizens is likewise a question which does not enter into the issues.
Assuming that it may do so, the Family of Nations is not obligated to
give recognition to such legislation when it manifestly gives legality
to plain murder and torture of defenseless and powerless human beings of
other nations.
The evidence is conclusive that persons were included in the program who
were non-German nationals. The dereliction of the defendant Brandt
contributed to their extermination. That is enough to require this
Tribunal to find that he is criminally responsible in the program.
We find that Karl Brandt was responsible for, aided and abetted, took a
consenting part in, and was connected with plans and enterprises
involving medical experiments conducted on non-German nationals against
their consent, and in other atrocities, in the course of which murders,
brutalities, cruelties, tortures and other inhumane acts were committed.
To the extent that these criminal acts did not constitute war crimes
they constituted crimes against humanity.
MEMBERSHIP IN CRIMINAL ORGANIZATION
Under count four of the indictment Karl Brandt is charged with being a
member of an organization declared criminal by the judgment of the
International Military Tribunal, namely, the SS. The evidence shows that
Karl Brandt became a member of the SS in July 1934 and remained in this
organization at least until April 1945. As a member of the SS he was
criminally implicated in the commission of war crimes and crimes against
humanity, as charged under counts two and three of the indictment.
CONCLUSION
Military Tribunal I finds and adjudges the defendant Karl Brandt guilty,
under counts two, three, and four, of the indictment.
HANDLOSER
Under counts two and three of the indictment the defendant Handloser is
charged with special responsibility for, and participation in,
High-Altitude, Freezing, Malaria, Lost (Mustard) Gas, Sulfanilamide,
Bone, Muscle and Nerve Regeneration and Bone Transplantation, Sea-Water,
Epidemic Jaundice, and Typhus Experiments.
The charge of participation in the high-altitude experiments has been
abandoned by the prosecution, and hence will not be considered further.
Handloser was a professional soldier, having been commissioned in the
Medical Department of the German Army in 1910. During the First World
War he rose to the position of commanding officer of a division medical
unit, and on 1 September 1939 he was appointed Chief Medical Officer of
the 14th German Army. After service in the field, on 6 November 1940 he
was appointed Deputy Army Medical Inspector. He became Army Medical
Inspector on 1 January 1941, and the following April was given the
additional appointment of Chief Medical Officer of the field forces,
holding both positions until 28 July 1942, when he became Chief of the
Wehrmacht Medical Service. He retained also his other appointment and
performed the duties of both positions. He was retained in his position
as Chief of the Wehrmacht Medical Service on 1 September 1944, but
relieved of the duties pertaining to the other office which he had
theretofore held, he having exercised the functions of both offices
until the date last mentioned. His professional career is more
particularly described above.
Handloser states that prior to his last appointment in 1944 he was
authorized to issue “instructions,” but not orders—testifying that
after his latest appointment he had authority to issue orders to the
chiefs of the medical services of all branches of the Wehrmacht. He also
had jurisdiction over scientific medical institutes, etc., as designated
by the service regulations promulgated at the time of his last
appointment. While the chief medical officers of the army, navy, and
Luftwaffe were under their appropriate military superiors, Handloser had
authority to coordinate the activities of all the Wehrmacht medical
services and to establish their coordinated action. As to the Waffen SS,
his authority extended only to such units of that organization as were
attached to and made part of the Wehrmacht.
Handloser testified that the utilization of medical material and
personnel were, insofar as the Wehrmacht was concerned, within his
jurisdiction after the entry of the decree of 28 July 1942, and that
upon occasion he called meetings of the chief medical officers of the
Wehrmacht and specialists in appropriate fields of medicine, in an
effort to avoid duplication of certain research problems in connection
with malaria, typhus, paratyphus, and cholera.
As Army Medical Inspector he was also _ex officio_ president of the
Scientific Senate, but testified that this body did not meet after 1942.
As an army physician he denied any special knowledge concerning
scientific problems peculiarly affecting the navy or the Luftwaffe; but
on an organization chart prepared by him and received in evidence as
Prosecution Exhibit 9 he is shown as subordinated to Karl Brandt and as
Chief of the Medical Service of the Wehrmacht occupying the position of
superior over the Army Medical Service and the chiefs of the Medical
Services of the Navy and Luftwaffe and certain other subordinate
agencies pertaining to the Wehrmacht. The chart also indicates his
authority over the Chief of the Medical Office [Service] of the Waffen
SS and components of the Waffen SS when attached to the Wehrmacht.
It appears that Handloser had much to do in connection with the calling
of meetings of the “Consulting Physicians”; that he designated some of
the subjects to be discussed at these meetings; and that his
subordinate, Schreiber, arranged the details.
At the Second Meeting of Consulting Surgeons held 30 November to 3
December 1942 at the Military Medical Academy, he addressed those
present (referring to the meeting as “This Second Work Conference
East”), observing that representatives of the three branches of the
Wehrmacht, of the Waffen SS and Police, of the Labor Service, and the
Organization Todt, were also present. He called attention to the
presence of Conti, Head of the Medical Services in the Civilian Sector.
At the Fourth Meeting of Consulting Physicians held at Hohenlychen, 16
to 18 May 1944, Karl Brandt—in addressing the meeting—said that
Handloser, a soldier and a physician, was “responsible for the use and
the performance of our medical officers”.
Schreiber, until 30 May 1943 a close subordinate of Handloser in his
capacity of Army Medical Inspector, was a member of the Reich Research
Council, paying particular regard to the control of epidemics as his
special field. Schreiber frequently reported to Handloser, with whom he
had worked for some years.
FREEZING EXPERIMENTS
Professor Dr. Holzloehner, who with Drs. Finke and Rascher performed
freezing experiments on concentration camp inmates at Dachau, made
reports on at least two occasions to groups of army physicians
concerning cold and freezing problems. The first such report was made at
a meeting held on 26 to 27 October 1942, which was called to consider
problems concerning cold. Schreiber, who held a responsible position
under Handloser from 1 April 1942 to 31 May 1943, was present at this
meeting, as was Craemer, head of the Mountain Medical School of the army
at St. Johann, which was also under Handloser’s jurisdiction. During the
meeting and after Holzloehner had made his report, Rascher also made
statements before the meeting concerning these experiments, from which
it was obvious that statements contained in the reports were based upon
observations made by experimenting on human beings. From the two reports
it was clear that concentration camp inmates had been experimented upon
and that some deaths had resulted.
Holzloehner was invited to lecture again upon this subject at the Second
Meeting of the Consulting Physicians of the Wehrmacht, held 30 November
to 3 December 1942, at the Military Medical Academy at Berlin. Handloser
heard this talk by Holzloehner and testified that the matter of cold and
freezing was one of the most important problems to the army.
We think it manifestly clear from the evidence dealing with freezing
that Handloser had actual knowledge that such experiments had been
conducted upon inmates at Dachau concentration camp, during the course
of which suffering and deaths had resulted to the experimental subjects.
SULFANILAMIDE EXPERIMENTS
Handloser is charged with participation in the sulfanilamide experiments
conducted by the defendant Gebhardt. These experiments were conducted at
Ravensbrueck concentration camp during a period extending from 20 July
1942 to August 1943 upon concentration camp inmates without their
consent. While these experiments were still in progress Gebhardt was
invited to present a report on his research findings at the Third
Meeting of the Consulting Physicians held on 18 and 19 May 1943, at the
Military Medical Academy in Berlin. Handloser was present at that
meeting; in fact, he had addressed the meeting prior to Gebhardt’s
giving his report.
As stated elsewhere, Gebhardt made a frank and candid report of what he
had been doing at Ravensbrueck; honestly telling the group that his
experimental subjects were not volunteers but were concentration camp
inmates condemned to death, who had been given the hope of reduction of
sentence should they survive the experiments. By means of charts to
illustrate his lecture, he made it clear that deaths had occurred among
the human subjects. When on the witness stand, the defendant Gebhardt
testified that prior to the meeting of consulting physicians he had
discussed with either Schreiber or the defendant Rostock the subject
matter of the lecture to be given, and that at that time Schreiber had
stated that he had received data concerning the experiments through
official channels.
At that time Schreiber was a direct subordinate of the defendant
Handloser, and we think it may be fairly assumed that Schreiber’s
knowledge was the knowledge of Handloser. However, be that as it may,
the evidence is clear that Handloser heard the lecture by Gebhardt, as
well as a subsequent lecture on the same subject matter given by the
defendant Fischer. There can be no question, therefore, but that when
Handloser came away from the meeting he was fully informed of the fact
that medical experiments were being conducted in Ravensbrueck
concentration camp with inmates who were nonvolunteers. Moreover, he
knew that deaths had occurred among the experimental subjects.
After the meeting of consulting physicians had ended, Gebhardt returned
to Ravensbrueck and conducted several more series of sulfanilamide
experiments. The subjects used for the later experiments were Polish
women who had been condemned to Ravensbrueck without trial, and who did
not give their consent to act as experimental subjects. Three of these
were killed by the experiments.
TYPHUS EXPERIMENTS
Under counts two and three of the indictment Handloser is charged with
special responsibility for, and participation in, typhus experiments
conducted in the Buchenwald concentration camp which were supervised by
a certain Dr. Ding, and like experiments conducted in the Natzweiler
concentration camp by a certain Dr. Haagen. As shown elsewhere in the
judgment, these experiments were unlawful and resulted in deaths of
non-German nationals.
There can be no question but that in 1941 typhus was a potential menace
to the German Army and to many German civilians. The use of an adequate
typhus vaccine was therefore a matter of prime importance. The
distribution of vaccines to the Wehrmacht was within the control of
Handloser. In the exercise of his functions he was also interested in
typhus vaccine production.
The Typhus and Virus Institutes of the OKH at Cracow [Krakow] and
Lemberg [Lvov] were engaged in the production of the Weigl vaccine from
the intestines of lice. This vaccine was thought to be effective, but
the production procedure was complicated and expensive; hence,
sufficient quantities of this vaccine could not be furnished. Another
vaccine—the so-called Cox-Haagen-Gildemeister vaccine, produced from
egg-yolk cultures—could be quickly produced in large quantities, but
its protective qualities had not been sufficiently demonstrated.
Evidence is before the Tribunal that the general problem was discussed
at a meeting held in Berlin, 29 December 1941, attended by Dr. Bieber of
the Ministry of Interior; Gildemeister; Dr. Scholz, a subordinate of
Handloser; two physicians of the “governing body of the Government
General”; and three representatives of the Behring Works. It is stated
in the minutes of this conference that—
“The vaccine which is presently being produced by the Behring
Works from chicken eggs shall be tested for its effectiveness in
an experiment.”
For the purpose above referred to, Dr. Demnitz of the Behring Works
would contact Dr. Mrugowsky. The minutes of the meeting were prepared by
Bieber, under date 4 January 1942.
A copy of the minutes of the meeting last referred to was forwarded to
the Army Medical Inspectorate at Berlin. It thus appears that a
representative of Handloser’s office, Scholz, attended the meeting, and
that a copy of the minutes was forwarded to the Army Medical
Inspectorate.
There is also evidence that on the same day a conference was held
between the defendant Handloser, Conti of the Ministry of Interior,
Reiter of the Health Department of the Reich, Gildemeister of the Robert
Koch Institute, and the defendant Mrugowsky, at which time it was
decided to establish a research station at Buchenwald concentration camp
to test the efficacy of the egg-yolk, and other vaccines on
concentration camp inmates. As a result of the conference an
experimental station was established at Buchenwald under the direction
of Dr. Ding, with the defendant Hoven acting as his deputy.
Inasmuch as some of this information comes from Prosecution Exhibit 287,
referred to as the “Ding Diary”, a discussion of the document is now
appropriate.
Dr. Ding (who later changed his name to Schuler) was a very ambitious
man who was apparently willing to engage in any professional activity
which he thought might further his medical career. He gladly seized upon
the opportunity to conduct experiments on concentration camp inmates in
connection with the vaccine study.
Every German officer holding a position comparable to that held by Dr.
Ding was required to keep a journal or diary showing his official
activities. It appears that Ding kept two diaries. Ding’s personal diary
containing official and personal entries and work reports has
disappeared; his official log or journal concerning his work at
Buchenwald is the document in evidence. This diary was kept by one Eugen
Kogon, an inmate at Buchenwald. He made the actual entries and Ding
verified and signed them.
Kogon, an Austrian subject, testified for the prosecution. We learn from
his testimony that he was a former newspaper editor and held other
highly responsible positions. He was sent by the German authorities to
Buchenwald in 1939 as a political prisoner. In April 1943 he was
assigned to Ding as a clerk or assistant. For many months prior to that
time, however, he had been on extremely friendly terms with Ding and as
a consequence was completely familiar with Ding’s operations. Indeed, so
close was the attachment that during the first half of the year 1942
Ding had dictated the first portion of the diary which is in evidence,
and Kogon had transcribed it. After officially becoming Ding’s assistant
in 1943 all correspondence of every nature with which Ding was concerned
passed through the hands of Kogon.
The diary came into Kogon’s possession at the breaking up of the camp,
and remained in his possession, as he testified, until he delivered it
to the Office of Chief of Counsel for War Crimes at Nuernberg.
It is manifest that the entries in the diary were often not made on the
day they bear date; but this does not mean that it has no probative
value. Almost every entry in the diary is personally signed by Ding.
Time and again the entries in the diary have been corroborated by other
credible evidence. The defendants themselves who were familiar with
operations at Buchenwald have confirmed the entries in important
essential particulars. We consider the diary as constituting evidence of
considerable probative value, and shall give to the entries such
consideration as under all circumstances they are entitled to receive.
The first entry in the Ding diary, under date of 29 December 1941, reads
as follows:
“Conference between Army Sanitation Inspection [Inspector],
General Chief Surgeon Professor Dr. Handloser; State Secretary
for the Department of Health of the Reich, SS Gruppenfuehrer Dr.
Conti; President Professor Reiter of the Health Department of
the Reich; President Professor Gildemeister of the Robert Koch
Institute (Reich Institution to Combat Contagious Diseases) and
SS Standartenfuehrer and Lecturer (Dozent) Dr. Mrugowsky of the
Institute of Hygiene, Waffen SS, Berlin.
“It has been established that the need exists, to test the
efficiency of, and resistance of the human body to, the typhus
serum extracted from egg yolks. Since tests on animals are not
of sufficient value, tests on human beings must be carried out.”
This entry preceded by only a few days the actual commencement of the
experiments on concentration camp inmates to determine the efficiency of
the egg-yolk vaccine.
It seems certain that the foregoing entry in the Ding diary was written
or rewritten at some date later than that which it bears, but the entry
may be accepted as evidence of probative value to the fact that it was
agreed by some persons in authority that experiments with vaccine
prepared from egg yolks be made on concentration camp inmates at
Buchenwald. The next entry in the diary bears date 2 January 1942, and
reads as follows:
“The concentration camp Buchenwald is chosen for testing the
typhus serums. SS Hauptsturmfuehrer Ding is charged with these
tests.”
Handloser testified that many conferences concerning typhus vaccine took
place and that he was interested in the testing of chicken-egg vaccine
“on a sufficient number of persons in a certain vicinity, that is,
within an area where typhus had already occurred or there was imminent
danger existing.” He also testified that during the summer of 1941 he
met Mrugowsky, who was recommended to him by Schreiber, Handloser’s
subordinate. He also testified that he discussed the matter of the
chicken-egg vaccines with Gildemeister and Conti. Handloser testified
that he was present at many conferences, both at the front and in rear
echelons, where such matters were discussed. Mrugowsky, in a letter
dated 5 May 1942, reported to Eyer (who was a subordinate of Handloser)
of the Typhus and Vaccine Institute of the High Command at Cracow
[Krakow], describing the results of the first series of experiments
carried out in Buchenwald. The experiments covered both the Weigl and
egg-yolk vaccines. This report called attention to the fact that two
experimental subjects had died.
An entry in the Ding diary dated 8 February 1943 states that Dr. Eyer
and Dr. Schmidt, a hygienist on the staff of the Medical Inspectorate,
visited the Typhus and Virus Institute at Buchenwald. Schmidt, a
subordinate of Handloser from 1942 until August 1944, stated that he and
Eyer had visited Buchenwald. He testified that his visit was concerned
only with yellow fever vaccine tests which were being carried out at
that station. This statement by the witness is not convincing. From the
Ding diary it appears that infected lice were received by Ding prior to
30 November 1942. If this is correct, these lice could have come only
from an institute under control of the army over which Handloser had
jurisdiction.
Ding reported on his activities at the meeting of the Consulting
Surgeons of the Wehrmacht held in May 1943 in Berlin. Handloser was
present at that meeting but may not have heard the report, the report
having been made to the hygiene section, which was presided over by
Schreiber, Handloser’s subordinate. Defendant Rose, having heard the
report, openly objected to the character of the experiments carried out
at Buchenwald. Schreiber, then, had full knowledge of the nature of the
experiments there carried on. Rose’s vigorous objection was doubtless a
subject of general interest.
Handloser testified that on at least two occasions he discussed with
Mrugowsky matters connected with vaccines against typhoid, typhus and
other diseases. He stated that he was unable to fix the dates of these
conferences.
The entries in the Ding diary clearly indicate an effective liaison
between the Army Medical Inspectorate and the experiments which Ding was
conducting at Buchenwald. There is also credible evidence that the
Inspectorate was informed of medical research carried on by the
Luftwaffe. The experiments at Buchenwald continued after Handloser had
gained actual knowledge of the fact that concentration camp inmates had
been killed at Dachau as the result of freezing; and that inmates at
Ravensbrueck had died as victims of the sulfanilamide experiments
conducted by Gebhardt and Fischer. Yet with this knowledge Handloser in
his superior medical position made no effort to investigate the
situation of the human subjects or to exercise any proper degree of
control over those conducting experiments within his field of authority
and competence.
Had the slightest inquiry been made the facts would have revealed that
in vaccine experiments already conducted at Buchenwald, deaths had
occurred—both as a result of artificial infections by the lice which
had been imported from the Typhus and Virus Institute of the OKH at
Cracow [Krakow] or Lemberg [Lvov], or from infections by a virulent
virus given to subjects after they had first been vaccinated with either
the Weigl, Cox-Haagen-Gildemeister, or other vaccines, whose efficacy
was being tested. Had this step been taken, and had Handloser exercised
his authority, later deaths would have been prevented in these
particular experiments which were originally set in motion through the
offices of the Medical Inspectorate and which were being conducted for
the benefit of the German armed forces.
These deaths not only occurred with German nationals, but also among
non-German nationals who had not consented to becoming experimental
subjects.
OTHER EXPERIMENTS
The defendant Handloser is also charged with special responsibility for,
and participation in, Malaria, Lost Gas, Bone, Muscle and Nerve
Regeneration and Bone Transplantation, Sea-Water, and Epidemic Jaundice
Experiments. In our view the evidence is insufficient to show any
criminal connection of the defendant Handloser with regard to these
experiments.
The law of war imposes on a military officer in a position of command an
affirmative duty to take such steps as are within his power and
appropriate to the circumstances to control those under his command for
the prevention of acts which are violations of the law of war. The
reason for the rule is plain and understandable. As is pointed out in a
decision rendered by the Supreme Court of the United States, entitled
Application of Yamashita, 66 Supreme Court [Reporter] 340-347, 1946—
“It is evident that the conduct of military operations by troops
whose excesses are unrestrained by the orders or efforts of
their commander would almost certainly result in violations
which it is the purpose of the law of war to prevent. Its
purpose to protect civilian populations and prisoners of war
from brutality would largely be defeated if the commander of an
invading army could with impunity neglect to take reasonable
measures for their protection. Hence the law of war presupposes
that its violation is to be avoided through the control of the
operations of war by commanders who are to some extent
responsible for their subordinates.”
What has been said in this decision applies peculiarly to the case of
Handloser.
In connection with Handloser’s responsibility for unlawful experiments
upon human beings, the evidence is conclusive that with knowledge of the
frequent use of non-German nationals as human experimental subjects, he
failed to exercise any proper degree of control over those subordinated
to him who were implicated in medical experiments coming within his
official sphere of competence. This was a duty which clearly devolved
upon him by virtue of his official position. Had he exercised his
responsibility, great numbers of non-German nationals would have been
saved from murder. To the extent that the crimes committed by or under
his authority were not war crimes they were crimes against humanity.
CONCLUSION
Military Tribunal I finds and adjudges the defendant Siegfried Handloser
guilty under counts two and three of the indictment.
ROSTOCK
The defendant Rostock is charged under counts two and three of the
indictment with special responsibility for, and participation in,
Malaria, Lost (Mustard) Gas, Sulfanilamide, Bone, Muscle and Nerve
Regeneration and Bone Transplantation, Sea-Water, Epidemic Jaundice, and
Spotted Fever Experiments.
Rostock was a physician of recognized ability. From 1933 to 1941 he
occupied successively the positions of senior surgeon of the Surgical
Clinic in Berlin, Professor of Surgery of the University of Berlin, and
Deputy Director of the University Clinic. In 1941 he was appointed
Director of the Surgical Clinic, and in 1942 he became Dean of the
Medical Faculty of the University of Berlin. Prior to the war he had
joined the NSDAP, and in 1939 he was assigned to military duty as a
consulting surgeon. In 1942 he was appointed consulting surgeon to the
Army Medical Inspectorate and was subordinate to the Military Medical
Academy in Berlin. He attained the rank of brigadier general, medical
department (reserve). In 1943 he was appointed Chief of the Office for
Medical Science and Research, a department under the supervision of
defendant Karl Brandt, in which position Rostock remained until the end
of the war. From the time he received the last mentioned appointment,
Rostock acted as Brandt’s deputy on the Reich Research Council.
As Karl Brandt’s deputy Rostock was his agent in the field of medical
science and research—Rostock being charged with the duty of
coordinating and directing problems and activities concerning the
medical health service insofar as science and research were concerned.
Rostock was informed concerning medical research conducted by the
several branches of the Wehrmacht. As head of the Office for Science and
Research, he assigned research problems and designated some as “urgent”.
It was his duty to avoid duplication of work in scientific research and
to decide whether or not a suggested problem was worthy of a research
assignment. It is clear that Rostock and Karl Brandt were intimate
friends of years standing.
The prosecution does not contend that Rostock personally participated in
criminal experiments. It vigorously argues, however, that—with full
knowledge that concentration camp inmates were being experimented
upon—he continued to function upon research assignments concerning
scientific investigations, the result of which would probably further
experiments upon human beings. The prosecution then argues that his
knowledge concerning these matters, considered together with the
position of authority which he occupied in connection with scientific
research and the fact that he failed to exercise his authority in an
attempt to stop or check criminal experiments, renders him guilty as
charged.
In this connection the prosecution relies upon its Exhibit 457, a
document which bears date at Berlin, 14 September 1944. It is headed,
“Commissioner for Medical and Health Matters,” followed by “The Delegate
for Science and Research.” Below appears:
“List of medical institutes working on problems of research
which were designated as urgent by the discussion on research on
26 August 1944 in Beelitz.
“(Summary according to the 650 orders for research submitted to
us.)”
The document then contains a list of research assignments numbered “1”
to “45.” Numbers 42 and 44 read as follows:
“_Strasbourg_
“42. Hygiene Institute (Haagen) virus research
* * * * *
“44. Anatomical Institute (Hirt) Chemical warfare agents.”
The document bears Rostock’s signature. Five of the problems concern
hepatitis research, and three, virus research.
It appears from the evidence that Rostock’s duties included the
avoidance of duplication in the distribution of assignments for medical
research. If the head of the medical department of a branch of the
Wehrmacht assigned to some particular physician or institute a
particular scientific or medical problem, a copy of the assignment would
be forwarded to Rostock, who would then coordinate the matter by
ascertaining whether or not that assignment was being worked on by some
other agency or whether it would lead to worthwhile results. Who
classified as “urgent” the 45 of the 650 orders for research does not
appear; but it may be assumed that Rostock approved that classification.
Doubtless Rostock knew that experiments on concentration camp inmates
were being conducted. He presided over the meeting of surgeons held in
May 1943, and there heard statements that experimental subjects had been
artificially infected. Doubtless he knew that the experiments were
dangerous and that further experiments would probably be conducted.
However, it does not appear that either Rostock or any subordinate of
his directed the work done on any assignment concerning criminal
experiments. Certain of these experiments were classified as “urgent” at
a “discussion on research” as above set forth. Nothing in the
designation of any such assignment as appears in Prosecution Exhibit 457
contains on its face anything more than a matter of proper scientific
investigation.
The record does not show that the position held by Rostock vested in him
any authority whatsoever other than as above stated. No experiments were
conducted by any person or organization which was to the least extent
under Rostock’s control or direction.
CONCLUSION
Military Tribunal I finds and adjudges that the defendant Paul Rostock
is not guilty as charged under the indictment, and directs that he be
released from custody under the indictment when this Tribunal presently
adjourns.
SCHROEDER
The defendant Schroeder is charged under counts two and three of the
indictment with special responsibility for, and participation in,
High-Altitude, Freezing, Sulfanilamide, Sea-Water, Epidemic Jaundice,
Typhus and other vaccines, and Gas Experiments. The prosecution has
abandoned the charge that he participated in the sulfanilamide
experiments and hence that subject will not be considered further.
The defendant served as a medical officer with the infantry during the
First World War. In the period prior to 1931 he was attached as medical
officer to a number of military units. On 1 January 1931 he was
transferred to the Army Medical Inspectorate as a consultant (Referent)
on hospital matters and therapeutics with the rank of Oberstabsarzt
(major). In 1935 Schroeder became chief of staff to Generalarzt Hippke
in the newly established Medical Department of the Reich Ministry for
Aviation. He retained this position after Hippke was made Inspector of
the Medical Service of the Luftwaffe in 1937. In February 1940 Schroeder
was appointed air fleet physician for Air Fleet II with the rank of
Generalstabsarzt (major general). On 1 January 1944 he replaced Hippke
as Chief of the Medical Service of the Luftwaffe. Simultaneously he was
promoted to Generaloberstabsarzt (lieutenant general), which was the
highest rank obtainable in the medical services. As Chief of the Medical
Service of the Luftwaffe, all medical officers of the German Air Force
were subordinated directly or indirectly to Schroeder. After he became
Chief of the Medical Service of the Luftwaffe his immediate superior was
Handloser, who was Chief of the Medical Service of the Wehrmacht.
HIGH-ALTITUDE EXPERIMENTS
These experiments were performed at Dachau concentration camp for the
benefit of the Luftwaffe during the year 1942. Details of the
experiments are discussed in other portions of this judgment.
During the period from 1941 to the end of 1943 the defendant Schroeder,
in his position as air fleet physician of Air Fleet II, was in the
operational zone of Air Fleet II, which comprised the Mediterranean
area. He did not become Chief of the Medical Service of the Luftwaffe
until 1 January 1944. There is no evidence that while air fleet
physician he exercised or could have exercised any control over
experiments then being conducted for the benefit of the Luftwaffe.
EPIDEMIC JAUNDICE EXPERIMENTS
Schreiber, a member of Handloser’s staff, who presided over a conference
held in Breslau in June 1944 for the purpose of co-ordinating jaundice
research, assigned groups of physicians to work together on jaundice
problems. Dohmen, Gutzeit, and Haagen were assigned to one of these
groups. On 27 June 1944 Haagen, a Luftwaffe officer, wrote his
collaborator Kalk, a consultant to Schroeder, asking, “Could you in your
official position take the necessary steps to obtain the required
experimental subjects?”
The record shows that Haagen subsequently conducted epidemic jaundice
experiments on prisoners at Natzweiler concentration camp. There is no
evidence, however, to establish Schroeder’s criminal connection with
these experiments. At most, all that can be said for this evidence is
that Schroeder may have gained knowledge of the experiments through
Kalk, a member of his staff—but even that fact has not been made plain.
FREEZING EXPERIMENTS
Freezing experiments were carried out at Dachau concentration camp for
the benefit of the Luftwaffe, during the year 1942. Details of these
experiments are discussed elsewhere in this judgment.
It is conclusively shown from the evidence dealing with freezing that as
early as the year 1943 Schroeder had actual knowledge that such
experiments had been conducted upon inmates at Dachau concentration
camp, during the course of which suffering and deaths had resulted to
the experimental subjects.
TYPHUS EXPERIMENTS
Experiments in connection with typhus were conducted at Schirmeck and
Natzweiler concentration camps during the years 1942, 1943, and 1944.
The details of these experiments are discussed elsewhere in this
judgment.
The experiments were carried out by a Luftwaffe medical officer,
Professor Dr. Haagen. As a medical officer of the Luftwaffe he was
subject to Schroeder’s orders after the latter became Chief of the
Medical Service of the Luftwaffe. The office of Schroeder issued and
approved the research assignments pursuant to which these experiments
were carried out. It provided the funds for the research. One of the
chief collaborators in the program was the defendant Rose, consultant to
the Chief of the Medical Service of the Luftwaffe.
Correspondence was carried on between Haagen and the Chief of Staff for
the defendant Schroeder with reference to whether a typhus epidemic
prevailing at Natzweiler was connected in any manner with the vaccine
research then being conducted. The office of the Chief of the Medical
Service of the Luftwaffe received reports on the experiments from which
it could be clearly perceived that typhus vaccine experiments were being
performed on concentration camp inmates.
While the experiments were in progress, Schroeder admits having visited
Haagen at Strasbourg, but denies that he talked with Haagen about the
experiments. The defendant’s assertion that the experiments were not
discussed does not carry conviction.
As has been pointed out in this judgment, the law of war imposes on a
military officer in a position of command an affirmative duty to take
such steps as are within his power and appropriate to the circumstances
to control those under his command for the prevention of acts which are
violations of the law of war.
This rule is applicable to the case of Schroeder. At the time he became
Chief of the Medical Service of the Luftwaffe, Schroeder knew of the
fact that freezing experiments for the benefit of the Luftwaffe had been
carried out at Dachau concentration camp by Luftwaffe medical officers.
He knew that through these experiments injury and death had resulted to
the experimental subjects. He also knew that during the years 1942 and
1943, typhus vaccine research had been carried out by the Luftwaffe
officer, Haagen, for the benefit of the Luftwaffe Medical Service, at
Natzweiler and Schirmeck concentration camps—and had he taken the
trouble to inquire, he could have known that deaths had occurred as a
result of these experiments.
With all this knowledge, or means of knowledge, before him as commanding
officer, he blindly approved a continuation of typhus research by
Haagen, supported the program, and was furnished reports of its
progress, without so much as taking one step to determine the
circumstances under which the research had been or was being carried on,
to lay down rules for the conduct of present or future research by his
subordinates, or to prescribe the conditions under which the
concentration camp inmates could be used as experimental subjects.
As was the case with reference to the freezing experiments at Dachau,
non-German nationals were used as experimental subjects, none gave their
consent, and many suffered injury and death as a result of the
experiments.
GAS EXPERIMENTS
Experiments with various types of poison gas were performed by Luftwaffe
Officer Haagen and a Professor Dr. Hirt in the Natzweiler concentration
camp. They began in November 1942 and were conducted through the summer
of 1944. During this period a great many concentration camp inmates of
Russian, Polish, and Czech nationality were experimented on with gas, at
least 50 of whom died. A certain Oberarzt Wimmer, a staff physician of
the Luftwaffe worked with Hirt on the gas experiments throughout the
period.
We discussed the duty which rests upon a commanding officer to take
appropriate measures to control his subordinates, in dealing with the
case of Handloser. We shall not repeat what we said there. Had Schroeder
adopted the measures which the law of war imposes upon one in position
of command to prevent the actions of his subordinates amounting to
violations of the law of war, the deaths of the non-German nationals
involved in the gas experiments might well have been prevented.
SEA-WATER EXPERIMENTS
Sea-Water experiments were conducted on inmates of Dachau concentration
camp during the late spring and summer of 1944. The defendant Schroeder
openly admits that these experiments were conducted by his authority.
When on the witness stand he related the circumstances under which these
experiments were initiated and carried through to completion.
As related by Schroeder the experiment on making sea water drinkable was
a problem of great importance. Two methods were available in Germany,
each of which to some extent had been previously tried, both on animal
and on human subjects. These were known as the Schaefer and the Berkatit
processes. Use of the Schaefer method on sea water produced a
satisfactory liquid essentially the same in its effects and potable
qualities as ordinary pure drinking water. The Schaefer process,
however, called for quantities of silver, which were thought to be
unavailable. Use of the Berka process, however, resulted merely in
changing the taste of sea water, thus making it more palatable, without
at the same time doing away with danger to health and life which always
results from consuming considerable quantities of untreated sea water.
Materials were available for the Berka process, but Schroeder did not
feel that it could be adopted until more was known of the method. At
Schroeder’s direction, the defendant Becker-Freyseng arranged for a
conference to be held at the German Air Ministry in May 1944 to discuss
the problem. Present at the conference, among others, were Berka and the
defendants Becker-Freyseng and Schaefer.
There is no doubt that the conference was well informed, and discussed
all current data upon the subject. Such fact appears from the minutes of
the meeting, in which it is stated:
“* * * Captain (med.) Dr. Becker-Freyseng reported on the
clinical experiments conducted by Colonel (med.) Dr. von Sirany,
and came to the final conclusion that he did not consider them
as being unobjectionable and conclusive enough for a final
decision. The Chief of the Medical Service is convinced that, if
the Berka method is used, damage to health has to be expected
not later than 6 days after taking Berkatit, which damage will
result in permanent injuries to health and—according to the
opinion of N.C.O. (med.) Dr. Schaefer—will finally result in
death after not later than 12 days. External symptoms are to be
expected such as dehydration, diarrhea, convulsions,
hallucinations, and finally death.”
It was concluded at this meeting that it would be necessary to perform
further sea-water experiments upon human beings in order to determine
definitely whether or not the Berkatit method of treating sea water
could be safely employed and used in connection with the German war
effort. These experiments were planned to be carried on in group series,
each of which would require six days, and would be made upon human
beings in this order: one group would be supplied only with
Berkatit-treated sea water; a second group would receive only ordinary
drinking water; a third group would receive no water of any kind; the
fourth group was to be given such water as was generally provided in
emergency sea-distress kits, then used by German military personnel.
In addition to the first experiment it was agreed that a second
experiment should be conducted. The notes of the meeting which deal with
the second experimental series read as follows:
“Persons nourished with sea water and Berkatit, and as diet also
the emergency sea rations.
“Duration of experiments—12 days.
“Since in the opinion of the Chief of the Medical Service,
permanent injuries to health, that is, the death of the
experimental subjects, has to be expected, as experimental
subjects such persons should be used as will be put at the
disposal by the Reichsfuehrer SS.”
On 7 June 1944 Schroeder wrote to Himmler through Grawitz asking for
concentration camp inmates to be used as subjects in the sea-water
experiments, which letter reads in part as follows:
“Highly Respected Reich Minister:
“Earlier already you made it possible for the Luftwaffe to
settle urgent medical matters through experiments on human
beings. Today again, I stand before a decision which, after
numerous experiments on animals as well as human experiments on
voluntary experimental subjects, demands a final solution. The
Luftwaffe has simultaneously developed two methods for making
sea water potable. The one method, developed by a medical
officer, removes the salt from the sea water and transforms it
into real drinking water; the second method, suggested by an
engineer, leaves the salt content unchanged, and only removes
the unpleasant taste from the sea water. The latter method in
contrast to the first, requires no critical raw material. From
the medical point of view this method must be viewed critically,
as the administration of concentrated salt solutions can produce
severe symptoms of poisoning.
“As the experiments on human beings could thus far only be
carried out for a period of four days, and as practical demands
require a remedy for those who are in distress at sea up to 12
days, appropriate experiments are necessary.
“Required are 40 healthy test subjects, who must be available
for 4 whole weeks. As it is known from previous experiments that
necessary laboratories exist in the concentration camp Dachau,
this camp would be very suitable * * *”
Various other parties took part in correspondence upon this application,
one of the writers suggesting that Jews or persons held in quarantine be
used as experimental subjects. Another correspondent nominated asocial
gypsy half-breeds as candidates for the treatment. Herr Himmler decided
that gypsies, plus three others for control purposes, should be
utilized.
In fairness to the defendant it should be stated that he contests the
translation of the second sentence in the first paragraph of the letter
written by him to Himmler, which the prosecution interprets as meaning
that experiments could no longer be conducted on voluntary subjects, and
that the words “demands a final solution” meant that involuntary
subjects in concentration camps should be employed. Regardless of
whether or not the letter quoted by us is a correct translation of the
German original, the evidence shows that within a month after the letter
was sent to Himmler through Grawitz, sea-water experiments were
commenced at Dachau by the defendant Beiglboeck.
The method by which the experimental subjects were chosen is not known
to the defendant Schroeder. As he explained from the witness stand with
reference to his letter and the subsequent procedure, “I sent it away
only after I had consulted [about] the possibility of the experiment
with Grawitz, and after I had informed him how the whole thing was
thought [of] by us, so that he could pass on this information to Himmler
in case it became necessary. Then this letter was sent off, and after
possibly four weeks when Beiglboeck had arrived at Dachau—in the
meantime, he was given an opportunity to carry out this work. Whatever
lay in between that, how in the administrative way this was organized,
we never learned * * * it was an inter-office affair * * *. We only saw
the initial point and the end point of this route.”
Thus began another experiment conducted under the auspices of the
defendant Schroeder, wherein the initiator of the experiment failed to
exercise the personal duty of determining that only consenting human
subjects would be used, but left that responsibility to others. Again is
demonstrated the case of an officer in a position of superior command
who authorizes the performance of experiments by his subordinates while
failing to take efforts to prescribe the conditions which will insure
the conduct of the experiments within legally permissible limits.
The evidence shows conclusively that gypsies of various nationalities
were used as experimental subjects. Former inmates of Auschwitz
concentration camp were tricked into coming to Dachau with the promise
that they were to be used as members of a labor battalion. When they
arrived at Dachau they were assigned to the sea-water experimental
station without their consent. During the course of the experiment many
of them suffered intense physical and mental anguish.
The Tribunal finds that the defendant Schroeder was responsible for,
aided and abetted, and took a consenting part in, medical experiments
performed on non-German nationals against their consent; in the course
of which experiments deaths, brutalities, cruelties, tortures, and other
inhuman acts were committed on the experimental subjects. To the extent
that these experiments did not constitute war crimes they constitute
crimes against humanity.
CONCLUSION
Military Tribunal I finds and adjudges the defendant Oskar Schroeder
guilty under counts two and three of the indictment.
GENZKEN
The defendant Genzken is charged under counts two and three of the
indictment with special responsibility for, and participation in,
Sulfanilamide, Spotted Fever, Poison, and Incendiary Bomb Experiments.
The prosecution has abandoned the two latter charges and hence they will
not be considered further. The defendant is also charged under count
four of the indictment with membership, after 1 September 1939, in an
organization declared criminal by the judgment of the International
Military Tribunal—namely, the SS.
Genzken was commissioned in the Medical Service of the German Navy in
1912 and served through the First World War in that capacity. From 1919
to 1934, he engaged in the private practice of medicine. He joined the
NSDAP in 1926, and in October 1934 he was again commissioned as a
reserve officer of the naval medical department. On 1 March 1936 he was
transferred to the medical department of the SS, with the rank of major,
and assigned to the medical department of a branch of the SS, which in
the summer of 1940 became the Waffen SS. He served as chief surgeon of
the SS hospital in Berlin, and was director of the department charged
with supplying medical equipment and with the supervision of medical
personnel in concentration camps. He was also medical supervisor to
Eicke, the head of all the concentration camps, which were within
Genzken’s jurisdiction insofar as medical matters were concerned. In May
1940, Genzken was appointed Chief of the Medical Office of the Waffen SS
with the rank of senior colonel, Grawitz being his medical superior. He
retained this position until the close of the war. In 1942 he was
designated as Chief of the Medical Service of the Waffen SS, Division D
of the SS Operational Headquarters. On 30 January 1943 he was appointed
Gruppenfuehrer and Generalleutnant in the Waffen SS.
SULFANILAMIDE EXPERIMENTS
The sulfanilamide experiments referred to in the indictment were
conducted by the defendants Gebhardt, Fischer, and Oberheuser at
Ravensbrueck concentration camp between 20 July 1942 and August 1943.
During this period of time, four of the medical branches of the Waffen
SS were under Genzken, including Office XVI, Hygiene, of which the
defendant Mrugowsky was chief.
It is submitted by the prosecution that the evidence proves Mrugowsky to
have given support and assistance to these experiments, and that,
consequently, Genzken becomes criminally liable because of the position
of command he held over Mrugowsky. It is also urged that because Genzken
attended the meeting in Berlin at which Gebhardt and Fischer gave their
lecture on the experiments, this likewise shows criminal connection.
That Mrugowsky rendered assistance to Gebhardt in the sulfanilamide
experiments at Ravensbrueck is clearly proved. Mrugowsky put his
laboratory and co-workers at Gebhardt’s disposal. He furnished the
bacterial cultures for the infections. He conferred with Gebhardt about
the medical problems involved. It was on the suggestion of Mrugowsky’s
office that wood shavings and ground glass were placed in artificially
inflicted wounds made on the subjects so that battlefield wounds would
be more closely simulated. It also appears that Blumenreuter, who was
the chief of Office XV under Genzken’s direction, may have furthered the
experiments by furnishing surgical instruments and medicines to
Gebhardt.
The Tribunal finds that Genzken was not present at the Berlin meeting.
Although Mrugowsky and Blumenreuter may have aided Gebhardt in his
experiments, the prosecution has failed to show that it was done with
Genzken’s direction or knowledge.
The prosecution, therefore, has failed to sustain the burden with regard
to this particular specification.
TYPHUS EXPERIMENTS
The series of experiments which are the subject of this specification
were conducted at Buchenwald concentration camp and began in January
1942. SS Hauptsturmfuehrer Dr. Ding, who was attached to the Hygiene
Institute of the Waffen SS, was in charge of these experiments—with the
defendant Hoven serving as his deputy.
Until 1 September 1943 both Mrugowsky, the Chief of the Hygiene
Institute, and Ding, were subordinate to Genzken. Until the date last
mentioned the chain of military command in the field of hygiene and
research was as follows: Himmler-Grawitz-Genzken-Mrugowsky-Ding.
Prior to 1939 Ding had been camp physician at Buchenwald, and as such
was subordinate to Genzken. During the early months of the war Genzken
served as an army surgeon in the field, Ding being his adjutant. During
the fall of 1941 Ding returned to Buchenwald and Genzken to his office
at Berlin. During their service in the field Genzken and Ding had become
warm personal friends. Ding was attached to the Hygiene Institute of the
Waffen SS and was engaged in typhus research for the Institute. Genzken
testified that Mrugowsky and the Hygiene Institute were in his chain of
command prior to 31 August 1943. He further testified that after the
date last mentioned his office had nothing to do with Ding save to
provide money for Ding’s expenses, there being no other budget from
which money was available. Mrugowsky testified that Genzken was his
superior officer until 1 September 1943, and knew that the Hygiene
Institute was working on the problem of providing an efficient vaccine
against typhus. It is admitted that Ding was carrying out medical
experiments on concentration camp inmates in order to determine the
effect of various typhus vaccines.
It is not contended that such experiments were not carried out. In the
course of these experiments two buildings or “blocks” were used. The
experiments were conducted in Block 46, and when satisfactory vaccine
was decided upon, Block 50 was used for the preparation of vaccines.
During the course of the experiments with vaccines in March 1942, Ding
himself contracted typhus. Genzken testified that he was aware of the
fact that concentration camp inmates were subjected to experiments, but
stated that he was not advised as to the method of experimentation.
It is clear that the experiments necessary to decide upon a satisfactory
vaccine preceded by a considerable period the production of the vaccine.
Genzken testified that vaccine production began in December 1943, that
the production establishment only moved into Block 50 in the middle of
August, and that when production actually began “this establishment had
already come under the agency of Grawitz and it was not subordinated any
more” to him.
Under date of 9 January 1943 the Ding diary contains a lengthy entry
stating that by Genzken’s order the typhus research station became the
“Department of Typhus and Virus Research,” that Dr. Ding would be head
of this department, and that during his absence defendant Hoven would
act in his place. The entry further stated that Ding was appointed chief
department head for special missions in hygiene, etc. The Ding diary is
discussed elsewhere in this judgment. Considering the demonstrated
desire of Ding for his personal aggrandizement, this entry is not
entitled to entire credit, as written. It refers to Genzken as “Major
General”—which rank he did not receive until a few weeks after 9
January 1943. The entry, however, has some probative value upon the
question of Ding’s status during the year 1943.
Genzken testified that he “approved” the establishment of Ding’s
department for vaccine research. He also testified that his department
furnished necessary funds from its budget for Ding’s investigations.
From the evidence it appears that prior to 1 September 1943, Mrugowsky
reported regularly to Genzken, on an average of once per week, either
orally or in writing.
Under date 5 May 1942, Mrugowsky signed a written report upon the
subject, “Testing Typhus Vaccines.” This report went to six different
offices: the first copy, to Conti; the second copy, to Grawitz; and the
third copy, to Genzken. The report commences: “The tests of four typhus
vaccines made by us on human subjects at the instigation of the Reich
Health Leader Dr. Conti had the following results * * *”. It is stated
that the mortality of victims of typhus during an epidemic “was around
30 percent” and that “during the same epidemic four groups of
experimental subjects were vaccinated with one each” of the four types
of vaccine described in the beginning of the report.
“The experimental subjects were mostly in their twenties and thirties.
Care was taken when selecting them that they did not come from typhus
districts and also to ensure an interval of four to six weeks between
the protective vaccination and the outbreak of the clinical symptoms of
the disease. According to experience this period is imperative to
achieve immunity.”
The effects of the four vaccines tested were described as follows. The
report on the Weigl vaccine states that “nobody died”. The report on the
Gildemeister and Haagen vaccine also states that no deaths occurred. The
report on the Behring-Normal vaccine states that one person died. The
experiment with the Behring-Strong vaccine reports one death.
The last paragraph of the report states: “In the last two groups the
symptoms were considerably stronger than in the first groups * * *. No
difference between the two vaccines of the Behring Works was observed.
The attending physicians stated that the general picture of the disease
in group four was rather more severe compared with that of the patients
of group three.”
In a summation, Mrugowsky recommended the use of a vaccine “produced
according to the chicken egg process, which, in its immunization effect,
is equal to the vaccine after Weigl.”
“The effectiveness of protection depends on the method used in making
the vaccine.”
Of course, experiments with vaccines, conducted because of the urgent
need for the discovery of a protective vaccine, would lead to scant
results unless the subjects vaccinated were subsequently in some manner
effectively exposed to typhus, thereby demonstrating the effectiveness
or noneffectiveness of the vaccination. While Mrugowsky’s report, above
referred to, makes no reference to an artificial infection, it does
state without further explanation that two deaths occurred, and in the
last paragraph, quoted above, compares the severity of “the diseased”
between groups three and four.
On cross-examination Mrugowsky testified that Dr. Ding was to lecture at
a meeting of consulting surgeons in the spring of 1943, and that the
witness informed Genzken concerning “the intended amount of vaccines to
be produced by the SS.” Mrugowsky testified that he gave Genzken this
information for three reasons: first, that Genzken had to be advised of
the fact that Ding, as a member of the Waffen SS, was to give a lecture
to the surgeons; second, that Genzken should be informed concerning “the
effectiveness of a number of vaccines to be used for troops”; third,
that Genzken should know when he could expect the first production of
vaccines for the SS and the amounts he could count on for each month.
Mrugowsky further testified:
“The conference with Dr. Genzken was extremely brief. As far as
I remember we were standing close to his desk. I told him that
the various vaccines which I mentioned to him had a different
effect; I told him that the effect varied as to the length of
the temperature and a reduction of fatalities; and I told him
that after having vaccinated the entire SS we could count on
some protective effect for all soldiers. On that occasion I
showed him a few charts which Ding had handed over to me at that
time, the same charts which Ding reproduced in his paper, and I
used these charts in order to explain the effectiveness of the
vaccines to him.”
Q. “The mortality figures and the temperature figures could be
derived from these charts, couldn’t they?”
A. “Yes. If I remember correctly, on the heading of these charts
the information was given what the day of the infection was.
This entire conference was very brief and it is quite possible
that Dr. Genzken—who was only concerned with the most important
points which he had to know—it is quite possible that he
overlooked that. I had no cause to point it out to him in
particular since I was not reporting to him about Ding’s series
of experiments but was only reporting to him about the
protective value of various vaccines which he, as medical chief,
had to know. These were two completely different points of
view.”
The Tribunal is convinced that prior to 1 September 1943, Genzken knew
the nature and scope of the activities of his subordinates, Mrugowsky
and Ding, in the field of typhus research; yet he did nothing to insure
that such research would be conducted within permissible legal limits.
He knew that concentration camp inmates were being subjected to cruel
medical experiments in the course of which deaths were occurring; yet he
took no steps to ascertain the status of the subjects or the
circumstances under which they were being sent to the experimental
block. Had he made the slightest inquiry he would have discovered that
many of the human subjects used were non-German nationals who had not
given their consent to the experiments.
As the Tribunal has already pointed out in this judgment, “the duty and
responsibility for ascertaining the quality of the consent rests upon
each individual who initiates, directs, or engages in the experiment. It
is a personal duty and responsibility which may not be delegated to
another with impunity.”
We find that Genzken, in his official capacity, was responsible for,
aided and abetted the typhus experiments, performed on non-German
nationals against their consent, in the course of which deaths occurred
as a result of the treatment received. To the extent that these
experiments did not constitute war crimes they constituted crimes
against humanity.
MEMBERSHIP IN CRIMINAL ORGANIZATION
Under count four of the indictment Genzken is charged with being a
member of an organization declared criminal by the judgment of the
International Military Tribunal, namely, the SS. The evidence shows that
Genzken became a member of the SS on 1 March 1936 and voluntarily
remained in that organization until the end of the war. As a
high-ranking member of the Medical Service of the Waffen SS he was
criminally implicated in the commission of war crimes and crimes against
humanity, as charged under counts two and three of the indictment.
CONCLUSION
Military Tribunal I finds and adjudges the defendant Karl Genzken
guilty, under counts two, three, and four of the indictment.
GEBHARDT
The defendant Gebhardt is charged under counts two and three of the
indictment with special responsibility for, and participation in,
High-Altitude, Freezing, Malaria, Lost Gas, Sulfanilamide, Bone, Muscle
and Nerve Regeneration and Bone Transplantation, Sea-Water, Epidemic
Jaundice, Sterilization, Typhus, Poison, and Incendiary Bomb
Experiments.
The defendant Gebhardt held positions of great power and responsibility
in the Medical Service of the SS in Nazi Germany. He joined the NSDAP in
1933 and the SS at least as early as 1935. He took part in the Nazi
Putsch of 1923, which aimed at the overthrow of the so-called Weimar
Republic, the democratic government of Germany, being then a member of
the illegal Free Corps, “Bund Oberland.” When, in 1933, the hospital at
Hohenlychen was founded, Gebhardt was appointed chief physician of this
institution. In 1938 he became the attending physician to Himmler. He
was also personal physician to Himmler and his family. In 1940 Gebhardt
was appointed consulting surgeon of the Waffen SS and, in 1943, chief
clinical officer (Oberster Kliniker) of the Reich Physician SS and
Police, Grawitz. In the Allgemeine SS Gebhardt attained the rank of a
Gruppenfuehrer (major general), and in the Waffen SS the rank of major
general in the reserve.
SULFANILAMIDE EXPERIMENTS
The purpose for which these experiments were undertaken is defined in
counts two and three of the indictment.
In the Ravensbrueck concentration camp during a period from 20 July 1942
until August 1943, the defendant Gebhardt, aided by defendants Fischer
and Oberheuser, performed such experiments upon human subjects without
their consent. Gebhardt personally requested Heinrich Himmler’s
permission to carry out these experiments, and attempts to assume full
responsibility for them and for any consequences resulting therefrom. He
himself personally carried out the initial operations.
While it is not deemed strictly necessary in this judgment to describe
in any detail the procedure followed in performing these experiments, a
brief statement will now be made thereon. The first experimental
subjects consisted of 15 male concentration camp inmates used during
preliminary experiments in July 1942, but later 60 Polish women, who
were experimented on in 5 groups of 12 subjects each.
In the first series of experiments the healthy subjects were infected
with various bacteria, but resulting infections were not thereafter
considered sufficiently serious to furnish an answer to the problem
sought to be solved and further experiments were then undertaken.
Dr. Gebhardt has admitted that in the second series of experiments three
of the subjects died as a result of the treatment received. All of these
subjects were persons who had been selected by the concentration camp
authorities and who were not consulted as to their consent or
willingness to participate. Notwithstanding this, however, the
experimental subjects protested against experiments both orally and in
writing, stating that they would have preferred death to continued
experiments, since they were convinced that they would die in any event.
An examination of the evidence presented to this Tribunal in connection
with sulfanilamide experiments performed upon unwilling and
nonconsenting concentration camp inmates indicates conclusively, that
participating human subjects were used under duress and coercion in
experiments performed upon their bodies; that persons acting as subjects
incurred and suffered physical torture and the risk of death; that in
the experiments here discussed at least five deaths of subjects were
caused therefrom.
It is claimed by Dr. Gebhardt that all of the non-German experimental
subjects were selected from inmates of concentration camps, former
members of the Polish Resistance Movement, who had previously been
condemned to death and were in any event marked for legal execution.
This is not recognized as a valid defense to the charge of the
indictment.
The Polish women who were used in the experiments had not given their
consent to become experimental subjects. That fact was known to
Gebhardt. The evidence conclusively shows that they had been confined at
Ravensbrueck without so much as a semblance of trial. That fact could
have been known to Gebhardt had he made the slightest inquiry of them
concerning their status. Moreover, assuming for the moment that they had
been condemned to death for acts considered hostile to the German forces
in the occupied territory of Poland, these persons still were entitled
to the protection of the laws of civilized nations. While under certain
specific conditions the rules of land warfare may recognize the validity
of an execution of spies, war rebels, or other resistance workers, it
does not under any circumstances countenance the infliction of death or
other punishment by maiming or torture.
BONE, MUSCLE AND NERVE REGENERATION AND BONE
TRANSPLANTATION EXPERIMENTS
These experiments were carried out in Ravensbrueck concentration camp
during the same time, and on the same group of Polish women used in the
sulfanilamide experiments. Upon these Polish inmates three kinds of bone
operations were performed—artificially induced fractures, bone
transplantations, bone splints—the conditions of the operations being
specially created in each particular case. Some girls were required to
submit to operations several times. In one instance small pieces of
fibula were taken out; in another instance the periosteum of the leg was
removed. Cases occurred where subjects were experimented on by
deliberately fracturing their limbs in several places and testing the
effect of certain treatments. In at least one case bone incisions were
performed on a subject six different times. In another case the shoulder
blade of a subject was removed.
Further recital of these activities is as unnecessary as were the
operations themselves. The testimony heard and exhibits filed and
examined by the Tribunal conclusively sustain the allegations of the
indictment with reference to the experiments mentioned therein.
SEPSIS (PHLEGMON) EXPERIMENTS
A witness whose testimony must be accepted as credible testified
concerning these experiments in which concentration camp inmates were
used without their consent and were thereafter infected with pus. He
testified as to at least two series of experiments which resulted
fatally for 12 of the subjects.
The prosecution claims, and it is likely that these biochemical
experiments which were performed in the Dachau concentration camp were
complementary to and formed parts of the sulfanilamide experiments in
Ravensbrueck. The evidence, however, is not sufficient to establish the
criminal connection of Gebhardt with these experiments.
SEA-WATER EXPERIMENTS
Dr. Gebhardt’s position, which has been mentioned in this judgment as
that of an official and personal associate of Heinrich Himmler—part of
whose duties concerned concentration camp medical experiments, was
partially defined by an order issued by Himmler 15 May 1944 directing
that an opinion from Gebhardt would be required before any experiments
thereafter could be carried out on such human subjects. This order
stated that all medical experiments to be carried out at the
concentration camps had to have Himmler’s personal approval. It appears,
however, that while the application for permission to carry out
experiments involving human subjects was required to be obtained from
Himmler—yet before such application could be examined, a critical
opinion of the chief clinical officer of the SS, Dr. Gebhardt,
concerning its technical aspects was required to accompany it. Complying
with this order Gebhardt, in reference to sea-water experiments, wrote—
“I deem it absolutely right to support the Luftwaffe in every
way and to place a general physician of the Waffen SS at
disposal to supervise the experiments.”
This alone is deemed to be sufficient to show that Dr. Gebhardt knew
about, and approved, the performance of the sea-water experiments as
charged in the indictment.
STERILIZATION EXPERIMENTS
Details of the sterilization experiments will be dealt with elsewhere in
this judgment; and it is unnecessary to repeat them here, except to the
extent necessary to inquire the part, if any, taken by Gebhardt therein.
On 7 and 8 July 1942 a conference took place between Himmler, Gebhardt,
SS Brigadefuehrer Gluecks, and SS Brigadefuehrer Clauberg, to discuss
the sterilization of Jewesses. Dr. Clauberg was promised that the
Auschwitz concentration camp would be placed at his disposal for
experiments on human beings and animals, and he was requested to
discover by means of fundamental experiments a method of sterilizing
persons without their knowledge. During the course of the conference,
Himmler called the special attention of all present “to the fact that
the matter involved was most secret and should be discussed only with
the officers in charge and that the persons present at the experiments
or discussions had to pledge secrecy.”
From this evidence it is apparent that Gebhardt was present at the
initial meeting which launched at least one phase of the sterilization
program in the concentration camps, and thus had knowledge and gave at
least passive approval to the program.
HIGH-ALTITUDE, FREEZING, MALARIA, LOST GAS, EPIDEMIC
JAUNDICE, TYPHUS, POISON, AND INCENDIARY BOMB EXPERIMENTS
Details as to the origin of and procedure followed in these experiments
are discussed elsewhere in this judgment, and will not be repeated. Our
only concern is to determine to what extent, if any, the defendant
Gebhardt took part in the experiments.
In these enterprises the defendant seems not to have taken any active
part, as he did in the sulfanilamide experiments and in other programs.
It may be argued that his close connection with Heinrich Himmler creates
a presumption that these experiments were conducted with Gebhardt’s
knowledge and approval. Be that as it may, no sufficient evidence to
that effect has been presented, and a mere presumption is not enough in
this case to convict the defendant.
Attention has been given to the brief filed by counsel for the defendant
Gebhardt. For the most part it is unnecessary to discuss the theories
presented in this brief, for the reason that the main reliance of the
defense seems to be that in his connection with the experiments charged
in the indictment, Dr. Gebhardt acted as a soldier in the execution of
orders from an authorized superior. We cannot see the applicability of
the doctrine of superior orders as a defense to the charges contained in
the indictment. Such doctrine has never been held applicable to a case
where the one to whom the order is given has free latitude of decision
whether to accept the order or reject it. Such was the situation with
reference to Gebhardt. The record makes it manifestly plain that he was
not ordered to perform the experiments, but that he sought the
opportunity to do so. Particularly is this true with reference to the
sulfanilamide experiments: Gebhardt, in effect, took them away from
Grawitz to demonstrate that certain surgical procedures advocated by him
at the bedside of the mortally wounded Heydrich at Prague in May of 1942
were scientifically and surgically superior to the methods of treatment
proposed by Dr. Morell, Hitler’s personal physician. The doctrine,
therefore, is not applicable. But even if it were, the fact of such
orders could merely be considered, under Control Council Law No. 10, as
palliating punishment.
Another argument presented in briefs of counsel attempts to ground
itself upon the debatable proposition that in the broad interest of
alleviating human suffering, a state may legally provide for medical
experiments to be carried out on prisoners condemned to death without
their consent, even though such experiments may involve great suffering
or death for the experimental subject. Whatever may be the right of a
state with reference to its own citizens, it is certain that such
legislation may not be extended so as to permit the practice upon
nationals of other countries who, held in the most abject servitude, are
subjected to experiments without their consent and under the most brutal
and senseless conditions.
We find that Gebhardt, in his official capacity, was responsible for,
aided and abetted, and took a consenting part in medical experiments
performed on non-German nationals against their consent; in the course
of which deaths, maiming, and other inhuman treatment resulted to the
experimental subjects. To the extent that these experiments did not
constitute war crimes they constituted crimes against humanity.
MEMBERSHIP IN CRIMINAL ORGANIZATION
Under count four of the indictment Gebhardt is charged with being a
member of an organization declared criminal by the judgment of the
International Military Tribunal, namely the SS. The evidence shows that
Gebhardt became a member of the SS at least as early as 1933 and
voluntarily remained in that organization until the end of the war. As
one of the most influential members of the Medical Service of the Waffen
SS he was criminally implicated in the commission of war crimes and
crimes against humanity as charged under counts two and three of the
indictment.
CONCLUSION
Military Tribunal I finds and adjudges the defendant Karl Gebhardt
guilty under counts two, three and four of the indictment.
BLOME
The defendant Blome is charged under counts two and three of the
indictment with personal responsibility for, and participation in
Malaria, Lost Gas, and Sulfanilamide Experiments, the extermination of
tubercular Poles, and the execution of the Euthanasia Program. Proof has
also been adduced for the purpose of showing that he participated in the
freezing bacteriological warfare, and blood coagulation experiments.
The charge with reference to sulfanilamide experiments has been
abandoned by the prosecution and hence will not be considered further.
The defendant Blome studied medicine at Goettingen and received his
medical degree in 1920. From 1924 to 1934 he engaged in private
practice. In the latter year he was summoned to Berlin where, in 1935,
he reorganized the German medical educational system. He also acted as
adjutant in the central office of the German Red Cross and as business
manager of the German Physicians’ Association, which position he held
until the end of World War II. In 1938 he became President of the Bureau
of the Academy for International Medical Education. From 1939 on Blome
acted as deputy for Dr. Leonardo Conti who was leader of the German
Physicians’ Association, Head of the Main Office for Public Health of
the Party, and Leader of the National Socialist Physicians’ Association.
In 1941 he became a member of the Reich Research Council, and in 1943
was appointed Plenipotentiary for Cancer Research, connected with the
research commission for protection against biological warfare.
Blome joined the SA in 1931 and became the chief medical officer of the
SA in the province of Mecklenburg. In 1934 he was appointed a province
office leader, and in the SA he attained a rank equivalent to that of
major general. In 1943 he was awarded the highest decoration of the Nazi
Party.
As Plenipotentiary for Cancer Research, it was his duty to determine
which research problems should be studied and to assign such problems to
scientists best fitted to investigate them.
FREEZING EXPERIMENTS
The prosecution argues that Blome is criminally responsible for
participation in the freezing experiments as charged in the indictment.
In the subparagraph which particularly refers to freezing, Blome is not
named among the defendants charged with special responsibility for the
experiments. Moreover, the record does not contain evidence which shows
beyond a reasonable doubt that Blome bore any responsible part in the
conduct of the freezing experiments.
MALARIA EXPERIMENTS
The evidence is insufficient to disclose any criminal responsibility of
the defendant in connection with the malaria experiments.
LOST GAS EXPERIMENTS
The evidence is insufficient to disclose any criminal responsibility of
the defendant in connection with these experiments.
EXTERMINATION OF TUBERCULAR POLES
The basis for the prosecution’s case against the defendant in this
regard is to be found in a series of letters with reference to the
tuberculosis menace in the Reichsgau Wartheland, which had been overrun
by the German Reich and settled by its citizens.
During the year 1941 the German Government began a program of
extermination of the Jewish population of the eastern occupied
territories. On 1 May 1942 Greiser, the German Military Governor of
Reichsgau Wartheland, wrote Himmler advising him that “as to the 100,000
Jews in the district, the ‘special treatment’ approved by Himmler was
about completed.” The letter then continued:
“* * * I ask you for permission to rescue the district
immediately, after the measures taken against the Jews, from a
menace which is increasing week by week, and use the existing
and efficient special commandos for that purpose.
“There are about 230,000 people of Polish nationality in my
district who were diagnosed to suffer from tuberculosis. The
number * * * infected with open tuberculosis is estimated at
about 35,000. This fact has led in an increasingly frightening
measure to the infection of Germans who came to the Warthegau
perfectly healthy * * *. A considerable number of well known
leading men, especially of the police, have been infected lately
and are not available for the war effort * * *. The ever
increasing risks were also recognized and appreciated by the
deputy of the Reich Leader for Public Health, Comrade Professor
Dr. Blome * * *.
“Though in Germany proper it is not possible to take appropriate
draconic steps against this public plague, I think I could take
responsibility * * * to have cases of open tuberculosis
exterminated among the Polish race here in the Warthegau. Of
course, only a Pole should be handed over for such an action who
is not only suffering from open tuberculosis, but whose
incurability is proved and certified by a public health officer.
“Considering the urgency of this project I ask for your approval
in principle as soon as possible. This would enable us to make
the preparations with all necessary precautions now to get the
action against the Poles suffering from open tuberculosis under
way, while the action against the Jews is in its closing stages.
“Heil Hitler!
“GREISER”
Two days later Koppe, the police leader on Greiser’s staff, wrote to
Rudolf Brandt restating Greiser’s proposal and urging Brandt to call the
matter to Himmler’s attention. Brandt promptly acknowledged the letter,
advising Koppe that the proposal had been referred to the Chief of the
Security Police for opinion, but that the final decision would rest with
Hitler.
On 9 June 1942 the Chief of the Security Police rendered his opinion to
Himmler: “I have no scruples against having the protectorate members and
stateless persons of the Polish race * * * who are afflicted with open
tuberculosis, submitted to the special treatment in the sense of the
proposal of Gau Leader Greiser. * * * The individual measures, though,
will first have to be discussed thoroughly with the Security Police, in
order to carry out the execution with the least possible attraction of
attention.” The opinions thus rendered undoubtedly received the full
approval of Himmler, for on 27 June 1942 Rudolf Brandt passed on to
Greiser a letter from Himmler containing the following decision:
“Dear Comrade Greiser:
“I have no objection to having protectorate people and stateless
persons of Polish origin who live within the territory of the
Warthegau and are infected with tuberculosis handed over for
special treatment as you suggest; as long as their disease is
incurable * * *. I would like to request, however, to discuss
the individual measures in detail with the Security Police
first, in order to assure inconspicuous accomplishment of the
task * * *.
[Signed] “H. HIMMLER”
The Himmler letter was acknowledged by Greiser on 21 November 1942,
Greiser advising Himmler that in pursuance of the permission given him
to apply “special treatment” to tubercular Poles he had made
arrangements for an X-ray examination of all people in the territory,
but that now that “special treatment” had been approved, Blome, Deputy
Chief of the Public Health Office of the NSDAP was raising objections to
its execution. A copy of Blome’s letter to Greiser was enclosed for
Himmler’s information.
Blome’s letter to Greiser is dated 18 November 1942. It opens by
recalling various conversations between the writer and Greiser
concerning the campaign against tuberculosis in the Warthegau, and then
proceeds to consider the matter in detail; the letter proceeding:
“With the settlement of Germans in all parts of the Gau, an
enormous danger has arisen for them * * *. What goes for the
Warthegau [* * *] also holds true for the other annexed
territories * * *.
“Therefore, something basic must be done soon. One must decide
the most efficient way in which this can be done. There are
three ways to be taken into consideration:
“1. Special treatment of the seriously ill persons,
“2. Most rigorous isolation of the seriously ill
persons,
“3. Creation of a reservation for all TB patients.
“For the planning, attention must be paid to different points of
view of a practical, political and psychological nature.
Considering it most soberly, the simplest way would be the
following: Aided by the X-ray battalion, we could reach the
entire population, German and Polish, of the Gau during the
first half of 1943. As to the Germans, the treatment and
isolation is to be prepared and carried out according to the
regulations of Tuberculosis Relief. The approximately 35,000
Poles who are incurable and infectious will be ‘specially
treated’. All other Polish consumptives will be subjected to an
appropriate cure in order to save them for work and to avoid
their causing contagion.”
Blome then proceeds, stating that he has made arrangements for
commencement of the “radical procedure”, but suggests that some
assurance should be procured that Hitler would agree to the project. The
letter then goes on to say—
“I could imagine that the Fuehrer, having some time ago stopped
the program in the insane asylums, might at this moment consider
a ‘special treatment’ of the incurably sick as unsuitable and
irresponsible from a political point of view. As regards the
Euthanasia Program it was a question of people of German
nationality afflicted with hereditary diseases. Now it is a
question of infected sick people of a subjugated nation.”
Blome then voices the opinion that if the program is put into execution,
it cannot be kept secret and will be made the basis for much adverse and
harmful propaganda both at home and abroad. He suggests accordingly that
before the program is commenced all points of view should again be
presented to Hitler.
Continuing, Blome writes that if Hitler should forbid the radical
proposal suggested by Greiser, three other solutions were open (1)
consumptives and incurables could be isolated with their relatives; (2)
all infectious consumptives might be strictly isolated in nursing
establishments; (3) the consumptives might be resettled in a particular
area. If the latter plan were adopted, the sick could reach the assigned
territory on foot, and thus save the costs of transportation.
Blome’s letter finally concludes—
“After a proper examination of all these considerations and
circumstances, the creation of a reservation, such as the
reservations for lepers, seems to be the most practicable
solution. Such a reservation should be able to be created in the
shortest time by means of the necessary settlement. Within the
reservation one could easily set up conditions for the strict
isolation of the strongly contagious.
“Even the case of the German consumptives represents an
extremely difficult problem for the Gau. But this cannot be
overcome, unless the problem of the Polish consumptives is
solved at the same time.”
The evidence shows that the letter from Greiser to Himmler, with Blome’s
suggestions enclosed, was acknowledged by Himmler on 3 December 1942
with the following final decision:
“Dear Party Comrade Greiser:
“I have received your letter of 21 November 1942. I, too,
believe that it would be better to take into consideration the
misgivings set forth by Party Member Dr. Blome. In my opinion it
is impossible to proceed with the sick persons in the manner
intended, especially since, as you have informed me, it will be
possible to exploit the practical results of the tests only in
six months.
“I suggest you look for a suitable area to which the incurable
consumptives can be sent. Besides the incurables, other patients
with less severe cases of tuberculosis could quite well be put
into this territory, too. This action would also, of course,
have to be exploited with the appropriate form of propaganda.
“Before writing you this letter I again thoroughly thought over
whether the original idea could not in some way be carried out.
However, I am convinced now that it is better to proceed the
other way.”
The prosecution maintains that this series of letters which have been
referred to establishes the criminal participation of the defendant
Blome in the extermination of tubercular Poles. We cannot follow the
argument. It is probable that the proposal to isolate tubercular Poles,
as suggested by Blome and approved by Himmler, was at least partially
carried out; although the record discloses but little with reference to
what actually transpired. It may be that in the course of such a program
Poles may have died as the result of being uprooted from their homes and
sent to isolation stations; but the record contains no direct credible
evidence upon the subject. Blome explained from the witness stand his
letter to Greiser by saying that it was written in order to prevent the
extermination program of tubercular Poles from being put into execution.
Certainly, his letter indicates on its face that he opposed the “special
treatment” suggested by Greiser.
We cannot say, therefore, that the explanation offered is wholly without
substance. It at least raises a reasonable doubt in our minds concerning
the matter. Blome knew Hitler and Himmler. He well knew that any
objections to “special treatment” based on moral or humanitarian grounds
would make but small impact upon the minds of men like these Nazi
leaders. He knew, moreover, that before Greiser’s proposal for
extermination would be abandoned a plan which appeared to be better must
be suggested. If viewed from the standpoint of factual and psychological
considerations, it cannot be held that the letter was not well-worded
when considered as an attempt to put an end to the plan originally
adopted, and to bring the substitution of another plan not so drastic.
Whatever may have been its purpose, the record shows that, in this
particular, the letter did in fact divert Himmler from his original
program and that as a result thereof the extermination plan was
abandoned.
EUTHANASIA PROGRAM
Blome is charged with criminal responsibility in connection with the
Euthanasia Program, but we are of opinion that the evidence is
insufficient to sustain the charge.
BACTERIOLOGICAL WARFARE
The prosecution contends that the evidence in the case established
Blome’s guilt in connection with research concerning different forms of
bacteriological warfare. Blome, who was plenipotentiary for cancer
research in the Reich Research Council, admits that the problem of
cancer research was allied with the research commission for protection
against biological warfare. He admits further, that he was placed in
charge of an institute near Poznan in which the problems of biological
warfare were to be investigated, but states that the work being done at
the Poznan institute was interrupted in March 1945 by the advance of the
Russian army.
This latter fact seems to be confirmed by the evidence. In this
connection Schreiber appeared as a witness before the International
Military Tribunal. His testimony given there has been received in
evidence before this Tribunal. From the testimony it appears that Blome
visited Schreiber at the Military Medical Academy, Berlin, during March
1945 and stated to him that he, Blome, had abandoned his institute in
Poznan due to the advance of the Russians, but before leaving had
attempted to destroy his installations as he feared that the Russians
might discover that preparations had been made in the institute for
experiments on human beings.
Counsel for the prosecution has brought to our judicial notice a finding
by the International Military Tribunal in its judgment wherein it is
found that—
“In July 1943 experimental work was begun in preparation for a
campaign of bacteriological warfare; Soviet prisoners of war
were used in the medical experiments, which more often than not
proved fatal.” (_See “Trial of the Major War Criminals”, Vol. I,
p. 231._)
It is submitted by the prosecution that this finding of the
International Military Tribunal, when considered in connection with
other evidence in the case, requires this Tribunal to find the defendant
Blome guilty under the indictment.
The suggestion is not tenable. It may well be that defendant Blome was
preparing to experiment upon human beings in connection with
bacteriological warfare, but the record fails to disclose that fact, or
that he ever actually conducted experiments. The charge of the
prosecution on this item is not sustained.
POLYGAL EXPERIMENTS
The prosecution has introduced evidence which suggests that Blome may be
criminally responsible for polygal experiments conducted by Rascher at
Dachau, in which Russian prisoners of war were used as experimental
subjects. In our view the evidence does no more than raise a strong
suspicion; it does not sustain the charge beyond a reasonable doubt.
CONCLUSION
Military Tribunal I finds and adjudges the defendant Kurt Blome not
guilty as charged under the indictment and directs that he be released
from custody under the indictment when this Tribunal presently adjourns.
RUDOLF BRANDT
Under counts two and three of the indictment the defendant Rudolf Brandt
is charged with special responsibility for, and participation in,
High-Altitude, Freezing, Malaria, Lost Gas, Sulfanilamide, Bone, Muscle
and Nerve Regeneration and Bone Transplantation, Sea-Water, Epidemic
Jaundice, Sterilization, and Typhus Experiments. He is also charged
under these counts with criminal responsibility for the murder of 112
Jews for the purpose of completing a Skeleton Collection for the Reich
University of Strasbourg, for the murder and ill-treatment of tubercular
Poles, and for the Euthanasia Program carried out by the German Reich.
Under count four of the indictment he is charged with membership in an
organization declared criminal by the judgment of the International
Military Tribunal.
The prosecution has abandoned the charge of participation in the bone,
muscle and nerve regeneration and bone transplantation experiment;
hence, it will not be considered further.
The defendant Rudolf Brandt joined the Nazi Party in 1932. He was
commissioned a second lieutenant in the SS in 1935. In approximately ten
years he rose to the rank of SS colonel. He is one of the three
defendants in the case who is not a physician.
From the commencement of his career in the Nazi organization until his
capture by the Allied Forces in 1945 he was directly subordinate to and
closely associated with the leader of the SS, Heinrich Himmler, and he
had full knowledge of his chief’s personal and official interests and
activities.
To Himmler, Rudolf Brandt was first of all an important and trusted
clerical assistant. The record shows him to have been an unusually
proficient stenographer. That is the road by which he finally arrived at
a position of considerable power and authority as personal Referent on
Himmler’s Personal Staff, Ministerial Counsellor in the Ministry of the
Interior, and a member of the Ahnenerbe. Acting for Himmler during his
absences, Rudolf Brandt, in these positions, had a tremendous
opportunity to and did exercise personal judgment and discretion in many
serious and important matters.
HIGH-ALTITUDE EXPERIMENTS
These experiments extended from March to August 1942. Their details are
dealt with elsewhere in this judgment. A portion of the evidence in this
specification consists of correspondence between the defendant Rudolf
Brandt and various others in the German military service who were
personally engaged in, or were closely connected with, the physical
details of the experiments performed. The correspondence just previously
mentioned was admitted in evidence, is well authenticated, and even
standing alone, without additional oral testimony—of which there was
also plenty—is deemed amply sufficient to disclose beyond reasonable
doubt that except for the sanction and diligent cooperation of the
defendant Rudolf Brandt, or someone occupying his position, the
high-altitude experiments mentioned in the indictment could not have
been conducted.
Taken altogether, the evidence on this item discloses that during the
period between March and August 1942, certain medical experiments were
conducted at the Dachau concentration camp in Germany for the benefit of
the German Air Force, to determine the limits of human endurance and
existence at extremely high altitudes. Various human beings,
unwillingly, and entirely without their consent, were required and
compelled to, and did participate in the aforesaid experiments as
subjects thereof. The said nonconsenting subjects were prisoners of war,
German civilians and civilians from German occupied territory, whose
exact citizenship, in many cases, could not be ascertained. Among the
experimental subjects there were numerous deaths, estimated by witnesses
at 70 or 80, resulting directly from compulsory participation in the
experiments. Exact data on the total fatalities cannot be stated, but
there is convincing evidence that during the last day’s operation of the
high-altitude experiments, five participating and nonconsenting subjects
died as the result thereof. The greater number of the experimental
subjects suffered grave injury, torture and ill-treatment.
FREEZING EXPERIMENTS
In this experiment, or series of experiments, Rudolf Brandt is
established as an intermediary and necessary aid between Heinrich
Himmler, who authorized the work to be done, and those who were
appointed by him actually to perform the ruthless task. Evidence is
conclusive that Rudolf Brandt at all times knew exactly what
experimental processes would be carried out. He knew that the procedure
followed was to select from the inmates at Dachau such human subjects as
were considered most suitable for experimental purposes. He knew that no
consent was ever deemed necessary from the persons upon whom the
experiments were to be performed. He knew that among the experimental
subjects were non-German nationals, including civilians and prisoners of
war.
The exact number of deaths cannot be ascertained from the evidence, but
that fatalities occurred among the experimental subjects has been proved
beyond a reasonable doubt.
LOST (MUSTARD) GAS EXPERIMENTS
On this specification, an affidavit of the defendant Rudolf Brandt which
is confirmed by other evidence reads substantially as follows:
“Towards the end of the year 1939, experiments were conducted at
the Sachsenhausen concentration camp on persons who were
certainly not all volunteers, in order to ascertain the efficacy
of the different treatment of wounds inflicted by Lost gas. Lost
is a poisonous gas which produces injurious effects on the
epidermis. I think it is generally known as mustard gas. * * *
Therefore, experiments were conducted on inmates of
concentration camps. As far as I understand, the experiments
consisted of inflicting wounds upon various parts of the bodies
of the experimental subjects and infecting them thereafter with
Lost. Various methods of treatment were applied in order to
determine the most effective one * * *.
“In the second half of 1942, Hirt (Dr. August Hirt) together
with * * * who served in the Luftwaffe, initiated experiments on
inmates of the Natzweiler concentration camp. The inmates for
these as well as other experiments were simply chosen by Pohl’s
office, the Economic and Administrative Main Office, WVHA. In
order to be employed for such purposes, the experiments on human
subjects with Lost gas had been carried on during the years 1943
and 1944 in the Sachsenhausen concentration camp as well as in
the Natzweiler concentration camp. The result was that some of
the inmates died.”
In the course of the gas experiments above referred to, testimony in the
record discloses that a considerable amount of correspondence was
carried on by persons concerned (except the experimental subjects
themselves), and it appears that some, at least, of this was referred to
Rudolf Brandt for action, upon which he personally intervened
sufficiently to associate himself actively with the conduct of the work
being done. And so he must be regarded as criminally responsible.
STERILIZATION EXPERIMENTS
Rudolf Brandt is charged, as in the indictment set forth, with special
responsibility under the above heading. The means by which sterilization
experiments or processes were to be made or utilized included X-ray
treatment, surgery, and drugs.
No specific instances of any drug being actually used have been clearly
shown by oral testimony, or exhibits herein submitted in evidence. In
reference to the X-ray and surgery methods of sterilization, however,
Rudolf Brandt is shown by the evidence to have taken a moving part in
the preparation of plans, and in their execution, sufficient to justify
the Tribunal in finding his criminal connection therewith. An affidavit
executed by the defendant Rudolf Brandt reads as follows:
“Himmler was extremely interested in the development of a cheap,
rapid sterilization method which could be used against enemies
of Germany, such as the Russians, Poles, and Jews. One hoped
thereby not only to defeat the enemy, but to exterminate him.
The capacity for work of the sterilized persons could be
exploited by Germany, while the danger of propagation would be
eliminated. This mass sterilization was part of Himmler’s racial
theory; particular time and care were devoted to these
sterilization experiments.”
We learn from the record that persons subjected to treatment were
“young, well-built inmates of concentration camps who were in the best
of health, and these were Poles, Russians, French, and prisoners of
war.”
It goes without saying that the work done in conformity with the plans
of Himmler, substantially aided by the cooperation of Rudolf Brandt,
brought maiming and suffering to great numbers of people.
TYPHUS EXPERIMENTS
Medical experiments ostensibly conducted to benefit Germany in the
prevention of typhus fever were carried on in the Natzweiler
concentration camp beginning with the year 1942. The details of these
experiments have been dealt with elsewhere in this judgment.
In the evidence it is proved that not less than 50 experimental subjects
died as a direct result of their participation in these typhus
experiments. Persons of all nationalities were used as subjects.
Regarding these enterprises, Rudolf Brandt, in his own affidavit, admits
that these experimental subjects did not volunteer but were conscripted
and compelled to serve without their consent being sought or given.
Inasmuch as information on the typhus experiments, both before and after
their performance, was furnished, as a matter of course, to Himmler
through Brandt, the defendant’s full knowledge of them is regarded as
definitely proven.
Here, again, the managing hand of the defendant is shown. The smooth
operation of these experiments is demonstrated to have been contingent
upon the diligence with which Rudolf Brandt arranged for the supply of
quotas of suitable human experimental material to the physicians at the
scene of the experiment.
In view of these proven facts, the defendant Rudolf Brandt must be held
and considered as one of the defendants responsible for performance of
illegal medical experiments where deaths resulted to the nonconsenting
human subjects.
SKELETON COLLECTION
In response to a request by Rudolf Brandt, on 9 February 1942 the
defendant Sievers, business manager of the Ahnenerbe, submitted to him
certain data on the alleged desirability of securing a Jewish skeleton
collection for the Reich University of Strasbourg. The report furnished
to the defendant Brandt contained among other things the following:
“By procuring the skulls of the Jewish Bolshevik Commissars, who
personified a repulsive yet characteristic humanity, we have the
opportunity of obtaining tangible scientific evidence. The
actual obtaining and collecting of these skulls without
difficulty could be best accomplished by a directive issued to
the Wehrmacht in the future to immediately turn over alive all
Jewish Bolshevik Commissars to the field police.”
On 27 February 1942, Rudolf Brandt informed defendant Sievers that
Himmler would support the enterprise and would place everything
necessary at his disposal; and that Sievers should report again in
connection with the undertaking.
Testimony and exhibits placed before this Court are abundantly
sufficient to show that the plan mentioned was actually put into
operation; that not less than 86 people were murdered for the sole
purpose of obtaining their skeletons. Much more could be said in
reference to this revolting topic, but it would add nothing to the
judgment. The fact that Rudolf Brandt showed an initial interest and
collaborated in the undertaking is enough to require a finding that he
is guilty of murder in connection with the program.
MALARIA, SEA-WATER, AND EPIDEMIC JAUNDICE EXPERIMENTS; AND THE
CHARGE OF THE MURDER AND MISTREATMENT OF POLES
It appears to be well established that Himmler sponsored, supported,
furthered or initiated each of these enterprises. Doubtless Brandt knew
what was going on, and perhaps he helped in the program. The evidence is
not sufficient, however, to justify such a finding.
The Tribunal finds that the defendant Rudolf Brandt was an accessory to,
ordered, abetted, took a consenting part in, was knowingly connected
with plans and enterprises involving, and was a member of an
organization or group connected with, the commission of medical
experiments on non-German nationals, without their consent, in the
course of which experiments murders, brutalities, cruelties, tortures,
atrocities, and other inhuman acts were committed; and the murder of no
less than 86 non-German Jews for a skeleton collection. To the extent
that these crimes were not war crimes they were crimes against humanity.
MEMBERSHIP IN CRIMINAL ORGANIZATION
Under count four of the indictment Rudolf Brandt is charged with being a
member of an organization declared criminal by the judgment of the
International Military Tribunal, namely, the SS. The evidence shows that
Rudolf Brandt became a member of the SS in 1933, and remained in this
organization until the end of the war. As a member of the SS he was
criminally implicated in the commission of war crimes and crimes against
humanity, as charged under counts two and three of the indictment.
An extremely persuasive and interesting brief on behalf of the defendant
Rudolf Brandt, filed by his attorney, has received careful attention by
this Tribunal. Therein it is urged that Rudolf Brandt’s position under
Heinrich Himmler was one of such subordination, his personal character
so essentially mild, and he was so dominated by his chief, that the full
significance of the crimes in which he became engulfed came to him with
a shock only when he went to trial. This plea is offered in mitigation
of appalling offenses in which the defendant Brandt is said to have
played only an unassuming role.
If it be thought for even a moment that the part played by Rudolf Brandt
was relatively unimportant when compared with the enormity of the
charges proved by the evidence, let it be said that every Himmler must
have his Brandt else the plans of a master criminal would never be put
into execution.
The Tribunal, therefore, cannot accept the thesis.
CONCLUSION
Military Tribunal I finds and adjudges that the defendant Rudolf Brandt
is guilty under counts two, three and four of the indictment.
MRUGOWSKY
The defendant is charged under counts two and three of the indictment
with special responsibility for, and participation in, Freezing,
Malaria, Sulfanilamide, Typhus, Poison, Epidemic Jaundice, and
Incendiary Bomb Experiments. Charges were made concerning certain other
medical experiments, but they have been abandoned by the prosecution.
Mrugowsky joined the NSDAP in 1930 and the SS in 1931. He ultimately
rose to the rank of senior colonel in the Waffen SS.
In 1938 Mrugowsky became a member of the staff of the SS medical office,
as hygienist. At the beginning of 1939 he founded the Hygiene
Bacteriological Testing Station of the SS in Berlin, whose purpose was
to combat epidemics in the SS garrison troops of the Waffen SS. In 1940
the station was enlarged and renamed the “Hygiene Institute of the
Waffen SS.” Mrugowsky became its chief and at the same time Chief of the
Office for Hygiene in the Medical Service of the Waffen SS under
Genzken.
In his dual capacity Mrugowsky was answerable to Genzken in all
questions concerning epidemic control and hygiene in the Waffen SS, but
as Chief of the Hygiene Institute, was military superior and commander
of the Institute and its affiliated institutions with power to issue
orders.
The Medical Service of the Waffen SS was reorganized on 1 September
1943. Mrugowsky and the Hygiene Institute were transferred from under
Genzken and became directly subordinated to Grawitz as Reich Physician
SS and Police. By this transfer Mrugowsky became chief hygienist under
Grawitz, but remained Chief of the Hygiene Institute.
TYPHUS AND OTHER VACCINE EXPERIMENTS
The details concerning the vaccine experiments conducted at Buchenwald
concentration camp have been related elsewhere in this judgment and
hence the details need no further discussion.
As pointed out in the case against Handloser, there is evidence in the
record that on 29 December 1941 a conference was held in Berlin attended
by Mrugowsky at which the decision was reached to begin research tests
at Buchenwald to determine the efficacy of egg yolk, and other vaccines
as protection against typhus. As a result of the conference, such an
experimental station was established at Buchenwald under the direction
of Dr. Ding with the defendant Hoven acting as his deputy.
Except for a few tests conducted early in 1942, all experiments were
carried out in Block 46—so-called clinical block of the station. In the
autumn of 1943 a vaccine production department was established in Block
50 and this also came under the supervision of Dr. Ding-Schuler.
It would burden this judgment unnecessarily to narrate in detail the
various tests and experiments carried out by Ding at Buchenwald as a
result of the decisions reached at higher levels. All of them conformed
to a more or less uniform pattern, with certain groups of inmates being
inoculated with vaccines, other groups (known as control groups) being
given no immunization, and finally both groups being artificially
infected with a virulent virus, and the results noted upon the
experimental subjects.
We learn from the Ding diary, the authenticity and reliability of which
has been discussed at length in other portions of the judgment, the
methods employed, and the results obtained in at least some of the
experiments.
For example: In “Typhus vaccination material research series I”, which
began on 6 January 1942, 135 inmates were vaccinated with Weigl,
Cox-Haagen-Gildemeister, Behring-Normal, or Behring-Strong, vaccines; 10
persons were used for control. On 3 March 1942 all test subjects,
including control persons, were artificially infected with virulent
virus of Rickettsia-Prowazeki furnished by the Robert Koch Institute.
Five deaths occurred; three in the control group and two among the
vaccinated subjects.
In “Typhus vaccine, research series II”, from 19 August to 4 September
1942, 40 persons were vaccinated with two different vaccines; 19 persons
were used for control. Subsequently all were artificially infected with
virulent virus; four deaths among the control persons occurred.
The entries in the diary concerning “Typhus vaccine experimental series
VII” read as follows:
“28 May 43-18 June 1943: Carrying out of typhus vaccination for
immunization with the following vaccine (1) 20 persons with
vaccine ‘Asid’, (2) 20 persons with vaccine ‘Asid Adsorbat’, (3)
20 persons with vaccine ‘Weigl’ of the Institute for Typhus and
Virus Research of the High Command, Army (OKH) Krakow (Eyer) * *
*. All experimental persons got very serious typhus. 7 Sept. 43:
Chart and case history completed. The experimental series was
concluded. 53 deaths (18 with ‘Asid’) (18 with ‘Asid Adsorbat’)
(9 with ‘Weigl’) (8 control) 9 Sep. 43: Charts and case
histories delivered to Berlin. Dr. Ding, SS Sturmbannfuehrer.”
Concerning “Typhus vaccine experimental series VIII” began on 8 March
1944 the following entry appears in the diary:
“Suggested by Colonel M.C. of the Air Corps, Professor Rose
(Oberstarzt) the vaccine ‘Kopenhagen’ (Ipsen-Murine-vaccine),
produced from mouse liver by the national serum institute in
Copenhagen, was tested for its compatibility on humans. 20
persons were vaccinated for immunization by intramuscular
injection * * *, 10 persons were contemplated for control and
comparison. 4 of the 30 persons were eliminated _before_ the
start of the artificial injection because of intermittent
sickness * * *. The remaining experimental persons were infected
on 16 April 44 by subcutaneous injection of 1/20 cc. typhus sick
fresh blood * * *. The following fell sick: 17 persons
immunized: 9 medium, 8 seriously; 9 persons control, 2 medium, 7
seriously * * *. 2 June 44: The experimental series was
concluded. 13 June 44: Chart and case history completed and sent
to Berlin. 6 deaths (3 Kopenhagen) (3 control). Dr. Ding.”
“Typhus vaccine experimental series IX” began on 17 July 1944. Twenty
persons were immunized with the vaccine “Weimar” produced by the
department for Typhus and Virus Research of the Hygiene Institute of the
Waffen SS; and for comparison, another group of 20 persons were
immunized with vaccine “Weigl” produced from lice by the Army High
Command (OKH) in Cracow [Krakow]. Still another group of 20 persons were
used for the control group. On 6 September 1944 the 60 experimental
persons were infected with fresh blood “sick with typhus” which was
injected into the upper arm. As a result, all experimental persons
became sick, some seriously. The narration of this experimental series
closes with the cryptic report: “4 Nov 44: Chart and case history
completed, 24 deaths (5 ‘Weigl’) (19 Control). Dr. Schuler.”
These entries are but few of the many which we have taken at random from
the Ding diary, dealing with the sordid murders of defenseless victims
in the name of Nazi medical science. Many more could be set forth if
time and space permitted. An analysis of the Ding diary discloses that
no less than 729 concentration camp inmates were experimented on with
typhus, at least 154 of whom died. And this toll of death takes no
account of the certain demise of scores of so-called “passage” persons
who were artificially infected with typhus for the sole purpose of
having at hand an ever-ready supply of fresh blood “sick with typhus” to
be used to infect the experimental subjects.
There is some evidence to the effect that the camp inmates used as
subjects in the first series submitted to being used as experimental
subjects after being told that the experiments were harmless and that
additional food would be given to volunteers. But these victims were not
informed that they would be artificially infected with a highly virulent
virus nor that they might die as a result. Certainly no one would
seriously suggest that under the circumstances these men gave their
legal consent to act as subjects. One does not ordinarily consent to be
the special object of a murder, and if one did, such consent would not
absolve his slayer.
Later, when news of what was happening in Block 46 became generally
known in the camp, it was no longer possible to delude the inmates into
offering themselves as victims. Thereupon, the shabby pretense of
seeking volunteers was dropped and the experimental subjects were taken
arbitrarily from a list of inmates prepared by the camp administration.
Other experiments were also carried out in Block 46 of Buchenwald to
test typhoid, para-typhoid A and B, and yellow fever.
As in the typhus experiments, nonconsenting human subjects were used,
including not only German criminal prisoners but also Poles, Russians,
and Frenchmen, both civilians and prisoners of war.
In all the typhus experiments, death resulted to many experimental
subjects. As to each of these experiments the evidence is overwhelming
that they were carried out by Ding under the orders or authority of the
defendant Mrugowsky.
POISON EXPERIMENTS
On 11 September 1944 Mrugowsky, Ding, and a certain Dr. Widmann carried
out an experiment with aconitin nitrate projectiles in the Sachenshausen
concentration camp. Details of the experiment are fully explained by a
“Top Secret” report of the sordid affair in a letter written by the
defendant Mrugowsky to the Criminological Institute, Berlin. The letter
follows:
“Subject: Experiments with aconitin nitrate projectiles.
To the Criminological Institute
Attn: Dr. Widmann
Berlin
“In the presence of SS Strumbannfuehrer Dr. Ding, Dr. Widmann,
and the undersigned, experiments with aconitin nitrate
projectiles were conducted on 11 September 1944 on 5 persons who
had been condemned to death. The projectiles in question were of
a 7.65-mm caliber, filled with crystalized poison. The
experimental subjects, in a lying position, were each shot in
the upper part of the left thigh. The thighs of two of them were
cleanly shot through. Even afterwards, no effect of the poison
was to be observed. These two experimental subjects were
therefore exempted.
“The entrance of the projectile did not show any peculiarities.
Evidently, the arteria femolaries of one of the subjects was
injured. A light stream of blood issued from the wound. But the
bleeding stopped after a short time. The loss of blood was
estimated as having been at the most ¾ of a liter, and
consequently was on no account fatal.
“The symptoms of the condemned three showed a surprising
similarity. At first no peculiarities appeared. After 20-25
minutes a motor agitation and a slight ptyalism set in but
stopped again. After 40 to 45 minutes a stronger salivation set
in. The poisoned persons swallowed repeatedly, but later the
flow of saliva became so strong that it could not even be
overcome by swallowing. Foamy saliva flowed from their mouths.
Then choking and vomiting set in.
“After 58 minutes the pulse of two of them could no longer be
felt. The third had a pulse rate of 76. After 65 minutes his
blood pressure was 90/60. The sounds were extremely low. A
reduction of blood pressure was evident.
“During the first hour of the experiment the pupils did not show
any changes. After 78 minutes the pupils of all three showed a
medium dilation together with a retarded light reaction.
Simultaneously, maximum respiration with heavy breathing
inhalations set in. This subsided after a few minutes. The
pupils contracted again and their reaction improved. After 65
minutes the patellar and achilles tendon reflexes of the
poisoned subjects were negative. The abdominal reflexes of two
of them were also negative. The upper abdominal reflexes of the
third were still positive, while the lower were negative. After
approximately 90 minutes, one of the subjects again started
breathing heavily, this was accompanied by an increasing motor
unrest. Then the heavy breathing changed into a flat,
accelerated respiration, accompanied by extreme nausea. One of
the poisoned persons tried in vain to vomit. To do so he
introduced four fingers of his hand up to the knuckles into his
throat, but nevertheless could not vomit. His face was flushed.
“The other two experimental subjects had already early shown a
pale face. The other symptoms were the same. The motor unrest
increased so much that the persons flung themselves up, then
down, rolled their eyes, and made meaningless motions with their
hands and arms. Finally the agitation subsided, the pupils
dilated to the maximum, and the condemned lay motionless.
Masseter spasms and urination were observed in one case. Death
occurred 121, 123 and 129 minutes after entry of the projectile.
“_Summary._ The projectiles filled with approximately 38 mg. of
aconitin nitrate in solid form had, in spite of only
insignificant injuries, a deadly effect after two hours.
Poisoning showed 20 to 25 minutes after injury. The main
reactions were: salivation, alteration of the pupils, negative
tendon reflexes, motor unrest, and extreme nausea.
“MRUGOWSKY
“SS Lecturer Oberfuehrer and Office Chief.”
The defendant attempts to meet this charge with the defense that the
subjects used in this experiment were persons who had been condemned to
death and that he, Mrugowsky, had been appointed as their legal
executioner.
One need but read the letter introduced in evidence to arrive at the
conclusion that the defense has no validity. This was not a legal
execution carried out in conformance with the laws and rules of war, but
a criminal medical experiment wherein wounds were inflicted on prisoners
with the sole end in view of determining the effectiveness of poisoned
bullets as a means of taking life. The hapless victims of this dastardly
torture were Russian prisoners of war, entitled to the protection
afforded by the laws of civilized nations. As has been said, in
substance, in this judgment: While under certain specific conditions the
rules of land warfare may recognize the validity of an execution by
shooting, it will not under any circumstances countenance the infliction
of death by maiming or torture.
SULFANILAMIDE EXPERIMENTS
That Mrugowsky rendered assistance to Gebhardt in the sulfanilamide
experiments at Ravensbrueck is plainly shown by the record. Mrugowsky
put his laboratory and co-workers at Gebhardt’s disposal. He furnished
the cultures for the infections. It was on the suggestion of Mrugowsky’s
office that wood shavings and ground glass were placed in the wounds of
the subjects so that battlefield wounds would be more closely simulated.
GAS OEDEMA EXPERIMENTS
Toward the end of 1942 a conference was held in the Military Medical
Academy, Berlin, to discuss the effects of gas oedema serum on wounded
persons. During the conference, several cases were reported in which
wounded soldiers who had received gas oedema serum injections in large
quantities suddenly died without apparent reason. Mrugowsky, who
participated in the conference, expressed the possibility that perhaps
the deaths had been due to the phenol content of the serum. As a step
toward solving the problem Mrugowsky ordered Dr. Ding-Schuler, his
subordinate, to take part in a euthanasia killing with phenol and to
report on the results in detail.
In pursuance of the order given, Dr. Ding and the defendant Hoven killed
some of the concentration camp inmates at Buchenwald with phenol
injections and Ding reported his findings to his superior officer,
Mrugowsky, as required by the order.
FREEZING, INCENDIARY BOMB, AND EPIDEMIC JAUNDICE
EXPERIMENTS
As to these items the Tribunal is of the view that the evidence is
insufficient to sustain the charges.
It has been proved beyond a reasonable doubt that the defendant
Mrugowsky was a principal in, accessory to, ordered, abetted, took a
consenting part in, and was knowingly connected with plans and
enterprises involving medical experiments on non-German nationals,
without their consent, in the course of which experiments, murders,
brutalities, cruelties, tortures, atrocities, and other inhuman acts
were committed. To the extent that these crimes were not war crimes they
were crimes against humanity.
COUNT FOUR
Under count four of the indictment, the defendant is charged with being
a member of an organization declared criminal by the International
Military Tribunal, namely, the SS.
The evidence proves that Mrugowsky joined the NSDAP in 1930 and
voluntarily became a member of the Waffen SS in 1931. He remained in
these organizations throughout the war. As a member of the Waffen SS, he
was criminally implicated in the commission of war crimes and crimes
against humanity as discussed in this judgment.
CONCLUSION
Military Tribunal I finds and adjudges that the defendant Joachim
Mrugowsky is guilty under counts two, three, and four of the indictment.
POPPENDICK
The defendant Poppendick is charged under counts two and three of the
indictment with personal responsibility for, and participation in,
High-Altitude, Freezing, Malaria, Sulfanilamide, Sea-Water, Epidemic
Jaundice, Sterilization, Typhus, and Poison experiments. He is charged
under count four with being a member of an organization declared
criminal by the judgment of the International Military Tribunal.
The charges with reference to high-altitude and poison experiments have
been abandoned by the prosecution and hence will not be considered
further.
Poppendick studied medicine at several German universities from 1921 to
1926 and passed his state examination in December of the latter year. He
joined the NSDAP on 1 March 1932 and the SS on 1 July following. He rose
to the rank of lieutenant colonel in the SS and to the rank of senior
colonel in the Waffen SS. He was also a member of a Nazi Physicians’
Association. In August 1935 he was appointed as a physician in the Main
Race and Settlement Office in Berlin and became chief physician of that
office in 1941. He held the latter appointment until the fall of 1944.
From 1 September 1939 until sometime in 1941, Poppendick was on active
duty in the army as a surgeon. During the latter year he resumed his
duties with the Race and Settlement Office in Berlin. Between 1939 and
1943, he performed some duties as a member of the staff of the Reich
Physician SS and Police, Dr. Grawitz, taking care of special
assignments.
In the fall of 1943 Poppendick was made Chief of the Personal Office of
Grawitz, which position he retained until the end of the war.
FREEZING EXPERIMENTS
The evidence is that Poppendick gained knowledge of the freezing
experiments conducted by Rascher at Dachau, as the result of a
conference held between Rascher, Grawitz, and Poppendick on 13 January
1943 for the purpose of discussing certain phases of the research. The
evidence does not prove beyond a reasonable doubt that Poppendick was
criminally connected with these experiments.
MALARIA EXPERIMENTS
The prosecution contends that Poppendick is criminally responsible for
the malaria experiments conducted by Dr. Schilling at Dachau. Dr.
Ploetner was engaged in the malaria experiments as a subordinate of
Schilling. Sievers’ Diary, which is in evidence, contains a notation
that on 23 May 1944 Grawitz, Poppendick, Ploetner, and Sievers held a
conference, which had probably been arranged by Poppendick three days
previously by telephone. The subject of the conference is not disclosed
by the diary entry, but it appears elsewhere in the diary that on 31 May
1944 Grawitz sanctioned Ploetner’s collaboration with Schilling.
Poppendick testified as a witness on his own behalf that he had heard
that Schilling was carrying on special investigations at Dachau
concerning immunity from malaria. He stated further that his knowledge
of the nature of the investigations went no further. The record does not
contradict his testimony.
The Tribunal finds that the evidence does not disclose beyond a
reasonable doubt that Poppendick was criminally connected with the
malaria experiments.
SULFANILAMIDE EXPERIMENTS