and with the defence undertaken by the politicians of old institutions
worthy of being preserved or accorded new life. Hence arose two forms
of historical representation, which certainly belong in a measure to
all periods, but which were very vigorous at the romantic period:
_nostalgic_ historiography and historiography which _restored._ And
since the past of their desires, which supplied the material for
practical recommendations, was just that which the enlightenment
and the Revolution had combated and overthrown--the Middle Ages and
everything that resembled or seemed to resemble the Middle Ages--both
kinds of history were, so to say, medievalized. Just as a watercourse
which has been forcibly diverted from its natural bed noisily returns
to it as soon as obstructions are removed, so a great sigh of joy and
satisfaction, a warm emotion of tenderness, welled up in and reanimated
all breasts as, after so long a rationalistic ascesis, they again took
to themselves the old religion, the old national customs, regional and
local, again entered the old houses and castles and cathedrals, sang
again the old songs, dreamed again the old legends. In this tumult of
sentiment we do not at first observe the profound and irremediable
change that has taken place in the souls of all, borne witness to
by the anxiety, the emotion, the pathos of that apparent return. It
would be to belittle the nostalgic historiography of the romantic
movement to make it consist of certain special literary works, for in
reality it penetrated all or almost all the writings of that time, like
an irresistible current, to be found not only in lesser and poorer
spirits, such as De Barante, nor only in the more poetically disposed,
such as Chateaubriand, but in historians who present some of the most
important or purely scientific thoughts, for example Niebuhr. The life
of chivalry, the life of the cloister, the Crusades, the Hohenstaufen,
the Lombard and Flemish communes, the Christian kings of Spain at
strife with the Arabs, the Arabs themselves, England divided between
Saxons and Normans, the Switzerland of William Tell, the _chansons
de geste,_ the songs of the troubadours, _Gothic_ architecture
(characteristic vicissitude of a name, applied in contempt and then
turned into a symbol of affection), became at this time the object of
universal and national sympathy, as did the rough, ingenuous popular
literature, poetry, and art: translations or abbreviations of the
medieval chronicles were even reprinted for the enjoyment of a large
and eager circle of readers; the first medieval museums were formed;
an attempt was made to restore and complete ancient churches, castles,
and city palaces. Historiography entered into close relations and
exchange of ideas with the new literary form of historical romance,
which expressed the same nostalgia, first with Walter Scott and then
with his innumerable followers in all countries. (This literary form
was therefore quite different from the historical fiction of Manzoni,
which is free from such sentiment and whose historical element has a
moral foundation.) I have already remarked that this nostalgia was
far more modern of content than at first supposed; so much so that
every one was attracted to it by the motive that most appealed to
himself, whether religious or political, Old Catholic, mystical,
monarchical, constitutional, communal-republican, national-independent,
liberal-democratic, or aristocratic. Nevertheless, when the past was
taken as a poetic theme, there was a risk that the idealizing tendency
of the images would be at strife with critical reflection: hence the
cult of the Middle Ages, which had become a superstition, came to a
ridiculous end. Fueter quotes an acute remark of Ranke, relating to one
of the last worthy representatives of the romantic school, Giesebrecht,
author of the History of the German Empire, admirer and extoller of
the 'Christian-Germanic virtues,' of the power and excellence of the
medieval heroes. Ranke described all this as "at once too virile and
too puerile." But the puerility discernible at the sources of this
ideal current, before it falls into the comic, is rather the sublime
puerility of the poet's dream.
The actual modern motives, which present themselves as sentiments in
nostalgic historiography, acquired a reflex form with the same or
other writers, as tendencies to the service of which their narratives
were bent. Here, too, it would be superfluous to give an account of
all the various forms and specifications of these tendencies (which
Fueter has already done admirably), from the persistent Rousseauism
of Giovanni Müller to Sismondi, or from the ideal of a free peasantry
of Niebuhr, the ultramontane ideal of Leo, the imperialistic-medieval
ideal of the already mentioned Giesebrecht and Ficker, the old liberal
of Raumer, the neo-liberal of Rotteck and Gervinus, the anglicizing
of Guizot and Dahlmann, or the democratic ideal of Michelet, to
the neo-Guelfish ideal of Troya and Balbo and Father Tosti, to the
Prussian hegemony of Droysen and of Treitschke, and so on. But all of
these, and other historians with a particular bias, lean, with rare
exceptions, on the past, and find the justification of their bias in
the dialectic of tradition or in tradition itself. Nobody any longer
cared to compose by the light of abstract reason alone. The extreme
typical instance is afforded by the socialistic school, which took the
romantic form in the person of its chief representative, Marx, who
endowed it with historiographical and scientific value. His work was
in complete opposition to the socialistic ideals that had appeared in
the eighteenth century, and he therefore boasted that they had passed
from the state of being a Utopia to that of a science. His science
was nothing less than historical necessity attributed to the new era
that he prophesied, and materialism itself no longer wished to be the
naturalistic materialism of a d'Holbach or a Helvétius, but presented
itself as 'historical materialism.'
If nostalgic historiography is poetry and that with a purpose is
practical and political, the historiography, the true historiography,
of romanticism is not to be placed in either of the two, in so far as
it is considered an epoch in the history of thought. Certainly, poetry
and practice arose from a thought and led to a thought as its material
or problem: the French Revolution was certainly not the cause or the
effect of a philosophy, but both the cause and the effect, a philosophy
in the act, born from and generating the life that was then developed.
But thought in the form of thought, and not in the form of sentimental
love of the past or effort to revive a false past, is what determines
the scientific character of that historiography, which we desire to set
in a clear light. And it reacted in the form of thought against the
thought of the enlightenment, so crudely dualistic, by opposing to it
the conception of development.
Not indeed that this concept was something entirely new, which had then
burst forth in bud for the first time: no speculative conception that
is really such can be absent at one time and appear at another. The
difference lies in this, that at a given period scientific problems
seem to apply to one rather than to another aspect of thought, which
is always present in its totality. So that when we say that the
conception of development was absent from antiquity and from the
eighteenth century, we utter a hyperbole. There are good reasons for
this hyperbole, but it remains a hyperbole and should not be taken
literally and understood materially. Nor are we to believe that there
was no suspicion or anticipation of the important scientific conception
of development prior to the romantic period. Traces of it may be found
in the pantheism of the great philosophers of the Renaissance, and
especially in Bruno, and in mysticism itself, in so far as it included
pantheism, and yet more distinctly in the reconstruction of the bare
bones of the theological conception with the conception of the course
of historical events as a gradual education of the human race, in
which the successive revelations should be the communication of books
of a gradually less and less elementary nature, from the first Hebrew
scriptures to the Gospels and to the revisions of the Gospels. Lessing
offers an example of this. Nor were the theorists of the enlightenment
always so terribly dualistic as those that I have mentioned, but here
and there one of them, such as Turgot, although he did not altogether
abandon the presupposition as to epochs of decadence, yet recognized
the progress of Christianity over antiquity and of modern times over
Christianity, and attempted even to trace the line of development
passing through the three ages, the mythological, the metaphysical,
and the scientific. Other thinkers, like Montesquieu, noticed the
relativity of institutions to customs and to periods; others, like
Rousseau, attached great importance to the strength of sentiment.
Enlightenment had also its adversaries during its own period, not
only as represented by political abstraction and fatuous optimism
(such as that of Galiani, for instance), but also in more important
respects, destined later to form the special subject of criticism,
such as contempt for tradition, for religion, and for poetry and arid
naturalism. Hence the smile of Hamann at the blind faith of Voltaire
and of Hume in the Newtonian astronomical doctrines and at their lack
of sense for moral doctrines. He held that a revival of poetry and
a linking of it with history were necessary, and considered history
to be (here he was just the opposite of Bodin) not the easiest but
the most difficult of all mental labours. But in the _Scienza nuova_
of Vico (1725) was to be found a very rich and organic anticipation
of romantic thought (as should now be universally recognized and
known). Vico criticized the enlightenment only in its beginnings (when
it was still only natural jurisprudence and Cartesianism), yet he
nevertheless penetrated more deeply than others who came after him
into its hidden motives and measured more accurately its logical and
practical consequences. Thus he opposed to the superficial contempt
for the past in the name of abstract reason the unfolding of the human
mind in history, as sense, imagination, and intellect, as the divine
or animal age, the heroic age, and the human age. He held further
that no human age was in the wrong, for each had its own strength and
beauty, and each was the effect of its predecessor and the necessary
preparation for the one to follow, aristocracy for democracy, democracy
for monarchy, each one appearing at the right moment, or as the justice
of that moment.
The conception of development did not, however, in the romantic
period, remain the thought of a solitary thinker without an audience,
but broadened until it became a general conviction; it did not
appear timidly shadowed forth, or contradictorily affirmed, but took
on body, coherence, and vigour, and dominated spirits. It is the
formative principle of the idealist philosophy, which culminated in
the system of Hegel. Few there were who resisted its strength, and
these, like Herbart, were still shut up in pre-Kantian dogmatism,
or tried to resist it and are more or less tinged with it, as is
the case with Schopenhauer and yet more with Comte and later with
positivistic evolutionism. It gives its intellectual backbone to the
whole of historiography (with the exception here too of lingerers and
reactionaries), and that historiography corrects for it, in greater or
less measure, the same one-sided tendencies which came to it from the
sentimental and political causes already described, from tenderness for
the near past or for "the good old times," and for the Middle Ages.
The whole of history is now understood as necessary development, and
is therefore implicitly, and more or less explicitly, all redeemed; it
is all learned with the feeling that it is sacred, a feeling reserved
in the Middle Ages for those parts of it only which represented the
opposition of God to the power of the devil. Thus the conception of
development was extended to classical antiquity, and then, with the
increase of knowledge and of attention, to Oriental civilizations.
Thus the Romans, the Ionians, the Dorians, the Egyptians, and the
Indians got back their life and were justified and loved in their
turn almost as much as the world of chivalry and the Christian world
had been loved. But the logical extension of the conception did not
find any obstacle among the philosophers and historians, even in the
repugnance that was felt for the times to which modern times were
opposed, such as the eighteenth century. The spectacle was witnessed
of the consecration of Jacobinism and of the French Revolution in
the very books of their adversaries, Hegel, for instance, finding in
those events both the triumph and the death, the one not less than the
other, the 'triumphant death' of the modern abstract subjectivity,
inaugurated by Descartes. Not only did the adversaries, but also the
executioners and their victims, make peace, and Socrates, the martyr of
free thought and the victim of intolerance, such as he was understood
to be by the intellectualists of the eighteenth century and those who
superstitiously repeat them in our own day, was condemned to the death
that he had well deserved, in the name of History, which does not admit
of spiritual revolutions without tragedies. The drafter, too, of the
_Manifesto of the Communists,_ as he was hastening on the business of
putting an end to the burgess class, both with his prayers and with
his works, gave vent to a warm and grandiose eulogium of the work
achieved by the burgess class, and in so doing showed himself to be the
faithful child of romantic thought; because, for anyone who held to the
ideology of the eighteenth century, capitalism and the burgess class
should have appeared to be nothing but distortions due to ignorance,
stupidity, and egoism, unworthy of any praise beyond a funeral
oration. The passions of the greater part of those historians were
most inflammable, not less than those of the enlightened, yet satire,
sarcasm, invective, at least among the superior intellects, vividly
encircled the historical understanding of the time, but did not oppress
or negate it. The general impression experienced from those narratives
is that of a serious effort to render justice to all, and we owe it to
the discipline thus imparted to the minds and souls of the thinkers
and historians of romanticism that it is only the least cultivated or
most fanatical among the priests and Catholics in general who continue
to curse Voltaire and the eighteenth century as the work of the devil.
In the same way, it is only vulgar democrats and anti-clericals,
akin to the former in their anachronism and the rest, who treat the
reaction, the restoration, and the Middle Ages with equal grossness.
Enlightenment and the Jacobinism connected with it was a religion,
as we have shown, and when it died it left behind it survivals or
superstitions.
To conceive history as development is to conceive it as history of
ideal values, the only ones that have value, and it was for this
reason that in the romantic period there was an ever increasing
multiplication of those histories which had already increased to so
considerable an extent in the preceding period. But their novelty did
not consist in their external multiplication, but in their internal
maturation, which corrected those previously composed, consisting
either of learned collections of disconnected items of information, or
judgments indeed, but judgments based upon an external model, which
claimed to be constructed by pure reason and was in reality constructed
by arbitrary and capricious abstraction and imagination. And now the
history of poetry and of literature is no longer measured according
to the standard of the Roman-humanistic ideal, or according to the
classical ideal of the age of Louis XIV, or of the ratiocinative and
prosaic ideal of the eighteenth century, but discovers by degrees
its own measure in itself, and beginning with the first attempts of
Herder, of the Schlegels, and then of Villemain, of Sainte-Beuve, and
of Gervinus, and for antiquity of Wolf and Müller, finally reaches
the high standard represented by the _History of Italian Literature_
of de Sanctis. Suddenly the history of art feels itself embarrassed
by the too narrow ideal of Lessing and of Winckelmann, and there is
a movement toward colour, toward landscape, toward pre-Hellenic and
post-Hellenic art, toward the romantic, the Gothic, the Renaissance,
and the baroque, a movement that extends from Meyer and Hirth to
Rumohr, Kluger, Schnaase, till it reaches Burckhardt and Ruskin. It
also tries here and there to break down the barriers of the schools and
to attain the really artistic personality of the artists. The history
of philosophy has its great crisis with Hegel, who leads it from the
abstract subjectivism of the followers of Kant to objectivity, and
recognizes the only true existence of philosophy to consist of the
history of thought, considered in its entirety, without neglecting any
one of its forms. Zeller, Fischer, and Erdmann in Germany, Cousin and
his school in France, Spaventa in Italy, follow Hegel in such objective
research. The like takes place in the history of religion, which tries
to adopt intrinsic criteria of judgment, after Spittler and Planck, the
last representatives of the rationalistic school, with Marheinecke,
Neander, Hase, and finds a peculiarly scientific form with Strauss,
Baur, and the Tübingen school; and from Eichhorn to Savigny, Gans, and
Lassalle in the history of rights. The conception of the State always
yields the leadership more and more to that of the nation in the
history called political, and 'nationality' substitutes the names of
'humanity,' 'liberty,' and 'equality,' and all the other ideas of the
preceding age that once were full of radiance, but are now dimmed. This
nationalism has wrongly been looked upon as a regression, in respect
of that universalism and cosmopolitanism, because (notwithstanding
its well-known sentimental exaggerations) it notably assists the
concrete conception of the universal living only in its historical
creations, such as nations, which are both products and factors of its
development. And the value of Europeanism is revived as the result
of this acquisition of consciousness of the value of nations. It had
been too much trampled upon during the period of the enlightenment,
owing to the naturalistic spirit which dominated at that time, and to
the reaction taking place against the historical schemes of antiquity
and Christianity, although it was surely evident that history written
by Europeans could not but be 'Europocentric,' and that it is only in
relation to the course of Græco-Roman civilization, which was Christian
and Occidental, that the civilizations developed along other lines
become actual and comprehensible to us, provided always that we do
not wish to change history into an exhibition of the different types
of civilization, with a prize for the best of them The difference is
also made clear for the same reason between history and pre-history,
between the history of man and the history of nature, which had been
illegitimately linked by the materialists and the naturalists. This is
to be found even in the works of Herder, who retains a good many of
the elements of the century of his birth mingled with those of the new
period. But it is above all in romantic historiography that we observe
the search for and very often the happy realization of an organic
linking together of all particular histories of spiritual values, by
relating religious, philosophical, poetical, artistic, juridical, and
moral facts as a function of a single motive of development. It then
becomes a commonplace that a literature cannot be understood without
understanding ideas and customs, or politics without philosophy, or
(as was realized rather later) rights and customs and ideas without
economy. And it is worth while recording as we pass by that there is
hardly one of these histories of values which has not been previously
presented or sketched by Vico, together with the indication of their
intrinsic unity. Histories of poetry, histories of myth, of rights, of
languages, of constitutions, of explicative or philosophical reason,
all are in Vico, although sometimes wrapped up in the historical
or sociological epoch with which each one of them was particularly
connected. Even modern biography (which illustrates what the individual
does and suffers in relation to the mission which he fulfils and to the
aspect of the Idea which becomes actual in him) has its first or one of
its first notable monuments in the autobiography of Vico--that is to
say, in the history of the works which Providence commanded and guided
him to accomplish "in diverse ways that seemed to be obstacles, but
were opportunities."
This transformation of biography does not imply failure to recognize
individuality, but is, on the contrary, its elevation, for it finds
its true meaning in its relation with the universal, as the universal
its concreteness in the individual. And indeed individualizing power,
perception of physiognomies, of states of the soul, of the various
forms of the ideas, sense of the differences of times and places,
may be said to show themselves for the first time in romantic
historiography. That is to say, they do not show themselves rarely or
as by accident, nor any longer in the negative and summary form of
opposition between new and old, civil and barbarous, patriotic and
extraneous. It does not mean anything that some of those historians
lost themselves (though this happened rarely) in an abstract dialectic
of ideas, and that others more frequently allowed ideas to be submerged
in the external picturesqueness of customs and anecdotes, because we
find exaggerations, one-sidedness, lack of balance, at all periods and
in all progress of thought. Nor is the accusation of great importance
that the colouring of times and places preferred by the romantics
was false, because the important thing was precisely this attempt to
colour, whether the result were happy or the reverse (if the latter,
the picture had to be coloured again, but always coloured). A further
reason for this is that, as has been already admitted, there were
fancies and tendencies at work in romanticism beyond true and proper
historiography, which bestowed upon the times and places illustrated
that imaginary and exaggerated colouring suggested by the various
sentiments and interests. History, which is thought, was sometimes
idealized at this period as an imaginary living again in the past, and
people asked of history to be carried back into the old castles and
market-places of the Middle Ages; for their enjoyment they asked to
see the personages of the time in their own proper clothes and as they
moved about, to hear them speak the language, with the accent of the
time, to be made contemporary with the facts and to acquire them with
the ingenuous spirit of a contemporary. But to do this is not only
impossible for thought, but also for art, because art too surpasses
life, and it would be something useless, because it is not desired,
for what man really desires is to reproduce in imagination and to
rethink the past _from the present,_ not to tear himself away from the
present and fall back into the dead past. Certainly this last was an
illusion, proper to several romantics (who for that matter have their
successors in our own day), and in so far as it was an illusion either
remained a sterile effort or diffused itself in a lyrical sigh; but
an illusion of that kind was one of many aspects and did not form an
essential part of romantic historiography.
We also owe it to romanticism that a relation was established for
the first time and a fusion effected between the learned and the
historians, between those who sought out material and thinkers. This,
as we have said, had not happened in the eighteenth century, nor,
to tell the truth, before it, in the great epochs of erudition of
Italian or Alexandrian humanism, for then antiquaries and politicians
each followed their own path, indifferent to one another, and the
only political ideal that sometimes gleamed from the bookshelves of
the antiquary (as Fueter acutely observes of Flavius Blondus) was
that of a government which by ensuring calm should permit the learned
to follow their peaceful avocations! But the watchword of romantic
historiography was anticipated in respect to this matter also by Vico,
in his formula of the _union_ of _philosophy_ with _philology,_ and of
the reciprocal _conversion_ of the _true_ with the _certain,_ of the
idea with the fact. This formula proves (we give it passing mention)
that the historical saying of Manzoni, to the effect that Vico should
be united with Muratori, was not altogether historically exact--that
is to say, philosophy with erudition, for Vico had already united
these two things, and their union constitutes the chief value of his
work. Nevertheless, notwithstanding its inaccuracy, the saying of
Manzoni also proves how romantic historiography had noted the intimate
connexion that prevails between erudition and thought in history,
which is the living and thinking again of the document that has been
preserved or restored by erudition, and indeed demands erudition that
it may be sought out and prepared. Neither did romanticism limit
itself to stating this claim in the abstract, but really created the
type of the philologist-thinker (who was sometimes also a poet), from
Niebuhr to Mommsen, from Thierry to Fustel de Coulanges, from Troya
to Balbo or Tosti. Then for the first time were the great collections
and repertories of the erudition of the seventeenth and eighteenth
centuries valued at their true worth; then were new collections
promoted, supplementary to or correcting them according to criteria
that were ever more rigorous in relation to the subject and to the
greater knowledge and means at disposal. Thus arose the work known
as the _Monumenta Germania historica_ and the German philological
school (which was once the last and became the first), the one a model
of undertakings of this sort, the other of the disciplines relating
to them, for the rest of Europe. The philological claim of the new
historiography, aided by the sentiment of nationality, also gave life
in our Italy to those historical societies, to those collections of
chronicles, of laws, of charters, of 'historical archives' or reviews,
institutions with which historiographical work is concerned in our day.
A notable example of the power to promote the most patient philology
inspired with purely historical needs is to be found, among others, in
the _Corpus inscriptionum latinarum,_ conceived and carried out by a
historian endowed with the passionate energy and the synthetic mind of
a Mommsen. In the eighteenth century (with one or two very rare and
partial exceptions) historians disdained parchment and in-folios, or
opened them impatiently, _bibentes et fugientes_ but in the nineteenth
century no serious spirit dared to affirm any longer that it was
possible to compose history without accurate, scrupulous, meticulous
study of the documents upon which it is to be founded.
The pragmatic histories of the last centuries, therefore, melted
away at the simple touch of these new historiographical convictions,
rather than owing to direct and open criticism or polemic. The
word 'pragmatic,' which used to be a title of honour, began to be
pronounced with a tinge of contempt, to designate an inadequate form
of historical thought, and the historians of the enlightenment fell
into discredit, not only Voltaire and the French, but the Humes, the
Robertsons, and other English historians. They appeared now to be quite
without colour, lacking in historical sense, their minds fixed only
on the political aspect of things, superficial, vainly attempting to
explain great events by the intentions of individuals and by means of
little things or single details. The theory, too, of history as the
orator and teacher of virtue and prudential maxims also disappeared.
This theory had enjoyed a long and vigorous life during Græco-Roman
antiquity and again from the Renaissance onward (when I say that all
these things disappeared, the exception of the fossils is always to
be understood, for these persisted at that time and persist in our
own day, with the air of being alive). The attitude of the Christian
spirit toward history was resumed. This spirit contemplates it as
a single process, which does not repeat itself, as the work of
God, which teaches directly by means of His presence, not as matter
that exemplifies abstract teaching, extraneous to itself. The word
'pragmatic' was indeed pronounced with a smile from that time onward,
as were the formulas of _historia magister vitæ_ or that directed _ad
bene beateque vivendum_: let him who will believe these formulas--that
is to say, he who echoes traditional thoughts without rethinking them
and is satisfied with traditional and vulgar conceptions. What is the
use of history? "History itself," was the answer, and truly that is not
a little thing.
The new century glorified itself with the title of 'the century of
history,' owing to its new departures, which were born or converged
in one. It had deified and at the same time humanized history, as had
never been done before, and had made of it a centre of reality and of
thought. That title of honour should be confirmed, if not to the whole
of the nineteenth century, then to its romantic or idealistic period.
But this confirmation should not prevent our observing, with equal
clearness, the _limit_ of that historicity, without which it would not
be possible to understand its later and further advance. History was
then at once deified and humanized; but did the divinity and humanity
truly flow together in one, or was there not at bottom some separation
between the two of them? Was the disagreement between ancient worldly
thought and ultramundane Christian thought really healed, or did it not
present itself again in a new form, though this form was attenuated and
more critical intellectually? And which of the two elements prevailed
in this disagreement in its abstractness, the human or rather the
divine?
These questions suggest the answer, which is further suggested by
a memory familiar to all, namely, that the romantic period was not
only the splendid age of the great evolutionary histories, but also
the fatal age of the _philosophies of history,_ the transcendental
histories. And indeed, although the thought of immanence had grown
gradually more and more rich and profound during the Renaissance and
the enlightenment, and that of transcendency ever more evanescent,
the first had not for that reason absorbed the second in itself,
but had merely purified and rationalized it, as Hellenic philosophy
and Christian theology had tried to do in their own ways in their
own times. In the romantic period, purification and rationalization
continue, and here was the mistake as well as the merit of romanticism,
for it was no longer a question of setting right that ancient opinion,
but of radically inverting and remaking it. The transcendental
conception of history was no longer at that time called revelation
and apocalypse, but _philosophy of history,_ a title taken from the
enlightenment (principally from Voltaire), although it no longer had
the meaning formerly attributed to it of history examined with an
unprejudiced or philosophical spirit adorned with moral and political
reflections, but the meaning, altogether different, of a philosophical
search of the sphere above or below that of history--in fact, of
a theological search, which remained theological, however lay or
speculative it may have been. And since a search of this sort always
leads to a rationalized mythology, there is no reason why the name of
'mythology' should not be extended to the philosophy of history, or
the name of 'philosophy of history,' to mythology, as I have extended
it, calling all transcendental conceptions of history 'philosophy of
history,' for they all separate the fact and the idea, the event and
its explication, action and end, the world and God. And since the
philosophy of history is transcendental in its internal structure,
it is not surprising that it showed itself to be such in all the
very varied forms that it assumed in the romantic period, even among
philosophers as avid of immanence as Hegel, a great destroyer of
Platonism, who yet remained to a considerable extent engaged in it,
so tenacious is that enemy which every thinker carries in himself and
which he should tear from his heart, yet cannot resist.
But without entering into a particular account of the assumptions
made by the romantics and idealists in the construction of their
'philosophies of history,' it will be sufficient to observe the
consequences, in order to point out the transcendental tendency
of their constructions. These were such as to compromise romantic
histories in the method and to damage them in the execution, though
they were at first so vigorously conceived as a unity of philosophy
and philology. One of the consequences was precisely the falling again
into contempt of erudition among those very people who adopted and
promoted it, and on other occasions a recommendation of it in words and
a contempt of it in deeds. This contradictory attitude was troubled
with an evil conscience, so much so that its recommendations sound but
little sincere, the contempt timid, when it shows itself, though it
is more often concealed. Nevertheless one discovers fleeting words of
revelation among these tortuosities and pretences, such as that of an
_a priori history_ (Fichte, Schelling, Krause, and, to a certain extent
at least, Hegel), which should be true history, deduced from the pure
concepts, or rendered divine in some vision of the seer of Patmos, a
history which should be more or less different from the confusion
of human events and facts, as philosophical history, leaving outside
it as refuse a merely _narrative_ history, which should serve as raw
material or as text for the sermons and precepts of the moralists and
politicians. And we see rising from the bosom of a philosophy, which
had tried to make history of itself, by making philosophy also history
(proof that the design had not been really translated into act), the
distinction between philosophy and history, between the historical and
the philosophical way of thinking, and the mutual antipathy and mutual
unfriendliness of the two orders of researchers. The 'professional'
historians were obliged to defend themselves against their progenitors
(the philosophers), and they ended by losing all pity for them, by
denying that they were philosophers and treating them as intruders and
charlatans.
Unpleasantness and ill-will were all the more inevitable in that the
'philosophers of history'--that is to say, the historians obsessed
with transcendency--did not always remain content (nor could they do
so, speaking strictly) with the distinction between philosophical and
narrative history, and, as was natural, attempted to harmonize the
two histories, to make the facts harmonize with the schemes which
they had imagined or deduced. With this purpose in view, they found
themselves led to use violence toward facts, in favour of their system,
and this resulted in certain most important parts being cut out, in a
Procrustean manner, and in others that were accepted being perverted
to suit a meaning that was not genuine but imposed upon them. Even
the chronological divisions, which formed a merely practical aid to
narratives, were tortured (as was the custom in the Middle Ages) that
they might be elevated to the rank of ideal divisions. And not only
was the light of truth extinguished in the pursuit of these caprices,
not only were individual sympathies and antipathies introduced (take
as an instance typical of all of them the idealization of Hellas and
of this or that one of the Hellenic races), but there appeared a
thing yet more personally offensive to the victims--that is to say,
there penetrated into history, under the guise of lofty philosophy,
the personal loves and hates of the historian, in so far as he was a
party man, a churchman, or belonged to this or that people, state,
or race. This ended in the invention of Germanism, the crown and
perfection of the human race, a Germanism which, claiming to be the
purest expression of Arianism, would have restored the idea of the
elect people, and have one day undertaken the journey to the East.
Thus were in turn celebrated semi-absolute monarchy as the absolute
form of states, speculative Lutheranism as the absolute form of
religion, and other suchlike vainglorious vaunts, with which the pride
of Germany oppressed the European peoples and indeed the whole world,
and thus exacted payment in a certain way for the new philosophy with
which Germany had endowed the world. But it must not be imagined that
the pride of Germany was not combated with its own arms, for if the
English speculated but little and the French were too firm in their
belief in the _Gesta Dei per Francos_ (become the gestes of reason
and civilization), yet the peoples who found themselves in less happy
conditions, and felt more keenly the censure of inferiority or of
senility thus inflicted upon them, reacted: Gioberti wrote a _Primato
d'Italia,_ and Ciezkowski a _Paternostro,_ which foretold the future
primacy of the Slavonic people and more especially of the Poles.
Yet another consequence of the 'philosophies of history' was the
reflourishing of 'universal histories,' in the fallacious signification
of complete histories of humanity, indeed of the cosmos, which the
Middle Ages had narrated in the chronicles ab origine mundi and _de
duabus civitatibus and de quattuor imperiis_, and the Renaissance and
enlightenment had reduced to mere vulgar compilations, finding the
centre for its own interest elsewhere. The _imagines mundi_ returned
with the philosophies of history, and such they were themselves,
transcendental universal histories, with the 'philosophy of nature'
belonging to them. The succession of the nations there took the place
of the series of empires: to each nation, as formerly to each empire,
was assigned a special function, which once fulfilled, it disappeared
or fell to pieces, having passed on the lamp of life, which must not
pass through the hands of any nation more than once. The German nation
was to play there the part of the Roman Empire, which should never
die, but exist perpetually, or until the consummation of the ages and
the Kingdom of God. To develop the various forms of the philosophy of
history would aid in making clear the internal contradictions of the
doctrine and in ascribing the reasons for the introduction of certain
corrections for the purpose of doing away with the contradictions
in question, but which in so doing introduced others. And in making
an examination of this kind a special place should be reserved for
Vico, who offers a 'philosophy of history' of a very complex sort,
which on the one side does not negate, but passes by in silence the
Christian and medieval conception (as it does not deny St Augustine's
conception of the two cities or of the elect and Gentile people, but
only seriously examines the history of the latter), while on the other
side it resumes the ancient Oriental motive of the circles (courses
and recourses), but understands the course as growth and development,
and the recourse as a dialectical return, which on the other hand
does not seem to give rise to progress, although it does not seem to
exclude it, and also does not exclude the autonomy of the free will or
the exception of contingency. In this conception the Middle Ages and
antiquity ferment, producing romantic and modern thought.[1] But in the
romantic period the idea of the circle (which yet contained a great
mental claim that demanded satisfaction) gave place to the idea of a
linear course, taken from Christianity and from progress to an end,
which concludes with a certain state as limit or with entrance into a
paradise of indefinite progress, of incessant joy without sorrow. In
a conception of this kind there is at one time a mixture of theology
and of illuminism, as in Herder, at another an attempt at a history
according to the ages of life and the forms of the spirit, as with
Fichte and his school; then again the idea realizes its logical ideal
in time, as in Hegel, or the shadow of a God reappears, as in the
deism of Laurent and of several others, or the God is that of the old
religion, but modernized, noble, judicious, liberal, as in moderate
Catholicism and Protestantism. And since the course has necessarily an
end in all these schemes, announced and described and therefore already
lived and passed by, attempts to prolong, to prorogue, or to vary that
end have not been wanting, such personages as the Abbots Gioacchini
arising and calling themselves the 'Slav apocalyptics' or by some other
name, and adding new eras to those described. But this did not change
anything in the general conception. And there was no change effected in
it by the philosophies of history of the second Schelling, for example,
which are usually called irrationalistic, or of the pessimists, because
it is clear that the decadence which they describe is a progress in the
opposite sense, a progress in evil and in suffering, having its end in
the acme of evil and pain, or leading indeed to a redemption and then
becoming a progress toward the good. But if the idea of circles, which
repeat themselves identically, oppresses historical consciousness,
which is the consciousness of perennial individuality and diversity,
this idea of progress to an end oppresses it in another way, because
it declares that all the creations of history are imperfect, save
the last, in which history comes to a standstill and which therefore
alone has absolute value, and which thus takes away from the value of
reality in favour of an abstraction, from existence in favour of the
inexistent. And both of these--that is to say, all the philosophies of
history, in whatever way determined--lay in ambush to overwhelm the
conceptions of development and the increase in historiographical value
obtained through it by romanticism; and when this injury did not occur
(as in several notable historians, who narrated history admirably,
although they professed to obey the rules of the abstract philosophy
of history, which they saluted from near or far, but took care not to
introduce into their narratives), it was a proof that the contradiction
had not been perceived, or at least perceived as we now perceive it,
in its profound dissonance. It was a sign that romanticism too had
problems upon which it laboured long and probed deeply, and others upon
which it did not work at all or only worked a little and kept waiting,
satisfying them more or less. History too, like the individual who
works, does 'one thing at a time,' neglecting or allowing to run on
with the help of slight provisional improvements the problems to which
it cannot for the time being attend, but ready to direct full attention
to them when its hands are free.
[1] The exposition and criticism of Vico's thought are copiously dealt
with in the second volume of my _Saggi filosofici i La filosofia di
Giambattista Vico_ (Bari, 1911).
VII
THE HISTORIOGRAPHY OF POSITIVISM
The philosophies of history offended the historical consciousness
in three points, as to which it has every right to be jealous: the
integrity of historical events, the unity of the narration with the
document, and the immanence of development. And the opposition to the
'philosophy of history,' and to the historiography of romanticism in
general, broke out precisely at these three points, and was often
violent. This opposition had at bottom a common motive, as has been
shown clearly by the frequent sympathy and fraternizing among those
who represent it, though dissensions as to details are common among
them. It is, however, best to consider it in its triplicity for reasons
of clearness, and to describe it as that of the _historians,_ the
_philologists,_ and the _philosophers._
To the historians, by whom we mean those who had a special disposition
for the investigation of particular facts rather than theories, and a
greater acquaintance with and practice of historical than speculative
literature, is due the saying that history _should be history and
not philosophy._ Not that they ventured to deny philosophy, for on
the contrary they protested their reverence for it and even for
religion and theology, and condescended to make an occasional rapid
and cautious excursion into those waters; but they generally desired
to steer their way through the placid gulfs of historical truth,
avoiding the tempestuous oceans of the other discipline: philosophy was
relegated to the horizon of their works. Nor did they even contest,
at least in principle, the right of existence of those grandiose
constructions of 'universal history,' but they recommended and
preferred national or otherwise monographical histories, which can be
sufficiently studied in their particulars, substituting for universal
histories collections of histories of states and of peoples. And since
romanticism had introduced into those universal histories and into
the national histories themselves its various practical tendencies
(which the philosophy of history had then turned into dogmas), the
historians placed abstention from national and party tendencies upon
their programme, although they reserved the right of making felt their
patriotic and political aspirations, but, as they said, without for
that reason altering the narrative of the facts, which were supposed
to move along independently of their opinions, or chime in with them
spontaneously in the course of their natural development. And since
passion and the philosophic judgment had been confused and mutually
contaminated in romanticism, the abstention was extended also to
the judgment as to the quality of the facts narrated; the _reality_
and not the value of the fact being held to be the province of the
historian, appeal being made to what theorists and philosophers had
thought about it, where a more profound consideration of the problem
was demanded. History should not be either German or French, Catholic
or Protestant, but it should also not pretend to apply a more ample
conception to the solution of these or similar antitheses, as the
philosophers of history had tried to do, but rather should neutralize
them all in a wise scepticism or agnosticism, and attenuate them in a
form of exposition conducted in the tone of a presidential summing-up,
where careful attention is paid to the opinions of opposed parties and
courtesy is observed toward all. There was diplomacy in this, and it
is not astonishing that many diplomatists or disciples of diplomacy
should collaborate in this form of history, and that the greatest of
all the historians of this school, Leopold Ranke, in whom are to be
found all the traits that we have described, should have had a special
predilection for diplomatic sources. He always, indeed, combated
philosophy, especially the Hegelian philosophy, and greatly contributed
to discredit it with the historians, but he did this decorously,
carefully avoiding the use of any word that might sound too rough or
too strong, professing the firm conviction that the hand of God shows
itself in history, a hand that we cannot grasp with ours, but which
touches our face and informs us of its action. He completed his long
and very fruitful labours in the form of monographs, avoiding universal
constructions. When, at the end of his life, he set to work to compose
a Weltgeschichte, he carefully separated it from the universe,
declaring that it would have been "lost in phantasms and philosophemes"
had he abandoned the safe ground of national histories and sought for
any other sort of universality than that of nations, which "acting upon
one another, appear one after the other and constitute a living whole."
In his first book he protested with fine irony that he was not able
to accept the grave charge of judging the past or of instructing the
present as to the future, which had been assigned to history, but he
felt himself capable only of showing "how things really had happened"
(wie es eigentlich gewesen) this was his object in all his work, and he
held fast to it, thus culling laurels unobtainable by others, attaining
even to the writing of the history of the popes of the period of the
Counter-Reformation, although he was a Lutheran and remained so all his
life. This history was received with favour in all Catholic countries.
His greatest achievement was to write of French history in a manner
that did not displease the French. A writer of the greatest elegance,
he was able to steer between the rocks, without even letting appear his
own religious or philosophical convictions, and without ever finding
himself under the obligation of forming a definite resolution, and
in any case never pressing too hard upon the conceptions themselves
to which he had recourse, such as 'historical ideas,' the perpetual
struggle between Church and State, and the conception of the State.
Ranke was the ideal and the master to many historians within, and to
some without, his own country. But even without his direct influence,
the type of history that he represented germinated everywhere, a little
earlier or later according to position and to the calming down of the
great political passions and philosophical fervour in the different
countries. This took place, for instance, in France earlier than in
Italy, where the idealistic philosophy and the national movement made
their strength felt in historiography after 1848, and even up to 1860.
But the type of history which I should almost be disposed to baptize
with the name of 'diplomatic,' taking seriously the designation that
I had at first employed jocosely, still meets with success among
the moderately disposed, who are lovers of culture, but do not wish
to become infected with party passions or to rack their brains with
philosophical speculations: but, as may be imagined, it is not always
treated with the intelligence, the balance, and the finesse of a
Leopold Ranke.
The ambition of altogether rejecting the admission of thought into
history, which has been lacking to the diplomatic historians (because
they were without the necessary innocence for such an ambition), was,
on the other hand, possessed by the philologists, a most innocent
group. They were all the more disposed to abound in this sense, since
their opinion of themselves, which had formerly been most modest, had
been so notably increased, owing to the high degree of perfection
attained by research into chronicles and documents and by the recent
foundation (which indeed had not been a creation ex nihilo) of the
critical or historical method, which was employed in a fine and close
examination into the origin of sources and the reduction of these, and
in the internal criticism of texts. This pride of the philologists
prevailed, the method reaching its highest development in a country
like Germany, where haughty pedantry flourishes better than elsewhere,
and where, as a result of that most admirable thing, scientific
seriousness, 'scientificism' is much idolized. This word was also
ambitiously adopted for everything that concerns the surroundings and
the instruments of true and proper science, such as is the case with
the collection and criticism of narratives and documents. The old
school of learned men, French and Italian, who did not effect less
progress in 'method' than was attained during the nineteenth century in
Germany, did not dream that they were thus producing 'science,' much
less did they dream of vying with philosophy and theology, or that
they could drive them from their positions and take their places with
the documentary method. But in Germany every mean little copier of a
text, or collector of variants, or examiner of the relations of texts
and conjecturer as to the genuine text, raised himself to the level of
a scientific man and critic, and not only dared to look upon himself
as the equal of such men as Schelling, Hegel, Herder, or Schlegel,
but did so with disdain and contempt, calling them 'anti-methodical.'
This pseudo-scientific haughtiness diffused itself from Germany over
the other European countries, and has now reached America, though in
other countries than Germany it met more frequently with irreverent
spirits, who laughed at it. Then for the first time there manifested
itself that mode of historiography which I have termed 'philological'
or 'erudite' history. That is to say, the more or less judicious
compilations of sources which used to be called _Antiquitates, Annales,
Penus, Thesauri,_ presented themselves disguised as histories, which
alone were dignified and scientific. The faith of these historians
was reposed in a narrative of which every word could be supported by
a text, and there was nothing else whatever in their work, save what
was contained in the texts, torn from their contexts and repeated
without being thought by the philologist narrator. Their object
was that their histories should reach the rank of comprehensive
compilations, starting from those relating to particular times,
regions, and events, and finally attaining to the arrangement of the
whole of historical knowledge in great encyclopædias, out of which
articles are to be supplied, systematic or definitional, put together
by groups of specialists, directed by a specialist, for classical,
romantic, Germanic, Indo-European, and Semitic philology. With a view
to alleviating the aridity of their labours, the philologists sometimes
allowed themselves a little ornament in the shape of emotional
affections and ideal view-points. With this purpose, they had recourse
to memories of their student days, to the philosophical catchwords
which had been the fashion at the time, and to the ordinary sentiments
of the day toward politics, art, and morality. But they did all this
with great moderation, that they might not lose their reputation for
scientific gravity, and that they might not fail in respect toward
scientific philological history, which disdains the vain ornaments in
which philosophers, dilettantes, and charlatans delight. They ended
by tolerating historians of the type above described, but as a lesser
evil, and as a general rule inclined to pardon the sins arising out
of their commerce with 'ideas' in favour of the 'new documents' which
they had discovered or employed, and which they could always dig out of
their books as a useful residue, while purifying them from 'subjective'
admixtures--that is to say, from the elaboration of them which had
been attempted. Philosophy was known to them only as 'philosophy of
history,' but even thus rather by reason of its terrible ill-fame than
from direct acquaintance. They remembered and were ever ready to repeat
five or six anecdotes concerning errors in names and dates into which
celebrated philosophers had actually fallen, easily forgetful of the
innumerable errors into which they fell themselves (being more liable
as more exposed to danger); they almost persuaded themselves that
philosophy had been invented to alter the names and confuse the dates
which, had been confided to their amorous care, that it was the abyss
opened by the fiend to lead to the perdition of serious 'documentary
history.'
The third band of those opposed to the philosophy of history was
composed of philosophers or of historian--philosophers, but of those
who rejected the name and selected another less open to suspicion,
or tempered it with some adjective, or accepted it indeed, but
with opportune explanations: they styled themselves positivists,
naturalists, sociologists, empiricists, criticists, or something of
that sort. Their purpose was to do something different from what the
philosophers of history had done, and since these had worked with the
conception of the _end,_ they all of them swore that they would work
with the conception of the _cause;_ they would search out the cause
of every fact, thus generalizing more and more widely the causes or
the cause of the entire course of history: those others had attempted
a _dynamic_ of history; they would work at a _mechanic_ of history, a
social physics. A special science arose, opposed to the philosophy of
history, in which that naturalistic and positivistic tendency became
exalted in its own eyes: sociology. Sociology classified facts of human
origin and determined the laws of mutual dependence which regulated
them, furnishing the narratives of historians with the principles of
explanation, by means of these laws. Historians, on the other hand,
diligently collected facts and offered them to sociology, that it might
press the juice out of them--that is to say, that it might classify
and deduce the laws that governed them. History and sociology, then,
stood to one another in the same relation as physiology and zoology,
physics and mineralogy, or in another relation of the same sort; they
differed from the physical and natural sciences only by their greater
complexity. The introduction of mathematical calculation seemed to
be the condition of progress for history as for all the sciences,
physical and natural. A new 'science' came forward to support this
notion, in the shape of that humble servant of practical administration
and inspired creation of bureaucracy known as statistics. And since
the whole of science was being modelled upon the idea of a factory
of condensation, so were 'syntheses' invoked and outlined for
history--that is to say, historical frameworks, in which the laws and
facts chat dominate single histories should be resumed, as though in a
sort of table or atlas, which should show at a glance causes and the
facts which arose from them. Need we recall the names and supporters
of this school--Comte, Buckle, Taine, and so on, until we come to those
recent historians who follow them, such as Lamprecht and Breysig? Need
we recall the most consequent and the most paradoxical programmes or
the school, as, for instance, Buckle's introduction to his history of
civilization or Bourdeau's book on the _Histoire des historiens?_ These
and similar positivistic doctrines are present to the memory, either
because they are nearest to us chronologically, or because the echo
of the noise they made in the world has not yet ceased, and we see
everywhere traces of their influence. Everywhere we see it, and above
all in the prejudice which they have solidly established (and which we
must patiently corrode and dissolve), that history, true history, is to
be constructed by means of the _naturalistic_ method, and that _causal_
induction should be employed. Then there are the manifold naturalistic
conceptions with which they have imbued modern thought: race, heredity,
degeneration, imitation, influence, climate, historical factors, and so
forth. And here, too, as in the case of the philosophies of history,
since it suffices us to select only the essential in each fact, we
shall not dwell upon the various particular forms of it--that is to
say, upon the various modes in which historical causes were enunciated
and enumerated, and upon the various claims that one or other of them
was supreme: now the race, now the climate, now economy, now technique,
and so forth. Here, too, the study of the particular forms would be of
use to anyone who wished to develop in particular the dialectic and to
trace the internal dissolution of that school, to demonstrate in its
particular modes its intrinsic tendency to surpass itself, though it
failed to do so by that path.
We have already mentioned that the three classes of opponents of
the 'philosophies of history' and the three methods by which they
proposed to supplant it--diplomatic, philological, and positivistic
history--showed that they disagreed among themselves. Confirmation of
this may now be found in the contempt of the diplomatic historians
for mere erudition and in their diffidence for the constructions of
positivism, the erudite, for their part, being fearful of perversions
of names and dates and shaking their heads at diplomatic histories
and the careless style of the men of the world who composed them.
Finally, the positivists looked upon the latter as people who did not
go to the bottom of things, to their general or natural causes, and
reproved the erudite with their incapacity for rising to the level
of laws and to the establishment of facts in accordance with these
laws, sociological, physiological, or pathological. But there is
further confirmation of what has been noted in respect to the common
conception that animated them all and of their substantial affinity,
because when the erudite wished to cloak themselves in a philosophy
of some sort, they very readily strutted about draped in some shreds
of positivistic thought or phraseology. They also participated in the
reserve and in the agnosticism of the positivists and the diplomatic
historians toward speculative problems, and in like manner it was
impossible not to recognize the justice of their claim that evidence
should be reliable and documents authentic. The diplomatic historians
agreed with them in the formula that history should not be philosophy
and that research should dispense with finality and follow the line
of causality. In fact, all three sorts of opponents, at one with the
transcendency of the philosophy of history, negated the unity of
history with philosophy, but in various degrees and with various
particular meanings, with various preliminary studies and in various
ways. And although these schools were in agreement as to what they
negated, all three of them become for us exposed to a criticism which
unites them beneath a single negation. For not even do the ability and
the intelligence of a Ranke avail to give vigour to the moderatism
and to maintain firmly the eclecticism of diplomatic history, and
the transaction breaks down before the failure on the part of those
who attempted it, owing to its being contrary to their own powers
and intrinsically impossible. The idea of an agnostic history turns
out to be fallacious--that is to say, of a history that is not
philosophical but does not deny philosophy, that is not theological
but is not anti-theological, limiting itself to nations and to their
reciprocal influence upon one another, because Ranke himself was
obliged to recognize powers or ideals that are superior to nations and
that as such require to be speculatively justified in a philosophy or
in a theology. In this way he laid himself open to the accusations
of the positivists, who discredited his ideas as 'mystical.' For the
same reason others were proceeding to reduce them little by little
from the position of ideals or movements of the spirit to natural and
physiological products, as was attempted by Lorenz, an ardent follower
of Ranke, who, with his doctrine of generation and of heredity, fell
into that physiologism and naturalism from which the master had
preserved himself. And when this passage from spirituality to nature
was accomplished, the dividing line between history and pre-history,
between history of civilization and history of nature, was also not
respected. On the other hand, a return was made to the 'philosophies
of history,' when ideas were interpreted as transcendental and as
answering to the designs of the divine will, which governs the world
according to a law and conducts it according to a plan of travel. The
boasted impartiality and objectivity, which was based upon a literary
device of half-words, of innuendoes, of prudent silences, was also
equally illusory, and the Jesuit who objected to Ranke and his history
of the popes will always prevail from the point of view of rigorous
criticism--either the Papacy is always and everywhere what it affirms
itself to be, an institution of the Son of God made man, or it is a
lie. Respect and caution are out of place here. _Tertium non datur._
Indeed, it was not possible to escape from taking sides by adopting
that point of view; at the most a third party was thus formed,
consisting of the tolerant, the tepid, and the indifferent. The slight
coherence of Ranke's principles can be observed in that part of his
_Universal History_ where, when speaking of Tacitus he touches upon
his own experience as a teacher of history, he declares that "it is
impossible to speak of a tranquil and uniform progressive development
of historiography either among the ancients or the moderns, because the
object itself is formed in the course of time and is always different,
and conceptions depend upon the circumstances among which the author
lives and writes." He thus comes to perform an act of resignation
before blind contingentism, and the present historical sketch shows
how unjust this is, for it has traced the organic and progressive
development of historical thought from the Greeks to modern times. And
the whole of the _Universal History_ is there to prove, on the other
hand, that his slight coherence of ideas, or web of ideas that he left
intentionally vague, made it difficult for him to give life to a vast
historical narrative, so lacking in connexion, so heavy, and sometimes
even issuing in extraneous reflections, such, for example, as those
in the first pages of the first volume, where there is a comparison
of Saul and Samuel with the emperors at strife with the popes, and of
the policy of Rehoboam and Jeroboam with the political strife between
the centralizing states and the centrifugal regions of modern times.
We find in general in Ranke an inevitable tendency to subside into the
pragmatic method. And what has been said of Ranke is to be repeated
of his disciples and of those who cultivated the same conciliatory
type of history. As for philological history, the description that
has been given of the programme makes clear its nullity, for it leads
by a most direct route to a double absurdity. When the most rigorous
methods of examining witnesses is really applied, there is no witness
that cannot be suspected and questioned, and philological history
leads to the negation of the truth of that history which it wishes to
construct. And if value be attributed to certain evidence arbitrarily
and for external reasons, there is no extravagance that may not be
accepted, because there is no extravagance that may not have honest,
candid, and intelligent men on its side. It is not possible to reject
even miracles by the philological method, since these repose upon the
same attestations which make certain a war or a peace treaty, as Lorenz
has shown by examining the miracles of St Bernard in the light of the
severest philological criticism. In order to save himself from the
admission of the inconceivable and of the nullification of history,
which follows the nullification of witnesses, there remains nothing
but appeal to thought, which reconstitutes history from the inside,
and is evidence to itself, and denies what is unthinkable for the very
reason that it is not to be thought. This appeal is the declaration of
bankruptcy for philological history. We may certainly say that this
form of history more or less sustains itself as history, to the extent
that it has recourse to all the aids furnished by history proper, and
contradicts itself; or it contradicts itself and yet does not sustain
itself, or only for a little while and in appearance, by again adopting
the methods of pragmaticism, of transcendency, and of positivism. And
the last of these in its turn encounters the same experiences in a
different order, because its principle of history that explains facts
causally presupposes the facts, which as such are thought and therefore
are in a way already explained. Hence a vicious circle, evident in the
connexion between history and sociology, each one of which is to be
based upon and at the same time to afford a base for the other, much
in the same way as a column which should support a capital and at the
same time spring from it. But if, with a view to breaking the circle,
history be taken as the base and sociology as its fulfilment, then the
latter will no longer be the explanation of the former, which will find
its explanation elsewhere. And this will be, according to taste, either
an unknown principle or some form of thought that acts in the same way
as God, and in both cases a transcendental principle. Hence we have the
fact of positivism leading to philosophies of history, as exemplified
in the Apocalypses and the Gospels of Comte, of Buckle, and of others
of like sort: they are all most reverent theologians, but chaotic,
falling back into those fallacious conceptions which had been refuted
by romantic historiography.
Truly, when faced with such histories as these, superficial or
unintelligent or rude and fantastic, romanticism, conscious of the
altitude to which it had elevated the study of the development of human
affairs, might have exclaimed (and indeed it did exclaim by the mouth
of its epigoni) to its adversaries and successors, in imitation of the
tone of Bonaparte on the 18th of Brumaire: "What have you done with the
history which I left to you so brilliant? Were these the new methods,
by means of which you promised to solve the problems which I had not
been able to solve? I see nothing in them but _revers et misère!_" But
we who have never met with absolute regressions during the secular
development of historiography shall not allow ourselves to be carried
away upon the polemical waves now beating against the positivistic and
naturalistic school which is our present or recent adversary, to the
point of losing sight of what it possessed that was substantially its
own, and owing to which it really did represent progress. We shall also
refrain from drawing comparisons between romanticism and positivism,
by measuring the merits of both, and concluding with the assertion
of the superiority of the former; because it is well known that such
examinations of degrees of merit, the field of professors, are not
permissible in history, where what follows ideally after is virtually
superior to that from which it is derived, notwithstanding appearances
to the contrary. And in the first place, it would be erroneous,
strictly speaking, to believe that what had been won by romanticism had
been lost in positivism, because when the histories of this period are
looked upon from other points of view and with greater attention, we
see how they were all preserved. Romanticism had abolished historical
dualism, for which there existed in reality positive and negative,
elect and outcast, facts. Positivism repeated that all facts are
facts and all have an equal right to enter history. Romanticism had
substituted the conception of development for the abysses and the
chasms that previous historiography had introduced into the course
of events, and positivism repeated that conception, calling it
_evolution._ Romanticism had established periods in development, either
in the form of a cycle of phases, like Vico, or as phases without
a circle and in linear order, like the German romantics, and had
exemplified the various phases as a series of the forms of the spirit
or of psychological forms, and positivism renewed these conceptions
(although owing to the lack of culture usual with its adherents it
often believed that it had made discoveries never made before), as can
be proved by a long series of examples. These range from the _three
ages_ of mental development of Comte to the _eight phases_ of social
development or _four political periods_ which are respectively the
'novelties' of the contemporaries Lamprecht and Breysig. Romanticism,
judging that the explanation of events by means of the caprices, the
calculations, and the designs of individuals taken atomistically was
frivolous, took as the subject of history the universals, the Idea,
ideas, the spirit, nations and liberty and positivism; it also rejected
individualistic atomicism, talking of _masses, races, societies,
technique, economy, science, social tendencies_; of everything, in
fact, with the exception that the caprice of Tizius and Caius was
now no longer admitted. Romanticism had now not only reinforced the
histories of ideal values, but had conceived them as in organic
connexion; positivism in its turn insisted upon the _interdependence
of social factors_ and upon the unity of the real, and attempted to
fill up the interstices of the various special histories by means of
the history of _civilization_ and of _culture,_ and so-called _social_
history, containing in itself politics, literature, philosophy,
religion, and every other class of facts. Romanticism had overthrown
heteronomous, instructive, moralizing, serviceable history, and
positivism in its turn boasted that its history was a _science,_ an
end in itself, like every other science, although like every science
it afforded the basis for practice, and was therefore capable of
application. Romanticism had enhanced the esteem for erudition, and
had given an impetus to intercourse between it and history. But whence
did the erudition and philology of the positivistic period derive
that pride which made them believe that they were themselves history,
save from the consciousness that they had inherited from romanticism,
which they had preserved and exaggerated? Whence did they inherit the
substance of their method save (as Fueter well notes) from the romantic
search for the primitive, the genuine, the ingenuous, which manifested
itself in Wolf, who inaugurated the method? It is well to remember that
Wolf was a pre-romantic, an admirer of Ossian and of popular poetry.
And, finally, what is the meaning of the efforts of positivism to
seek out the _causes_ of history, the series of historical facts, the
_unity_ of the factors and their dependence upon a _supreme cause,_
save the speculations of the romantics themselves upon the manner,
the end, and the value of development? Whoever pays attention to all
these and other resemblances which we could enumerate must conclude
that positivism is to romanticism as was the enlightenment to the
Renaissance--that is to say, it is not so much its antithesis as it is
the logical prosecution and the exaggeration of its presuppositions.
Even its final conversion into theology corresponds to that of
romanticism. This is for the rest an obvious matter, for transcendency
is always transcendency, whether it be thought of as that of a God
or of reason, of nature or of matter. But thinking of it as Matter
or Nature, this naturalistic and materialistic travesty, which at
first seems odious or ridiculous, of the problems and conceptions of
romanticism, of the idea into cause, of development into evolution,
of the spirit into mass and the like, to which one would at first be
inclined to attribute the inferiority of positivistic historiography,
is, on the contrary, for the close observer the progress made by it
upon romanticism. That travesty contains the energetic negation of
history as moved by extramundane forces, by external finalities,
by transcendental laws, just both in its motive and in its general
tendency, and the correlative affirmation that its law must be sought
in reality, which is one and is called 'nature.' The positivism,
which on no account wished to hear anything of 'metaphysic,' had in
mind the dogmatic and transcendental metaphysic, which had filtered
into the thought of Kant and of his successors; and the target of its
contempt was a good one, although it ended by confusing metaphysic
with philosophy in general, or dogmatic with critical metaphysic,
the metaphysic of being with that of the mind, and was not itself
altogether free from that which it undertook to combat. But this does
not prevent its repugnance to 'metaphysic' and, restricting ourselves
to what is our more immediate interest, to the 'philosophy of history'
from having produced durable results. Thanks to positivism historical
works became less naïve and richer in facts, especially in that class
of facts which romanticism had neglected, such as the dispositions
that are called natural, the processes that are called degenerative or
pathological, the spiritual complications that are called psychological
illusions, the interests that are called material, the production and
the distribution of wealth, or economic activity, the facts of force
and violence, or of political and revolutionary power. Positivism,
intent upon the negation of transcendency and upon the observation of
what appertained to it, felt itself to be, and was in that respect, in
the right. And each one of us who pays due attention to that order of
things and renews that negation is gathering the fruit of positivism,
and in that respect is a positivist. Its very contradictions had the
merit of making more evident the contradictions latent in romantic
historiography. This merit must be admitted to the most extravagant
doctrines of the positivists, such as that of Taine, that knowledge
is a true hallucination and that human wisdom is an accident (_une
rencontre_), which presumed irrationality to be the normal condition,
much as Lombroso believed that genius is madness. Another instance
of this is the attempt to discover in what way heterogeneity and
historical diversity come into existence, if homogeneity is posited;
and again the methodical canon that the explanation of history is to
be found in causality, but is to stop at genius and virtue, which are
without it, because they refuse to accept of causal explanation, or
the frightful Unknowable, which was placed at the head of histories
of the real, after so great a fuss being made about that Titan
science which was ready to scale the skies. But since romanticism
had left spirit and nature without fusion, the one facing the other,
it was just that if in the first place spirit swallowed up nature
without being able to digest it (because, as had been laid down, it
was indigestible), now nature was engaged in doing the same thing to
spirit, and with the same result. So just and logical was this that
not a few of the old idealists went over to the crassest materialism
and positivism, and that confession of not being able to see their way
in the confusion was at once instructive and suggestive, as was also
the perplexity decorated with the name of 'agnosticism.' And as the
precise affirmation of the positivity of history represented an advance
in thought, so the antithesis of materialism, pushed to an extreme, was
an advance in the preparation of the new problem and in the new way of
solving the relation between spirit and nature. _Oportet ut scandala,
eveniant,_ and this means that even scandal, the scandal of the absurd,
and of offensive false criticisms of human conscience, is an advance.
VIII
THE NEW HISTORIOGRAPHY CONCLUSION
The romantic current not only maintained itself in its excesses during
the dominion of positivism, and, as we have shown, insinuated itself
even into its naturalistic antithesis, but it also persisted in its
genuine form. And although we have not spoken of pedantic imitators
and conservatives--whose significance is slight in the history of
thought, that is to say, confined to the narrow sphere in which they
were compelled to think for themselves--we have nevertheless recorded
the preservation of romanticism in the eclecticism of Ranke, who
adhered to the theories of Humboldt (another 'diplomatist'). Idealistic
and romantic motives continued to illuminate the intellect and soul
among the philosophers, from Humboldt to Lotze and from Hartmann to
Wundt and those who corresponded to them in other countries. The like
occurred in historiography properly so called, and could not but
happen, because, if the formulas of agnosticism and of positivism had
been followed to the letter, all light of thought would have been
extinguished in blind mechanicism--that is to say, in nothing--and no
historical representation would have been possible. Thus political,
social, philosophical, literary, and artistic history continued to
make acquisitions, if not equally important with those of the romantic
period (the surroundings were far more favourable to the natural
sciences and to mathematics than to history), yet noteworthy. This is
set forth in a copious volume upon historiography (I refer to the work
of Fueter already several times mentioned in this connexion). There
due honour will be found accorded to the great work accomplished by
Ranke, which the rapidity of my course of exposition has induced me to
illustrate rather in its negative aspects, causing me, for instance,
to allude solely to the contradictions in the _History of the Popes,_
which is notwithstanding a masterpiece. The cogent quality of the
romantic spirit at its best is revealed in the typical instance of
Taine, who is so ingenuously naturalistic in his propositions and in
the directive principles of his work, yet so unrestrainedly romantic
in particular instances, as, for example, in his characterization of
the French poets or of the Dutch and Italian painters. All this led to
his ending in the exaggerated anti-Jacobin romanticism of his _Origines
de la France contemporaine,_ in the same way that Zola and the other
verists, those verbal enemies of romanticism, were lyrical in all
their fiction, and the leader of the school was induced to conclude
his works with the abstract lyricism of the _Quatre évangiles._ What
has been observed of Taine is to be applied to Buckle and to the
other naturalists and positivists, obliged to be historical against
their will, and to the positivists who became followers of historical
materialism, and found the dialectic established in their house without
being able to explain what it was or whence it came. Not all theorists
of historiography showed themselves to be so resolutely and madly
naturalistic as Bourdeau and one or two others; indeed these were few
in number and of inferior reputation. Eclecticism prevailed among
the majority of them, a combination of necessity and of liberty, of
masses and individuals, of cause and end, of nature and spirit: even
the philosophy of history was admitted, if in no other form, then as a
_desideratum_ or a problem to be discussed at a convenient time (even
though that were the Greek Kalends). Eclecticism, too, presented the
greatest variety, from the low level of a trivial arranging of concepts
in an artificial manner to the lofty heights of interior labour, from
which it seemed at every moment that a new gospel, no longer eclectic,
must issue.
This last form of eclecticism and the open attempts to renew romantic
idealism more or less completely, as well as romantic methods of
historiography, have become more frequent since modern consciousness
has withdrawn itself from positivism and has declared its bankruptcy.
But all this is of importance rather as a symptom of a real advance in
thought. And the new modern philosophies of intuition and philosophy
of values must be looked upon rather as symptoms than as representing
progress in thought (I mean in general, and not in the particular
thoughts and theories which often form a real contribution). The former
of these, however, while it correctly criticizes science as an economic
construction useless for true knowledge, then proceeds to shut itself
up in immediate consciousness, a sort of mysticism, where historical
dialectic finds itself submerged and suffocated; and the latter,
placing the conception of value as guardian of the spirit in opposition
to the conceptions of science like "a philosophical _cave canem_" (as
our imaginative Tari would have said), leaves open a dualism, which
stands in the way of the unity of history and of thought as history.
When we look around us, therefore, we do not discover that _new
philosophy_ which shall lay the foundations and at the same time afford
justification for the new historiography by solving the antithesis
between imaginative romanticism and materialistic positivism. And it
is clear that we are not even able to discuss such a philosophy as a
_demand,_ because the demand for a particular philosophy is itself the
thinking of that particular philosophy, and therefore is not a demand
but an actuality. Hence the dilemma either of saying nothing about it,
and in this case of not speaking even of positivism as a period that
has been closed and superseded, or of speaking of the new philosophy as
of something that lives and exists, precisely because it does live and
exist. And since to renounce talking of it has been rendered impossible
by the very criticism chat we have devoted to it, nothing remains save
to recognize that philosophy as something that exists, not as something
to be invoked. Only we must not _look around us_ in order to see where
it is, but return to _ourselves_ and have recourse to the thought
that has animated this historical sketch of historiography and to all
the historical explanations that have preceded it. In the philosophy
that we have delineated, reality is affirmed to be spirit, not such
that it is above the world or wanders about the world, but such as
coincides with the world; and nature has been shown as a moment and a
product of this spirit itself, and therefore the dualism (at least that
which has troubled thought from Thales to Spencer) is superseded, and
transcendency of all sorts, whether materialistic or theological in its
origin, has also been superseded with it. Spirit, which is the world,
is the spirit which develops, and is therefore both one and diverse, an
eternal solution and an eternal problem, and its self-consciousness is
philosophy, which is its history, or history, which is its philosophy,
each substantially identical with the other; and consciousness is
identical with self-consciousness--that is to say, distinct and one
with it at the same time, as life and thought. This philosophy, which
is in us and is ours, enables us to recognize it--that is to say, to
recognize ourselves outside of us--in the thought of other men which is
also our thought, and to discover it more or less clearly and perfectly
in the other forms of contemporary philosophy, and more or less clearly
in contemporary historiography. We have frequent opportunities of
effecting this recognition, which is productive of much spiritual
comfort. Quite lately, for instance, while I was writing these pages,
the historical work of a historian, a pure historian, came into my
hands (I select this instance among many) where I read words at the
very beginning which seemed to be my very own: "My book is based upon
the conviction that German historical inquiry must elevate itself to
freer movement and contact with the great forces of political life and
culture, without renouncing the precious tradition of its method, and
that it must plunge into philosophy and politics, without experiencing
injury in its end or essence, for thus alone can it develop its
intimate essence and be both universal and national."[1] This is the
philosophy of our time, which is the initiator of a new philosophical
and historiographical period. But it is not possible to write the
history of this philosophy and of this historiography, which is subject
and not _object_, not for the reason generally adopted, which we
have found to be false, since it separates the fact of consciousness
from the fact, but for the other reason that the history which we
are constructing is a history of 'epochs' or of 'great periods,' and
the new period is new, just because it is not a period--that is
to say, something closed. Not only are we not able to describe its
chronological and geographical outline, because we are ignorant as to
what measure of time it will fill (will it develop rapidly in thirty
or forty years, or will it encounter obstacles, yet nevertheless
continue its course for centuries?), what extent of countries it
will include (will it remain for long Italian or German, confined to
certain Italian or German circles, or will it diffuse itself rapidly
in all countries, both in general culture and in public instruction?),
but we are unable to limit _logically_ what may be its value outside
these considerations. The reason for this is that in order to be able
to describe its limitations, it must necessarily have developed its
antitheses--that is to say, the new problems that will infallibly arise
from its solutions, and this has not happened: we are ourselves on
the waves and we have not furled our sails in port preparatory to a
new voyage. _Bis hierher ist das Bewusstsein gekommen_ (Knowledge has
reached this point in its development), said Hegel, at the end of his
lectures upon the philosophy of history; and yet he had not the right
to say so, because his development, which went from the unconsciousness
of liberty to the full consciousness of it in the German world and in
the system of absolute idealism, did not admit of prosecution. But
we are well able to say so, for we have overcome the abstractness of
Hegelianism.
[1] Friedrich Meinecke, _Weltbürgerthum und Nationalstaat: Studien zur
Genesis des deutschen Nationalstaates,_ second edition, preface, p.
vii. (München u. Berlin, Oldenburg, 1911.)