------------
Grand Total £521,568,629
The debt per head of population was, in 1905, £14, 16s. 3d., and the
interest 13s. 5d.
In July 1906 the 5% gross (4% net), and 4% net rente were successfully
converted into 3¾% stock (to be reduced to 3½% after five years), to a
total amount of £324,017,393. The demands for reimbursement at par
represented a sum of only £187,588 and the market value of the stock
was hardly affected; while the saving to the Treasury was to be
£800,000 per annum for the first five years and about double the
amount afterwards.
_Currency._--The _lira_ (plural _lire_) of 100 _centesimi_ (centimes)
is equal in value to the French franc. The total coinage (exclusive of
Eritrean currency) from the 1st of January 1862 to the end of 1907 was
1,104,667,116 lire (exclusive of recoinage), divided as follows: gold,
427,516,970 lire; silver, 570,097,025 lire; nickel, 23,417,000 lire;
bronze, 83,636,121 lire. The forced paper currency, instituted in
1866, was abolished in 1881, in which year were dissolved the Union of
Banks of Issue created in 1874 to furnish to the state treasury a
milliard of lire in notes, guaranteed collectively by the banks. Part
of the Union notes were redeemed, part replaced by 10 lire and 5 lire
state notes, payable at sight in metallic legal tender by certain
state banks. Nevertheless the law of 1881 did not succeed in
maintaining the value of the state notes at a par with the metallic
currency, and from 1885 onwards there reappeared a gold premium, which
during 1899 and 1900 remained at about 7%, but subsequently fell to
about 3% and has since 1902 practically disappeared. The paper
circulation to the debit of the state and the paper currency issued by
the authorized state banks is shown below:--
+-------------------+----------------------------+---------------+---------------+
| | Direct Liability of State. | Notes issued | Aggregate |
| Date. +-------------+--------------+ by State | Paper |
| | State Notes.| Bons de | Banks. | Currency. |
| | | Caisse.* | | |
+-------------------+-------------+--------------+---------------+---------------+
| | Lire. | Lire. | Lire. | Lire. |
|31st December 1881 | 940,000,000 | .. | 735,579,197 | 1,675,579,197 |
| " 1886 | 446,665,535 | .. | 1,031,869,712 | 1,478,535,247 |
| " 1891 | 341,949,237 | .. | 1,121,601,079 | 1,463,550,316 |
| " 1896 | 400,000,000 | 110,000,000 | 1,069,233,376 | 1,579,233,376 |
| " 1899 | 451,431,780 | 42,138,152 | 1,180,110,330 | 1,673,680,262 |
| " 1905 | 441,304,780 | 1,874,184 | 1,406,474,800 | 1,848,657,764 |
+-------------------+-------------+--------------+---------------+---------------+
* These ceased to have legal currency at the end of 1901; they were
notes of 1 and 2 lire.
_Banks._--Until 1893 the juridical status of the Banks of Issue was
regulated by the laws of the 30th of April 1874 on paper currency and
of the 7th of April 1881 on the abolition of forced currency. At that
time four limited companies were authorized to issue bank notes,
namely, the National Bank, the National Bank of Tuscany, the Roman
Bank and the Tuscan Credit Bank; and two banking corporations, the
Bank of Naples and the Bank of Sicily. In 1893 the Roman Bank was put
into liquidation, and the other three limited companies were fused, so
as to create the Bank of Italy, the privilege of issuing bank notes
being thenceforward confined to the Bank of Italy, the Bank of Naples
and the Bank of Sicily. The gold reserve in the possession of the
Banca d'Italia on September 30th 1907 amounted to £32,240,984, and the
silver reserve to £4,767,861; the foreign treasury bonds, &c. amounted
to £3,324,074, making the total reserve £40,332,919; while the
circulation amounted to £54,612,234. The figures were on the 31st of
December 1906:
+------------------+--------------+--------------+
| | Paper | Reserve. |
| | Circulation. | |
+------------------+--------------+--------------+
| Banca d'Italia | £47,504,352 | £36,979,235 |
| Banca di Napoli | 13,893,152 | 9,756,284 |
| Banca di Sicilia | 2,813,692 | 2,060,481 |
+------------------+--------------+--------------+
| Total | £64,211,196 | £48,796,000 |
+------------------+--------------+--------------+
This is considerably in excess of the circulation, £40,404,000, fixed
by royal decree of 1900; but the issue of additional notes was
allowed, provided they were entirely covered by a metallic reserve,
whereas up to the fixed limit a 40% reserve only was necessary. These
notes are of 50, 100, 500 and 1000 lire; while the state issues notes
for 5, 10 and 25 lire, the currency of these at the end of October
1906 being £17,546,967; with a total guarantee of £15,636,000 held
against them. They were in January 1908 equal in value to the metallic
currency of gold and silver.
The price of Italian consolidated 5% (gross, 4% net, allowing for the
20% income tax) stock, which is the security most largely negotiated
abroad, and used in settling differences between large financial
institutions, has steadily risen during recent years. After being
depressed between 1885 and 1894, the prices in Italy and abroad
reached, in 1899, on the Rome Stock Exchange, the average of 100.83
and of 94.8 on the Paris Bourse. By the end of 1901 the price of
Italian stock on the Paris Bourse had, however, risen to par or
thereabouts. The average price of Italian 4% in 1905 was 105.29; since
the conversion to 3¾% net (to be further reduced to 3½ in five more
years), the price has been about 103.5. Rates of exchange, or, in
other words the gold premium, favoured Italy during the years
immediately following the abolition of the forced currency in 1881. In
1885, however, rates tended to rise, and though they fell in 1886 they
subsequently increased to such an extent as to reach 110% at the end
of August 1894. For the next four years they continued low, but rose
again in 1898 and 1899. In 1900 the maximum rate was 107.32, and the
minimum 105.40, but in 1901 rates fell considerably, and were at par
in 1902-1909.
There are in Italy six clearing houses, namely, the ancient one at
Leghorn, and those of Genoa, Milan, Rome, Florence and Turin, founded
since 1882.
The number of ordinary banks, which diminished between 1889 and 1894,
increased in the following years, and was 158 in 1898. At the same
time the capital employed in banking decreased by nearly one-half,
namely, from about £12,360,000 in 1880 to about £6,520,000 in 1898.
This decrease was due to the liquidation of a number of large and
small banks, amongst others the Bank of Genoa, the General Bank, and
the Società di Credito Mobiliare Italiano of Rome, and the Genoa
Discount Bank--establishments which alone represented £4,840,000 of
paid-up capital. Ordinary credit operations are also carried on by the
co-operative credit societies, of which there are some 700.
Agrarian Credit Banks.
Certain banks make a special business of lending money to owners of
land or buildings (_credito fondiario_). Loans are repayable by
instalments, and are guaranteed by first mortgages not greater in
amount than half the value of the hypothecated property. The banks may
buy up mortgages and advance money on current account on the security
of land or buildings. The development of the large cities has induced
these banks to turn their attention rather to building enterprise than
to mortgages on rural property. The value of their land certificates
or _cartelle fondiarie_ (representing capital in circulation) rose
from £10,420,000 in 1881 to £15,560,000 in 1886, and to £30,720,000 in
1891, but fell to £29,320,000 in 1896, to £27,360,000 in 1898, and to
£24,360,000 in 1907; the amount of money lent increased from
£10,440,000 in 1881 to £15,600,000 in 1886, and £30,800,000 in 1891,
but fell to £29,320,000 in 1896, to £27,360,000 in 1899, and to
£21,720,000 in 1907. The diminution was due to the law of the 10th of
April 1893 upon the banks of issue, by which they were obliged to
liquidate the loan and mortgage business they had previously carried
on.
Various laws have been passed to facilitate agrarian credit. The law
of the 23rd of January 1887 (still in force) extended the dispositions
of the Civil Code with regard to "privileges,"[9] and established
special "privileges" in regard to harvested produce, produce stored in
barns and farm buildings, and in regard to agricultural implements.
Loans on mortgage may also be granted to landowners and agricultural
unions, with a view to the introduction of agricultural improvements.
These loans are regulated by special disposition, and are guaranteed
by a share of the increased value of the land after the improvements
have been carried out. Agrarian credit banks may, with the permission
of the government, issue _cartelle agrarie_, or agrarian bonds,
repayable by instalments and bearing interest.
_Internal Administration._--It was not till 1865 that the
administrative unity of Italy was realized. Up to that year some of
the regions of the kingdom, such as Tuscany, continued to have a kind
of autonomy; but by the laws of the 20th of March the whole country
was divided into 69 provinces and 8545 communes. The extent to which
communal independence had been maintained in Italy through all the
centuries of its political disintegration was strongly in its favour.
The syndic (_sindaco_) or chief magistrate of the commune was
appointed by the king for three years, and he was assisted by a
"municipal junta."
Local government was modified by the law of the 10th of February 1889
and by posterior enactments. The syndics (or mayors) are now elected
by a secret ballot of the communal council, though they are still
government officials. In the provincial administrations the functions
of the prefects have been curtailed. Each province has a prefect,
responsible to and appointed by the Ministry of the Interior, while
each of the regions (called variously _circondarii_ and _distretti_)
has its sub-prefect. Whereas the prefect was formerly _ex-officio_
president of the provincial deputation or executive committee of the
provincial council, his duties under the present law are reduced to
mere participation in the management of provincial affairs, the
president of the provincial deputation being chosen among and elected
by the members of the deputation. The most important change introduced
by the new law has been the creation in every province of a provincial
administrative junta entrusted with the supervision of communal
administrations, a function previously discharged by the provincial
deputation. Each provincial administrative junta is composed, in part,
of government nominees, and in larger part of elective elements,
elected by the provincial council for four years, half of whom require
to be elected every two years. The acts of communal administration
requiring the sanction of the provincial administrative junta are
chiefly financial. Both communal councils and prefects may appeal to
the government against the decision of the provincial administrative
juntas, the government being guided by the opinion of the Council of
State. Besides possessing competence in regard to local government
elections, which previously came within the jurisdiction of the
provincial deputations, the provincial administrative juntas discharge
magisterial functions in administrative affairs, and deal with appeals
presented by private persons against acts of the communal and
provincial administrations. The juntas are in this respect organs of
the administrative jurisprudence created in Italy by the law of the
1st of May 1890, in order to provide juridical protection for those
rights and interests outside the competence of the ordinary tribunals.
The provincial council only meets once a year in ordinary session.
The former qualifications for electorship in local government
elections have been modified, and it is now sufficient to pay five
lire annually in direct taxes, five lire of certain communal taxes, or
a certain rental (which varies according to the population of a
commune), instead of being obliged to pay, as previously, at least
five lire annually of direct taxes to the state. In consequence of
this change the number of local electors increased by more than
one-third between 1887-1889; it decreased, however, as a result of an
extraordinary revision of the registers in 1894. The period for which
both communal and provincial councils are elected is six years,
one-half being renewed every three years.
The ratio of local electors to population is in Piedmont 79%, but in
Sicily less than 45%. The ratio of voters to qualified electors tends
to increase; it is highest in Campania, Basilicata and in the south
generally; the lowest percentages are given by Emilia and Liguria.
Local finance.
Local finance is regulated by the communal and provincial law of May
1898, which instituted provincial administrative juntas, empowered to
examine and sanction the acts of the communal financial
administrations. The sanction of the provincial administrative junta
is necessary for sales or purchases of property, alterations of rates
(although in case of increase the junta can only act upon request of
ratepayers paying an aggregate of one-twentieth of the local direct
taxation), and expenditure affecting the communal budget for more than
five years. The provincial administrative junta is, moreover,
empowered to order "obligatory" expenditure, such as the upkeep of
roads, sanitary works, lighting, police (i.e. the so-called "guardie
di pubblica sicurezza," the "carabinieri" being really a military
force; only the largest towns maintain a municipal police force),
charities, education, &c., in case such expenditure is neglected by
the communal authorities. The cost of fire brigades, infant asylums,
evening and holiday schools, is classed as "optional" expenditure.
Communal revenues are drawn from the proceeds of communal property,
interest upon capital, taxes and local dues. The most important of the
local dues is the gate tax, or _dazio di consumo_, which may be either
a surtax upon commodities (such as alcoholic drinks or meat), having
already paid customs duty at the frontier, in which case the local
surtax may not exceed 50% of the frontier duty, or an exclusively
communal duty limited to 10% on flour, bread and farinaceous
products,[10] and to 20% upon other commodities. The taxes thus vary
considerably in different towns.
In addition, the communes have a right to levy a surtax not exceeding
50% of the quota levied by the state upon lands and buildings; a
family tax, or _fuocatico_, upon the total incomes of families, which,
for fiscal purposes, are divided into various categories; a tax based
upon the rent-value of houses, and other taxes upon cattle, horses,
dogs, carriages and servants; also on licences for shopkeepers, hotel
and restaurant keepers, &c.; on the slaughter of animals, stamp
duties, one-half of the tax on bicycles, &c. Occasional sources of
interest are found in the sale of communal property, the realization
of communal credits, and the contraction of debt.
The provincial administrations are entrusted with the management of
the affairs of the provinces in general, as distinguished from those
of the communes. Their expenditure is likewise classed as "obligatory"
and "optional." The former category comprises the maintenance of
provincial roads, bridges and watercourse embankments; secondary
education, whenever this is not provided for by private institutions
or by the state (elementary education being maintained by the
communes), and the maintenance of foundlings and pauper lunatics.
"Optional" expenditure includes the cost of services of general public
interest, though not strictly indispensable. Provincial revenues are
drawn from provincial property, school taxes, tolls and surtaxes on
land and buildings. The provincial surtaxes may not exceed 50% of the
quotas levied by the state. In 1897 the total provincial revenue was
£3,732,253, of which £3,460,000 was obtained from the surtax upon
lands and buildings. Expenditure amounted to £3,768,888, of which the
principal items were £760,000 for roads and bridges, £520,000 for
lunatic asylums, £240,000 for foundling hospitals, £320,000 for
interest on debt and £200,000 for police. Like communal revenue,
provincial revenue has considerably increased since 1880, principally
on account of the increase in the land and building surtax.
The Italian local authorities, communes and provinces alike, have
considerably increased their indebtedness since 1882. The ratio of
communal and provincial debt per inhabitant has grown from 30.79 lire
(£1, 4s. 7½d.) to 43.70 lire (£1, 14s. 11d.), an increase due in great
part to the need for improved buildings, hygienic reforms and
education, but also attributable in part to the manner in which the
finances of many communes are administered. The total was in 1900,
£49,496,193 for the communes and £6,908,022 for the provinces. The
former total is more than double and the latter more than treble the
sum in 1873, while there is an increase of 62% in the former and 26%
in the latter over the totals for 1882.
See _Annuario statistico italiano_ (not, however, issued regularly
each year) for general statistics; and other official publications; W.
Deecke, _Italy; a Popular Account of the Country, its People and its
Institutions_ (translated by H. A. Nesbitt, London, 1904); B. King and
T. Okey, _Italy to-day_ (London, 1901); E. Nathan, _Vent' Anni di vita
italiana attraverso all' Annuario_ (Rome, 1906); G. Strafforello,
_Geografia dell' Italia_ (Turin, 1890-1902). (T. As.)
HISTORY
The difficulty of Italian history lies in the fact that until modern
times the Italians have had no political unity, no independence, no
organized existence as a nation. Split up into numerous and mutually
hostile communities, they never, through the fourteen centuries which
have elapsed since the end of the old Western empire, shook off the yoke
of foreigners completely; they never until lately learned to merge their
local and conflicting interests in the common good of undivided Italy.
Their history is therefore not the history of a single people,
centralizing and absorbing its constituent elements by a process of
continued evolution, but of a group of cognate populations, exemplifying
divers types of constitutional developments.
The early history of Italy will be found under ROME and allied headings.
The following account is therefore mainly concerned with the periods
succeeding A.D. 476, when Romulus Augustulus was deposed by Odoacer.
Prefixed to this are two sections dealing respectively with (A) the
ethnographical and philological divisions of ancient Italy, and (B) the
unification of the country under Augustus, the growth of the road system
and so forth. The subsequent history is divided into five periods: (C)
From 476 to 1796; (D) From 1796 to 1814; (E) From 1815 to 1870; (F) From
1870 to 1902; (G) From 1902 to 1910.
A. ANCIENT LANGUAGES AND PEOPLES
The ethnography of ancient Italy is a very complicated and difficult
subject, and notwithstanding the researches of modern scholars is still
involved in some obscurity. The great beauty and fertility of the
country, as well as the charm of its climate, undoubtedly attracted,
even in early ages, successive swarms of invaders from the north, who
sometimes drove out the previous occupants of the most favoured
districts, at others reduced them to a state of serfdom, or settled down
in the midst of them, until the two races gradually coalesced. Ancient
writers are agreed as to the composite character of the population of
Italy, and the diversity of races that were found within the limits of
the peninsula. But unfortunately the traditions they have transmitted to
us are often various and conflicting, while the only safe test of the
affinities of nations, derived from the comparison of their languages,
is to a great extent inapplicable, from the fact that the idioms that
prevailed in Italy in and before the 5th century B.C. are preserved, if
at all, only in a few scanty and fragmentary inscriptions, though from
that date onwards we have now a very fair record of many of them (see,
e.g. LATIN LANGUAGE, OSCA LINGUA, IGUVIUM, VOLSCI, ETRURIA: section
_Language_, and below). These materials, imperfect as they are, when
combined with the notices derived from ancient writers and the evidence
of archaeological excavations, may be considered as having furnished
some results of reasonable certainty.
It must be observed that the name "Italians" was at one time confined to
the Oenotrians; indeed, according to Antiochus of Syracuse (_apud_ Dion.
Hal. _Ant. Rom._ ii. 1), the name of Italy was first still more limited,
being applied only to the southern portion of the Bruttium peninsula
(now known as Calabria). But in the time of that historian, as well as
of Thucydides, the names of Oenotria and Italia, which appear to have
been at that period regarded as synonymous, had been extended to include
the shore of the Tarentine Gulf as far as Metapontum and from thence
across to the gulfs of Laus and Posidonia on the Tyrrhenian Sea. It
thus still comprised only the two provinces subsequently known as
Lucania and Bruttium (see references s.v. "Italia" in R. S. Conway's
_Italic Dialects_, p. 5). The name seems to be a Graecized form of an
Italic _Vitelia_, from the stem _vitlo_-, "calf" (Lat. _vitulus_, Gr.
[Greek: italos]), and perhaps to have meant "calf-land," "grazing-land";
but the origin is more certain than the meaning; the calf may be one of
the many animals connected with Italian tribes (see HIRPINI, SAMNITES).
Taking the term Italy to comprise the whole peninsula with the northern
region as far as the Alps, we must first distinguish the tribe or tribes
which spoke Indo-European languages from those who did not. To the
latter category it is now possible to refer with certainty only the
Etruscans (for the chronology and limits of their occupation of Italian
soil see ETRURIA: section _Language_). Of all the other tribes that
inhabited Italy down to the classical period, of whose speech there is
any record (whether explicit or in the form of names and glosses), it is
impossible to maintain that any one does not belong to the Indo-European
group. Putting aside the Etruscan, and also the different Greek dialects
of the Greek colonies, like Cumae, Neapolis, Tarentum, and proceeding
from the south to the north, the different languages or dialects, of
whose separate existence at some time between, say, 600 and 200 B.C., we
can be sure, may be enumerated as follows: (1) Sicel, (2) South Oscan
and Oscan, (3) Messapian, (4) North Oscan, (5) Volscian, (6) East Italic
or "Sabellic," (7) Latinian, (8) Sabine, (9) Iguvine or "Umbrian," (10)
Gallic, (11) Ligurian and (12) Venetic.
Between several of these dialects it is probable that closer affinities
exist. (1) It is probable, though not very clearly demonstrated, that
Venetic, East Italic and Messapian are connected together and with the
ancient dialects spoken in Illyria (q.v.), so that these might be
provisionally entitled the Adriatic group, to which the language spoken
by the Eteocretes of the city of Praesos in Crete down to the 4th
century B.C. was perhaps akin. (2) Too little is known of the Sicel
language to make clear more than its Indo-European character. But it
must be reckoned among the languages of Italy because of the
well-supported tradition of the early existence of the Sicels in Latium
(see SICULI). Their possible place in the earlier stratum of
Indo-European population is discussed under SABINI. How far also the
language or languages spoken in Bruttium and at certain points of
Lucania, such as Anxia, differed from the Oscan of Samnium and Campania
there is not enough evidence to show (see BRUTTII). (3) It is doubtful
whether there are any actual inscriptions which can be referred with
certainty to the language of the Ligures, but some other evidence seems
to link them with the -_CO_- peoples, whose early distribution is
discussed under VOLSCI and LIGURIA. (4) It is difficult to point to any
definite evidence by which we may determine the dates of the earliest
appearance of Gallic tribes in the north of Italy. No satisfactory
collection has been made of the Celtic inscriptions of Cisalpine Gaul,
though many are scattered about in different museums. For our present
purpose it is important to note that the archaeological stratification
in deposits like those of Bologna shows that the Gallic period
supervened upon the Etruscan. Until a scientific collection of the local
and personal names of this district has been made, and until the
archaeological evidence is clearly interpreted, it is impossible to go
beyond the region of conjecture as to the tribe or tribes occupying the
valley of the Po before the two invasions. It is clear, however, that
the Celtic and Etruscan elements together occupied the greater part of
the district between the Apennines and the Alps down to its
Romanization, which took place gradually in the course of the 2nd
century B.C. Their linguistic neighbours were Ligurian in the south and
south-west, and the Veneti on the east.
We know from the Roman historians that a large force of Gauls came as
far south as Rome in the year 390 B.C., and that some part of this horde
settled in what was henceforward known as the _Ager Gallicus_, the
easternmost strip of coast in what was later known as Umbria, including
the towns of Caesena, Ravenna and Ariminum. A bilingual inscription
(Gallic and Latin) of the 2nd century B.C. was found as far south as
Tuder, the modern Todi (_Italic Dialects_, ii. 528; Stokes,
_Bezzenberger's Beiträge_, 11, p. 113).
(5) Turning now to the languages which constitute the Italic group in
the narrower sense, (a) Oscan; (b) the dialect of Velitrae, commonly
called Volscian; (c) Latinian (i.e. Latin and its nearest congeners,
like Faliscan); and (d) Umbrian (or, as it may more safely be called,
Iguvine), two principles of classification offer themselves, of which
the first is purely linguistic, the second linguistic and topographical.
Writers on the ethnology of Italy have been hitherto content with the
first, namely, the broad distinction between the dialects which
preserved the Indo-European velars (especially the breathed plosive _q_)
as velars or back-palatals (gutturals), with or without the addition of
a _w_-sound, and the dialects which converted the velars wholly into
labials, for example, Latinian _quis_ contrasted with Oscan, Volscian
and Umbrian _pis_ (see further LATIN LANGUAGE).
This distinction, however, takes us but a little way towards an
historical grouping of the tribes, since the only Latinian dialects of
which, besides Latin, we have inscriptions are Faliscan and Marsian (see
FALISCI, MARSI); although the place-names of the Aequi (q.v.) suggest
that they belong to the same group in this respect. Except, therefore,
for a very small and apparently isolated area in the north of Latium and
south of Etruria, all the tribes of Italy, though their idioms differed
in certain particulars, are left undiscriminated. This presents a strong
contrast to the evidence of tradition, which asserts very strongly (1)
the identity of the Sabines and Samnites; (2) the conquest of an earlier
population by this tribe; and which affords (3) clear evidence of the
identity of the Sabines with the ruling class, i.e. the patricians, at
Rome itself (see SABINI; and ROME: _Early History and Ethnology_).
Some clue to this enigma may perhaps be found in the second principle of
classification proposed by the present writer at the Congresso
Internationale di Scienze Storiche at Rome (_Atti del Congresso_, ii) in
1903. It was on that occasion pointed out that the ethnica or tribal and
oppidan names of communities belonging to the Sabine stock were marked
by the use of the suffix -_NO_- as in _Sabini_; and that there was some
linguistic evidence that this stratum of population overcame an earlier
population, which used, generally, ethnica in -_CO_- or -_TI_- (as in
_Marruci_, _Ardeates_, transformed later into _Marrucini_, _Ardeatini_).
The validity of this distinction and its results are discussed under
SABINI and VOLSCI, but it is well to state here its chief consequences.
1. Latin will be counted the language of the earlier plebeian stratum of
the population of Rome and Latium, probably once spread over a large
area of the peninsula, and akin in some degree to the language or
languages spoken in north Italy before either the Etruscan or the Gallic
invasions began.
2. It would follow, on the other hand, that what is called Oscan
represented the language of the invading Sabines (more correctly
Safines), whose racial affinities would seem to be of a distinctly more
northern cast, and to mark them, like the Dorians or Achaeans in Greece,
as an early wave of the invaders who more than once in later history
have vitally influenced the fortunes of the tempting southern land into
which they forced their way.
3. What is called Volscian, known only from the important inscription of
the town of Velitrae, and what is called Umbrian, known from the famous
Iguvine Tables with a few other records, would be regarded as Safine
dialects, spoken by Safine communities who had become more or less
isolated in the midst of the earlier and possibly partly Etruscanized
populations, the result being that as early as the 4th century B.C.
their language had suffered corruptions which it escaped both in the
Samnite mountains and in the independent and self-contained community of
Rome.
For fuller details the reader must be referred to the separate
articles already mentioned, and to IGUVIUM, PICENUM, OSCA LINGUA,
MARSI, AEQUI, SICULI and LIGURIA. Such archaeological evidence as can
be connected with the linguistic data will there be discussed.
(R. S. C.)
B. CONSOLIDATION OF ITALY
We have seen that the name of Italy was originally applied only to the
southernmost part of the peninsula, and was only gradually extended so
as to comprise the central regions, such as Latium and Campania, which
were designated by writers as late as Thucydides and Aristotle as in
Opicia. The progress of this change cannot be followed in detail, but
there can be little doubt that the extension of the Roman arms, and the
gradual union of the nations of the peninsula under one dominant power,
would contribute to the introduction, or rather would make the necessity
felt, for the use of one general appellation. At first, indeed, the term
was apparently confined to the regions of the central and southern
districts, exclusive of Cisalpine Gaul and the whole tract north of the
Apennines, and this continued to be the official or definite
signification of the name down to the end of the republic. But the
natural limits of Italy are so clearly marked that the name came to be
generally employed as a geographical term at a much earlier period. Thus
we already find Polybius repeatedly applying it in this wider
signification to the whole country, as far as the foot of the Alps; and
it is evident from many passages in the Latin writers that this was the
familiar use of the term in the days of Cicero and Caesar. The official
distinction was, however, still retained. Cisalpine Gaul, including the
whole of northern Italy, still constituted a "province," an appellation
never applied to Italy itself. As such it was assigned to Julius Caesar,
together with Transalpine Gaul, and it was not till he crossed the
Rubicon that he entered Italy in the strict sense of the term.
Augustus was the first who gave a definite administrative organization
to Italy as a whole, and at the same time gave official sanction to that
wider acceptation of the name which had already established itself in
familiar usage, and which has continued to prevail ever since.
The division of Italy into eleven regions, instituted by Augustus for
administrative purposes, which continued in official use till the reign
of Constantine, was based mainly on the territorial divisions previously
existing, and preserved with few exceptions the ancient limits.
The first region comprised Latium (in the more extended sense of the
term, as including the land of the Volsci, Hernici and Aurunci),
together with Campania and the district of the Picentini. It thus
extended from the mouth of the Tiber to that of the Silarus (see
LATIUM).
The second region included Apulia and Calabria (the name by which the
Romans usually designated the district known to the Greeks as Messapia
or Iapygia), together with the land of the Hirpini, which had usually
been considered as a part of Samnium.
The third region contained Lucania and Bruttium; it was bounded on the
west coast by the Silarus, on the east by the Bradanus.
The fourth region comprised all the Samnites (except the Hirpini),
together with the Sabines and the cognate tribes of the Frentani,
Marrucini, Marsi, Peligni, Vestini and Aequiculi. It was separated from
Apulia on the south by the river Tifernus, and from Picenum on the north
by the Matrinus.
The fifth region was composed solely of Picenum, extending along the
coast of the Adriatic from the mouth of the Matrinus to that of the
Aesis, beyond Ancona.
The sixth region was formed by Umbria, in the more extended sense of the
term, as including the Ager Gallicus, along the coast of the Adriatic
from the Aesis to the Ariminus, and separated from Etruria on the west
by the Tiber.
The seventh region consisted of Etruria, which preserved its ancient
limits, extending from the Tiber to the Tyrrhenian Sea, and separated
from Liguria on the north by the river Macra.
The eighth region, termed Gallia Cispadana, comprised the southern
portion of Cisalpine Gaul, and was bounded on the north (as its name
implied) by the river Padus or Po, from above Placentia to its mouth. It
was separated from Etruria and Umbria by the main chain of the
Apennines; and the river Ariminus was substituted for the far-famed
Rubicon as its limit on the Adriatic.
[Illustration: Map of Italy (Ancient)]
The ninth region comprised Liguria, extending along the sea-coast from
the Varus to the Macra, and inland as far as the river Padus, which
constituted its northern boundary from its source in Mount Vesulus to
its confluence with the Trebia just above Placentia.
The tenth region included Venetia from the Padus and Adriatic to the
Alps, to which was annexed the neighbouring peninsula of Istria, and to
the west the territory of the Cenomani, a Gaulish tribe, extending from
the Athesis to the Addua, which had previously been regarded as a part
of Gallia Cisalpina.
The eleventh region, known as Gallia Transpadana, included all the rest
of Cisalpine Gaul from the Padus on the south and the Addua on the east
to the foot of the Alps.
The arrangements thus established by Augustus continued almost unchanged
till the time of Constantine, and formed the basis of all subsequent
administrative divisions until the fall of the Western empire.
Roads.
The mainstay of the Roman military control of Italy first, and of the
whole empire afterwards, was the splendid system of roads. As the
supremacy of Rome extended itself over Italy, the Roman road system grew
step by step, each fresh conquest being marked by the pushing forward of
roads through the heart of the newly-won territory, and the
establishment of fortresses in connexion with them. It was in Italy that
the military value of a network of roads was first appreciated by the
Romans, and the lesson stood them in good stead in the provinces. And it
was for military reasons that from mere cart-tracks they were developed
into permanent highways (T. Ashby, in _Papers of the British School at
Rome_, i. 129). From Rome itself roads radiated in all directions.
Communications with the south-east were mainly provided by the Via Appia
(the "queen of Roman roads," as Statius called it) and the Via Latina,
which met close to Casilinum, at the crossing of the Volturnus, 3 m.
N.W. of Capua, the second city in Italy in the 3rd century B.C., and the
centre of the road system of Campania. Here the Via Appia turned
eastward towards Beneventum, while the Via Popilia continued in a
south-easterly direction through the Campanian plain and thence
southwards through the mountains of Lucania and Bruttii as far as
Rhegium. Coast roads of minor importance as means of through
communication also existed on both sides of the "toe" of the boot. Other
roads ran south from Capua to Cumae, Puteoli (the most important harbour
of Campania), and Neapolis, which could also be reached by a coast road
from Minturnae on the Via Appia. From Beneventum, another important road
centre, the Via Appia itself ran south-east through the mountains past
Venusia to Tarentum on the south-west coast of the "heel," and thence
across Calabria to Brundusium, while Trajan's correction of it,
following an older mule-track, ran north-east through the mountains and
then through the lower ground of Apulia, reaching the coast at Barium.
Both met at Brundusium, the principal port for the East. From Aequum
Tuticum, on the Via Traiana, the Via Herculia ran to the south-east,
crossing the older Via Appia, then south to Potentia and so on to join
the Via Popilia in the centre of Lucania.
The only highroad of importance which left Rome and ran eastwards, the
Via Valeria, was not completed as far as the Adriatic before the time of
Claudius; but on the north and north-west started the main highways
which communicated with central and northern Italy, and with all that
part of the Roman empire which was accessible by land. The Via Salaria,
a very ancient road, with its branch, the Via Caecilia, ran
north-eastwards to the Adriatic coast and so also did the Via Flaminia,
which reached the coast at Fanum Fortunae, and thence followed it to
Ariminum. The road along the east coast from Fanum Fortunae down to
Barium, which connected the terminations of the Via Salaria and Via
Valeria, and of other roads farther south crossing from Campania, had no
special name in ancient times, as far as we know. The Via Flaminia was
the earliest and most important road to the north; and it was soon
extended (in 187 B.C.) by the Via Aemilia running through Bononia as
far as Placentia, in an almost absolutely straight line between the
plain of the Po and the foot of the Apennines. In the same year a road
was constructed over the Apennines from Bononia to Arretium, but it is
difficult to suppose that it was not until later that the Via Cassia was
made, giving a direct communication between Arretium and Rome. The Via
Clodia was an alternative route to the Cassia for the first portion out
of Rome, a branch having been built at the same time from Florentia to
Lucca and Luna. Along the west coast the Via Aurelia ran up to Pisa and
was continued by another Via Aemilia to Genoa. Thence the Via Postumia
led to Dertona, Placentia and Cremona, while the Via Aemilia and the Via
Julia Augusta continued along the coast into Gallia Narbonensis.
The road system of Cisalpine Gaul was mainly conditioned by the rivers
which had to be crossed, and the Alpine passes which had to be
approached.
Cremona, on the north bank of the Po, was an important meeting point of
roads and Postilia (Ostiglia) another; so also was Patavium, farther
east, and Altinum and Aquileia farther east still. Roads, indeed, were
almost as plentiful as railways at the present day in the basin of the
Po.
As to the roads leading out of Italy, from Aquileia roads diverged
northward into Raetia, eastward to Noricum and Pannonia, and southwards
to the Istrian and Dalmatian coasts. Farther west came the roads over
the higher Alpine passes--the Brenner from Verona, the Septimer and the
Splügen from Clavenna (Chiavenna), the Great and the Little St Bernard
from Augusta Praetoria (Aosta), and the Mont Genèvre from Augusta
Taurinorum (Turin).
Westward two short but important roads led on each side of the Tiber to
the great harbour at its mouth; while the coast of Latium was supplied
with a coast road by Septimius Severus. To the south-west the roads were
short and of little importance.
On ancient Italian geography in general see articles in Pauly-Wissowa,
_Realencyclopädie_ (1899, sqq.); _Corpus inscriptionum Latinarum_
(Berlin, 1862 sqq.); G. Strafforello, _Geografia dell' Italia_ (Turin,
1890-1892); H. Nissen, _Italische Landeskunde_ (Berlin, 1883-1902);
also references in articles ROME, LATIUM, &c. (T. As.)
C. FROM 476 to 1796
The year 476 opened a new age for the Italian people. Odoacer, a chief
of the Herulians, deposed Romulus, the last Augustus of the West, and
placed the peninsula beneath the titular sway of the Byzantine emperors.
At Pavia the barbarian conquerors of Italy proclaimed him king, and he
received from Zeno the dignity of Roman patrician. Thus began that
system of mixed government, Teutonic and Roman, which, in the absence of
a national monarch, impressed the institutions of new Italy from the
earliest date with dualism. The same revolution vested supreme authority
in a non-resident and inefficient autocrat, whose title gave him the
right to interfere in Italian affairs, but who lacked the power and will
to rule the people for his own or their advantage. Odoacer inaugurated
that long series of foreign rulers--Greeks, Franks, Germans, Spaniards
and Austrians--who have successively contributed to the misgovernment of
Italy from distant seats of empire.
I. _Gothic and Lombard Kingdoms._--In 488 Theodoric, king of the East
Goths, received commission from the Greek emperor, Zeno, to undertake
the affairs of Italy. He defeated Odoacer, drove him to Ravenna,
besieged him there, and in 493 completed the conquest of the country by
murdering the Herulian chief with his own hand. Theodoric respected the
Roman institutions which he found in Italy, held the Eternal City
sacred, and governed by ministers chosen from the Roman population. He
settled at Ravenna, which had been the capital of Italy since the days
of Honorius, and which still testifies by its monuments to the Gothic
chieftain's Romanizing policy. Those who believe that the Italians would
have gained strength by unification in a single monarchy must regret
that this Gothic kingdom lacked the elements of stability. The Goths,
except in the valley of the Po, resembled an army of occupation rather
than a people numerous enough to blend with the Italic stock. Though
their rule was favourable to the Romans, they were Arians; and
religious differences, combined with the pride and jealousies of a
nation accustomed to imperial honours, rendered the inhabitants of Italy
eager to throw off their yoke. When, therefore, Justinian undertook the
reconquest of Italy, his generals, Belisarius and Narses, were supported
by the south. The struggle of the Greeks and the Goths was carried on
for fourteen years, between 539 and 553, when Teias, the last Gothic
king, was finally defeated in a bloody battle near Vesuvius. At its
close the provinces of Italy were placed beneath Greek dukes, controlled
by a governor-general, entitled exarch, who ruled in the Byzantine
emperor's name at Ravenna.
The Lombards.
This new settlement lasted but a few years. Narses had employed Lombard
auxiliaries in his campaigns against the Goths; and when he was recalled
by an insulting message from the empress in 565, he is said to have
invited this fiercest and rudest of the Teutonic clans to seize the
spoils of Italy. Be this as it may, the Lombards, their ranks swelled by
the Gepidae, whom they had lately conquered, and by the wrecks of other
barbarian tribes, passed southward under their king Alboin in 568. The
Herulian invaders had been but a band of adventurers; the Goths were an
army; the Lombards, far more formidable, were a nation in movement.
Pavia offered stubborn resistance; but after a three years' siege it was
taken, and Alboin made it the capital of his new kingdom.
In order to understand the future history of Italy, it is necessary to
form a clear conception of the method pursued by the Lombards in their
conquest. Penetrating the peninsula, and advancing like a glacier or
half-liquid stream of mud, they occupied the valley of the Po, and moved
slowly downward through the centre of the country. Numerous as they were
compared with their Gothic predecessors, they had not strength or
multitude enough to occupy the whole peninsula. Venice, which since the
days of Attila had offered an asylum to Roman refugees from the northern
cities, was left untouched. So was Genoa with its Riviera. Ravenna,
entrenched within her lagoons, remained a Greek city. Rome, protected by
invincible prestige, escaped. The sea-coast cities of the south, and the
islands, Sicily, Sardinia and Corsica, preserved their independence.
Thus the Lombards neither occupied the extremities nor subjugated the
brain-centre of the country. The strength of Alboin's kingdom was in the
north; his capital, Pavia. As his people pressed southward, they omitted
to possess themselves of the coasts; and what was worse for the future
of these conquerors, the original impetus of the invasion was checked by
the untimely murder of Alboin in 573. After this event, the
semi-independent chiefs of the Lombard tribe, who borrowed the title of
dukes from their Roman predecessors, seem to have been contented with
consolidating their power in the districts each had occupied. The
duchies of Spoleto in the centre, and of Benevento in the south,
inserted wedge-like into the middle of the peninsula, and enclosing
independent Rome, were but loosely united to the kingdom at Pavia. Italy
was broken up into districts, each offering points for attack from
without, and fostering the seeds of internal revolution. Three separate
capitals must be discriminated--Pavia, the seat of the new Lombard
kingdom; Ravenna, the garrison city of the Byzantine emperor; and Rome,
the rallying point of the old nation, where the successor of St Peter
was already beginning to assume that national protectorate which proved
so influential in the future.
It is not necessary to write the history of the Lombard kingdom in
detail. Suffice it to say that the rule of the Lombards proved at first
far more oppressive to the native population, and was less intelligent
of their old customs, than that of the Goths had been. Wherever the
Lombards had the upper hand, they placed the country under military
rule, resembling in its general character what we now know as the feudal
system. Though there is reason to suppose that the Roman laws were still
administered within the cities, yet the Lombard code was that of the
kingdom; and the Lombards being Arians, they added the oppression of
religious intolerance to that of martial despotism and barbarous
cupidity. The Italians were reduced to the last extremity when Gregory
the Great (590-604), having strengthened his position by diplomatic
relations with the duchy of Spoleto, and brought about the conversion of
the Lombards to orthodoxy, raised the cause of the remaining Roman
population throughout Italy. The fruit of his policy, which made of Rome
a counterpoise against the effete empire of the Greeks upon the one hand
and against the pressure of the feudal kingdom on the other, was seen in
the succeeding century. When Leo the Isaurian published his decrees
against the worship of images in 726, Gregory II. allied himself with
Liudprand, the Lombard king, threw off allegiance to Byzantium, and
established the autonomy of Rome. This pope initiated the dangerous
policy of playing one hostile force off against another with a view to
securing independence. He used the Lombards in his struggle with the
Greeks, leaving to his successors the duty of checking these unnatural
allies. This was accomplished by calling the Franks in against the
Lombards. Liudprand pressed hard, not only upon the Greek dominions of
the exarchate, but also upon Rome. His successors, Rachis and Aistolf,
attempted to follow the same game of conquest. But the popes, Gregory
III., Zachary and Stephen II., determining at any cost to espouse the
national cause and to aggrandize their own office, continued to rely
upon the Franks. Pippin twice crossed the Alps, and forced Aistolf to
relinquish his acquisitions, including Ravenna, Pentapolis, the coast
towns of Romagna and some cities in the duchy of Spoleto. These he
handed over to the pope of Rome. This donation of Pippin in 756
confirmed the papal see in the protectorate of the Italic party, and
conferred upon it sovereign rights. The virtual outcome of the contest
carried on by Rome since the year 726 with Byzantium and Pavia was to
place the popes in the position held by the Greek exarch, and to confirm
the limitation of the Lombard kingdom. We must, however, be cautious to
remember that the south of Italy was comparatively unaffected. The dukes
of the Greek empire and the Lombard dukes of Benevento, together with a
few autonomous commercial cities, still divided Italy below the Campagna
of Rome (see LOMBARDS).
Charles the Great and the Carolingians.
II. _Frankish Emperors._--The Franko-Papal alliance, which conferred a
crown on Pippin and sovereign rights upon the see of Rome, held within
itself that ideal of mutually supporting papacy and empire which
exercised so powerful an influence in medieval history. When Charles the
Great (Charlemagne) deposed his father-in-law Desiderius, the last
Lombard king, in 774, and when he received the circlet of the empire
from Leo III. at Rome in 800, he did but complete and ratify the compact
offered to his grandfather, Charles Martel, by Gregory III. The
relations between the new emperor and the pope were ill defined; and
this proved the source of infinite disasters to Italy and Europe in the
sequel. But for the moment each seemed necessary to the other; and that
sufficed. Charles took possession of the kingdom of Italy, as limited by
Pippin's settlement. The pope was confirmed in his rectorship of the
cities ceded by Aistolf, with the further understanding, tacit rather
than expressed, that, even as he had wrung these provinces for the
Italic people from both Greeks and Lombards, so in the future he might
claim the protectorate of such portions of Italy, external to the
kingdom, as he should be able to acquire. This, at any rate, seems to be
the meaning of that obscure re-settlement of the peninsula which Charles
effected. The kingdom of Italy, transmitted on his death by Charles the
Great, and afterwards confirmed to his grandson Lothar by the peace of
Verdun in 843, stretched from the Alps to Terracina. The duchy of
Benevento remained tributary, but independent. The cities of Gaeta and
Naples, Sicily and the so-called Theme of Lombardy in South Apulia and
Calabria, still recognized the Byzantine emperor. Venice stood aloof,
professing a nominal allegiance to the East. The parcels into which the
Lombards had divided the peninsula remained thus virtually unaltered,
except for the new authority acquired by the see of Rome.
Internally Charles left the affairs of the Italian kingdom much as he
found them, except that he appears to have pursued the policy of
breaking up the larger fiefs of the Lombards, substituting counts for
their dukes, and adding to the privileges of the bishops. We may reckon
these measures among the earliest advantages extended to the cities,
which still contained the bulk of the old Roman population, and which
were destined to intervene with decisive effect two centuries later in
Italian history. It should also here be noticed that the changes
introduced into the holding of the fiefs, whether by altering their
boundaries or substituting Frankish for Lombard vassals, were chief
among the causes why the feudal system took no permanent hold in Italy.
Feudalism was not at any time a national institution. The hierarchy of
dukes and marquises and counts consisted of foreign soldiers imposed on
the indigenous inhabitants; and the rapid succession of conquerors,
Lombards, Franks and Germans following each other at no long interval,
and each endeavouring to weaken the remaining strength of his
predecessor, prevented this alien hierarchy from acquiring fixity by
permanence of tenure. Among the many miseries inflicted upon Italy by
the frequent changes of her northern rulers, this at least may be
reckoned a blessing.
Frankish and Italian kings.
The Italians acknowledged eight kings of the house of Charles the Great,
ending in Charles the Fat, who was deposed in 888. After them followed
ten sovereigns, some of whom have been misnamed Italians by writers too
eager to catch at any resemblance of national glory for a people passive
in the hands of foreign masters. The truth is that no period in Italian
history was less really glorious than that which came to a close in 961
by Berengar II.'s cession of his rights to Otto the Great. It was a
period marked in the first place by the conquests of the Saracens, who
began to occupy Sicily early in the 9th century, overran Calabria and
Apulia, took Bari and threatened Rome. In the second place it was marked
by a restoration of the Greeks to power. In 890 they established
themselves again at Bari, and ruled the Theme of Lombardy by means of an
officer entitled Catapan. In the third place it was marked by a decline
of good government in Rome. Early in the 10th century the papacy fell
into the hands of a noble family, known eventually as the counts of
Tusculum, who almost succeeded in rendering the office hereditary, and
in uniting the civil and ecclesiastical functions of the city under a
single member of their house. It is not necessary to relate the scandals
of Marozia's and Theodora's female reign, the infamies of John XII. or
the intrigues which tended to convert Rome into a duchy. The most
important fact for the historian of Italy to notice is that during this
time the popes abandoned, not only their high duties as chiefs of
Christendom, but also their protectorate of Italian liberties. A fourth
humiliating episode in this period was the invasion of the Magyar
barbarians, who overran the north of Italy, and reduced its fairest
provinces to the condition of a wilderness. Anarchy and misery are
indeed the main features of that long space of time which elapsed
between the death of Charles the Great and the descent of Otto. Through
the almost impenetrable darkness and confusion we only discern this
much, that Italy was powerless to constitute herself a nation.
The discords which followed on the break-up of the Carolingian power,
and the weakness of the so-called Italian emperors, who were unable to
control the feudatories (marquises of Ivrea and Tuscany, dukes of Friuli
and Spoleto), from whose ranks they sprang, exposed Italy to
ever-increasing misrule. The country by this time had become thickly
covered over with castles, the seats of greater or lesser nobles, all of
whom were eager to detach themselves from strict allegiance to the
"Regno." The cities, exposed to pillage by Huns in the north and
Saracens in the south, and ravaged on the coast by Norse pirates,
asserted their right to enclose themselves with walls, and taught their
burghers the use of arms. Within the circuit of their ramparts, the
bishops already began to exercise authority in rivalry with the counts,
to whom, since the days of Theodoric, had been entrusted the government
of the Italian burghs. Agreeably to feudal customs, these nobles, as
they grew in power, retired from the town, and built themselves
fortresses on points of vantage in the neighbourhood. Thus the titular
king of Italy found himself simultaneously at war with those great
vassals who had chosen him from their own class, with the turbulent
factions of the Roman aristocracy, with unruly bishops in the growing
cities and with the multitude of minor counts and barons who occupied
the open lands, and who changed sides according to the interests of the
moment. The last king of the quasi-Italian succession, Berengar II.,
marquis of Ivrea (951-961), made a vigorous effort to restore the
authority of the regno; and had he succeeded, it is not impossible that
now at the last moment Italy might have become an independent nation.
But this attempt at unification was reckoned to Berengar for a crime. He
only won the hatred of all classes, and was represented by the obscure
annalists of that period as an oppressor of the church and a remorseless
tyrant. In Italy, divided between feudal nobles and almost hereditary
ecclesiastics, of foreign blood and alien sympathies, there was no
national feeling. Berengar stood alone against a multitude, unanimous in
their intolerance of discipline. His predecessor in the kingdom, Lothar,
had left a young and beautiful widow, Adelheid. Berengar imprisoned her
upon the Lake of Como, and threatened her with a forced marriage to his
son Adalbert. She escaped to the castle of Canossa, where the great
count of Tuscany espoused her cause, and appealed in her behalf to Otto
the Saxon. The king of Germany descended into Italy, and took Adelheid
in marriage. After this episode Berengar was more discredited and
impotent than ever. In the extremity of his fortunes he had recourse
himself to Otto, making a formal cession of the Italian kingdom, in his
own name and that of his son Adalbert, to the Saxon as his overlord. By
this slender tie the crown of Italy was joined to that of Germany; and
the formal right of the elected king of Germany to be considered king of
Italy and emperor may be held to have accrued from this epoch.
Saxon and Franconian emperors.
III. _The German Emperors._--Berengar gained nothing by his act of
obedience to Otto. The great Italian nobles, in their turn, appealed to
Germany. Otto entered Lombardy in 961, deposed Berengar, assumed the
crown in San Ambrogio at Milan, and in 962 was proclaimed emperor by
John XII. at Rome. Henceforward Italy changed masters according as one
or other of the German families assumed supremacy beyond the Alps. It is
one of the strongest instances furnished by history of the fascination
exercised by an idea that the Italians themselves should have grown to
glory in this dependence of their nation upon Caesars who had nothing
but a name in common with the Roman Imperator of the past.
The first thing we have to notice in this revolution which placed Otto
the Great upon the imperial throne is that the Italian kingdom, founded
by the Lombards, recognized by the Franks and recently claimed by
eminent Italian feudatories, virtually ceased to exist. It was merged in
the German kingdom; and, since for the German princes Germany was of
necessity their first care, Italy from this time forward began to be
left more and more to herself. The central authority of Pavia had always
been weak; the regno had proved insufficient to combine the nation. But
now even that shadow of union disappeared, and the Italians were
abandoned to the slowly working influences which tended to divide them
into separate states. The most brilliant period of their chequered
history, the period which includes the rise of communes, the exchange of
municipal liberty for despotism and the gradual discrimination of the
five great powers (Milan, Venice, Florence, the Papacy and the kingdom
of Naples), now begins. Among the centrifugal forces which determined
the future of the Italian race must be reckoned, first and foremost, the
new spirit of municipal independence. We have seen how the cities
enclosed themselves with walls, and how the bishops defined their
authority against that of the counts. Otto encouraged this revolution by
placing the enclosures of the chief burghs beyond the jurisdiction of
the counts. Within those precincts the bishops and the citizens were
independent of all feudal masters but the emperor. He further broke the
power of the great vassals by redivisions of their feuds, and by the
creation of new marches which he assigned to his German followers. In
this way, owing to the dislocation of the ancient aristocracy, to the
enlarged jurisdiction of a power so democratic as the episcopate, and to
the increased privileges of the burghs, feudalism received a powerful
check in Italy. The Italian people, that people which gave to the world
the commerce and the arts of Florence, was not indeed as yet apparent.
But the conditions under which it could arise, casting from itself all
foreign and feudal trammels, recognizing its true past in ancient Rome,
and reconstructing a civility out of the ruins of those glorious
memories, were now at last granted. The nobles from this time forward
retired into the country and the mountains, fortified themselves in
strong places outside the cities, and gave their best attention to
fostering the rural population. Within the cities and upon the open
lands the Italians, in this and the next century, doubled, trebled and
quadrupled their numbers. A race was formed strong enough to keep the
empire itself in check, strong enough, except for its own internecine
contests, to have formed a nation equal to its happier neighbours.
The recent scandals of the papacy induced Otto to deprive the Romans of
their right to elect popes. But when he died in 973, his son Otto II.
(married to Theophano of the imperial Byzantine house) and his grandson,
Otto III., who descended into Italy in 996, found that the affairs of
Rome and of the southern provinces were more than even their imperial
powers could cope with. The faction of the counts of Tusculum raised its
head from time to time in the Eternal City, and Rome still claimed to be
a commonwealth. Otto III.'s untimely death in 1002 introduced new
discords. Rome fell once more into the hands of her nobles. The Lombards
chose Ardoin, marquis of Ivrea, for king, and Pavia supported his claims
against those of Henry of Bavaria, who had been elected in Germany.
Milan sided with Henry; and this is perhaps the first eminent instance
of cities being reckoned powerful allies in the Italian disputes of
sovereigns. It is also the first instance of that bitter feud between
the two great capitals of Lombardy, a feud rooted in ancient antipathies
between the Roman population of Mediolanum and the Lombard garrison of
Alboin's successors, which proved so disastrous to the national cause.
Ardoin retired to a monastery, where he died in 1015. Henry nearly
destroyed Pavia, was crowned in Rome and died in 1024. After this event
Heribert, the archbishop of Milan, invited Conrad, the Franconian king
of Germany, into Italy, and crowned him with the iron crown of the
kingdom.
Heribert and the Lombard burghs.
The intervention of this man, Heribert, compels us to turn a closer
glance upon the cities of North Italy. It is here, at the present epoch
and for the next two centuries, that the pith and nerve of the Italian
nation must be sought; and among the burghs of Lombardy, Milan, the
eldest daughter of ancient Rome, assumes the lead. In Milan we hear for
the first time the word _Comune_. In Milan the citizens first form
themselves into a _Parlamento_. In Milan the archbishop organizes the
hitherto voiceless, defenceless population into a community capable of
expressing its needs, and an army ready to maintain its rights. To
Heribert is attributed the invention of the _Carroccio_, which played so
singular and important a part in the warfare of Italian cities. A huge
car drawn by oxen, bearing the standard of the burgh, and carrying an
altar with the host, this carroccio, like the ark of the Israelites,
formed a rallying point in battle, and reminded the armed artisans that
they had a city and a church to fight for. That Heribert's device proved
effectual in raising the spirit of his burghers, and consolidating them
into a formidable band of warriors, is shown by the fact that it was
speedily adopted in all the free cities. It must not, however, be
supposed that at this epoch the liberties of the burghs were fully
developed. The mass of the people remained unrepresented in the
government; and even if the consuls existed in the days of Heribert,
they were but humble legal officers, transacting business for their
constituents in the courts of the bishop and his viscount. It still
needed nearly a century of struggle to render the burghers independent
of lordship, with a fully organized commune, self-governed in its
several assemblies. While making these reservations, it is at the same
time right to observe that certain Italian communities were more
advanced upon the path of independence than others. This is specially
the case with the maritime ports. Not to mention Venice, which has not
yet entered the Italian community, and remains a Greek free city, Genoa
and Pisa were rapidly rising into ill-defined autonomy. Their command of
fleets gave them incontestable advantages, as when, for instance, Otto
II. employed the Pisans in 980 against the Greeks in Lower Italy, and
the Pisans and Genoese together attacked the Saracens of Sardinia in
1017. Still, speaking generally, the age of independence for the burghs
had only begun when Heribert from Milan undertook the earliest
organization of a force that was to become paramount in peace and war.
Rome.
Next to Milan, and from the point of view of general politics even more
than Milan, Rome now claims attention. The destinies of Italy depended
upon the character which the see of St Peter should assume. Even the
liberties of her republics in the north hung on the issue of a contest
which in the 11th and 12th centuries shook Europe to its farthest
boundaries. So fatally were the internal affairs of that magnificent but
unhappy country bound up with concerns which brought the forces of the
civilized world into play. Her ancient prestige, her geographical
position and the intellectual primacy of her most noble children
rendered Italy the battleground of principles that set all Christendom
in motion, and by the clash of which she found herself for ever
afterwards divided. During the reign of Conrad II., the party of the
counts of Tusculum revived in Rome; and Crescentius, claiming the title
of consul in the imperial city, sought once more to control the election
of the popes. When Henry III., the son of Conrad, entered Italy in 1046,
he found three popes in Rome. These he abolished, and, taking the
appointment into his own hands, gave German bishops to the see. The
policy thus initiated upon the precedent laid down by Otto the Great was
a remedy for pressing evils. It saved Rome from becoming a duchy in the
hands of the Tusculum house. But it neither raised the prestige of the
papacy, nor could it satisfy the Italians, who rightly regarded the
Roman see as theirs. These German popes were short-lived and
inefficient. Their appointment, according to notions which defined
themselves within the church at this epoch, was simoniacal; and during
the long minority of Henry IV., who succeeded his father in 1056, the
terrible Tuscan monk, Hildebrand of Soana, forged weapons which he used
with deadly effect against the presumption of the empire. The condition
of the church seemed desperate, unless it could be purged of crying
scandals--of the subjection of the papacy to the great Roman nobles, of
its subordination to the German emperor and of its internal
demoralization. It was Hildebrand's policy throughout three papacies,
during which he controlled the counsels of the Vatican, and before he
himself assumed the tiara, to prepare the mind of Italy and Europe for a
mighty change. His programme included these three points: (1) the
celibacy of the clergy; (2) the abolition of ecclesiastical appointments
made by the secular authority; (3) the vesting of the papal election in
the hands of the Roman clergy and people, presided over by the curia of
cardinals. How Hildebrand paved the way for these reforms during the
pontificates of Nicholas II. and Alexander II., how he succeeded in
raising the papal office from the depths of degradation and subjection
to illimitable sway over the minds of men in Europe, and how his warfare
with the empire established on a solid basis the still doubtful
independence of the Italian burghs, renewing the long neglected
protectorate of the Italian race, and bequeathing to his successors a
national policy which had been forgotten by the popes since his great
predecessor Gregory II., forms a chapter in European history which must
now be interrupted. We have to follow the fortunes of unexpected allies,
upon whom in no small measure his success depended.
Norman conquest of the Two Sicilies.
In order to maintain some thread of continuity through the perplexed and
tangled vicissitudes of the Italian race, it has been necessary to
disregard those provinces which did not immediately contribute to the
formation of its history. For this reason we have left the whole of the
south up to the present point unnoticed. Sicily in the hands of the
Mussulmans, the Theme of Lombardy abandoned to the weak suzerainty of
the Greek catapans, the Lombard duchy of Benevento slowly falling to
pieces and the maritime republics of Naples, Gaeta and Amalfi extending
their influence by commerce in the Mediterranean, were in effect
detached from the Italian regno, beyond the jurisidiction of Rome,
included in no parcel of Italy proper. But now the moment had arrived
when this vast group of provinces, forming the future kingdom of the Two
Sicilies, was about to enter definitely and decisively within the bounds
of the Italian community. Some Norman adventurers, on pilgrimage to St
Michael's shrine on Monte Gargano, lent their swords in 1017 to the
Lombard cities of Apulia against the Greeks. Twelve years later we find
the Normans settled at Aversa under their Count Rainulf. From this
station as a centre the little band of adventurers, playing the Greeks
off against the Lombards, and the Lombards against the Greeks, spread
their power in all directions, until they made themselves the most
considerable force in southern Italy. William of Hauteville was
proclaimed count of Apulia. His half-brother, Robert Wiskard or
Guiscard, after defeating the papal troops at Civitella in 1053,
received from Leo IX. the investiture of all present and future
conquests in Apulia, Calabria and Sicily, which he agreed to hold as
fiefs of the Holy See. Nicholas II. ratified this grant, and confirmed
the title of count. Having consolidated their possessions on the
mainland, the Normans, under Robert Guiscard's brother, the great Count
Roger, undertook the conquest of Sicily in 1060. After a prolonged
struggle of thirty years, they wrested the whole island from the
Saracens; and Roger, dying in 1101, bequeathed to his son Roger a
kingdom in Calabria and Sicily second to none in Europe for wealth and
magnificence. This, while the elder branch of the Hauteville family
still held the title and domains of the Apulian duchy; but in 1127, upon
the death of his cousin Duke William, Roger united the whole of the
future realm. In 1130 he assumed the style of king of Sicily, inscribing
upon his sword the famous hexameter--
"Appulus et Calaber Siculus mihi servit et Afer."
This Norman conquest of the two Sicilies forms the most romantic episode
in medieval Italian history. By the consolidation of Apulia, Calabria
and Sicily into a powerful kingdom, by checking the growth of the
maritime republics and by recognizing the over-lordship of the papal
see, the house of Hauteville influenced the destinies of Italy with more
effect than any of the princes who had previously dealt with any portion
of the peninsula. Their kingdom, though Naples was from time to time
separated from Sicily, never quite lost the cohesion they had given it;
and all the disturbances of equilibrium in Italy were due in after days
to papal manipulation of the rights acquired by Robert Guiscard's act of
homage. The southern regno, in the hands of the popes, proved an
insurmountable obstacle to the unification of Italy, led to French
interference in Italian affairs, introduced the Spaniard and maintained
in those rich southern provinces the reality of feudal sovereignty long
after this alien element had been eliminated from the rest of Italy (see
NORMANS; SICILY: _History_).
War of investitures.
For the sake of clearness, we have anticipated the course of events by
nearly a century. We must now return to the date of Hildebrand's
elevation to the papacy in 1073, when he chose the memorable name of
Gregory VII. In the next year after his election Hildebrand convened a
council, and passed measures enforcing the celibacy of the clergy. In
1075 he caused the investiture of ecclesiastical dignitaries by secular
potentates of any degree to be condemned. These two reforms, striking at
the most cherished privileges and most deeply-rooted self-indulgences of
the aristocratic caste in Europe, inflamed the bitterest hostility.
Henry IV., king of Germany, but not crowned emperor, convened a diet in
the following year at Worms, where Gregory was deposed and
excommunicated. The pope followed with a counter excommunication, far
more formidable, releasing the king's subjects from their oaths of
allegiance. War was thus declared between the two chiefs of western
Christendom, that war of investitures which out-lasted the lives of both
Gregory and Henry, and was not terminated till the year 1122. The
dramatic episodes of this struggle are too well known to be enlarged
upon. In his single-handed duel with the strength of Germany, Gregory
received material assistance from the Countess Matilda of Tuscany. She
was the last heiress of the great house of Canossa, whose fiefs
stretched from Mantua across Lombardy, passed the Apennines, included
the Tuscan plains, and embraced a portion of the duchy of Spoleto. It
was in her castle of Canossa that Henry IV. performed his three days'
penance in the winter of 1077; and there she made the cession of her
vast domains to the church. That cession, renewed after the death of
Gregory to his successors, conferred upon the popes indefinite rights,
of which they afterwards availed themselves in the consolidation of
their temporal power. Matilda died in the year 1115. Gregory had passed
before her from the scene of his contest, an exile at Salerno, whither
Robert Guiscard carried him in 1084 from the anarchy of rebellious Rome.
With unbroken spirit, though the objects of his life were unattained,
though Italy and Europe had been thrown into confusion, and the issue of
the conflict was still doubtful, Gregory expired in 1085 with these
words on his lips: "I loved justice, I hated iniquity, therefore in
banishment I die."
The greatest of the popes thus breathed his last; but the new spirit he
had communicated to the papacy was not destined to expire with him.
Gregory's immediate successors, Victor III., Urban II. and Paschal II.,
carried on his struggle with Henry IV. and his imperial antipopes,
encouraging the emperor's son to rebel against him, and stirring up
Europe for the first crusade. When Henry IV. died, his own son's
prisoner, in 1106, Henry V. crossed the Alps, entered Rome, wrung the
imperial coronation from Paschal II. and compelled the pope to grant his
claims on the investitures. Scarcely had he returned to Germany when the
Lateran disavowed all that the pope had done, on the score that it had
been extorted by force. France sided with the church. Germany rejected
the bull of investiture. A new descent into Italy, a new seizure of
Rome, proved of no avail. The emperor's real weakness was in Germany,
where his subjects openly expressed their discontent. He at last
abandoned the contest which had distracted Europe. By the concordat of
Worms, 1122, the emperor surrendered the right of investiture by ring
and staff, and granted the right of election to the clergy. The popes
were henceforth to be chosen by the cardinals, the bishops by the
chapters subject to the pope's approval. On the other hand the pope
ceded to the emperor the right of investiture by the sceptre. But the
main issue of the struggle was not in these details of ecclesiastical
government; principles had been at stake far deeper and more widely
reaching. The respective relations of pope and emperor, ill-defined in
the compact between Charles the Great and Leo III., were brought in
question, and the two chief potentates of Christendom, no longer tacitly
concordant, stood against each other in irreconcilable rivalry. Upon
this point, though the battle seemed to be a drawn one, the popes were
really victors. They remained independent of the emperor, but the
emperor had still to seek the crown at their hands. The pretensions of
Otto the Great and Henry III. to make popes were gone for ever (see
PAPACY; INVESTITURE).
Rise of free cities.
IV. _Age of the Communes._--The final gainers, however, by the war of
investitures were the Italians. In the first place, from this time
forward, owing to the election of popes by the Roman curia, the Holy See
remained in the hands of Italians; and this, though it was by no means
an unmixed good, was a great glory to the nation. In the next place, the
antagonism of the popes to the emperors, which became hereditary in the
Holy College, forced the former to assume the protectorate of the
national cause. But by far the greatest profit the Italians reaped was
the emancipation of their burghs. During the forty-seven years' war,
when pope and emperor were respectively bidding for their alliance, and
offering concessions to secure their support, the communes grew in
self-reliance, strength and liberty. As the bishops had helped to free
them from subservience to their feudal masters, so the war of
investitures relieved them of dependence on their bishops. The age of
real autonomy, signalized by the supremacy of consuls in the cities, had
arrived.
In the republics, as we begin to know them after the war of
investitures, government was carried on by officers called consuls,
varying in number according to custom and according to the division of
the town into districts. These magistrates, as we have already seen,
were originally appointed to control and protect the humbler classes.
But, in proportion as the people gained more power in the field the
consuls rose into importance, superseded the bishops and began to
represent the city in transactions with its neighbours. Popes and
emperors who needed the assistance of a city, had to seek it from the
consuls, and thus these officers gradually converted an obscure and
indefinite authority into what resembles the presidency of a
commonwealth. They were supported by a deliberative assembly, called
_credenza_, chosen from the more distinguished citizens. In addition to
this privy council, we find a _gran consiglio_, consisting of the
burghers who had established the right to interfere immediately in
public affairs, and a still larger assembly called _parlamento_, which
included the whole adult population. Though the institutions of the
communes varied in different localities, this is the type to which they
all approximated. It will be perceived that the type was rather
oligarchical than strictly democratic. Between the parlamento and the
consuls with their privy council, or credenza, was interposed the gran
consiglio of privileged burghers. These formed the aristocracy of the
town, who by their wealth and birth held its affairs within their
custody. There is good reason to believe that, when the term _popolo_
occurs, it refers to this body and not to the whole mass of the
population. The _comune_ included the entire city--bishop, consuls,
oligarchy, councils, handicraftsmen, proletariate. The _popolo_ was the
governing or upper class. It was almost inevitable in the transition
from feudalism to democracy that this intermediate ground should be
traversed; and the peculiar Italian phrases, _primo popolo_, _secondo
popolo_, _terzo popolo_, and so forth, indicate successive changes,
whereby the oligarchy passed from one stage to another in its progress
toward absorption in democracy or tyranny.
Under their consuls the Italian burghs rose to a great height of
prosperity and splendour. Pisa built her Duomo. Milan undertook the
irrigation works which enriched the soil of Lombardy for ever. Massive
walls, substantial edifices, commodious seaports, good roads, were the
benefits conferred by this new government on Italy. It is also to be
noticed that the people now began to be conscious of their past. They
recognized the fact that their blood was Latin as distinguished from
Teutonic, and that they must look to ancient Rome for those memories
which constitute a people's nationality. At this epoch the study of
Roman law received a new impulse, and this is the real meaning of the
legend that Pisa, glorious through her consuls, brought the pandects in
a single codex from Amalfi. The very name consul, no less than the
Romanizing character of the best architecture of the time, points to the
same revival of antiquity.
Republic in Rome.
The rise of the Lombard communes produced a sympathetic revolution in
Rome, which deserves to be mentioned in this place. A monk, named Arnold
of Brescia, animated with the spirit of the Milanese, stirred up the
Romans to shake off the temporal sway of their bishop. He attempted, in
fact, upon a grand scale what was being slowly and quietly effected in
the northern cities. Rome, ever mindful of her unique past, listened to
Arnold's preaching. A senate was established, and the republic was
proclaimed. The title of patrician was revived and offered to Conrad,
king of Italy, but not crowned emperor. Conrad refused it, and the
Romans conferred it upon one of their own nobles. Though these
institutions borrowed high-sounding titles from antiquity, they were in
reality imitations of the Lombard civic system. The patrician stood for
the consuls. The senate, composed of nobles, represented the credenza
and the gran consiglio. The pope was unable to check this revolution,
which is now chiefly interesting as further proof of the insurgence of
the Latin as against the feudal elements in Italy at this period (see
ROME: _History_).
Municipal wars.
Though the communes gained so much by the war of investitures, the
division of the country between the pope's and emperor's parties was no
small price to pay for independence. It inflicted upon Italy the
ineradicable curse of party-warfare, setting city against city, house
against house, and rendering concordant action for a national end
impossible. No sooner had the compromise of the investitures been
concluded than it was manifest that the burghers of the new enfranchised
communes were resolved to turn their arms against each other. We seek in
vain an obvious motive for each separate quarrel. All we know for
certain is that, at this epoch, Rome attempts to ruin Tivoli, and Venice
Pisa; Milan fights with Cremona, Cremona with Crema, Pavia with Verona,
Verona with Padua, Piacenza with Parma, Modena and Reggio with Bologna,
Bologna and Faenza with Ravenna and Imola, Florence and Pisa with Lucca
and Siena, and so on through the whole list of cities. The nearer the
neighbours, the more rancorous and internecine is the strife; and, as in
all cases where animosity is deadly and no grave local causes of dispute
are apparent, we are bound to conclude that some deeply-seated permanent
uneasiness goaded these fast growing communities into rivalry. Italy
was, in fact, too small for her children. As the towns expanded, they
perceived that they must mutually exclude each other. They fought for
bare existence, for primacy in commerce, for the command of seaports,
for the keys of mountain passes, for rivers, roads and all the avenues
of wealth and plenty. The pope's cause and the emperor's cause were of
comparatively little moment to Italian burghers; and the names of Guelph
and Ghibelline, which before long began to be heard in every street, on
every market-place, had no meaning for them. These watchwords are said
to have arisen in Germany during the disputed succession of the empire
between 1135 and 1152, when the Welfs of Bavaria opposed the Swabian
princes of Waiblingen origin. But in Italy, although they were severally
identified with the papal and imperial parties, they really served as
symbols for jealousies which altered in complexion from time to time and
place to place, expressing more than antagonistic political principles,
and involving differences vital enough to split the social fabric to its
foundation.
Swabian emperors.
Frederick Barbarossa and the Lombard cities.
Under the imperial rule of Lothar the Saxon (1125-1137) and Conrad the
Swabian (1138-1152), these civil wars increased in violence owing to the
absence of authority. Neither Lothar nor Conrad was strong at home; the
former had no influence in Italy, and the latter never entered Italy at
all. But when Conrad died, the electors chose his nephew Frederick,
surnamed Barbarossa, who united the rival honours of Welf and
Waiblingen, to succeed him; and it was soon obvious that the empire had
a master powerful of brain and firm of will. Frederick immediately
determined to reassert the imperial rights in his southern provinces,
and to check the warfare of the burghs. When he first crossed the Alps
in 1154, Lombardy was, roughly speaking, divided between two parties,
the one headed by Pavia professing loyalty to the empire, the other
headed by Milan ready to oppose its claims. The municipal animosities of
the last quarter of a century gave substance to these factions; yet
neither the imperial nor the anti-imperial party had any real community
of interest with Frederick. He came to supersede self-government by
consuls, to deprive the cities of the privilege of making war on their
own account and to extort his regalian rights of forage, food and
lodging for his armies. It was only the habit of inter-urban jealousy
which prevented the communes from at once combining to resist demands
which threatened their liberty of action, and would leave them passive
at the pleasure of a foreign master. The diet was opened at Roncaglia
near Piacenza, where Frederick listened to the complaints of Como and
Lodi against Milan, of Pavia against Tortona and of the marquis of
Montferrat against Asti and Chieri. The plaintiffs in each case were
imperialists; and Frederick's first action was to redress their supposed
grievances. He laid waste Chieri, Asti and Tortona, then took the
Lombard crown at Pavia, and, reserving Milan for a future day, passed
southward to Rome. Outside the gates of Rome he was met by a deputation
from the senate he had come to supersede, who addressed him in words
memorable for expressing the republican spirit of new Italy face to face
with autocratic feudalism: "Thou wast a stranger, I have made thee a
citizen"; it is Rome who speaks: "Thou earnest as an alien from beyond
the Alps, I have conferred on thee the principality." Moved only to
scorn and indignation by the rhetoric of these presumptuous enthusiasts,
Frederick marched into the Leonine city, and took the imperial crown
from the hands of Adrian IV. In return for this compliance, the emperor
delivered over to the pope his troublesome rival Arnold of Brescia, who
was burned alive by Nicholas Breakspear, the only English successor of
St Peter. The gates of Rome itself were shut against Frederick; and even
on this first occasion his good understanding with Adrian began to
suffer. The points of dispute between them related mainly to Matilda's
bequest, and to the kingdom of Sicily, which the pope had rendered
independent of the empire by renewing its investiture in the name of the
Holy See. In truth, the papacy and the empire had become irreconcilable.
Each claimed illimitable authority, and neither was content to abide
within such limits as would have secured a mutual tolerance. Having
obtained his coronation, Frederick withdrew to Germany, while Milan
prepared herself against the storm which threatened. In the ensuing
struggle with the empire, that great city rose to the altitude of
patriotic heroism. By their sufferings no less than by their deeds of
daring, her citizens showed themselves to be sublime, devoted and
disinterested, winning the purest laurels which give lustre to Italian
story. Almost in Frederick's presence, they rebuilt Tortona, punished
Pavia, Lodi, Cremona and the marquis of Montferrat. Then they fortified
the Adda and Ticino, and waited for the emperor's next descent. He came
in 1158 with a large army, overran Lombardy, raised his imperial allies,
and sat down before the walls of Milan. Famine forced the burghers to
partial obedience, and Frederick held a victorious diet at Roncaglia.
Here the jurists of Bologna appeared, armed with their new lore of Roman
law, and expounded Justinian's code in the interests of the German
empire. It was now seen how the absolutist doctrines of autocracy
developed in Justinian's age at Byzantium would bear fruits in the
development of an imperial idea, which was destined to be the fatal
mirage of medieval Italy. Frederick placed judges of his own
appointment, with the title of podestà, in all the Lombard communes; and
this stretch of his authority, while it exacerbated his foes, forced
even his friends to join their ranks against him. The war, meanwhile,
dragged on. Crema yielded after an heroic siege in 1160, and was
abandoned to the cruelty of its fierce rival Cremona. Milan was invested
in 1161, starved into capitulation after nine months' resistance, and
given up to total destruction by the Italian imperialists of Frederick's
army, so stained and tarnished with the vindictive passions of municipal
rivalry was even this, the one great glorious strife of Italian annals.
Having ruined his rebellious city, but not tamed her spirit, Frederick
withdrew across the Alps. But, in the interval between his second and
third visit, a league was formed against him in north-eastern Lombardy.
Verona, Vicenza, Padua, Treviso, Venice entered into a compact to defend
their liberties; and when he came again in 1163 with a brilliant staff
of German knights, the imperial cities refused to join his standards.
This was the first and ominous sign of a coming change.
Lombard League.
Meanwhile the election of Alexander III. to the papacy in 1159 added a
powerful ally to the republican party. Opposed by an anti-pope whom the
emperor favoured, Alexander found it was his truest policy to rely for
support upon the anti-imperialist communes. They in return gladly
accepted a champion who lent them the prestige and influence of the
church. When Frederick once more crossed the Alps in 1166, he advanced
on Rome, and besieged Alexander in the Coliseum. But the affairs of
Lombardy left him no leisure to persecute a recalcitrant pontiff. In
April 1167 a new league was formed between Cremona, Bergamo, Brescia,
Mantua and Ferrara. In December of the same year this league allied
itself with the elder Veronese league, and received the addition of
Milan, Lodi, Piacenza, Parma, Modena and Bologna. The famous league of
Lombard cities, styled Concordia in its acts of settlement, was now
established. Novara, Vercelli, Asti and Tortona swelled its ranks; only
Pavia and Montferrat remained imperialist between the Alps and
Apennines. Frederick fled for his life by the Mont Cenis, and in 1168
the town of Alessandria was erected to keep Pavia and the marquisate in
check. In the emperor's absence, Ravenna, Rimini, Imola and Forli joined
the league, which now called itself the "Society of Venice, Lombardy,
the March, Romagna and Alessandria." For the fifth time, in 1174,
Frederick entered his rebellious dominions. The fortress town of
Alessandria stopped his progress with those mud walls contemptuously
named "of straw," while the forces of the league assembled at Modena and
obliged him to raise the siege. In the spring of 1176 Frederick
threatened Milan. His army found itself a little to the north of the
town near the village of Legnano, when the troops of the city, assisted
only by a few allies from Piacenza, Verona, Brescia, Novara and
Vercelli, met and overwhelmed it. The victory was complete. Frederick
escaped alone to Pavia, whence he opened negotiations with Alexander. In
consequence of these transactions, he was suffered to betake himself
unharmed to Venice. Here, as upon neutral ground, the emperor met the
pope, and a truce for six years was concluded with the Lombard burghs.
Looking back from the vantage-ground of history upon the issue of this
long struggle, we are struck with the small results which satisfied the
Lombard communes. They had humbled and utterly defeated their foreign
lord. They had proved their strength in combination. Yet neither the
acts by which their league was ratified nor the terms negotiated for
them by their patron Alexander evince the smallest desire of what we now
understand as national independence. The name of Italy is never
mentioned. The supremacy of the emperor is not called in question. The
conception of a permanent confederation, bound together in Offensive and
defensive alliance for common objects, has not occurred to these hard
fighters and stubborn asserters of their civic privileges. All they
claim is municipal autonomy; the right to manage their own affairs
within the city walls, to fight their battles as they choose, and to
follow their several ends unchecked. It is vain to lament that, when
they might have now established Italian independence upon a secure
basis, they chose local and municipal privileges. Their mutual
jealousies, combined with the prestige of the empire, and possibly with
the selfishness of the pope, who had secured his own position, and was
not likely to foster a national spirit that would have threatened the
ecclesiastical supremacy, deprived the Italians of the only great
opportunity they ever had of forming themselves into a powerful nation.
Peace of Constance.
When the truce expired in 1183, a permanent peace was ratified at
Constance. The intervening years had been spent by the Lombards, not in
consolidating their union, but in attempting to secure special
privileges for their several cities. Alessandria della Paglia, glorious
by her resistance to the emperor in 1174, had even changed her name to
Cesarea! The signatories of the peace of Constance were divided between
leaguers and imperialists. On the one side we find Vercelli, Novara,
Milan, Lodi, Bergamo, Brescia, Mantua, Verona, Vicenza, Padua, Treviso,
Bologna, Faenza, Modena, Reggio, Parma, Piacenza; on the other, Pavia,
Genoa, Alba, Cremona, Como, Tortona, Asti, Cesarea. Venice, who had not
yet entered the Italian community, is conspicuous by her absence.
According to the terms of this treaty, the communes were confirmed in
their right of self-government by consuls, and their right of warfare.
The emperor retained the supreme courts of appeal within the cities, and
his claim for sustenance at their expense when he came into Italy.
War of cities against nobles.
The privileges confirmed to the Lombard cities by the peace of Constance
were extended to Tuscany, where Florence, having ruined Fiesole, had
begun her career of freedom and prosperity. The next great chapter in
the history of Italian evolution is the war of the burghs against the
nobles. The consular cities were everywhere surrounded by castles; and,
though the feudal lords had been weakened by the events of the preceding
centuries, they continued to be formidable enemies. It was, for
instance, necessary to the well-being of the towns that they should
possess territory round their walls, and this had to be wrested from the
nobles. We cannot linger over the details of this warfare. It must
suffice to say that, partly by mortgaging their property to rich
burghers, partly by entering the service of the cities as _condottieri_
(mercenary leaders), partly by espousing the cause of one town against
another, and partly by forced submission after the siege of their strong
places, the counts were gradually brought into connexion of dependence
on the communes. These, in their turn, forced the nobles to leave their
castles, and to reside for at least a portion of each year within the
walls. By these measures the counts became citizens, the rural
population ceased to rank as serfs, and the Italo-Roman population of
the towns absorbed into itself the remnants of Franks, Germans and other
foreign stocks. It would be impossible to exaggerate the importance of
this revolution, which ended by destroying the last vestige of
feudality, and prepared that common Italian people which afterwards
distinguished itself by the creation of European culture. But, like all
the vicissitudes, of the Italian race, while it was a decided step
forward in one direction, it introduced a new source of discord. The
associated nobles proved ill neighbours to the peaceable citizens. They
fortified their houses, retained their military habits, defied the
consuls, and carried on feuds in the streets and squares. The war
against the castles became a war against the palaces; and the system of
government by consuls proved inefficient to control the clashing
elements within the state. This led to the establishment of podestàs,
who represented a compromise between two radically hostile parties in
the city, and whose business it was to arbitrate and keep the peace
between them. Invariably a foreigner, elected for a year with power of
life and death and control of the armed force, but subject to a strict
account at the expiration of his office, the podestà might be compared
to a dictator invested with limited authority. His title was derived
from that of Frederick Barbarossa's judges; but he had no dependence on
the empire. The citizens chose him, and voluntarily submitted to his
rule. The podestà marks an essentially transitional state in civic
government, and his intervention paved the way for despotism.
Innocent III.
The thirty years which elapsed between Frederick Barbarossa's death in
1190 and the coronation of his grandson Frederick II. in 1220 form one
of the most momentous epochs in Italian history. Barbarossa, perceiving
the advantage that would accrue to his house if he could join the crown
of Sicily to that of Germany, and thus deprive the popes of their allies
in Lower Italy, procured the marriage of his son Henry VI. to Constance,
daughter of King Roger, and heiress of the Hauteville dynasty. When
William II., the last monarch of the Norman race, died, Henry VI.
claimed that kingdom in his wife's right, and was recognized in 1194.
Three years afterwards he died, leaving a son, Frederick, to the care of
Constance, who in her turn died in 1198, bequeathing the young prince,
already crowned king of Germany, to the guardianship of Innocent III. It
was bold policy to confide Frederick to his greatest enemy and rival;
but the pope honourably discharged his duty, until his ward outgrew the
years of tutelage, and became a fair mark for ecclesiastical hostility.
Frederick's long minority was occupied by Innocent's pontificate. Among
the principal events of that reign must be reckoned the foundation of
the two orders, Franciscan and Dominican, who were destined to form a
militia for the holy see in conflict with the empire and the heretics of
Lombardy. A second great event was the fourth crusade, undertaken in
1198, which established the naval and commercial supremacy of the
Italians in the Mediterranean. The Venetians, who contracted for the
transport of the crusaders, and whose blind doge Dandolo was first to
land in Constantinople, received one-half and one-fourth of the divided
Greek empire for their spoils. The Venetian ascendancy in the Levant
dates from this epoch; for, though the republic had no power to occupy
all the domains ceded to it, Candia was taken, together with several
small islands and stations on the mainland. The formation of a Latin
empire in the East increased the pope's prestige; while at home it was
his policy to organize Countess Matilda's heritage by the formation of
Guelph leagues, over which he presided. This is the meaning of the three
leagues, in the March, in the duchy of Spoleto and in Tuscany, which now
combined the chief cities of the papal territory into allies of the holy
see. From the Tuscan league Pisa, consistently Ghibelline, stood aloof.
Rome itself again at this epoch established a republic, with which
Innocent would not or could not interfere. The thirteen districts in
their council nominated four _caporioni_, who acted in concert with a
_senator_, appointed, like the podestà of other cities, for supreme
judicial functions. Meanwhile the Guelph and Ghibelline factions were
beginning to divide Italy into minute parcels. Not only did commune
range itself against commune under the two rival flags, but party rose
up against party within the city walls. The introduction of the factions
into Florence in 1215, owing to a private quarrel between the
Buondelmonti, Amidei and Donati, is a celebrated instance of what was
happening in every burgh.
Frederick II. Emperor.