CHAPTER I

SCEPTICISM AND ANIMAL FAITH

_BOOKS BY THE SAME AUTHOR._

SOLILOQUIES IN ENGLAND AND LATER

SOLILOQUIES.

CHARACTER AND OPINION IN THE

UNITED STATES. With Reminiscences

of William James and Josiah Royce and

Academic Life in America.

LITTLE ESSAYS DRAWN FROM THE

WRITINGS OF GEORGE SANTAYANA.

Edited by LOGAN PEARSALL SMITH.

INTERPRETATIONS OF POETRY AND

RELIGION.

THE LIFE OF REASON. Five Volumes.

THE SENSE OF BEAUTY.

POEMS.

SCEPTICISM AND ANIMAL FAITH

INTRODUCTION TO A SYSTEM OF PHILOSOPHY

BY

GEORGE SANTAYANA

NEW YORK

CHARLES SCRIBNER’S SONS

_First published 1923_

_Second Impression 1924_

_Third Impression 1929_

_Printed in Great Britain by_ R. & R. CLARK, LIMITED, _Edinburgh_.

PREFACE

Here is one more system of philosophy. If the reader is tempted to

smile, I can assure him that I smile with him, and that my system—to

which this volume is a critical introduction—differs widely in spirit

and pretensions from what usually goes by that name. In the first place,

_my system is not mine, nor new_. I am merely attempting to express for

the reader the principles to which he appeals when he smiles. There are

convictions in the depths of his soul, beneath all his overt parrot

beliefs, on which I would build our friendship. I have a great respect

for orthodoxy; not for those orthodoxies which prevail in particular

schools or nations, and which vary from age to age, but for a certain

shrewd orthodoxy which the sentiment and practice of laymen maintain

everywhere. I think that common sense, in a rough dogged way, is

technically sounder than the special schools of philosophy, each of

which squints and overlooks half the facts and half the difficulties in

its eagerness to find in some detail the key to the whole. I am animated

by distrust of all high guesses, and by sympathy with the old prejudices

and workaday opinions of mankind: they are ill expressed, but they are

well grounded. What novelty my version of things may possess is meant

simply to obviate occasions for sophistry by giving to everyday beliefs

a more accurate and circumspect form. I do not pretend to place myself

at the heart of the universe nor at its origin, nor to draw its

periphery. I would lay siege to the truth only as animal exploration and

fancy may do so, first from one quarter and then from another, expecting

the reality to be not simpler than my experience of it, but far more

extensive and complex. I stand in philosophy exactly where I stand in

daily life; I should not be honest otherwise. I accept the same

miscellaneous witnesses, bow to the same obvious facts, make conjectures

no less instinctively, and admit the same encircling ignorance.

My system, accordingly, is _no system of the universe_. The Realms of

Being of which I speak are not parts of a cosmos, nor one great cosmos

together: they are only kinds or categories of things which I find

conspicuously different and worth distinguishing, at least in my own

thoughts. I do not know how many things in the universe at large may

fall under each of these classes, nor what other Realms of Being may not

exist, to which I have no approach or which I have not happened to

distinguish in my personal observation of the world. Logic, like

language, is partly a free construction and partly a means of

symbolising and harnessing in expression the existing diversities of

things; and whilst some languages, given a man’s constitution and

habits, may seem more beautiful and convenient to him than others, it is

a foolish heat in a patriot to insist that only his native language is

intelligible or right. No language or logic is right in the sense of

being identical with the facts it is used to express, but each may be

right by being faithful to these facts, as a translation may be

faithful. My endeavour is to think straight in such terms as are offered

to me, to clear my mind of cant and free it from the cramp of artificial

traditions; but I do not ask any one to think in my terms if he prefers

others. Let him clean better, if he can, the windows of his soul, that

the variety and beauty of the prospect may spread more brightly before

him.

Moreover, my system, save in the mocking literary sense of the word, is

_not metaphysical_. It contains much criticism of metaphysics, and some

refinements in speculation, like the doctrine of essence, which are not

familiar to the public; and I do not disclaim being metaphysical because

I at all dislike dialectic or disdain immaterial things: indeed, it is

of immaterial things, essence, truth, and spirit that I speak chiefly.

But logic and mathematics and literary psychology (when frankly

literary) are not metaphysical, although their subject-matter is

immaterial, and their application to existing things is often

questionable. Metaphysics, in the proper sense of the word, is

dialectical physics, or an attempt to determine matters of fact by means

of logical or moral or rhetorical constructions. It arises by a

confusion of those Realms of Being which it is my special care to

distinguish. It is neither physical speculation nor pure logic nor

honest literature, but (as in the treatise of Aristotle first called by

that name) a hybrid of the three, materialising ideal entities, turning

harmonies into forces, and dissolving natural things into terms of

discourse. Speculations about the natural world, such as those of the

Ionian philosophers, are not metaphysics, but simply cosmology or

natural philosophy. Now in natural philosophy I am a decided

materialist—apparently the only one living; and I am well aware that

idealists are fond of calling materialism, too, metaphysics, in rather

an angry tone, so as to cast discredit upon it by assimilating it to

their own systems. But my materialism, for all that, is not

metaphysical. I do not profess to know what matter is in itself, and

feel no confidence in the divination of those _esprits forts_ who,

leading a life of vice, thought the universe must be composed of nothing

but dice and billiard-balls. I wait for the men of science to tell me

what matter is, in so far as they can discover it, and am not at all

surprised or troubled at the abstractness and vagueness of their

ultimate conceptions: how should our notions of things so remote from

the scale and scope of our senses be anything but schematic? But

whatever matter may be, I call it matter boldly, as I call my

acquaintances Smith and Jones without knowing their secrets: whatever it

may be, it must present the aspects and undergo the motions of the gross

objects that fill the world: and if belief in the existence of hidden

parts and movements in nature be metaphysics, then the kitchen-maid is a

metaphysician whenever she peels a potato.

My system, finally, though, of course, formed under the fire of

contemporary discussions, is _no phase of any current movement_. I

cannot take at all seriously the present flutter of the image-lovers

against intelligence. I love images as much as they do, but images must

be discounted in our waking life, when we come to business. I also

appreciate the other reforms and rebellions that have made up the

history of philosophy. I prize their sharp criticism of one another and

their several discoveries; the trouble is that each in turn has denied

or forgotten a much more important truth than it has asserted. The first

philosophers, the original observers of life and nature, were the best;

and I think only the Indians and the Greek naturalists, together with

Spinoza, have been right on the chief issue, the relation of man and of

his spirit to the universe. It is not unwillingness to be a disciple

that prompts me to look beyond the modern scramble of philosophies: I

should gladly learn of them all, if they had learned more of one

another. Even as it is, I endeavour to retain the positive insight of

each, reducing it to the scale of nature and keeping it in its place;

thus I am a Platonist in logic and morals, and a transcendentalist in

romantic soliloquy, when I choose to indulge in it. Nor is it necessary,

in being teachable by any master, to become eclectic. All these vistas

give glimpses of the same wood, and a fair and true map of it must be

drawn to a single scale, by one method of projection, and in one style

of calligraphy. All known truth can be rendered in any language,

although the accent and poetry of each may be incommunicable; and as I

am content to write in English, although it was not my mother-tongue,

and although in speculative matters I have not much sympathy with the

English mind, so I am content to follow the European tradition in

philosophy, little as I respect its rhetorical metaphysics, its

humanism, and its worldliness.

There is one point, indeed, in which I am truly sorry not to be able to

profit by the guidance of my contemporaries. There is now a great

ferment in natural and mathematical philosophy and the times seem ripe

for a new system of nature, at once ingenuous and comprehensive, such as

has not appeared since the earlier days of Greece. We may soon be all

believing in an honest cosmology, comparable with that of Heraclitus,

Pythagoras, or Democritus. I wish such scientific systems joy, and if I

were competent to follow or to forecast their procedure, I should gladly

avail myself of their results, which are bound to be no less picturesque

than instructive. But what exists to-day is so tentative, obscure, and

confused by bad philosophy, that there is no knowing what parts may be

sound and what parts merely personal and scatter-brained. If I were a

mathematician I should no doubt regale myself, if not the reader, with

an electric or logistic system of the universe expressed in algebraic

symbols. For good or ill, I am an ignorant man, almost a poet, and I can

only spread a feast of what everybody knows. Fortunately exact science

and the books of the learned are not necessary to establish my essential

doctrine, nor can any of them claim a higher warrant than it has in

itself: for it rests on public experience. It needs, to prove it, only

the stars, the seasons, the swarm of animals, the spectacle of birth and

death, of cities and wars. My philosophy is justified, and has been

justified in all ages and countries, by the facts before every man’s

eyes; and no great wit is requisite to discover it, only (what is rarer

than wit) candour and courage. Learning does not liberate men from

superstition when their souls are cowed or perplexed; and, without

learning, clear eyes and honest reflection can discern the hang of the

world, and distinguish the edge of truth from the might of imagination.

In the past or in the future, my language and my borrowed knowledge

would have been different, but under whatever sky I had been born, since

it is the same sky, I should have had the same philosophy.

CONTENTS

PREFACE ... v

I. THERE IS NO FIRST PRINCIPLE OF CRITICISM ... 1

II. DOGMA AND DOUBT ... 6

III. WAYWARD SCEPTICISM ... 11

IV. DOUBTS ABOUT SELF-CONSCIOUSNESS ... 21

V. DOUBTS ABOUT CHANGE ... 27

VI. ULTIMATE SCEPTICISM ... 33

VII. NOTHING GIVEN EXISTS ... 42

VIII. SOME AUTHORITIES FOR THIS CONCLUSION ... 49

IX. THE DISCOVERY OF ESSENCE ... 67

X. SOME USES OF THIS DISCOVERY ... 77

XI. THE WATERSHED OF CRITICISM ... 99

XII. IDENTITY AND DURATION ATTRIBUTED TO ESSENCES ... 109

XIII. BELIEF IN DEMONSTRATION ... 116

XIV. ESSENCE AND INTUITION ... 125

XV. BELIEF IN EXPERIENCE ... 134

XVI. BELIEF IN THE SELF ... 145

XVII. THE COGNITIVE CLAIMS OF MEMORY ... 150

XVIII. KNOWLEDGE IS FAITH MEDIATED BY SYMBOLS ... 164

XIX. BELIEF IN SUBSTANCE ... 182

XX. ON SOME OBJECTIONS TO BELIEF IN SUBSTANCE ... 192

XXI. SUBLIMATIONS OF ANIMAL FAITH ... 214

XXII. BELIEF IN NATURE ... 233

XXIII. EVIDENCES OF ANIMATION IN NATURE ... 240

XXIV. LITERARY PSYCHOLOGY ... 252

XXV. THE IMPLIED BEING OF TRUTH ... 262

XXVI. DISCERNMENT OF SPIRIT ... 272

XXVII. COMPARISON WITH OTHER CRITICISMS OF KNOWLEDGE ... 289

INDEX

CHAPTER I

THERE IS NO FIRST PRINCIPLE OF CRITICISM

A philosopher is compelled to follow the maxim of epic poets and to

plunge _in medias res_. The origin of things, if things have an origin,

cannot be revealed to me, if revealed at all, until I have travelled

very far from it, and many revolutions of the sun must precede my first

dawn. The light as it appears hides the candle. Perhaps there is no

source of things at all, no simpler form from which they are evolved,

but only an endless succession of different complexities. In that case

nothing would be lost by joining the procession wherever one happens to

come upon it, and following it as long as one’s legs hold out. Every one

might still observe a typical bit of it; he would not have understood

anything better if he had seen more things; he would only have had more

to explain. The very notion of understanding or explaining anything

would then be absurd; yet this notion is drawn from a current

presumption or experience to the effect that in some directions at least

things do grow out of simpler things: bread can be baked, and dough and

fire and an oven are conjoined in baking it. Such an episode is enough

to establish the notion of origins and explanations, without at all

implying that the dough and the hot oven are themselves primary facts. A

philosopher may accordingly perfectly well undertake to find _episodes

of evolution_ in the world: parents with children, storms with

shipwrecks, passions with tragedies. If he begins in the middle he will

still begin at the beginning of something, and perhaps as much at the

beginning of things as he could possibly begin.

On the other hand, this whole supposition may be wrong. Things may have

had some simpler origin, or may contain simpler elements. In that case

it will be incumbent on the philosopher to prove this fact; that is, to

find in the complex present objects evidence of their composition out of

simples. But in this proof also he would be beginning in the middle; and

he would reach origins or elements only at the end of his analysis.

The case is similar with respect to first principles of discourse. They

can never be discovered, if discovered at all, until they have been long

taken for granted, and employed in the very investigation which reveals

them. The more cogent a logic is, the fewer and simpler its first

principles will turn out to have been; but in discovering them, and

deducing the rest from them, they must first be employed unawares, if

they are the principles lending cogency to actual discourse; so that the

mind must trust current presumptions no less in discovering that they

are logical—that is, justified by more general unquestioned

presumptions—than in discovering that they are arbitrary and merely

instinctive.

It is true that, quite apart from living discourse, a set of axioms and

postulates, as simple as we like, may be posited in the air, and

deductions drawn from them _ad libitum_; but such pure logic is otiose,

unless we find or assume that discourse or nature actually follows it;

and it is not by deduction from first principles, arbitrarily chosen,

that human reasoning actually proceeds, but by loose habits of mental

evocation which such principles at best may exhibit afterwards in an

idealised form. Moreover, if we could strip our thought for the arena of

a perfect logic, we should be performing, perhaps, a remarkable

dialectical feat; but this feat would be a mere addition to the

complexities of nature, and no simplification. This motley world,

besides its other antics, would then contain logicians and their sports.

If by chance, on turning to the flowing facts, we found by analysis that

they obeyed that ideal logic, we should again be beginning with things

as we find them in the gross, and not with first principles.

It may be observed in passing that no logic to which empire over nature

or over human discourse has ever been ascribed has been a cogent logic;

it has been, in proportion to its exemplification in existence, a mere

description, psychological or historical, of an actual procedure;

whereas pure logic, when at last quite recently, it was clearly

conceived, turned out instantly to have no necessary application to

anything, and to be merely a parabolic excursion into the realm of

essence.

In the tangle of human beliefs, as conventionally expressed in talk and

in literature, it is easy to distinguish a compulsory factor called

facts or things from a more optional and argumentative factor called

suggestion or interpretation; not that what we call facts are at all

indubitable, or composed of immediate data, but that in the direction of

fact we come much sooner to a stand, and feel that we are safe from

criticism. To reduce conventional beliefs to the facts they rest

on—however questionable those facts themselves may be in other ways—is

to clear our intellectual conscience of voluntary or avoidable delusion.

If what we call a fact still deceives us, we feel we are not to blame;

we should not call it a fact, did we see any way of eluding the

recognition of it. To reduce conventional belief to the recognition of

matters of fact is empirical criticism of knowledge.

The more drastic this criticism is, and the more revolutionary the view

to which it reduces me, the clearer will be the contrast between what I

find I know and what I thought I knew. But if these plain facts were all

I had to go on, how did I reach those strange conclusions? What

principles of interpretation, what tendencies to feign, what habits of

inference were at work in me? For if nothing in the facts justified my

beliefs, something in me must have suggested them. To disentangle and

formulate these subjective principles of interpretation is

transcendental criticism of knowledge.

Transcendental criticism in the hands of Kant and his followers was a

sceptical instrument used by persons who were not sceptics. They

accordingly imported into their argument many uncritical assumptions,

such as that these tendencies to feign must be the same in everybody,

that the notions of nature, history, or mind which they led people to

adopt were the right or standard notions on these subjects, and that it

was glorious, rather than ignominious or sophistical, to build on these

principles an encyclopædia of false sciences and to call it knowledge. A

true sceptic will begin by throwing over all those academic conventions

as so much confessed fiction; and he will ask rather if, when all that

these arbitrary tendencies to feign import into experience has been

removed, any factual element remains at all. The only critical function

of transcendentalism is to drive empiricism home, and challenge it to

produce any knowledge of fact whatsoever. And empirical criticism will

not be able to do so. Just as inattention leads ordinary people to

assume as part of the given facts all that their unconscious

transcendental logic has added to them, so inattention, at a deeper

level, leads the empiricist to assume an existence in his radical facts

which does not belong to them. In standing helpless and resigned before

them he is, for all his assurance, obeying his illusion rather than

their evidence. Thus transcendental criticism, used by a thorough

sceptic, may compel empirical criticism to show its hand. It had

mistaken its cards, and was bluffing without knowing it.

Scepticism and animal faith · 第 1 / 27 章