Chapter Twenty-five: Theories of Knowledge

1. Continuity versus Dualism. A number of theories of knowing have been

criticized in the previous pages. In spite of their differences from one

another, they all agree in one fundamental respect which contrasts

with the theory which has been positively advanced. The latter

assumes continuity; the former state or imply certain basic divisions,

separations, or antitheses, technically called dualisms. The origin of

these divisions we have found in the hard and fast walls which mark off

social groups and classes within a group: like those between rich and

poor, men and women, noble and baseborn, ruler and ruled. These barriers

mean absence of fluent and free intercourse. This absence is equivalent

to the setting up of different types of life-experience, each with

isolated subject matter, aim, and standard of values. Every such social

condition must be formulated in a dualistic philosophy, if philosophy is

to be a sincere account of experience. When it gets beyond dualism--as

many philosophies do in form--it can only be by appeal to something

higher than anything found in experience, by a flight to some

transcendental realm. And in denying duality in name such theories

restore it in fact, for they end in a division between things of this

world as mere appearances and an inaccessible essence of reality.

So far as these divisions persist and others are added to them, each

leaves its mark upon the educational system, until the scheme of

education, taken as a whole, is a deposit of various purposes and

procedures. The outcome is that kind of check and balance of segregated

factors and values which has been described. (See Chapter XVIII.)

The present discussion is simply a formulation, in the terminology of

philosophy, of various antithetical conceptions involved in the theory

of knowing. In the first place, there is the opposition of empirical and

higher rational knowing. The first is connected with everyday affairs,

serves the purposes of the ordinary individual who has no specialized

intellectual

pursuit, and brings his wants into some kind of working connection with

the immediate environment. Such knowing is depreciated, if not despised,

as purely utilitarian, lacking in cultural significance. Rational

knowledge is supposed to be something which touches reality in ultimate,

intellectual fashion; to be pursued for its own sake and properly to

terminate in purely theoretical insight, not debased by application

in behavior. Socially, the distinction corresponds to that of the

intelligence used by the working classes and that used by a learned

class remote from concern with the means of living. Philosophically, the

difference turns about the distinction of the particular and universal.

Experience is an aggregate of more or less isolated particulars,

acquaintance with each of which must be separately made. Reason deals

with universals, with general principles, with laws, which lie above the

welter of concrete details. In the educational precipitate, the pupil

is supposed to have to learn, on one hand, a lot of items of specific

information, each standing by itself, and upon the other hand, to

become familiar with a certain number of laws and general relationships.

Geography, as often taught, illustrates the former; mathematics, beyond

the rudiments of figuring, the latter. For all practical purposes, they

represent two independent worlds.

Another antithesis is suggested by the two senses of the word

"learning." On the one hand, learning is the sum total of what is

known, as that is handed down by books and learned men. It is something

external, an accumulation of cognitions as one might store material

commodities in a warehouse. Truth exists ready-made somewhere. Study is

then the process by which an individual draws on what is in storage. On

the other hand, learning means something which the individual does when

he studies. It is an active, personally conducted affair. The dualism

here is between knowledge as something external, or, as it is often

called, objective, and knowing as something purely internal, subjective,

psychical. There is, on one side, a body of truth, ready-made, and, on

the other, a ready-made mind equipped with a faculty of knowing--if it

only wills to exercise it, which it is often strangely loath to do. The

separation, often touched upon, between subject matter and method is the

educational equivalent of this dualism. Socially the distinction has

to do with the part of life which is dependent upon authority and

that where individuals are free to advance. Another dualism is that of

activity and passivity in knowing. Purely empirical and physical things

are often supposed to be known by receiving impressions. Physical

things somehow stamp themselves upon the mind or convey themselves

into consciousness by means of the sense organs. Rational knowledge and

knowledge of spiritual things is supposed, on the contrary, to spring

from activity initiated within the mind, an activity carried on better

if it is kept remote from all sullying touch of the senses and external

objects. The distinction between sense training and object lessons

and laboratory exercises, and pure ideas contained in books, and

appropriated--so it is thought--by some miraculous output of mental

energy, is a fair expression in education of this distinction. Socially,

it reflects a division between those who are controlled by direct

concern with things and those who are free to cultivate themselves.

Another current opposition is that said to exist between the intellect

and the emotions. The emotions are conceived to be purely private and

personal, having nothing to do with the work of pure intelligence in

apprehending facts and truths,--except perhaps the single emotion of

intellectual curiosity. The intellect is a pure light; the emotions are

a disturbing heat. The mind turns outward to truth; the emotions

turn inward to considerations of personal advantage and loss. Thus in

education we have that systematic depreciation of interest which

has been noted, plus the necessity in practice, with most pupils, of

recourse to extraneous and irrelevant rewards and penalties in order to

induce the person who has a mind (much as his clothes have a pocket) to

apply that mind to the truths to be known. Thus we have the spectacle

of professional educators decrying appeal to interest while they uphold

with great dignity the need of reliance upon examinations, marks,

promotions and emotions, prizes, and the time-honored paraphernalia of

rewards and punishments. The effect of this situation in crippling

the teacher's sense of humor has not received the attention which it

deserves.

All of these separations culminate in one between knowing and doing,

theory and practice, between mind as the end and spirit of action and

the body as its organ and means. We shall not repeat what has been said

about the source of this dualism in the division of society into a class

laboring with their muscles for material sustenance and a class

which, relieved from economic pressure, devotes itself to the arts of

expression and social direction. Nor is it necessary to speak again

of the educational evils which spring from the separation. We shall be

content to summarize the forces which tend to make the untenability of

this conception obvious and to replace it by the idea of continuity.

(i) The advance of physiology and the psychology associated with it have

shown the connection of mental activity with that of the nervous system.

Too often recognition of connection has stopped short at this point; the

older dualism of soul and body has been replaced by that of the brain

and the rest of the body. But in fact the nervous system is only

a specialized mechanism for keeping all bodily activities working

together. Instead of being isolated from them, as an organ of knowing

from organs of motor response, it is the organ by which they interact

responsively with one another. The brain is essentially an organ

for effecting the reciprocal adjustment to each other of the stimuli

received from the environment and responses directed upon it. Note that

the adjusting is reciprocal; the brain not only enables organic activity

to be brought to bear upon any object of the environment in response to

a sensory stimulation, but this response also determines what the next

stimulus will be. See what happens, for example, when a carpenter is

at work upon a board, or an etcher upon his plate--or in any case of a

consecutive activity. While each motor response is adjusted to the

state of affairs indicated through the sense organs, that motor response

shapes the next sensory stimulus. Generalizing this illustration, the

brain is the machinery for a constant reorganizing of activity so as to

maintain its continuity; that is to say, to make such modifications in

future action as are required because of what has already been done. The

continuity of the work of the carpenter distinguishes it from a routine

repetition of identically the same motion, and from a random

activity where there is nothing cumulative. What makes it continuous,

consecutive, or concentrated is that each earlier act prepares the way

for later acts, while these take account of or reckon with the results

already attained--the basis of all responsibility. No one who has

realized the full force of the facts of the connection of knowing with

the nervous system and of the nervous system with the readjusting of

activity continuously to meet new conditions, will doubt that knowing

has to do with reorganizing activity, instead of being something

isolated from all activity, complete on its own account.

(ii) The development of biology clinches this lesson, with its discovery

of evolution. For the philosophic significance of the doctrine of

evolution lies precisely in its emphasis upon continuity of simpler

and more complex organic forms until we reach man. The development of

organic forms begins with structures where the adjustment of environment

and organism is obvious, and where anything which can be called mind is

at a minimum. As activity becomes more complex, coordinating a greater

number of factors in space and time, intelligence plays a more and more

marked role, for it has a larger span of the future to forecast and plan

for. The effect upon the theory of knowing is to displace the notion

that it is the activity of a mere onlooker or spectator of the world,

the notion which goes with the idea of knowing as something complete in

itself. For the doctrine of organic development means that the living

creature is a part of the world, sharing its vicissitudes and fortunes,

and making itself secure in its precarious dependence only as it

intellectually identifies itself with the things about it, and,

forecasting the future consequences of what is going on, shapes its own

activities accordingly. If the living, experiencing being is an intimate

participant in the activities of the world to which it belongs, then

knowledge is a mode of participation, valuable in the degree in which it

is effective. It cannot be the idle view of an unconcerned spectator.

(iii) The development of the experimental method as the method of

getting knowledge and of making sure it is knowledge, and not mere

opinion--the method of both discovery and proof--is the remaining great

force in bringing about a transformation in the theory of knowledge.

The experimental method has two sides. (i) On one hand, it means that we

have no right to call anything knowledge except where our activity has

actually produced certain physical changes in things, which agree with

and confirm the conception entertained. Short of such specific changes,

our beliefs are only hypotheses, theories, suggestions, guesses, and

are to be entertained tentatively and to be utilized as indications of

experiments to be tried. (ii) On the other hand, the experimental method

of thinking signifies that thinking is of avail; that it is of avail in

just the degree in which the anticipation of future consequences is

made on the basis of thorough observation of present conditions.

Experimentation, in other words, is not equivalent to blind reacting.

Such surplus activity--a surplus with reference to what has been

observed and is now anticipated--is indeed an unescapable factor in all

our behavior, but it is not experiment save as consequences are noted

and are used to make predictions and plans in similar situations in the

future. The more the meaning of the experimental method is perceived,

the more our trying out of a certain way of treating the material

resources and obstacles which confront us embodies a prior use of

intelligence. What we call magic was with respect to many things the

experimental method of the savage; but for him to try was to try his

luck, not his ideas. The scientific experimental method is, on

the contrary, a trial of ideas; hence even when practically--or

immediately--unsuccessful, it is intellectual, fruitful; for we learn

from our failures when our endeavors are seriously thoughtful.

The experimental method is new as a scientific resource--as a

systematized means of making knowledge, though as old as life as

a practical device. Hence it is not surprising that men have not

recognized its full scope. For the most part, its significance is

regarded as belonging to certain technical and merely physical matters.

It will doubtless take a long time to secure the perception that it

holds equally as to the forming and testing of ideas in social and

moral matters. Men still want the crutch of dogma, of beliefs fixed

by authority, to relieve them of the trouble of thinking and the

responsibility of directing their activity by thought. They tend to

confine their own thinking to a consideration of which one among the

rival systems of dogma they will accept. Hence the schools are better

adapted, as John Stuart Mill said, to make disciples than inquirers. But

every advance in the influence of the experimental method is sure to

aid in outlawing the literary, dialectic, and authoritative methods

of forming beliefs which have governed the schools of the past, and to

transfer their prestige to methods which will procure an active concern

with things and persons, directed by aims of increasing temporal reach

and deploying greater range of things in space. In time the theory of

knowing must be derived from the practice which is most successful in

making knowledge; and then that theory will be employed to improve the

methods which are less successful.

2. Schools of Method. There are various systems of philosophy with

characteristically different conceptions of the method of knowing. Some

of them are named scholasticism, sensationalism, rationalism, idealism,

realism, empiricism, transcendentalism, pragmatism, etc. Many of

them have been criticized in connection with the discussion of some

educational problem. We are here concerned with them as involving

deviations from that method which has proved most effective in achieving

knowledge, for a consideration of the deviations may render clearer

the true place of knowledge in experience. In brief, the function

of knowledge is to make one experience freely available in other

experiences. The word "freely" marks the difference between the

principle of knowledge and that of habit. Habit means that an individual

undergoes a modification through an experience, which modification forms

a predisposition to easier and more effective action in a like direction

in the future. Thus it also has the function of making one experience

available in subsequent experiences. Within certain limits, it performs

this function successfully. But habit, apart from knowledge, does not

make allowance for change of conditions, for novelty. Prevision of

change is not part of its scope, for habit assumes the essential

likeness of the new situation with the old. Consequently it often leads

astray, or comes between a person and the successful performance of

his task, just as the skill, based on habit alone, of the mechanic

will desert him when something unexpected occurs in the running of the

machine. But a man who understands the machine is the man who knows what

he is about. He knows the conditions under which a given habit works,

and is in a position to introduce the changes which will readapt it to

new conditions.

In other words, knowledge is a perception of those connections of an

object which determine its applicability in a given situation. To

take an extreme example; savages react to a flaming comet as they are

accustomed to react to other events which threaten the security of

their life. Since they try to frighten wild animals or their enemies by

shrieks, beating of gongs, brandishing of weapons, etc., they use the

same methods to scare away the comet. To us, the method is plainly

absurd--so absurd that we fail to note that savages are simply falling

back upon habit in a way which exhibits its limitations. The only reason

we do not act in some analogous fashion is because we do not take

the comet as an isolated, disconnected event, but apprehend it in

its connections with other events. We place it, as we say, in the

astronomical system. We respond to its connections and not simply to

the immediate occurrence. Thus our attitude to it is much freer. We may

approach it, so to speak, from any one of the angles provided by its

connections. We can bring into play, as we deem wise, any one of the

habits appropriate to any one of the connected objects. Thus we get at

a new event indirectly instead of immediately--by invention, ingenuity,

resourcefulness. An ideally perfect knowledge would represent such a

network of interconnections that any past experience would offer a

point of advantage from which to get at the problem presented in a new

experience. In fine, while a habit apart from knowledge supplies us with

a single fixed method of attack, knowledge means that selection may be

made from a much wider range of habits.

Two aspects of this more general and freer availability of former

experiences for subsequent ones may be distinguished. (See ante, p. 77.)

(i) One, the more tangible, is increased power of control. What cannot

be managed directly may be handled indirectly; or we can interpose

barriers between us and undesirable consequences; or we may evade them

if we cannot overcome them. Genuine knowledge has all the practical

value attaching to efficient habits in any case. (ii) But it also

increases the meaning, the experienced significance, attaching to an

experience. A situation to which we respond capriciously or by routine

has only a minimum of conscious significance; we get nothing mentally

from it. But wherever knowledge comes into play in determining a new

experience there is mental reward; even if we fail practically in

getting the needed control we have the satisfaction of experiencing a

meaning instead of merely reacting physically.

While the content of knowledge is what has happened, what is taken

as finished and hence settled and sure, the reference of knowledge

is future or prospective. For knowledge furnishes the means of

understanding or giving meaning to what is still going on and what is

to be done. The knowledge of a physician is what he has found out by

personal acquaintance and by study of what others have ascertained and

recorded. But it is knowledge to him because it supplies the resources

by which he interprets the unknown things which confront him, fills out

the partial obvious facts with connected suggested phenomena, foresees

their probable future, and makes plans accordingly. When knowledge is

cut off from use in giving meaning to what is blind and baffling,

it drops out of consciousness entirely or else becomes an object of

aesthetic contemplation. There is much emotional satisfaction to be had

from a survey of the symmetry and order of possessed knowledge, and the

satisfaction is a legitimate one. But this contemplative attitude is

aesthetic, not intellectual. It is the same sort of joy that comes from

viewing a finished picture or a well composed landscape. It would make

no difference if the subject matter were totally different, provided

it had the same harmonious organization. Indeed, it would make no

difference if it were wholly invented, a play of fancy. Applicability to

the world means not applicability to what is past and gone--that is out

of the question by the nature of the case; it means applicability to

what is still going on, what is still unsettled, in the moving scene in

which we are implicated. The very fact that we so easily overlook

this trait, and regard statements of what is past and out of reach as

knowledge is because we assume the continuity of past and future. We

cannot entertain the conception of a world in which knowledge of its

past would not be helpful in forecasting and giving meaning to its

future. We ignore the prospective reference just because it is so

irretrievably implied.

Yet many of the philosophic schools of method which have been mentioned

transform the ignoring into a virtual denial. They regard knowledge as

something complete in itself irrespective of its availability in dealing

with what is yet to be. And it is this omission which vitiates them

and which makes them stand as sponsors for educational methods which an

adequate conception of knowledge condemns. For one has only to call to

mind what is sometimes treated in schools as acquisition of knowledge

to realize how lacking it is in any fruitful connection with the ongoing

experience of the students--how largely it seems to be believed that the

mere appropriation of subject matter which happens to be stored in books

constitutes knowledge. No matter how true what is learned to those who

found it out and in whose experience it functioned, there is nothing

which makes it knowledge to the pupils. It might as well be something

about Mars or about some fanciful country unless it fructifies in the

individual's own life.

At the time when scholastic method developed, it had relevancy to social

conditions. It was a method for systematizing and lending rational

sanction to material accepted on authority. This subject matter meant

so much that it vitalized the defining and systematizing brought to

bear upon it. Under present conditions the scholastic method, for most

persons, means a form of knowing which has no especial connection

with any particular subject matter. It includes making distinctions,

definitions, divisions, and classifications for the mere sake of making

them--with no objective in experience. The view of thought as a purely

physical activity having its own forms, which are applied to any

material as a seal may be stamped on any plastic stuff, the view which

underlies what is termed formal logic is essentially the scholastic

method generalized. The doctrine of formal discipline in education is

the natural counterpart of the scholastic method.

The contrasting theories of the method of knowledge which go by the name

of sensationalism and rationalism correspond to an exclusive emphasis

upon the particular and the general respectively--or upon bare facts on

one side and bare relations on the other. In real knowledge, there is a

particularizing and a generalizing function working together. So far as

a situation is confused, it has to be cleared up; it has to be resolved

into details, as sharply defined as possible. Specified facts and

qualities constitute the elements of the problem to be dealt with, and

it is through our sense organs that they are specified. As setting

forth the problem, they may well be termed particulars, for they are

fragmentary. Since our task is to discover their connections and to

recombine them, for us at the time they are partial. They are to be

given meaning; hence, just as they stand, they lack it. Anything which

is to be known, whose meaning has still to be made out, offers itself as

particular. But what is already known, if it has been worked over with

a view to making it applicable to intellectually mastering new

particulars, is general in function. Its function of introducing

connection into what is otherwise unconnected constitutes its

generality. Any fact is general if we use it to give meaning to the

elements of a new experience. "Reason" is just the ability to bring the

subject matter of prior experience to bear to perceive the significance

of the subject matter of a new experience. A person is reasonable in

the degree in which he is habitually open to seeing an event which

immediately strikes his senses not as an isolated thing but in its

connection with the common experience of mankind.

Without the particulars as they are discriminated by the active

responses of sense organs, there is no material for knowing and no

intellectual growth. Without placing these particulars in the context of

the meanings wrought out in the larger experience of the past--without

the use of reason or thought--particulars are mere excitations or

irritations. The mistake alike of the sensational and the rationalistic

schools is that each fails to see that the function of sensory

stimulation and thought is relative to reorganizing experience in

applying the old to the new, thereby maintaining the continuity or

consistency of life. The theory of the method of knowing which is

advanced in these pages may be termed pragmatic. Its essential feature

is to maintain the continuity of knowing with an activity which

purposely modifies the environment. It holds that knowledge in its

strict sense of something possessed consists of our intellectual

resources--of all the habits that render our action intelligent. Only

that which has been organized into our disposition so as to enable us to

adapt the environment to our needs and to adapt our aims and desires

to the situation in which we live is really knowledge. Knowledge is

not just something which we are now conscious of, but consists of the

dispositions we consciously use in understanding what now happens.

Knowledge as an act is bringing some of our dispositions to

consciousness with a view to straightening out a perplexity, by

conceiving the connection between ourselves and the world in which we

live.

Summary. Such social divisions as interfere with free and full

intercourse react to make the intelligence and knowing of members of

the separated classes one-sided. Those whose experience has to do

with utilities cut off from the larger end they subserve are practical

empiricists; those who enjoy the contemplation of a realm of meanings

in whose active production they have had no share are practical

rationalists. Those who come in direct contact with things and have to

adapt their activities to them immediately are, in effect, realists;

those who isolate the meanings of these things and put them in a

religious or so-called spiritual world aloof from things are, in effect,

idealists. Those concerned with progress, who are striving to change

received beliefs, emphasize the individual factor in knowing; those

whose chief business it is to withstand change and conserve received

truth emphasize the universal and the fixed--and so on. Philosophic

systems in their opposed theories of knowledge present an explicit

formulation of the traits characteristic of these cut-off and one-sided

segments of experience--one-sided because barriers to intercourse

prevent the experience of one from being enriched and supplemented by

that of others who are differently situated.

In an analogous way, since democracy stands in principle for free

interchange, for social continuity, it must develop a theory of

knowledge which sees in knowledge the method by which one experience is

made available in giving direction and meaning to another. The recent

advances in physiology, biology, and the logic of the experimental

sciences supply the specific intellectual instrumentalities demanded to

work out and formulate such a theory. Their educational equivalent

is the connection of the acquisition of knowledge in the schools with

activities, or occupations, carried on in a medium of associated life.

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