CHAPTER I

ULRICH BONNELL PHILLIPS

AMERICAN

NEGRO SLAVERY

A Survey of the Supply,

Employment and Control

Of Negro Labor

As Determined by the Plantation Regime

TO

MY WIFE

CONTENTS

CHAPTER

I. THE EARLY EXPLOITATION OF GUINEA

II. THE MARITIME SLAVE TRADE

III. THE SUGAR ISLANDS

IV. THE TOBACCO COLONIES

V. THE RICE COAST

VI. THE NORTHERN COLONIES

VII. REVOLUTION AND REACTION

VIII. THE CLOSING OF THE AFRICAN SLAVE TRADE

IX. THE INTRODUCTION OF COTTON AND SUGAR

X. THE WESTWARD MOVEMENT

XI. THE DOMESTIC SLAVE TRADE

XII. THE COTTON RÉGIME

XIII. TYPES OF LARGE PLANTATIONS

XIV. PLANTATION MANAGEMENT

XV. PLANTATION LABOR

XVI. PLANTATION LIFE

XVII. PLANTATION TENDENCIES

XVIII. ECONOMIC VIEWS OF SLAVERY: A SURVEY OF THE

LITERATURE

XIX. BUSINESS ASPECTS OF SLAVERY

XX. TOWN SLAVES

XXI. FREE NEGROES

XXII. SLAVE CRIME

XXIII. THE FORCE OF THE LAW

INDEX

AMERICAN NEGRO SLAVERY

CHAPTER I

THE DISCOVERY AND EXPLOITATION OF GUINEA

The Portuguese began exploring the west coast of Africa shortly before

Christopher Columbus was born; and no sooner did they encounter negroes

than they began to seize and carry them in captivity to Lisbon. The court

chronicler Azurara set himself in 1452, at the command of Prince Henry, to

record the valiant exploits of the negro-catchers. Reflecting the spirit

of the time, he praised them as crusaders bringing savage heathen for

conversion to civilization and christianity. He gently lamented the

massacre and sufferings involved, but thought them infinitely outweighed by

the salvation of souls. This cheerful spirit of solace was destined long to

prevail among white peoples when contemplating the hardships of the colored

races. But Azurara was more than a moralizing annalist. He acutely observed

of the first cargo of captives brought from southward of the Sahara, less

than a decade before his writing, that after coming to Portugal "they never

more tried to fly, but rather in time forgot all about their own country,"

that "they were very loyal and obedient servants, without malice"; and that

"after they began to use clothing they were for the most part very fond of

display, so that they took great delight in robes of showy colors, and such

was their love of finery that they picked up the rags that fell from the

coats of other people of the country and sewed them on their own garments,

taking great pleasure in these, as though it were matter of some greater

perfection."[1] These few broad strokes would portray with equally happy

precision a myriad other black servants born centuries after the writer's

death and dwelling in a continent of whose existence he never dreamed.

Azurara wrote further that while some of the captives were not able to

endure the change and died happily as Christians, the others, dispersed

among Portuguese households, so ingratiated themselves that many were

set free and some were married to men and women of the land and acquired

comfortable estates. This may have been an earnest of future conditions in

Brazil and the Spanish Indies; but in the British settlements it fell out

far otherwise.

[Footnote 1: Gomez Eannes de Azurara _Chronicle of the Discovery and

Conquest of Guinea_, translated by C.R. Beazley and E.P. Prestage, in the

Hakluyt Society _Publications_, XCV, 85.]

As the fifteenth century wore on and fleets explored more of the African

coast with the double purpose of finding a passage to India and exploiting

any incidental opportunities for gain, more and more human cargoes were

brought from Guinea to Portugal and Spain. But as the novelty of the blacks

wore off they were held in smaller esteem and treated with less liberality.

Gangs of them were set to work in fields from which the Moorish occupants

had recently been expelled. The labor demand was not great, however, and

when early in the sixteenth century West Indian settlers wanted negroes

for their sugar fields, Spain willingly parted with some of hers. Thus did

Europe begin the coercion of African assistance in the conquest of the

American wilderness.

Guinea comprises an expanse about a thousand miles wide lying behind

three undulating stretches of coast, the first reaching from Cape Verde

southeastward nine hundred miles to Cape Palmas in four degrees north

latitude, the second running thence almost parallel to the equator a

thousand miles to Old Calabar at the head of "the terrible bight of

Biafra," the third turning abruptly south and extending some fourteen

hundred miles to a short distance below Benguela where the southern desert

begins. The country is commonly divided into Upper Guinea or the Sudan,

lying north and west of the great angle of the coast, and Lower Guinea,

the land of the Bantu, to the southward. Separate zones may also be

distinguished as having different systems of economy: in the jungle belt

along the equator bananas are the staple diet; in the belts bordering this

on the north and south the growing of millet and manioc respectively, in

small clearings, are the characteristic industries; while beyond the edges

of the continental forest cattle contribute much of the food supply. The

banana, millet and manioc zones, and especially their swampy coastal

plains, were of course the chief sources of slaves for the transatlantic

trade.

Of all regions of extensive habitation equatorial Africa is the worst. The

climate is not only monotonously hot, but for the greater part of each year

is excessively moist. Periodic rains bring deluge and periodic tornadoes

play havoc. The dry seasons give partial relief, but they bring occasional

blasts from the desert so dry and burning that all nature droops and is

grateful at the return of the rains. The general dank heat stimulates

vegetable growth in every scale from mildew to mahogany trees, and

multiplies the members of the animal kingdom, be they mosquitoes, elephants

or boa constrictors. There would be abundant food but for the superabundant

creatures that struggle for it and prey upon one another. For mankind life

is at once easy and hard. Food of a sort may often be had for the plucking,

and raiment is needless; but aside from the menace of the elements human

life is endangered by beasts and reptiles in the forest, crocodiles and

hippopotami in the rivers, and sharks in the sea, and existence is made a

burden to all but the happy-hearted by plagues of insects and parasites. In

many districts tse-tse flies exterminate the cattle and spread the fatal

sleeping-sickness among men; everywhere swarms of locusts occasionally

destroy the crops; white ants eat timbers and any other useful thing, short

of metal, which may come in their way; giant cockroaches and dwarf

brown ants and other pests in great variety swarm in the dwellings

continuously--except just after a village has been raided by the great

black ants which are appropriately known as "drivers." These drivers march

in solid columns miles on miles until, when they reach food resources to

their fancy, they deploy for action and take things with a rush. To stay

among them is to die; but no human being stays. A cry of "Drivers!" will

depopulate a village instantly, and a missionary who at one moment has been

combing brown ants from his hair will in the next find himself standing

safely in the creek or the water barrel, to stay until the drivers have

taken their leave. Among less spectacular things, mosquitoes fly in crowds

and leave fevers in their wake, gnats and flies are always on hand, chigoes

bore and breed under toe-nails, hook-worms hang themselves to the walls of

the intestines, and other threadlike worms enter the eyeballs and the flesh

of the body. Endurance through generations has given the people large

immunity from the effects of hook-worm and malaria, but not from the

indigenous diseases, kraw-kraw, yaws and elephantiasis, nor of course from

dysentery and smallpox which the Europeans introduced. Yet robust health is

fairly common, and where health prevails there is generally happiness, for

the negroes have that within their nature. They could not thrive in Guinea

without their temperament.

It is probable that no people ever became resident on or near the west

coast except under compulsion. From the more favored easterly regions

successive hordes have been driven after defeat in war. The Fangs on the

Ogowe are an example in the recent past. Thus the inhabitants of Guinea,

and of the coast lands especially, have survived by retreating and

adapting themselves to conditions in which no others wished to dwell. The

requirements of adaptation were peculiar. To live where nature supplies

Turkish baths without the asking necessitates relaxation. But since undue

physical indolence would unfit people for resistance to parasites and

hostile neighbors, the languid would perish. Relaxation of mind, however,

brought no penalties. The climate in fact not only discourages but

prohibits mental effort of severe or sustained character, and the negroes

have submitted to that prohibition as to many others, through countless

generations, with excellent grace. So accustomed were they to interdicts of

nature that they added many of their own through conventional taboo, some

of them intended to prevent the eating of supposedly injurious food, others

calculated to keep the commonalty from infringing upon the preserves of the

dignitaries.[2]

[Footnote 2: A convenient sketch of the primitive African régime is J.A.

Tillinghast's _The Negro in Africa and America_, part I. A fuller survey

is Jerome Dowd's _The Negro Races_, which contains a bibliography of the

sources. Among the writings of travelers and sojourners particularly

notable are Mary Kingsley's _Travels in West Africa_ as a vivid picture of

coast life, and her _West African Studies_ for its elaborate and convincing

discussion of fetish, and the works of Sir A.B. Ellis on the Tshi-, Ewe-

and Yoruba-speaking peoples for their analyses of institutions along the

Gold Coast.]

No people is without its philosophy and religion. To the Africans the

forces of nature were often injurious and always impressive. To invest them

with spirits disposed to do evil but capable of being placated was perhaps

an obvious recourse; and this investiture grew into an elaborate system of

superstition. Not only did the wind and the rain have their gods but each

river and precipice, and each tribe and family and person, a tutelary

spirit. These might be kept benevolent by appropriate fetish ceremonies;

they might be used for evil by persons having specially great powers over

them. The proper course for common-place persons at ordinary times was to

follow routine fetish observances; but when beset by witch-work the only

escape lay in the services of witch-doctors or priests. Sacrifices were

called for, and on the greatest occasions nothing short of human sacrifice

was acceptable.

As to diet, vegetable food was generally abundant, but the negroes were not

willingly complete vegetarians. In the jungle game animals were scarce, and

everywhere the men were ill equipped for hunting. In lieu of better they

were often fain to satisfy their craving for flesh by eating locusts and

larvae, as tribes in the interior still do. In such conditions cannibalism

was fairly common. Especially prized was an enemy slain in war, for not

only would his body feed the hungry but fetish taught that his bravery

would pass to those who shared the feast.

In African economy nearly all routine work, including agriculture, was

classed as domestic service and assigned to the women for performance. The

wife, bought with a price at the time of marriage, was virtually a slave;

her husband her master. Now one woman might keep her husband and children

in but moderate comfort. Two or more could perform the family tasks much

better. Thus a man who could pay the customary price would be inclined to

add a second wife, whom the first would probably welcome as a lightener of

her burdens. Polygamy prevailed almost everywhere.

Slavery, too, was generally prevalent except among the few tribes who

gained their chief sustenance from hunting. Along with polygamy, it perhaps

originated, if it ever had a distinct beginning, from the desire to lighten

and improve the domestic service. [3] Persons became slaves through

capture, debt or malfeasance, or through the inheritance of the status.

While the ownership was absolute in the eyes of the law and captives

were often treated with great cruelty, slaves born in the locality were

generally regarded as members of their owner's family and were shown much

consideration. In the millet zone where there was much work to be done the

slaveholdings were in many cases very large and the control relatively

stringent; but in the banana districts an easy-going schedule prevailed for

all. One of the chief hardships of the slaves was the liability of being

put to death at their master's funeral in order that their spirits might

continue in his service. In such case it was customary on the Gold Coast

to give the victim notice of his approaching death by suddenly thrusting a

knife through each cheek with the blades crossing in his mouth so that he

might not curse his master before he died. With his hands tied behind him

he would then be led to the ceremonial slaughter. The Africans were in

general eager traders in slaves as well as other goods, even before the

time when the transatlantic trade, by giving excessive stimulus to raiding

and trading, transformed the native economy and deranged the social order.

[Footnote 3: Slavery among the Africans and other primitive peoples has

been elaborately discussed by H.J. Nieboer, _Slavery as an Industrial

System: Ethnological Researches_ (The Hague, 1900).]

Apart from a few great towns such as Coomassee and Benin, life in Guinea

was wholly on a village basis, each community dwelling in its own clearing

and having very slight intercourse with its neighbors. Politically each

village was governed by its chief and its elders, oftentimes in complete

independence. In occasional instances, however, considerable states of

loose organization were under the rule of central authorities. Such states

were likely to be the creation of invaders from the eastward, the Dahomans

and Ashantees for example; but the kingdom of Benin appears to have arisen

indigenously. In many cases the subordination of conquered villages merely

resulted in their paying annual tribute. As to language, Lower Guinea spoke

multitudinous dialects of the one Bantu tongue, but in Upper Guinea there

were many dialects of many separate languages.

Land was so abundant and so little used industrially that as a rule it

was not owned in severalty; and even the villages and tribes had little

occasion to mark the limits of their domains. For travel by land there were

nothing but narrow, rough and tortuous foot-paths, with makeshift bridges

across the smaller streams. The rivers were highly advantageous both as

avenues and as sources of food, for the negroes were expert at canoeing and

fishing.

Intertribal wars were occasional, but a crude comity lessened their

frequency. Thus if a man of one village murdered one of another, the

aggrieved village if too weak to procure direct redress might save its

face by killing someone in a third village, whereupon the third must by

intertribal convention make common cause with the second at once, or else

coerce a fourth into the punitive alliance by applying the same sort of

persuasion that it had just felt. These later killings in the series were

not regarded as murders but as diplomatic overtures. The system was hard

upon those who were sacrificed in its operation, but it kept a check upon

outlawry.

A skin stretched over the section of a hollow tree, and usually so

constructed as to have two tones, made an instrument of extraordinary use

in communication as well as in music. By a system long anticipating the

Morse code the Africans employed this "telegraph drum" in sending

messages from village to village for long distances and with great speed.

Differences of speech were no bar, for the tom tom code was interlingual.

The official drummer could explain by the high and low alternations of his

taps that a deed of violence just done was not a crime but a _pourparler_

for the forming of a league. Every week for three months in 1800 the

tom toms doubtless carried the news throughout Ashantee land that King

Quamina's funeral had just been repeated and two hundred more slaves slain

to do him honor. In 1806 they perhaps reported the ending of Mungo Park's

travels by his death on the Niger at the hands of the Boussa people. Again

and again drummers hired as trading auxiliaries would send word along the

coast and into the country that white men's vessels lying at Lagos, Bonny,

Loango or Benguela as the case might be were paying the best rates in

calico, rum or Yankee notions for all slaves that might be brought.

In music the monotony of the tom tom's tone spurred the drummers to

elaborate variations in rhythm. The stroke of the skilled performer could

make it mourn a funeral dirge, voice the nuptial joy, throb the pageant's

march, and roar the ambush alarm. Vocal music might be punctuated by tom

toms and primitive wind or stringed instruments, or might swell in solo

or chorus without accompaniment. Singing, however, appears not so

characteristic of Africans at home as of the negroes in America. On the

other hand garrulous conversation, interspersed with boisterous laughter,

lasted well-nigh the livelong day. Daily life, indeed, was far from dull,

for small things were esteemed great, and every episode was entertaining.

It can hardly be maintained that savage life is idyllic. Yet the question

remains, and may long remain, whether the manner in which the negroes were

brought into touch with civilization resulted in the greater blessing or

the greater curse. That manner was determined in part at least by the

nature of the typical negroes themselves. Impulsive and inconstant,

sociable and amorous, voluble, dilatory, and negligent, but robust,

amiable, obedient and contented, they have been the world's premium slaves.

Prehistoric Pharaohs, mediaeval Pashas and the grandees of Elizabethan

England esteemed them as such; and so great a connoisseur in household

service as the Czar Alexander added to his palace corps in 1810 two free

negroes, one a steward on an American merchant ship and the other a

body-servant whom John Quincy Adams, the American minister, had brought

from Massachusetts to St. Petersburg.[4]

[Footnote 4: _Writings of John Quincy Adams_, Ford ed., III, 471, 472 (New

York, 1914).]

The impulse for the enslavement of negroes by other peoples came from the

Arabs who spread over northern Africa in the eighth century, conquering and

converting as they went, and stimulating the trade across the Sahara until

it attained large dimensions. The northbound caravans carried the peculiar

variety of pepper called "grains of paradise" from the region later known

as Liberia, gold from the Dahomey district, palm oil from the lower Niger,

and ivory and slaves from far and wide. A small quantity of these various

goods was distributed in southern Europe and the Levant. And in the same

general period Arab dhows began to take slave cargoes from the east coast

of Africa as far south as Mozambique, for distribution in Arabia, Persia

and western India. On these northern and eastern flanks of Guinea where the

Mohammedans operated and where the most vigorous of the African peoples

dwelt, the natives lent ready assistance in catching and buying slaves in

the interior and driving them in coffles to within reach of the Moorish and

Arab traders. Their activities, reaching at length the very center of the

continent, constituted without doubt the most cruel of all branches of the

slave-trade. The routes across the burning Sahara sands in particular came

to be strewn with negro skeletons.[5]

[Footnote 5: Jerome Dowd, "The African Slave Trade," in the _Journal of

Negro History_, II (1917), 1-20.]

This overland trade was as costly as it was tedious. Dealers in Timbuctoo

and other centers of supply must be paid their price; camels must be

procured, many of which died on the journey; guards must be hired to

prevent escapes in the early marches and to repel predatory Bedouins in the

later ones; food supplies must be bought; and allowance must be made for

heavy mortality among the slaves on their terrible trudge over the burning

sands and the chilling mountains. But wherever Mohammedanism prevailed,

which gave particular sanction to slavery as well as to polygamy, the

virtues of the negroes as laborers and as eunuch harem guards were so

highly esteemed that the trade was maintained on a heavy scale almost if

not quite to the present day. The demand of the Turks in the Levant and the

Moors in Spain was met by exportations from the various Barbary ports. Part

of this Mediterranean trade was conducted in Turkish and Moorish vessels,

and part of it in the ships of the Italian cities and Marseilles and

Barcelona. Venice for example had treaties with certain Saracen rulers at

the beginning of the fourteenth century authorizing her merchants not only

to frequent the African ports, but to go in caravans to interior points and

stay at will. The principal commodities procured were ivory, gold, honey

and negro slaves.[6]

[Footnote 6: The leading authority upon slavery and the slave-trade in the

Mediterranean countries of Europe is J.A. Saco, _Historia de la Esclavitud

desde los Tiempas mas remotas hasta nuestros Dias_ (Barcelona, 1877), vol.

III.]

The states of Christian Europe, though little acquainted with negroes,

had still some trace of slavery as an inheritance from imperial Rome

and barbaric Teutondom. The chattel form of bondage, however, had quite

generally given place to serfdom; and even serfdom was disappearing in

many districts by reason of the growth of towns and the increase of rural

population to the point at which abundant labor could be had at wages

little above the cost of sustaining life. On the other hand so long as

petty wars persisted the enslavement of captives continued to be at least

sporadic, particularly in the south and east of Europe, and a considerable

traffic in white slaves was maintained from east to west on the

Mediterranean. The Venetians for instance, in spite of ecclesiastical

prohibitions, imported frequent cargoes of young girls from the countries

about the Black Sea, most of whom were doomed to concubinage and

prostitution, and the rest to menial service.[7] The occurrence of the

Crusades led to the enslavement of Saracen captives in Christendom as well

as of Christian captives in Islam.

[Footnote 7: W.C. Hazlitt, _The Venetian Republic_(London, 1900), pp. 81,

82.]

The waning of the Crusades ended the supply of Saracen slaves, and the

Turkish capture of Constantinople in 1453 destroyed the Italian trade on

the Black Sea. No source of supply now remained, except a trickle from

Africa, to sustain the moribund institution of slavery in any part of

Christian Europe east of the Pyrenees. But in mountain-locked Roussillon

and Asturias remnants of slavery persisted from Visigothic times to the

seventeenth century; and in other parts of the peninsula the intermittent

wars against the Moors of Granada supplied captives and to some extent

reinvigorated slavery among the Christian states from Aragon to Portugal.

Furthermore the conquest of the Canaries at the end of the fourteenth

century and of Teneriffe and other islands in the fifteenth led to the

bringing of many of their natives as slaves to Castille and the neighboring

kingdoms.

Occasional documents of this period contain mention of negro slaves at

various places in the Spanish peninsula, but the number was clearly small

and it must have continued so, particularly as long as the supply was drawn

through Moorish channels. The source whence the negroes came was known to

be a region below the Sahara which from its yield of gold and ivory was

called by the Moors the land of wealth, "Bilad Ghana," a name which on the

tongues of European sailors was converted into "Guinea." To open a direct

trade thither was a natural effort when the age of maritime exploration

began. The French are said to have made voyages to the Gold Coast in the

fourteenth century, though apparently without trading in slaves. But in

the absence of records of their activities authentic history must confine

itself to the achievements of the Portuguese.

In 1415 John II of Portugal, partly to give his five sons opportunity to

win knighthood in battle, attacked and captured the Moorish stronghold of

Ceuta, facing Gibraltar across the strait. For several years thereafter the

town was left in charge of the youngest of these princes, Henry, who there

acquired an enduring desire to gain for Portugal and Christianity the

regions whence the northbound caravans were coming. Returning home, he

fixed his residence at the promontory of Sagres, on Cape St. Vincent,

and made his main interest for forty years the promotion of maritime

exploration southward.[8] His perseverance won him fame as "Prince

Henry the Navigator," though he was not himself an active sailor; and

furthermore, after many disappointments, it resulted in exploration as far

as the Gold Coast in his lifetime and the rounding of the Cape of Good Hope

twenty-five years after his death. The first decade of his endeavor brought

little result, for the Sahara shore was forbidding and the sailors timid.

Then in 1434 Gil Eannes doubled Cape Bojador and found its dangers

imaginary. Subsequent voyages added to the extent of coast skirted until

the desert began to give place to inhabited country. The Prince was now

eager for captives to be taken who might inform him of the country, and in

1441 Antam Gonsalvez brought several Moors from the southern edge of the

desert, who, while useful as informants, advanced a new theme of interest

by offering to ransom themselves by delivering on the coast a larger number

of non-Mohammedan negroes, whom the Moors held as slaves. Partly for the

sake of profit, though the chronicler says more largely to increase the

number of souls to be saved, this exchange was effected in the following

year in the case of two of the Moors, while a third took his liberty

without delivering his ransom. After the arrival in Portugal of these

exchanged negroes, ten in number, and several more small parcels of

captives, a company organized at Lagos under the direction of Prince Henry

sent forth a fleet of six caravels in 1444 which promptly returned with 225

captives, the disposal of whom has been recounted at the beginning of this

chapter.

[Footnote 8: The chief source for the early Portuguese voyages is Azurara's

_Chronicle of the Discovery and Conquest of Guinea_, already cited.]

In the next year the Lagos Company sent a great expedition of twenty-six

vessels which discovered the Senegal River and brought back many natives

taken in raids thereabout; and by 1448 nearly a thousand captives had been

carried to Portugal. Some of these were Moorish Berbers, some negroes,

but most were probably Jolofs from the Senegal, a warlike people of mixed

ancestry. Raiding in the Jolof country proved so hazardous that from about

1454 the Portuguese began to supplement their original methods by planting

"factories" on the coast where slaves from the interior were bought from

their native captors and owners who had brought them down in caravans

and canoes. Thus not only was missionary zeal eclipsed but the desire of

conquest likewise, and the spirit of exploration erelong partly subdued, by

commercial greed. By the time of Prince Henry's death in 1460 Portugal was

importing seven or eight hundred negro slaves each year. From this time

forward the traffic was conducted by a succession of companies and

individual grantees, to whom the government gave the exclusive right for

short terms of years in consideration of money payments and pledges of

adding specified measures of exploration. As new coasts were reached

additional facilities were established for trade in pepper, ivory and gold

as well as in slaves. When the route round Africa to India was opened at

the end of the century the Guinea trade fell to secondary importance, but

it was by no means discontinued.

Of the negroes carried to Portugal in the fifteenth century a large

proportion were set to work as slaves on great estates in the southern

provinces recently vacated by the Moors, and others were employed as

domestic servants in Lisbon and other towns. Some were sold into Spain

where they were similarly employed, and where their numbers were recruited

by a Guinea trade in Spanish vessels in spite of Portugal's claim of

monopoly rights, even though Isabella had recognized these in a treaty of

1479. In short, at the time of the discovery of America Spain as well as

Portugal had quite appreciable numbers of negroes in her population and

both were maintaining a system of slavery for their control.

When Columbus returned from his first voyage in the spring of 1493 and

announced his great landfall, Spain promptly entered upon her career

of American conquest and colonization. So great was the expectation of

adventure and achievement that the problem of the government was not how

to enlist participants but how to restrain a great exodus. Under heavy

penalties emigration was restricted by royal decrees to those who procured

permission to go. In the autumn of the same year fifteen hundred men,

soldiers, courtiers, priests and laborers, accompanied the discoverer

on his second voyage, in radiant hopes. But instead of wealth and high

adventure these Argonauts met hard labor and sickness. Instead of the rich

cities of Japan and China sought for, there were found squalid villages of

Caribs and Lucayans. Of gold there was little, of spices none.

Columbus, when planting his colony at Isabella, on the northern coast

of Hispaniola (Hayti), promptly found need of draught animals and other

equipment. He wrote to his sovereigns in January, 1494, asking for the

supplies needed; and he offered, pending the discovery of more precious

things, to defray expenses by shipping to Spain some of the island natives,

"who are a wild people fit for any work, well proportioned and very

intelligent, and who when they have got rid of their cruel habits to which

they have been accustomed will be better than any other kind of slaves."[9]

Though this project was discouraged by the crown, Columbus actually took a

cargo of Indians for sale in Spain on his return from his third voyage;

but Isabella stopped the sale and ordered the captives taken home and

liberated. Columbus, like most of his generation, regarded the Indians

as infidel foreigners to be exploited at will. But Isabella, and to some

extent her successors, considered them Spanish subjects whose helplessness

called for special protection. Between the benevolence of the distant

monarchs and the rapacity of the present conquerors, however, the fate of

the natives was in little doubt. The crown's officials in the Indies were

the very conquerors themselves, who bent their soft instructions to fit

their own hard wills. A native rebellion in Hispaniola in 1495 was crushed

with such slaughter that within three years the population is said to have

been reduced by two thirds. As terms of peace Columbus required annual

tribute in gold so great that no amount of labor in washing the sands could

furnish it. As a commutation of tribute and as a means of promoting the

conversion of the Indians there was soon inaugurated the encomienda system

which afterward spread throughout Spanish America. To each Spaniard

selected as an encomendero was allotted a certain quota of Indians bound to

cultivate land for his benefit and entitled to receive from him tutelage

in civilization and Christianity. The grantees, however, were not assigned

specified Indians but merely specified numbers of them, with power to seize

new ones to replace any who might die or run away. Thus the encomendero was

given little economic interest in preserving the lives and welfare of his

workmen.

[Footnote 9: R.H. Major, _Select Letters of Columbus_, 2d. ed., 1890, p.

88.]

In the first phase of the system the Indians were secured in the right of

dwelling in their own villages under their own chiefs. But the encomenderos

complained that the aloofness of the natives hampered the work of

conversion and asked that a fuller and more intimate control be authorized.

This was promptly granted and as promptly abused. Such limitations as the

law still imposed upon encomendero power were made of no effect by the lack

of machinery for enforcement. The relationship in short, which the law

declared to be one of guardian and ward, became harsher than if it had been

that of master and slave. Most of the island natives were submissive in

disposition and weak in physique, and they were terribly driven at their

work in the fields, on the roads, and at the mines. With smallpox and other

pestilences added to their hardships, they died so fast that before 1510

Hispaniola was confronted with the prospect of the complete disappearance

of its laboring population.[10] Meanwhile the same régime was being carried

to Porto Rico, Jamaica and Cuba with similar consequences in its train.

[Footnote 10: E. g. Bourne, _Spain in America_ (New York, 1904); Wilhelm

Roscher, _The Spanish Colonial System_, Bourne ed. (New York, 1904); Konrad

Habler, "The Spanish Colonial Empire," in Helmolt, _History of the World_,

vol I.]

As long as mining remained the chief industry the islands failed to

prosper; and the reports of adversity so strongly checked the Spanish

impulse for adventure that special inducements by the government were

required to sustain any flow of emigration. But in 1512-1515 the

introduction of sugar-cane culture brought the beginning of a change in

the industrial situation. The few surviving gangs of Indians began to be

shifted from the mines to the fields, and a demand for a new labor supply

arose which could be met only from across the sea.

Apparently no negroes were brought to the islands before 1501. In that

year, however, a royal decree, while excluding Jews and Moors, authorized

the transportation of negroes born in Christian lands; and some of these

were doubtless carried to Hispaniola in the great fleet of Ovando, the new

governor, in 1502. Ovando's reports of this experiment were conflicting.

In the year following his arrival he advised that no more negroes be sent,

because of their propensity to run away and band with and corrupt the

Indians. But after another year had elapsed he requested that more negroes

be sent. In this interim the humane Isabella died and the more callous

Ferdinand acceded to full control. In consequence a prohibition of the

negro trade in 1504 was rescinded in 1505 and replaced by orders that the

bureau in charge of colonial trade promote the sending of negroes from

Spain in large parcels. For the next twelve years this policy was

maintained--the sending of Christian negroes was encouraged, while the

direct slave trade from Africa to America was prohibited. The number of

negroes who reached the islands under this régime is not ascertainable. It

was clearly almost negligible in comparison with the increasing demand.[11]

[Footnote 11: The chief authority upon the origin and growth of negro

slavery in the Spanish colonies is J.A. Saco, _Historia de la Esclavitud

de la Raza Africana en el Nuevo Mundo y en especial en los Paises

Americo-Hispanos_. (Barcelona, 1879.) This book supplements the same

author's _Historia de la Esclavitud desde los Tiempos remotos_ previously

cited.]

The policy of excluding negroes fresh from Africa--"bozal negroes" the

Spaniards called them--was of course a product of the characteristic

resolution to keep the colonies free from all influences hostile to

Catholic orthodoxy. But whereas Jews, Mohammedans and Christian heretics

were considered as champions of rival faiths, the pagan blacks came

increasingly to be reckoned as having no religion and therefore as a mere

passive element ready for christianization. As early as 1510, in fact, the

Spanish crown relaxed its discrimination against pagans by ordering the

purchase of above a hundred negro slaves in the Lisbon market for dispatch

to Hispaniola. To quiet its religious scruples the government hit upon

the device of requiring the baptism of all pagan slaves upon their

disembarkation in the colonial ports.

The crown was clearly not prepared to withstand a campaign for supplies

direct from Africa, especially after the accession of the youth Charles I

in 1517. At that very time a clamor from the islands reached its climax.

Not only did many civil officials, voicing public opinion in their island

communities, urge that the supply of negro slaves be greatly increased as

a means of preventing industrial collapse, but a delegation of Jeronimite

friars and the famous Bartholomeo de las Casas, who had formerly been a

Cuban encomendero and was now a Dominican priest, appeared in Spain to

press the same or kindred causes. The Jeronimites, themselves concerned in

industrial enterprises, were mostly interested in the labor supply. But the

well-born and highly talented Las Casas, earnest and full of the milk

of human kindness, was moved entirely by humanitarian and religious

considerations. He pleaded primarily for the abolition of the encomienda

system and the establishment of a great Indian reservation under missionary

control, and he favored the increased transfer of Christian negroes from

Spain as a means of relieving the Indians from their terrible sufferings.

The lay spokesmen and the Jeronimites asked that provision be made for the

sending of thousands of negro slaves, preferably bozal negroes for the sake

of cheapness and plenty; and the supporters of this policy were able to

turn to their use the favorable impression which Las Casas was making, even

though his programme and theirs were different.[12] The outcome was that

while the settling of the encomienda problem was indefinitely postponed,

authorization was promptly given for a supply of bozal negroes.

[Footnote 12: Las Casas, _Historio de las Indias_ (Madrid, 1875, 1876);

Arthur Helps, _Life of Las Casas_ (London, 1873); Saco, _op. cit_., pp.

62-104.]

The crown here had an opportunity to get large revenues, of which it was in

much need, by letting the slave trade under contract or by levying taxes

upon it. The young king, however, freshly arrived from the Netherlands with

a crowd of Flemish favorites in his train, proceeded to issue gratuitously

a license for the trade to one of the Flemings at court, Laurent de

Gouvenot, known in Spain as Garrevod, the governor of Breza. This license

empowered the grantee and his assigns to ship from Guinea to the Spanish

islands four thousand slaves. All the historians until recently have placed

this grant in the year 1517 and have called it a contract (asiento); but

Georges Scelle has now discovered and printed the document itself which

bears the date August 18, 1518, and is clearly a license of grace bearing

none of the distinctive asiento features.[13] Garrevod, who wanted ready

cash rather than a trading privilege, at once divided his license into two

and sold them for 25,000 ducats to certain Genoese merchants domiciled at

Seville, who in turn split them up again and put them on the market where

they became an object of active speculation at rapidly rising prices. The

result was that when slaves finally reached the islands under Garrevod's

grant the prices demanded for them were so exorbitant that the purposes

of the original petitioners were in large measure defeated. Meanwhile the

king, in spite of the nominally exclusive character of the Garrevod grant,

issued various other licenses on a scale ranging from ten to four hundred

slaves each. For a decade the importations were small, however, and the

island clamor increased.

[Footnote 13: Georges Scelle, _Histoire Politique de la Traité Négrière aux

Indes de Castille: Contrats et Traités d'Asíento_ (Paris, 1906), I, 755.

Book I, chapter 2 of the same volume is an elaborate discussion of the

Garrevod grant.]

In 1528 a new exclusive grant was issued to two German courtiers at

Seville, Eynger and Sayller, empowering them to carry four thousand slaves

from Guinea to the Indies within the space of the following four years.

This differed from Garrevod's in that it required a payment of 20,000

ducats to the crown and restricted the price at which the slaves were to

be sold in the islands to forty ducats each. In so far it approached the

asientos of the full type which became the regular recourse of the Spanish

government in the following centuries; but it fell short of the ultimate

plan by failing to bind the grantees to the performance of their

undertaking and by failing to specify the grades and the proportion of the

sexes among the slaves to be delivered. In short the crown's regard was

still directed more to the enrichment of courtiers than to the promotion of

prosperity in the islands.

After the expiration of the Eynger and Sayller grant the king left the

control of the slave trade to the regular imperial administrative boards,

which, rejecting all asiento overtures for half a century, maintained a

policy of granting licenses for competitive trade in return for payments

of eight or ten ducats per head until 1560, and of thirty ducats or more

thereafter. At length, after the Spanish annexation of Portugal in 1580,

the government gradually reverted to monopoly grants, now however in the

definite form of asientos, in which by intent at least the authorities made

the public interest, with combined regard to the revenue and a guaranteed

labor supply, the primary consideration.[14] The high prices charged for

slaves, however, together with the burdensome restrictions constantly

maintained upon trade in general, steadily hampered the growth of Spanish

colonial industry. Furthermore the allurements of Mexico and Peru drained

the older colonies of virtually all their more vigorous white inhabitants,

in spite of severe penalties legally imposed upon emigration but never

effectively enforced.

[Footnote 14: Scelle, I, books 1-3.]

The agricultural régime in the islands was accordingly kept relatively

stagnant as long as Spain preserved her full West Indian domination. The

sugar industry, which by 1542 exported the staple to the amount of 110,000

arrobas of twenty-five pounds each, was standardized in plantations of two

types--the _trapiche_ whose cane was ground by ox power and whose labor

force was generally thirty or forty negroes (each reckoned as capable of

the labor of four Indians); and the _inqenio_, equipped with a water-power

mill and employing about a hundred slaves.[15] Occasional slave revolts

disturbed the Spanish islanders but never for long diminished their

eagerness for slave recruits. The slave laws were relatively mild, the

police administration extremely casual, and the plantation managements

easy-going. In short, after introducing slavery into the new world the

Spaniards maintained it in sluggish fashion, chiefly in the islands, as an

institution which peoples more vigorous industrially might borrow and adapt

to a more energetic plantation régime.

[Footnote 15: Saco, pp. 127, 128, 188; Oviedo, _Historia General de las

Indias_, book 4. chap. 8.]

American Negro Slavery A Survey of the Supply, Employment and Control of Negro Labor as Determined by the Plantation Regime · 第 1 / 23 章