ARE THERE THINGS IN THEMSELVES?

The proposition that things in themselves cannot be known, has often, and

perhaps justly, been proclaimed as the central idea of Kant’s philosophy.

Kant concludes the first section of his “Transcendentale Elementarlehre”

with this “critical admonition”:

“That in general nothing which is intuited in space is a thing

in itself, and that space is not a form which belongs as a

property to things; but that objects are quite unknown to us

in themselves, and what we call outward objects are nothing

else but mere representations of our sensibility, whose form

is space, but whose real correlate, the thing in itself, is

not known by means of these representations, nor ever can be.”

(“Kritik d. r. V.” § 4.)

The term “thing in itself” means originally the object as it is,

independent of the thinking subject’s cognition. For instance: A rainbow

appears in the clouds; the rainbow is not a thing in itself, but the

appearance of a thing in itself. The rainbow exists in man’s sensibility

only. The colors of the spectrum, indeed all colors, the colors of the

sky, of the clouds, of trees, of living beings, are sensations only;

they are subjective phenomena, they are certain kinds of feelings

representing objective realities, but they are not these objective

realities themselves. They are perceived in the brain and are projected

to a place outside the organism. The rainbow, as it is seen, is not a

thing, but it is something seen, it is an appearance only. And this is

true of all things seen and heard and perceived by any one of the senses.

The sense-pictures are localised in space, they are projected outside to

a spot where the combined experience of the senses has taught a sentient

being to expect them. But all the objects of the objective world as they

are perceived are and remain subjective sense-perceptions. The world of

our senses around us is woven of our sensations. It is mere appearance.

This is not a question concerning which there is any doubt, this is

simply a matter of fact. But the question arises, “Can we know things as

they are independent of sensation? Can we know things in themselves?”

The physicist and every scientist is engaged with the problem, What are

natural phenomena independent of sensation? Light is a sensation of

vision, but what is the objective process that takes place when a human

eye perceives light? The physicist answers this problem by eliminating

in his mind the sense-element and by describing the facts of the process

in terms of matter and motion. His answer is that light, objectively

considered, is a certain vibration of the ether. If we can rely upon

physical science, the thing in itself of a rainbow would be a certain

refraction of ether-waves. These vibrations of the ether-waves are

transmitted from the sun, and being broken in the falling raindrops

actually take place independent of cognition, they are real whether we

look at them or not.

The ultimate aim of science is a description of the natural phenomena

not in terms of sense-elements, but in terms of form. That feature of a

thing which we call its matter, constitutes its reality, but the form

of a thing, of a motion, or of a process makes the thing that which it

is; every act of causation is a change of form, and the forms of things

are determined with the assistance of the operations of purely formal

thought, i. e. through measuring or counting. Such is science, not only

as it ought to be, but also as it actually is. All our scientists, each

one in his field, are consciously or unconsciously working out a solution

of this problem. And a solution of this problem means, in our conception,

the objective cognition of the world—i. e., a description of the natural

processes as they are independent of sensibility.

Kant knew very well that a description of things and of natural processes

in terms of form was possible. He clung, nevertheless, to the proposition

that things in themselves are unknowable. And why? A description of

things and of natural processes in terms of form was in his opinion

not as yet a description of things in themselves, for—and here we are

confronted with the original idea and the fundamental error of Kantian

thought—Kant did not consider the forms of things as an objective quality

of theirs, he maintained that the formal element is purely mental and

merely subjective. The thinking mind, he declared, attributes them to the

object. Space and time, the pure forms of existence, together with all

other forms, such as causation, are, according to Kant, not qualities

of the objective world, but of the thinking subject. The thinking

subject cannot help viewing the world in the form of its own cognition,

it transfers these forms to the objects. Therefore the thing in itself

according to Kant would not be represented in a description of the thing

purely in terms of form, the thing in itself would mean the thing as it

would be, independent of time and space.

Let us here point out a distinction between the thing in itself and

noumenon. Noumenon means “a thing of thought.” The noumenal world is the

world of thoughts in a thinking being’s mind. The noumenon must not be

identified with the thing in itself. The two terms are often confounded,

but they have to be distinguished. The idea of reflected ether-vibrations

is a “noumenon,” but the reflected ether-vibrations themselves, the

objective process are a thing, i. e. an objective reality, and in so far

as they are a reality, considered as being independent of sensation, we

may call them “a thing in itself.” Now when Kant denies the objectivity

of time and space, he must, implicitly, also deny the objective

validity of a description made in terms of measuring and counting. The

pictorial world of our sense-perception is subjective, it is built up of

sensations, it is not objective; and the world of thought is the attempt

to reduce the subjective world of sense-imagery to terms of objective

validity, i. e. to terms of form. But this world of thought is according

to Kant purely mental, it is purely noumenal, or, in other words, noumena

do not represent things independent of cognition, they represent things

as our mind thinks them. The sensory world is mere appearance, it is a

subjective phenomenon, but the world of thought, says Kant, is no less

subjective, it is a world of thought which describes things in terms of

purely mental properties and not in properties of the things themselves.

This is tantamount to the proposition, that things in themselves cannot

be known.

The term “thing in itself,” in the sense of a thing as it is independent

of sensibility, would better be called “the objective thing,” and we

shall so call it when we wish to distinguish it from Kant’s thing in

itself. The objective thing is the thing, not expressed in terms of

subjective elements, such as feelings or sensibility, but in terms of

objective elements, i. e. in terms of form. That a description of things

in terms of forms is possible has never been denied either by Kant or by

any Kantian; but they deny that these descriptions are anything more than

mere noumena; Kant and the orthodox Kantians deny that they represent the

things as they are in themselves. Thus the term thing in itself in the

Kantian sense comes to mean the thing as it is independent of space and

time.

That every noumenon is a mental sign is a matter of course; the noumenal

world is ideal. But we maintain that these mental signs represent real

qualities of the objective world; they have a meaning; the things

represented by them are actual features of reality. Kant denies this.

To him the noumenal world is purely noumenal. To Kant there is no space

outside the space-conception, and so he declares that space is ideal;

it is not an objective quality of things. However, we maintain, that

our space-conception describes, i. e. depicts, or represents space, our

space-conception is ideal, yet space is not ideal but real; it is an

objective quality of the world.

Kant’s view is dualistic, or at least necessarily leads to dualism, and

it appears to rest on an unpronounced dualistic assumption. Kant treats

“the subject” as something quite distinct and separate from “the object.”

If he had borne in mind that the subject is always at the same time an

object, he would have treated both subject as well as object as mere

abstractions of one and the same reality. Resting upon this erroneous

presupposition, Kant’s most consequential mistake, in our opinion, was

his conception of what he called “the ideality of time and space.” If

time and space were purely ideal, purely mental, purely subjective, then

indeed, the things as they are would forever remain unknown to us, then

indeed the thinking mind would be as if shut up within a hollow globe out

of which it could never escape, then indeed the world would be divided

into two parts, the objective world, and the subjective world; and the

gap between both could never be bridged over. The thinking mind would

have within itself a noumenal world built upon the subjective elements

of sense-impressions. This subjective world would possess no objective

value, it would not describe realities, and the objective world would

thus be unknowable, inscrutable, and mystical.

The idea of a thing in itself found another support in a mistaken

conception of the unity of certain things, especially of organisms. The

unity of a combination of parts is not merely the sum of the parts,

it consists in their peculiar combination which makes an harmonious

co-operation possible. This unity is an additional element; it is an

entirely new creation which exhibits features not contained in any

of its parts. There is no latent watch contained in a heap of little

wheels and cogs, the watch is created through the combination of these

wheels and cogs. The unity of a thing is its form, consisting in a

special arrangement of its parts; and this form although not material is

nevertheless real.

The materialistic conception overlooks the importance of form; but the

spiritualist and also the transcendentalist materialise it as some

spiritual substance, as entities or independent existences. They are in

this way as much materialistic as the materialist.

The question has seriously been asked, What is a melody in itself. The

question has sense when we understand by it, What are those new qualities

which appear through a certain combination of sounds? Those qualities

are not nothing, they are something quite peculiar. We call one of them

rhythm, another one is the fixed succession of notes of a different

pitch. The qualities of a melody as a whole are not qualities of its

separate parts; yet therefore the melody is not a thing in itself. We

might just as well speak of a watch in itself, meaning thereby that

peculiar unity of the combination of its parts which makes of them a

watch. But if we thus speak of “the watch in itself,” we must be aware

that this idea has not somewhere in a transcendental fairy-land an

independent existence above space and time, and outside of its parts.

The unity of a certain interacting group of parts is, on the one hand,

no mere addition of the thinking subject, it is not purely noumenal, it

is real and objective; on the other hand it is not a thing in itself,

independent of its parts, it is the product of the relations in which its

parts affect one another.

Is not perhaps the basis of these vagaries a mistaken conception of

language? We call a certain sensory picture a tree and we say, the tree

has roots, a stem, branches, leaves, and fruits. Autumn sets in and the

wind shakes the leaves off the branches. Now we speak of a leafless

tree. We cut the tree down and we speak of a rootless tree. We burn the

trunk and the branches, and the tree as a phenomenon is gone, all its

properties are taken away. What remains? The tree in itself is left, but

the tree in itself does not exist. If all the property of a person is

taken from him, the person himself is still left. The properties of a

tree, however, are not properties in the same sense; they are qualities.

If all the qualities and parts of a tree are gone, if only the tree in

itself is left—then there is left nothing but the empty word tree, the

idea of a tree.

The Monist, Vol. 2, 1891-1892 · 第 143 / 390 题