pathos, though an essential feature in the development of completed
individuality, is not, in the specific form of its appearance, the
_sole_ or exclusive interest of the individuality portrayed. It is,
in fact, merely one aspect of the efficient[358] character, if one
of paramount importance. To put it in rather a strong way, the human
soul does not merely carry within it _one_ god as the original of
its pathos; on the contrary, the spiritual scope of humanity has
wider borders, and we may affirm that many gods make their dwelling
in one true man, or, rather, all the powers which are scattered
throughout the heaven of the gods are enclosed within that one breast.
It is co-extensive with the entire field of Olympus. In this sense
one of old has said: "Out of thine own passions, O man, hast thou
created the gods." And, as a matter of fact, in proportion as the
intelligence of the Hellenic folk quickened, the number of their gods
increased; and, furthermore, the gods of their earliest days were less
intelligent, that is to say, they were god-like figures deficient both
in individuality and determinate character.
In this wealth of content, accordingly, it is necessary that the
character adequate to ideal art should display itself. And this is just
that which creates the interest we feel in a character, namely, that
a totality such as that we have above described emerges from it, and
the character, while reposing on its abundance, nevertheless persists
in perfect equality with itself, as one secure and self-excluding
subject. If the character, however, be not conceived and depicted as
this rounded and subjective unity, is abstract in the sense that
it is entirely the sport of one passion, such must then appear as
self-destructive[359], or at least cracked, weak, and without real
fibre. For the weakness and inertness of individuals is just this very
thing, that the eternal forces of which we have spoken never assert
themselves in them as a real part of their most essential substance,
as, to put it logically, predicates which adhere to them as the
subjects of such.
In Homer[360], for example, every hero is the living focus of a whole
congeries of qualities and traits. Achilles is the most youthful hero
in the host, but his youthful exuberance is represented as quite
compatible with all other entirely human qualities, and Homer unfolds
before us this variety through situations which offer the finest
contrast. He loves his mother, Thetis, he weeps for Briseis, when she
is snatched from him, and his violated sense of honour drives him
into the conflict with Agamemnon, which is the original fount of all
the events that follow after it in the "Iliad." Add to this he is the
truest friend of Patroclus and Antilochus; moreover, he is the most
blooming, fiery youth, swift of foot, brave, yet full of reverence
for gray hairs; the faithful Phoenix and trusty servant are at his
feet, and at the funeral of Patroclus the hoary Nestor is treated
with the highest deference and honour. And, in contrast to all this,
Achilles is represented as inflammable to a degree, effervescent,
revengeful, and full of the most brutal austerity when face to face
with the foe. He binds the slain Hector to his chariot, trails the
corpse in fell hunter's fashion three times round the walls of Troy;
yet stays his anger when the old Priam comes to his tent, and, as he
thinks within his heart of his own old father, reaches to the weeping
king the hand which has done to death his son. Of Achilles we may
well exclaim: "here is a man indeed, and human nature, ay, noble
human too, in all the length and breadth of its riches, is unveiled
before us in this one man!" It is just the same with all the other
Homeric characters—-Odysseus, Diomedes, Ajax, Agamemnon, Hector,
Andromache--every one of them is a whole, a world in itself, a complete
and living member of humanity, something very different at least from
your allegorical abstract of some one particular trait. What frosty,
faded personalities, despite all their vigour and rigour, are the
horned Siegfried, Hagen of Troy, nay, even Volker, the musician, in
comparison.
It is this variety of characterization, and this alone, which can give
to a character the interest of life. At the same time this fulness of
detail must really appear as included in the personality itself, that
is, it must not strike us as the mere diversion, passing freak, or
suggestion of an excited fancy, such as we see in the case of children
who will take up everything in turn, and even make something out of it,
yet, for all that, are without essential character. Character in this
latter sense will penetrate and make itself a home in the most diverse
phases of the emotional life of man, will steep itself to overflowing
with that abundance, and, at the same time, not remain thus immersed,
but throughout all the congeries of interest, objects, qualities, all
the traits that distinguish or arrest it, maintain the form of its
self-exclusive and alert subjectivity intact.
For the representation of such exhaustive types of character epic
poetry is, above all others, adapted, dramatic and lyrical poetry are
less so.
(_β_) Art, however, will not be content to remain at the point which
the course of our inquiry has reached, namely, the notion of character
as a mere congeries of traits. For the object we have before us now is
the Ideal in its specific determination, and singularity, or, rather,
concrete _individuality_, are both of them prominent and necessary
features. Action, more than anything else, in its conflict and reaction
is impossible without some restriction and clear definition of form.
For this reason the heroes of dramatic poetry are for the most part of
simpler definition than those of epic poetry. And the way we get at a
clear definition is through some pathos out of the ordinary which is
so portrayed as to make some essential trait of character stand out
in bold relief, and itself to be the stimulus to particular objects,
resolves, and actions. If, however, this simplification is carried so
far that any character appears as though it were pared down to a mere
shadow-like semblance of any form of pathos, such as love or honour,
all real vitality and spiritual depth must necessarily vanish, and the
representation, as is not unfrequently the case in the French school
of drama for this very reason, can only offer us a cold and jejune
result. We may therefore conclude that in this aspect of particularity
the prominent feature which asserts itself pre-eminently will be this,
that within the borders of this very limitation the fulness of life
is completely preserved, so that the personality in question has free
scope allowed it for further expansion in many directions, a power to
adapt itself to every variety of situation, and, in short, is able to
unfold and express in every possible way the wealth of a truly complete
spiritual life[361]. Despite the supreme simplicity of their pathos the
characters in the Sophoclean drama possess this intrinsic vitality. We
may indeed compare them in their plastic self-seclusion to the figures
of sculpture. For it is also quite possible that sculpture express
very various delineations of character despite all the tenacity of its
definition. In contrast to the bluster of overpowering passion, which
concentrates all its forces upon one single point, it exhibits out of
its tranquillity and speechlessness that predominant neutrality, which
peacefully envelops all powers within itself; but this unperturbed
unity does not, however, persist in any indissoluble union with mere
formal definition, but, rather, in virtue of its beauty, suffers at
the same time the birth-throes of all that pertains to it to disrobe
itself as through a cloud of immediate possibility into fresh relations
of every variety. In the finest figures of sculpture we behold a
tranquil depth, which unfolds, as it were, the pregnant womb, from
which all other potencies may be born. In contrast with sculpture it
is yet of more vital importance to the arts of painting, music, and
poetry, that they should display the inmost complexity of character,
and real artists of every age have recognized this. In Shakespeare's
"Romeo and Juliet," for example, the most pathetic characteristic of
Romeo is his love: but he is also placed before us under relations of
the greatest contrast, whether it be in reference to his parents, his
friends, his love troubles, or his affair of honour in which he fights
with Tybalt, his attitude of deference and trust to the monk, nay, even
on the verge of the grave his conversation with the apothecary, from
whom he purchases the poison. Throughout he is the same worthy and
noble man of deep emotions. In the same way the character of Juliet
is unfolded throughout the range of her relations to father, mother,
nurse, the Count Paris, and father Lawrence. And, despite of this, she
is as deeply immersed[362] in her one preoccupation as she is in every
one of these situations, and her entire character is transpierced with
and carried away by the one single emotion, her passionate love for her
lover, which is as deep and broad as the unbounded sea, so that it is
but the simple truth when she exclaims, "The more I give, the more I
possess, both are infinite."
From all this it appears that even when there is but one pathos
visible, it must unfold itself as the wealth of all it possesses. And
this is what really happens even in lyrical poetry, where we find the
pathos is not attached to actions determined by positive circumstances
and conditions. For in this latter case the pathos can only assert
itself as the spiritual state of an emotional nature otherwise complete
in itself, which is, that is to say, free to express itself in any
other conceivable circumstance and situation which may confront it.
The use of words of vital significance, an imagination which can
associate itself with all the world, can restore the Past to the
Present, can transform the entire external environment of man's life
to a symbolical expression of his spirit, can bravely adventure into
the depths of comprehensive thought, and, while doing so, reveal an
exuberant, capacious, clear, exalted, and noble nature--a wealth of
character such as this, freely expressing such a world, is a prize
indeed for the Lyric Muse. No doubt a purely logical reflection may
find it impossible that such, variety of character should co-exist
with a masterful clearness of type. We may be asked, for instance,
in reference to the heroic character of Achilles, whose strength of
youth is the pre-eminent, trait of his beauty, how it is possible to
reconcile the tender heart so manifest in his relations to his father
and his friend with the cruel act of revenge wherewith he drags Hector
round the walls. Precisely the same kind of inconsequence is to be met
with in Shakespeare's clowns. They are, with scarcely an exception,
bubbling over with wit and the humour of genius. And, no doubt, there
will always be fools enough to ask us how men thus spiritually gifted
could ever betake themselves to such tomfooleries. The truth is that
the reflection of the formal logic is sure to emphasize one aspect
of a character, and conclude that the entire man is minted under its
impression to the exclusion of all others. To such everything that
asserts itself as alien to the hallmark of its beggarly mintage can
only appear as an inconsequence. In the truely rational contemplation
of the whole as distinct from the parts, and thereby of the living
thing, that which appears as inconsequent will be precisely that which
brings all into fit co-ordination. For our humanity is just this
very paradox. We have not merely to carry[363] the contradictions of
our complex nature, but to suffer the load[363] with patience, and
throughout prove staunch to our burden.
(_γ_) We may conclude, then, that character must fuse together
its particularity in the element of its spiritual substance; it
should possess a definite type, and at the same time retain in this
distinction the force and stability of a _single_ fully self-consistent
pathos. Where we find our humanity represented without such a centre
of unity, the different aspects of such variety it may possess
will lose all relative meaning or significance and fall away from
each other. In art we shall find that what we distinguish in our
conception of personality as infinite or the Divine is just this
self-consistency in unity. If this view be a just one it is obvious
that such characterizations as stability and determination are of
great importance in the ideal representation of character. And we
shall only obtain such a result, as already observed, in so far as the
universality of the powers inherent in our humanity are permitted to
transpierce the mere particularity of the individual character and, by
virtue of the unity thus set up, create a subjective and at the same
time individual life which supplies its own principle of unity and
self-identity.
Such a condition is all important, and we must now advert to a number
of artistic compositions, more particularly of later times, in express
relation to it.
In the "Cid" of Corneille, for example, the collision between the
opposing principles of love and honour is a match, no doubt, of
brilliant effects. A pathos of this kind, involved as it is in the
opposition of distinct forces may, no doubt, be the operative ground of
conflicts; but when we find such portrayed as the spiritual struggle
of one and the same character, though such antagonism may very readily
supply us with the material for brilliant rhetoric and effective
monologue, the cataclysm which is here presented in the emotional life
of one person driven thus by turns from its abstract subjection to
honour into the equally abstract one of love, and forthwith hounded
back again, is not favourable to the portrayal of a character of
genuine stability and homogeneousness.
It is equally inconsistent with the delineation of resolute personality
when a leading character, already under the predominant influence
of some specific pathos, is portrayed as one overmastered by the
direction or persuasion of a subordinate character, such is thus
enabled to shift the responsibility upon other shoulders. This is
what actually takes place in the "Phedra" of Racine when the mind
of Phedra is depicted as entirely motived by the words of Oenone. A
character of real distinction acts out of its own initiative, and will
not suffer the views of a mere stranger to be that which determines
its own resolution. Only when action is the direct result of its own
reflections do we get that clear relation between personal initiative
and the consequent result which carries with it the full weight of
guilt or responsibility.
We find yet another type of this instability of character as quite a
peculiar possession of the more recent literary output of Germany. It
is a type of character in which a kind of flatulence in emotion is
the rule no less than the source. The classic example is the Werther
of Goethe's romance, a thoroughly morbid type of character, without
any vestige of real manliness such as might carry him beyond the
egotism of his love-passion. What makes him interesting is the passion
and beauty of his emotional life, the intimate fellowship between
himself and Nature which the course of his spiritual experience and
the pliability of his temperament accentuate. This effeminacy has yet
more recently embodied itself in many other forms of expression which
descend with increasing rapidity to the lowest circle of jejune and
tasteless egotism. We must not even omit, for instance, to include
in our list that illustration of the lovely soul which we find in
Jacobi's "Woldemar." In this romance we are made a present of the
glory of emotional volubility in all its pretensions. It would be
difficult, indeed, to cite a better example of the self-deceptive
illusion of personal virtue and excellence. Here we have all that
sublimity and divinity of soul, which relates itself crookedly to every
possible aspect of the actual world; that type of feebleness which is
wholly unable to share in or tolerate any portion of the labours or
interests of practical life as it really is. So rooted is it in its
own consciousness of superiority it passes everything as unworthy of
it on the other side. It is, in fact, a peculiar feature of this type
of "lovely soul" that, even when face to face with the truly ethical
interests and wholly sane objects of life, instead of meeting them
frankly, it retires into the seclusion of itself, where it weaves its
own threads of finery and passes its time in hatching out its exquisite
brood of religious and moral reflections. And connected closely with
this personal enthusiasm for our superabundant excellence, which we set
forth in front of ourselves with such a brave show, there will always
be an intense sensitiveness for all other beings who may appear at any
moment to sympathize with, comprehend, and appreciate this beauty of
the solitary life. If such fellow-feeling is not forthcoming we find
the very heart of us troubled to its depths and infinitely bruised.
We have lost at one stroke all humanity, friendship, and love. We are
unable to put away with whatever act of pedantry or rudeness may be in
question, some trivial circumstance or stupidity over which the vision
of any character of breadth or strength would pass without a tremor. It
whirls away the thought of everything else, and that which is by itself
of least significance proves to be that which finally most reduces us
to despair. Such is the source of all that endless train of melancholy,
trouble, heartache, peevishness, sickness, dejection, and poverty
of spirit which follows, such the spring of all those self-torturing
reflections one on the top of another, that cramp and obstinacy, nay,
finally, that cruelty of soul, through which the wretchedness and
weakness of the spiritual content of such a type, of "loveliness"
consummates and declares itself. No heart that is truly sound can
wish to unite itself with such an emotional hermitage. For it is a
fundamental characteristic of all genuine character that it carries
within itself both the courage and the strength to do and to will some
actual thing. The interest, therefore, that such natures which are for
ever revolving round themselves may arouse in us is after all an empty
interest, and necessarily so despite all the conviction with which such
natures may assure us that they belong to a higher and purer sphere
than our own, a sphere which has revealed to our vision that peculiar
type of the Divine they have uncovered from their secret parts and
finally present to us, to borrow an apt figure, _en negligée._
This want of genuine solidity of character appears in yet another form
where we find the particular manifestations of this world of "fine
feelings" turned as it were upside down and hypostatized as independent
forces. Much that passes for magic, magnetism, spiritualism, the
apparitions of _clairvoyance_, the morbid condition of sleep-walking,
is attributable to this source. The living person in question is
placed in a relation to these abstruse powers, which from one point
of view identifies him with them, and in another makes them appear as
something foreign to his spiritual life, which determines and controls
it. It is assumed that underlying these undefined forces there is some
inexplicable truth which borders on the marvellous, or at any rate
passes comprehension. From the world of art, however, all such powers
of darkness should be banished. In art there is no darkness at all, but
all is lucid and transparent, and in adventuring after such types of
myopy speech merely flounders into spiritual disease, or plays loose as
poetry with the nebulous, empty, and trivial, a good example of which
is the verse of Hoffmann, and that piece by Henry von Klust entitled
the "Prince of Homburg." The truly ideal character has nothing in his
composition, or the pathos which expresses it, of another world and its
ghosts, but only actual interests, in which he finds himself at home.
More particularly is this feature of _clairvoyance_ become a trivial
and vulgar recipe of our more modern poets. In Schiller's "Tell," on
the contrary, when the old Attinghausen on the brink of the grave
foretells the destiny of his country, the prophetic instinct is quite
in its right place. It is always, however, a misfortune for an artist
to find himself forced to exchange the sanity of a character with some
malady of the soul whether it be to motive the collision or excite
interest. For this reason he should only avail himself of the condition
of insanity in quite exceptional cases.
In conclusion we may connect with these distortions of a sane
vision, which are so much opposed to all real unity and consistency
of character, the principle of our latter-day irony. This false
theory has betrayed the poet into grafting upon his characters
qualities so essentially diverse that they are incapable of all
homogeneous relation; the essential unity of every character is thus
confounded. According to this theory a character is first presented
as characterized in a certain way, and immediately after we have that
very determination converted into its opposite, and the character
itself is propounded to us as nothing more than the negation of what
it was and is. Moreover this very futility is accepted by this irony
as the supreme discovery of art. An audience should not, in short,
be carried away by an essentially positive interest, but should be
pulled up at the critical moment, much as the irony itself is no
sooner launched upon anything than it is off again. They would even
explain the characters of Shakespeare according to such a principle.
We are informed that Lady Macbeth was an irreproachable wife of the
tenderest feeling, despite the fact that she not only falls in with
the suggestion of the murder, but actually eggs her husband on to
its execution. But if the signet mark of Shakespeare is conspicuous
on any one quality it is on the firm and decisive delineation of his
characters, even when it is only the formal greatness and consistency
of evil that is in question. Hamlet, it is true, is a case of mental
indecision, but even he is only in doubt as to the way he shall carry
out his purpose, not at all as to what has to be done. Yet nowadays
they would assimilate even Shakespeare's characters to a world of
ghosts, and appear to think that this futility and indecision of ups
and downs, this general squeamishness[364] in short can by itself
contribute to our interest. The Ideal, however, is centred in this,
that Idea is made _actual_, and our humanity is associated with such
actuality as subject and consequently as a unity which is essentially
firm-rooted.
We may here, so far at least as this portion of our inquiry is
concerned, bring our observations upon the individuality which is
consistent with real character to a close. That which we have mainly
sought to emphasize is a pathos which is at once self-determined and
essential, the possession of a rich and complete nature, the spiritual
world of which such a pathos transfuses under such a form that this
process of transfusion no less than the pathos itself receives its
artistic presentment. At the same time this pathos must not be allowed
to come into conflict with itself in the hearts of men so as to
stultify its very nature and consistency as pathos.
III. THE EXTERNAL DETERMINATION OF THE IDEAL
Our consideration of the determination of the Ideal was in the _first_
instance occupied with the general inquiry why it was and how it came
about that the Ideal ever received at all the definite embodiment of
a particular form. Following after this we arrived at the conclusion
that inherent process was essential to our notion of it, that in fact
the element of difference was only by this means asserted within it,
and that this process viewed as a whole is presented us in the action.
We discovered, however, that in virtue of the action the Ideal passes
over into actual relations with the external world; we have therefore,
and this is the _third_ important step, to solve the further question
what kind of form this its final aspect, as associated with external
reality, the Ideal will receive under adequate artistic representation.
We would recall the fact that the Ideal is the Idea under a form which
is in union with its own _actuality._ Up to the present point of our
inquiry our attention has been exclusively occupied with that aspect
or phase of this actuality which we may call in general terms human
individuality and its character. Man is, however, also in possession of
a concrete and _external existence._ In separation from this it is true
he concentrates his spiritual life to a point in self-consciousness,
but he remains for all that, even in this subjective unity, immediately
related to the external world. To the actual existence of mankind the
surrounding sphere of a world is as indispensable as the protection of
a temple is to the statues of the god it contains. And for this very
reason we must now advert to all or some of those many diverse threads,
whereby the Ideal is woven in with this external environment and is
shown in relief against it[365].
This opens to our view a practically immeasurable expanse of relations
and modes under which the process of the external and relative world
is determined. For in the first place we are confronted at once
with the bare facts of external Nature such as particular locality,
situation, whether habitable or not, temporal condition, the nature of
the prevailing climate, whether in our earth's northern or southern
hemispheres, and in fact in whatever direction we advance we have a
fresh picture before us. Moreover, external Nature is made use of by
man to satisfy his own needs and purposes; and all the ways under
which he converts her to that use, that is to say the adroitness with
which he discovers and then equips himself with tools and a home to
live in, with weapons, with seats to recline upon, carriages to ride
in, nay, all that the art of cooking may bring with it for his food,
the entire apparatus of his luxury no less than his comfort, all this
and much more fall within the limits of our inquiry. Add to this the
further and yet more important consideration that every man lives
within a comprehensive and equally real world of spiritual relations,
which itself, too, presents to his view all the different modes under
which command and submission is maintained, that is to say the family,
blood-relationship, property, country and town life, the _cultus_ of
religion, the organization of defence and offence, civic and political
associations, private society, in short every conceivable form under
which ethical customs and usages are organized in the institutions and
permanent activities which contribute to the actual environment of
human existence.
In all the directions enumerated above the Ideal is in immediate
contact with the reality of the practical world in its everyday dress,
or in other words, with the commonplace prose of life. And impressed by
this fact we may easily be led to the conclusion, if we have already
accepted the nebulous conception of idealism elaborated recently,
that art can have no alternative but to dissever herself absolutely
from all connection with this world of relative appearances. Such at
least can only be logically inferred from a theory which assumes that
this relation of externality is one of pure indifference, or rather,
in contrast to the subjective world of spirit, is of no substantive
significance or worth. Agreeably to this view art is a spiritual
dominion, whose sole object is to exalt us above the sphere of material
wants, necessities, and dependence, and to liberate us from the
logic, and we may add the comedy, of facts, which in this field claim
the exclusive attention of our humanity. For, apart from any other
consideration, all that meets us upon this _terra firma_ of life's
prose is for the most part of a purely conventional character, and,
conditioned as it is by time, space, and custom, simply a congeries
of contingent facts, which it is derogatory to the nature of art to
accept. This view of ideality, which is really an illusive one, is
in part due to one of those highly flavoured abstractions of our
latter-day thinking, in which we merely find that the thinker's courage
has failed him to come to terms with the external world in question;
in part also it is due to that type of prepossession which drives a
man to assert summarily his independence of practical necessities
when the advantages of birth, status, and social position have not
already effected this for him. For such a man the only relief available
is a complete withdrawal into the secret world of the emotions, a
prison-house of unreality he steps out of never. Here he remains
in what he conceives to be the temple of wisdom gazing ecstatic at
what he takes to be the stars, and naturally values at the price of
a nutshell all that is found on the Earth. The real Ideal, however,
is not confined to the shadow-like world of the emotions, but in its
perfected whole must freely borrow from the definite structure of
external objects of sight in every direction. And the reason of this
is that man himself, whose nature is the central source that gives
to that Ideal all its significance, is alive, and his life is only
actual in a particular place and time, as one with the Present, as the
individualized type of infinity[366]; and in short the opposition of
an external garland of Nature is a fundamental characteristic of his
life and its association with him and his activity is imperative. It
follows that if this activity is to be apprehended by art, not merely
as belonging to man alone, but in the specific form it may take in
that world of appearance, the mode of its existence there will assert
itself, as the mobility, reaction, and animating force of life itself
in contact and transfusion with the material complex which surrounds it.
Man is, however, in virtue of his self-consciousness a world in
himself[367], and as such is differentiated from the external world of
Nature which confronts him; and this external world is equally with
himself a rounded whole whose unity asserts itself in the principle of
causality. This self-exclusion of these two worlds is, however, only
apparent; they are in their separation essentially related, and it is
precisely this association which constitutes concrete reality, whose
artistic embodiment is the content of the Ideal. And this brings us
once more to the question already mooted, namely, in what semblance or
form the external material which we find in this mutually related world
we have referred to as concrete reality[368] can be presented to us by
art in a manner consistent with the Ideal of art.
We will once more accept the triple division of our subject-matter,
and examine a work of art from three distinct points of view. _First_,
there is the material of externality accepted in the bare abstractness
of its forms, such as space, figure, time, colour, which we must
consider relatively to the artistic form most adapted to it.
_Secondly_, we must consider externality in its full and actualized
concreteness, as above explained, a mode of reality which imperatively
requires in a work of art that it should be in close affiliation with
the subjective content of the spiritual life of man immediately related
to it.
_Thirdly_, our consideration will be directed to the important fact
that a work of art is created for the delight of human perceptions, for
a public in short, which justly claims that the objects of art should
bring home to it the interests of its spiritual life, its real beliefs,
emotions, and ideas, so that it may enter with a genuine response into
their artistic presentation.
1. THE CONDITION OF EXTERNALITY IN ITS SIMPLE ABSTRACTNESS
The Ideal in passing out of the bare image of its essential form into
external or determinate existence secures for itself a reality which
presents two distinct aspects. From one point of view we see that a
work of art discloses necessarily in the content of the Ideal the
concrete semblance of reality, that is to say it presents that content
as a definite situation or particular circumstance, action, event or
character, and presents it moreover in the mode of external existence.
From another it is equally obvious that art makes some specific and
sensuous material the vehicle of the particular content in its entirety
of all that we have above summarized; it creates in short a new world
sensible to eye and ear, the world of art. Under both these aspects
we may further observe that art penetrates to the remotest limits of
externality which are compatible with its form as the self-including
unity of the Ideal and conformable to its appearance as a concrete
whole permeated with the energy of spirit[369]. A work of art moreover
itself may, as an object qualified by externality, be viewed in two
distinct ways. We may regard it simply as an external thing, and as
such only conformable to a unity that is external in the sense external
objects are such. In considering it from this latter point of view
we have once more to consider that relation of externality which
we found it necessary to discuss in our examination of the beauty
of Nature. And for this reason we shall again have to make use of
those specific determinants which we previously discussed, and even
then primarily in their connection with art. The modes under which
external form was in the previous section exhaustively considered were
then treated in a twofold way. First we analysed such conceptions as
uniformity, symmetry, and conformity to rule; we then examined unity
itself regarded as the simplicity and purity of the sensuous material,
which art makes use of as the external medium for the existence of her
expositions.
(_a_) We will start our inquiry by examining the position in which we
now find ourselves relatively to such conceptions as uniformity and
symmetry. It is obvious that these, expressing as they do the entirely
lifeless unity of the geometrical logic, can by no means exhaust the
nature of a work of art even when entirely regarded as an external
object. Such determinations are only exhaustive in their relation
to what is in itself lifeless, such as time and the configuration
of space. Confined in this way though they be to the barest forms
of externality, they are then true witnesses both to the power and
substance of reason. And consequently we find they assert themselves in
a twofold manner even in art. In the first of these, it is this very
quality of their abstractness which operates by way of contrast to
the living pulse of art, which is forced even in the confines of its
sensuous material to raise itself over and beyond mere symmetry into
the freedom of the Ideal. In this process of liberation which may be
exemplified in the melodies of the art of music we do not, however,
find that the conformity to rule disappears altogether, it is merely
made subservient as a foundation. In the second, this principle of
measure and rule in its application to the indefinite and unlimited is
the one and only qualifying principle which certain arts can accept
owing to the nature of the media which those arts make use of. In such
cases uniformity is itself and alone raised to the ideal significance
of the art. The principal example of an art of this type is that of
architecture; and the reason of this is that a work of art which is
wholly architectonic is directed to the one object of reconstituting,
by means of an artistic form, that which is essentially the external
and inorganic environment of spirit. In this art, consequently, all
that is rectilinear, right-angled, circular, or presents uniformity of
pillars, windows, arches, piers, vaults, and so forth is the dominant
principle of unity.
The artistic structure of architecture is not erected entirely as an
object in itself, but rather as an external frame, embellishment and
local habitation for something else which it subserves. A building
is not complete until it has received the statue of the god or the
society of human beings who make their dwelling therein. An artistic
work of this kind should not therefore receive all or indeed the main
attention. Holding this in our minds, it will appear obviously to the
purpose that uniformity and symmetry should be here the prevailing
characteristic of the structure; the mind passes over very readily one
that is throughout uniform, and will not trouble itself about it for
any length of time. Of course, we cannot here discuss the symbolical
significance, which, in addition to that above examined, may attach to
architectural form in its immediate relation to the spiritual content
it envelops and emphasizes with a positive localization. The same
principle applies to the art of making gardens, which we may define
as a specific mode of architecture, in so far at least as an artistic
conformation is imposed on external Nature[370]. In the garden no less
than in the building man himself is the main object. There are two
distinct types in this art of garden-construction. The one adopts as
its main principle uniformity and symmetry; the other those of variety
and irregularity. As an artistic product the former is to be preferred.
Labyrinths, however numerous and intricate, garden-beds in endless
alternation of spiral lines, bridges over water usually stagnant,
with every conceivable surprise that gothic church, temples, Chinese
pagodas, hermitages, urns, summer-houses, mounds, statues may claim to
afford us--one glance and only one glance at such things is sufficient,
the vulgar and artificial pretensions of it all is too patent, and we
do not seek for another. It is quite another matter when we cross any
actual situation of real natural beauty, which has not at least been
exploited expressly for our enjoyment[371], and by its own exceptional
merit makes an irresistible appeal to our love of Nature and our
sense of her beauty. A garden laid out with strict reference to the
other extreme of regularity, makes no such attempts at surprises, but
permits human beings to appear as the principal object in the external
framework of natural beauty[372]. And this is really what a garden
should be. Again in the art of painting the principle of uniformity
and symmetry is clearly visible in the co-ordination of the whole, the
grouping of the figures, their place and pose in the composition. But
inasmuch as in painting the animation of life can assert itself through
objects in a far profounder degree than is possible in architecture
we find that it presents much less scope for the purely formal unity
of the symmetrical, and the rule of uniformity in all its severity is
for the most part to be traced only as the fundamental principle of
composition in the earliest phases of art, making way in its more
advanced forms to the freer line, which is associated in our minds
with organic form rather than such we meet with in the pyramid and
similar geometrical shapes. Conformity to rule and symmetry are further
important factors in the composition of music and poetry. Owing to
the incident of duration in the length of tones we find in these arts
an aspect of what is intrinsically a purely external relation, which
is incompatible with any other more concrete mode of presentation.
If we take the spatial condition it is obvious that here everything
which lies in juxtaposition can be seen at a glance. It is otherwise
with that which occurs in Time. Here we have merely a succession
of moments, every one of which takes the place of another, and in
this vanishing procession they flow on for ever. And it is precisely
this indeterminacy which it is the function of musical time or beat
to inform by adding thereto a real definition capable of uniform
repetition. In this way the indefinite progression is subordinated to
a rational principle. In musical time we have a power which exerts
such a fascination upon us, that, so far from being able to treat it
with indifference, we not unfrequently find ourselves beating time
quite unconsciously with it while listening. This constant recurrence
of equal lengths of time according to a definite measure has nothing
to do with tones and their duration as we find them in Nature. Tone
simply as musical sound and time abstractly regarded, are both of them
equally indifferent to such uniform divisions and repetitions. Musical
time is consequently something wholly created by the human mind; and
indeed there is more than a suggestion of this in the fact that in
listening to musical time we are at once impressed with the conviction,
that we have, in this control of time according to fixed rule, nothing
less than a real reflection of our spiritual nature, or rather that
of the fundamental truth of self-identity, an illustration absolutely
precise of the way in which the subject of consciousness applies this
very principle of uniformity, unity with itself, that is to say, in
constant recurrence, throughout all the variety and most intricate
multiplicity of experience. And it is for this reason that the beat of
musical time meets with such a startling response in the very depths of
our being, gripping hold, as it does, of that self-identity, which is
the fundamental abstract principle of our inmost life. Considered in
this relation it is not; the spiritual content, not the concrete soul
of our emotions, any more than it is the musical tone as tone, which
appeals to us so intimately; it is simply the formal unity which the
unity of consciousness transfers to the temporal process, and which is
thus re-echoed back to our conscious life. And the same remarks apply
to the measure and rhyme of poetry. The sensuous medium is here, too,
in the same way carried out of the sphere of that which is external to
ourselves, and at once asserts there the presence of something over and
above that which is expressed by our ordinary consciousness, which in
its general use treats the time-divisions of tones with indifference or
caprice.
A uniformity of similar character, if not so consistently defined,
may be traced still further, and is involved in the living content of
poetry itself, although the relation here is quite an external one.
By this we mean that in an epic poem or a drama, both of which have
their particular subdivisions, cantos, or acts, whatever may be the
specific term applicable, there is an approximate principle of equality
apparent in the division of subject-matter. And the same characteristic
is generally true in the grouping of the subject in pictures, although
such should not appear to be a necessary result of the nature of the
subject-matter itself, nor create the impression that this uniform
distribution is due to any controlling principle of first importance.
Conformity to rule and symmetry, which are the abstract unity and
definition of all that is essentially spatial and its configuration no
less than of all which is external under temporal condition, are mainly
the co-ordinating principles of quantity and size, as we have already
noticed in our consideration of the beauty of Nature. All that which
does not, in virtue of its own specific medium[373], strictly form part
of external extension, is consequently freed from the range of those
principles which assert themselves exclusively in the relations of
quantity, and are determined through relations of deeper significance,
and the unity which co-ordinates them. It follows from this that
the further art embraces subject-matter which is independent of the
external condition, so much the less significant the principle of
uniformity becomes, in the co-ordination of that art's subject-matter
and the more completely is it restricted to a subordinate position.
It will be, perhaps, advisable here to close the above discussion
of symmetry with a few general observations upon _harmony_. The
relation of harmony is no longer one to mere quantity, but rather one
to essential distinctions of _quality_, differences of tone, that
is to say, which do not persist against each other in their native
opposition, but as harmony or music have to be brought into concord.
In music we find that the relation of the tonic to the mediant and
dominant notes of the scale is no relation of bare quantity[374],
but implies the presence of tones whose difference is _essentially_
a qualitative difference; which, that is to say, combine naturally
in a unity, rather than continue to assert their distinguishing
_timbre_ in all its glaring antithesis and contradiction. The true
discord, on the contrary, requires its harmonic resolution. The same
qualitative consistency is to be found in the harmony of colour, in
reference to which it is likewise one of the requirements of art
that it should neither manifest itself in a picture as a motley and
haphazard juxtaposition of pigments, nor as a neutral surface whereon
all fundamental distinction is dissolved[375], but as the artistic
expression of a whole in which essential contrast is mediated through
some principle of harmonious unity. Furthermore, we observe that
harmony contains in itself a definite number of contrasted differences,
which have naturally a particular significance of their own. Thus we
find under the differentiation of colour a definite number known as
the cardinal colours, which are primary derivatives of the fundamental
notion of colour, and are not due to accidental composition. Harmony
consists in bringing together a number of positive colours such as this
classification implies, and uniting them in concordant unity. We must,
that is to say, have in a picture not merely all the primary colours,
yellow, blue, green, and red present, but also a harmonious scheme
under which they are related; and the old masters have, without direct
consciousness of the principle involved, paid express attention to this
completeness of effect and arrived at artistic results which flowed out
of it. And furthermore, for the very reason that we find in harmony
the beginnings of a release from the bare condition of externality it
is duly qualified to absorb and express a spiritual content of wider
significance. We may mark an illustration of this in the way the old
masters distinguished between the drapery of their principal figures
and of those of less importance, painting that of the former in
elementary colours of absolute purity, but only conceding to that of
the rest compound varieties. The mantle of the Virgin Mary is almost
always blue; blue in its assuaging sense of tranquillity is accepted as
the counterfeit of the repose and tenderness of the heart. It is only
rarely that we find her in a drapery of emphatic red.
(_b_) The second aspect of externality is the relation it occupies
directly in the various material which art employs in the various media
of its presentations. The unity here consists in the clear definition
and homogeneousness of the material, which ought not to deviate
in the direction of a vague characterization and mere confusion,
or, speaking generally, give us the impression of dirtiness. This
determinacy is also entirely dependent upon the spatial condition,
that is to say, upon the purity of its delineation, the distinctness
of its rectilinear and circular lines, and so on, no less than upon a
consistent definition of Time such as we find in the accurate measure
of the musical beat. It depends furthermore on the translucency both
of specific tones and colours. In a good picture we shall find that
there is nothing unclean or "dirty"[376] in the colours employed,
but everything is clear and asserts itself openly for what it is.
The directness of its purity is, in fact, that which constitutes the
lovely impression of colour upon our sense; and those colours which
are most direct in their simplicity, such as a yellow which has no dash
of green in it, or a red that is wholly independent of blue or yellow,
produce the most emphatic effect. On the other hand, it is obviously
more difficult to maintain a harmony of the whole when colours are thus
contrasted in all their pristine simplicity. Yet in despite of this
these essentially simple colours form the foundation of every true
colour scheme, and although it may be impossible to dispense with a
considerable use of their compounds, even these should not be allowed
to appear in one dead and dull interfusion, but with their simple and
luminous derivations shining through them[377]; otherwise instead of
the clear lambency of colour we shall get nothing but a muddy residuum.
We shall find that the same thing is necessary in the _timbre_ of
musical tone. In the case of strings whether of metal or catgut it is
the vibration of the material, and, moreover, of a material of definite
tension and length, which educes the musical note. If the tension is
insufficient, or the length of the string which is struck is not the
right one, the tone inevitably loses its clearness of definition,
rings false, as we say, owing to the interfusion with it of other
tones[378]. We have the same kind of result when a purely mechanical
fretting or scraping is suffered to interfere with the purity of the
vibratory motion, and so to render the emitted sound confused and
harsh. In the same way, it is of the first importance to the art of
singing that the human voice should be produced from throat and chest
freely and with purest intonation; the voice should be heard without
the least indication of its organic instrument, or, as in the case
of hoarseness, with an obstructive accompaniment the singer fails to
repress. We may conclude, then, that this translucency and purity,
free from all admixture with anything foreign to it, and consistent
throughout in its clearness, is that which creates the beauty of tone
as immediately apprehended by our senses, and which distinguishes
it from every kind of mere noise. And we may add further it is this
which in human speech conspicuously applies to the articulation of the
vowels. A language which enunciates the five vowels with distinction
and purity, as is strongly the case in the Italian, is essentially
musical and adapted to song. The diphthongs, on the contrary, always
produce a confused tone. In literature little attention is paid to
the direct reproduction of folk-dialects; we find them rather reduced
to the simplest form of expression. In actual speech, however, this
clearness of intonation only too often entirely disappears, so that we
find, and markedly so in the case of dialects such as the South German,
Swabian, and Swiss, men actually speak with an articulation of sound
it is quite impossible to write down. We do not regard this, however,
to be necessarily a defect in human speech, but rather a reflection of
the rawness of the common folk. And here we must close our observations
upon that external aspect of art, which, from the fact that it is
external, and nothing more, is only capable of receiving an external
and abstract unity.
Now according to its more comprehensive definition it is the _concrete
individuality_ of the Ideal impregnated with reason, which takes to
itself externality as the form of its embodiment, and, moreover, in
such a way that the external semblance, which is thus the medium of
its expression, is throughout suffused with the mind inherent in this
concrete individual form. In consequence of this such modes of relation
as uniformity, symmetry, and harmony, or, in other words, the more
simple determinations of the sensuous material are no longer adequate.
This defect naturally extends our inquiry to that second aspect of the
external determination of the Ideal already stated.
2. THE COALESCENCE OF THE CONCRETE IDEAL WITH ITS EXTERNAL REALITY
The fundamental truth which we shall endeavour to substantiate before
everything in the matter which now immediately engages our attention is
this, that man is under an obligation to make himself at peace and at
home in the environment of the world; or, to put it rather differently,
his individuality must live itself into Nature and all the conditions
of that external world, and by doing so assert its freedom visibly.
And, moreover, this must take place in such a way that these two
related factors, that is, on the one side, the entirety of his inward
life and the character it possesses or displays in all conditions or
actions whatsoever, and, on the other, that objective entirety of
external existence which confronts him, must wholly lose the appearance
of two worlds which are either indifferent to or not homogeneous
with[379] each other, and forthwith proclaim themselves as harmoniously
related and identical in substance. This externally objective world
must, in so far as it is the reality of the Ideal, surrender the
semblance of its own objective self-subsistency and stubbornness, in
order that its fundamental unity with that to which it supplies the
external and particular embodiment may be exhibited in truth.
To establish this unity with more conclusiveness we propose now to
examine our subject under three different heads of discussion.
_First_, we may investigate the same from the point of view that this
unity which binds the two factors already defined is merely a bond
which possesses _no positive reality_[380], but is merely a mysterious
and secret connection both in its origin and appearance, by virtue of
which our humanity is looped together with its environment.
_Secondly_, however, as a deduction from the fact that it is the
concrete _spiritual_ life of man and the individuality which pertains
to it which constitutes the point of departure, or rather the essential
content of the Ideal, we shall further examine this association, as in
truth the creation of _human_ activity itself and only possible as such
a creation.
_Finally_, we shall prove that this unified world created by the human
Spirit is itself a complete entirety, which, in the determinate form
of its existence, is objectively valid, and in essential relation with
which every unit of our common humanity who is actively engaged with
the vital concerns of art must infallibly remain.
In opening our discussion of the position we proposed first we would
at once point out an important conclusion involved in it. We have here
posited that the environment of the Ideal is not directly due to human
activity, it can therefore only be regarded in this first step of our
inquiry as something external to man, that is to say Nature. How, then,
is this something outside man to be exhibited in the ideal work of art?
We will discuss this at least in its more general terms, and here, too,
draw attention to three aspects of importance.
(_α_) In the first place external Nature, so far as the reproduction of
its external form is concerned, is in every respect a reality which is
embodied in some _definite_ shape. If our representation is in every
respect to satisfy really all that is implied in this condition it
must be the exact counterpart of the phenomenal truth of Nature. We
have, however, already drawn attention to material points of difference
between the truth of Nature and its reproduction by art which cannot be
disregarded. We may, however, observe that it is an almost universal
characteristic of the great masters that they are conspicuously true
in their delineation and elaboration of the broad facts of Nature. And
this is not so much due to a love of imitation as it is due to the fact
that Nature is not merely in a general way the objective facts of a
heaven and an Earth with humanity suspended, as it were, in a _vacuo_
between them; but rather that the emotional life and activity of man
can only be rightly conceived as alive and operative in a given place
with all its associations of streams, rivers, hills, mountains, plains,
dales, and forests. Take the case, for example, of Homer, who is not at
all a poet of the picturesque in natural scenery as we now understand
it; we shall, nevertheless, find even in him the descriptions and
indications he gives us of actual places or natural features such
as the rivers Scamander or Simois, the coast and bays of the sea
and so forth correspond with such truth to Nature that geographical
investigators only quite recently have been able to map out the
locality to which he refers in entire accordance with his descriptions.
The ballad-singers of the Middle Ages present a sordid[381] contrast
to him in this respect, no less than in their power of depicting
character; the effect of their productions either way is bald, jejune
and nebulous. Even in the case of the Meistersingers, though they
versify old biblical stories which they locate in Jerusalem and
elsewhere, it is little more than the bare names which we get. In the
Book of heroes[382] the effect is precisely similar. Otnith rides
through the pine-forest, fights with the dragon, but it is no world
of men or distinct locality we can recognize, and our imagination is
consequently in this respect left without any support. Even in the
Nibelungenlied there is no real increase of local interest. It is
true the names of Worms, the Rhine, and the Danube are mentioned;
but practically all further detail is omitted and the result is as
barren as before. And yet it is clearly through this very clearness of
definition that our narration becomes individual and real; without this
it is a mere abstraction which directly gives the lie to the concrete
reality it proposes to present.
(_β_) In addition to these fundamental requirements of clear definition
and correspondence with the natural facts a certain elaboration of
detail will frequently much assist us in presenting the external
aspects of a picture which our perception or imagination can readily
seize. Unquestionably, owing to the nature of the particular medium
in which the several arts express themselves, there will be a marked
difference of range to which, in any particular case, this process
may be carried. If we take the art of sculpture, for example, we
shall find that the repose and universality, which are the fundamental
features of its characterization, are less consistent with this
elaboration of external detail than is the case in some other arts.
Externality is here neither defined as a particular place nor a
particular environment, but is entirely concentrated upon such details
as drapery, arrangement of hair, dress, weapons of war, mode of seat
and the like. Nay more, the actual definition of many figures in
antique sculpture is only obtained through an entirely conventional
arrangement of drapery or hair, or other distinguishing accessories.
This is not, however, the place to discuss further the significance of
the conventional. It is obviously outside the sphere of natural fact
and rather related to the contingent; or, to put the matter in this
particular case more fully, it is the means through which we arrive
at that which is more universal and persistent in our final artistic
effect.
As a reverse case to that of sculpture the subject-matter of lyrical
poetry is pre-eminently man's emotional life; for this reason it is
not so necessary in this type of poetry to lay stress on the detail of
actual facts even when reference is made to the external world. It is,
on the other hand, part of the function of epic poetry to state events
as actual facts, to be precise as to the place where actions occurred
and in what manner they were performed; and, in short, of all types
of poetry it is the one to which the widest latitude and the closest
accuracy of local detail is most essential. And, furthermore, if we
contrast all the arts together in this respect we shall find that not
one of them is, by virtue of its medium[383], so exclusively occupied
with the detail of external Nature as that of painting. At the same
time we must add a word that applies equally to all of them. Whatever
the definition of Nature may be, it never ought to give the erroneous
impression of Nature's prose reality, that is to say, as the immediate
imitation of such; nor should that fulness of detail, which is devoted
to the spiritual aspect of individual life and its events, be carried
by enthusiasm out of the due relation of its importance to the whole.
And generally we may affirm of both that such exclusive definition
ought not to be all that is anywhere presented, inasmuch as everywhere
in a work of art that which is a natural fact should only receive its
artistic embodiment in close relation to man's spiritual life.
(_γ_) We have here struck the very note we wish particularly to
emphasize. We have already remarked that there are two essential
conditions to any effective presentation of a real personality; we
must have before us both the reflection of the man's inner life and
the natural environment which surrounds him. And in order that this
external surrounding appear as one that is truly his own an essential
bond of relation must be established between him and it, one which
to a greater or less degree is part of his own spiritual substance,
where we may, doubtless, cross many traces of contingent matter and
yet find the spiritual bed of this nexus still maintained. Throughout
the entire spiritual _apparatus_ of the heroes of Epic poetry, for
example, their mode of life, that is, opinions, emotions, and all that
they do we ought to be able to recognize a subtle homogeneousness, a
harmonious _en rapport_, which fuses the two aspects of such a life
into one concordant whole. The Arab is thus united with Nature, and,
indeed, apart from his sky, his stars, his torrid deserts, his tents,
his camels, and his horses is unintelligible. He is only truly himself
and at home under such conditions. In the same way the heroes of Ossian
possess in the highest degree an intense inward life; but in their
very gloominess and melancholy they appear as the genuine growth of
their hills of heather, whose thistles are swept by the wind, of their
rain-clouds, mists, mountains, and dark caves. The physiognomy of the
conditions under which they live reveals to us as nothing else can
the secret of that inner life of emotion which is lived through with
all its sadness, mourning, its pains, its battles, and its mist-like
apparitions in such a natural setting; they are, in short, entirely at
home in it and in it alone.
Such considerations supply us with ample ground for the statement we
let fall previously unsupported that the subject-matter of history
offers unrivalled opportunities for perfecting this intimate relation
between the two aspects of human life we have been discussing, and
enabling, us to carry the same directly into the minutest particulars.
Very rarely, indeed, are we likely to find that the imagination can
simply through its own initiative create such a harmony, although
we ought to feel its presence throughout, however little it may, in
fact, have produced of the raw material it combines into artistic
completeness. No doubt there is a common tendency to rate what we
fancy is the free creation of imaginative genius above the effort of
assimilating in artistic form a material which is borrowed; but it is
for all that quite impossible that the imagination should alone create
that harmonious _entente_, the unity of the Ideal requires in the
consistent and defined form which lies before us in actual existence,
where national traits, to cite the examples above, are the veritable
growth of such a harmony.
And here we close our consideration of the principle accordant with
which we have rendered more clear that aspect of the unity of the
inner life with its natural environment which we posited as secret or
potential, not at any rate directly due to human activity.
(_b_) The second phase of this harmonious relation may be explained
more positively, being expressly due to man's own activity and his
adaptation of means to ends. For man adapts external objects to his
own uses and, by means of the satisfaction which his work supplies,
places himself in a harmonious relation to them. In contrast therefore
to our first indefinite[384], and, in fact, entirely general type of
harmonious association the present one is directly concerned with what
is particular, as exemplified in the particular needs of man and their
satisfaction by his converting to his use such natural objects as he
may require. The range of his wants and the consequent impulse of their
satisfaction is of a practically unlimited variety; yet it is nothing
in comparison with the variety of Nature herself. Simplification is
therefore inseparable from the task whereby, our humanity imposes on
the facts of Nature its own vital purposes, and interpenetrates the
external world with its own volitions. In this way man's environment is
humanized; he proves by his own acts that it is capable of satisfying
his nature and is unable to preserve any predominant independence over
against him. Here at last, by virtue, that is, of his own productive
exertions, we find him no longer in a merely general sense of the term,
but actually in every detail of his particular surroundings a real
centre of his own substance and at home.
The fundamental conception which it is most important to emphasize as
that which affects art throughout in its relation to all we have above
considered may be thus stated. If we look closely at the relative
position man occupies in all the infinite variety of his material
wants, desires, and aims, we shall find that it is not one merely of
_general_ significance, but one of actual _dependence_. The absence
of freedom implied in this relative position is antagonistic to the
Ideal; and in order that man may become a suitable object for art, he
must have already released himself from the travail of this enforced
condition, and thrown off the chains of his dependence. Moreover, this
act of mutual accommodation, when we trace it to its origin, may strike
us in one of two different ways. Either he may conclude that Nature
in all friendliness on her own part supplies man with what he needs,
and so far from throwing obstacles in the path of his interests and
objects, rather freely gives them him as one who meets him half way
wherever he goes. Or, on the contrary, we shall not fail to observe
that our humanity has wants and desires, whose immediate satisfaction
Nature is quite unable to secure. In cases that fall under the second
type it is obvious that man can only work out the self-satisfaction
vital to him through his own energies; he must take possession of that
which Nature possesses, set to rights the defects which appear, modify
their form, removing all that stands in his way with adroitness; and,
in short, convert Nature's raw material into means through which he
will be able to attain all that he proposes. The relation in which the
unity between man and his environment will be most conspicuous must be
sought for in an example, where there is already a real contact between
them, where, that is to say, human ability is on such good terms with
the amenability of Nature that all the severity of a conflict between
them as unreconciled forces disappears, and we have forthwith the
completed symphony under our eyes.
For the reasons, then, already advanced the ideal province of art must
be held secure from the bare necessities of life. Property and the
favour of circumstances, in so far as they supply a condition, under
which poverty and labour vanish not merely for this or that hour, but
for the most part altogether, are for this reason, we will not say
incompatible with art, but rather in full concurrence with the Ideal.
Yet it would only betray a real lack of comprehension[385], if in cases
where the conditions of our art compelled us to consider the facts
of life in all their multifold variety, we nevertheless omitted from
our composition all reference to the relation in which human life is
placed to these very natural constraints. It is true enough that such
are purely finite conditions; but art is not therefore able to dispense
with them. They must not, in fact, even be treated by her as something
merely bad. It is rather her function to reconcile them with the Real
in her embracing unity. And indeed the finest actions and opinions
which she reflects on her mirror, if we consider the particular form
of the determination and content alone[386], are necessarily limited
and consequently finite. That I find it necessary to provide myself
with nourishment, food and drink, a house to live in, and clothing to
wear, seats to sit upon, and everything else incidental to domestic
life is no doubt an inevitable concomitant of the fact that I live
in the world; but the life that only I myself experience within me
permeates, this external aspect of my life so completely, that men
are fain to clothe and arm the very gods themselves, and to picture
them under conditions inseparable from a variety of things they seek
to possess, and find their satisfaction in obtaining. In short, for
art to be possible, this satisfaction of the necessities of life must
be assured to us. Or to take an example where this is not so, there
is that of adventurous knights who only secure their immunity from
external hardship through the continued success of their enterprise,
which is therefore itself but a contingency, in much the same way as
the prosperity of savages is contingent upon the amenities of Nature.
The conditions in both cases are not favourable to Art. Her true Ideal
is not merely to be found where our humanity is barely lifted above
the most rigorous condition of dependence upon the smiles or frowns of
Nature, but is most of all at home in that superfluity which suffers it
in conjunction with Nature's bounty to expatiate with freedom no less
than delight.
The above remarks are obviously of very general application. Two
considerations, however, of a somewhat more restricted interest may be
deduced from them.
(_α_) The first of these relates to the kind of use to which mankind
put the objects of Nature in seeking for a satisfaction which is wholly
_aesthetic_, or due to some habit of the mind. Everything in the nature
of ornament and finery, or, in general terms, everything that men
convert to their use for the sake of mere show comes under this head.
And the point to which we draw attention is this, that when we find men
thus decorating themselves no less than their immediate surroundings,
we ought not so much to conclude that all that they thus collect
together from Nature's most costly and beautiful storehouse, whatever
may most attract their eyes in the same--whether it be gold, precious
stones, pearls, ivory, or precious raiment--that all this unrivalled
rarity and brilliancy, in short, is that which for its own sake, and
primarily as a product of Nature, interests them: rather their interest
in it all is essentially personal as a thing suitable for the houses
they live in, or for that which they most love and honour, whether it
be their rulers, their temples, or their gods. A man selects in this
way that which already appears to him as externally beautiful, pure
translucent colour, glitter of metals, fragrant woods, marble, and all
the rest. Poetry, and particularly Oriental poetry, makes a willing
use of such wealth, a fact we may even illustrate from such a poem as
the Nibelungenlied: and generally it is true enough that Art in such
matters is not merely content with a general description of the beauty
or value of such fine things; but, where the artistic form and the
occasion allows, will describe such works in all the detail of their
workmanship with as royal a bounty as the works themselves. There was
no stint of either gold or ivory on the statue of Pallas at Athens,
or that of Zeus at Olympia; and the temples of the ancient gods, the
churches of Christendom, the pictures of saints, and the palaces of
kings, are notable illustrations among all nations that possess any
of them, to what kind of service splendour and brilliant show may be
devoted; thus have nations in every age delighted in seeing upon their
gods the visible presence of their own wealth, precisely as they have
found delight in the splendour of their princes as a glory they still
possessed, though ravished from themselves.
We all know, of course, that type of moralist who is only too ready
to disturb the vision of such an enjoyment. We shall, no doubt, be
reminded how many poor Athenians the aegis of Pallas could have
supplied with a hearty meal, or how many slaves could have thus been
liberated; and, doubtless, we must admit that in the case of the
ancient world, no less than in days more near to our own wealth, all
that has been lavished on temple, cloister, or cathedral, or other
objects of public utility, has been expended under social conditions of
the direst need to many. Nay, we may carry such melancholy reflections
yet further, and find in them a condemnation not merely of particular
works of art, but of Art herself and all that she gives us. What sums
of money are involved in the building by the State of an Academy of
Arts, or the purchase of ancient and modern works of art, and the
appropriate embellishment of public galleries, theatres, and museums!
But whatever the effect of such reflections may be upon us, whether
ethical or otherwise, such is, after all, only due to the fact that
we are once more reminded of those very constraints and hardships
whose removal is a vital condition of the appearance of Fine Art. The
appropriation of a unique sphere in its life for the exposition of its
artistic treasures, which stands safe above the stress of that reality
to which it contributes so largely, can therefore only redound to the
glory and supreme honour of any people.
(_β_) But, further, mankind is not merely interested in the adornment
of individuals and the environment of their life, but is actively
employed in adapting the objects of Nature to its practical needs and
purposes. It is on this plane that we come into contact for the first
time with all the labour and struggle which the dependence of our
humanity upon the prose of its finite life implies. And the question
inevitably arises, how far all that is involved in this practical
effort is suitable to artistic presentation.
(_αα_) In attempting some answer to this problem, we would draw
attention to the historical fact that the earliest way in which Art
attempted to banish all the prose reality of human life was the
conception of the well-known golden age or, if we care to call it so,
the idyllic state. In this we have Nature depicted as satisfying man's
every want with no trouble to himself: while he, for his part, enjoys
in a state of innocence all that mead, wood, flocks, garden, shelter,
and so forth, can supply him with nourishment, dwelling, and all other
comforts incidental to such a life. Of the passions of ambition or
avarice, indeed of every impulse that may appear to run counter to the
nobility of man's spiritual nature, we hear no word at all. At first
blush, no doubt, a state of this description may strike us more or less
as ideal, and certain types of art, limited in their range, may find
definite satisfaction in presenting us with a picture of it. But we
have only to penetrate further below the surface and we shall quickly
have enough of such a vision. The writings of Gessner are little read
nowadays, and when we do read them we find in such little satisfaction.
The truth is that a restricted state of life, such as the above
described, presupposes a very elementary stage in human development.
Manhood which has attained to any real fulness of spiritual stature is
moved by impulses of loftier range, and is not likely to be satisfied
with the life which clings closest to Nature and its immediate
products. In such idyllic poverty of soul no man ought to live, but
rather to accept his birthright of toil: that which his spiritual
impulse urges him forward to, that he must secure through his own
activity. Once regard the matter in this way and these very physical
wants of man will be found to bring into being a wide and diverse range
of activities, implanting in him the conscious sense of his own powers,
from the heart of which the profounder interests and forces of his life
can slowly unravel themselves. But, at the same time, it is necessary
that here, too, the harmonious relation between the outward and inner
life should be maintained as the fundamental principle of artistic
presentation. Few things are more offensive to our aesthetic taste
than to find in a work of art the severity of some physical disaster
portrayed through every detail of horror. Dante flashes on us the
starvation of Ugolino in a few trenchant strokes. When a Gerstenberg,
in his tragedy of Ugolino, wrings out every detail of the catastrophe
to the last drop, telling us precisely how first Ugolino's two sons,
and after them their father, were done to death by starvation, we feel
at once that the subject, as thus handled, is entirely at variance with
the principles of fine art.
(_ββ_) We shall, however, find that the condition of life which offers
the strongest contrast to that we have described as the idyllic state,
we will call it the generally civilized life[387], presents, though on
other grounds, difficulties to an ideal exposition which are equally
serious. In a Culture-State the complexus of social wants and labour,
of interests and all that may go to satisfying the same, is throughout
and in all its comprehensiveness completely evolved. Every individual
here is immersed in an infinite network of relations with other units
of the whole, and with so much loss to his complete independence. What
he himself requires for himself is either nothing at all, or only, in
a quite insignificant fraction of it, the result of his own labour:
add to this the tendency of all a man's normal activities is to become
more and more mechanical. We find, too, at the heart of this industrial
development and the interchange of employment and rejection of human
labour which it implies, on the one hand the most ruthless conditions
of poverty, and on the other a class which, raised as it is above
the bare necessities of existence, stands out in relief as wealthy,
entirely released from all toil for the sake of a subsistence, able
at any rate to devote individual attention to the finer interests of
life and its pathetic contrasts. No doubt the possession of such a
superfluity may create an impression as though for the favoured few the
constant recurrence of a position of dependence had passed away, and
a man is just so much the more released from the accidents incidental
to property because his hands are at length free from the grime which
soils them in securing it. But such a consolatory reflection will never
make a man thoroughly at home in all that immediately surrounds him in
the real sense that such is the garland of his own labour. For he is
the centre of that to the upraising of which he has not himself been
instrumental; it has come there out of that provision store which was
already full without him, which quite other persons and for the most
part in a quite mechanical and, therefore, formal way have provided,
and to which he is only introduced after a long series of effort and
struggle wholly strange to himself.
(_γγ_) We are consequently led to the conclusion that it is rather a
_third_ type of human society, a society which we may place halfway
between the idyllic golden age and the burgher State in its fully
developed industrial form, which is most fitted to be the subject
matter of ideal art. We have already analysed this state of society
in another connection under the description of the _heroic_ and
pre-eminently ideal world-condition. The heroic age is no longer
restricted to that idyllic garden of spiritual attenuation, but
includes within its borders passions and aims of deeper moment; and yet
withal that which in the circle of the individual life touches closest
the satisfaction of each man's immediate wants is still the entire
product of his own activity.
Moreover, the means of nourishment such as honey, milk, and wine are
less complex and consequently lend themselves more readily to ideal
treatment[388]. A diet which includes coffee, brandy, and such like
luxuries is associated in our minds with countless industries which
are necessary to their preparation. Our heroes, on the contrary, kill
and roast their own food, break in their own chargers, are the makers
to a considerable extent of all their household gods; ploughs, armour
for defence, shields, coats of mail, swords, spears, all are either the
work of the possessor, or are made directly under his supervision. In
a condition of life of this kind a man necessarily feels that in all
the things he makes use of, and in all that encircles him, he is in
touch with something produced by himself; that in contact with external
objects he is in contact with his own substance rather than with
objects which emanate from a world strange to himself and outside that
in which he is himself master. It is, of course, assumed that all the
energy he expends upon working up the material into forms adapted for
his use is not so much troublesome labour, but a work which, through
the satisfaction it brings him, falls easy from his shoulders, a work,
in short, which he can carry over every obstacle to success.
We find a society of this type in Homer. Agamemnon's sceptre is a
family staff which his ancestor himself shaped from the block and left
as an heirloom to his descendants. Odysseus put together with his
own hands the mighty bed he shared with Penelope; and if the famous
weapons of Achilles are no work of his own we only find the various and
interfused array of his own activities abated that a god, Hephaestus
himself, may provide them at the request of his mother Thetis. In a
word, we meet everywhere the youthful delight in novel discovery, the
freshness of personal possession, the victorious sense of enjoyment.
Everything is in its place and at home, in everything a man discovers
the energy of his own sinew, the adroitness of his own hand, the
cunning of his own spirit, or somewhat that follows from his own
courage and bravery. In this way, and by this alone, the instruments
which satisfy our human sense are not as yet relegated to a merely
external relation, but men have before them the living process of the
instruments themselves, the vital consciousness of the human worth they
attach to them; and they find it there inasmuch as for them they are
not mere lifeless things or things which habit has made lifeless, but
creations impregnated with their own energies. And for the same reason
we find here an idyllic condition of things, it is true, but not in
that restricted sense of the term that the Earth and her streams, seas,
forests, and cattle supply to mankind their sustaining substance, while
man himself is only visible to us as a passive creature limited by the
active powers which support him and their enjoyment. Rather we already
see within this morning-time of human life deep interests at work, in
relation to which the great world itself is but a subordinate realm,
the ground and the instrument for bringing into being the higher aims
which are present, as a ground and environment, however, over which
that harmonious concord, yet withal independence, of both sides of our
human world prevails; and which does prevail in the sight of all for
this reason that everything there exists as the product and for the use
of human life, is at the same time the creation and enjoyment of the
man who creates and enjoys its use[389].
To apply such a mode of artistic presentation to material borrowed
from more recent times, whose completed culture offers the strongest
contrast to the heroic age above-mentioned, is always beset with
extreme difficulty and liable to failure. Yet for all that Goethe in
his "Hermann and Dorothea" has furnished us in this respect with an
admirable masterpiece. Here an attempt will only be made to elucidate
a few significant points by contrasting the same with a composition
of similar type. Voss, in his famous romance "Louise," had depicted
on much the same idyllic lines our human life and activity in a quiet
circle of narrow range, if also marked with independent characteristics
of its own. The country parson, the tobacco-pipe, the dressing-gown,
the garden-bench, and finally our coffee-pot, have all of them here
important parts to play. Coffee and sugar are, however, products, which
are really here out of place; they belong to an entirely different
world[390] throughout associated with all the varied ramifications
of commercial and textile industries. This circle of country life
is consequently not self-inclusive. In the beautiful picture of
"Hermann and Dorothea" we are, on the contrary, under no necessity to
demand such a consistency. As we already have pointed out in another
connection, we find interwoven with the main threads of this poem,
which is, no doubt, in its prevailing atmosphere entirely idyllic, the
great political interests of the time, the struggles of the French
Revolution, the defence of the Fatherland, asserted in a worthy way
no less than with decision. The more limited scope of family life in
a little country town is not so presented us as a whole which can
even possibly remain in total ignorance of that mighty wave of the
great world under stress of a real cataclysm of events, which is the
view we are given of the pastor in the "Louise" of Voss. In Goethe's
poem we have, on the contrary, by means of the interfusion of these
great world-movements, within which the idyllic characters and events
are portrayed, the picture of a life with a typical character of its
own set in the frame of a world of more significant content; and the
apothecary, who is here presented as the out-and-out Philistine, and
who merely lives within the more narrow borders of that country life's
surroundings, affected by that only, is excellently sketched for us
with the good heart, but at the same time peevish isolation, which we
find so natural. Add to this, in that which most closely touches the
life of the characters thus portrayed, we find a particular emphasis
laid on the fundamental aspect of this idyllic life as previously
indicated in our former discussion of it. To mention one point only, we
may observe that the host does not by any means drink coffee with his
guests, the parson and the apothecary; on the contrary, to cite a line
or two:
Carefully brought in the mother the sparkling and glorious red-wine,
Poured in the clear-cut glasses, with rimlets all polished of pewter,
Brought in the green-coloured rummers, those goblets most fit for the
Rhine-wine.
They drink in the fresh air what has been grown at home, of the '83
vintage, and withal in glasses that, as home-made, are just the right
ones for Rhine-wine. A few lines further on our fancy is yet further
kindled with the "streams of the Rhine river and its dearly-loved
banks," and we are even introduced to the vineyard of the host behind
the house itself; and, in short, there is nothing to arrest our
attention outside the typical circle of a self-contented life which of
its own bounty provides for its wants.
(_c_) In addition to both these types of human environment we must
mention yet another in close association with which we all necessarily
live. It is no other than the universally prevailing _spiritual_
surroundings of our life whether they be religious, legal, or moral,
the organization of the State, that is to say, the constitution of the
government, the judicial institutions, the family, the institutions
of both public and private life, and all other social relations. For
the ideal character is not merely to be portrayed in its relation
to all that satisfies material wants, but as itself a focus of
spiritual interests. It is certainly true that all that is truly
substantive, divine, and essentially necessary in all these relations
is fundamentally an envisagement of one reality. In the objective
world, however, the forms under which this reality is manifested are
various, and they are, one and all, involved in that which is wholly
contingent in particular examples, and the conventional usages which
are only valid for definite periods of time and distinct nations. In
this variety of form all the interests of men's spiritual life receive
an external embodiment of reality, with which every man is confronted
in the customs, usages, and habits of society. Every man thereby, in
addition to possessing a self-exclusive individuality of his own,
becomes, in virtue of his association with such spiritual realities,
even more a member of a whole cognate with and vital to himself than
as a unit of that external world of Nature with which he is similarly
conjoined. Speaking generally, we may attach to this spiritual
association, of human life very much the same terms and significance we
have already discussed in the foregoing sections; consequently we will
for the present pass over the more detailed consideration of it, whose
most important features will apply more strictly to another aspect of
our inquiry, and will then be more appropriately discussed.
3. THE EXTERNALITY OF THE IDEAL WORK OF ART IN ITS RELATION TO A PUBLIC
It is therefore necessary that art, as the representation of the Ideal,
must embody this Ideal in all the relations to external reality we
have above described, and thereby associate the inward possessions of
character with the objective world. A work of art, however much in form
it may be a self-including and harmonious world by itself, exists none
the less as such an object, both real and particular, not _for itself_
but for such as _behold_ and _enjoy_ it, that is the Public. Actors,
for example, in the representation they give us of a particular drama
do not merely enter into converse with one another, but appeal directly
to ourselves, their audience; and it is equally important that they
make themselves intelligible under both these aspects. Every work of
art is in fact a direct appeal to the intelligence of everyone who
confronts it. Now it is indeed true that the real Ideal, as envisaged
for us in the universal interests and passions of its gods and men, is
so far intelligible to everyone as it gives us a view of its characters
within some typical external world of customs, usages, and everything
else that characteristically distinguishes it. But the condition of art
we have above formulated makes it further necessary that this element
of external reality is not merely one with which the characters thereby
represented are harmoniously associated, but must be also one within
which we ourselves to whom the work is addressed feel equally at home.
The appropriateness of the external environment to the characters
enfolded within it must apply with equal force to our own attitude of
mind in regarding both. But it so happens that from whatever period
of the world's history the subject-matter of a work of art may be
borrowed it will be sure to contain essential features, which are quite
distinct from those which specifically determine other nations and
periods. In other words artists of every description, whether they be
poets, painters, sculptors, or musicians, select subject-matter from
the Past, which in their particular state of culture and intelligence,
ethical customs, usages, and the form of their government, differ
from the civilization of the times they live in. Moreover, as we have
already observed, this return upon the Past possesses the considerable
advantage that in having thus recourse to memory instead of being face
to face with all the facts of the present, there is an appreciable
diminution of the material from which the artist selects his subject,
and this he cannot readily dispense with. At the same time the artist
belongs only to his own century, and it is in the ethical customs,
modes of conception, and generally the intellectual outlook of that he
lives. The Homeric poems Homer, to take him for once as the individual
creator of both "Iliad" and "Odyssey," may have actually lived through
or he may not; but in any case they are at least four hundred years
later[391] than the time of the Trojan war; and further a period twice
as long separates the great Greek tragedians from the days of the
ancient heroes, who, as translated into the atmosphere of their own
time, form the subject-matter of their poetry. It is just the same
in the case of the Niebelungenlied and the artist who finally fused
together the various saga which that poem contains into one homogeneous
work. We may no doubt admit that the artist finds himself entirely on
congenial ground when dealing with everything truly pathetic, either
in the history of gods or men; but the external and actual conditions
of that ancient world, whose characters and actions he endeavours to
portray, have altered in essential features and become consequently
strange to him. And further than this a poet creates for the sake of a
Public, and primarily for his own nation and his time, both of which
should be able to enter into such a work of art with intelligence,
and feel at home in it. The most genuine works of art no doubt assert
a further claim to immortality, a hope that they may continue to be
a source of delight to all times and nations. But even in the case
of works of the highest class it is none the less true that nations
and times situated far away from those which produced them can only
fully apprehend them with the assistance of an extensive apparatus of
geographical, historical, and it may be even philosophical knowledge
and the results of much critical investigation.
Bearing in mind these fundamental, and to some extent incompatible
differences which characterize the various points of view from which
a work of art must be regarded, the question arises what kind of form
relatively to its external framework of locality, custom, usage,
and generally any and every condition of religious, political or
ethical significance a particular work of art should receive. Should
an artist suffer his own times to pass from his mind altogether, and
attempt only to secure the substantial appearance of the Past and
what actually then existed, so that his work become simply a true
portrayal of that; or is he not merely justified, but rather under
an obligation, to pay an exclusive attention to his own nation and
the life around him, elaborating his work with express regard to the
principle that it should stand in harmonious relation to his own
times? Or, to put the same thing in rather more technical language,
we may propound the problem thus: Is the subject-matter of a work
of art to be _objectively_ valid in its content as one entirely
appropriate historically considered, or should such matter be treated
_subjectively_, that is, in complete subordination to the artist's
personal standpoint relatively to the culture and social conditions
of his own time? We would rather observe that both these positions,
if thus pressed unduly, land us in extreme conclusions equally false;
and we propose now to examine them briefly that we may by their means
elucidate a more satisfactory theory.
And we would consider three fundamental aspects which this problem
suggests. We will _first_ examine what is implied in the above
subjective assertion of the particular culture of the artist's own
time; _secondly_, there is the question what may be regarded as
exclusively and objectively true when we refer to the Past; _thirdly_,
we have to consider what may still be objectively valid in the true
sense, though we still have a representation and appropriation of
material borrowed from a time and nationality foreign to that of the
artists.
(_a_) Now to start with, if we consider this purely subjective
assertion, it is obvious that when we press the position closely we
are finally driven to exclude the objective embodiment of the Past
altogether, and to maintain that artistic representation is exclusively
concerned with the appearance of present times.
(_α_) Such a result may be doubtless, under one aspect of it,
presented by mere ignorance of the Past. It is, then, rather the result
of a _naïveté_, which is unable to feel the contradiction between
the object itself and the representation given, or at least fails to
bring the same to consciousness. Such a form of artistic presentation
is therefore fundamentally due to lack of sufficient culture. We
could hardly wish for a more vivid illustration of this than we find
in the _naïve_ productions of Hans Sachs, who has, no doubt with a
vivid freshness of imaginative vigour and spirit, as we may truly say,
domesticated among us[392] our dear Lord and Father God no less than
Adam, Eve, and the rest of the patriarchs. Here, for example, God the
Father is portrayed as teaching a school in which Cain, Abel, and the
rest of Adam's children--are the pupils, precisely as any pedagogue of
the time might have done. He catechizes them upon the ten commandments
and the Lord's Prayer. Abel knows his lesson as a pious and good boy
ought to. Cain on the contrary behaves and replies to his teachers
as only naughty and wicked boys would think of doing; and when it is
his turn to repeat the commandments turns them inside out: thou shalt
steal, thou shalt not honour thy father and mother, and so forth. A
representation of much the same crude simplicity having for its subject
the tale of our Lord's Passion used to be carried out in South Germany,
was then made illegal, and has since once more been resuscitated.
In this Pilate is portrayed in the character of an insolent, rough,
and arrogant official, the common soldiers much in the same familiar
way our own might, offer Christ surreptitiously a pinch of tobacco;
he disdains it, and they flatten it out on his nose. Vulgarity finds
all the more jest in such an incident for the reason that it wholly
conforms to its notions of piety and reverence, indeed calls up such
feelings all the more readily through its immediate reference to that
which it finds in its own world, thereby making more vivid its own
sense of devotional fervour. No doubt there is a certain justification
for this mode of translating, so to speak, the appearance and form
of objective history into modern equivalents, such as we have found
in our literature; and we may even attach a kind of greatness to
the courage of Hans Sachs in making himself so familiar with God
Almighty, and those old religious ideas that without the least vestige
of impiety he could rivet them deep within the conditions of our most
commonplace life. At the same time such an attempt is none the less a
rude intrusion upon our feelings, and indicates lack of cultivation,
inasmuch as it not merely disallows to the object itself a right to
assert itself as it really is, but forces upon it a mode of appearance
so directly contrary to that which it possesses, that the result can
only impress us as an emphatic caricature.
(_β_) As an antithesis to the above type of subjectivity we find
another equally supreme asserting itself out of sheer pride in its
own culture under the belief that the views peculiar to its own
times, its ethical customs, and social conventions are those alone
worth preservation or acceptance. Owing to a bias of this kind it is
quite unable to enjoy the content of a work of art until such a form
of culture prevails in it. An illustration of this latter type is
the so-called classical good taste of the French school. Everything
that is here attempted must forthwith be Frenchified, and all that it
presents under the form of any other nationality and more particularly
with any reference to the Middle Ages is voted incorrect and barbarous
and is cast on one side with absolute contempt. Voltaire expressed
anything but the truth when he said that the French have improved the
works of the ancient world. What they have done is to nationalize
them; and by this process of recasting have corrupted them with every
kind of foreign and angular quality of their own that such a taste as
theirs could develop to any extent, requiring as it did throughout
a culture absolutely based on court etiquette, and a conformity to
conventional rule and generalization in both the meaning and mode of
any dramatic work. Indeed, we shall find the trail of this abstraction
of a superfine culture visible in the very diction of their poetry. Not
a poet among them dare venture to use the word _cochon_, or add their
own nomenclature to spoons, forks, and a thousand other simple objects.
Consequently we have roundabout definitions and circumlocutions. We
cannot have our spoons and forks; we get instead an instrument of the
hand which conveys our victuals in a liquid or arid state to the
mouth; and this by no means stands alone. And with all its refinement
their taste is vulgar to a degree; for the simple truth is that genuine
art, so far from planing away and polishing its content to one flat
and unruffled surface of generalities, is most of all anxious to set
in full relief all that makes toward the well-defined characterization
of life. It is on account of this very taste that the French can make
less of Shakespeare than any other poet. And when they have attempted
to work him up to their graces they have clipped off from him precisely
that portion which we Germans find nearest to our hearts. For the same
reason Voltaire makes merry over Pindar because he has made the remark,
_ἄριστον μὲν ὕδωρ._[393] And, consequently, in their works of art they
find it necessary to make Chinese, Americans, or the heroes of Greek
or Roman antiquity all speak in one tongue and in one manner--that
of their French court. Achilles, for instance, in the "Iphigenie en
Aulide"[394] is nothing more or less than a French prince; and if we
had no name to help us no one could conceivably discover one particle
of Achilles in him. It is true that in the theatrical representation of
this drama he was habited as a Greek, appeared at least in helmet and
coat of mail; but at the same time his hair was curled and powdered,
with broad hips through _poschen_[395], with red claws worked on shoes
fastened on the foot with coloured ribbons; and what is more, the
"Esther" of Racine was expressly popular in the time of Louis XIV, for
the particular reason that Ahasuerus, on his first entrance on the
stage, copied the appearance of Louis XIV himself, when he entered
the great hall of audience. No doubt, in this transcript, there was
a considerable admixture of the oriental luxuriance; but a Ahasuerus
he was none the less fully powdered and wearing the royal mantle of
ermine, and followed by a complete retinue of curled and powdered
chamberlains got up thoroughly _en habit français_ with their wigs,
their feathered caps under arm, their vests and hoses of _drap d'or_,
with their silk stockings and red buckles on their shoes. All that the
court and a select circle of the privileged few were only permitted
to see _de facto_ was here open to all classes alike--the _entrée_
of the king paraded in the poet's verses. The writing of history in
France is not unfrequently conducted on very much the same principle.
That is to say, history itself and the real objects of history are
not the main purpose of the historian, whose interest is rather
concentrated either on giving the government in vogue a lesson or
teaching others how they ought to detest it. And in the same way there
are a host of dramas which, either expressly throughout their entire
content or in passing episodes, divert the attention to the events of
the day; or, if passages occur in pieces which refer to former times
presenting anything which may bear on matters of contemporary interest,
the parallel or the contrast is deliberately emphasized with every
expression of enthusiasm.
(_γ_) A third type of this personal treatment by the artist of his
subject-matter may be sufficiently described as the separation of
the same from all genuine artistic form whether it be characteristic
of past or present works of art, a mode of production in fact which
simply presents us with the entirely evanescent colour of "the man
in the street" in his ordinary everyday action and vocation without
adding aught to the same. In other words we may describe it as the bare
counterpart of what the man of commonsense is conscious in the prosaic
facts of life, that and nothing more. In such an atmosphere of prose
no doubt everyone finds himself at home readily enough; or rather, he
will only not find himself at home who takes up such a work with some
definite conception of that which the very conditions of a work of art
demand, and consequently is aware that it is precisely from this type
of handling that Art undertakes to liberate us. Kotzebue, in his day,
obtained all his popular effects through compositions of this kind,
which aimed at nothing else but letting the general public both see and
hear life's troubles and vexations, the pocketing of silver spoons, the
risking of the pillory, or, to take particular characters, parsons,
chamberlains, ensign-bearers, secretaries, and cavalry-majors, in their
naked colours. Everyone might here recognize his own household, or, at
least, that of some relation or friend, might see at a glance where in
his own precious circumstances and aims of life the shoe pinched. An
originality of this sort necessarily fails to stir any real sense or
idea of that which is the vital content of a work of art, however much
it may awake an interest for its productions in hearts that are wont to
ask for so little and are so ready to put up with the commonplaces of
so-called ethical reflections. We may conclude, then, that the artistic
presentation of the facts of external reality under any one of these
three types just examined is subjective in a one-sided way, that is
to say, it wholly fails to present us with any adequate form of that
objective world as it really exists.
(_b_) We next propose to examine a mode of presentation the reverse of
the above, one which endeavours to restore us the characters and events
of the past so far as may be with every local detail of their former
environment no less than any and every ethical or other particular
characteristic which formerly distinguished them. We Germans have
particularly come to the front in this class of work. As a rule we are,
in striking contrast to the French, the most painstaking recorders of
all that is peculiar in nations other than our own, and consequently
make fidelity to the characteristic usages, dress, weapons, and all
such antiquarian detail appropriate to particular epochs and localities
a first requisite of our art. Add to this we have the necessary
patience to put ourselves to no end of trouble in the way of hard
study in order that we may thoroughly enter into the modes of thought
and perception which belong to foreign nations and centuries distant
from our own, and make ourselves thoroughly conversant with all their
peculiarities. This power of looking at facts from many and diverse
points of view in order to both apprehend and comprehend the spirit of
every kind of national existence makes us not merely tolerant in our
art towards all that strikes us as exceptionally strange in foreign
customs, but clamorous even to a painful degree in our insistence that
we have before us accurate correspondence with objective truth down
to the most insignificant detail. The French are, no doubt, full of
resource and energetic, but, however highly educated and practical men
they may be, such qualities do not increase, but rather diminish the
patience which they possess for quiet and exhaustive study. Criticism
is always of first importance with them. We Germans, on the contrary,
are by nature inclined to accept any picture of real truth for what
it is, and particularly this is so with foreign works of art. From
whatever part of Nature's storehouse such may come, whether it is
plants or other creations of foreign growth, implements of any kind or
form, dogs and cats, even absurdities, we accept them all genially; and
the result of this is we are able to be on excellent terms with modes
of thought the most removed from our own, ay, sacrificial customs,
legends of the saints and all the extraordinary follies that go with
them, to say nothing of a host of other marvels equally surprising.
And for the same reasons it only appears essentially rational that
in attempting to represent characters in action we should make their
conversation and pursuits conformable to their own substance, that
is to say, in strict accord with the times when they lived and their
own national characteristics, whether regarded individually or in
association with each other.
This fundamental idea that the objective truth of a work of art
is established by virtue of the type of historical accuracy above
described has obtained currency in comparatively recent times, mainly,
that is to say, since the literary work of Frederick von Schlegel. From
that time the importance of a first principle in literary criticism has
attached to it; and further than this, it is asserted that our purely
personal interest should above all restrict itself to the enjoyment we
may derive from historical accuracy of this kind and the life it thus
reproduces. Once accept these hard and fast rules and the conclusion
is obvious that we are allowed no additional interest of any superior
quality which an enquiry into the essential significance of any
artistic content may or may not provide for us any more than we are
permitted to derive any interest more vital to ourselves from aspects
of such a work directly associated with the culture and aims of our own
times. It is much on these lines that we find also in Germany, where
the enthusiasm of Herder in this direction started a closer attention
on all sides to the "Volkslied," a poetic inundation of national
folk-songs imitating native tones of every sort of nationality whether
it be the Iroquois, latter-day Greek, Lap, Turk, Tartar, Mongol, and
many another; and, of course, it is assumed to be indicative of
nothing less than first-rate genius[396] to possess the power of thus
diving into the ways and ideas of other folk, and converting all
we discover into poetry. At the same time it is clear that however
completely your poet may work his way into and emotionally realize all
this strange kind of world, it remains and must continue to remain for
that public to whose enjoyment these songs are addressed as something
very much aloof from it.
The truth is that such a theory, if pressed to its abstract logical
conclusion, limits its boundaries solely to the truth of history in
its formal accuracy, and by doing so neglects all consideration of
the nature of Art's content and questions relative to its essential
significance, just as it disregards every aspect of it in which the
culture and resources of modern thought and contemporary life are
asserted. But it is as impossible to detach ourselves from the truth
implied in this theory as it is from equally important truths which it
neglects; all equally claim satisfaction, and imperatively force upon
us the necessity of finding a further solution in which the claims of
historical truth may be reconciled with these rival aspects of truth
in a very different way to that just examined. And this brings us to
the third question we proposed as to the nature of that objectivity and
subjectivity which can be fully sustained together as the reality to
which a genuine work of art conforms.
(_c_) The point of essential importance which we should before
all others wish to emphasize here is this, that no one of those
various aspects of truth we have above indicated should be allowed a
predominant significance such as would impair the relative force of
the others; and, further, or rather notwithstanding this, historical
accuracy pure and simple in external matters, such as local conditions,
customs, usages, and social institutions generally, must receive in a
work of art their due place, if a subordinate one, it being only right
that the interest of mere historical truth should give way before that
of a vitally true and imperishable content for the present no less than
the past.
We cannot, perhaps, do better by way of explaining what we consider
to be the true form of artistic representation than by setting up in
contrast a few examples of some we take to be defective.
(_α_) Now, to start with, the presentation of the characteristic
features of a given period may be entirely just, accurate, and
impregnated with life, nay more, wholly intelligible to a modern
audience, and notwithstanding fail to escape the ordinary atmosphere of
prose, and present us with the real substance of poetry. Goethe's "Götz
von Berlichingen" will alone furnish us with notable illustrations of
this defect. It is only necessary to open the book at the first scene,
which introduces us to an inn near Schwarzenberg in Franconia; the
_dramatis personae_ are Metzler, and Sievers sitting at a table, two
grooms by the fire, also the landlord.
_Sievers._ Another glass of brandy, Hans, my boy, and good
Christian measure.
_Landlord._ You carry a glass that is never full.
_Metzler._ [_Aside to Sievers_.] Tell us that once again about
Berlichingen; the Bambergers are in a pretty fume out there;
ay, black as thunder (etc.).
The same kind of thing we find in the third Act.
_George._ [_Enters with a gutter-spout._] There you have lead
and to spare; spot the target with but one half of it, and
devil a soul shall get off, who is like to say to your Majesty,
that's a miss this time[397].
_Lerse._ [_Aloud._] A fine piece of metal.
_George._ The rain may take another road for all I care; a
brave knight and a real good rain get through most things.
_Lerse._ [_Pours into glass._] Hold the spoon. [_Goes to the
window._] There's one of those imperial cockades prowling about
with his musket; they believe we have aimed a point too far.
He shall have a taste of my bullet, hot too and fresh from the
pan. [_Loads._]
_George._ [_Drops the spoon._] Let me have a look.
_Lerse._ [_Fires._] There lies the fool (etc.).
All this is exceedingly vivid, intelligible, depicted in perfect
keeping with the situation and the characters portrayed. Yet for all
that these scenes are both trivial to a degree and essentially prosaic.
All we get from either the matter or the form is just the ordinary
man's way of seeing things and reality as it appears to him or rather
all of us to some extent. We find the same tendency in many another
of Goethe's youthful productions, which no doubt were deliberately
directed against everything which previously had passed for the rule
of the guild, and which sought for their most impressive effect by
means of the nearness made clear to ourselves, an impression gained by
the extraordinary grasp with which the poet's imagination and feeling
seized upon everything. But the nearness was itself too near, and the
vital content in part so petty, that such compositions ran constantly
into mere triviality. We are most conscious of this kind of triviality
in dramatic works when we see them on the stage; it is then that
after being worked up to some excitement by all the concomitants of a
theatrical performance, lights, well-dressed folk, and the rest of it,
we expect to see something more than a couple of peasants, and troopers
and a glass of schnapps thrown in[398]. This phase has mainly found its
admirers in readers; it never had a long run on the stage.
(_β_) If we now consider our subject from an opposite point of view
it may be admitted that we can sufficiently make ourselves acquainted
with and assimilate the historical content of a former mythology
and all that is most strange to ourselves in earlier conditions of
state-life and national custom to secure through such an intimacy
with, the general culture then prevailing a varied knowledge of the
past. In fact, this acquaintance with the art, mythology, literature,
_cultus_, and usages of antiquity is the starting point of our present
system of education. Every schoolboy knows something about the gods
and heroes of Greece and the prominent characters in ancient history.
It is therefore quite possible, in so far as they really enter into
the imaginative life of our own times, that we may find enjoyment in
the imaginative representation of such characters and interests. It
is further impossible to predict whether or no such an intimacy may
not be eventually carried equally as far in the case of the Indian,
Egyptian, and Scandinavian mythologies. We may further observe that
in the religious conceptions of all these peoples the Universal God
is presented. The determinate form, however, of such conceptions,
that is to say, the particular gods of Greece or India, are no longer
_true_ for us as so personified. We do not believe in their existence,
and the pleasure we take in them is derived from their appeal to our
imagination. For this reason they stand entirely apart from our deepest
emotional life, and we can imagine nothing more empty and cold than
such exclamations we hear only too often in opera: "O ye gods!" or "O
Jupiter!" or even "O Isis and Osiris!" And the folly of it all reaches
its height when we have the wretched saws of oracular wisdom thrown
in--and the opera can seldom get along without them--a position of
dignity which nowadays for the first time in tragic drama is occupied
by pure folly and clairvoyance.
The same criticism applies with equal truth to all other historical
material relating to national customs, laws, and the like. Such
historical fact is excellent in its way, but it belongs to the past;
and when it has once ceased to have anything in common with present
life it necessarily ceases, in spite of all our knowledge of it, to
belong to us. We have, in short, no interest[399] in what has passed
away on the mere ground that it once existed. What is historical can
only truly be said to belong to us when it is the possession of the
nation, to which we ourselves belong, or when we are able to regard
the present as in a general way casually connected with the events
in question, to whose continuous series the characters or actions
represented are united by a bond of essential membership. For if we
carefully consider the matter we shall find that the mere fact of
being formerly bound together with the same external environment and
people to which we ourselves belong is not sufficient--rather the very
part of our nation must present features in still closer relation
to the conditions, life, and existence of our own times. To take an
example of what we mean, we find ourselves in the Niebelungenlied
geographically on a soil that belongs to us still, but the Burgundians
and King Etzel are so absolutely cut off from all that touches our
present civilization and every interest which is now coincident with
patriotism that, without borrowing anything from the learning of the
subject, it is but simple truth to say we feel infinitely more at home
in the poems of Homer[400]. Klopstock, no doubt, in his enthusiasm for
everything that concerned the Fatherland, was prompted to substitute
his Scandinavian gods for those of Hellenic mythology; but, for all his
zeal, Wotan, Walhalla, and Freja remain mere names for us, which appeal
to our imaginations and patriotic emotions even less than Zeus and his
compeers of Olympus.
The point above all we desire to emphasize is this. Works of art are
not composed primarily for the mere student or the professor, but with
the express purpose that they shall be intelligible on their face,
and a source of enjoyment without any one having to undertake first a
circuitous route of extensive historical investigation. For Art is not
addressed to a small and select circle of the privileged few, but to
the nation at large. What, moreover, is generally valid for a work of
art applies also to the external form of the historical reality therein
portrayed. Such exposition also must express itself with clearness open
to the common apprehension requiring no considerable research to make
it intelligible, must be clear to ourselves as representations of our
century and our own people, so that we may be able to find ourselves
entirely at home in it, and not have before us a world foreign to that
we live in, if not actually unintelligible.
(_γ_) Considerations such as the foregoing have already brought us
within reach of the truer conception of the objective truth of art and
the mode under which it assimilates the material of past history. We
propose now to offer further illustrations in support of the same.