THE BEAUTY OF ART, OR THE IDEAL
In our consideration of the beauty of art we will confine our attention
to three fundamental points of view:
_First_, the Ideal in its essential import.
_Secondly_, the determination of the Ideal in a particular work of art.
_Thirdly_, the creative subjectivity of the artist.
A. THE IDEAL SIMPLY, OR AS SUCH
1. The most general conclusion which may be gathered from the
examination we have already made in a merely formal way of the Ideal
of art may be thus summarized. Truth, in its unravelment as external
reality, is only fully in possession of a true and determinate
existence, however much it may combine and retain in embracing unity
a manifold content, in so far as every portion of the content thus
unfolded permits this unity, which may be called either the animating
soul or the unified totality, freely to appear. To take the human form
once more under review as the most direct illustration of this, we have
already remarked that it is a totality of organic members each of which
is penetrated by the notion, differentiated thus in every particular
organ by some particular mode of activity and the specific motion
congenial to it. If we ask ourselves now in which particular organ the
soul appears as such in its entirety we shall at once point to the eye.
For in the eye the soul concentrates itself; it not merely uses the eye
as its instrument, but is itself therein manifest. We have, however,
already stated, when referring to the external covering of the human
body, that in contrast with the bodies of animals, the heart of life
pulses through and throughout it. And in much the same sense it can
be asserted of art that it has to convert every point of the external
appearance into the direct testimony of the human eye, which is the
source of soul-life, and reveals Spirit. Take the famous adjuration of
Plato to the stars in the lines:
When thou gazest forth at the stars, my star,
Would that I were the heavens and thence on thee
Could gaze forth out of a thousand eyes.
Conversely we may exclaim that art gives to her forms the dilation
of a thousand-eyed Argus, through which the inward life of Spirit at
every point breaks into view. And not merely is it the bodily form,
the expression of countenance, the attitude and demeanour which thus
avails; the same appearance is everywhere visible in actions and
events, speech and voice-modulation, in short, under every condition of
life through which it passes, and under which it is possible for soul
to make itself recognized in its freedom and ideal infinity.
(_a_) And, in close connection with this inquiry into the
interpenetration through all parts of the animating soul, we may justly
ask ourselves, what precisely we understand under this conception
of a soul which is throughout visible: or to restrict attention to
definite limits we may inquire what are the specific characteristics
of the soul whereof art reveals to us the truest manifestation. For in
ordinary parlance one refers to the animating principle[271] peculiar
to metals, stones, wild animals, to say nothing of that belonging
to every kind of human character and its expressions. To natural
objects, however, such as stones and plants, the expression "soul" in
the complete acceptation of the term above mentioned is not strictly
applicable. Such soul as purely natural objects possess is entirely
finite, transitory, and rather a specific nature than a soul. The
determinate individuality of such existences is consequently completely
exposed in their finite existence; and, inasmuch as all that is
present there is a positive limit of restriction, such appearance as
there may be of a further claim to independence and freedom is only
an appearance; ideal characteristics which may indeed be imported
into them from without by means of art, but are not in the nature of
the objects by themselves. In the same way the soul of sense-feeling,
through which Nature manifests first the Life-principle only betrays
a subjective individuality, which still remains shut within itself,
unable to assert its reality in the further sense of a return upon
itself in a consciousness which shall attach to it the form of
infinity. Its content is, therefore, of a restricted nature, and its
manifestation in part the unrest, power of motion, sexual impulse,
anxiety or fear of the dependent life; and, in part, it is the mere
expression of an _inwardness_ capable of overcoming its finitude. The
animating life of Spirit (mind) brings us first into contact with the
free infinity capable within its own external and determinate existence
of remaining constant to the inner principle of unity, and, in the
act of expression, still reflected back upon its ideal substance. To
Spirit consequently is it alone permitted to impress the hall-mark of
its infinity and free self-recurrence on its external expression, even
though by such expression it enters the realm of narrow boundaries.
At the same time we may observe that Spirit, too, is only free and
infinite in so far as it truly apprehends its universality, and
deliberately posits for itself and accepts those ends which are
adequate to its own notion. Consequently, in so far as it fails to
grasp its own freedom it can only exist in a restricted content,
a character that is stunted, a temperament at once crippled and
superficial. In combination with nullity of this kind the manifestation
of Spirit must perforce remain wholly formal. We shall only find here
the abstract crust of self-conscious Spirit, whereof the content
contradicts the infinity of its freedom. Only by virtue of a genuine
and essentially substantive content through which the restricted and
mutable particularity derives its essential self-subsistency--so
that definite structure and intrinsic worth, determined limit and
substantial content, are realized in one totality--is such existence
thereby able, through the very mode of expression which confines it,
to proclaim itself also in its universal substance of self-contained
soul-life. It is, in short, the province of art to comprehend and
enunciate determinate and rational existence in its _truth_, that is to
say, in the form adequate to its substance, the truly explicit content.
And, consequently, the truth of art cannot consist in a mere conformity
such as that to which we restrict the so-called imitation of Nature;
external form must express harmoniously an internal content which is in
itself harmonious throughout, and consequently can express itself as
such.
(_b_) Art then, by comparing what is otherwise stained and rent
through the contingent elements of external existence with the harmony
that is essential to its notional truth, rejects that in the world
of appearance which it is unable to combine in such a unity, and for
the first time through this _purification_ reveals the Ideal. It
is possible to regard such a result as the flattery of art, as we
sometimes hear it said, for example, that portrait-painters flatter.
But even the portrait-painter, a type of art in which the Ideal is
less prominent than in many others, should at least flatter in this
sense, that he is bound to treat with indifference all that is merely
the external detail of form, texture, and colour, the mere adjuncts,
that is to say, of physical life such as hairs, pores, scars, and other
external accidents, in his undivided effort both to apprehend and
deliver the subject selected in its universal character and permanent
spiritual individuality. It is one thing to imitate a physiognomy in
the general outlines of purely superficial repose apparent at any time;
it is quite another to detect and delineate the particular features
which reveal the fundamental soul-life or character of the sitter.
As already remarked, the Ideal is only truly found when the external
presentment is in itself a vehicle of the soul. It is one of our latest
fashions to attempt, by means of those so-called "living pictures," an
intentional and gratifying imitation of famous masterpieces. In these
we find a fair reproduction of general accessories, such as grouping
and draping; but, instead of the spiritual expression of the figures,
have only too often to put up with faces absolutely commonplace. Such
a defect mars the entire reproduction. The Madonnas of Raphael, on the
contrary, in every detail of their countenance--whether it be cheeks,
eyes, nose, or mouth--exhibit with harmonious consistency one supreme
type of sacred joy, the pious, modest love of a devoted mother. We may
affirm, if we will, that all women are capable of such emotion; but, at
any rate, not every formal shape of feminine countenance is capable of
expressing the depth of the same so consummately.
(_c_) This reference, then, of all points of external existence to
their spiritual significance, so that the external appearance unveils
in adequate measure the spirit thereof, is just what constitutes the
nature of the Ideal. It is, however, a "carrying back" into inwardness,
in which we do not find the universal thus carried back to its
extremest limit to the form of abstract _thought_, that is to say, but
is rather suffered to rest halfway at the point in which we find the
purely external and the purely inward meet together harmoniously. The
Ideal is consequently the reality selected out of the mass of chance
particulars, in so far as the inner core in this external totality thus
raised in opposition to universality is itself manifested as _living
individuality._[272] For the individual subjectivity, which not only
carries in itself a substantive content, but permits the same to appear
in its own external appearance, stands in this central position, that
in it all that is substantially the content is not suffered in its
universal aspect to appear as an abstraction of itself, but still
remains enclosed within the sphere of individuality, and consequently
appears associated with a determinate existence, which now for its
part, freed from mere finitude and transitory condition, is gathered
up in a free and harmonious expression of most intimate soul-life.
Schiller, in his poem "The Ideal and Life," contrasts the reality and
its pains and struggles with "the still shadowland of Beauty." Such
a land of shadow is the Ideal. The _spirits_ which rise up here have
lost in death immediate existence, are released from the hunger of
Nature, freed from the claims which fettered them in subjection to
external forces and all the changes and confusions which are linked
together with finite appearance. But however much the Ideal treads
under foot the mere object of sense and natural form, it draws at the
same time the very wealth of it to itself, for it is art that is able
to assign the very limits to all that the external appearance required
for its self-preservation within which the external thing may appear
as the manifestation of spiritual freedom. For this reason it is the
Ideal which alone among things envisaged to sense presents a free and
self-contained content reposing on its own resources, in complete
sensuous enjoyment and satisfaction with itself. The music of this
rapture may be heard through every embodiment of the Ideal. However far
the external form may be carried the soul of the Ideal is never wholly
absorbed in it. And in truth such manifestation is only beautiful in so
far as its beauty not merely permeates the whole, but is a subjective
unity, by virtue of which the subject-matter of the Ideal must appear
emergent from all the fracture of its former individual parts and their
respective ends and energies, raised in the Ideal itself to a higher
totality and self-subsistence.
(_α_) We may in this respect point to the blessed repose[273], this
self-contentment in its own self-secure consummation, as the crown of
the Ideal. The ideal form of art stands like some blissful god before
us. For the blessed gods are ultimately above and beyond the grim
earnest of actual necessity, anger, and interest in finite existence
and purely finite ends; and this positive withdrawal involved in the
negation of all isolated particularity give them the characteristics of
cheerfulness and repose. In this sense we may interpret that phrase of
Schiller: "Life is earnest, Art is _cheerful._" Pedants, no doubt, have
often enough cracked a joke over it, inasmuch as poetry in general,
and Schiller's in particular, is a serious matter; and in truth no
ideal art is without such a quality; but for all that in this very
earnestness the essential character of cheerfulness[274] remains. This
force of individuality, this triumph of self-concentrated freedom, is
that which we recognize in an exceptional degree in ancient works of
art and the blithesome repose of their figures. And this is not merely
the case when we face a satisfaction that involves no struggle, but
even in an example where the subject is rent by some breach in the
entire content of its existence. For when the heroes of tragedy are
represented as subject to Fate we find that the demeanour they present,
which may be summed up in the words, "It is so!" still remains a simple
withdrawal into personality[275]. The subject thus depicted remains
throughout true to himself. He surrenders that which is seized from
him, but the aims he pursued are not simply taken away; he suffers them
to lapse and consequently does not lose his initiative. The man who is
the bondman of Destiny may lose his life, but not his freedom. This
repose on the essential birthright of Spirit is that which is able to
preserve and reveal the blithe atmosphere of repose in grief itself.
(_β_) In romantic art, it is true, the breach or dissonance of the
subjective principle is carried further, inasmuch as in it the
exposed contradictions are emphasized and their division can be
preserved. Thus, to take an example, we find the art of painting, in
its representation of the Passion, not unfrequently dallies round
the expression of ribaldry visible in the hideous contortions and
grimaces of tormenting common soldiers; and, in its attachment to
such discordant emotions, especially when depicting what is criminal,
shameless, or evil, permitting the glad serenity of the Ideal to pass
away. Even when such disruption loses its force, we find frequently
that ugliness, or, at least, the absence of real beauty, is set up in
its place. In another school of the earlier Flemish art of painting
the downright directness and truth of the representation, no less than
the inextinguishable confidence of the faith to which it testifies,
tend to assert, in despite of itself, a reconciliation in the feelings
of all who behold it[276]. But such an unyielding result falls[277]
short of the entire cheerfulness and satisfaction appropriate to the
Ideal. However, it is possible also in romantic art, albeit here
the representation of suffering and grief penetrates the soul and
its emotions more deeply than is the case with antique art, that
the delineation may reveal to us a spiritual intimacy, a delight in
resignation, a blessedness in pain, a rapture in sorrow, nay, even
a voluptuous ecstasy in martyrdom[278]. Not only in painting but in
the profoundly religious music of Italian composers, we find this
ecstasy and illumination of grief abundantly expressed. We may, as a
summary definition in romantic art, call it "the smile through tears."
The tears have their origin in affliction, the smile in blithesome
serenity, and consequently this smile through weeping indicates, as it
were, the point of self-repose in the midst of pain and suffering. It
is hardly necessary to add that the smile indicated here is no mere
sentimental emotion, no mere vanity of the subject treated or dabbling
with beauty[279] over painful effects and insignificant traits of
subjective feeling; rather (on its artistic side) it must appear as the
firm delineation and freedom of beauty in defiance of all pain, in the
spirit of what was said of Ximenes in the romances of the Cid, "how
beautiful she was in tears." In contrast to this emotional abandonment
in men is either ugly and repellent, or actually ridiculous. Children,
for example, break into tears at the slightest provocation, and we can
only laugh at them. The tears, however, in the eyes of a man of earnest
and self-contained character, under stress of deep feeling, betray a
very different type of emotion. Laughter and tears can, however, very
readily fall apart as unrelated, and are, as such, falsely utilized as
a vehicle of art in such abstraction; the laughter chorus in Weber's
"Freischütz" may be cited as an example. Laughter, after all, is a kind
of explosion, which it is impossible to exercise without restraint and
preserve the Ideal. Another example of this laughter, which is nothing
but laughter, occurs in a duet of Weber's "Oberon," throughout which
we are in a continual state of anxiety for the prima donna's throat
and lungs. How very differently the inextinguishable laughter of the
gods affects us in Homer, a sound which breaks from the blessed repose
of divinity, and rather expresses gladsome serenity than abstract
and wanton abandonment. Just as little ought weeping, devoid of all
restraint, to be introduced into the ideal work of art, of such a kind
as that we may hear in all its comfortlessness in another part of the
"Freischütz." And speaking generally, in music singing must take to
itself the kind of joy and rapture which we catch from the lark in the
open sky. Shrieking, whether of pain or delight, is not music at all.
Even in the expression of suffering the sweet tones of the plaint must
penetrate and clarify the sorrows, so that it continually may seem to
us worth all the suffering to arrive at such sweetness of plaint in its
expression. And this is the sweetness of melody, the singing of every
kind of art.
(_γ_) Regarded in a certain relation to this fundamental axiom of art
we may find some justification for the principle of irony in its modern
sense; but it must not be overlooked that irony is frequently destitute
of all real seriousness, and is particularly prone to expatiate over
bad subject-matter; and, in another aspect of it, it is apt to run to
seed in the mere yearning of emotion rather than actively participate
in practical life, as is proved by the case of Novalis, one of the
finer temperaments who have made this point of view their own, and
for lack of definite interest, or through shrinking from the real
world, are driven up and down, and cajoled into this sort of spiritual
consumption. This is the kind of yearning which will not descend
to mere practical business and production, because it is afraid of
soiling itself with the contact of finite things, although it already
secretly feels the defects of such exclusion. No doubt we find in
irony that absolute principle of negativity, in which the subject of
consciousness becomes self-centred through the annihilation of definite
relations and particulars; but in this case the act of annihilation
of definite relations and particulars, as we have already pointed out
when discussing the principle, is not, as in comedy, essentially in
its right place, simply exposing its own want of substance, but is
directed quite as often against everything else excellent in itself
and of sterling worth. Whether we regard irony, then, as this art of
universal destruction, or as the yearning of which we have spoken in
contrast with the true Ideal, it betrays a secret lack of proportion
and restraint which is detrimental to the artist. Substantive form is
what the Ideal demands, which, owing to the fact that it is clothed in
the form and figure of external things, is unquestionably qualified
by particularity no less than limitation; but this limitation of its
form is at the same time included in such a way that everything merely
external in its appearance is annulled and abolished. Only through
this negation of mere externality is the determinate form of the Ideal
a real exposition of the substantive content which belongs to it in a
mode of appearance susceptible to sense-perception and the imagination.
2. The plastic presentment of form, which is as much a constituent
feature of the Ideal as it is of the essentially homogeneous character
of its content, and the way these two aspects are fused together,
render necessary an inquiry into the relation obtaining between the
ideal representation of art and Nature. For this external aspect and
its embodiment is closely associated with that which we generally
call Nature. In this connection we once more come upon that old and
ever-renewed and still unsettled dispute, whether the representation
of art should follow the objects of Nature as they appear strictly to
sense, or should rather ennoble and illumine them. The right of Nature,
the rule of beauty, the Ideal and the truth of Nature--with indefinite
conceptions such as these arguments for and against may be bandied
about for ever. A work of art, we are told, should unquestionably be
natural, but there is such a thing as a mean or ugly Nature, we must
not of course imitate _that_; on the other hand--and so our disputants
wrangle on and never come to a satisfactory conclusion.
In recent times the opposition between the Ideal and Nature has once
more been emphasized and received an exceptional significance through
the writings of Winckelmann. Winckelmann's enthusiasm, as already
pointed out[280], was first awakened by his study of the antique and
its ideal forms. This insight into the peculiar excellence of classic
art he thoroughly mastered and only ceased from his labours after
making all that he had learned through his study of such masterpieces
famous throughout Europe. From this recognition, however, originated a
kind of craze for ideal representation, which, despite all its belief
in the discovery of beauty, was really a relapse into flatness, absence
of vitality, and superficiality. It is this kind of emptiness more
particularly in the art of painting, which Herr von Rumohr had before
him in the polemical writings I have already noticed.
The theory of art has to solve this difficulty. As for its interest, on
the practical side of art, we shall do well to pass it wholly by. We
may formulate principles as we please for mediocrity and the talents
that express it, the result is always the same. Whether our theory
is a distorted one or unexceptionable all we shall get is something
commonplace or weak. At the same time Art and more particularly
painting has unquestionably received a stimulus other than that we have
deprecated from this very quest of so-called Ideals; and, through the
renewed interest thereby excited in old Italian and German painters,
has at least made an effort to secure a profounder and more vital
content in its work.
The world is quite as tired of hearing the praises of that equally
exclusive Ideal in the opposite camp, namely, that of undiluted realism
in art. Theatregoers are, to take an example close at hand, heartily
sick of the realistic type of domestic drama. The old story over and
over again--disputes between husband and wife, sons and daughters, the
source of our income, the inventory of our expenses, the servility of
ministers and the intrigues of their lackeys and secretaries, down to
the question of the last sixpence between the dame of the house and
her kitchen-maid, or up to the last gossip of the daughters over their
touching love-affairs in the parlour--such tales of woe most of us will
prefer to take where, we may at least get them without adulteration--at
home.
In this opposition between Ideal and Nature writers have been inclined
to regard one type of art to the exclusion of others, with an especial
predilection, however, for painting, whose subject-matter is the
particularity of sense-perception. We will test our problem by putting
the question to start with wholly in general terms, thus: "Is art to
be prose or poetry?" Now what is truly poetical in art is just that
which we have called the Ideal. If the question of difficulty in
question is a mere matter of terminology we are quite prepared to call
the Ideal something else. But, however called, the question remains
what it is which constitutes poetry or prose in art. And although the
adherence to what is in itself poetical in the determination of it by
certain crafts may lead those arts into confusion, and, indeed, has
already done so, it is contended that in so far as any subject has an
express affinity with poetry, such has been also the subject of genuine
pictorial treatment, genuine for the simple reason that such a content
is unquestionably of a true poetical nature.
Well, let us examine a concrete case. The present exhibition of art
(1818) contains several pictures, all of which are of one school, the
so-called Düsseldorf. Every one of these have borrowed subjects from
poetry, and indeed from the emotional side of poetry peculiarly adapted
to pictorial representation. The more often and carefully we examine
these pictures, the more complete will be our impression of their
excessive sweetness and insipidity[281].
In the foregoing contradiction there are present the following general
characteristics[282]:
(_a_) First, there is the formal ideality of the work of art, that is
to say, the element of poetry in its general signification, which is,
as the term implies, something composed and brought together by man,
which he has taken into his imagination[283] and then actively worked
into the artistic composition.
(_α_) The nature of the content of such a translation may however, be
a matter of indifference or, apart from the artistic representation we
thus obtain of common life, may only interest us indirectly for the
moment. In this way the Dutch school of painting, for example, has
recreated, as it were, by means of human workmanship, the evanescent
everyday appearances of natural objects in countless new artistic
effects. Velvet, armour, light, horses, work-folk, old cronies,
peasants puffing their smoke from old pipe stumps, the glitter of wine
in transparent tumblers, rustics in soiled jackets playing with cards
as ancient--such and a hundred other subjects like them which trouble
us little enough in everyday life, for the best of reasons, that
although we too may have our game at cards, our drink, and our gossip
we are really occupied with quite another class of interests--all this
medley of objects is brought before us in their pictures. Now the claim
of art in the representation of such things is precisely this external
show, or reappearance of them as a product of spiritual activity,
which has transmuted that which was purely external and sensuously
material into a new medium supplied by mind. For instead of wool or
silk that are tangible, instead of actual hair, glasses, flesh, and
metals, all we see now is colour; instead of the three dimensions which
are essential to external Nature, we have only superficies; and yet,
despite all our losses, we have a representation identical with that of
reality.
(_β_) In opposition to the immediate and prosaic reality of objects,
then, this _show_ of things which is effected by the mind is the
wonder of ideality, a jest, if anyone cares to put it so, and an
irony directed against purely external existence. Only contrast with
it the preparations Nature or man has to make in ordinary life, the
countless instruments of every kind they have to employ to effect the
same result. What opposition the material of such objects--take a
metal for example--may offer to any active effect upon it. The world
of ideas, on the contrary, out of which art creates its products, is
a malleable and simple element, which readily converts everything,
which either Nature or man in his purely natural existence is forced
to leave bluntly just as they are, to the uses which are appropriate
to it. In the same way the objects of ordinary apprehension and man
as we meet him in everyday life are of no incommensurable wealth, but
subject to limitations--precious stones, plants, animals, etc., by
themselves are of a certain positive and particular character. But
man in his creative capacity is an entire world of content, which
he has filched from Nature, and piled together in the comprehensive
treasure-house of his world of images, and which he is now free to give
forth again simply and without the restraint of external conditions and
the detailed processes of actual phenomena. In this idealization art
stands midway between the purely objective and restricted existence and
the entirely subjective world of idea. It gives indeed objects, but
they are supplied from the life of mind; it offers them for uses other
than those which belong to them; it concentrates their entire interest
in the abstract form of the ideal show which it therewith manifests to
aesthetic contemplation, and to that alone.
(_γ_) Art consequently, through the ideality above explained, _exalts_
objects otherwise unimportant, determining them, despite their ordinary
character, in a fixed relation to her own medium and essential aim,
and by so doing secures from us a sympathy in subject-matter which
otherwise would not have enlisted our serious attention. We find the
same transformation in the relation of art to Time. Its position is
here too frankly ideal. That which in Nature rapidly passes by in art
is secured with permanence; the flash of a smile, the sudden curve of
roguish merriment on the lips, a glance, a gleam of sunshine, together
with all those evanescent traits of human life, events and accidents
which come and are gone, and are as quickly lost to memory. There is
nothing which she cannot wrest from momentary existence, and in this
respect even becomes the vanquisher of Nature herself.
In this formal ideality of art, however, it is not the content itself
which makes the pre-eminent claim upon us, but the satisfaction we
derive from the act of artistic reproduction. The representation must
certainly strike us as natural, but it is not the reality of Nature
that we require; it is rather that of the process of reproduction, this
very deposition, in fact, of material conditions which is the poetical
and ideal element of the work in the formal sense above indicated[284].
We delight in a manifestation, which appears to us a product of Nature,
and which is nevertheless a product of mind without the means at
Nature's disposition. The objects charm us not so much by virtue of
their approach to Nature, but rather because the _artist_ has been able
to effect that approach.
(_b_) A further and still profounder reason for our interest in
artistic products consists in this, that the content is not brought
before us in those forms in which it is found in immediate existence,
but, being itself minted by the mind, is capable of considerable
extension and modification within such forms. All that exists in
Nature is particular, and, indeed, limited in every direction by
such particularity. The creative faculty[285], however, contains an
intrinsic determination of universal import. And all that it produces
possesses forthwith a character of universality distinct from the
particularity of Nature. The creative faculty thereby secures this
advantage; that being of a wider range it is more qualified to grasp
ideal significance, and to insist on that explicitly in all that it
shows us.
It is quite true that a work of art is not entirely the imaginative
concept in its universal aspect, but rather the determinate form of
its envisagement. It is for all that bound, emanating as it does from
the creative medium and operations of mind, and despite the living
resemblance to real things we may find upon it, to permeate the whole
with this universal quality. And in this we have that higher ideality
of the poetical product as contrasted with the purely formal ideality
of the art of production. From this point of view it is the task of
a work of art to grasp the object in its universal relations, and in
the envisagement it presents to let fall everything which stands in a
wholly external or indifferent relation to the content. An artist for
this reason will refuse to accept all forms and means of expression
offered him by the external world, on the mere ground that he finds
them there. His main effort will be, if at least his aim be a real
poetical creation, to secure that which will appropriately work in
with his own imaginative conception; and, if he looks to Nature for
assistance in supplying him with details, or, generally, as material
to translate into his work, he will utilize such, not because he finds
them so in Nature, but because they fall in their _right_ place as a
part of his composition and are rightly made for him. This "right" of
the artist is a higher one than the mere right of immediate _fact._
In his representation of the human form, for instance, an artist will
not attempt such imitation as we find attempted by those restorers of
ancient pictures, who reproduce old cracks, which through the swelling
of either paint or varnish have involved all the older parts of the
picture in a kind of arabesque, even on the portions restored. The
portrait-painter will rather permit the tracery of the flesh, and _a
fortiori_ such incidents as freckles, pustules, warts, and so forth,
to disappear entirely. In this respect the painter Denner, so famous
for his close realization of Nature, is by no means an ideal master.
For the same reason indications of muscles and veins may be given,
but their distinction and relief should be far slighter than that we
observe in Nature. In all such impressions little or nothing of spirit
is manifested, and the expression of spirit is what is essential in
the human form[286]. I cannot think it therefore wholly a disadvantage
that we moderns have less to do with the nude in sculpture than
the ancients. On the other hand the general style of our dress in
comparison with the ideal drapery of classical times is less artistic
and more commonplace. The object in both cases is to cover the form.
The drapery, however, we find in the antique is, taken by itself, a
more or less formal smooth surface only so far determinate in its
adjustment to the frame by its attachment to the shoulder. In other
respects the garment remains entirely formal[287], hanging down simply
and freely by virtue of its own immanent weight, or only determined
through the position of the body and the pose and motion of the limbs.
In the determination thus implied we find the external shape entirely
reflecting the mutable expression of the spirit which animates the
body. The particular form of the garment, the folds of it, the motion
of it either up or down is clothed in the shape dictated direct from
the inward impulse, and as each may momentarily appear appropriate to
the particular pose or movement--and it is this form of determination
which constitutes the ideality of such drapery. In the clothing we
have adopted nowadays, on the contrary, the entire material is, from
the first, cut out and worked up stiffly into the forms of particular
limbs, so that anything approaching spontaneity in its rise and
fall is impossible. Even the character of the folds is determined by
previous models, and generally both cut and fall are worked out wholly
by the technical rules and craftsmanship of the tailor. It is true,
of course, that the configuration of the limbs determines generally
the form of such clothing; but in this arrangement of the bodily form
we merely have either a perverse imitation, or an enveloping of human
limbs according to the convention of fashion and the accidental taste
of the times. The cut of our cloth once made is irrevocably made,
and neither the position of the body nor the motion of the limbs can
appreciably affect it. We may move our arms and legs about as much
as we please, the sleeves of our jackets and our trousers remain
unalterable. Folds or creases may perhaps appear in them, but even
then only on the lines of the original cutting out, as we see them,
for example, on the statue of Scharnhorst. Our modern way of clothing
is consequently, as an external cover, not sufficiently differentiated
from the inner life to appear on its reverse side as the formal
expression of that life; instead of this we have a false imitation of
the human form stereotyped in the preordained and unalterable cut of
our tailor.
A criticism similar to that we have directed to the representation by
art of the human form and its exterior clothing might be applied to a
whole multitude of things which make up the external show of life, or
minister to its wants, such as eating, drinking, and sleeping--things
necessary enough in themselves and useful to all men, which, however
much in their manifold variety, as constituent features of the physical
life of mankind, they may blend with those activities more directly
related to its spirit, do not themselves form part of such activities,
or stand in essential relation either to their determinations or
their interests, and thereby contribute to what is the truly ideal or
universal element in the content of human life. Physical aspects of
life such as these may no doubt receive poetical treatment in art;
and it is generally admitted that the descriptions of a poet such
as Homer in this direction adhere very closely to Nature. Yet we
find that even Homer, despite all his _ἐνέργεια_, all the vividness
of his presentment, is forced to limit his descriptions to general
observations; no one expects to find in him an entirely accurate
picture of the facts in all their detail as they actually would occur
in life. He may give us, no doubt, in his delineation of the bodily
presence of Achilles, the lofty brow, the prominent nose, the long
and stalwart legs, but he is not likely to include in the picture
every detail of the veritable existence of limbs point for point, and
the relation in which they stand to one another in colour, size, and
so forth, in other words to offer us Nature's reality instead of an
artist's portrait. And the reason is obvious inasmuch as in the art of
poetry the type of expression is always the universal concept of the
imagination as distinguished from the bare particularity of Nature.
Instead of the fact the poet always gives us the denominant, the word,
in which the particular thing is universalized; for the word is a
product of mental conception, and as such already carries in itself
the nature of a universal. One is entitled to say, of course, that
it is _natural_ in the formation of concepts and speech to employ a
nomenclature, the word, as such an infinite[288] abridgment of the
existence we find in Nature; but if we do so the Nature to which we
refer it would not merely be opposed to the natural existence with
which we compare it, but would be just that which cancels it. We are
therefore confronted with the question in what sense we use the word
Nature when we contrast it with the characteristic of poetry. The mere
undefined use of the word Nature by itself tells us nothing at all.
What poetry should always give us is the energetic, the essential,
the truly characteristic; and this fundamental expressiveness is
precisely the Ideal and not the merely immediate, to enumerate all the
details of which in the narration of an event or the portrayal of a
scene will render either of these simply dull, spiritless, tedious,
and intolerable. In the manifestation of this universality, however,
one type of art will reveal more clearly its ideal characteristics;
another will rather emphasize, by a restricted use of material form,
the infinite detail of external reality. Sculpture, for example, is
in its presentments more abstract than painting; in poetry the epic
type, in its realization of the external appearance of life itself,
will not be so complete as a dramatic poem should be. On the other
hand it will surpass the latter in its portrayal of the fulness of
its imaginative vision, the epic poet being most indebted to concrete
pictures his imagination borrows from past history. In contrast with
him the dramatist is mainly restricted to the motives of an action, the
attitude of the will to it, the psychological problem in short.
(_c_) It is, then, _Mind_ (Spirit), which gives external realization in
a particular form to the inward world of content which is of essential
interest to it; and it is in close relation to this fact that we should
consider the question, what precise significance we are to infer from
the opposition above discussed between the Ideal and _naturalness._
And first we must observe that from such a point of view the word
_natural_ is not employed in the most genuine signification of the
term. As a description of the external form imposed upon facts by mind
it obviously is neither the immediate naturality we find in animal
life, nor that presented in Nature's landscape. Rather its very form
of determination, in so far, that is to say, as we see the mind here
giving to itself an embodiment, will show us that it is an expression
of mind, an expression moreover suffused with ideality. For this
taking up into the mind, this plastic recreation of form on the part
of mind is nothing less than idealization. It is sometimes remarked
of the countenances of dead people that they take on themselves once
more the lineaments of childhood. The obdurate expression of passion,
custom and strife, the characteristic seal of their life of strenuous
action, passes off, and the indeterminacy of the features of a child's
face reappears. In life, however, all traits whatsoever, the entire
presentment in fact, receive their characteristic expression from the
world of soul; and in much the same way the different races and classes
of mankind reflect the distinguishing features of their spiritual
tendencies and activities in their external manifestation. In all such
organizations that which is outward is visibly permeated with mind;
and, by virtue of its energy, already confronts _mere_ Nature as an
idealized creation. Only a clear perception of this truth will enable
us to sift this significant question of an opposition between Nature
and the Ideal to the bottom. If we do not possess this we shall find
ourselves maintaining that the forms in which Spirit is visualized as
a part of Nature have already lost in that real appearance, which is
independent of art's imitative action, such an intrinsic completeness,
beauty, and excellence, that it is quite impossible that there can be
another and more exalted type of beauty, which presents itself as the
Ideal in contradistinction to this immediate reality, and this all
the more for the reason that art is unable entirely to attain even to
that which is present in Nature herself. Or, if our thoughts lean to
the opposite extreme, we shall look to art to supply us independently,
in opposition to Nature's reality, with more ideal modes of
representation. The polemics of Herr von Rumohr, which we have already
criticized, are well worthy of attention in this connection. This
writer, at any rate, whatever others may say who have the word Ideal so
frequently on their lips in depreciation of the vulgarity of Nature,
refers to the Idea and the Ideal in phrases of respect and contempt
with absolute impartiality.
The real truth of the matter is rather this. There is in the spiritual
world, both outwardly and inwardly regarded, a Nature of vulgar type,
which testifies to its meanness outwardly for the simple reason that
its inward content is mean, that is to say, when all that it can
realize externally in its activities are the aims of envy, jealousy,
and avarice in every detail of sensuous life. Such a poverty-stricken
Nature can no doubt form part of the subject-matter of art, and has
been treated as such. When this is the case, however, as we have
already explained, it is not the subject-matter, but wholly the
artistic handling of it, which creates an interest of any permanent
character; and the artist will look in vain for sympathy in his
subject, or rather the mere material of his subject from the true
connoisseur. A particularly pertinent illustration of this type of
art is the so-called _genre_ painting, which has not shown itself
above accepting subjects of this character, the artistic treatment
of which has been carried by the Dutch school to the extreme limit
of perfection. It may, however, be as well to ask ourselves,
first, what the precise contribution of the Dutch has been to this
_genre_-painting, what, in short, is the nature of content their
dainty pictures express, pictures which at least have asserted an
extraordinary power of attraction and obviously cannot be shelved right
away beneath the common stigma of vulgarity. We shall not improbably
find, on closer examination, that the subject-matter of these pictures
is not so contemptible as it is often taken to be[289].
The Dutch have selected the subject-matter of their artistic production
out of their own substance, out of the actual presence of their daily
life. To have once for all realized that presence even in art is no
matter of reproach to them. To estimate the character of their artistic
interest we must view them in close connection with the actual panorama
of their own times. This is a problem of history. The Dutchman has
in great measure himself created the ground wherein he lives and
finds a home, and has been forced continuously to preserve and defend
that home against the invasion of the sea. The citizens of the towns
no less than the rural population have together, through courage,
endurance, and bravery, repulsed the power of Spain in the hands of
Philip II, son of Charles V, the sovereign of a world-wide empire,
and in fighting their battle for civic freedom, they were fighting
that of religious liberty. This staunch sense of citizenship, this
passionate love of enterprise in the narrow limits of their fatherland,
no less than abroad on the high seas, this careful and at the same
time clean and dainty mode of life, together with the geniality and
invincible self-respect which distinguishes them, all this is as much
the fruit of their own actions as it is the general content of their
artistic production. Such a content as this is no common material,
though obviously it is not of the kind we must suppose we can approach
with the supercilious superiority of critics for whom the exalted
taste of courts and fine society is everything. From a sterling
national self-consciousness of this sort Rembrandt painted his famous
"Night-Watch" now in Amsterdam, Van Dyck so many of his portraits,
Wouvermans so many of his battle-pieces; nor should even those
reflections of rustic drinking-bouts, jovialities, and other scenes of
merriment be wholly excluded from the category. And in illustration of
its excellence we would point, by way of contrast, to a work in this
year's exhibition, which, though not downright bad _genre_-painting,
is much inferior to the handling by old Dutch masters of similar
subject-matter, coming nowhere near to their freedom and joy of life.
In this picture a housewife is seen entering an alehouse to give her
husband a good scolding. Here we have just a scene of cantankerous and
waspish human-kind and nothing more. These Dutchmen painted their folk
very differently; whether we find them among their cups, at weddings
or dances, feasting or drinking, nay, even when the matter proceeds to
ribaldry and blows, liveliness and lustiness is the prevailing temper.
Young maids and women laugh with the rest, and a feeling of free and
abandoned merriment carries all before it. This intimate delight in all
enjoyment justifiably human, which will even absorb itself wholly in
animal life and crop up at times as mere satiety and grossness; this
freshly awakened sense of freedom and life, fully grasped and embodied
in composition and colour, is what constitutes the higher spiritual
import[290] of these Dutch pictures.
On much the same grounds the beggar boys of Murillo, in the central
gallery of the Munich collection, are excellent. Superficially
regarded, the subject here, too, is of a vulgar character. The mother
is scolding one of the youngsters, as he quickly munches a piece of
bread; two others hard by, ragged and poor, are eating melons and
grapes[291]. But in this very poverty of half-nakedness what gleams
forth from the entire composition as the soul of that beggar life is
its complete carelessness and spontaneity. No dancing dervish himself
could give it us more frankly in its impression of entire health and
jubilant vitality. This freedom from all external care, this inward
liberty reflecting itself in that which is visible, is precisely that
which the notion of the Ideal demands. There is in Paris a certain
portrait of a boy by Raphael; the head leans propped at leisure on
one arm, and gazes with such ecstasy of careless contentment into the
open landscape that we are loth to turn away from a picture expressive
of such health and exuberant animation. We receive a delight of very
much the same nature from these lads of Murillo. It is obvious enough
that neither their objects nor their interests aim high, but this is
no result of stupidity; there they chaffer on God's earth with, we may
almost say, the bliss and contentment of the Olympian gods themselves.
They, too, have their business; but though we hear little about it
they are a genuine sample of humanity, neither morose nor discontented
with their lot. Feeling this ground-root in them of all sterling
performance we can readily imagine that in favourable conditions youth
such as this might be capable of most things. A composition of this
kind is entirely on a different level from the one above mentioned of
the scolding housewife, or two others we might also contrast with it,
of a certain peasant mending his whip and a postillion sleeping on a
straw pallet[292]. Such paintings of _genre_ should unquestionably be
of small size; and, indeed, in their total impression on the sense,
they must be made to appear of comparative insignificance, that we may
not feel the character of their subject-matter and its presentment
has received undue prominence. It would be intolerable to have such
subjects painted life size as though the fulness of the reality were
sufficiently attractive to claim our attention.
Such are the principles which should regulate our artistic treatment
of and sympathy with that which it is usual to stigmatize as mean or
vulgar in ordinary life.
There is, no doubt, plenty of material for art to appropriate of
higher grade than the representation of animal spirits and downright
citizenship in all their essentially insignificant detail. Man has
clearly more serious interests and objects than these, interests which
have unfolded as his own spirit has widened and deepened, and in
harmony with which it is his truest interest to remain. An art will
take highest rank which sets before itself the task of giving adequate
representation to this more vital, or at least more profound, content.
And here at once we are confronted with the old question, what is
the source which will supply us with the forms most fitting to such
creations of mind. On the one side theorists maintain the opinion that,
inasmuch as the artist creates these lofty ideas, which he desires to
clothe in artistic form, he must, also supply their artistic forms,
create, for example, from his imagination the ideal figures of Greek
gods, Christ, his apostles, saints, and so on. In strenuous opposition
to this view Herr von Rumohr has entered the lists. This writer is
of opinion that art is on a false track in supposing that the artist
discovers the forms of his production in himself rather than in Nature,
and it is under this conviction that he has reviewed the masterpieces
both of Italian and Dutch painters. On this head he finds it a matter
of censure ("Italian Investigations," i, p. 105) "that the theory
of art, during the sixty years which have elapsed, should be at the
pains to prove that it is an object, or rather the main object, of
art to improve upon creation as it is particularised, and by doing so
to substitute forms which have no particular relation to anything,
which would ape Nature's creation by going several points beyond her,
and release mortal man from all responsibility for the fact that
Nature has not known how to make her appearance more beautiful." And
consistently with such a point of view he further advises the artist
"to have nothing to do with the gigantic task of attempting to ennoble
or elucidate the natural form, or attempt any such exalted function
of the human Spirit under what name soever it may be written down in
works upon art" (_ibid._ p. 63). He is, in short, wholly convinced
that, however exalted and spiritual[293] the subject to be treated may
be, completely adequate forms are to be found in Nature as immediately
perceived, and consequently maintains (p. 83), "that the exposition of
Art, even in the case of subject-matter as highly _spiritual_ as it is
possible to conceive, is never indebted to a symbolism capriciously
created by man[294], but depends wholly for its consistency upon what
is presented as significant by Nature in organic form." No doubt in
advancing this Herr von Rumohr has particularly under review the ideal
types of antique art as they are expounded by Winckelmann. It is for
all that the abiding service of Winckelmann to have pointed out and
set forth in harmonious relation these very types, although he may
doubtless have, committed errors of judgment with regard to particular
masterpieces while carrying through the same. As a possible example
of such an oversight Herr von Rumohr thinks he has made out (p. 115)
that the increase of length in the lower half of the body, which
Winckelmann has characterized as an ideal feature of the antique,
is really borrowed from Roman statuary. And naturally enough, as an
opponent of the Ideal, improves the occasion by insisting that the
artist should unreservedly take Nature into his confidence in the
study of form. Here, and here alone, he will find the presence of true
beauty. To quote this writer once more it is affirmed (p. 144), "that
the beauty of most importance depends on a symbolic of forms rooted in
Nature rather than human caprice, a beauty through which these forms
are nourished into their characteristic and symbolic relations, in
the vision of which we necessarily have brought back to our memory
definite images and conceptions, and are made more definitely conscious
of previously dormant feeling.[295]" I And so finally it appears that
in this writer's view (p. 105) "a mysterious trait of our spiritual
life, what many would perhaps call Idea, seems to bind together the
artist and the appearances of Nature, in which latter he is constantly
and continuously learning to recognize the true character of his own
artistic purpose[296], and to find himself in a position through them
to give expression to it."
There can be no question, of course, that ideal art has no business at
all with "a symbolism capriciously created;" and, if it really is the
case that these ideal types of the ancients have been composed only to
reduce the veritable forms of Nature to false and empty abstraction,
we may freely admit that Herr von Rumohr is justified in his most
trenchant opposition.
For our own part we would emphasize the points of fundamental
importance to be grasped in this antithesis between the ideal of art
and Nature as follows:
The forms which are borrowed from immediate Nature to determine an
ideal content must be assumed to be thus taken symbolically in the
usual sense of the term, namely, that they are not thus immediately
significant in themselves, but only as the external embodiment of that
which is inward and spiritual, the content, in fact, they express. It
is only Spirit, even in the reality which they possess outside the
limits of art, which constitutes their ideality in its contrast with
that they entirely owe to Nature simply as such, and which is unable
to reveal to us what is essentially mind. It is the object of art, on
its more noble plane, to give external shape to the inward content of
Spirit. This content we discover in the conscious life of men realized
in the world. As such it possesses--we include with it our conscious
human experience generally--an external semblance directly presented in
and through which it finds expression. So much may readily be conceded.
At the same time from a philosophical point of view it is simply futile
to inquire whether we ought to look to the direct facts of Nature alone
for objects and physiognomical traits of beauty and expression to serve
as entirely adequate materials for art's representation, shall we say,
of the majesty, repose, and power of a Jupiter or of a Juno, Venus,
Peter, Christ, Madonna, or any other divinity, or saint. Arguments may
be supported on either side, and the question can only remain finally
undecided, being wholly empirical. For the only sufficient way of
deciding the matter would be to contrast what is borrowed with the
realities it purports to represent, and this, in the assumed case of
the Greek gods, might be matter of some difficulty; and, to take the
present day, one man will see traits of beauty in their perfection
where another a thousand times more acute will see nothing. But over
and above such considerations we must observe that the mere beauty
of form will never give us that we have named the Ideal, inasmuch as
the individuality of the content is a constituent part of it, and
therein form is necessarily included. A human face, for example, may
be both regular and beautiful in its outlines and yet remain cold and
devoid of all expression. The ideal figures of the Greek gods are,
on the contrary, true individualizations; the universality of their
ideal conception does not exclude the characteristic determination
which belongs to each of them. And the vitality of the Ideal consists
just in this, that this determinate and fundamental spiritual
significance, which it is the function of art to exhibit, should
wholly transfuse by appropriate artistic treatment all the particular
aspects of the external embodiment, such as composition, pose, motion,
physiognomy, and configuration of limbs, so that nothing empty or
insignificant should be left, but the entire work should reflect that
ideal significance. All that we have learned from Greek sculpture in
recent times of a quality which, in fact, emanates from the school
of Pheidias, is characterized by nothing so much as this penetrative
vitality. The Ideal is preserved in all its severity without any lapse
in the direction of mere grace, softness, elegance, and exuberance,
yet retains the form in close relation to the ideal significance which
should be embodied throughout the whole. This supreme vitality is the
distinguishing mark of the great artist.
We may call a typical significance of this kind, in contrast to the
particularity of the external world, essentially abstract. This is
pre-eminently the case in sculpture and painting, arts which illuminate
but a momentary state, without proceeding to such a varied development
of exposition as we find, for example, in that where Homer is able to
depict the character of Achilles as mild and courteous no less than
severe and terrible, to say nothing of all his other characteristics.
No doubt it is possible to find such a significance expressed in
purely immediate reality. There are, for instance, few countenances
which cannot reflect the moods of piety, devotion, and cheerfulness;
but such faces also express countless other moods which either are
quite inappropriate to that ideal significance, or are only indirectly
related to it. For this reason it is by virtue of its particular
realization that a portrait acquaints us of the fact that it is a
portrait. In many old German and Flemish pictures we find the patron
of the picture included in the composition with his entire family of
sons and daughters. All are necessarily painted as though taken in
an act of devotion, and this spirit illuminates every countenance;
but at the same time we have quite as clearly set before us in the
men stalwart warriors, men of vigorous action, disciplined on the
strenuous field of life and commerce, and in the women dames of an
equally doughty life-experience. If we compare with such faces--and
we may restrict our comparison wholly to these very pictures, which
are famous for their close approach to Nature in their delineation of
physiognomy--those of the Virgin Mary, and the saints and apostles
who surround her, we shall find in these latter one preponderating
expression; and all the physical lineaments, whether we look at build
of bone, structure, or muscle, traits of that express motion or
repose, are concentrated upon this one artistic effect. That which is
felt to be appropriate to the one class and not to the other exactly
differentiates the distinction between the genuine Ideal and mere
portraiture.
Some may imagine it possible for the artist to compose the ideal
content of genuine types by a process of sifting and selection from
the facts of immediate Nature, or quite possibly from the various
physiognomies and compositions which collections of engravings from
the copper-plate or the wood may furnish. But a process such as this
of mere collection and sifting is not the end of the matter. An artist
must maintain the creative impulse alert throughout. He must himself,
in the strength of his own imagination, already impregnated with the
knowledge of appropriate form and made vital with profound experience
and emotion, give such an embodiment to the significance, which is the
inspiring motive of the work, as will make it appear throughout as
metal cast at one time and is one state of fusion.
B. THE DETERMINACY OF THE IDEAL
To comprehend the Ideal in its intrinsic significance, that is to say,
according to its fundamental notion, was a comparatively easy task. But
the beauty of art, in so far as it is the Idea, is not to be restricted
to the purely universal standpoint of its notional concept; even as
so comprehended it must necessarily include within it determination
and particularity, and is compelled to take definite embodiment as
external reality. The question consequently arises in what way is the
Ideal able still to assert itself in this process of objectification
in the medium of external things and their finitude, and despite all
that is antagonistic to ideality; and as a corollary to this we have to
inquire how finite and determinate existence is enabled to attach to
itself the ideality of the beauty of all art.
We propose to regulate this inquiry with the following division of our
subject matter.
_First_, the determination of the Ideal in its simplest terms.
_Secondly_, the determination of it, in so far as it proceeds by virtue
of its particularity to a condition of _discordant parts_ within itself
and to their resolution, a condition we may generally, define as
_action_[297].
_Thirdly_, the determination of the Ideal from the point of view of it
as an _external object._
I. THE IDEAL DEFINITION AS SUCH
1. We have already observed that it is the function of art to make the
Divine the focus or centre of its entire exposition. It is, however,
only possible for thought in its pure medium, that is to say, apart
from all the sensuous material of the figurative imagination, to
comprehend the Divine in its essential significance of _unity_ and
_universality._ To attempt to do otherwise, by imagining a picture of
God more readily grasped by the perception of the senses, is, as we
know, forbidden both Jews and Mahommedans. This cuts away the ground of
the figurative arts, which absolutely require form as their medium in
all its concreteness of actual life; and we have only lyrical poetry
left us to celebrate in its exaltation the praise of His power and
glory.
2. Considered, however, from the reverse point of view, we must equally
assert that however much unity and universality are predicable of the
Divine, He is in His essential substance determined, and, so far as He
withdraws Himself from the pure quality, of such predicates in their
abstraction, is thereby an object for the figurative sense and external
perception. If the Divine is consequently apprehended and figuratively
embodied for us through the forms of the imagination, we are at once
confronted with a possible variety in such determination; and it is at
this point that the actual realm of ideal art finds its commencement.
For, in the _first_ place, the one Divine substance disunites and
breaks itself up into a multiplicity of self-subsistent gods, such as
we find presented by the polytheistic system of Grecian art; and even
in the religious consciousness of Christianity God is, in opposition to
His purely spiritual unity, immediately revealed on Earth and in the
world-process as man. And, _secondly_, the Divine, regarded generally
in its determinate appearance and reality, is both present and realized
in emotional feeling, will, and the education[298] of mankind. For this
reason and in this sphere men who are filled with the Spirit of God,
saints, martyrs, and, in short, all who share in the religious life,
are equally the appropriate subject of ideal art. With this principle
of the individuality of the Divine and its determinate existence
realized necessarily in the world-process, we are face to face
with--and this is the _third_ point to be considered--the particularity
of human existence. For the entire world of human emotion, with all
that stirs it most profoundly--and what a power is implied in that
open sea of feeling and passion, everything of deepest interest to the
human heart--this entire content is nothing less than its exposition
and expression. If it is true, then, that the Divine in its purest
essence of reason is only the object of the thinking consciousness,
it is equally true that Spirit, which takes to itself an actively
bodily presence, so far, that is to say, and only so far as we find it
reverberate in the heart of humanity, all this lies within the sphere
of art. Once admit this, and we must admit the content of particular
interests and actions, specific characters, and momentary situations,
in short, the entire process of development in the external order; and
it becomes of first importance to indicate under a general principle
in what the relation between the Ideal and this positive determination
consists.
3. In conformity with what we have already advanced it is clear
that here, too, the Ideal will be most purely manifested in the
representation--whether it be of gods, Christ, apostles, saints, or
any other type of devout persons--which brings most clearly before
us the qualities of beatified repose and satisfaction, a peace
undisturbed with that which is earthly, and subject to the storms of
life's manifolded complexities, struggles, and contradictions. We are
therefore not surprised to find that both the arts of sculpture and
painting have been peculiarly fitted to incorporate under ideal form
not merely the ancient gods, but Christ as saviour of the world, and
individual apostles and saints. That which is the most essential truth
in actual life is concentrated to a focus on itself in the determinate
embodiment of art, rather than continually forced from its serenity
through dependence upon finite conditions. This essential concentration
is not destitute of particularity, but the divergent separation, which
is a feature of the external and finite state, is purified to one
simple definition, so that it appears as though all traces of external
influence and the relation thus created were overcome. This deedless
and infinite self-repose, this "taking a rest," as we find it, for
example, in certain statues of Hercules, is just what constitutes the
significance of the Ideal. If the gods are represented in contact with
the process of Nature, they must still carry with them their immortal
and unapproachable majesty. Jupiter, Juno, Apollo, Mars, and their
like are, it is true, definite personalities, but they are at the same
time unyielding potentates and powers, which preserve within them
their self-subsistent liberty, even when they are actively related
to the world. And for this reason it is not merely that a specific
particularity must characterize the determinacy of the Ideal, but
spiritual freedom must be manifested thereby as totality, and in this
state of repose suggest the potency of unfettered freedom of action.
If we turn now from the gods to the less exalted plane of temporal
existence and human life, we shall find the Ideal active in its
representation of the substantial content of such humanity, and its
dominant repression of wholly subjective particularity. By this we mean
that all that is entirely isolate in feeling and action is wrested from
the element of contingency, and particularity is represented in its
concreteness, that is to say in its wider bond of relation with what
most truly and intimately belongs to its life. When, for instance,
we speak of the nobility, excellence, or perfection in particular
men, we assert in so many words that the substantial core of what is
spiritual, ethical, and divine has announced itself as prevailing in
the individual, and man has submerged his active life, his volitions,
his interests, and passions wholly in this substantive basis, that he
may thereby give full satisfaction to the most authentic necessities of
his soul.
At the same time, however much in the case of the Ideal the
determination of Spirit and its external presence appears to be
absorbed in the simple self-relation, the principle of _development_
is likewise directly associated with the particularity unfolded[299]
in determinate existence, and along with this in that relation to
environment which necessitates both the opposition and conflict
of clashing forces. This fact necessitates a closer examination
of the determination of the Ideal regarded in this very aspect of
differentiation and process, an aspect which we may in a general way
define as _action_.
II. THE ACTION
The gracious innocence of beatific enjoyment, the inactive repose, the
majesty of power in self-reliant tranquillity, as also the concentrated
compactness generally of that which is most substantial in a given
content--all these are essentially ideal modes of determination. That
which is inward, however, and spiritual is in an equal degree active
movement and development. One-sidedness and division are inseparable
from development. Spirit that is wholly itself and a totality will,
expanding into all particularity, step forth out of its repose,
in despite of all satisfaction therein, and involve itself in the
contradictions of the broken and confused medley of earthly existence,
and is by so doing unable in this divided world to withdraw itself from
the ill-fortune and ill-health that clings to finite existence.
Even the immortal gods of Polytheism do not dwell in eternal peace,
but take sides in mighty conflicts wherein contending passions and
interests are roused, being subject themselves to Destiny; nay,
more, even the God of Christians is, not delivered from a passage
of humiliation endured through suffering and shame of death, is not
spared the bitterness of soul, which perforce cried aloud: "My God, my
God, why hast thou forsaken me." And the mother of Christ experienced
an agony of the same poignant character, and human life in every
direction is a life of struggle, battle, and pain. For greatness and
force of character is evolved in the greatness and force of contending
elements, out of which Spirit concentrates itself again and again
upon its unity. The intensity and depth of subjectivity is only the
more emphasized, the more unbroken and unexampled the resistance
of circumstances to its unity grows, and the more irreconcilable
the contradictions appear under which it has to preserve its own
self-centred equilibrium. In this development and through this alone
the might of the Idea and the Ideal is preserved, for power consists
precisely in this self-preservation through a process of self-negation.
Inasmuch as it is the fact, then, that the particularity of the
Ideal passes into a relation with the external world through such
development, and by so doing is made partaker in a world, which, so
far from manifesting the ideally free association of the notion and
its external reality, presents an existence which is just that which
it ought not to be, in apprehending the true nature of this relation
we have to consider how far the determinations which affect the Ideal
either in themselves contain immediately the principle of Ideality, or
are to a more or less degree susceptible of it.
In this connection we would direct attention to three fundamental
points of view.
In the _first_ place we have the _actual condition_ of the _world
generally_, which is assumed as involved in individual action and
its specific character. _Secondly_, we have the _particularity_ of
condition, the determination of which introduces difference and tension
within the substantive unity, which is the motive-spring of the action,
in other words the _situation._
Thirdly, we have to consider the situation from the side of
subjectivity, and furthermore the reaction by virtue of which the
conflict and resolution of the element of difference is expressly
asserted, in other words, the _action_ in its strict sense.
1. THE GENERAL WORLD-CONDITION
The ideal subjectivity is as such essentially a personal relation,
a relation, that is to say, of self to every aspect of motion or
activity, in which the self has to assert or perfect its own
substance. And to effect this a world environment is necessary as the
universal ground of its realization. When in reference to this we speak
of _condition_ we understand by this the universally prevailing mode,
under which, within the sphere of spiritual reality, that which is the
_substantive_ and essentially coalescing fabric of the same is present.
In this sense we refer to a _condition_ of education, the sciences,
the religious sense, or even of finance, administration of justice,
family life, and similar examples. All these objects of reference are,
however, merely aspects of one and the same spiritual content, which
is thus in and through them rendered explicit and real. In further
considering the general condition of the world as the universal mode of
the reality of Spirit it will be necessary to pursue our examination
from the point of view of the _Will._ It is through the exercise of
volition that Spirit generally unites itself to-determinate existence;
and the substantial _nexi_ which are immediately present in reality
betray themselves in the specific modes in which the determinations of
Will, ethical and legal conceptions, and, indeed, all that belongs to
that which we are accustomed, in a general way, to define as justice,
actively asserts itself.
The question consequently arises how such a universal condition must be
characterized in order that it may appear adequate to the individuality
of the Ideal.
(_a_) Pursuant to the foregoing considerations we may, to begin with,
emphasize the following points:
(_α_) The Ideal is essential unity; not a purely formal and external
unity, but the immanent unity of the content in itself. This
substantive repose on its own resources we have already characterized
as the self-sufficiency, rest, and beatitude of the Ideal. We will, in
direct relation to the plane of discussion we have now reached, develop
this characteristic of _self-subsistency_[300], making it a primary
demand of our argument that what we have termed the general condition
of the world appear in such a self-subsistent form as will enable it to
accept the embodiment of the Ideal.
(_αα_) Now self-subsistency is an equivocal expression to start with.
In ordinary parlance that which is essentially substantial is called
simply self-subsistent by virtue of the element of causation being
implied within this substantiality; we are wont to use it in this sense
when describing the intrinsically divine and absolute. But as retained
in this universality of substance merely as such it is not declared
as itself subjective, and consequently meets with its irresolvable
contradiction in the particularity of concrete individuality. In this
bare antithesis all true self-subsistency disappears.
(_ββ_) On the other hand, it is not uncommon to find such subsistency
ascribed to purely formal individuality, consisting solely in
its self-reliance upon the fixed determinacy of its subjective
characteristics. This subjectivity, however, in so far as the actual
content of life drops away from it, so that the forces and substances
which lie without it acquire in themselves an independent stability,
and as such confront the subject and the inward life as a content
wholly unrelated, lapses through this, too, into unequivocable
contradiction with the actual substantiality of determinate existence,
and forfeits all claim to self-subsistency and freedom of content.
True self-subsistence consists alone in the unity and interpenetration
of both individuality and universality with each other. The universal
acquires through the individual a concrete existence; the subjectivity
of the particular thing discovers for the first time in the universal
the unassailable basis and the most genuine form of its realized
totality.
(_γγ_) Consequently in making this demand of the universal
world-condition we must ask for a form of self-subsistency in the same
sense, namely, that the substantially universal in such a condition
must contain within itself as the vehicle of its self-subsistence
the form of subjectivity. The most obvious presentment of this
identity is that of thought. For if thought is, in one aspect of it,
subjective, in another it possesses universality as the product of its
inherent activity, and encloses both universality and subjectivity
in unfettered unity. The universal of thought is, however, not that
of art, whose object is the beautiful. And, indeed, apart from this
distinction, particular individuality as confronted by thought in its
natural envisagement, or form, no less than in its active effects and
complete realization, stands in no necessary correspondence with the
universality of thought. There is, for example, a clear distinction
between the subject apprehended in its concrete content of the actual
world and that which is simply the thinking subject, or at least it is
open to such a distinction. The same kind of cleavage affects the form
of the universal itself. In other words the moment the universal begins
to assert itself in distinction from its otherwise related reality by
that act it has in _objective_ existence separated itself from all the
varied play of its phenomenal particularity, and, in opposition to
the same, has already established an independent position assured and
powerful.
In the Ideal, however, it is precisely the particular individuality
which ought to persist in inseparable co-ordination with the
substantive reality, and to the full extent that freedom and the
self-subsistency of the subjective principle may attach to the Ideal
the world-environment of conditions and relations should possess no
essential objectivity independent of the individual in the subjective
aspect above referred to or already presupposed. For the ideal
individual is a self-enclosed totality, which already includes the
objective principle, and it must not be permitted to have independent
motion and development apart from the individuality of the subject;
otherwise the subject falls back into a purely subordinate position
in contrast to a world whose independence is already assured.
Consequently the universal must indeed be actual in the individual as
that which is in a unique sense its own, but not so as the property
of the individual, as a _thinker_, but as that of his _character_ and
_temperament._ To put the same truth in another way, what is required
for this unity of the universal and individual in art as opposed to the
mediation and differentiation of thought, is the form of _immediacy_;
and the self-subsistency which we claim here is the form of immediate
self-subsistency. With that, however, the element of _contingency_ is
associated. That is to say, so long as the universal and effective[301]
constituents of spiritual life, such as the self-subsistency of
individuals exhibits, are only presented to us in the immediate guise
of subjective feeling, temperament, and disposition of character, and
debarred any other category of existence, such are thereby already
given over to the contingency of volition and its realization. All
we have left us, then, is what is peculiar to each individual viewed
as such and his sensuous experience. Such a possession of what is
nothing more than personal idiosyncracy is unable to assert for itself
any further potency or necessity; it appears simply as inclusion of
content, fixed achievement and at the same time arbitrary commitment
of the wholly self-dependent subject to the influence of feeling,
disposition, energy, general ability, cunning, and talents, instead
of carrying out its realization over and over again according to a
principle of universal import and acknowledged stability.
This type of contingency, then, is the characteristic quality of the
condition which we required for the ground upon which all the varied
wealth of the Ideal is to appear.
(_β_) In order to make more clear the actual character of the reality
which is most adapted to artistic treatment we will contrast it with
that aspect of existence which is not so adapted.
(_αα_) We find this pre-eminently where the ethical notion, that is,
justice and rational freedom, have already won for themselves and
maintain a fixed position in the social _order_ regulated by _law_,
so that, even in the external world, it appears as a positive and
necessary power, which is quite independent of the individuality and
subjectivity of specific temperament and characters. This is the
case in the life of the _State_, where that life is manifested in a
form adequate to the true notion of citizenship. For obviously it is
not every chance association of human beings, any more than every
patriarchal community, that will fulfil the requisites of State-life.
In the true State laws, customs, and rights, in so far as they
constitute the determinations of freedom applicable to all, are of
paramount force even in this _universal_ and abstract relation, and
are not conditioned in their applicability by the chance requirements
of any individual's idiosyncracy. As the consciousness of society has
issued for itself commands and laws in a mode of statement of general
application, in the same way these are externally valid as such
universal fiat, which proceeds in the path of order thereby indicated,
armed with powers of restraint and compulsion against any individual
who may attempt to assert his caprice in an injurious opposition to
such regulations.
(_ββ_) Such a condition at once assumes a dividing line between the
universal ordinances of the regulative understanding and the immediate
life, connoting by this latter term the unity in which all that is
substantive and essential in morals and the conduct of justice only
finds a form for its existence in the experience of _individuals_,
their ethical feeling and opinion, that is to say, and thereby alone
is exercised. In the civilized State right and justice, even religion
and science, or, at any rate, provident interest in religious and
scientific education, are subject to _public_ control, which directs
and co-ordinates the same.
(_γγ_) The position, then, that isolated individuals occupy in the
State is one which contracts them within a fixed and organized order,
and subordinates them thereto; and they stand in this relation for
the reason that the character and disposition of each is not the only
embodiment of ethical forces; but, if the State to which they belong is
a genuine example, they are on the contrary compelled to regulate all
the external detail of their actions, opinions, and feelings with a due
regard to what is legally permissible, and to bring the same into line
with it. This dependence upon the objective rationality of the State
in its power of self-assertion above all subjective caprice may either
be regarded as a mere subjection, inasmuch as laws and institutions
possess, as the paramount power, a constraining force, or we may see
in it merely the free recognition and acceptance of the reason that
underlies such a necessity of fact, an acknowledgment through which the
individual finds himself again in that objective order.
But even in the latter case isolated individuals continue to remain
as merely incidental facts, and apart from the organic reality of the
State possess no real substantiality in themselves. For substantiality,
in the sense we here use the term, is by no means only the _particular_
property of this or that individual, but a fully _explicit_
reality[302], minted, as it were, in all aspects of it, and down to the
merest detail in a mode universally applicable and _necessary._ All
that mere individuals can effect with _volition_ and _accomplishment_
even in actions right, moral, and legal in themselves in the interest
of and attendant upon the progress of the whole, remains and must
always remain, in contrast with that whole, insignificant and a mere
example. Their actions are always only an entirely partial realization
of a single case; and, moreover, the realization of the same has no
universal significance in the sense that the particular example of it
is thereby of objective validity as law, or, as such law, makes its
appearance. And for the same reason, to put the matter the other way,
it is wholly unimportant whether the validity of right and justice
is acknowledged by private individuals judging as individuals. The
validity is a vital fact of State life which holds whether it be
acknowledged or no. No doubt it is a matter of interest to the general
public that every one should fall in with the order established and
desire it; but the wishes of isolated individuals have no influence
upon that interest in the sense that it is only by virtue of the assent
of this or that person that right and a moral order is preserved. Such
require no such isolated example of assent; and a breach of either is
followed by punishment.
The subordinate position of private persons in the civilized State
is finally emphasized in the fact that, whatever share any one may
have in the general civic life, it is of a definite and in every
case restricted character. In the real State work must have some
relation to the general good[303], just as the active enterprise of
the bourgeoisie in the commercial business is subdivided in the most
varied way, so that the entire life of the State shall not appear as
the concrete achievement of any _single_ person, or in general can be
entrusted to the arbitrary wishes, enterprise, courage, resources,
and discretion of such, but on account of the fact that it comprises
activities and trades of countless complexity, and must be carried out
by associations of business men at least as varied. The punishment of
a criminal is no longer an affair of personal heroism or the virtue
of any _one_ individual, but is throughout the entire process, in the
investigation and discovery of the felonious act, in the pronouncement
of judicial sentence and its execution, contributed to by different
persons; nay, every important phase of such a process is in the same
way subject to some kind of division of labour. To see that the laws
are properly administered, then, is not within the special province of
any _one_ man, but results from an organized effort of great variety
and the rules which direct it. Add to this every man who assists in
such a process is bound to follow certain general principles which are
laid down for his guidance, and all that is carried out under their
direction is further subject to the criticism and control of yet higher
officials.
(_γ_) In all such civic relations, then, we find that in a truly
regulated State the public authority is not impressed with the
imprimatur of any single person, but it is the general Will which
prevails here in its universality, a condition under which the
particular life of the individual has the appearance of vanishing or,
at least, of becoming of a quite subsidiary importance. In a condition
of things such as this the self-subsistency we were seeking for is
out of the question. And for this reason we required for the free
embodiment of individuality conditions which are precisely the reverse
of this, in which the validity of the ethical principle derives its
support from individuals, and only from individuals, men who make for
themselves a great place in the arena of life through the activity
of exceptional volitional power and the inherent greatness and
effectiveness of their character. With such right is simply that which
they choose to accept as such; and if that which is essentially moral
is compromised by their action, there is no all-constraining public
might which brings them to judgment and exacts punishment, but only
the right of that inner voice of necessity, which accentuates itself
as vital in particular character and through external circumstance
and condition and only thus is actually existent. This is what
differentiates _punishment_ from _revenge._ The punishment exacted by
law asserts the validity of the generally applicable and carefully
defined right against the violation of that right, and makes use of
the public power according to a definite process as its instrument, in
other words, it employs a tribunal and a judge, an instrument to which
personality is attached as something accidental. Even revenge may in a
similar way find a justification; but such as it has is based entirely
on the _subjective conscience_ of those who deal with the criminal act,
and, in pursuance of their own _private_ convictions, avenge themselves
on the unrighteous act and its perpetrator. The revenge of Orestes
is, for example, justifiable; but he exacted it under the direction
of the law which his own virtue prescribed, not as the execution of a
judgment and a right. In the condition, then, that we claim as the most
suitable for artistic treatment, that which is moral and just must be
throughout personal, in the sense that its source is exclusively in the
individual life, and it only is actual in such dependence. Moreover,
to proceed with our contrasted conditions, in regulated States the
external environment of man is made secure, and properly is protected,
and he is only permitted to retain in absolute independence for himself
his private views and opinions. But in that condition where the
essential features of a State are not found the protection of life and
property depends on the isolated energy and courage of each individual
by himself, who is compelled to look after his own security and that of
everything which belongs to him. Such a condition we are accustomed to
identify with the _heroic age._ It is not, of course, our province here
either to discuss or decide which of these two contrasted conditions
of life is the worthier; suffice it to say that, so far as the Ideal
of art is concerned, it is imperatively necessary that this hard and
fixed line between the universal as an independent existence and
individuality should be removed, however much this distinction may be
necessary in other directions for the realization of human existence.
The reason of this is that Art and its Ideal is just that universal,
in so far as it may be presented to the perception of the senses, and
by such presentment is permitted to enter into the variety and living
forms of the world of objects.
(_αα_) What we were looking for, therefore, is supplied us by the
heroic age, for it is here that virtue, _ἀρετὴ_ in the full sense of
that Greek word, creates the root-basis of actions. In this connection
it would appear that we must distinguish between _ἀρετὴ_ and _virtus_
as understood by the Roman themselves. The Romans had already their
State, Fatherland, and legal institutions, and as contrasted with
the State, as the controlling object of all, they had surrendered
personality. To be simply a citizen of Rome, to have one object for
the imagination and for every other personal energy to centre itself
upon, namely, the fatherland and its sovereign majesty, therein lies
the earnestness and grit of Roman virtue. Heroes, on the contrary,
are individuals who undertake and accomplish a complete enterprise
in consistent reliance upon their personal resources and initiative,
and with whom it is consequently a purely arbitrary act of their own
when they execute anything in accordance with the moral principle.
This immediate unity, however, of what we may call the substantive
import and individuality of inclination, impulse, and will is the
characteristic of Greek virtue. According to this view personality is
a law to itself without any further subjection to a law, judgment,
and tribunal of independent subsistence. The Greek heroes make their
appearance in an epoch anterior to legal enactment, or they are
themselves the founders of States, so that right and social order,
law and ethical custom, emanate from them, and persist as their own
creation in an indefeasible relation to them. In this way Hercules was
regarded so highly by the ancients themselves, and represents an Ideal
of original and heroic virtue. His free and self-reliant virtue, with
which he championed the right and battled against the monstrosities
of men and Nature is not a prevailing characteristic of the age, but
belongs to him as an exclusive and unique possession. And we may add he
was not strictly a moral hero, as his reception of the fifty daughters
of Thespius in one night[304] clearly shows us; neither would it
appear from the tale about the Augaean stables is he pre-eminent for
gentility. He is rather the general type of self-reliant strength and
resource in its championship of right and justice, to exemplify which
he elected summarily and from a free choice to undergo countless toils
and labours. It is true that some of his deeds were carried out at the
instigation of Eurystheus, but this submission is, after all, rather
a formal association than a real one, no connection at least of legal
validity or inevitable necessity through which the strength of his
self-reliant personality was diverted from its independent course.
The Homeric heroes are of a similar type. No doubt they have their
clan chieftain; but the associating bond is no fixed relation already
determined by law, which enforces their submission; of their own free
will it is that they follow Agamemnon, who is no monarch in the modern
sense of the term. Consequently every hero volunteers his own advice,
the enraged Achilles acts independently for himself in his separation,
and, speaking generally, each and all come and go, act, or take
their leisure as they please. In much the same independent position,
that is to say, united in no fixed organization, to which they are
as individuals entirely subordinate, we find the heroes of Arabian
poetry portrayed, and even the Shah-Rameh of Ferdusi furnishes us
with similar examples. In latter-day Christendom the age of feudalism
and knighthood supplies a fertile field for the free growth of heroic
enterprise and the type of individuality which belongs to it. Of such
are the heroes of the round table, no less than the heroic circle of
which Charles the Great is the focus. Charles is, much like Agamemnon,
surrounded with independent chieftains of heroic mould, a union which
as such is powerless[305]. He is consequently always compelled to
take counsel with them, however much each of them may be influenced
by private passions; he may bluster like a very Olympian Jupiter,
and none the less find himself and his undertakings suddenly left in
the lurch while his confederates are off on some adventures of their
own. The Cid is perhaps the most complete example of the type. He,
too, is the ally of a confederacy, the dependent of a king, and is
bound to render duty as vassal; but in opposition to this obligation
he is pre-eminently influenced by the principle of honour, the purely
personal consideration of his own glory, nobility, and reputation[306].
And so in this case also the king can only determine a fixed line of
action and make war after consulting and obtaining the consent of his
vassals. If this is not given they do not fight, and, moreover, a
mere majority of votes is not sufficient to compel them. Every man is
independent of his neighbour, and exercises his will and steers his own
course as such. We find in the accounts given us of Saracen heroes an
equally brilliant picture of self-reliant and still more inflexible
personality. Even the Reinecke Fuchs fable is a fresh example of this
state of things. Here, it is true, the lion is master and king, but
the wolf and the bear sit in council. Even Reinecke and the rest do
just what they like; and when there is a general outcry, the sly fellow
either gets out of the mess with his story-telling, or manages to make
some particular interest of king and queen work to his own advantage,
and in his own cunning way talks over his sovereign somehow.
(_ββ_) Moreover, in much the same way that each individual example of
this heroic type of _personality_ persists in immediate unity with
all that he may will, act, and accomplish, a similar unity is further
maintained in all the consequences which flow from such initiative.
When we ourselves, on the contrary, act or estimate a particular
action, we assume that only full responsibility can attach where the
individual under consideration is in complete possession of the true
nature of his action and its attendant circumstances. If the content of
those surrounding conditions is otherwise than that which is present
to the agent's consciousness in such a case a man nowadays will not
take upon himself the burden of all that is implied in his action. He
will thrust on one side that part of it which he would not have done
had he known completely or not misconceived the circumstances, and he
only accepts that which was fully under his cognisance and carried out
with deliberate intention in conformity thereto. The heroic character
makes no such distinction. He adheres simply to all the consequences
and makes good his personal responsibility for the whole. Œdipus on
his way to consult the oracle meets a certain man, quarrels with him
and strikes him. In those days such an act was not a crime at all.
He only returned a blow after being vigorously attacked. But the
stranger was his father. Œdipus further marries a royal lady. His
wife is his mother. Without knowing it he commits an act of shame.
On learning the truth he acknowledges such enormities to their full
extent, inflicts a punishment on himself as murderer of his father and
a man of incest, and this although he was entirely ignorant of the
true nature of these acts, or had any intention of doing them. The
self-reliant stubbornness and entirety of the heroic character refuses
to parcel out responsibility and knows nothing of such distinctions
as personal intention and the objective act and its consequences. In
the evolution and ramification of an action as we moderns regard it
these opposed points of view constantly recur, and guilt is thrown into
the background as far as possible. No doubt our view of the matter
is more in accordance with _ethical principle_, in so far as the
condition of a personal knowledge of the particular circumstances, or
the consciousness of an object good in itself, in short, generally the
intent of an act, is what materially assists us in our judgment. But in
the heroic age, where we find the individual essentially indivisible
and the objective act proceeding from himself as entirely his own, each
person claims absolutely all that he may do, and refuses to surrender
one jot or tittle of responsibility therefor.
To an extent equally minute the heroic figure is separated from the
ethical whole, to which he belongs, and his self-consciousness is bound
up wholly in substantial unity with that whole. According to the views
in vogue now we draw a line of distinction as private individuals
between objects which are wholly personal and those which affect the
community. The individual acts in all that he does from his own private
personality as distinct from others, and views even his actions rather
as relative to this than as part of all that is farmed out by the
organic whole to which he belongs. We consequently make a distinction
between individuals and their families. Such is unknown in the heroic
age. The guilt of ancestors adheres to their descendants, and an
entire family will suffer for the original defaulter. Men inherit
the fatality of guilt and transgression. A condemnation such as this
appears to us unjust as an irrational subjection to a blind fate. With
us the achievements of ancestors reflect no more honour on children and
descendants than the punishments and crimes of such contaminate those
that follow after them, and least of all is their private character
thus affected; nay, modern opinion is already close to the view that
the confiscation of family property is a punishment which violates the
profounder conception of liberty. But in the ancient and more plastic
totality the individual is not so isolated, but rather a member
of his family and race. For this reason the character, action, and
fortunes of the family continue to be the private affair of each member
of it; and so far from denying the actions of his parents, each man
voluntarily accepts them as his own; they live in him, and he is just
that which his fathers were, suffered, or transgressed. This appears to
us a hardship, but that which we replace it with, this standing alone
on our own possessions[307], and the more subjective self-stability
thus acquired is also from another point of view only the abstract
self-sufficiency of each. The individuality of heroic times is none
the less of a more ideal type, because it does not declare itself as
satisfied with the mere form of freedom and infinity, but remains in
unalterable and immediate unity with all that is most substantial
in the relations of spirit which it of itself endows with living
actuality. In such an individuality the substantial is immediately
individual, and the individual thereby himself essentially substantive.
(_γγ_) From considerations such as these we conclude that the ideal
figures of art must be sought for in the age of mythos, that is to say,
speaking generally, in past times, where we shall find the soil most
congenial to their growth. If such material is taken from the age we
live in, whose most native form, as we actually find it, is tightly
shut off from the imagination, it matters not how we regard it, then
the modifications which the poet can hardly avoid making in it will not
readily escape the appearance of a purely artificial and intentional
composition. The Past entirely belongs to memory, and memory perfects
the infolding veil of character, events, and actions in the vesture
of universality, through which the particular external or contingent
detail is unable to penetrate. Many trifling circumstances and
mediating conditions, many varied and isolated phases of activity, are
inseparable from the actual existence of an action or a character: in
the mirror of memory all these insignificant details are obliterated.
In this liberation of his work from what is accidental in the
external fact the artist has a freer hand for his artistic powers of
composition, when dealing with that which is individual and particular
in it, if the actions, histories, and characters are borrowed from
ancient times. He has, it is true, also historical memories, out of
which he must mould a content conformable to the universal; but the
picture of the Past possesses, as already observed, an advantage,
taken simply as a picture of greater universality, while the manifold
texture of mediating condition and circumstance, interwoven as it
is in the entire framework of finite existence which surrounds it,
offers him material ample enough to prevent his hand obliterating the
individuality, which is essential to his work of art. The more closely
we consider it, the clearer will be our conclusion that a heroic age
has the advantage over later and more civilized times in that the
isolated character and personality generally in such an age does not as
yet find what is substantive either in the sphere of ethical custom, or
moral obligation opposed to itself in the necessary embodiment of legal
institution, and thereby presents immediately to the poet all that the
form of the Ideal requires. Shakespeare has, for example, selected
much material for his tragedies from chronicles and earlier romances,
framed upon a condition of life which has not as yet received the
impression of a fully articulated social order, but in which the energy
of individuals, as emphasized in personal resolve and achievement, is
still the prevailing characteristic. His genuine historical dramas
have, on the contrary, a vein of historical substance running through
them in the strictest sense, and for this reason lean farther away from
an ideal exposition, although here, too, both circumstances and actions
are made to fall in with, or are removed to suit, the unyielding
self-sufficiency and wilfulness of particular characters. No doubt this
characteristic remains for the most part in their case a purely formal
self-inclusion, whereas if we contrast it with the self-subsistency of
heroic characters we find that here the essential _content_ of all such
have proposed to accomplish is bound up therewith.
It is on account of this contrast that we should find a reason for
repeating the general thesis in connection with the Ideal, to the
effect that the _Idyllic_ is exceptionally adapted for its expression,
inasmuch as where that is presented the cleavage between what is
determined by legal necessity and the living person is wholly absent.
To this we must reply that, however simple and original idyllic
situations may be, however far removed they may be from the artificial
prose-existence of society, such simplicity, if we consider the nature
of its content, has, in fact, too insignificant an interest to satisfy
the most substantial and essential requirements of the Ideal. Material
of this sort fails entirely to include the most weighty motives of
heroic character such as Fatherland, moral and family problems, and
their development; it is a kind of treatment which is apt to select
as the very core of its subject such a fact as the loss of a single
sheep or the falling in love of a girl. In this way the Idyllic not
unfrequently becomes merely the resource and recreation of our hearts,
to which poets such as Gessner, for example, will add their dose of
sickly sweetness and sentimentalism. The idyllic aspect of the days
we live in have, further, this defect, that this _naïveté_, this
domesticated or rural atmosphere in the emotional aspect of love or the
enjoyment of a good cup of coffee in the open and things of that sort
are not likely to awake much interest, when we find in them nothing but
the country parson flavour--find them cut off, that is to say, from
all wider relations with the outside world, and not a trace of the
profounder web of purposes with which that world is interwoven. It is
precisely here that we have reason to admire the genius of Goethe, when
he concentrated his poetic talent on material of this kind in his poem
of "Hermann and Dorothea." It is true that he selects from the life of
the Present a particular theme of very limited extension, but at the
same time he unfolds before us as the background and atmosphere of the
picture in which his characters are portrayed the great interests of
the revolution and his own native country, and, in short, associates
with a subject-matter necessarily narrow in its range facts of
world-history of the widest and most potent significance.
Generally speaking, we shall find that the ills of life and its evil,
war, battles, and revenge, are not excluded from the subject-matter
of the Ideal, but are frequently the very source and substance of
the heroic age and its myths, whose form grows all the wilder and
sterner in proportion to the remoteness of such a period from a fully
developed society of law and moral order. In the chivalrous adventures
of knight-errantry we find the heroes of such tales themselves
often enough sharing the savage and dissolute characteristics of the
times, and in much the same way the martyrdom of the heroes of the
Church presupposes a condition of ferocious cruelty around them. At
bottom, however, the Christian ideal, which is based on the depth and
inwardness of man's spiritual nature, stands in a relation of entire
indifference to the external world.
We have demonstrated that the condition of particular centuries is more
applicable to the Ideal; in the same way Art selects pre-eminently
a particular class of society for the form under which the Ideal
shall appear, the order, that is to say, of _princes._ And the
selection is made not because art is necessarily aristocratic, or has
any predilection for gentility[308], but simply on account of the
perfection in which free will and its products may be exemplified
imaginatively through the highly placed class. We have in the chorus of
ancient tragedy the characteristics and universal background of general
maxims, modes of imaginative thought, and emotion, before which the
definite movements of the action proceed. In contrast to this appear
the more clearly defined individualities of the personages immediately
concerned in the action, men and women of authority, and belonging for
the most part to royal families. On the other hand, the main impression
forced upon us, when seeing representatives of a lower class carrying
on pursuits which are of a narrower range, is one of subjection; and,
indeed, in an artificial[309] state of society the freedom of action
of such a class is fettered in every direction, and is necessarily
involved with all its passions and interests in all the medley and
despotic forces of external circumstance. It is, in fact, held closely
behind the invincible power of the social order, which it is unable to
come out of, and is an alien from the authority of the dominant order,
even when that is asserted in accordance with just principle. In this
limitation of outlook through the hard conditions of life all real
independence is wrecked. For this reason both the circumstances and
characters which we find in such a sphere of life are more appropriate
to the treatment of comedy, everybody being permitted in comedy to rate
themselves as they please, and to lay claims to a self-sufficiency
in all that they will and think, which is none the less immediately
negatived by the spiritual no less than the external dependence of
their lives. As a rule, such a false and second-hand self-subsistency
must inevitably fall to pieces when confronted with the actual
conditions of life and the distorted view which is formed of them. The
force of circumstances is presented to the lower orders of society
on a totally different level from that in which it acts upon rulers
and princes. In Schiller's "Braut von Messina" Don Caesar is able to
exclaim, and justly: "there stands no higher judge than myself!" And
when he has to be punished he must himself give judgment and execute
it. He is, in fact, subject to no external necessity of right and
law, and even when punishment is the question is wholly dependent on
himself. The characters in the Shakespearean drama do not entirely
belong to the princely order and only partially are taken from mythical
sources, but they are placed in the era of civil wars, in which the
ties of social order and legislative enactment are either weakened
or shattered, and they secure from such a condition the exceptional
independence and self-sufficiency we are looking for.
(_b_) If we transfer our attention now from the characteristic
conditions of society we have hitherto mainly considered to the actual
state of the world around us and its carefully articulated scheme
of ethical, judicial, and political institutions, we shall not fail
to observe that the material we have here offered us for figures of
truly ideal type is of a very restricted character. The province
here in which an entirely open field is presented for the display of
independent purpose in its fullest individuality is limited both in
its range and the measure of opportunity. The qualities that make a
man thorough in his relations to his own family and his business, the
ideals, in short, of honest citizens and excellent wives, in so far
as will and activity are concentrated on the field in which it is
still possible for a man to exercise his free personality, to carry
out, in short, all that he has a mind to do, this is the prevailing
feature of our modern society. Such ideals inevitably lack the depth
of a fuller content, and the most significant feature of them is
that of the attitude of the individual mind to their realization;
for we find here the content is already presented by existing social
institutions, and consequently the essential interest we take in it
depends on the particular way in which that content is realized and
appears in the _personal life_, its moral and inward significance.
For this reason it is not possible, as in the case of former times,
to create ideals from the positions of judgeship and kingship. If a
man carries out his judicial functions nowadays in accordance with
duty and the requirements of his office, he merely is acting within
the bounds already marked out for him by legislative enactments in
the social order as the sphere of his responsibilities. All that may
characterize his tenure of office beyond this, as proceeding from
personal qualities, such as suavity of demeanour or acuteness of
judgment, is not the main point or the substantial content, but rather
an aspect of it which it is possible to dispense with as something
accidental. In the same way the monarchs of our own day are no longer,
as was the case with the heroes of mythical times, in themselves the
embodying and culminating unity of society itself, but rather a more
or less unsubstantial _centrum_ around which all legal and social
institutions, however moulded in the course of time, group themselves
in independent relations. All the most important functions of the
executive have nowadays been separated from the royal prerogative.
Kings do not lay down the law, control finance; the preservation
of social order is not one of their most characteristic functions.
Peace and war are determined through the particular circumstances of
international politics, which it is not within their power exclusively
either to direct or control; and, if it happens that any important
decision with regard to either depends in the last resort on their
judgment, such a decision is not generally so much in the nature of
its substance the result of any personal preference, as it is the
formal seal of monarchical authority on what is already determined on
public grounds, the mere imposition of that which is strictly official
rather than personal in its character. In the same way, a general or
field-marshal of our times has unquestionably great authority; objects
and interests of profound importance are under his control and his
circumspection; his courage, his determination, and his intelligence
are involved in the weightiest decisions; nevertheless, whatever may
be definitely traced to the essentially personal characteristics of
the man has little opportunity for display in such a result. For, in
the first place, the objects upon which his decisions turn are not of
his own selection, and arise out of circumstances which lie beyond
the sphere of his influence rather than are spontaneously fixed by
himself; secondly, the means adopted to carry out such objects are not
the sole result of his initiative. On the contrary, they are supplied
him from sources which are not immediately under his authority or
personal influence, but stand rather quite apart from the sphere of his
individual powers as a general.
To sum up, then, though it is true that under the present condition of
the civilized world a man may act independently for himself in many
directions, the fact remains that in whatever direction he may turn
he is still only a member of a fixed order of society and appears as
such limited in his range rather than the vital representative and
individual embodiment of society itself. He acts necessarily under such
a condition of restriction, and our interest in such a personality, no
less than in the content of his aims and activity, is entirely devoid
of completeness. In the end we are invariably driven to concentrate
our attention on the purely personal interest, how far, that is to
say, he attained success, what was the nature of the obstacles and
complications which, in either, through untoward chance or necessity,
confronted or distracted his progress. And if it is, moreover, true
that our modern personality is of infinite significance when we
estimate the character thus manifested as a spiritual product, in
its actions, sufferings, moral opinions, and conduct that is to say,
it is also true that the moral content which is realized in such an
individual is of a restricted character, rather than, as is the case
in the heroic times, the realization of universal right, custom, and
legality. The individual is no longer the exclusive vehicle and actual
embodiment of these powers as in the previous times.