For the fulfilment of this purpose, the first and most obvious requisite

is an entire command over materials and method. Nothing is more ugly

than palpable failure: nothing more likely to destroy confidence than an

appearance of uncertainty or vacillation. In many of our so-called

popular song-tunes, we can lay our finger on some place where the

composer was in evident difficulty: where he inserts an awkward or

irrelevant phrase, because, like an unskilful chess-player, he can only

extricate himself by breaking his design. Again, in ill-written harmony,

we shall often find poor or hollow chords inserted, not because the

composer wanted them, but because he could find no other way of

resolving their predecessors. Of course, it will sometimes happen that a

great, though imperfect master will stray from his appointed domain, and

wander for a moment in unfamiliar territory. The fugue in Dvořák's

Requiem is conspicuously unsuccessful, but it need not affect our

estimate of the '_Dies Iræ_' or the '_Recordare Jesu pie_.' We only feel

it a pity that the artist who can do such magnificent work in his own

style, should be forced by convention into a manner for which he has no

aptitude. In structure the first movement of Chopin's Pianoforte Trio is

as badly drawn as some of the later Correggios: but the error, though

more fundamental than that of Dvořák, only circumscribes the master's

province, without overrunning it. We remember the circumstances under

which the Trio was written, and turn aside to the Études and the

Nocturnes. One genuine success in art is enough to outweigh a thousand

failures: but the difference between failure and success remains

unimpaired.

At the same time, it is most important that we should recognise the

necessary limitations to which musical expression is subject. It is idle

for us to go about lamenting, like the fool in Rabelais, that 'there is

no better bread than that which can be made with wheat.' Our scale is

notoriously a rough approximation in which only certain types of melodic

curve are possible. Our harmony is often reduced to a choice between two

incompatible alternatives: the striking chord required by the context,

or the smooth progression required by the parts. In such cases the test

lies ready to hand. Is the material difficult? Let us see how the great

masters have treated it. Are the options mutually exclusive? Let us see

which of them makes for organism of structure and general effectiveness

of function. We have no right to pass final criticism on any detail of a

work until we have heard the whole: and even then our judgment must

depend on some knowledge of precedents and parallels. The chief danger

of 'a little learning' is its predisposition to intolerance.

If unskilfulness be the death of style, cleverness is among the

most insidious of its diseases. Nothing in all literature is more

exasperating than that 'cult of the unusual word' which arises now

and again as a periodic fashion. Whether it take the form of the

sham-antiquarianism which has been happily nicknamed from Wardour

Street, or of an ostentatious acquaintance with the by-ways of the

dictionary, or of the unsynonymous synonyms of the country journalist,

it is in equal measure the sign-manual of euphuism and affectation. No

doubt the unusual word may have a perfectly legitimate employment. It

may carry a metaphor, it may complete a rhythm, it may make a point of

colour: and in all such instances it is justified by the purpose that it

achieves. But if it is merely unusual, it had far better be left out

altogether. We do not think very highly of a verse-writer who invariably

says 'quaff' instead of 'drink,' because 'quaff' is poetical and 'drink'

is commonplace.

The same is true of musical euphuism. A recondite chord is of absolutely

no value in itself; its whole worth depends on its purpose and its

context. A fresh twist in the shape of a melody is only beautiful if the

preceding curve leads up to it. For instance, we appear to be passing,

at the present day, through a period of feverish activity in the

invention of new cadences. Now a new cadence in the hands of a master

like Brahms or Parry is a delight, for, with all its novelty, we feel

that it is the logical outcome of the passage from which it springs. It

is only necessary to quote the close of the first stanza in the

_Schicksalslied_ or of the 'Sacrificial Chorus' in _Judith_, or the

brilliant practical joke of the 'Æschylus Motif' in the _Frogs_. Again,

the new cadences of Grieg and Dvořák are always charming, because

they are in exact harmony with the chromatic style which is natural to

those two writers. But when inferior composers attempt the same thing,

they only produce results which are crude and incongruous, or, at worst,

make their exit on a mechanical epigram, in which the head of one

platitude is appended to the tail of another. Indeed, self-consciousness

is only a more subtle form of unskilfulness. The 'clever' artist is like

the enchanter's servant in the old story, possessing just enough magic

to raise the spirit, but not enough to keep it under control.

It now follows to consider more directly the manner in which the

influence of Music is exercised. And first, we may notice that the art,

as appealing primarily to the ear, necessarily involves a fixed

continuity in time, and so, in a sense, is always throwing our attention

forward to its issue. The conditions under which we apprehend a picture,

and those under which we apprehend a melody, are entirely different; the

former enables us to follow the constituent parts in any order we

choose, the latter binds us to a settled and irreversible sequence.

Indeed, so firmly is this law established, that we are notoriously

incapable of recalling the most familiar tune backwards, and are even in

some straits to recognise a fugue-subject when it appears 'cancrizans,'

as it does, for instance, in the Finale of the Hammerclavier Sonata.

Hence a great part of the effect of Music is prospective, and depends

upon the particular way in which it rouses and satisfies an attitude of

expectation.

This method may roughly be classified under three heads. First, the

Music may give us precisely what we should naturally anticipate; in

other words, it may suggest some coming resolution or cadence, and

proceed to it at once without interruption. Everyone remembers the

æsthetic damsels, in Mr Du Maurier's picture, who 'never listen to

Mendelssohn, because there are no wrong notes.' They were unconsciously

enunciating an important piece of scientific criticism. For Mendelssohn

never disappoints, and never surprises; his style flows on as placidly

as a level stream in a pastoral country, and the hearer floats down it

with no effort of intelligence, with no expectation of adventure,

knowing that even beyond the distant bend there will be the same

overhanging willows, and the same intervals of sunny meadow, and the

same rippled reflections of an April sky. Hence, of all composers,

Mendelssohn appeals most intimately to audiences that are untrained or

inexperienced; and hence, also, critics, who are anxious to acquire a

cheap reputation, usually begin by expressing contempt for him. The best

of his lighter work is as charming as that of Miss Austen; and it is

only now and then that we feel inclined to say--as Charlotte Brontë said

after reading _Emma_--'I don't want my blood curdled, but I like it

stirred.'

Secondly, the Music may directly contradict our anticipation by

diverting an apparently straightforward passage into an unforeseen

channel. Under this head come all effects of surprise, all sudden

modulations, all unusual cadences and unexpected turns of phrase. An

amusing instance is the change from A minor to D flat major in the 'Pro

Peccatis' of Rossini's _Stabat Mater_, which is almost as irresistible

as a joke from Aristophanes: a far more august and magnificent example

is the great Neapolitan sixth, which, in the first movement of

Beethoven's A major Symphony, comes just before the cadence phrase in

the exposition. Indeed, the device may be used for purposes of humour,

as it is in Mr Aldrich's delightful story of Marjory Daw, or for

purposes of romance, as it is by Victor Hugo in 'Le Roi s'amuse.' The

finale of Beethoven's Eighth Symphony contains a distinct effect of

comedy in the unexpected C sharp, which persistently intrudes itself

among other people's keys, until at last it worries the orchestra into

accepting it. On the other hand, the slow movement of Dvořák's

F-minor Trio notably exemplifies the romantic use. No one who has ever

heard it can forget the last page: the innocent diatonic opening of the

melody, and the abrupt, bewildering change which follows in its second

bar. It is obvious that the sense of incongruity, which stimulates all

astonishment, may, under different conditions, arouse either laughter or

apprehension: and both these effects lie well within the range of

musical art. They form, in fact, two of the most important emotional

types which it has the power of adumbrating: not, of course, by

depicting any humorous scene or suggesting any particular terror, but by

administering the appropriate kind of nervous shock. Grant that if a man

knows nothing at all about music, he will form no expectations, and

consequently will never be either astonished or amused. It does not

follow that his limitations are representative of the human race. One

might as well argue that there is no fun in a French comedy, because

none was detected by Mr Anstey's British audience.

Thirdly, the music may baffle anticipation by suggesting alternatives

and throwing us in doubt as to the selection that it is going to make.

After a little experience, we come to learn that there are certain

typical shapes of melodic stanza, certain common devices of modulation,

certain forms of cadence which are in ordinary use. Hence, when

we listen to a new work, we frame a half-conscious forecast of

probabilities, and the composer, if he has the skill, may stimulate our

minds by offering two or three possible issues and defying us to

determine which he means ultimately to accept. This is the highest form

which the prospective effect in Music can assume, and is roughly

parallel to ingenuity of plot in narrative or dramatic literature. For

example, a common type of four-line stanza in music opens with a

clear-cut phrase, then repeats it a degree higher or a degree lower in

the scale, then goes on to the clause of contrast, and finally returns

to the original key. So when we hear the central tune in Chopin's F

minor Fantasia, and find that its first two strains exactly correspond

to this pattern, we feel that we know already how it is going to

proceed, and settle ourselves to watch our expectations fulfilled. But

Chopin knows better, and gives us a third strain which, instead of

embodying the clause of contrast, consists of another repetition of the

same phrase, a tone lower still. By this time we begin to wonder whether

the tune is going to be entirely homogeneous in style, and whether, in

the one strain that is left to complete the stanza it can possibly get

back without awkwardness to the key from which it has strayed. Both

these doubts are solved in the most masterly fashion by the concluding

line, which not only carries the modulation with consummate ease, but

completes the organic outline of the melody with the daintiest delicacy

and finish. Again, in Grieg's F major Violin Sonata, the principal theme

of the middle movement seems to get into inextricable difficulties of

phraseology, and we listen to it with the same apprehensive interest

with which we look on at the imbroglio in _Evan Harrington_. But at

precisely the right moment there appears a new cadence, which would

never have occurred to anyone but Grieg, and the difficulties are

cleared away as if by magic. It is hardly necessary to point out

that Bach and Beethoven are equally rich in this kind of musical

resourcefulness. The harmonic progressions of the one, the melodic form

of the other, constantly suggest a balance of alternative issues, and

as constantly make the selection which the hearer finally acknowledges

as the best.

The same rule holds good in the matter of key distribution. When the

sonata form was young, the key of its second subject was fixed by an

almost unalterable convention: if the movement was in a major mode, it

was the dominant, if in a minor mode, it was the relative major. Hence

the audiences of Haydn and Mozart always expected the same key system,

and were hardly ever disappointed. But Beethoven, from the outset of his

career, broke through this traditional arrangement, and so began by

surprising his hearers, and ended by making their intelligence

co-operate with his own. Take, for instance, the first movement of the

Hammerclavier Sonata. The first subject is in B flat, and the transition

after modulating to its dominant F, proceeds with a vehement and

emphatic assertion of the new key, as though Beethoven intended to

revert to the customary usage, which, it must be remembered, he often

follows. But the very emphasis makes the hearer suspicious. It is not in

Beethoven's manner to underline his keys with so much flourish and

ostentation: perhaps, after all, appearances are deceitful, and he is

only throwing us off the scent. Then our uncertainty is artfully

intensified by an interpolation of the opening theme, which, at this

stage of the movement, is the last thing in the world that we expect;

and immediately after it comes a modulation to G major, and a

presentation of the second subject in that key. The anticipation of this

event is an exercise of critical sagacity not dissimilar to that

afforded by a novel of Balzac or a play of Shakespear. In the famous

scene of Madame Marneffe's confession, we are half-cheated into

believing that the woman's repentance is real, though we know that its

reality is rendered impossible by all laws of characterisation. When

Lear decides between his three daughters, we feel that Cordelia's

coldness of manner has raised a false issue which the subsequent

development of the drama will correct. In short, the true function of

structure, whether it be in literature or in music, is to set before us

two competing impulses and bid us reflect upon them.

But it may be urged that a musical composition can only surprise or

baffle on the first occasion: after that we remember what is coming, and

can foretell the end as readily as the composer himself. This view pays

an undeserved compliment to the capacities of human nature. The average

listener does not really hear a work of any complexity the first time

that it is performed in his presence: he apprehends more or less of it

according to the degree of his ability or experience, but there will

certainly be effects that escape his notice, and, if the composition be

truly organic, those effects will be vital to the appreciation of the

whole. Indeed, we have here one of the most obvious tests of a great

work. We grow tired of a trivial melody or a shallow fantasia, for it

tells us its whole secret at a single hearing: but we may spend our

lives over Bach's Fugues or Beethoven's Symphonies without ever hoping

to exhaust their limitless reserve. Again, we are not such creatures of

pure logic that an effect once produced in us is incapable of

repetition. We may know our Shakespear by heart, and yet be moved by the

humour of Falstaff and the pathos of Imogen, by the subtle questionings

of Hamlet and the frenzied self-accusations of Othello. So in listening

to great Music we often allow ourselves to be carried away by the

impulse of the moment: we forget that we know what is going to happen,

or expect it in a new mood and from a new standpoint. There are many

avenues by which the sense of novelty can be approached, and among them

not the least important is that of our own imagination. No doubt this

influence would be seriously impaired if we were to hear the same

passage day after day and hour after hour, but this, of course, we are

never called upon to do. With the present range and variety of our

musical literature, an effect that is genuinely striking may be weakened

by familiarity, but can hardly be ever wholly obliterated.

It will thus be seen that the manner in which we are impressed by Music

is enormously complex. First, there is the sensuous appeal, the

different characteristics of _timbre_ and tone, of rich harmony and full

orchestration, of all those devices which are usually described in

metaphors of taste and colour. Second, and inclusive of the first, is

the emotional appeal, the exhilaration of rapid movement, the gravity of

stately chords and broad diatonic melody, the restlessness of broken

rhythm and frequent modulation, the shades of surprise which follow upon

a sudden change or an unexpected crisis. Third, and inclusive of the

other two, is the intellectual appeal, the exhibition of balance and

symmetry in the management of these several effects, the definiteness of

plan and design, the vitality and proportion of organic growth. If to

these be added the two supreme requirements of originality in the

composer and of fitness to the occasion of display, we shall have at

any rate a rough criterion for determining work that, in the truest

sense of the term, is classic. In thus summing-up results, it is almost

a presumption for any writer to suggest illustrations: but if it be

permissible to point to masterpieces, in which these principles are

embodied with absolute and unfaltering perfection, we may select, as

typical instances, the choral numbers from Bach's B minor Mass, the

Seventh Symphony of Beethoven, and Brahms' _Schicksalslied_.

Before leaving this subject, of which, indeed, only the outer courts

have been trodden, there are three objections which it may be advisable

to meet. The first would discard the whole analysis as a piece of _a

priori_ inference. As a matter of fact, it would say, the hearer does

not trouble himself about these elaborate questions, he does not follow

the subtleties of style or the coherence of key-system, he does not

anticipate the course which a passage is going to adopt, he simply

listens to the music, and enjoys it, because he finds it pleasant. It is

idle to suppose that a man cannot admire Beethoven without being

prepared to pass an examination in the technicalities of abstract

science. This objection is wholly beside the mark. Men reasoned

correctly long before Aristotle invented the syllogism, but none the

less his theory of the syllogism is an analysis of correct reasoning. In

like manner the unscientific hearer may be totally unconscious of the

causes which underlie his enjoyment, and yet the causes themselves be

both operative and capable of analysis. The laws of musical philosophy,

like those of physiological science, are not artificial subtleties: they

are an attempt to explain the ordinary conditions of health, and every

man who has the taste to prefer one tune to another must necessarily

have made reference, however unconscious, to some principles of

discrimination. Indeed this argument from ignorance has already been

anticipated in a parallel form. '_Voici quarante ans que je dis de la

prose_,' says M. Jourdain, '_sans que j'en susse rien_.'

The second objection is of more interest. Grant, it may be said, that

our analysis enables us in some measure to explain the supreme

masterpieces of Music, there will still remain a wide range of lower

achievements with which it would appear wholly inadequate to deal. If a

composition is weak in structure or careless in style, it has failed to

satisfy our test, but we have no right to infer that it is without

value. On the contrary, an imperfect work may often survive in spite of

its imperfections, and may counterbalance its worst errors by some

attractiveness of charm or some inherent vitality of thought. In _Jane

Eyre_ are faults which would have killed a novel of less genius, but the

reviewers who condemned it are now only remembered as carping and

illiberal pedants. Shelley may be 'ineffectual,' and Keats 'immature,'

but the most adverse critic can no longer deny the beauty that they have

added to English literature. And in like manner we shall find musical

compositions which fall short of the highest level, which fail to attain

the most satisfying completeness of organic form, and which yet deliver

a message that is well worth the hearing. There is a broad expanse

between the summit of Olympus, where the gods have their habitation, and

the low-lying meadows and valleys of our ordinary life.

In such a case we can only judge fairly by a careful balance of merits

and defects, and, above all, by a careful revision of our standpoint in

relation to both. It may be that the structure which we regard as

inorganic is really a new type of organism, a further development along

the line which we have already traced. It may be that the style which

appears careless, has really some subtle method which we are as yet too

clumsy to detect. And even if we are honestly unable to convince

ourselves of error, even if our certitude only grows and gathers as we

study the passage afresh, it by no means follows that the fault which we

have noted is a final ground for condemnation. There can be no

perfection without entire control of resource, but control is

notoriously difficult in proportion to the variety and novelty of the

emotional expression. Hence the more complex and striking the ideas

which a composer wishes to embody, the harder he will find it to present

them in a supreme artistic form. In Schumann, to take the highest

example at once, we sometimes seem to find a great thought struggling

with an intractable medium: we feel rather than hear what it is that he

wishes to express, we apprehend his meaning from broken phrases and

incomplete suggestions. Compare his symphonies with those of Beethoven,

and you see the baffled Titanic strength beside the serene unerring

mastery of the divine hand. Yet, if it be failure, it is noble failure,

better by far than the elaboration of smooth commonplaces and finished

platitudes. It is not carelessness but preoccupation, not unskilfulness

but audacity, not scantiness of resource but prodigality of expenditure.

Schumann's music is always manly, forcible, genuine, and it is no

serious dispraise to say that in the larger forms he is a less perfect

artist than he is in his lyrics.

Here, then, we may see the solution of the present problem. All music

which appeals to us as true has for us a certain measure of value. It is

only conceit and dishonesty, and self-conscious artifice, that merit

absolute and unqualified reprobation: for the rest we may appraise our

work partly in reference to its particular purpose, partly by an

estimate of the success with which its object is attained. If it present

any passage of real interest, we owe it a corresponding debt of

gratitude: if it counterbalance a fault of one kind by a beauty of

another, then criticism should determine which of the two has the more

important bearing on the case. But there can be no sound judgment

without a code, and no code in music without a recognition and

acknowledgment of its masterpieces. Thus the analysis of perfect art

does not preclude us from the consideration of art that is imperfect,

for it is only through the former that the latter is possible.

In the third place, there may be enthusiasts who are still inclined to

cry, with Gebir,--

'Is this the mighty ocean, is this all?'

Are we to hold seriously that Music can be explained by any system of

laws and regulations, that its influence upon us can be classified under

heads and reduced to scientific maxims? Is it not rather degrading to

analyse the divine art into tricks of surprise and devices of rhetoric,

into this kind of figure and that kind of modulation, into a nice

adjustment of curve and harmony and cadence? Where is the 'fine

careless rapture' of the artist? Where is the inspiration of the poet?

Surely it is better that we should ignorantly worship than that we

should be turning Apollo into a sophist and setting the Muses to keep

school.

Studies in modern music, second series · 第 4 / 21 段