We know of them mainly, but not entirely, from Tertullian, and the _de

Civitate Dei_ of St. Augustine.[323] These scholarly theologians,

wishing to show up the absurdity of the heathen religions, found a mine

of material in the great work of Varro on the Roman religious

antiquities; and though they found him by no means so elegant a writer

as Cicero, they studied him with pains, and have incidentally added

immensely to our knowledge both of Varro himself and of the Roman

religion. St. Augustine tells us that it was in the last three books of

his work that Varro treated of the Roman deities, and that he divided

them under the heads of _di certi_, _di incerti_, and _di selecti_. In

the first of these he dealt chiefly with those with which we are now

concerned: they were _certi_ because their names expressed their

supposed activity quite clearly.[324] We know for certain that Varro

found these names in the books of the pontifices, and that they were

there called Indigitamenta:[325] a word which has been variously

interpreted, and has been the subject of much learned disputation. I

believe with Wissowa that it means "forms of invocation," _i.e._ the

correct names by which gods should be addressed.

Thus these lists of names come down to us at third hand: Varro took them

from the pontifical books, and the Christian fathers took them from

Varro. It is obvious that this being the case they need very careful

critical examination; and till recently they were accepted in full

without hesitation, and without reflection on such questions as, _e.g._,

whether they are psychologically probable, or whether they can be

paralleled from the religious experience of other peoples. Some

preliminary critical attempts were made about fifty years ago in this

direction,[326] but the first thoroughgoing examination of the subject

was published by R. Peter in the article "Indigitamenta" in Roscher's

_Mythological Lexicon_. This most industrious scholar, though his

interpretation of the word Indigitamenta is probably erroneous,[327] was

the first to reach the definite conclusion that the lists are not really

primitive, and do not, as we have them, represent primitive religious

thought. It was after a very careful study of this article, which is

long enough to fill a small volume, that I wrote in my _Roman Festivals_

of the Indigitamenta as "based on"--not actually representing, I might

have added--"old ideas of divine agency, now systematised by something

like scientific terminology and ordered classification by skilled legal

theologians"; and as "an artificial priestly exaggeration of a primitive

tendency to see a world of nameless spirits surrounding and influencing

all human life."[328]

I was not then specially concerned with the Indigitamenta, and only

alluded to them in passing. But before my book was published there had

already appeared a most interesting work on the names of deities

(_Goetternamen_) by H. Usener, a brilliant investigator, which drew fresh

attention to the subject. Usener found in mediaeval records of the

religion of the heathen Lithuanians what seemed to be a remarkable

parallel with this old Roman theology, and he also compared these

records with certain facts in what we may call the pre-Olympian

religious ideas of the Greeks. "The conclusion which he draws," writes

Dr. Farnell[329]--and I cannot state it better--"is that the

Indo-Germanic peoples, on the way to the higher polytheism, passed

through an earlier stage when the objects of cult were beings whom he

designated by the newly-coined words 'Augenblickgoetter' and

'Sondergoetter'" (gods of momentary or limited function). He went further

than this, and claimed that the anthropomorphic gods of Greece and

Italy, of the Indo-Iranians, Persians, and Slavs, were developed out of

these spirits presiding over special functions and particular moments of

human life; but with this latter part of his theory I am not now

concerned. What we want to know now is whether in writing thus of the

Roman Indigitamenta Usener was using a record which really represents an

early stage of religious thought in Italy; and I may add that we should

be glad to know whether his Lithuanian records are also to be

unhesitatingly relied on.[330] As regards Greece, Dr. Farnell has

criticised his theories with considerable effect.

The most recent contribution to the discussion of the Roman part of the

subject is that of Wissowa, who in 1904 published a paper on "True and

False Sondergoetter at Rome";[331] this is a piece of most valuable and

weighty criticism, but extremely difficult to follow and digest. I here

give only the main results of it. Wissowa takes two genuine examples of

Sondergoetter which have come down to us from other sources, and more

directly than those mentioned above: the first from Fabius Pictor, the

oldest Roman historian,[332] and the other from the Acta Fratrum

Arvalium.[333] Fabius said that the flamen (Cerealis?), when sacrificing

to Tellus and Ceres, also invoked the following deities: Vervactor, for

the first ploughing, as Wissowa interprets it; Redarator, for the second

ploughing; Imporcitor, for the harrowing; Insitor, for the sowing;

Oberator, for the top-dressing; Occator, Sarritor, Subrincator, Messor,

Convector, Conditor, Promitor, for subsequent operations up to the

harvest and actual distribution of the corn for food. Secondly, in the

Acta of the Arval Brethren we find, on the occasion of a _piaculum_

caused by the growth of a fig-tree on the roof of the temple of Dea Dia,

at the end of a long list of deities invoked, and before the names of

the _divi_ of the Imperial families, the names of three Sondergoetter,

Adolenda Commolenda Deferunda, and on another occasion, Adolenda and

Coinquenda; these seem beyond doubt to refer to the process of getting

the obnoxious tree down from the roof, of breaking it up, and burning

it.

In both these examples, which have come down to us more directly than

the lists in the Fathers, Wissowa sees assistant or subordinate deities

(if such they can be called) grouped around a central idea, that of the

main object of sacrifice in each case;[334] these are the result of the

_cura_ and _caerimonia_ supervised and over-elaborated by pontifical law

and ritual. It is, I may add on my own account, most unlikely, and

psychologically almost impossible, that any individual farmer should

have troubled himself to remember and enumerate by name twelve deities

representing the various stages of an agricultural process; and Cato, in

fact, says nothing of such ritual. It was the flamen of the City-state,

who, when sacrificing to Tellus and Ceres before harvest,[335] pictured,

or recalled to mind, the various processes of a year of what we may call

high farming rather than primitive, under the names of deities plainly

invented out of the words which express those processes--words which

themselves are certainly not all antique. And in the second example,

which dates from the second century A.D., we see that the process of

destroying the intruding fig-tree is represented in ritual in exactly

the same curious way: the names of the deities, Deferunda and the rest,

being invented for the occasion out of the words which express the

several acts of the process of destruction. These Arval Brethren of the

second century inherited the traditions of their predecessors of an

earlier age, and carried out the work of amplification in their

invocations by pedantically imitating the pontifices of five or six

centuries earlier. They held, in a way which to us is ludicrous, to the

old notion that you should try and cover as much ground as possible in

worship, and to cover it in detail, so that no chance might be missed

of securing the object for which you were taking so much trouble.

Now to return to Varro and his lists of names. What is Dr. Wissowa's

conclusion about these, after examining the two examples of Sondergoetter

which have not come down to us through so much book-learning as the

rest?

Varro's _di certi_, he says[336]--and I think there is no doubt that he

is right--included the name of every deity, great or small, of which he

could feel sure that he knew something, as he found it in the books of

the pontifices; and the part of those books in which he found these

names, known as Indigitamenta, probably contained formulae of

invocation, _precationum carmina_,[337] of the same kind as the

_comprecationes deorum immortalium_ from which Gellius quoted the pairs

of male and female deities which we discussed above. Varro arranged all

these names in groups of principal and subordinate or assistant deities,

the latter amplifying in detail the meaning and scope of the former, as

we have just seen; and of this grouping some traces are still visible in

the accounts of Augustine and Tertullian. But the good Fathers tumbled

the whole collection about sadly in their search for material for their

mockery, having no historical or scientific object in view; with the

result that it now resembles the bits of glass in a kaleidoscope, and

can no longer be re-arranged on the original Varronian plan. The

difficulty is increased by the etymologies and explanations which they

offer of the divine names, which, as a rule, are even more absurd than

the divinities themselves.[338]

But, in the last place, the question must be asked whether these

Sondergoetter of the real kind, such, for example, as those twelve

agricultural ones invoked by the flamen at the Cereale sacrum, had their

origin in any sense in popular usage or belief. At the end of his paper

Wissowa emphatically says that he does not believe it. For myself, I

would only modify this conclusion so far as this: they must, I think,

have been the theological, or perhaps rather the ritualistic outcome,

of a psychological tendency rooted in the popular mind. I have already

noticed that curious bit of folklore in which three spirits of

cultivation were invoked with a kind of acted parable at the birth of a

child;[339] and I cannot regard this custom as a piece of pontifical

ritualism, though the names may have been invented by the priests to

suit the practice. The old Roman seems to have had a tendency to ascribe

what for want of a better word we may call divinity, not only to animate

and inanimate objects, but to actions and abstractions; this, I take it,

is an advanced stage of animism, peculiar, it would seem, to a highly

practical agricultural people, and it is this stage which is reflected

in the ritualistic work of the priests. They turned dim and nameless

powers into definite and prehensible deities with names, and arranged

them in groups so as to fall in with the life of the city as well as the

farm. What was the result of all this ingenuity, or whether it had any

popular result at all, is a question hardly admitting of solution. What

is really interesting in the matter, if my view is the right one, is the

curious way in which the early Roman seems to have looked upon all life

and force and action, human or other, as in some sense associated with,

and the result of, divine or spiritual agency.

NOTES TO LECTURE VII

[291] For _loca sacra_ and _consecratio_ see Marquardt,

p. 148 foll.; Wissowa, _R.K._ p. 400.

[292] Serv. _ad Aen._ xii. 119, "Romani moris fuerat

cespitem arae super imponere, et ita sacrificare." Cp.

some valuable remarks of Henzen, _Acta Fratr. Arv._ p.

23. The altar of the Fratres was in front of their

grove; they used also a movable one (_foculus_) of

silver, but _cespiti ornatus_ (_ib._ p. 21): this was

for the preliminary offering of wine and incense

(Wissowa, _R.K._ p. 351).

[293] In Aug. _Civ. Dei_, iv. 31; Agahd's edition of the

fragments of Varro's _Ant. rer. div._ p. 164.

[294] Aug. _Civ. Dei_, iv. 23; Agahd, p. 159. See

Wissowa, _Gesammelte Abhandlungen_, p. 280 foll.

[295] Strabo iv. 180.

[296] _Fasti_, vi. 305.

[297] Tibull. ii. 5. 27. The lines of Propertius are iv.

(v.) 2. 59, "Stipes acernus eram, properanti falce

dolatus, Ante Numam grata pauper in urbe deus." The

question is whether these are genuine examples of the

natural evolution of a "stock or stone" into something

in the nature of an anthropomorphic image of a deity, or

whether they are the result of the introduction of Greek

statues acting on the popular mind in rustic parts of

Italy. The passages, so far as I know, stand alone, and

we have no means of deciding whether the anthropomorphic

tendency was native or foreign. Vortumnus was, however,

undoubtedly of Etruscan origin; Wissowa, _R.K._ p. 233.

The subject of iconic development of this kind is well

summarised in E. Gardner's little volume on _Religion

and Art in Ancient Greece_, ch. i.

[298] See Sayce, _Gifford Lectures on the Religions of

Egypt and Babylonia_, p. 302. An interesting paper on

the evolution of _dei_ at Rome out of functional

_numina_ will be found in von Domaszewski's

_Abhandlungen zur roem. Religion_, p. 155 foll., based on

Usener's theory of Sondergoetter. It is ingenious and

imaginative, but in my view does not square with the

facts as far as we know them. His stages are: (1)

momentary function of _numina_, _e.g._ lightning; (2)

elevation of this into a permanent power or function;

(3) consequent limitation of the numen to a special

well-marked function; (4) elevation of the numen to a

_deus_, conceived in the likeness of man, and male or

female, because man cannot think of power otherwise than

on the analogy of male or female creative energy.

Lastly, when the _deus_ is complete, the functions of

the former numen become attributes or qualities, traces

of which we find in the pairs of deities in Gellius,

xiii. 23, which are discussed later on in this lecture.

Some of these, of course, eventually became separate

deities--Salacia, Maia, Lua. As I cannot accept the view

that the earliest Roman idea of the supernatural is to

be found in _comprecationes_ of a comparatively late

period, _i.e._ in the so-called Indigitamenta, this

charmingly symmetrical account has no charm for me

beyond its symmetry.

[299] Henzen, _Acta Fratr. Arv._ pp. 144, 146; Cato,

_R.R._ 139; _C.I.L._ vi. 110 and 111. Other references

are given by Wissowa, _R.K._ p. 33, note 2.

[300] For Pales, _R.F._ p. 80 note; for Pomona, Wissowa,

_R.K._ p. 165.

[301] The passage runs thus (Aug. _C.D._ iv. 32):

"Dicit enim (Varro) de generationibus deorum magis ad

poetas quam ad physicos fuisse populos inclinatos, et

ideo et sexum et generationes deorum maiores suos (id

est veteres credidisse Romanos) et eorum constituisse

coniugia." There is an amusing passage in Lactantius, i.

17 (_de Falsa Religione_), which Dr. Frazer might read

with advantage. It begins, "Si duo sunt sexus deorum,

sequitur concubitus." Then he goes on mockingly to argue

that the gods must have houses, cities, lands which

they plough and sow, which proves them mortal. Finally

he takes the whole series of inferences backwards,

finishing with "si domibus carent, ergo et concubitu. Si

concubitus ab his abest, et sexus igitur foemineus,"

etc. All this, he means, can be inferred from the fact

that gods are of both sexes; but that they have

_concubitus_ can no more be inferred from his argument

than that they plough and sow.

[302] Dr. Frazer conjectures a sacred marriage of

Jupiter and Juno under the forms of Janus and Diana, in

_Kingship_, p. 214; but he is well aware that it is pure

guesswork. There was, indeed, at Falerii such a marriage

of Juno with an unknown deity (Ovid, _Amores_, iii. 13),

of which, however, we do not know the history. Falerii

was one of those cities, like Praeneste, where Etruscan,

Greek, and Latin influences met. The "Orci nuptiae" on

which Frazer lays stress was simply the Greek marriage

of Pluto and Proserpine: "Orci coniux Proserpina," Aug.

_C.D._ vii. 23 and 28, Agahd, p. 152. Wissowa shows this

conclusively, _R.K._ p. 246. Orcus was Graecised as

Plutus, but was himself totally without personality.

[303] Dr. Frazer wrongly translates this as "ancient

prayers" (p. 411), adding "the highest possible

authority on the subject." _Oratio_ is never used in

this sense until Christian times: the word is always

_precatio_. All scholars are agreed that what is meant

is invocations to deities in old speeches, such as occur

once or twice in Cicero (_e.g._ at the end of the

_Verrines_); cp. Livy xxix. 15. As the recording of

speeches cannot be assumed to have begun before the

third century B.C., this does not carry us very far

back. That century is also the age in which the

pontifices were probably most active in drawing up

_comprecationes_; see below, p. 285 foll.

[304] See Appendix B at end of volume.

[305] Cp. Ovid, _Fasti_, iii. 850, "_forti_ sacrificare

deae." In _R.F._ p. 60 foll., I have criticised the

attempts, ancient and modern, to make this Nerio the

subject of myths.

[306] Macrob. i. 12. 18. This word Maiestas shows the

doubtful nature of these feminine names, and probably

betrays the real meaning of Maia. I may mention here

that Bellona instead of Nerio is ascribed as wife to

Mars by Seneca ap. Aug. _C.D._ vi. 10; also Venus to

Volcanus instead of Maia. Neither have any connection,

so far as we know, with the gods to whom Seneca ascribes

them as wives: Venus-Vulcan is, of course, Greek. Both

Augustine and Dr. Frazer might with advantage have

abstained from citing Seneca on such a point: as a

Spaniard by birth he was not likely to know much about

technical questions of Roman ritual.

[307] See Schanz, _Gesch. der roem. Literatur_, i. 274.

[308] In the Graeco-Roman age Mars seems to have been

rather a favourite subject of myth-making; see Usener's

article on Italian myths in _Rhein. Mus._ vol. xxx.;

Roscher in _Myth. Lex._ for works of Graeco-Etruscan

art in which he appears in certain mythical scenes.

[309] H. Jordan, quoted in _R.F._ p. 61 note. I relegate

to an appendix what needs to be said about the other

pairs of deities mentioned by Gellius.

[310] Leipzig, 1898, p. 7 foll.

[311] Wissowa, _R.K._ p. 168. Carter, _op. cit._ p. 21.

[312] See Buecheler, _Umbrica_, pp. 22 and 98.

[313] So Fides is usually explained, as originally

belonging to Jupiter (Wissowa, _R.K._ p. 103 foll.); but

a different view is taken by Harold L. Axtell in his

work on the _Deification of Abstract Ideas at Rome_

(Chicago, 1907), p. 20.

[314] In the Festschrift f. O. Hirschfeld, p. 243 foll.

[315] _Religion of the Babylonians_, introductory

chapter.

[316] _Op. cit._ p. 412.

[317] _L.L._ v. 64.

[318] This fragment is No. 503 in Baehrens, _Fragm.

Poet. Rom._

[319] Lactantius, _Div. inst._ iv. 3.

[320] Crawley, _The Tree of Life_, p. 256; Farnell,

_Evolution of Religion_, p. 180; von Domaszewski,

_Abhandlungen_, p. 166, "Man ruft sie an im Gebete als

pater und mater zum Zeichen der Unterwerfung unter ihren

Willen, wie der Sohn dem Gebote des paterfamilias sich

fuegt. Der sittlich strenge Gehorsam, der das

Familienleben der Roemer beherrscht, die pietas, ist der

Sinn der roemischen religio." Cp. also Appel, _de Rom.

precationibus_, pp. 102-3, who thinks that they regarded

the gods "velut patriarchas sive patres familias." He

quotes Preller-Jordan i. 55 and Dieterich, _Eine

Mithrasliturgie_, p. 142 sq. So too with mater--"velut

mater familias."

[321] The expression seems to mean "a father made for

the purpose of the embassy." Wissowa, _R.K._ p. 477,

note 3.

[322] p. 19. This was written, it may be noted, several

years after Aust had thoroughly investigated the cult of

Jupiter for his article in the _Mythological Lexicon_;

in which cult, if anywhere, one may be tempted to see

evidence of a personal conception of deities. As Dr.

Frazer has referred to the cult of Jupiter at Praeneste,

to which I referred him as evidence of a possibly

personal conception of the god in that Latin city, I may

say here that I adhere to what I said about this in

_R.F._ p. 226 foll.; no piece of antique cult has

occupied my attention more than this, and I have tried

to lay open every source of confirmation or criticism.

Wissowa has expressed himself in almost exactly the same

terms in _R.K._ p. 209: we arrived at our conclusions

independently.

[323] Tertullian, _ad Nationes_ 11, and _de Anima_, 37

foll.; Aug. _de Civ. Dei_, iv. _passim_, and especially

ch. xi.; R. Peter compiled a complete list (_Myth.

Lex._, _s.v._ "Indigitamenta," p. 143) from these and

other sources.

[324] Aug. _C.D._ vii. 17. That this was what Varro

meant by _di certi_ was first affirmed by Wissowa in a

note to his edition of Marquardt, p. 9; it has been

generally accepted as the true account. A full

discussion will be found in Agahd's edition of the

fragments of Varro's work, p. 126 foll.; cf. Peter's

article quoted above, and Wissowa, _R.K._ pp. 61 and 65.

A somewhat different view is given in Domaszewski's

article in _Archiv_ for 1907, p. 1 foll., suggested by

Usener's _Goetternamen_.

[325] The evidence for this will be found in Marquardt's

note 4 on p. 9. I have no doubt that Wissowa is right in

explaining Indigitamenta as "Gebetsformeln," formulae of

invocation; in which the most important matter, we may

add, would be the name of the deity. See his _Gesammelte

Abhandlungen_, p. 177 foll. The Indigitamenta contained,

as one section, the invocations of _di certi_.

[326] Chiefly by Ambrosch in his _Religionsbuecher der

Roemer_. Peter's article contains a useful account of the

whole progress of research on this subject.

[327] _Lex._ p. 137; it was that of his master

Reifferscheid. Cp. Wissowa, _op. cit._ (_Ges. Abhandl._

p. 306 foll.).

[328] _R.F._ pp. 191, 341.

[329] "The place of the Sondergoetter in Greek

Polytheism," printed in _Anthropological Essays

addressed to E. B. Tylor_, p. 81. Usener's discussion of

the Roman and Lithuanian Sondergoetter is in his

_Goetternamen_, p. 73 foll.

[330] Wissowa writes (_Ges. Abhandl._ p. 320 note) that

he has reason to believe that a great number of the

Lithuanian Sondergoetter only became such through the

treatment of the subject by the mediaeval writers on

whom Usener relied!

[331] _Ges. Abhandl._ p. 304 foll.

[332] Servius (Interpol.) _ad Georg._ i. 21.

[333] Henzen, _Acta Fratr. Arv._ p. 147; _C.I.L._ vi.

2099 and 2107.

[334] _Op. cit._ p. 323 foll.; for _famuli_ and _anculi

divi_, Henzen, _op. cit._ p. 145.

[335] See above, p. 121.

[336] p. 312; cp. 320, where he further asserts his

belief that Varro is responsible himself for the

creation of a great number of these Sondergoetter, owing

to his extreme desire to fix and define the function of

every deity in relation to human life; just as the

mediaeval writers Laskowski and Pretorius may have

created many Lithuanian Sondergoetter. As I am not quite

clear on this point, I have not mentioned it in the

text.

[337] _Op. cit._ p. 314, note 1. See above, note 33.

[338] _e.g._ Vaticanus, "qui infantum vagitibus

praesidet"; _Rusina_ from _rus_; _Consus_ from

_consilium_, etc.

[339] See above, p. 84.

LECTURE VIII

RITUAL OF THE _IUS DIVINUM_

I have already frequently mentioned the _ius divinum_, the law governing

the relations between the divine and human inhabitants of the city, as

the _ius civile_ governed the relations between citizen and

citizen.[340] When we examined the calendar of Numa, we were in fact

examining a part of this law; we began with this our studies of the

religion of the Roman city-state, because it is the earliest document we

possess which illuminates the dark ages of city life, so far as religion

is concerned. The study of the calendar naturally led us on to consider

the evidence it yields, taken together with other sources of

information, as to the nature of the deities for whose worship it fixes

times and seasons, or, more accurately, the amount of knowledge to which

the Romans had attained about their divine beings. But we must now

return to the _ius divinum_, and study it in another aspect, for which

the calendar itself does not suffice as evidence.

The Religious Experience of the Roman People From the Earliest Times to the Age of Augustus · 第 15 / 46 段