From these our interviews, in which I steal,
From all I may be, or have been before,
To mingle with the universe, and feel
What I can ne'er express.
This ability to rest in nature unadorned and to find entertainment in
her aspects, is, of course, a great gain. Aesthetic education consists
in training ourselves to see the maximum of beauty. To see it in the
physical world, which must continually be about us, is a great
progress toward that marriage of the imagination with the reality
which is the goal of contemplation.
While we gain this mastery of the formless, however, we should
not lose the more necessary capacity of seeing form in those things
which happen to have it. In respect to most of those things which
are determinate as well as natural, we are usually in that state of
aesthetic unconsciousness which the peasant is in in respect to the
landscape. We treat human life and its environment with the same
utilitarian eye with which he regards the field and mountain. That
is beautiful which is expressive of convenience and wealth; the rest
is indifferent. If we mean by love of nature aesthetic delight in the
world in which we casually live (and what can be more _natural_
than man and all his arts?), we may say that the absolute love of
_nature_ hardly exists among us. What we love is the stimulation
of our own personal emotions and dreams; and landscape appeals
to us, as music does to those who have no sense for musical form.
There would seem to be no truth in the saying that the ancients
loved nature less than we. They loved landscape less -- less, at
least, in proportion to their love of the definite things it contained.
The vague and changing effects of the atmosphere, the masses of
mountains, the infinite and living complexity of forests, did not
fascinate them. They had not that preponderant taste for the
indeterminate that makes the landscape a favourite subject of
contemplation. But love of nature, and comprehension of her, they
had in a most eminent degree; in fact, they actually made explicit
that objectification of our own soul in her, which for the romantic
poet remains a mere vague and shifting suggestion. What are the
celestial gods, the nymphs, the fauns, the dryads, but the definite
apperceptions of that haunting spirit which we think we see in the
sky, the mountains, and the woods? We may think that our vague
intuition grasps the truth of what their childish imagination turned
into a fable. But our belief, if it is one, is just as fabulous, just as
much a projection of human nature into material things; and if we
renounce all positive conception of quasi-mental principles in
nature, and reduce our moralizing of her to a poetic expression of
our own sensations, then can we say that our verbal and illusive
images are comparable as representations of the life of nature to
the precision, variety, humour, and beauty of the Greek mythology?
_Extensions to objects usually not regarded authentically._
§ 34. It may not be superfluous to mention here certain analogous
fields where the human mind gives a series of unstable forms to
objects in themselves indeterminate.[9] History, philosophy,
natural as well as moral, and religion are evidently such fields. All
theory is a subjective form given to an indeterminate material. The
material is experience; and although each part of experience is, of
course, perfectly definite in itself, and just that experience which it
is, yet the recollection and relating together of the successive
experiences is a function of the theoretical faculty. The systematic
relations of things in time and space, and their dependence upon
one another, are the work of our imagination. Theory can therefore
never have the kind of truth which belongs to experience; as
Hobbes has it, no discourse whatsoever can end in absolute
knowledge of fact.
It is conceivable that two different theories should be equally true
in respect to the same facts. All that is required is that they should
be equally complete schemes for the relation and prediction of the
realities they deal with. The choice between them would be an
arbitrary one, determined by personal bias, for the object being
indeterminate, its elements can be apperceived as forming all kinds
of unities. A theory is a form of apperception, and in applying it to
the facts, although our first concern is naturally the adequacy of
our instrument of comprehension, we are also influenced, more
than we think, by the ease and pleasure with which we think in its
terms, that is, by its beauty.
The case of two alternative theories of nature, both exhaustive and
adequate, may seem somewhat imaginary. The human mind is,
indeed, not rich and indeterminate enough to drive, as the saying is,
many horses abreast; it wishes to have one general scheme of
conception only, under which it strives to bring everything. Yet the
philosophers, who are the scouts of common sense, have come in
sight of this possibility of a variety of methods of dealing with the
same facts. As at the basis of evolution generally there are many
variations, only some of which remain fixed, so at the origin of
conception there are many schemes; these are simultaneously
developed, and at most stages of thought divide the intelligence
among themselves. So much is thought of on one principle -- say
mechanically -- and so much on another -- say teleologically. In
those minds only that have a speculative turn, that is, in whom the
desire for unity of comprehension outruns practical exigencies,
does the conflict become intolerable. In them one or another of
these theories tends to swallow all experience, but is commonly
incapable of doing so.
The final victory of a single philosophy is not yet won, because
none as yet has proved adequate to all experience. If ever unity
should be attained, our unanimity would not indicate that, as the
popular fancy conceives it, the truth had been discovered; it would
only indicate that the human mind had found a definitive way of
classifying its experience. Very likely, if man still retained his
inveterate habit of hypostatizing his ideas, that definitive scheme
would be regarded as a representation of the objective relations of
things; but no proof that it was so would ever be found, nor even
any hint that there were external objects, not to speak of relations
between them. As the objects are hypostatized percepts, so the
relations are hypostatized processes of the human understanding.
To have reached a final philosophy would be only to have
formulated the typical and satisfying form of human apperception;
the view would remain a theory, an instrument of comprehension
and survey fitted to the human eye; it would be for ever utterly
heterogeneous from fact, utterly unrepresentative of any of those
experiences which it would artificially connect and weave into a
pattern. Mythology and theology are the most striking illustrations
of this human method of incorporating much diffuse experience
into graphic and picturesque ideas; but steady reflection will hardly
allow us to see anything else in the theories of science and
philosophy. These, too, are creatures of our intelligence, and have
their only being in the movement of our thought, as they have their
only justification in their fitness to our experience.
Long before we can attain, however, the ideal unification of
experience under one theory, the various fields of thought demand
provisional surveys; we are obliged to reflect on life in a variety of
detached and unrelated acts, since neither can the whole material
of life be ever given while we still live, nor can that which is given
be impartially retained in the human memory. When omniscience
was denied us, we were endowed with versatility. The picturesqueness
of human thought may console us for its imperfection.
History, for instance, which passes for the account of facts, is in
reality a collection of apperceptions of an indeterminate material;
for even the material of history is not fact, but consists of
memories and words subject to ever-varying interpretation. No
historian can be without bias, because the bias defines the history.
The memory in the first place is selective; official and other
records are selective, and often intentionally partial. Monuments
and ruins remain by chance. And when the historian has set
himself to study these few relics of the past, the work of his own
intelligence begins. He must have some guiding interest. A history
is not an indiscriminate register of every known event; a file of
newspapers is not an inspiration of Clio. A history is a view of the
fortunes of some institution or person; it traces the development of
some interest. This interest furnishes the standard by which the
facts are selected, and their importance gauged. Then, after the
facts are thus chosen, marshalled, and emphasized, comes the
indication of causes and relations; and in this part of his work the
historian plunges avowedly into speculation, and becomes a
philosophical poet. Everything will then depend on his genius, on
his principles, on his passions, -- in a word, on his apperceptive
forms. And the value of history is similar to that of poetry, and
varies with the beauty, power, and adequacy of the form in which
the indeterminate material of human life is presented.
_Further dangers of indeterminateness._
§ 35. The fondness of a race or epoch for any kind of effect is a
natural expression of temperament and circumstances, and cannot
be blamed or easily corrected. At the same time we may stop to
consider some of the disadvantages of a taste for the indeterminate.
We shall be registering a truth and at the same time, perhaps,
giving some encouragement to that rebellion which we may
inwardly feel against this too prevalent manner. The indeterminate
is by its nature ambiguous; it is therefore obscure and uncertain in
its effect, and if used, as in many arts it often is, to convey a
meaning, must fail to do so unequivocally. Where a meaning is not
to be conveyed, as in landscape, architecture, or music, the
illusiveness of the form is not so objectionable: although in all
these objects the tendency to observe forms and to demand them is
a sign of increasing appreciation. The ignorant fail to see the forms
of music, architecture, and landscape, and therefore are insensible
to relative rank and technical values in these spheres; they regard
the objects only as so many stimuli to emotion, as soothing or
enlivening influences. But the sensuous and associative values of
these things -- especially of music -- are so great, that even without
an appreciation of form considerable beauty may be found in them.
In literature, however, where the sensuous value of the words is
comparatively small, indeterminateness of form is fatal to beauty,
and, if extreme, even to expressiveness. For meaning is conveyed
by the _form_ and order of words, not by the words themselves,
and no precision of meaning can be reached without precision of
style. Therefore no respectable writer is voluntarily obscure in the
structure of his phrases -- that is an abuse reserved for the clowns
of literary fashion. But a book is a larger sentence, and if it is
formless it fails to mean anything, for the same reason that an
unformed collection of words means nothing. The chapters and
verses may have said something, as loose words may have a
known sense and a tone; but the book will have brought no
message.
In fact, the absence of form in composition has two stages: that in
which, as in the works of Emerson, significant fragments are
collected, and no system, no total thought, constructed out of them;
and secondly, that in which, as in the writings of the Symbolists of
our time, all the significance is kept back in the individual words,
or even in the syllables that compose them. This mosaic of
word-values has, indeed, a possibility of effect, for the absence of form
does not destroy materials, but, as we have observed, rather allows
the attention to remain fixed upon them; and for this reason
absence of sense is a means of accentuating beauty of sound and
verbal suggestion. But this example shows how the tendency to
neglect structure in literature is a tendency to surrender the use of
language as an instrument of thought The descent is easy from
ambiguity to meaninglessness.
The indeterminate in form is also indeterminate in value. It needs
completion by the mind of the observer and as this completion
differs, the value of the result must vary. An indeterminate object
is therefore beautiful to him who can make it so, and ugly to him
who cannot. It appeals to a few and to them diversely. In fact, the
observer's own mind is the storehouse from which the beautiful
form has to be drawn. If the form is not there, it cannot be applied
to the half-finished object; it is like asking a man without skill to
complete another man's composition. The indeterminate object
therefore requires an active and well-equipped mind, and is
otherwise without value.
It is furthermore unprofitable even to the mind which takes it up; it
stimulates that mind to action, but it presents it with no new object.
We can respond only with those forms of apperception which we
already are accustomed to. A formless object cannot _inform_ the
mind, cannot mould it to a new habit. That happens only when the
data, by their clear determination, compel the eye and imagination
to follow new paths and see new relations. Then we are introduced
to a new beauty, and enriched to that extent. But the indeterminate,
like music to the sentimental, is a vague stimulus. It calls forth at
random such ideas and memories as may lie to hand, stirring the
mind, but leaving it undisciplined and unacquainted with any new
object. This stirring, like that of the pool of Bethesda, may indeed
have its virtue. A creative mind, already rich in experience and
observation, may, under the influence of such a stimulus, dart into
a new thought, and give birth to that with which it is already
pregnant; but the fertilizing seed came from elsewhere, from study
and admiration of those definite forms which nature contains, or
which art, in imitation of nature, has conceived and brought to
perfection.
_Illusion of infinite perfection._
§ 36. The great advantage, then, of indeterminate organization is
that it cultivates that spontaneity, intelligence, and imagination
without which many important objects would remain unintelligible,
and because unintelligible, uninteresting. The beauty of landscape,
the forms of religion and science, the types of human nature itself,
are due to this apperceptive gift. Without it we should have a chaos;
but its patient and ever-fresh activity carves out of the fluid
material a great variety of forms. An object which stimulates us to
this activity, therefore, seems often to be more sublime and
beautiful than one which presents to us a single unchanging form,
however perfect. There seems to be a life and infinity in
the incomplete, which the determinate excludes by its own
completeness and petrifaction. And yet the effort in this very
activity is to reach determination; we can only see beauty in so far
as we introduce form. The instability of the form can be no
advantage to a work of art; the determinate keeps constantly what
the indeterminate reaches only in those moments in which the
observer's imagination is especially propitious. If we feel a certain
disappointment in the monotonous limits of a definite form and its
eternal, unsympathizing message, might we not feel much more
the melancholy transiency of those glimpses of beauty which elude
us in the indeterminate? Might not the torment and uncertainty of
this contemplation, with the self-consciousness it probably
involves, more easily tire us than the quiet companionship of a
constant object? May we not prefer the unchangeable to the
irrecoverable?
We may; and the preference is one which we should all more
clearly feel, were it not for an illusion, proper to the romantic
temperament, which lends a mysterious charm to things which are
indefinite and indefinable. It is the suggestion of infinite perfection.
In reality, perfection is a synonym of finitude. Neither in nature
nor in the fancy can anything be perfect except by realizing a
definite type, which excludes all variation, and contrasts sharply
with every other possibility of being. There is no perfection apart
from a form of apperception or type; and there are as many kinds
of perfection as there are types or forms of apperception latent in
the mind.
Now these various perfections are mutually exclusive. Only in a
kind of aesthetic orgy -- in the madness of an intoxicated
imagination -- can we confuse them. As the Roman emperor
wished that the Roman people had but a single neck, to murder
them at one blow, so we may sometimes wish that all beauties had
but one form, that we might behold them together. But in the
nature of things beauties are incompatible. The spring cannot
coexist with the autumn, nor day with night; what is beautiful in a
child is hideous in a man, and _vice versa;_ every age,
every country, each sex, has a peculiar beauty, finite and
incommunicable; the better it is attained the more completely it
excludes every other. The same is evidently true of schools of art,
of styles and languages, and of every effect whatsoever. It exists
by its finitude and is great in proportion to its determination.
But there is a loose and somewhat helpless state of mind in which
while we are incapable of realizing any particular thought or vision
in its perfect clearness and absolute beauty, we nevertheless feel its
haunting presence in the background of consciousness. And one
reason why the idea cannot emerge from that obscurity is that it is
not alone in the brain; a thousand other ideals, a thousand other
plastic tendencies of thought, simmer there in confusion; and if any
definite image is presented in response to that vague agitation of
our soul, we feel its inadequacy to our need in spite of, or perhaps
on account of, its own particular perfection. We then say that the
classic does not satisfy us, and that the "Grecian cloys us with his
perfectness." We are not capable of that concentrated and serious
attention to one thing at a time which would enable us to sink into
its being, and enjoy the intrinsic harmonies of its form, and the
bliss of its immanent particular heaven; we flounder in the vague,
but at the same time we are full of yearnings, of half-thoughts and
semi-visions, and the upward tendency and exaltation of our mood
is emphatic and overpowering in proportion to our incapacity to
think, speak, or imagine.
The sum of our incoherences has, however, an imposing volume
and even, perhaps, a vague, general direction. We feel ourselves
laden with an infinite burden; and what delights us most and seems
to us to come nearest to the ideal is not what embodies any one
possible form, but that which, by embodying none, suggests many,
and stirs the mass of our inarticulate imagination with a pervasive
thrill. Each thing, without being a beauty in itself, by stimulating
our indeterminate emotion, seems to be a hint and expression of
infinite beauty. That infinite perfection which cannot be realized,
because it is self-contradictory, may be thus suggested, and on
account of this suggestion an indeterminate effect may be regarded
as higher, more significant, and more beautiful than any
determinate one.
The illusion, however, is obvious. The infinite perfection
suggested is an absurdity. What exists is a vague emotion, the
objects of which, if they could emerge from the chaos of a
confused imagination, would turn out to be a multitude of
differently beautiful determinate things. This emotion of infinite
perfection is the _materia prima -- rudis indigestaque moles --_ out
of which attention, inspiration, and art can bring forth an infinity of
particular perfections. Every aesthetic success, whether in
contemplation or production, is the birth of one of these
possibilities with which the sense of infinite perfection is pregnant.
A work of art or an act of observation which remains indeterminate
is, therefore, a failure, however much it may stir our emotion. It is
a failure for two reasons. In the first place this emotion is seldom
wholly pleasant; it is disquieting and perplexing; it brings a desire
rather than a satisfaction. And in the second place, the emotion, not
being embodied, fails to constitute the beauty of anything; and
what we have is merely a sentiment, a consciousness that values
are or might be there, but a failure to extricate those values, or to
make them explicit and recognizable in an appropriate object.
These gropings after beauty have their worth as signs of aesthetic
vitality and intimations of future possible accomplishment; but in
themselves they are abortive, and mark the impotence of the
imagination. Sentimentalism in the observer and romanticism in
the artist are examples of this aesthetic incapacity. Whenever
beauty is really seen and loved, it has a definite embodiment: the
eye has precision, the work has style, and the object has perfection.
The kind of perfection may indeed be new; and if the discovery of
new perfections is to be called romanticism, then romanticism is
the beginning of all aesthetic life. But if by romanticism we mean
indulgence in confused suggestion and in the exhibition of turgid
force, then there is evidently need of education, of attentive labour,
to disentangle the beauties so vaguely felt, and give each its
adequate embodiment. The breadth of our inspiration need not be
lost in this process of clarification, for there is no limit to the
number and variety of forms which the world may be made to wear;
only, if it is to be appreciated as beautiful and not merely felt as
unutterable, it must be seen as a kingdom of forms. Thus the works
of Shakespeare give us a great variety, with a frequent marvellous
precision of characterization, and the forms of his art are definite
although its scope is great.
But by a curious anomaly, we are often expected to see the greatest
expressiveness in what remains indeterminate, and in reality
expresses nothing. As we have already observed, the sense of
profundity and significance is a very detachable emotion; it can
accompany a confused jumble of promptings quite as easily as it
can a thorough comprehension of reality. The illusion of infinite
perfection is peculiarly apt to produce this sensation. That illusion
arises by the simultaneous awakening of many incipient thoughts
and dim ideas; it stirs the depths of the mind as a wind stirs the
thickets of a forest; and the unusual consciousness of the life and
longing of the soul, brought by that gust of feeling, makes us
recognize in the object a singular power, a mysterious meaning.
But the feeling of significance signifies little. All we have in this
case is a potentiality of imagination; and only when this
potentiality begins to be realized in definite ideas, does a real
meaning, or any object which that meaning can mean, arise in the
mind. The highest aesthetic good is not that vague potentiality, nor
that contradictory, infinite perfection so strongly desired; it is the
greatest number and variety of finite perfections. To learn to see in
nature and to enshrine in the arts the typical forms of things; to
study and recognize their variations; to domesticate the
imagination in the world, so that everywhere beauty can be seen,
and a hint found for artistic creation, -- that is the goal of
contemplation. Progress lies in the direction of discrimination and
precision, not in that of formless emotion and reverie.
_Organized nature the source of apperceptive forms; example of
sculpture._
§ 37. The form of the material world is in one sense always
perfectly definite, since the particles that compose it are at each
moment in a given relative position; but a world that had no other
form than that of such a constellation of atoms would remain
chaotic to our perception, because we should not be able to survey
it as a whole, or to keep our attention suspended evenly over its
innumerable parts. According to evolutionary theory, mechanical
necessity has, however, brought about a distribution and
aggregation of elements such as, for our purposes, constitutes
individual things. Certain systems of atoms move together as units;
and these organisms reproduce themselves and recur so often in
our environment, that our senses become accustomed to view their
parts together. Their form becomes a natural and recognizable one.
An order and sequence is established in our imagination by virtue
of the order and sequence in which the corresponding impressions
have come to our senses. We can remember, reproduce, and in
reproducing vary, by kaleidoscopic tricks of the fancy, the forms in
which our perceptions have come.
The mechanical organization of external nature is thus the source
of apperceptive forms in the mind. Did not sensation, by a constant
repetition of certain sequences, and a recurring exactitude of
mathematical relations, keep our fancy clear and fresh, we should
fall into an imaginative lethargy. Idealization would degenerate
into indistinctness, and, by the dulling of our memory, we should
dream a world daily more poor and vague.
This process is periodically observable in the history of the arts.
The way in which the human figure, for instance, is depicted, is an
indication of the way in which it is apperceived. The arts give back
only so much of nature as the human eye has been able to master.
The most primitive stage of drawing and sculpture presents man
with his arms and legs, his ten fingers and ten toes, branching out
into mid-air; the apperception of the body has been evidently
practical and successive, and the artist sets down what he knows
rather than any of the particular perceptions that conveyed that
knowledge. Those perceptions are merged and lost in the haste to
reach the practically useful concept of the object. By a naïve
expression of the same principle, we find in some Assyrian
drawings the eye seen from the front introduced into a face seen in
profile, each element being represented in that form in which it
was most easily observed and remembered. The development of
Greek sculpture furnishes a good example of the gradual
penetration of nature into the mind, of the slowly enriched
apperception of the object. The quasi-Egyptian stiffness melts
away, first from the bodies of the minor figures, afterwards of
those of the gods, and finally the face is varied, and the hieratic
smile almost disappears.[10]
But this progress has a near limit; once the most beautiful and
inclusive apperception reached, once the best form caught at its
best moment, the artist seems to have nothing more to do. To
reproduce the imperfections of individuals seems wrong, when
beauty, after all, is the thing desired. And the ideal, as caught by
the master's inspiration, is more beautiful than anything his pupils
can find for themselves in nature. From its summit, the art
therefore declines in one of two directions. It either becomes
academic, forsakes the study of nature, and degenerates into empty
convention, or else it becomes ignoble, forsakes beauty, and sinks
into a tasteless and unimaginative technique. The latter was the
course of sculpture in ancient times, the former, with moments of
reawakening, has been its dreadful fate among the moderns.
This reawakening has come whenever there has been a return to
nature, for a new form of apperception and a new ideal. Of this
return there is continual need in all the arts; without it our
apperceptions grow thin and worn, and subject to the sway of
tradition and fashion. We continue to judge about beauty, but we
give up looking for it. The remedy is to go back to the reality, to
study it patiently, to allow new aspects of it to work upon the mind,
sink into it, and beget there an imaginative offspring after their
own kind. Then a new art can appear, which, having the same
origin in admiration for nature which the old art had, may hope to
attain the same excellence in a new direction.
In fact, one of the dangers to which a modern artist is exposed is
the seduction of his predecessors. The gropings of our muse, the
distracted experiments of our architecture, often arise from the
attraction of some historical school; we cannot work out our own
style because we are hampered by the beauties of so many others.
The result is an eclecticism, which, in spite of its great historical
and psychological interest, is without aesthetic unity or permanent
power to please. Thus the study of many schools of art may
become an obstacle to proficiency in any.
_Utility the principle of organization in nature._
§ 38. Utility (or, as it is now called, adaptation, and natural
selection) organizes the material world into definite species and
individuals. Only certain aggregations of matter are in equilibrium
with the prevailing forces of the environment. Gravity, for instance,
is in itself a chaotic force; it pulls all particles indiscriminately
together without reference to the wholes into which the human eye
may have grouped them. But the result is not chaos, because matter
arranged in some ways is welded together by the very tendency
which disintegrates it when arranged in other forms. These forms,
selected by their congruity with gravity, are therefore fixed in
nature, and become types. Thus the weight of the stones keeps the
pyramid standing: here a certain shape has become a guarantee of
permanence in the presence of a force in itself mechanical and
undiscriminating. It is the utility of the pyramidal form -- its fitness
to stand -- that has made it a type in building. The Egyptians
merely repeated a process that they might have observed going on
of itself in nature, who builds a pyramid in every hill, not indeed
because she wishes to, or because pyramids are in any way an
object of her action, but because she has no force which can easily
dislodge matter that finds itself in that shape.
Such an accidental stability of structure is, in this moving world, a
sufficient principle of permanence and individuality. The same
mechanical principles, in more complex applications, insure the
persistence of animal forms and prevent any permanent deviation
from them. What is called the principle of self-preservation, and
the final causes and substantial forms of the Aristotelian
philosophy, are descriptions of the result of this operation. The
tendency of everything to maintain and propagate its nature is
simply the inertia of a stable juxtaposition of elements, which are
not enough disturbed by ordinary accidents to lose their
equilibrium; while the incidence of a too great disturbance causes
that disruption we call death, or that variation of type, which, on
account of its incapacity to establish itself permanently, we call
abnormal.
Nature thus organizes herself into recognizable species; and the
aesthetic eye, studying her forms, tends, as we have already shown,
to bring the type within even narrower limits than do the external
exigencies of life.
_The relation of utility to beauty._
§ 39. This natural harmony between utility and beauty, when its
origin is not understood, is of course the subject of much perplexed
and perplexing theory. Sometimes we are told that utility is itself
the essence of beauty, that is, that our consciousness of the
practical advantages of certain forms is the ground of our aesthetic
admiration of them. The horse's legs are said to be beautiful
because they are fit to run, the eye because it is made to see, the
house because it is convenient to live in. An amusing application --
which might pass for a _reductio ad absurdum,_ -- of this dense
theory is put by Xenophon into the mouth of Socrates. Comparing
himself with a youth present at the same banquet, who was about
to receive the prize of beauty, Socrates declares himself more
beautiful and more worthy of the crown. For utility makes beauty,
and eyes bulging out from the head like his are the most
advantageous for seeing; nostrils wide and open to the air, like his,
most appropriate for smell; and a mouth large and voluminous, like
his, best fitted for both eating and kissing.[11]
Now since these things are, in fact, hideous, the theory that shows
they _ought to be_ beautiful, is vain and ridiculous. But that
theory contains this truth: that had the utility of Socratic features
been so great that men of all other type must have perished,
Socrates would have been beautiful. He would have represented
the human type. The eye would have been then accustomed to that
form, the imagination would have taken it as the basis of its
refinements, and accentuated its naturally effective points. The
beautiful does not depend on the useful; it is constituted by the
imagination in ignorance and contempt of practical advantage; but
it is not independent of the necessary, for the necessary must also
be the habitual and consequently the basis of the type, and of all its
imaginative variations.
There are, moreover, at a late and derivative stage in our aesthetic
judgment, certain cases in which the knowledge of fitness and
utility enters into our sense of beauty. But it does so very indirectly,
rather by convincing us that we should tolerate what practical
conditions have imposed on an artist, by arousing admiration of his
ingenuity, or by suggesting the interesting things themselves with
which the object is known to be connected. Thus a cottage-chimney,
stout and tall, with the smoke floating from it, pleases because
we fancy it to mean a hearth, a rustic meal, and a comfortable
family. But that is all extraneous association. The most
ordinary way in which utility affects us is negatively; if we
know a thing to be useless and fictitious, the uncomfortable
haunting sense of waste and trickery prevents all enjoyment, and
therefore banishes beauty. But this is also an adventitious
complication. The intrinsic value of a form is in no way affected by it.
Opposed to this utilitarian theory stands the metaphysical one that
would make the beauty or intrinsic rightness of things the source of
their efficiency and of their power to survive. Taken literally, as it
is generally meant, this idea must, from our point of view, appear
preposterous. Beauty and rightness are relative to our judgment
and emotion; they in no sense exist in nature or preside over her.
She everywhere appears to move by mechanical law. The types of
things exist by what, in relation to our approbation, is mere chance,
and it is our faculties that must adapt themselves to our
environment and not our environment to our faculties. Such is the
naturalistic point of view which we have adopted.
To say, however, that beauty is in some sense the ground of
practical fitness, need not seem to us wholly unmeaning. The fault
of the Platonists who say things of this sort is seldom that of
emptiness. They have an intuition; they have sometimes a strong
sense of the facts of consciousness. But they turn their discoveries
into so many revelations, and the veil of the infinite and absolute
soon covers their little light of specific truth. Sometimes, after
patient digging, the student comes upon the treasure of some
simple fact, some common experience, beneath all their mystery
and unction. And so it may be in this case. If we make allowances
for the tendency to express experience in allegory and myth, we
shall see that the idea of beauty and rationality presiding over
nature and guiding her, as it were, for their own greater glory, is a
projection and a writing large of a psychological principle.
The mind that perceives nature is the same that understands and
enjoys her; indeed, these three functions are really elements of one
process. There is therefore in the mere perceptibility of a thing a
certain prophecy of its beauty; if it were not on the road to beauty,
if it had no approach to fitness to our faculties of perception, the
object would remain eternally unperceived. The sense, therefore,
that the whole world is made to be food for the soul; that beauty is
not only its own, but all things' excuse for being; that universal
aspiration towards perfection is the key and secret of the world, --
that sense is the poetical reverberation of a psychological fact -- of
the fact that our mind is an organism tending to unity, to
unconsciousness of what is refractory to its action, and to
assimilation and sympathetic transformation of what is kept within
its sphere. The idea that nature could be governed by an aspiration
towards beauty is, therefore, to be rejected as a confusion, but at
the same time we must confess that this confusion is founded on a
consciousness of the subjective relation between the perceptibility,
rationality, and beauty of things.
_Utility the principle of organization in the arts._
§ 40. This subjective relation is, however, exceedingly loose. Most
things that are perceivable are not perceived so distinctly as to be
intelligible, nor so delightfully as to be beautiful. If our eye had
infinite penetration, or our imagination infinite elasticity, this
would not be the case; to see would then be to understand and to
enjoy. As it is, the degree of determination needed for perception is
much less than that needed for comprehension or ideality. Hence
there is room for hypothesis and for art. As hypothesis organizes
experiences imaginatively in ways in which observation has not
been able to do, so art organizes objects in ways to which nature,
perhaps, has never condescended.
The chief thing which the imitative arts add to nature is
permanence, the lack of which is the saddest defect of many
natural beauties. The forces which determine natural forms,
therefore, determine also the forms of the imitative arts. But the
non-imitative arts supply organisms different in kind from those
which nature affords. If we seek the principle by which these
objects are organized, we shall generally find that it is likewise
utility. Architecture, for instance, has all its forms suggested by
practical demands. Use requires our buildings to assume certain
determinate forms; the mechanical properties of our materials, the
exigency of shelter, light, accessibility, economy, and convenience,
dictate the arrangements of our buildings.
Houses and temples have an evolution like that of animals and
plants. Various forms arise by mechanical necessity, like the cave,
or the shelter of overhanging boughs. These are perpetuated by a
selection in which the needs and pleasures of man are the
environment to which the structure must be adapted. Determinate
forms thus establish themselves, and the eye becomes accustomed
to them. The line of use, by habit of apperception, becomes the line
of beauty. A striking example may be found in the pediment of the
Greek temple and the gable of the northern house. The exigencies
of climate determine these forms differently, but the eye in each
case accepts what utility imposes. We admire height in one and
breadth in the other, and we soon find the steep pediment heavy
and the low gable awkward and mean.
It would be an error, however, to conclude that habit alone
establishes the right proportion in these various types of building.
We have the same intrinsic elements to consider as in natural
forms. That is, besides the unity of type and correspondence of
parts which custom establishes, there are certain appeals to more
fundamental susceptibilities of the human eye and imagination.
There is, for instance, the value of abstract form, determined by the
pleasantness and harmony of implicated retinal or muscular
tensions. Different structures contain or suggest more or less of
this kind of beauty, and in that proportion may be called
intrinsically better or worse. Thus artificial forms may be arranged
in a hierarchy like natural ones, by reference to the absolute values
of their contours and masses. Herein lies the superiority of a Greek
to a Chinese vase, or of Gothic to Saracenic construction. Thus
although every useful form is capable of proportion and beauty,
when once its type is established, we cannot say that this beauty is
always potentially equal; and an iron bridge, for instance, although
it certainly possesses and daily acquires aesthetic interest, will
probably never, on the average, equal a bridge of stone.
_Form and adventitious ornament._
§ 41. Beauty of form is the last to be found or admired in artificial
as in natural objects. Time is needed to establish it, and training
and nicety of perception to enjoy it. Motion or colour is what first
interests a child in toys, as in animals; and the barbarian artist
decorates long before he designs. The cave and wigwam are
daubed with paint, or hung with trophies, before any pleasure is
taken in their shape; and the appeal to the detached senses, and to
associations of wealth and luxury, precedes by far the appeal to the
perceptive harmonies of form. In music we observe the same
gradation; first, we appreciate its sensuous and sentimental value;
only with education can we enjoy its form. The plastic arts begin,
therefore, with adventitious ornament and with symbolism. The
aesthetic pleasure is in the richness of the material, the profusion of
the ornament, the significance of the shape -- in everything, rather
than in the shape itself.
We have accordingly, in works of art two independent sources of
effect. The first is the useful form, which generates the type, and
ultimately the beauty of form, when the type has been idealized by
emphasizing its intrinsically pleasing traits. The second is the
beauty of ornament, which comes from the excitement of the
senses, or of the imagination, by colour, or by profusion or
delicacy of detail. Historically, the latter is first developed, and
applied to a form as yet merely useful. But the very presence of
ornament attracts contemplation; the attention lavished on the
object helps to fix its form in the mind, and to make us
discriminate the less from the more graceful. The two kinds of
beauty are then felt, and, yielding to that tendency to unity which
the mind always betrays, we begin to subordinate and organize
these two excellences. The ornament is distributed so as to
emphasize the aesthetic essence of the form; to idealize it even
more, by adding adventitious interests harmoniously to the
intrinsic interest of the lines of structure.
There is here a great field, of course, for variety of combination
and compromise. Some artists are fascinated by the decoration, and
think of the structure merely as the background on which it can be
most advantageously displayed. Others, of more austere taste,
allow ornament only to emphasize the main lines of the design, or
to conceal such inharmonious elements as nature or utility may
prevent them from eliminating.[12] We may thus oscillate between
decorative and structural motives, and only in one point, for each
style, can we find the ideal equilibrium, in which the greatest
strength and lucidity is combined with the greatest splendour.
A less subtle, but still very effective, combination is that hit upon
by many oriental and Gothic architects, and found, also, by
accident perhaps, in many buildings of the plateresque style; the
ornament and structure are both presented with extreme emphasis,
but locally divided; a vast rough wall, for instance, represents the
one, and a profusion of mad ornament huddled around a central
door or window represents the other.
Gothic architecture offers us in the pinnacle and flying buttress a
striking example of the adoption of a mechanical feature, and its
transformation into an element of beauty. Nothing could at first
sight be more hopeless than the external half-arch propping the
side of a pier, or the chimney-like weight of stones pressing it
down from above; but a courageous acceptance of these necessities,
and a submissive study of their form, revealed a new and strange
effect: the bewildering and stimulating intricacy of masses
suspended in mid-air; the profusion of line, variety of surface, and
picturesqueness of light and shade. It needed but a little applied
ornament judiciously distributed; a moulding in the arches; a florid
canopy and statue amid the buttresses; a few grinning monsters
leaning out of unexpected nooks; a leafy budding of the topmost
pinnacles; a piercing here and there of some little gallery, parapet,
or turret into lacework against the sky -- and the building became a
poem, an inexhaustible emotion. Add some passing cloud casting
its moving shadow over the pile, add the circling of birds about the
towers, and you have an unforgettable type of beauty; not perhaps
the noblest, sanest, or most enduring, but one for the existence of
which the imagination is richer, and the world more interesting.
In this manner we accept the forms imposed upon us by utility, and
train ourselves to apperceive their potential beauty. Familiarity
breeds contempt only when it breeds inattention. When the mind is
absorbed and dominated by its perceptions, it incorporates into
them more and more of its own functional values, and makes them
ultimately beautiful and expressive. Thus no language can be ugly
to those who speak it well, no religion unmeaning to those who
have learned to pour their life into its moulds.
Of course these forms vary in intrinsic excellence; they are by their
specific character more or less fit and facile for the average mind.
But the man and the age are rare who can choose their own path;
we have generally only a choice between going ahead in the
direction already chosen, or halting and blocking the path for
others. The only kind of reform usually possible is reform from
within; a more intimate study and more intelligent use of the
traditional forms. Disaster follows rebellion against tradition or
against utility, which are the basis and root of our taste and
progress. But, within the given school, and as exponents of its
spirit, we can adapt and perfect our works, if haply we are better
inspired than our predecessors. For the better we know a given
thing, and the more we perceive its strong and weak points, the
more capable we are of idealizing it.
_Form in words._
§ 42. The main effect of language consists in its meaning, in the
ideas which it expresses. But no expression is possible without a
presentation, and this presentation must have a form. This form of
the instrument of expression is itself an element of effect, although
in practical life we may overlook it in our haste to attend to the
meaning it conveys. It is, moreover, a condition of the kind of
expression possible, and often determines the manner in which the
object suggested shall be apperceived. No word has the exact value
of any other in the same or in another language.[13] But the
intrinsic effect of language does not stop there. The single word is
but a stage in the series of formations which constitute language,
and which preserve for men the fruit of their experience, distilled
and concentrated into a symbol.
This formation begins with the elementary sounds themselves,
which have to be discriminated and combined to make recognizable
symbols. The evolution of these symbols goes on spontaneously,
suggested by our tendency to utter all manner of sounds,
and preserved by the ease with which the ear discriminates
these sounds when made. Speech would be an absolute and
unrelated art, like music, were it not controlled by utility. The
sounds have indeed no resemblance to the objects they symbolize;
but before the system of sounds can represent the system of objects,
there has to be a correspondence in the groupings of both. The
structure of language, unlike that of music, thus becomes a mirror
of the structure of the world as presented to the intelligence.
Grammar, philosophically studied, is akin to the deepest
metaphysics, because in revealing the constitution of speech, it
reveals the constitution of thought, and the hierarchy of those
categories by which we conceive the world. It is by virtue of this
parallel development that language has its function of expressing
experience with exactness, and the poet -- to whom language is an
instrument of art -- has to employ it also with a constant reference
to meaning and veracity; that is, he must be a master of experience
before he can become a true master of words. Nevertheless,
language is primarily a sort of music, and the beautiful effects
which it produces are due to its own structure, giving, as it
crystallizes in a new fashion, an unforeseen form to experience.
Poets may be divided into two classes: the musicians and the
psychologists. The first are masters of significant language
as harmony; they know what notes to sound together and in
succession; they can produce, by the marshalling of sounds and
images, by the fugue of passion and the snap of wit, a thousand
brilliant effects out of old materials. The Ciceronian orator, the
epigrammatic, lyric, and elegiac poets, give examples of this art.
The psychologists, on the other hand, gain their effect not by the
intrinsic mastery of language, but by the closer adaptation of it to
things. The dramatic poets naturally furnish an illustration.
But however transparent we may wish to make our language,
however little we may call for its intrinsic effects, and direct our
attention exclusively to its expressiveness, we cannot avoid the
limitations of our particular medium. The character of the tongue a
man speaks, and the degree of his skill in speaking it, must always
count enormously in the aesthetic value of his compositions; no
skill in observation, no depth of thought or feeling, but is spoiled
by a bad style and enhanced by a good one. The diversities of
tongues and their irreducible aesthetic values, begins with the very
sound of the letters, with the mode of utterance, and the
characteristic inflections of the voice; notice, for instance, the
effect of the French of these lines of Alfred de Musset,
Jamais deux yeux plus doux n'ont du ciel le plus pur
Sondé la profondeur et réfléchi l'azur.
and compare with its flute-like and treble quality the breadth, depth,
and volume of the German in this inimitable stanza of Goethe's:
Ueber alien Gipfeln
Ist Ruh,
In allen Wipfeln
Spürest du
Kaum einen Hauch;
Die Vögelein schweigen im Walde.
Warte nur, balde
Ruhest du auch.
Even if the same tune could be played on both these vocal
instruments, the difference in their _timbre_ would make the value
of the melody entirely distinct in each case.
_Syntactical form._
§ 43. The known impossibility of adequate translation appears here
at the basis of language. The other diversities are superadded upon
this diversity of sound. The syntax is the next source of effect.
What could be better than Homer, or what worse than almost any
translation of him? And this holds even of languages so closely
allied as the Indo-European, which, after all, have certain
correspondences of syntax and inflection. If there could be a
language with other parts of speech than ours, -- a language
without nouns, for instance, -- how would that grasp of experience,
that picture of the world, which all our literature contains, be
reproduced in it? Whatever beauties that language might be
susceptible of, none of the effects produced on us, I will not say by
poets, but even by nature itself, could be expressed in it.
Nor is such a language inconceivable. Instead of summarizing all
our experiences of a thing by one word, its name, we should have
to recall by appropriate adjectives the various sensations we had
received from it; the objects we think of would be disintegrated, or,
rather, would never have been unified. For "sun," they would say
"high, yellow, dazzling, round, slowly moving," and the
enumeration of these qualities (as we call them), without any
suggestion of a unity at their source, might give a more vivid, and
profound, if more cumbrous, representation of the facts. But how
could the machinery of such an imagination be capable of
repeating the effects of ours, when the objects to us most obvious
and real would be to those minds utterly indescribable?
The same diversity appears in the languages we ordinarily know,
only in a lesser degree. The presence or absence of case-endings in
nouns and adjectives, their difference of gender, the richness of
inflections in the verbs, the frequency of particles and conjunctions,
-- all these characteristics make one language differ from another
entirely in genius and capacity of expression. Greek is probably the
best of all languages in melody, richness, elasticity, and simplicity;
so much so, that in spite of its complex inflections, when once a
vocabulary is acquired, it is more easy and natural for a modern
than his ancestral Latin itself. Latin is the stiffer tongue; it is by
nature at once laconic and grandiloquent, and the exceptional
condensation and transposition of which it is capable make its
effects entirely foreign to a modern, scarcely inflected, tongue.
Take, for instance, these lines of Horace:
me tabula sacer
votiva paries indicat uvida
suspendisse potenti
vestimenta maris deo,
or these of Lucretius:
Jauaque caput quassans grandis suspirat arator
Crebrius incassum magnum cecidisse laborem.
What conglomerate plebeian speech of our time could utter the
stately grandeur of these Lucretian words, every one of which is
noble, and wears the toga?
As a substitute for the inimitable interpenetration of the words in
the Horatian strophe, we might have the external links of rhyme;
and it seems, in fact, to be a justification of rhyme, that besides
contributing something to melody and to the distribution of parts, it
gives an artificial relationship to the phrases between which it
obtains, which, but for it, would run away from one another in a
rapid and irrevocable flux. In such a form as the sonnet, for
instance, we have, by dint of assonance, a real unity forced upon
the thought; for a sonnet in which the thought is not distributed
appropriately to the structure of the verse, has no excuse for being
a sonnet. By virtue of this interrelation of parts, the sonnet, the
_non plus ultra_ of rhyme, is the most classic of modern poetical
forms: much more classic in spirit than blank verse, which lacks
almost entirely the power of synthesizing the phrase, and making
the unexpected seem the inevitable.
This beauty given to the ancients by the syntax of their language,
the moderns can only attain by the combination of their rhymes. It
is a bad substitute perhaps, but better than the total absence of form,
favoured by the atomic character of our words, and the flat
juxtaposition of our clauses. The art which was capable of making
a gem of every prose sentence, -- the art which, carried, perhaps, to,
a pitch at which it became too conscious, made the phrases of
Tacitus a series of cameos, -- that art is inapplicable to our looser
medium; we cannot give clay the finish and nicety of marble. Our
poetry and speech in general, therefore, start out upon a lower level;
the same effort will not, with this instrument, attain the same
beauty. If equal beauty is ever attained, it comes from the wealth of
suggestion, or the refinement of sentiment. The art of words
remains hopelessly inferior. And what best proves this, is that
when, as in our time, a reawakening of the love of beauty has
prompted a refinement of our poetical language, we pass so soon
into extravagance, obscurity, and affectation. Our modern
languages are not susceptible of great formal beauty.
_Literary form. The plot._
§ 44. The forms of composition in verse and prose which are
practised in each language are further organizations of words, and
have formal values. The most exacting of these forms and that
which has been carried to the greatest perfection is the drama; but
it belongs to rhetoric and poetics to investigate the nature of these
effects, and we have here sufficiently indicated the principle which
underlies them. The plot, which Aristotle makes, and very justly,
the most important element in the effect of a drama, is the formal
element of the drama as such: the ethos and sentiments are the
expression, and the versification, music, and stage settings are the
materials. It is in harmony with the romantic tendency of modern
times that modern dramatists -- Shakespeare as well as Molière,
Calderon, and the rest -- excel in ethos rather than in plot; for it is
the evident characteristic of modern genius to study and enjoy
expression, -- the suggestion of the not-given, -- rather than form,
the harmony of the given.
Ethos is interesting mainly for the personal observations which it
summarizes and reveals, or for the appeal to one's own actual or
imaginative experience; it is portrait-painting, and enshrines
something we love independently of the charm which at this
moment and in this place it exercises over us. It appeals to our
affections; it does not form them. But the plot is the synthesis of
actions, and is a reproduction of those experiences from which our
notion of men and things is originally derived; for character can
never be observed in the world except as manifested in action.
Indeed, it would be more fundamentally accurate to say that a
character is a symbol and mental abbreviation for a peculiar set of
acts, than to say that acts are a manifestation of character. For the
acts are the data, and the character the inferred principle, and a
principle, in spite of its name, is never more than a description _a
posteriori,_ and a summary of what is subsumed under it. The plot,
moreover, is what gives individuality to the play, and exercises
invention; it is, as Aristotle again says, the most difficult portion of
dramatic art, and that for which practice and training are most
indispensable. And this plot, giving by its nature a certain picture
of human experience, involves and suggests the ethos of its actors.
What the great characterizes, like Shakespeare, do, is simply to
elaborate and develope (perhaps far beyond the necessities of the
plot) the suggestion of human individuality which that plot
contains. It is as if, having drawn from daily observation some
knowledge of the tempers of our friends, we represented them
saying and doing all manner of ultra-characteristic things, and in
an occasional soliloquy laying bare, even more clearly than by any
possible action, that character which their observed behaviour had
led us to impute to them. This is an ingenious and fascinating
invention, and delights us with the clear discovery of a hidden
personality; but the serious and equable development of a plot has
a more stable worth in its greater similarity to life, which allows us
to see other men's minds through the medium of events, and not
events through the medium of other men's minds.
_Character as an aesthetic form._
§ 45. We have just come upon one of the unities most coveted in
our literature, and most valued by us when attained, -- the portrait,
the individuality, the character. The construction of a plot we call
invention, but that of a character we dignify with the name of
creation. It may therefore not be amiss, in finishing our discussion
of form, to devote a few pages to the psychology of character-drawing.
How does the unity we call a character arise, how is it described, and
what is the basis of its effect?
We may set it down at once as evident that we have here a case of
the type: the similarities of various persons are amalgamated, their
differences cancelled, and in the resulting percept those traits
emphasized which have particularly pleased or interested us. This,
in the abstract, may serve for a description of the origin of an idea
of character quite as well as of an idea of physical form. But the
different nature of the material -- the fact that a character is not a
presentation to sense, but a rationalistic synthesis of successive
acts and feelings, not combinable into any image -- makes such a
description much more unsatisfying in this case than in that
of material forms. We cannot understand exactly how these
summations and cancellings take place when we are not dealing
with a visible object. And we may even feel that there is a
wholeness and inwardness about the development of certain ideal
characters, that makes such a treatment of them fundamentally
false and artificial. The subjective element, the spontaneous
expression of our own passion and will, here counts for so much,
that the creation of an ideal character becomes a new and peculiar
problem.
There is, however, a way of conceiving and delineating character
which still bears a close resemblance to the process by which the
imagination produces the type of any physical species. We may
gather, for instance, about the nucleus of a word, designating some
human condition or occupation, a number of detached observations.
We may keep a note-book in our memory, or even in our pocket,
with studious observations of the language, manners, dress, gesture,
and history of the people _we_ meet, classifying our statistics
under such heads as innkeepers, soldiers, housemaids, governesses,
adventuresses, Germans, Frenchmen, Italians, Americans, actors,
priests, and professors. And then, when occasion offers, to describe,
or to put into a book or a play, any one of these types, all we have
to do is to look over our notes, to select according to the needs of
the moment, and if we are skilful in reproduction, to obtain by that
means a life-like image of the sort of person we wish to represent.
This process, which novelists and playwrights may go through
deliberately, we all carry on involuntarily. At every moment
experience is leaving in our minds some trait, some expression,
some image, which will remain there attached to the name of a
person, a class, or a nationality. Our likes and dislikes, our
summary judgments on whole categories of men, are nothing but
the distinct survival of some such impression. These traits have
vivacity. If the picture they draw is one-sided and inadequate, the
sensation they recall may be vivid, and suggestive of many other
aspects of the thing. Thus the epithets in Homer, although they are
often far from describing the essence of the object -- glankopis Athena
enkeides Achaioi -- seem to recall a sensation, and to give
vitality to the narrative. By bringing you, through one sense, into
the presence of the object, they give you that same hint of further
discovery, that same expectation of experience, which we have at
the sight of whatever we call real.
The graphic power of this method of observation and aggregation
of characteristic traits is thus seen to be great. But it is not by this
method that the most famous or most living characters have been
conceived. This method gives the average, or at most the salient,
points of the type, but the great characters of poetry -- a Hamlet, a
Don Quixote, an Achilles -- are no averages, they are not even a
collection of salient traits common to certain classes of men. They
seem to be persons; that is, their actions and words seem to spring
from the inward nature of an individual soul. Goethe is reported to
have said that he conceived the character of his Gretchen entirely
without observation of originals. And, indeed, he would probably
not have found any. His creation rather is the original to which we
may occasionally think we see some likeness in real maidens. It is
the fiction here that is the standard of naturalness. And on this, as
on so many occasions, we may repeat the saying that poetry is
truer than history. Perhaps no actual maid ever spoke and acted so
naturally as this imaginary one.
If we think there is any paradox in these assertions, we should
reflect that the standard of naturalness, individuality, and truth is in
us. A real person seems to us to have character and consistency
when his behaviour is such as to impress a definite and simple
image upon our mind. In themselves, if we could count all their
undiscovered springs of action, all men have character and
consistency alike: all are equally fit to be types. But their
characters are not equally intelligible to us, their behaviour is not
equally deducible, and their motives not equally appreciable.
Those who appeal most to us, either in themselves or by the
emphasis they borrow from their similarity to other individuals, are
those we remember and regard as the centres around which
variations oscillate. These men are natural: all others are more or
less eccentric.
_Ideal characters._
§ 46. The standard of naturalness being thus subjective, and
determined by the laws of our imagination, we can understand why
a spontaneous creation of the mind can be more striking and living
than any reality, or any abstraction from realities. The artist can
invent a form which, by its adaptation to the imagination, lodges
there, and becomes a point of reference for all observations, and a
standard of naturalness and beauty. A type may be introduced to
the mind suddenly, by the chance presentation of a form that by its
intrinsic impressiveness and imaginative coherence, acquires that
pre-eminence which custom, or the mutual reinforcement of
converging experiences, ordinarily gives to empirical percepts.
This method of originating types is what we ordinarily describe as
artistic creation. The name indicates the suddenness, originality,
and individuality of the conception thus attained. What we call
idealization is often a case of it. In idealization proper, however,
what happens is the elimination of individual eccentricities; the
result is abstract, and consequently meagre. This meagreness is
often felt to be a greater disadvantage than the accidental and
picturesque imperfection of real individuals, and the artist
therefore turns to the brute fact, and studies and reproduces that
with indiscriminate attention, rather than lose strength and
individuality in the presentation of an insipid type. He seems
forced to a choice between an abstract beauty and an unlovely
example.
But the great and masterful presentations of the ideal are somehow
neither the one nor the other. They present ideal beauty with just
that definiteness with which nature herself sometimes presents it.
When we come in a crowd upon an incomparably beautiful face,
we know it immediately as an embodiment of the ideal; while it
contains the type, -- for if it did not we should find it monstrous
and grotesque, -- it clothes that type in a peculiar splendour of
form, colour, and expression. It has an individuality. And just so
the imaginary figures of poetry and plastic art may have an
individuality given them by the happy affinities of their elements
in the imagination. They are not idealizations, they are
spontaneous variations, which can arise in the mind quite as easily
as in the world. They spring up in
The wreathèd trellis of a working brain;
. . . With all the gardener fancy e'er could feign
Who, breeding flowers, will never breed the same.
Imagination, in a word, generates as well as abstracts; it observes,
combines, and cancels; but it also dreams. Spontaneous syntheses
arise in it which are not mathematical averages of the images it
receives from sense; they are effects of diffused excitements left in
the brain by sensations. These excitements vary constantly in their
various renewals, and occasionally take such a form that the soul is
surprised by the inward vision of an unexampled beauty. If this
inward vision is clear and steady, we have an aesthetic inspiration,
a vocation to create; and if we can also command the technique of
an appropriate art, we shall hasten to embody that inspiration, and
realize an ideal. This ideal will be gradually recognized as
supremely beautiful for the same reason that the object, had it been
presented in the real world, would have been recognized as
supremely beautiful; because while embodying a known type of
form, -- being, that is, a proper man, animal, or vegetable, -- it
possessed in an extraordinary degree those direct charms which
most subjugate our attention.
Imaginary forms then differ in dignity and beauty not according to
their closeness to fact or type in nature, but according to the ease
with which the normal imagination reproduces the synthesis they
contain. To add wings to a man has always been a natural fancy;
because man can easily imagine himself to fly, and the idea is
delightful to him. The winged man is therefore a form generally
recognized as beautiful; although it can happen, as it did to
Michael Angelo, that our appreciation of the actual form of the
human body should be too keen and overmastering to allow us to
relish even so charming and imaginative an extravagance. The
centaur is another beautiful monster. The imagination can easily
follow the synthesis of the dream in which horse and man melted
into one, and first gave the glorious suggestion of their united
vitality.
The same condition determines the worth of imaginary
personalities. From the gods to the characters of comedy, all are, in
proportion to their beauty, natural and exhilarating expressions of
possible human activity. We sometimes remould visible forms into
imaginary creatures; but our originality in this respect is meagre
compared with the profusion of images of action which arise in us,
both asleep and awake; we constantly dream of new situations,
extravagant adventures, and exaggerated passions. Even our
soberer thoughts are very much given to following the possible
fortunes of some enterprise, and foretasting the satisfactions of
love and ambition. The mind is therefore particularly sensitive to
pictures of action and character; we are easily induced to follow
the fortunes of any hero, and share his sentiments.
Our will, as Descartes said in a different context, is infinite, while
our intelligence is finite; we follow experience pretty closely in our
ideas of things, and even the furniture of fairyland bears a sad
resemblance to that of earth; but there is no limit to the elasticity of
our passion; and we love to fancy ourselves kings and beggars,
saints and villains, young and old, happy and unhappy. There
seems to be a boundless capacity of development in each of us,
which the circumstances of life determine to a narrow channel; and
we like to revenge ourselves in our reveries for this imputed
limitation, by classifying ourselves with all that we are not, but
might so easily have been. We are full of sympathy for every
manifestation of life, however unusual; and even the conception of
infinite knowledge and happiness -- than which nothing could be
more removed from our condition or more unrealizable to our
fancy -- remains eternally interesting to us.
The poet, therefore, who wishes to delineate a character need not
keep a note-book. There is a quicker road to the heart -- if he has
the gift to find it. Probably his readers will not themselves have
kept note-books, and his elaborate observations will only be
effective when he describes something which they also happen to
have noticed. The typical characters describable by the empirical
method are therefore few: the miser, the lover, the old nurse, the
ingénue, and the other types of traditional comedy. Any greater
specification would appeal only to a small audience for a short
time, because the characteristics depicted would no longer exist to
be recognized. But whatever experience a poet's hearers may have
had, they are men. They will have certain imaginative capacities to
conceive and admire those forms of character and action which,
although never actually found, are felt by each man to express
what he himself might and would have been, had circumstances
been more favourable.
The poet has only to study himself, and the art of expressing his
own ideals, to find that he has expressed those of other people. He
has but to enact in himself the part of each of his personages, and if
he possesses that pliability and that definiteness of imagination
which together make genius, he may express for his fellows those
inward tendencies which in them have remained painfully dumb.
He will be hailed as master of the human soul. He may know
nothing of men, he may have almost no experience; but his
creations will pass for models of naturalness, and for types of
humanity. Their names will be in every one's mouth, and the lives
of many generations will be enriched by the vision, one might
almost say by the friendship, of these imaginary beings. They have
individuality without having reality, because individuality is a
thing acquired in the mind by the congeries of its impressions.
They have power, also, because that depends on the appropriateness
of a stimulus to touch the springs of reaction in the soul.
And they of course have beauty, because in them is embodied
the greatest of our imaginative delights, -- that of giving body to
our latent capacities, and of wandering, without the strain and
contradiction of actual existence, into all forms of possible being.
_The religious imagination._
§ 47. The greatest of these creations hare not been the work of any
one man. They have been the slow product of the pious and poetic
imagination. Starting from some personification of nature or some
memory of a great man, the popular and priestly tradition has
refined and developed the ideal; it has made it an expression of
men's aspiration and a counterpart of their need. The devotion of
each tribe, shrine, and psalmist has added some attribute to the god
or some parable to his legend; and thus, around the kernel of some
original divine function, the imagination of a people has gathered
every possible expression of it, creating a complete and beautiful
personality, with its history, its character, and its gifts. No poet has
ever equalled the perfection or significance of these religious
creations. The greatest characters of fiction are uninteresting and
unreal compared with the conceptions of the gods; so much so that
men have believed that their gods have objective reality.
The forms men see in dreams might have been a reason for
believing in vague and disquieting ghosts; but the belief in
individual and well-defined divinities, with which the visions of
the dreams might be identified, is obviously due to the intrinsic
coherence and impressiveness of the conception of those deities.
The visions would never have suggested the legend and attributes
of the god; but when the figure of the god was once imaginatively
conceived, and his name and aspect fixed in the imagination, it
would be easy to recognize him in any hallucination, or to interpret
any event as due to his power. These manifestations, which
constitute the evidence of his actual existence, can be regarded as
manifestations of him, rather than of a vague, unknown power,
only when the imagination already possesses a vivid picture of him,
and of his appropriate functions. This picture is the work of a
spontaneous fancy.
No doubt, when the belief is once specified, and the special and
intelligible god is distinguished in the night and horror of the
all-pervading natural power, the belief in his reality helps to
concentrate our attention on his nature, and thus to develope and
enrich our idea. The belief in the reality of an ideal personality
brings about its further idealization. Had it ever occurred to any
Greek seer to attribute events to the influence of Achilles, or to
offer sacrifices to him in the heat of the enthusiasm kindled by the
thought of his beauty and virtue, the legend of Achilles, now
become a god, would have grown and deepened; it would have
been moralized like the legend of Hercules, or naturalized like that
of Persephone, and what is now but a poetic character of
extraordinary force and sublimity would have become the adored
patron of generation after generation, and a manifestation of the
divine man.
Achilles would then have been as significant and unforgettable a
figure as Apollo or his sister, as Zeus, Athena, and the other
greater gods. If ever, while that phase of religion lasted, his
character had been obscured and his features dimmed, he would
have been recreated by every new votary: poets would never have
tired of singing his praises, or sculptors of rendering his form.
When, after the hero had been the centre and subject of so much
imaginative labour, the belief in his reality lapsed, to be transferred
to some other conception of cosmic power, he would have
remained an ideal of poetry and art, and a formative influence of
all cultivated minds. This he is still, like all the great creations of
avowed fiction, but he would have been immensely more so, had
belief in his reality kept the creative imagination continuously
intent upon his nature.
The reader can hardly fail to see that all this applies with equal
force to the Christian conception of the sacred personalities. Christ,
the Virgin Mary, and the saints may have been exactly what our
imagination pictures them to be; that is entirely possible; nor can I
see that it is impossible that the conceptions of other religions
might themselves have actual counterparts somewhere in the
universe. That is a question of faith and empirical evidence with
which we are not here concerned. But however descriptive of truth
our conceptions may be, they have evidently grown up in our
minds by an inward process of development. The materials of
history and tradition have been melted and recast by the devout
imagination into those figures in the presence of which our piety
lives.
That is the reason why the reconstructed logical gods of the
metaphysicians are always an offence and a mockery to the
religious consciousness. There is here, too, a bare possibility that
some one of these absolutes may be a representation of the truth;
but the method by which this representation is acquired is violent
and artificial; while the traditional conception of God is the
spontaneous embodiment of passionate contemplation and long
experience.
As the God of religion differs from that of metaphysics, so does
the Christ of tradition differ from that of our critical historians.
Even if we took the literal narrative of the Gospels and accepted it
as all we could know of Christ, without allowing ourselves any
imaginative interpretation of the central figure, we should get an
ideal of him, I will not say very different from that of St. Francis or
St. Theresa, but even from that of the English, prayer-book. The
Christ men have loved and adored is an ideal of their own hearts,
the construction of an ever-present personality, living and
intimately understood, out of the fragments of story and doctrine
connected with a name. This subjective image has inspired all the
prayers, all the conversions, all the penances, charities, and
sacrifices, as well as half the art of the Christian world.
The Virgin Mary, whose legend is so meagre, but whose power
over the Catholic imagination is so great, is an even clearer
illustration of this inward building up of an ideal form. Everything
is here spontaneous sympathetic expansion of two given events:
the incarnation and the crucifixion. The figure of the Virgin, found
in these mighty scenes, is gradually clarified and developed, until
we come to the thought on the one hand of her freedom from
original sin, and on the other to that of her universal maternity. We
thus attain the conception of one of the noblest of conceivable
rôles and of one of the most beautiful of characters. It is a pity that
a foolish iconoclasm should so long have deprived the Protestant
mind of the contemplation of this ideal.
Perhaps it is a sign of the average imaginative dulness or fatigue of
certain races and epochs that they so readily abandon these
supreme creations. For, if we are hopeful, why should we not
believe that the best we can fancy is also the truest; and if we are
distrustful in general of our prophetic gifts, why should we cling
only to the most mean and formless of our illusions? From the
beginning to the end of our perceptive and imaginative activity, we
are synthesizing the material of experience into unities the
independent reality of which is beyond proof, nay, beyond the
possibility of a shadow of evidence. And yet the life of intelligence,
like the joy of contemplation, lies entirely in the formation and
inter-relation of these unities. This activity yields us all the objects
with which we can deal, and endows them with the finer and more
intimate part of their beauty. The most perfect of these forms,
judged by its affinity to our powers and its stability in the presence
of our experience, is the one with which we should be content; no
other kind of veracity could add to its value.
The greatest feats of synthesis which the human mind has yet
accomplished will, indeed, be probably surpassed and all ideals yet
formed be superseded, because they were not based upon enough
experience, or did not fit that experience with adequate precision.
It is also possible that changes in the character of the facts, or in
the powers of intelligence, should necessitate a continual
reconstruction of our world. But unless human nature suffers an
inconceivable change, the chief intellectual and aesthetic value of
our ideas will always come from the creative action of the
imagination.