LECTURE XI.

The Old Comedy proved to be completely a contrast to Tragedy--Parody--

Ideality of Comedy the reverse of that of Tragedy--Mirthful Caprice--

Allegoric and Political Signification--The Chorus and its Parabases.

We now leave Tragic Poetry to occupy ourselves with an entirely opposite

species, the _Old_ Comedy. Striking as this diversity is, we shall,

however, commence with pointing out a certain symmetry in the contrast and

certain relations between them, which have a tendency to exhibit the

essential character of both in a clearer light. In forming a judgment of

the Old Comedy, we must banish every idea of what is called Comedy by the

moderns, and what went by the same name among the Greeks themselves at a

later period. These two species of Comedy differ from each other, not

only in accidental peculiarities, (such as the introduction in the old of

real names and characters,) but essentially and diametrically. We must

also guard against entertaining such a notion of the Old Comedy as would

lead us to regard it as the rude beginnings of the more finished and

cultivated comedy of a subsequent age [Footnote: This is the purport of

the section of Barthélemy in the _Anacharsis_ on the Old Comedy: one

of the poorest and most erroneous parts of his work. With the pitiful

presumption of ignorance, Voltaire pronounced a sweeping condemnation of

Aristophanes, (in other places, and in his _Philosophical Dictionary_

under Art. _Athée_), and the modern French critics have for the most

part followed his example. We may, however, find the foundation of all the

erroneous opinions of the moderns on this subject, and the same prosaical

mode of viewing it, in Plutarch's parallel between Aristophanes and

Menander.], an idea which many, from the unbridled licentiousness of the

old comic writers, have been led to entertain. On the contrary the former

is the genuine _poetic_ species; but the New Comedy, as I shall show

in due course, is its decline into prose and reality.

We shall form the best idea of the Old Comedy, by considering it as the

direct opposite of Tragedy. This was probably the meaning of the assertion

of Socrates, which is given by Plato towards the end of his _Symposium_.

He tells us that, after the other guests were dispersed or had fallen

asleep, Socrates was left awake with Aristophanes and Agathon, and that

while he drank with them out of a large cup, he forced them to confess,

however unwillingly, that it is the business of one and the same man to be

equally master of tragic and comic composition, and that the tragic poet

is, in virtue of his art, comic poet also. This was not only repugnant to

the general opinion, which wholly separated the two kinds of talent, but

also to all experience, inasmuch as no tragic poet had ever attempted to

shine in Comedy, nor conversely; his remark, therefore, can only have been

meant to apply to the inmost essence of the things. Thus at another time,

the Platonic Socrates says, on the subject of comic imitation: "All

opposites can be fully understood only by and through each other;

consequently we can only know what is serious by knowing also what is

laughable and ludicrous." If the divine Plato by working out that dialogue

had been pleased to communicate his own, or his master's thoughts,

respecting these two kinds of poetry, we should have been spared the

necessity of the following investigation.

One aspect of the relation of comic to tragic poetry may be comprehended

under the idea of _parody_. This parody, however, is one infinitely

more powerful than that of the mock heroic poem, as the subject parodied,

by means of scenic representation, acquired quite another kind of reality

and presence in the mind, from what the épopée did, which relating the

transactions of a distant age, retired, as it were, with them into the

remote olden time. The comic parody was brought out when the thing

parodied was fresh in recollection, and as the representation took place

on the same stage where the spectators were accustomed to see its serious

original, this circumstance must have greatly contributed to heighten the

effect of it. Moreover, not merely single scenes, but the very form of

tragic composition was parodied, and doubtless the parody extended not

only to the poetry, but also to the music and dancing, to the acting

itself, and the scenic decoration. Nay, even where the drama trod in the

footsteps of the plastic arts, it was still the subject of comic parody,

as the ideal figures of deities were evidently transformed into

caricatures [Footnote: As an example of this, I may allude to the well-

known vase-figures, where Mercury and Jupiter, about to ascend by a ladder

into Alcmene's chamber, are represented as comic masks.]. Now the more

immediately the productions of all these arts fall within the observance

of the external senses, and, above, all the more the Greeks, in their

popular festivals, religious ceremonies, and solemn processions, were

accustomed to, and familiar with, the noble style which was the native

element of tragic representation, so much the more irresistibly ludicrous

must have been the effect of that general parody of the arts, which it was

the object of Comedy to exhibit.

But this idea does not exhaust the essential character of Comedy; for

parody always supposes a reference to the subject which is parodied, and a

necessary dependence on it. The Old Comedy, however, as a species of

poetry, is as independent and original as Tragedy itself; it stands on the

same elevation with it, that is, it extends just as far beyond the limits

of reality into the domains of free creative fancy.

Tragedy is the highest earnestness of poetry; Comedy altogether sportive.

Now earnestness, as I observed in the Introduction, consists in the

direction of the mental powers to an aim or purpose, and the limitation of

their activity to that object. Its opposite, therefore, consists in the

apparent want of aim, and freedom from all restraint in the exercise of

the mental powers; and it is therefore the more perfect, the more

unreservedly it goes to work, and the more lively the appearance there is

of purposeless fun and unrestrained caprice. Wit and raillery may be

employed in a sportive manner, but they are also both of them compatible

with the severest earnestness, as is proved by the example of the later

Roman satires and the ancient Iambic poetry of the Greeks, where these

means were employed for the expression of indignation and hatred.

The New Comedy, it is true, represents what is amusing in character, and

in the contrast of situations and combinations; and it is the more comic

the more it is distinguished by a want of aim: cross purposes, mistakes,

the vain efforts of ridiculous passion, and especially if all this ends at

last in nothing; but still, with all this mirth, the form of the

representation itself is serious, and regularly tied down to a certain

aim. In the Old Comedy the form was sportive, and a seeming aimlessness

reigned throughout; the whole poem was one big jest, which again contained

within itself a world of separate jests, of which each occupied its own

place, without appearing to trouble itself about the rest. In tragedy, if

I may be allowed to make my meaning plain by a comparison, the monarchical

constitution prevails, but a monarchy without despotism, such as it was in

the heroic times of the Greeks: everything yields a willing obedience to

the dignity of the heroic sceptre. Comedy, on the other hand, is the

democracy of poetry, and is more inclined even to the confusion of anarchy

than to any circumscription of the general liberty of its mental powers

and purposes, and even of its separate thoughts, sallies, and allusions.

Whatever is dignified, noble, and grand in human nature, admits only of a

serious and earnest representation; for whoever attempts to represent it,

feels himself, as it were, in the presence of a superior being, and is

consequently awed and restrained by it. The comic poet, therefore, must

divest his characters of all such qualities; he must place himself without

the sphere of them; nay, even deny altogether their existence, and form an

ideal of human nature the direct opposite of that of the tragedians,

namely, as the odious and base. But as the tragic ideal is not a

collective model of all possible virtues, so neither does this converse

ideality consist in an aggregation, nowhere to be found in real life, of

all moral enormities and marks of degeneracy, but rather in a dependence

on the animal part of human nature, in that want of freedom and

independence, that want of coherence, those inconsistencies of the inward

man, in which all folly and infatuation originate.

The earnest ideal consists of the unity and harmonious blending of the

sensual man with the mental, such as may be most clearly recognised in

Sculpture, where the perfection of form is merely a symbol of mental

perfection and the loftiest moral ideas, and where the body is wholly

pervaded by soul, and spiritualized even to a glorious transfiguration.

The merry or ludicrous ideal, on the other hand, consists in the perfect

harmony and unison of the higher part of our nature with the animal as the

ruling principle. Reason and understanding are represented as the

voluntary slaves of the senses. Hence we shall find that the very

principle of Comedy necessarily occasioned that which in Aristophanes has

given so much offence; namely, his frequent allusions to the base

necessities of the body, the wanton pictures of animal desire, which, in

spite of all the restraints imposed on it by morality and decency, is

always breaking loose before one can be aware of it. If we reflect a

moment, we shall find that even in the present day, on our own stage, the

infallible and inexhaustible source of the ludicrous is the same

ungovernable impulses of sensuality in collision with higher duties; or

cowardice, childish vanity, loquacity, gulosity, laziness, &c. Hence, in

the weakness of old age, amorousness is the more laughable, as it is plain

that it is not mere animal instinct, but that reason has only served to

extend the dominion of the senses beyond their proper limits. In

drunkenness, too, the real man places himself, in some degree, in the

condition of the comic ideal.

The fact that the Old Comedy introduced living characters on the stage, by

name and with all circumstantiality, must not mislead us to infer that

they actually did represent certain definite individuals. For such

historical characters in the Old Comedy have always an allegorical

signification, and represent a class; and as their features were

caricatures in the masks, so, in like manner, were their characters in the

representation. But still this constant allusion to a proximate reality,

which not only allowed the poet, in the character of the chorus, to

converse with the public in a general way, but also to point the finger at

certain individual spectators, was essential to this species of poetry. As

Tragedy delights in harmonious unity, Comedy flourishes in a chaotic

exuberance; it seeks out the most motley contrasts, and the unceasing play

of cross purposes. It works up, therefore, the most singular, unheard-of,

and even impossible incidents, with allusions to the well-known and

special circumstances of the immediate locality and time.

The comic poet, as well as the tragic, transports his characters into an

ideal element: not, however, into a world subjected to necessity, but one

where the caprice of inventive wit rules without check or restraint, and

where all the laws of reality are suspended. He is at liberty, therefore,

to invent an action as arbitrary and fantastic as possible; it may even be

unconnected and unreal, if only it be calculated to place a circle of

comic incidents and characters in the most glaring light. In this last

respect, the work should, nay, must, have a leading aim, or it will

otherwise be in want of _keeping_; and in this view also the comedies

of Aristophanes may be considered as perfectly systematical. But then, to

preserve the comic inspiration, this aim must be made a matter of

diversion, and be concealed beneath a medley of all sorts of out-of-the-

way matters. Comedy at its first commencement, namely, under the hands of

its Doric founder, Epicharmus, borrowed its materials chiefly from the

mythical world. Even in its maturity, to judge from the titles of many

lost plays of Aristophanes and his contemporaries, it does not seem to

have renounced this choice altogether, as at a later period, in the

interval between the old and new comedy, it returned, for particular

reasons, with a natural predilection to mythology. But as the contrast

between the matter and form is here in its proper place, and nothing can

be more thoroughly opposite to the ludicrous form of exhibition than the

most important and serious concerns of men, public life and the state

naturally became the peculiar subject-matter of the Old Comedy. It is,

therefore, altogether political; and private and family life, beyond which

the new never soars, was only introduced occasionally and indirectly, in

so far as it might have a reference to public life. The Chorus is

therefore essential to it, as being in some sort a representation of the

public: it must by no means be considered as a mere accidental property,

to be accounted for by the local origin of the Old Comedy; we may assign

its existence to a more substantial reason--its necessity for a complete

parody of the tragic form. It contributes also to the expression of that

festal gladness of which Comedy was the most unrestrained effusion, for in

all the national and religious festivals of the Greeks, choral songs,

accompanied by dancing, were performed. The comic chorus transforms itself

occasionally into such an expression of public joy, as, for instance, when

the women who celebrate the Thesmophoriae in the piece that bears that

name, in the midst of the most amusing drolleries, begin to chant their

melodious hymn, just as in a real festival, in honour of the presiding

gods. At these times we meet with such a display of sublime lyric poetry,

that the passages may be transplanted into tragedy without any change or

alteration whatever. There is, however, this deviation from the tragic

model, that there are frequently, in the same comedy, several choruses

which sometimes are present together, singing in response, or at other

times come on alternately and drop off, without the least general

reference to each other. The most remarkable peculiarity, however, of the

comic chorus is the _Parabasis_, an address to the spectators by the

chorus, in the name, and as the representative of the poet, but having no

connexion with the subject of the piece. Sometimes he enlarges on his own

merits, and ridicules the pretensions of his rivals; at other times,

availing himself of his right as an Athenian citizen, to speak on public

affairs in every assembly of the people, he brings forward serious or

ludicrous motions for the common good. The Parabasis must, strictly

speaking, be considered as incongruous with the essence of dramatic

representation; for in the drama the poet should always be behind his

dramatic personages, who again ought to speak and act as if they were

alone, and to take no perceptible notice of the spectators. Such

intermixtures, therefore, destroy all tragic impression, but to the comic

tone these intentional interruptions or intermezzos are welcome, even

though they be in themselves more serious than the subject of the

representation, because we are at such times unwilling to submit to the

constraint of a mental occupation which must perforce be kept up, for then

it would assume the appearance of a task or obligation. The Parabasis may

partly have owed its invention to the circumstance of the comic poets not

having such ample materials as the tragic, for filling up the intervals of

the action when the stage was empty, by sympathising and enthusiastic

odes. But it is, moreover, consistent with the essence of the Old Comedy,

where not merely the subject, but the whole manner of treating it was

sportive and jocular. The unlimited dominion of mirth and fun manifests

itself even in this, that the dramatic form itself is not seriously

adhered to, and that its laws are often suspended; just as in a droll

disguise the masquerader sometimes ventures to lay aside the mask. The

practice of throwing out allusions and hints to the pit is retained even

in the comedy of the present day, and is often found to be attended with

great success; although unconditionally reprobated by many critics. I

shall afterwards examine how far, and in what departments of comedy, these

allusions are admissible.

To sum up in a few words the aim and object of Tragedy and Comedy, we may

observe, that as Tragedy, by painful emotions, elevates us to the most

dignified views of humanity, being, in the words of Plato, "the imitation

of the most beautiful and most excellent life;" Comedy, on the other hand,

by its jocose and depreciatory view of all things, calls forth the most

petulant hilarity.

Lectures on Dramatic Art and Literature · 第 48 / 74 题