CHAPTER I - INTRODUCTORY.

THE TALE OF TERROR

A Study of the Gothic Romance

by

EDITH BIRKHEAD M.A.

Assistant Lecturer in English Literature in the University of Bristol

Formerly Noble Fellow in the University of Liverpool

London

Constable & Company Ltd.

1921

PREFACE

The aim of this book is to give some account of the growth of

supernatural fiction in English literature, beginning with the

vogue of the Gothic Romance and Tale of Terror towards the close

of the eighteenth century. The origin and development of the

Gothic Romance are set forth in detail from the appearance of

Walpole's _Castle of Otranto_ in 1764 to the publication of

Maturin's _Melmoth the Wanderer_ in 1820; and the survey of this

phase of the novel is continued, in the later chapters, to modern

times. One of these is devoted to the Tale of Terror in America,

where in the hands of Hawthorne and Poe its treatment became a

fine art. In the chapters dealing with the more recent forms of

the tale of terror and wonder, the scope of the subject becomes

so wide that it is impossible to attempt an exhaustive survey.

The present work is the outcome of studies begun during my tenure

of the William Noble Fellowship in the University of Liverpool,

1916-18. It is a pleasure to express here my thanks to Professor

R.H. Case and to Dr. John Sampson for valuable help and criticism

at various stages of the work. Parts of the MS. have also been

read by Professor C.H. Herford of the University of Manchester

and by Professor Oliver Elton of the University of Liverpool. To

Messrs. Constable's reader I am also indebted for several helpful

suggestions.--E.B.

THE UNIVERSITY OF BRISTOL,

December, 1920.

CONTENTS

CHAPTER I - INTRODUCTORY.

The antiquity of the tale of terror; the element of fear in

myths, heroic legends, ballads and folk-tales; terror in the

romances of the middle ages, in Elizabethan times and in the

seventeenth century; the credulity of the age of reason; the

renascence of terror and wonder in poetry; the "attempt to blend

the marvellous of old story with the natural of modern novels."

Pp. 1-15.

CHAPTER II - THE BEGINNINGS OF GOTHIC ROMANCE.

Walpole's admiration for Gothic art and his interest in the

middle ages; the mediaeval revival at the close of the eighteenth

century; _The Castle of Otranto_; Walpole's bequest to later

romance-writers; Smollett's incidental anticipation of the

methods of Gothic Romance; Clara Reeve's _Old English Baron_ and

her effort to bring her story "within the utmost verge of

probability"; Mrs. Barbauld's Gothic fragment; Blake's _Fair

Elenor_; the critical theories and Gothic experiments of Dr.

Nathan Drake. Pp. 16-37.

CHAPTER III - "THE NOVEL OF SUSPENSE." MRS. RADCLIFFE.

The vogue of Mrs. Radcliffe; her tentative beginning in _The

Castles of Athlin and Dunbayne_, and her gradual advance in skill

and power; _The Sicilian Romance_ and her early experiments in

the "explained" supernatural; _The Romance of the Forest_, and

her use of suspense; heroines: _The Mysteries of Udolpho_;

illustrations of Mrs. Radcliffe's methods; _The Italian_;

villains; her historical accuracy and "unexplained" spectre in

_Gaston de Blondeville_; her reading; style; descriptions of

scenery; position in the history of the novel.

Pp. 38-62.

CHAPTER IV - THE NOVEL OF TERROR. LEWIS AND MATURIN.

Lewis's methods contrasted with those of Mrs. Radcliffe; his debt

to German terror-mongers; _The Monk_; ballads; _The Bravo of

Venice_; minor works and translations; Scott's review of

Maturin's _Montorio_; the vogue of the tale of terror between

Lewis and Maturin; Miss Sarah Wilkinson; the personality of

Charles Robert Maturin; his literary career; the complicated plot

of _The Family of Montorio_; Maturin's debt to others; his

distinguishing gifts revealed in _Montorio_; the influence of

_Melmoth the Wanderer_ on French literature; a survey of

_Melmoth_; Maturin's achievement as a novelist. Pp. 63-93.

CHAPTER V - THE ORIENTAL TALE OF TERROR. BECKFORD.

The Oriental story in France and England in the eighteenth

century; Beckford's _Vathek_; Beckford's life and character; his

literary gifts; later Oriental tales. Pp. 94-99.

CHAPTER VI - GODWIN AND THE ROSICRUCIAN NOVEL.

Godwin's mind and temper; the plan of _Caleb Williams_ as

described by Godwin; his methods; the plot of _Caleb Williams_;

its interest as a story; Godwin's limitations as a novelist; _St.

Lean_; its origin and purpose; outline of the story; the

character of Bethlem Gabor; Godwin's treatment of the Rosicrucian

legend; a parody of _St. Lean_; the supernatural in _Cloudesley_

and in _Lives of the Necromancers_; Moore's _Epicurean_; Croly's

_Salathiel_; Shelley's youthful enthusiasm for the tale of

terror; _Zastrozzi_; its lack of originality; _St. Irvyne_;

traces of Shelley's early reading in his poems. Pp. 100-127.

CHAPTER VII - SATIRES ON THE NOVEL OF TERROR.

Jane Austen's raillery in _Northanger Abbey_; Barrett's mockery

in _The Heroine_; Peacock's _Nightmare Abbey_; his praise of C.B.

Brown in _Gryll Grange_; _The Mystery of the Abbey_, and its

misleading title; Crabbe's satire in _Belinda Waters_ and _The

Preceptor Husband_; his ironical attack on the sentimental

heroine in _The Borough_; his appreciation of folktales; _Sir

Eustace Grey_. Pp.

128-144.

CHAPTER VIII - SCOTT AND THE NOVEL OF TERROR.

Scott's review of fashionable fiction in the Preface to

_Waverley_; his early attempts at Gothic story in _Thomas the

Rhymer_ and _The Lord of Ennerdale_; his enthusiasm for Bürger's

_Lenore_ and for Lewis's ballads; his interest in demonology and

witchcraft; his attitude to the supernatural; his hints to the

writers of ghost-stories; his own experiments; Wandering Willie's

Tale, a masterpiece of supernatural horror; the use of the

supernatural in the Waverley Novels; Scott, the supplanter of the

novel of terror. Pp.

145-156.

CHAPTER IX - LATER DEVELOPMENTS OF THE TALE OF TERROR.

The exaggeration of the later terror-mongers; innovations; the

stories of Mary Shelley, Byron and Polidori; _Frankenstein_; its

purpose; critical estimate; _Valperga_; _The Last Man_; Mrs.

Shelley's short tales; Polidori's _Ernestus Berchtold_, a

domestic story with supernatural agency; _The_ FACES _Vampyre_;

later vampires; De Quincey's contributions to the tale of terror;

Harrison Ainsworth's attempt to revive romance; his early Gothic

stories; _Rookwood_, an attempt to bring the Radcliffe romance up

to date; terror in Ainsworth's other novels; Marryat's _Phantom

Ship_; Bulwer Lytton's interest in the occult; _Zanoni_, and

Lytton's theory of the Intelligences; _The Haunted and the

Haunters_; _A Strange Story_ and Lytton's preoccupation with

mesmerism. Pp. 157-184.

CHAPTER X - SHORT TALES OF TERROR.

The chapbook versions of the Gothic romance; the popularity of

sensational story illustrated in Leigh Hunt's _Indicator_;

collections of short stories; various types of short story in

periodicals; stories based on oral tradition; the humourist's

turn for the terrible; natural terror in tales from _Blackwood_

and in Conrad; use of terror in Stevenson and Kipling; future

possibilities of fear as a motive in short stories. Pp. 185-196.

CHAPTER XI - AMERICAN TALES OF TERROR.

The vogue of Gothic story in America; the novels of Charles

Brockden Brown; his use of the "explained" supernatural; his

Godwinian theory; his construction and style; Washington Irving's

genial tales of terror; Hawthorne's reticence and melancholy;

suggestions for eery stories in his notebooks; _Twice-Told

Tales_; _Mosses from an Old Manse; The Scarlet Letter_;

Hawthorne's sympathetic insight into character; _The House of the

Seven Gables_, and the ancestral curse; his half-credulous

treatment of the supernatural; unfinished stories; a contrast of

Hawthorne's methods with those of Edgar Allan Poe; _A Manuscript

found in a Bottle_, the first of Poe's tales of terror; the skill

of Poe illustrated in _Ligeia, The Fall of the House of Usher,

The Masque of the Red Death_, and _The Cash of Amontillado_;

Poe's psychology; his technique in _The Pit and the Pendulum_ and

in his detective stories; his influence; the art of Poe; his

ideal in writing a short story. Pp. 197-220.

CHAPTER XII - CONCLUSION.

The persistence of the tale of terror; the position of the Gothic

romance in the history of fiction; the terrors of actual life in

the Brontë's novels; sensational stories of Wilkie Collins, Le

Fanu and later authors; the element of terror in various types of

romance; experiments of living authors; the future of the tale of

terror. Pp

221-228.

INDEX. Pp. 229-241

CHAPTER I - INTRODUCTORY.

The history of the tale of terror is as old as the history of

man. Myths were created in the early days of the race to account

for sunrise and sunset, storm-winds and thunder, the origin of

the earth and of mankind. The tales men told in the face of these

mysteries were naturally inspired by awe and fear. The universal

myth of a great flood is perhaps the earliest tale of terror.

During the excavation of Nineveh in 1872, a Babylonian version of

the story, which forms part of the Gilgamesh epic, was discovered

in the library of King Ashurbanipal (668-626 B.C.); and there are

records of a much earlier version, belonging to the year 1966

B.C. The story of the Flood, as related on the eleventh tablet of

the Gilgamesh epic, abounds in supernatural terror. To seek the

gift of immortality from his ancestor, Ut-napishtim, the hero

undertakes a weary and perilous journey. He passes the mountain

guarded by a scorpion man and woman, where the sun goes down; he

traverses a dark and dreadful road, where never man trod, and at

last crosses the waters of death. During the deluge, which is

predicted by his ancestor, the gods themselves are stricken with

fear:

"No man beheld his fellow, no more could men know each

other. In heaven the gods were afraid ... They drew

back, they climbed up into the heaven of Anu. The gods

crouched like dogs, they cowered by the walls."[1]

Another episode in the same epic, when Nergal, the god of the

dead, brings before Gilgamesh an apparition of his friend,

Eabani, recalls the impressive scene, when the witch of Endor

summons the spirit of Samuel before Saul.

When legends began to grow up round the names of traditional

heroes, fierce encounters with giants and monsters were invented

to glorify their strength and prowess. David, with a stone from

his sling, slew Goliath. The crafty Ulysses put out the eye of

Polyphemus. Grettir, according to the Icelandic saga, overcame

Glam, the malevolent, death-dealing vampire who "went riding the

roofs." Beowulf fearlessly descended into the turbid mere to

grapple with Grendel's mother. Folktales and ballads, in which

incidents similar to those in myths and heroic legends occur, are

often overshadowed by terror. Figures like the Demon Lover, who

bears off his mistress in the fatal craft and sinks her in the

sea, and the cannibal bridegroom, outwitted at last by the

artfulness of one of his brides, appear in the folk-lore of many

lands. Through every century there glide uneasy spirits, groaning

for vengeance. Andrew Lang[2] mentions the existence of a papyrus

fragment, found attached to a wooden statuette, in which an

ancient Egyptian scribe addresses a letter to the Khou, or

spirit, of his dead wife, beseeching her not to haunt him. One of

the ancestors of the savage were-wolf, who figures in Marryat's

_Phantom Ship_, may perhaps be discovered in Petronius' _Supper

of Trimalchio_. The descent of Bram Stoker's infamous vampire

Dracula may be traced back through centuries of legend.

Hobgoblins, demons, and witches mingle grotesquely with the

throng of beautiful princesses, queens in glittering raiment,

fairies and elves. Without these ugly figures, folk-tales would

soon lose their power to charm. All tale tellers know that fear

is a potent spell. The curiosity which drove Bluebeard's wife to

explore the hidden chamber lures us on to know the worst, and as

we listen to horrid stories, we snatch a fearful joy. Human

nature desires not only to be amused and entertained, but moved

to pity and fear. All can sympathise with the youth, who could

not shudder and who would fain acquire the gift.

From English literature we gain no more than brief, tantalising

glimpses of the vast treasury of folk-tales and ballads that

existed before literature became an art and that lived on side by

side with it, vitalising and enriching it continually. Yet here

and there we catch sudden gleams like the fragment in _King

Lear_:

"Childe Roland to the dark tower came.

His word was still Fie, Foh and Fum,

I smell the blood of a British man."

or Benedick's quotation from the _Robber Bridegroom_:

"It is not so, it was not so, but, indeed, God forbid that

it should be so."

which hint at the existence of a hoard as precious and

inexhaustible as that of the Nibelungs. The chord of terror is

touched in the eerie visit of the three dead sailor sons "in

earthly flesh and blood" to the wife of Usher's well, Sweet

William's Ghost, the rescue of Tarn Lin on Halloween, when

Fairyland pays a tiend to Hell, the return of clerk Saunders to

his mistress, True Thomas's ride to Fairyland, when:

"For forty days and forty nights,

He wade through red blood to the knee,

And he saw neither sun nor moon,

But heard the roaring of the sea."

The mediaeval romances of chivalry, which embody stories handed

down by oral tradition, are set in an atmosphere of supernatural

wonder and enchantment. In Malory's _Morte d'Arthur_, Sir

Lancelot goes by night into the Chapel Perilous, wherein there is

only a dim light burning, and steals from the corpse a sword and

a piece of silk to heal the wounds of a dying knight. Sir Galahad

sees a fiend leap out of a tomb amid a cloud of smoke; Gawaine's

ghost, with those of the knights and ladies for whom he has done

battle in life, appears to warn the king not to begin the fight

against Modred on a certain day. In the romance of _Sir Amadas_,

the ghost of a merchant, whose corpse the knight had duteously

redeemed from the hands of creditors, succours him at need. The

shadow of terror lurks even amid the beauty of Spenser's

fairyland. In the windings of its forests we come upon dark

caves, mysterious castles and huts, from which there start

fearsome creatures like Despair or the giant Orgoglio, hideous

hags like Occasion, wicked witches and enchanters or frightful

beings like the ghostly Maleger, who wore as his helmet a dead

man's skull and rode upon a tiger swift as the wind. The

Elizabethan dramatists were fascinated by the terrors of the

invisible world. Marlowe's Dr. Faustus, round whose name are

clustered legends centuries old concerning bargains between man

and the devil, the apparitions and witches in _Macbeth_, the dead

hand, the corpse-like images, the masque of madmen, the tombmaker

and the passing-bell in Webster's sombre tragedy, _The Duchess of

Malfi_, prove triumphantly the dramatic possibilities of terror.

As a foil to his _Masque of Queens_ (1609) Ben Jonson introduced

twelve loathly witches with Até as their leader, and embellished

his description of their profane rites, with details culled from

James I.'s treatise on Demonology and from learned ancient

authorities.

In _The Pilgrim's Progress_, Despair, who "had as many lives as a

cat," his wife Diffidence at Doubting Castle, and Maul and

Slaygood are the ogres of popular story, whose acquaintance

Bunyan had made in chapbooks during his ungodly youth.

Hobgoblins, devils and fiends, "sturdy rogues" like the three

brothers Faintheart, Mistrust and Guilt, who set upon Littlefaith

in Dead Man's Lane, lend the excitement of terror to Christian's

journey to the Celestial City. The widespread belief in witches

and spirits to which Browne and Burton and many others bear

witness in the seventeenth century, lived on in the eighteenth

century, although the attitude of the "polite" in the age of

reason was ostensibly incredulous and superior. A scene in one of

the _Spectator_ essays illustrates pleasantly the state of

popular opinion. Addison, lodging with a good-natured widow in

London, returns home one day to find a group of girls sitting by

candlelight, telling one another ghost-stories. At his entry they

are abashed, but, on the widow's assuring them that it is only

the "gentleman," they resume, while Addison, pretending to be

absorbed in his book at the far end of the table, covertly

listens to their tales of

"ghosts that, pale as ashes, had stood at the feet of

the bed or walked over a churchyard by moonlight; and

others, who had been conjured into the Red Sea for

disturbing people's rest."[3]

In another essay Addison shows that he is strongly inclined to

believe in the existence of spirits, though he repudiates the

ridiculous superstitions which prevailed in his day;[4] and Sir

Roger de Coverley frankly confesses his belief in witches. Defoe,

in the preface to his _Essay on the History and Reality of

Apparitions_ (1727) states uncompromisingly:

"I must tell you, good people, he that is not able to

see the devil, in whatever shape he is pleased to

appear in, he is not really qualified to live in this

world, no, not in the quality of a common inhabitant."

Epworth Rectory, the home of John Wesley's father, was haunted in

1716-17 by a persevering ghost called Old Jeffrey, whose exploits

are recorded with a gravity and circumstantial exactitude that

remind us of Defoe's narrative concerning the ghostly Mrs. Veal

in her "scoured" silk. John Wesley declares stoutly that he is

convinced of the literal truth of the story of one Elizabeth

Hobson, who professed to have been visited on several occasions

by supernatural beings. He upholds too the authenticity of the

notorious Drummer of Tedworth, whose escapades are described in

chapbooks and in Glanvill's _Sadducismus Triumphatus_ (1666), a

book in which he was keenly interested. In his journal (May 25th,

1768) he remarks:

"It is true that the English in general, and indeed

most of the men of learning in Europe, have given up

all accounts of witches and apparitions, as mere old

wives' fables. I am sorry for it; and I willingly take

this opportunity of entering my solemn protest against

this violent compliment which so many that believe the

Bible pay to those who do not believe it."

The Cock Lane ghost gained very general credit, and was

considered by Mrs. Nickleby a personage of some importance, when

she boasted to Miss La Creevy that her great-grandfather went to

school with him--or her grandmother with the Thirsty Woman of

Tutbury. The appearance of Lord Lyttleton's ghost in 1779 was

described by Dr. Johnson, who was also disposed to believe in the

Cock Lane ghost, as the most extraordinary thing that had

happened in his day.[5] There is abundant evidence that the

people of the eighteenth century were extremely credulous, yet,

in literature, there is a tendency to look askance at the

supernatural as at something wild and barbaric. Such ghosts as

presume to steal into poetry are amazingly tame, and even

elegant, in their speech and deportment. In Mallet's _William and

Margaret_ (1759). which was founded on a scrap of an old ballad

out of _The Knight of the Burning Pestle_, Margaret's wraith

rebukes her false lover in a long and dignified oration. But

spirits were shy of appearing in an age when they were more

likely to be received with banter than with dread. Dr. Johnson

expresses the attitude of his age when, in referring to Gray's

poem, _The Bard_, he remarks:

"To select a singular event and swell it to a giant's

bulk by fabulous appendages of spectres and predictions

has little difficulty, for he that forsakes the

probable may always find the marvellous. And it has

little use; we are affected only as we believe; we are

improved only as we find something to be imitated or

declined." (1780.)

The dictum that we are affected only as we believe is open to

grave doubt. We are often thrown into a state of trepidation

simply through the power of the imagination. We are wise after

the event, like Partridge at the play:

"No, no, sir; ghosts don't appear in such dresses as

that neither... And if it was really a ghost, it could

do one no harm at such a distance, and in so much

company; and yet, if I was frightened, I am not the

only person."[6]

The supernatural which persisted always in legends handed down

from one generation to another on the lips of living people, had

not lost its power to thrill and alarm, and gradually worked its

way back into literature. Although Gray and Collins do not

venture far beyond the bounds of the natural, they were in

sympathy with the popular feelings of superstitious terror, and

realised how effective they would be in poetry.

Collins, in his _Ode on the Superstitions of the Scottish

Highlands_, adjures Home, the author of _Douglas_, to sing:

"how, framing hideous spells,

In Sky's lone isle, the gifted wizard-seer

Lodged in the wintry cave with Fate's fell spear

Or in the depths of Uist's dark forests dwells,

How they whose sight such dreary dreams engross

With their own vision oft astonished droop

When o'er the wintry strath or quaggy moss

They see the gliding ghosts unbodied troop."

Burns, in the foreword to _Halloween_ (1785), writes in the

"enlightened" spirit of the eighteenth century, but in the poem

itself throws himself whole-heartedly into the hopes and fears

that agitate the lovers. He owed much to an old woman who lived

in his home in infancy:

"She had ... the largest collection in the country

of tales and songs concerning devils, ghosts, fairies,

brownies, witches, warlocks, spunkies, kelpies, elf-candles,

dead-lights, wraiths, apparitions, cantraips, giants, enchanted

towers, dragons and other trumpery. This

cultivated the latent seeds of poetry, but had so strong

an effect on my imagination, that to this hour, in my

nocturnal rambles, I sometimes keep a sharp look-out in

suspicious places; it often takes an effort of philosophy

to shake off these idle terrors."[7]

_Tam o' Shanter_, written for Captain Grose, was perhaps based on

a Scottish legend, learnt at the inglenook in childhood, from

this old wife, or perhaps

"By some auld houlet-haunted biggin

Or kirk deserted by its riggin,"

from Captain Grose himself, who made to quake:

"Ilk ghaist that haunts auld ha' or chamer,

Ye gipsy-gang that deal in glamor,

And you, deep-read in hell's black grammar,

Warlocks and witches."

In it Burns reveals with lively reality the terrors that assail

the reveller on his homeward way through the storm:

"Past the birks and meikle stane

Where drunken Charlie brak's neck-bane;

And through the whins, and by the cairn

Where hunters fand the murdered bairn

And near the thorn, aboon the well

Where Mungo's mither hanged hersell."

For sheer terror the wild, fantastic witch-dance, seen through a

Gothic window in the ruins of Kirk-Alloway, with the light of

humour strangely glinting through, has hardly been surpassed. The

Ballad-collections, beginning with Percy's _Reliques of Ancient

English Poetry_ (1705), brought poets back to the original

sources of terror in popular tradition, and helped to revive the

latent feelings of awe, wonder and fear. In Coleridge's _Ancient

Manner_ the skeleton-ship with its ghastly crew--the

spectre-woman and her deathmate--the sensations of the mariner,

alone on a wide, wide sea, seize on our imagination with

irresistible power. The very substance of the poem is woven of

the supernatural. The dream imagery is thrown into relief by

occasional touches of reality--the lighthouse, the church on the

cliff, the glimpses of the wedding, the quiet song of the hidden

brook in the leafy month of June. We, like the mariner, after

loneliness so awful that

"God himself

Scarce seemèd there to be,"

welcome the firm earth beneath our feet, and the homely sound of

the vesper bell. In _Christabel_ we float dreamily through scenes

as unearthly and ephemeral as the misty moonlight, and the words

in which Coleridge conjures up his vision fall into music of

magic beauty. The opening of the poem creates a sense of

foreboding, and the horror of the serpent-maiden is subtly

suggested through her effect on Christabel. Coleridge hints at

the terrible with artistic reticence. In _Kubla Khan_ the chasm

is:

"A savage place! as holy and enchanted

As e'er beneath a waning moon was haunted

By woman wailing for her demon-lover."

The poetry of Keats is often mysterious and suggestive of terror.

The description of the Gothic hall in _The Eve of St. Agnes_:

"In all the house was heard no human sound;

A chain-drooped lamp was flickering by each door;

The arras, rich with horseman, hawk and hound,

Fluttered in the besieging wind's uproar;

And the long carpets rose along the gusty floor;"

the serpent-maiden, Lamia, who

"Seemed at once some penanced lady elf,

Some demon's mistress, or the demon's self;"

the grim story in _Isabella_ of Lorenzo's ghost, who

"Moaned a ghostly undersong

Like hoarse night-gusts sepulchral briers along."

all lead us over the borderland. In a rejected stanza of the _Ode

on Melancholy_, he abandons the horrible:

"Though you should build a bark of dead men's bones

And rear a phantom gibbet for a mast,

Stitch shrouds together for a sail, with groans

To fill it out, blood-stained and aghast;

Although your rudder be a dragon's tail

Long severed, yet still hard with agony,

Your cordage, large uprootings from the skull

Of bald Medusa, certes you would fail

To find the Melancholy--"

Keats's melancholy is not to be found amid images

of horror:

"She dwells with Beauty--Beauty that must die,

And Joy, whose hand is ever at his lips

Bidding adieu."

In _La Belle Dame sans Merci_ he conveys with delicate touch the

memory of the vision which haunts the knight, alone and palely

loitering. We see it through his eyes:

"I saw pale kings and princes too,

Pale warriors, death-pale were they all:

They cried--'La Belle Dame sans Merci

Hath thee in thrall!'

"I saw their starv'd lips in the gloam

With horrid warning gaped wide,

And I awoke and found me here,

On the cold hill's side."

From effects so exquisitely wrought as these it seems almost

profane to turn to the crude attempts of such poets as "Monk"

Lewis or Southey to sound the note of terror. Yet they too, in

their fashion, played a part in the "Renascence of Wonder."

Coleridge, fascinated by the spirit of "gramarye" in Bürger's

_Lenore_, etherealised and refined it. Scott and Lewis gloried in

the gruesome details and spirited rhythm of the ballad, and in

their supernatural poems wish to startle and terrify, not to awe,

their readers. Those who revel in phosphorescent lights and in

the rattle of the skeleton are apt to o'erleap themselves; and

Scott's _Glenfinlas_, Lewis's _Alonzo the Brave and the Fair

Imogene_ and Southey's _Old Woman of Berkeley_ fall into the

category of the grotesque. Hogg intentionally mingles the comic

and the terrible in his poem, _The Witch of Fife_, but his

prose-stories reveal his power of creating an atmosphere of

_diablerie_, undisturbed by intrusive mockery. In the poem

_Kilmeny_, he handles an uncanny theme with dreamy beauty.

From the earliest times to the present day, writers of fiction

have realised the force of supernatural terror. In the

_Babylonica_ of Iamblichus, the lovers evade their pursuers by

passing as spectres; the scene of the romance is laid in tombs,

caverns, and robbers' dens, a setting remarkably like that of

Gothic story. Into the English novel of the first half of the

eighteenth century, however, the ghost dares not venture. The

innate desire for the marvellous was met at this period not by

the novel, but by oral tradition and by such works as Galland's

translation of _The Arabian Nights_, the Countess D'Aulnoy's

collection of fairy tales, Perrault's _Contes de ma Mère Oie_.

Chapbooks setting forth mediaeval legends of "The Wandering Jew,"

the "Demon Frigate," or "Dr. Faustus," and interspersed with

anecdotes of freaks, monsters and murderers, satisfied the

craving for excitement among humbler readers.[8] Smollett, who,

in his _Adventures of Ferdinand, Count Fathom_ (1753), seems to

have been experimenting with new devices for keeping alive the

interest of a _picaresque_ novel, anticipates the methods of Mrs.

Radcliffe. Although he sedulously avoids introducing the

supernatural, he hovers perilously on the threshold. The

publication of _The Castle of Otranto_ in 1764 was not so wild an

adventure as Walpole would have his readers believe. The age was

ripe for the reception of the marvellous.

The supernatural had, as we have seen, begun to find its way back

into poetry, in the work of Gray and Collins. In Macpherson's

_Ossian_, which was received with acclamation in 1760-3, the

mountains, heaths and lakes are haunted by shadowy, superstitious

fears. Dim-seen ghosts wail over the wastes. There is abundant

evidence that "authentic" stories of ghostly appearances were

heard with respect. Those who eagerly explored Walpole's Gothic

castle and who took pleasure in Miss Reeve's well-trained ghost,

had previously enjoyed the thrill of chimney corner legends. The

idea of the gigantic apparition was derived, no doubt, from the

old legend of the figure seen by Wallace on the field of battle.

The limbs, strewn carelessly about the staircase and the gallery

of the castle, belong to a giant, very like those who are worsted

by the heroes of popular story. Godwin, in an unusual flight of

fancy, amused himself by tracing a certain similitude between

_Caleb Williams_ and _Bluebeard_, between _Cloudesley_ and _The

Babes in the Wood_,[9] and planned a story, on the analogy of the

Sleeping Beauty, in which the hero was to have the faculty of

unexpectedly falling asleep for twenty, thirty, or a hundred

years.[10]

Mrs. Radcliffe, who, so far as we may judge, did not draw her

characters from the creatures of flesh and blood around her,

seems to have adopted some of the familiar figures of old story.

Emily's guardian, Montoni, in _The Mysteries of Udolpho_, like

the unscrupulous uncle in Godwin's _Cloudesley_, may well have

been descended from the wicked uncle of the folk tale. The cruel

stepmother is disguised as a haughty, scheming marchioness in

_The Sicilian Romance_. The ogre drops his club, assumes a veneer

of polite refinement and relies on the more gentlemanlike method

of the dagger and stiletto for gaining his ends. The banditti and

robbers who infest the countryside in Gothic fiction are time

honoured figures. Travellers in Thessaly in Apuleius' _Golden

Ass_, like the fugitives in Shelley's _Zastrozzi_ and _St.

Irvyne_, find themselves in robbers' caves. The Gothic castle,

suddenly encountered in a dark forest, is boldly transported from

fairyland and set down in Italy, Sicily or Spain. The chamber of

horrors, with its alarming array of scalps or skeletons, is

civilised beyond recognition and becomes the deserted wing of an

abbey, concealing nothing worse than one discarded wife,

emaciated and dispirited, but still alive. The ghost-story, which

Ludovico reads in the haunted chamber of Udolpho, is described by

Mrs. Radcliffe as a Provençal tale, but is in reality common to

the folklore of all countries. The restless ghost, who yearns for

the burial of his corpse, is as ubiquitous as the Wandering Jew.

In the _Iliad_ he appears as the shade of Patroclus, pleading

with Achilles for his funeral rites. According to a letter of the

younger Pliny,[11] he haunts a house in Athens, clanking his

chains. He is found in every land, in every age. His feminine

counterpart presented herself to Dickens' nurse requiring her

bones, which were under a glass-case, to be "interred with every

undertaking solemnity up to twenty-four pound ten, in another

particular place."[12] Melmoth the Wanderer, when he becomes the

wooer of Immalee, seems almost like a reincarnation of the Demon

Lover. The wandering ball of fire that illuminates the dusky

recesses of so many Gothic abbeys is but another manifestation of

the Fate-Moon, which shines, foreboding death, after Thorgunna's

funeral, in the Icelandic saga. The witchcraft and demonology

that attracted Scott and "Monk" Lewis, may be traced far beyond

Sinclair's _Satan's Invisible World Discovered_ (1685), Bovet's

_Pandemonium or the Devil's Cloyster Opened_ (1683), or Reginald

Scot's _Discovery of Witchcraft_ (1584) to Ulysses' invocation of

the spirits of the dead,[13] to the idylls of Theocritus and to

the Hebrew narrative of Saul's visit to the Cave of Endor. There

are incidents in _The Golden Ass_ as "horrid" as any of those

devised by the writers of Gothic romance. It would, indeed, be no

easy task to fashion scenes more terrifying than the mutilation

of Socrates in _The Golden Ass_, by the witch, who tears out his

heart and stops the wound with a sponge which falls out when he

stoops to drink at a river, or than the strange apparition of a

ragged, old woman who vanishes after leading the way to the room,

where the baker's corpse hangs behind the door. Though the title

assumes a special literary significance at the close of the

eighteenth century, the tale of terror appeals to deeply rooted

instincts, and belongs, therefore, to every age and clime.

The Tale of Terror: A Study of the Gothic Romance · 第 1 / 12 章