I shall not pause here to relate anecdotes as examples to illustrate my

theory; for it is so simple and comprehensible that it does not require

them, and everything ludicrous which the reader may remember is equally

valuable as a proof of it. But the theory is confirmed and illustrated by

distinguishing two species into which the ludicrous is divided, and which

result from the theory. Either, we have previously known two or more very

different real objects, ideas of sense-perception, and have intentionally

identified them through the unity of a concept which comprehends them

both; this species of the ludicrous is called _wit_. Or, conversely, the

concept is first present in knowledge, and we pass from it to reality, and

to operation upon it, to action: objects which in other respects are

fundamentally different, but which are all thought in that one concept,

are now regarded and treated in the same way, till, to the surprise and

astonishment of the person acting, the great difference of their other

aspects appears: this species of the ludicrous is called _folly_.

Therefore everything ludicrous is either a flash of wit or a foolish

action, according as the procedure has been from the discrepancy of the

objects to the identity of the concept, or the converse; the former always

intentional, the latter always unintentional, and from without. To seem to

reverse the starting-point, and to conceal wit with the mask of folly, is

the art of the jester and the clown. Being quite aware of the diversity of

the objects, the jester unites them, with secret wit, under one concept,

and then starting from this concept he receives from the subsequently

discovered diversity of the objects the surprise which he himself

prepared. It follows from this short but sufficient theory of the

ludicrous, that, if we set aside the last case, that of the jester, wit

must always show itself in words, folly generally in actions, though also

in words, when it only expresses an intention and does not actually carry

it out, or when it shows itself merely in judgments and opinions.

_Pedantry_ is a form of folly. It arises in this way: a man lacks

confidence in his own understanding, and, therefore, does not wish to

trust to it, to recognise what is right directly in the particular case.

He, therefore, puts it entirely under the control of the reason, and seeks

to be guided by reason in everything; that is to say, he tries always to

proceed from general concepts, rules, and maxims, and to confine himself

strictly to them in life, in art, and even in moral conduct. Hence that

clinging to the form, to the manner, to the expression and word which is

characteristic of pedantry, and which with it takes the place of the real

nature of the matter. The incongruity then between the concept and reality

soon shows itself here, and it becomes evident that the former never

condescends to the particular case, and that with its generality and rigid

definiteness it can never accurately apply to the fine distinctions of

difference and innumerable modifications of the actual. Therefore, the

pedant, with his general maxims, almost always misses the mark in life,

shows himself to be foolish, awkward, useless. In art, in which the

concept is unfruitful, he produces lifeless, stiff, abortive mannerisms.

Even with regard to ethics, the purpose to act rightly or nobly cannot

always be carried out in accordance with abstract maxims; for in many

cases the excessively nice distinctions in the nature of the circumstances

necessitate a choice of the right proceeding directly from the character;

for the application of mere abstract maxims sometimes gives false results,

because the maxims only half apply; and sometimes cannot be carried out,

because they are foreign to the individual character of the actor, and

this never allows itself to be entirely discovered; therefore,

inconsistencies arise. Since then Kant makes it a condition of the moral

worth of an action, that it shall proceed from pure rational abstract

maxims, without any inclination or momentary emotion, we cannot entirely

absolve him from the reproach of encouraging moral pedantry. This reproach

is the significance of Schiller’s epigram, entitled “Scruples of

Conscience.” When we speak, especially in connection with politics, of

doctrinaires, theorists, savants, and so forth, we mean pedants, that is,

persons who know the things well in the abstract, but not in the concrete.

Abstraction consists in thinking away the less general predicates; but it

is precisely upon these that so much depends in practice.

To complete our theory it remains for us to mention a spurious kind of

wit, the play upon words, the _calembourg_, the pun, to which may be added

the equivocation, the _double entendre_, the chief use of which is the

expression of what is obscene. Just as the witticism brings two very

different real objects under one concept, the pun brings two different

concepts, by the assistance of accident, under one word. The same contrast

appears, only familiar and more superficial, because it does not spring

from the nature of things, but merely from the accident of nomenclature.

In the case of the witticism the identity is in the concept, the

difference in the reality, but in the case of the pun the difference is in

the concepts and the identity in the reality, for the terminology is here

the reality. It would only be a somewhat far-fetched comparison if we were

to say that the pun is related to the witticism as the parabola (_sic_) of

the upper inverted cone to that of the lower. The misunderstanding of the

word or the _quid pro quo_ is the unintentional pun, and is related to it

exactly as folly is to wit. Thus the deaf man often affords occasion for

laughter, just as much as the fool, and inferior writers of comedy often

use the former for the latter to raise a laugh.

I have treated laughter here only from the psychical side; with regard to

the physical side, I refer to what is said on the subject in the

“Parerga,” vol. II. ch. vi., § 98.(18)

§ 14. By means of these various discussions it is hoped that both the

difference and the relation between the process of knowledge that belongs

to the reason, rational knowledge, the concept on the one hand, and the

direct knowledge in purely sensuous, mathematical intuition or perception,

and apprehension by the understanding on the other hand, has been clearly

brought out. This remarkable relation of our kinds of knowledge led us

almost inevitably to give, in passing, explanations of feeling and of

laughter, but from all this we now turn back to the further consideration

of science as the third great benefit which reason confers on man, the

other two being speech and deliberate action. The general discussion of

science which now devolves upon us, will be concerned partly with its

form, partly with the foundation of its judgments, and lastly with its

content.

We have seen that, with the exception of the basis of pure logic, rational

knowledge in general has not its source in the reason itself; but having

been otherwise obtained as knowledge of perception, it is stored up in the

reason, for through reason it has entirely changed its character, and has

become abstract knowledge. All rational knowledge, that is, knowledge that

has been raised to consciousness in the abstract, is related to science

strictly so called, as a fragment to the whole. Every one has gained a

rational knowledge of many different things through experience, through

consideration of the individual objects presented to him, but only he who

sets himself the task of acquiring a complete knowledge in the abstract of

a particular class of objects, strives after science. This class can only

be marked off by means of a concept; therefore, at the beginning of every

science there stands a concept, and by means of it the class of objects

concerning which this science promises a complete knowledge in the

abstract, is separated in thought from the whole world of things. For

example, the concept of space-relations, or of the action of unorganised

bodies upon each other, or of the nature of plants, or of animals, or of

the successive changes of the surface of the globe, or of the changes of

the human race as a whole, or of the construction of a language, and so

forth. If science sought to obtain the knowledge of its object, by

investigating each individual thing that is thought through the concept,

till by degrees it had learned the whole, no human memory would be equal

to the task, and no certainty of completeness would be obtainable.

Therefore, it makes use of that property of concept-spheres explained

above, that they include each other, and it concerns itself mainly with

the wider spheres which lie within the concept of its object in general.

When the relations of these spheres to each other have been determined,

all that is thought in them is also generally determined, and can now be

more and more accurately determined by the separation of smaller and

smaller concept-spheres. In this way it is possible for a science to

comprehend its object completely. This path which it follows to knowledge,

the path from the general to the particular, distinguishes it from

ordinary rational knowledge; therefore, systematic form is an essential

and characteristic feature of science. The combination of the most general

concept-spheres of every science, that is, the knowledge of its first

principles, is the indispensable condition of mastering it; how far we

advance from these to the more special propositions is a matter of choice,

and does not increase the thoroughness but only the extent of our

knowledge of the science. The number of the first principles to which all

the rest are subordinated, varies greatly in the different sciences, so

that in some there is more subordination, in others more co-ordination;

and in this respect, the former make greater claims upon the judgment, the

latter upon the memory. It was known to the schoolmen,(19) that, as the

syllogism requires two premises, no science can proceed from a single

first principle which cannot be the subject of further deduction, but must

have several, at least two. The specially classifying sciences: Zoology,

Botany, and also Physics and Chemistry, inasmuch as they refer all

inorganic action to a few fundamental forces, have most subordination;

history, on the other hand, has really none at all; for the general in it

consists merely in the survey of the principal periods, from which,

however, the particular events cannot be deduced, and are only

subordinated to them according to time, but according to the concept are

co-ordinate with them. Therefore, history, strictly speaking, is certainly

rational knowledge, but is not science. In mathematics, according to

Euclid’s treatment, the axioms alone are indemonstrable first principles,

and all demonstrations are in gradation strictly subordinated to them. But

this method of treatment is not essential to mathematics, and in fact each

proposition introduces quite a new space construction, which in itself is

independent of those which precede it, and indeed can be completely

comprehended from itself, quite independently of them, in the pure

intuition or perception of space, in which the most complicated

construction is just as directly evident as the axiom; but of this more

fully hereafter. Meanwhile every mathematical proposition remains always a

universal truth, which is valid for innumerable particular cases; and a

graduated process from the simple to the complicated propositions which

are to be deduced from them, is also essential to mathematics; therefore,

in every respect mathematics is a science. The completeness of a science

as such, that is, in respect of form, consists in there being as much

subordination and as little co-ordination of the principles as possible.

Scientific talent in general is, therefore, the faculty of subordinating

the concept-spheres according to their different determinations, so that,

as Plato repeatedly counsels, a science shall not be constituted by a

general concept and an indefinite multiplicity immediately under it, but

that knowledge shall descend by degrees from the general to the

particular, through intermediate concepts and divisions, according to

closer and closer definitions. In Kantian language this is called

satisfying equally the law of homogeneity and that of specification. It

arises from this peculiar nature of scientific completeness, that the aim

of science is not greater certainty—for certainty may be possessed in just

as high a degree by the most disconnected particular knowledge—but its aim

is rather the facilitating of rational knowledge by means of its form, and

the possibility of the completeness of rational knowledge which this form

affords. It is therefore a very prevalent but perverted opinion that the

scientific character of knowledge consists in its greater certainty, and

just as false is the conclusion following from this, that, strictly

speaking, the only sciences are mathematics and logic, because only in

them, on account of their purely _a priori_ character, is there

unassailable certainty of knowledge. This advantage cannot be denied them,

but it gives them no special claim to be regarded as sciences; for the

special characteristic of science does not lie in certainty but in the

systematic form of knowledge, based on the gradual descent from the

general to the particular. The process of knowledge from the general to

the particular, which is peculiar to the sciences, involves the necessity

that in the sciences much should be established by deduction from

preceding propositions, that is to say, by demonstration; and this has

given rise to the old mistake that only what has been demonstrated is

absolutely true, and that every truth requires a demonstration; whereas,

on the contrary, every demonstration requires an undemonstrated truth,

which ultimately supports it, or it may be, its own demonstration.

Therefore a directly established truth is as much to be preferred to a

truth established by demonstration as water from the spring is to water

from the aqueduct. Perception, partly pure _a priori_, as it forms the

basis of mathematics, partly empirical _a posteriori_, as it forms the

basis of all the other sciences, is the source of all truth and the

foundation of all science. (Logic alone is to be excepted, which is not

founded upon perception but yet upon _direct_ knowledge by the reason of

its own laws.) Not the demonstrated judgments nor their demonstrations,

but judgments which are created directly out of perception, and founded

upon it rather than on any demonstrations, are to science what the sun is

to the world; for all light proceeds from them, and lighted by their light

the others give light also. To establish the truth of such primary

judgments directly from perception, to raise such strongholds of science

from the innumerable multitude of real objects, that is the work of the

_faculty of judgment_, which consists in the power of rightly and

accurately carrying over into abstract consciousness what is known in

perception, and judgment is consequently the mediator between

understanding and reason. Only extraordinary and exceptional strength of

judgment in the individual can actually advance science; but every one who

is possessed of a healthy reason is able to deduce propositions from

propositions, to demonstrate, to draw conclusions. To lay down and make

permanent for reflection, in suitable concepts, what is known through

perception, so that, on the one hand, what is common to many real objects

is thought through _one_ concept, and, on the other hand, their points of

difference are each thought through one concept, so that the different

shall be known and thought as different in spite of a partial agreement,

and the identical shall be known and thought as identical in spite of a

partial difference, all in accordance with the end and intention which in

each case is in view; all this is done by the _faculty of judgment_.

Deficiency in judgment is _silliness_. The silly man fails to grasp, now

the partial or relative difference of concepts which in one aspect are

identical, now the identity of concepts which are relatively or partially

different. To this explanation of the faculty of judgment, moreover,

Kant’s division of it into reflecting and subsuming judgment may be

applied, according as it passes from the perceived objects to the

concepts, or from the latter to the former; in both cases always mediating

between empirical knowledge of the understanding and the reflective

knowledge of the reason. There can be no truth which could be brought out

by means of syllogisms alone; and the necessity of establishing truth by

means of syllogisms is merely relative, indeed subjective. Since all

demonstration is syllogistic, in the case of a new truth we must first

seek, not for a demonstration, but for direct evidence, and only in the

absence of such evidence is a demonstration to be temporarily made use of.

No science is susceptible of demonstration throughout any more than a

building can stand in the air; all its demonstrations must ultimately rest

upon what is perceived, and consequently cannot be demonstrated, for the

whole world of reflection rests upon and is rooted in the world of

perception. All primal, that is, original, _evidence_ is a _perception_,

as the word itself indicates. Therefore it is either empirical or founded

upon the perception _a priori_ of the conditions of possible experience.

In both cases it affords only immanent, not transcendent knowledge. Every

concept has its worth and its existence only in its relation, sometimes

very indirect, to an idea of perception; what is true of the concepts is

also true of the judgments constructed out of them, and of all science.

Therefore it must in some way be possible to know directly without

demonstrations or syllogisms every truth that is arrived at through

syllogisms and communicated by demonstrations. This is most difficult in

the case of certain complicated mathematical propositions at which we only

arrive by chains of syllogisms; for example, the calculation of the chords

and tangents to all arcs by deduction from the proposition of Pythagoras.

But even such a truth as this cannot essentially and solely rest upon

abstract principles, and the space-relations which lie at its foundation

also must be capable of being so presented _a priori_ in pure intuition or

perception that the truth of their abstract expression is directly

established. But of mathematical demonstration we shall speak more fully

shortly.

It is true we often hear men speak in a lofty strain of sciences which

rest entirely upon correct conclusions drawn from sure premises, and which

are consequently unassailable. But through pure logical reasoning, however

true the premises may be, we shall never receive more than an articulate

expression and exposition of what lies already complete in the premises;

thus we shall only _explicitly_ expound what was already _implicitly_

understood. The esteemed sciences referred to are, however, specially the

mathematical sciences, particularly astronomy. But the certainty of

astronomy arises from the fact that it has for its basis the intuition or

perception of space, which is given _a priori_, and is therefore

infallible. All space-relations, however, follow from each other with a

necessity (ground of being) which affords _a priori_ certainty, and they

can therefore be safely deduced from each other. To these mathematical

properties we have only to add one force of nature, gravity, which acts

precisely in relation to the masses and the square of the distance; and,

lastly, the law of inertia, which follows from the law of causality and is

therefore true _a priori_, and with it the empirical datum of the motion

impressed, once for all, upon each of these masses. This is the whole

material of astronomy, which both by its simplicity and its certainty

leads to definite results, which are highly interesting on account of the

vastness and importance of the objects. For example, if I know the mass of

a planet and the distance of its satellite from it, I can tell with

certainty the period of the revolution of the latter according to Kepler’s

second law. But the ground of this law is, that with this distance only

this velocity will both chain the satellite to the planet and prevent it

from falling into it. Thus it is only upon such a geometrical basis, that

is, by means of an intuition or perception _a priori_, and also under the

application of a law of nature, that much can be arrived at by means of

syllogisms, for here they are merely like bridges from _one_ sensuous

apprehension to others; but it is not so with mere pure syllogistic

reasoning in the exclusively logical method. The source of the first

fundamental truths of astronomy is, however, properly induction, that is,

the comprehension of what is given in many perceptions in one true and

directly founded judgment. From this, hypotheses are afterwards

constructed, and their confirmation by experience, as induction

approaching to completeness, affords the proof of the first judgment. For

example, the apparent motion of the planets is known empirically; after

many false hypotheses with regard to the spacial connection of this motion

(planetary course) the right one was at last found, then the laws which it

obeyed (the laws of Kepler), and, lastly, the cause of these laws

(universal gravitation), and the empirically known agreement of all

observed cases with the whole of the hypotheses, and with their

consequences, that is to say, induction, established them with complete

certainty. The invention of the hypotheses was the work of the judgment,

which rightly comprehended the given facts and expressed them accordingly;

but induction, that is, a multitude of perceptions, confirmed their truth.

But their truth could also be known directly, and by a single empirical

perception, if we could pass freely through space and had telescopic eyes.

Therefore, here also syllogisms are not the essential and only source of

knowledge, but really only a makeshift.

As a third example taken from a different sphere we may mention that the

so-called metaphysical truths, that is, such truths as those to which Kant

assigns the position of the metaphysical first principles of natural

science, do not owe their evidence to demonstration. What is _a priori_

certain we know directly; as the form of all knowledge, it is known to us

with the most complete necessity. For example, that matter is permanent,

that is, can neither come into being nor pass away, we know directly as

negative truth; for our pure intuition or perception of space and time

gives the possibility of motion; in the law of causality the understanding

affords us the possibility of change of form and quality, but we lack

powers of the imagination for conceiving the coming into being or passing

away of matter. Therefore that truth has at all times been evident to all

men everywhere, nor has it ever been seriously doubted; and this could not

be the case if it had no other ground of knowledge than the abstruse and

exceedingly subtle proof of Kant. But besides this, I have found Kant’s

proof to be false (as is explained in the Appendix), and have shown above

that the permanence of matter is to be deduced, not from the share which

time has in the possibility of experience, but from the share which

belongs to space. The true foundation of all truths which in this sense

are called metaphysical, that is, abstract expressions of the necessary

and universal forms of knowledge, cannot itself lie in abstract

principles; but only in the immediate consciousness of the forms of the

idea communicating itself in apodictic assertions _a priori_, and fearing

no refutation. But if we yet desire to give a proof of them, it can only

consist in showing that what is to be proved is contained in some truth

about which there is no doubt, either as a part of it or as a

presupposition. Thus, for example, I have shown that all empirical

perception implies the application of the law of causality, the knowledge

of which is hence a condition of all experience, and therefore cannot be

first given and conditioned through experience as Hume thought.

Demonstrations in general are not so much for those who wish to learn as

for those who wish to dispute. Such persons stubbornly deny directly

established insight; now only the truth can be consistent in all

directions, and therefore we must show such persons that they admit under

_one_ form and indirectly, what they deny under another form and directly;

that is, the logically necessary connection between what is denied and

what is admitted.

The World as Will and Idea (Vol. 1 of 3) · 第 8 / 45 段