To understand the ruins so profusely scattered over the ancient pueblo
country we must have some knowledge of the conditions under which their
inhabitants lived. Were nothing at all known, however, we would be
justified in inferring, from the results that have been produced, a
similarity of conditions with those prevailing among the pueblo tribes,
both formerly and now; and all the evidence so far obtained would
support that inference. There is no warrant whatever for the old
assumption that the "cliff dwellers" were a separate race, and the cliff
dwellings must be regarded as only a phase of pueblo architecture.
More or less speculation regarding the origin of pueblo culture is the
usual and perhaps proper accompaniment of nearly all treatises bearing
on that subject. Early writers on the Aztec culture, aided by a vague
tradition of that tribe that they came from the north, pushed the point
of emigration farther and farther and still farther north, until finally
the pueblo country was reached. Pueblo ruins are even now known locally
as "Aztec ruins." Logically the inhabited villages should be classed as
"Aztec colonies," and such classification was not unusual when the
country came into the possession of the United States some fifty years
ago.
As our knowledge of the pueblo culture increased, a gradual separation
between the old and the new took place, and we have as an intermediate
hypothesis many "Aztec ruins," but no "Aztec colonies." Finally, as a
result of still further knowledge, the ruins and the inhabited pueblos
are again brought together; several lines of investigation have combined
to show the continuity of the old and the present culture, and the
connection may be considered well established. But there is still a
disposition to regard the cliff ruins as a thing apart. The old idea of
a separate race of cliff dwellers now finds little credence, but the
cliff ruins are almost universally explained as the results of
extraordinary, primitive, or unusual causes.
The intimate relation between the savage and his physical environment
has already been alluded to. Nature, or that part of nature which we
term physical environment, enters into and becomes part of the life of
the savage in a way and to an extent that we can hardly conceive. A
change of physical environment does not produce an immediate change in
the man or in his arts, but in time such must inevitably result.
Twenty-five years ago the savage of the plains and the savage of the
pueblo country were regarded as distinct races, "as different from each
other as light is from darkness;" yet the differences which appeared so
striking at first have become fewer and fewer as our knowledge of the
Indian tribes increased, and those which remain today can almost all be
attributed to a difference in physical environment.
Linguistic researches have shown the close connection which exists
between the Hopi (Moki) and some of the plains (or so called "wild")
Indians. There is no doubt that at the time of the Spanish discovery,
some three hundred and fifty years ago, the Hopi were quite as far
advanced as the other pueblo tribes, and the conclusion is irresistible
that since it may reasonably be inferred that one tribe has made the
change from a nomadic to a sedentary life, other tribes also may have
done so. We may go even farther than this, and assume that a nomadic
tribe driven into the pueblo country, or drifting into it, would remain
as before under the direct influence of its physical environment,
although the environment would be a new one. Granting this, and the
element of time, and we will have no difficulty with the origin of
pueblo architecture.
The complete adaptation of pueblo architecture to the country in which
it is found has been commented on. Ordinarily such adaptation would
imply two things--origin within the country, and a long period of time
for development--but there are several factors that must be taken into
consideration. If the architecture did not originate in the country
where it is found it would almost certainly bear, traces of former
conditions. Such survivals are common in all arts, and instances of it
are so common in architecture that no examples need be cited. Only one
of these survivals has been found in pueblo architecture, but that one
is very instructive; it is the presence of circular chambers in groups
of rectangular rooms, which occur in certain regions. These chambers are
called estufas or kivas and are the council houses and temples of the
people, in which the governmental and religious affairs of the tribe are
transacted. It is owing to their religious connection that the form has
been preserved to the present day, carrying with it the record of the
time when the people lived in round chambers or huts,
In opposition to the hypothesis of local origin it might be stated that
there is no evidence of forms intermediate in development. The oldest
remains of pueblo architecture known are but little different from
recent examples. But it must be borne in mind that pueblo architecture
is of a very low order, so low that it hardly comes within a definition
of architecture as an art, as opposed to a craft. Except for a few
examples, some of which have already been mentioned, it was strictly
utilitarian in character; the savage had certain needs to supply, and he
supplied them in the easiest and most direct manner and with material
immediately at hand. The whole pueblo country is covered with the
remains of single rooms and groups of rooms, put up to meet some
immediate necessity. Some of these may have been built centuries ago,
some are only a few years or a few months old, yet the structures do not
differ from one another; nor, on the other hand, does the similarity
imply that the builder of the oldest example knew less or more than his
descendant today--both utilized the material at hand and each
accomplished his purpose in the easiest way. In both cases the result is
so rude that no sound inference of sequence can be drawn from the study
of individual examples, but in the study of large aggregations of rooms
we find some clues.
The aggregation of many single rooms into one great structure was
produced by causes which have been discussed. It must not be forgotten
that the unit of pueblo construction is the single room, even in the
large, many-storied villages. This unit is often quite as rude in modern
work as in ancient, and both modern and ancient examples are very close
to the result which would be produced by any Indian tribe who came into
the country and were left free to work out their own ideas. Starting
with this unit the whole system of pueblo architecture is a natural
product of the country in which it is found and the conditions of life
known to have affected the people by whom it was practiced.
Granting the local origin of pueblo architecture it would appear at
first sight that a very long period of time must have elapsed between
the erection of the first rude rooms and the building of the
many-storied pueblos, yet the evidence now available--that derived from
the ruins themselves, documentary evidence, and traditions--all suggest
that such was not necessarily the case. As a record of events, or rather
of a sequence of events, tradition, when unsupported, has practically no
value; but as a picture of life and of the conditions under which a
people lived it is very instructive and full of suggestions, which, when
followed out, often lead to the uncovering of valuable evidence. The
traditions of the pueblo tribes record a great number of movements or
migrations from place to place, the statements being more or less
obscured by mythologic details and accounts of magic or miraculous
occurrences. When numbers of such movements are recorded, it is safe to
infer that the conditions dictating the occupancy of sites were unstable
or even that the tribes were in a state of slow migration. When this
inference is supported by other evidence, it becomes much stronger, and
when the supporting evidence becomes more abundant, with no discordant
elements, the statement may be accepted as proved until disproved.
The evident inferiority of the modern pueblos to some of the old ruins
has been urged as an argument against their connection. While
degeneration in culture is yet to be proved, degeneration of some
particular art under adverse conditions, such as war, continued famine,
or pestilence, is not an uncommon incident in history, and it can be
shown that under the peculiar conditions which prevailed in the pueblo
country such degeneration would naturally take place. One of the
peculiarities of pueblo architecture is that its results were obtained
always by the employment of the material immediately at hand. In the
whole pueblo region no instance is known where the material (other than
timber) was transported to any distance; on the contrary, it was usually
obtained within a few feet of the site where it was used. Hence, it
comes about that difference in character of masonry is often only a
difference in material. Starting with a tribe or several tribes of
plains Indians, who came into the pueblo country, we should probably see
them at first building houses such as they were accustomed to
build--round huts of skin or brush, perhaps partly covered with earth,
such as were found all over middle and eastern United States. Supposing
the tribe to have been not very warlike in character and subsisting
principally by horticulture, these settlements would necessarily be
confined to the vicinity of springs and to little valleys where the
crops could be grown. The general character of the country is arid in
the extreme, and only in favored spots is horticulture possible. In a
very short time these people would be forced to the use of stone for
buildings, for the whole country is covered with tabular sandstone,
often broken up into blocks and flakes ready for immediate use without
any preparation whatever. Timber and brush could be procured only with
difficulty, and often had to be carried great distances.
It has been suggested that the rectangular form of rooms might have been
developed from the circular form by the crowding together upon
restricted sites of many circular chambers; but such a supposition seems
unnecessary. A structure of masonry designed to be roofed would
naturally be rectangular; in fact, the placing of a flat roof upon a
circular chamber was a problem whose solution was beyond the ability of
these people, as has already been shown. Along with this advance, or
perhaps preceding it, the social organization of the tribe, or its
division into clans and phratries, would manifest itself, and those who
"belong together" would build together. This requirement was a very
common one and was closely adhered to even a few years ago.
Although degeneration in arts is common enough, a peculiar condition
prevailed in the pueblo region. So far as the architecture was concerned
war and a hostile human environment produced not degeneration but
development. This came about partly by reason of the peculiarities of
the country, and partly through the methods of war. The term war is
rather a misnomer in this connection, as it does not express the idea.
The result was not brought about by armed bodies of men animated by
hostile intentions or bent on extermination, although forays of this
kind are too common in later pueblo history, but rather by predatory
bands, bent on robbery and not indisposed to incidental killing. The
pueblos, with their fixed habitations and their stores of food, were the
natural prey of such bands, and they suffered, just as did, at a later
period, the Mexican settlements on the Rio Grande, with their immense,
flocks of sheep. It was constant annoyance and danger, rather than war
and pitched battles.
The pueblo country is exceptionally rich in building material suited to
the knowledge and capacity of the pueblo builders. Had suitable material
been less abundant, military knowledge would have developed and
defensive structures would have been erected; but as such material could
be obtained everywhere, and there was no lack of sites, almost if not
quite equal to those occupied at any given time, the easiest and most
natural thing to do was to move. Owing to the nature of the hostile
pressure, such movements were generally gradual, not en masse; although
there is no doubt that movements of the latter kind have sometimes taken
place.
These conclusions are not based on a study of the ruins in Canyon de
Chelly alone, which illustrate only one phase of the subject, but of all
the pueblo remains, or rather of the remains so far as they are now
known. They imply a rather sparsely settled country, occupied by a
comparatively small number of tribes and subtribes, moving from place to
place under the influence of various motives, some of which we know,
others we can only surmise. It was a slow but practically constant
migratory movement with no definite end or direction in view. The course
of this movement in a geographical way does not as yet reveal a
preponderance in any one direction; tribes and subtribes moved from east
to west and from west to east, from north to south and from south to
north, and many were irregular in their course, but the movements, so
far as they can now be discerned, were all within a circumscribed area.
There is no evidence of any movement from without into the pueblo group,
unless the close relation of the Hopi (Moki) language to the other
Shoshonean dialects be such evidence, and none of a movement from within
this area out of it, although such movements must have taken place, at
least in the early history of the region. It must be borne in mind in
this discussion that while we can assign approximate boundaries to the
ancient pueblo region on the north, east, and west, no limit can as yet
be fixed on the south. The arid country southward of Gila river and
northward of the Mexican boundary would be a great obstacle to a
movement either north or south, but little as we know about that region
we do know that it was not an insurmountable obstacle. The Casas Grandes
of Janos, in Chihuahua, closely resemble the type of ruins on the Gila
river, in Arizona, of which the best example we now have is the
well-known Casa Grande ruin. We know that there are cliff ruins in the
Sierra Madre, but beyond this we know little. Concerning the immense
region which stretches from Gila river to the valley of Mexico, over
1300 miles in length, we know practically nothing.
In that portion of the pueblo region lying within the United States
migratory movements have, as a rule, been confined to very small areas,
each linguistic family moving within its own circumscribed region. Some
instances of movement away from the home region have taken place even in
historic times, as, for example, the migration of a considerable band of
Tewas from the Rio Grande to Tusayan, where they now are, and moreover,
this movement probably occurred en masse and over a considerable
distance; but there is little doubt that the usual procedure was
different.
Canyon de Chelly was occupied because it was the best place in that
vicinity for the practice of horticulture. The cliff ruins there grew
out of the natural conditions, as they have in other places. It is not
meant that a type of house structure developed here and was transferred
subsequently to other places. When the geological and topographical
environment favored their construction, cliff outlooks were built; from
a different geological structure in certain regions cavate lodges
resulted; in other places there were "watch towers;" in still others
single rooms were built, either lone or in clusters, and these results
obtained quite as often if not oftener within the historic period as in
prehistoric times.
Notwithstanding the possible division of the De Chelly ruins into four
well defined types, there is no warrant for the assumption of a large
population. The types are interrelated and to a large extent were
inhabited not contemporaneously but conjointly. There are about 140
ruins in Canyon de Chelly and its branches, but few of them could
accommodate more than a very small population. Settlements large enough
to furnish homes for 50 or 60 people were rare. As not all of the sites
were occupied at one time, the maximum population of the canyon could
hardly have exceeded 400; it is more likely to have been 300.
The character of the site occupied is one of the most important elements
to be studied in the examination of ruins in the pueblo country. In De
Chelly whatever defensive value the settlements had was due to the
character of the sites selected. It is believed, however, that other
considerations dictated the selection of the sites, and that the
defensive motive, if present at all, exercised very little influence in
this region. The sites here are always selected with a view to an
outlook over some adjacent area of cultivable land, and the structures
erected on them were industrial or horticultural, rather than military
or defensive.
The masonry of the ruins and the constructive expedients employed by the
builders are an insurmountable obstacle in the way of the hypothesis
that the cliff ruins represent a primitive or intermediate stage in the
growth of pueblo architecture. The builders were well acquainted with
the principles and methods of construction employed in the best work
found in other regions; the inferiority of their work is due to special
conditions and to the locality. The presence of a number of extraneous
features, both in methods and principles employed, is further evidence
in the same line. These features are certainly foreign to this region,
some of them suggest even Spanish or Mexican origin, which implies
comparatively recent occupancy.
The openings--doorways and windows--found in the ruins are of the
regular pueblo types. They are arranged as convenience dictated, without
any reference to the defensive motive, which, if it existed at all,
exercised less influence here than it did in the modern pueblos. There
is no evidence of the use of very modern features, such as the paneled
wooden doors found in the pueblos; nor, on the other hand, are there any
very primitive expedients or methods--none which can not be found today
in the modern villages.
The roof, floors, and timber work are also essentially the same as the
examples found in the modern pueblos. The notable scarcity of roofing
timbers in the ruins can probably be explained by the hypothesis of
successive occupancies and subsequent or repeated use of material
difficult to obtain. So far as regards the use of timber as an element
of masonry construction the results obtained in De Chelly are rude and
primitive as compared with the work found in other regions.
The immense number of storage cists found in De Chelly are a natural
outgrowth of the conditions there and support the hypothesis that the
cliff outlooks were merely farming shelters. The small size of many of
the settlements made the construction of storage cists a necessity. The
storage of water was very seldom attempted. A large proportion of the
cists found in De Chelly were burial places and of Navaho origin. As a
rule they are far more difficult of access than the ruins.
There is no evidence of the influence of the defensive motive. Defensive
works on the approaches to sites are never found, nor can such influence
be detected in the arrangement of openings, in the character of masonry,
or in the ground plan. If the cliff ruins were defensive structures, an
influence strong enough to bring about the occupancy of such
inconvenient and unsuitable sites would certainly be strong enough also
to bring about some slight modifications in the architecture, such as
would render more suitable sites available. If we assume that the cliff
ruins were farming outlooks, occupied only during the farming season,
and then only for a few days or weeks at a time, the character of the
sites occupied by them, seems natural enough, for the same sites are
used by the Navaho today in connection with farming operations.
The distribution of kivas in the ruins of De Chelly affords another
indication that the occupancy of that region was quiet and little
disturbed, and that the ruins were in no sense defensive structures.
Kivas are found only in permanent settlements, and the presence of two
or three of them in a small settlement comprising a total of five or six
rooms implies, first, that the little village was the home of two or
more families, and, second, that there was comparative if not entire
immunity from hostile incursions. If the conditions were otherwise,
these small settlements would have combined into larger ones, as was
done in other regions. Probably these small settlements with several
kivas mark a late period in the use of outlying sites. The position of
the kivas in some of the settlements on defensive sites, and their
arrangement across the front of the cove, suggest that such sites were
first used for outlooks, and that their occupancy by regular villages
came at a later period.
All of the now available traditions of the Navaho and of the Hopi
Indians support the conclusions reached from a study of the intrinsic
evidence of the ruins, that they represent a comparatively late period
in the history of pueblo architecture. It appears that some at least of
the ruins are of Hopi origin. It is certain that the ruins were not
occupied at one time, nor by one tribe or band.
As criteria in development or in time the cliff ruins are valueless,
except in a certain restricted way. They represent simply a phase of
pueblo life, due more to the geological character of the region occupied
than to extraordinary conditions, and they pertain partly to the old
villages, partly to the more modern. Apparently they reached their
greatest (not their highest) development in the period immediately
preceding the last well-defined stage in the growth of pueblo
architecture, a stage in which most of the pueblos were at the time of
their discovery by the Spaniards, and in which some of them are now.
Reliance for defense was had on the site occupied, and outlying
settlements for horticultural purposes were very numerous, as they must
necessarily be also in the last stage--the aggregation of many related
villages into one great cluster.
The cliff outlooks in Canyon de Chelly and in other regions, the cavate
lodges of New Mexico and Arizona, the "watch towers" of the San Juan and
of the Zuni country, the summer villages attached to many of the
pueblos, the single-room remains found everywhere, even the brush
shelters or "kisis" of Tusayan, are all functionally analogous, and all
are the outgrowth of certain industrial requirements, which were
essentially the same throughout the pueblo country, but whose product
was modified by geological and topographical conditions. In the cliff
ruins of De Chelly we have an interesting and most instructive example
of the influence of a peculiar and sometimes adverse environment on a
primitive people, who entered the region with preconceived and, as it
were, fully developed ideas of house construction, and who left it
before those ideas were brought fully in accord with the environment,
but not before they were influenced by it.