James's Psychology, ch. x.
Royce's Studies of Good and Evil, ch. vi.-ix.
Ferrier's Philosophy of Consciousness, in his Philosophical Remains.
Calkins's Introduction to Psychology, bk. ii.
Wundt's Human and Animal Psychology, lect. xxvii.
IV
SELF-DIRECTION
I
In the last chapter I began to discuss the nature of goodness
distinctively personal. This has its origin in the differing
constitutions of persons and things. Into the making of a person four
characteristics enter which are not needed in the formation of a
thing. The most fundamental of these I examined. Persons and things
are unlike in this, that each force which stirs within a self-
conscious person is correlated with all his other forces. So great and
central is this correlation that a person can say, "I have an
experience," not--as, possibly, the brutes--"I am an experience." Yet
although a person tends thus to be an organic whole, he did not begin
his existence in conscious unity. Probably the early stages of our
life are to be sought rather in the regions of unconsciousness. Rising
out of unconscious conditions into reflex actions--those ingenious
provisions for our security at times when we have no directing powers
of our own--we gradually pass into conditions of consciousness, where
we are able to seize the single experience and to be absorbed in it.
Out of this emerges by degrees an apprehension of ourselves contrasted
with our experiences. Even, however, when this self-consciousness is
once established, it may on vivacious or morbid occasions be
overthrown. It by no means attends all the events of our lives. Yet it
marks all conduct that can be called good. Goodness which is
distinctively personal must in some way express the formation and
maintenance of a self-conscious life.
But more is needed. A person fashioned in the way described would be
aware of himself, aware of his mental changes, perhaps aware of an
objective order of things producing these changes, and still might
have no real share himself in what was going on. We can at least
imagine a being merely contemplative. He sits as a spectator at his
own drama. Trains of associated ideas pass before his interested gaze;
a multitude of transactions occur in his contemplated surroundings;
but he is powerless to intervene. He passively beholds, and does
nothing. If such a state of things can be imagined, and if something
like it occasionally occurs in our experience, it does not represent
our normal condition. Our life is no mere affair of vision. Self-
consciousness counts as a factor. Through it changes arise both
without and within. I accordingly entitle this fourth chapter Self-
direction. In it I propose to consider how our life goes forth in
action; for in fact wherever self-consciousness appears, there is
developed also a centre of activity, and an activity of an altogether
peculiar kind.
It is well known that in interpreting these facts of action the
judgment of ethical writers is divided. Libertarians and determinists
are here at issue. Into their controversy I do not desire to enter. I
mean to attempt a brief summary of those facts relating to human
action which are tolerably well agreed upon by writers of both
schools. In these there are intricacies enough. To raise the hand, to
wave it in the air, to lay it on the table again, would ordinarily be
reckoned simple matters. Yet operations so simple as these I shall
show pass through half a dozen steps, though they are ordinarily
performed so swiftly that we do not notice their several parts. In
life much is knitted together which cannot be understood without
dissection. In such dissection I must now engage. As a good pedagogue
I must discuss operations separately which in reality get all their
meaning through being found together. Against the necessary
distortions of such a method the reader must be on his guard.
II
In the total process of self-direction there are evidently two main
divisions,--a mental purpose must be formed, and then this purpose
must be sent forth into the outer world. It is there accepted by those
agencies of a physical sort which wait to do our bidding. The
formation of the mental purpose I will, for the sake of brevity, call
the intention, and to the sending of it forth I will give the name
volition. That these terms are not always confined within these limits
is plain. But I shall not force their meaning unduly by employing them
so, and I need a pair of terms to mark the great contrasted sides of
self-direction. The intention (A) shall designate the subjective side.
But those objective adjustments which fit it to emerge and seek in an
outer world its full expression I shall call the volition (B).
For the present, then, regarding entirely the former, let us see how
an intention arises,--how self-consciousness sets to work in stirring
up activity. To gain clearness I shall distinguish three subordinate
stages, designating them by special names and numerals.
III
At the start we are guided by an end or ideal of what we would bring
about. To a being destitute of self-consciousness only a single sort
of action is at any moment possible. When a certain force falls upon
it, it meets with a fixed response. Or, if the causative forces are
many, what happens is but the well-established resultant of these
forces operating upon a being as definite in nature as they. Such a
being contemplates no future to be reached through motions set up
within it. Its motions do not occur for the sake of realizing in
coming time powers as yet but half-existent. It is not guided by
ideals. Its actions set forth merely what it steadily is, not what it
might be. Something like the opposite of all this shapes personal
acts. A person has imagination. He contemplates future events as
possible before they occur, and this contemplation is one of the very
factors which bring them about. For example: while writing here, I can
emancipate my thought from this present act and set myself to
imagining my situation an hour hence. At that time I perceive I may be
still at my writing-desk, I may be walking the streets, I may be at
the theatre, or calling on my friend. A dozen, a hundred, future
possibilities are depicted as open to me. On one or another of these I
fix my attention, thereby giving it a causal force over other present
ideas, and rendering its future realization likely.
So enormously important is imagination. By it we effect our
emancipation from the present. Without this power to summon pictures
of situations which at present are not, we should be exactly like the
things or brutes already described. For in the thing a determined
sequence follows every impulse. There is no ambiguous future
disclosed, no variety of possibilities, no alternatives. Present
things under definite causes have but a single issue; and if the
account given of the brute is correct, his condition is unlike that of
things only in this respect, that in him curious automatic springs are
provided which set him in appropriate motion whenever he is exposed to
harm, so enabling him suitably to face a future of which, however, he
forms no image. In both brutes and things there is entire limitation
to the present. This is not the case with a person. He takes the
future into his reckoning, and over him it is at least as influential
as the past. A person, through imagination laying hold of future
possibilities, has innumerable auxiliary forces at his command. Choice
appears. A depicted future thus held by attention for causal purposes
is no longer a mere idea; it becomes an ideal.
But in order to transform the depicted future from an idea to an
ideal, I must conceive it as rooted in my nature, and in some degree
dependent on my power. Attracted by the brilliancy of the crescent
moon, I think what sport it would be to hang on one of its horns and
kick my heels in the air. But no, that remains a mere picture. It will
not become an ideal, for it has no relation to my structure and
powers. But there are other imaginable futures,--going to Europe,
becoming a physician, writing a book, buying a house, which, though
not fully compatible with one another, still represent, each one of
them, some capacity of mine. Attention to one or the other of these
will make it a reality in my life. They are competing ideals, and
because of such competition my future is uncertain. The ambiguous
future is accordingly a central characteristic of a person. He can
imagine all sorts of states of himself which as yet have no existence,
and one of these selected as an ideal may become efficient. This first
stage, then, in the formation of the purpose, where various depicted
future possibilities are summoned for assessment, may be called our
fashioning of an ideal.
IV
But a second stage succeeds, the stage of desire. Indeed, though I
call it a second, it is really but a special aspect of the first; for
the ideal which I form always represents some improvement in myself.
An ideal which did not promise to better me in some way would be no
ideal at all. It would be quite inoperative. I never rise from my
chair except with the hope of being better off. Without this, I should
sit forever. But I feel uneasiness in my present position, and
conceive the possibility of not being constrained; or I think of some
needful work which remains unexecuted as long as I sit here, and that
work undone I perceive will leave my life less satisfactory than it
might be. And this imagined betterment must always be in some sense my
own. If it is a picture of the gains of some one else quite
unconnected with myself, it will not start my action.
But it will be objected that we do often act unselfishly and in behalf
of other persons. Indeed we do. Perhaps our impulses are more largely
derived from others than from ourselves, yet from desire our own share
is never quite eliminated. I give to the poor. But it is because I
hate poverty; or because I am attracted by the face, the story, or the
supposed character of him who receives; or because I am unable to
separate my interests from those of humanity everywhere. In some
subtle form the I-element enters. Leave it out, and the action would
lose its value and become mechanical. What I did would be no
expression of self-conscious me. And such undoubtedly is the case with
much of our conduct. The reflex actions, described in the last
chapter, and many of our habits too, contain no precise reference to
our self. Intelligent, purposeful, moral conduct, however, is
everywhere shaped by the hope of improving the condition of him who
acts. We do not act till we find something within or about us
unsatisfactory. If contemplating myself in my actual conditions I
could pronounce them all good, creation would for me be at an end. To
start it, some sense of need is required. Accordingly I have named
desire as the second state in the formation of a purpose, for desire
is precisely this sense of disparity between our actual self and that
possible bettered self depicted in the ideal.
Popular speech, however, does not here state the matter quite fully.
We often talk as if our desires were for other things than ourselves.
We say, for example, "I want a glass of water." In reality it is not
the water I want. That is but a fragment of my desire. It is water
plus self. Only so is the desire fully uttered. Beholding my present
self, my thirsty and defective self, I perceive a side of myself
requiring to be bettered. Accordingly, among imagined pictures of
possible futures I identify myself with that one which represents me
supplied with water. But it is not water that is the object of my
desire, it is myself as bettered by water. Since, however, this
betterment of self is a constant factor of all desire, we do not
ordinarily name it. We say, "I desire wealth, I desire the success of
my friend, or the freedom of my country," omitting the important and
never absent portion of the desire, the betterment of self.
Of course a stage in the formation of the purpose so important as
desire receives a multitude of names. Perhaps the simplest is
appetite. In appetite I do not know what I want. I am blindly impelled
in a certain direction. I do not perceive that I have a suffering
self, nor know that this particular suffering would be bettered by
that particular supply. Appetite is a mere instinct. In the mechanic
structure of my being it is planned that without comprehension of the
want I shall be impelled to the source of supply. But when appetite is
permeated with a consciousness of what is lacking, I apprehend it as a
need. Through needs we become persons. The capacity for
dissatisfaction is the sublime thing in man. We can know our poor
estate. We can say, That which I am I would not be. Passing the blind
point of appetite, we come into the region of want or need; if we then
can discern what is requisite to supply this need, we may be said to
have a desire. That desire, if specific and urgent, we call a wish.
All these varieties of desire include the same two factors: on the one
hand a recognition of present defect in ourselves, on the other
imagination of possible bettered conditions. Diminish either, and
personal power is narrowed. The richer a man's imagination, and the
more abundant his pictures of possible futures, the more resourceful
he becomes. Pondering on desire as rooted in the sense of defect, we
may feel less regret that our age is one not easily satisfied. Never
were there so many discontents, because there were never so many
aspirations. It is true there may be a devilish discontent or a divine
one. There is a discontent without definite aims, one which merely
rejects what is now possessed; and there is one which seeks what is
wisely attainable. Yet after all, it is a small price to pay for
aspiration that it is often attended by vagueness and unwisdom.
V
But before the formation of the purpose is complete it must pass
through a third stage, the stage of decision. Ideals and desires are
not enough, or rather they are too many; for there may be a multitude
of them. Certain ideals are desired for supplying certain of my wants,
others for supplying others. But on examination these many desirable
ideals will often prove conflicting; all cannot be attained, or at
least not all at once. Among them I must pick and choose, reducing and
ordering their number. This process is decision. Starting with my
ambiguous future, imagination brings multifold possibilities of good
before me. But before these can be allowed to issue miscellaneously
into action, comparison and selection reduce them to a single best. I
accordingly assess the many desirable but competing ideals and see
which of them will on the whole most harmoniously supplement my
imperfections. On that I fasten, and the intention is complete.
All this is obvious. But one part of the process, and perhaps the most
important part, is apt to receive less attention than it deserves. In
decision we easily become engrossed with the single selected ideal,
and do not so fully perceive that our choice implies a rejection of
all else. Yet this it is--this cutting off--which rightly gives a name
to the whole operation. The best is arrived at only by a process of
exclusion in which we successively cut off such ideals as do not tend
to the largest supply of our contemplated defects. Walking by the
candy-shop, and seeing the tempting chocolates, I feel a strong desire
for them. My mouth waters. I hurry into the shop and deposit my five-
cent piece. In the evening I find that by spending five cents for the
chocolates I am cut off from obtaining my newspaper, a loss
unconsidered at the time. But to decide for anything is to decide
against a multitude of other things. Taking is still more largely
leaving. The full extent of this negative decision often escapes our
notice, and through the very fact of choosing a good we blindly
neglect a best.
VI
Here, then, are the three steps in the formation of the purpose,--the
ideal, the desire, and the decision,--each earlier one preparing the
way for that which is to follow. But an intention is altogether
useless if it pauses here. It was formed to be sent forth, to he
entrusted to forces stretching beyond the intending mind. The laws of
nature are to take it in charge. The Germans have a good proverb: "A
stone once thrown belongs to the devil." When once it parts from our
hands, it is no longer ours. It is taken up, for evil or for good, by
agencies other than our own. If we mistake the agency to which we
intrust it, enormous mischief may ensue, and we shall he helpless.
These agencies, accordingly, need careful scrutiny before being called
on to work their will. The business of scrutinizing them and of
turning over the purpose to their keeping, forms the second half (B)
of self-direction. In contrast with (A), the formation of the purpose
or the intention, this may be called the realization of the purpose,
or volition. Volition, it is true, is often employed more
comprehensively, but we shall do the term no violence if we confine
its meaning to the discharge of our subjective purpose into the
objective world. Volition then will also, under our scheme, have three
subordinate stages.
VII
The first of them I will call deliberation, in order to approximate it
as closely as possible to the preceding decision. Having now my
purpose decisively formed, I have to ask myself what physical means
will best carry it out. I summon before my mind as complete a list as
possible of nature's conveyances, and judge which of them will with
the greatest efficiency and economy execute my intention. Here I am at
a friend's house, but I have decided to go to my own. I must compare,
then, the different modes of getting there, so as to pick out just
that one which involves the least expenditure and the most certain
result. One way occurs to me which I have never tried before, a swift
and interesting way. I might go by balloon. In that balloon I could
sail at my ease over the tops of the houses and across the beautiful
river. When the tower of Memorial Hall comes in sight, I could pull a
cord and drop gently down at my own door, having meanwhile had the
seclusion and exaltation of an unusual ride. What a delightful
experience! But there is one disadvantage. Balloons are not always at
hand. I might be obliged to wait here for hours, for days, before
getting one. I dismiss the thought of a balloon. It does not
altogether suit my purpose.
Or, I might call a carriage. So I should secure solitude and a certain
speed, but should pay for these with noise, jolting, and more money
than I can well spare. There would be waiting, too, before the
carriage comes. Perhaps I had better ask my friend to lend me his arm
and to escort me home. In this there would be dignity and a saving of
my strength. We could talk by the way, and I always find him
interesting. But should I be willing to be so much beholden to him,
and would not the wind to-day make our walk and talk difficult? Better
postpone till summer weather. And after all there is Boston's most
common mode of locomotion right at hand, the electric car. Strange it
was not thought of before! The five-cent piece saved from the
chocolates will carry me, swiftly, safely, and with independence.
It is in this way that we go through the process of deliberation. All
the possible means of effecting our purpose are summoned for judgment.
The feasibility of each is examined, and the cost involved in its
employment. Comparison is made between the advantages offered by
different agencies; and oftentimes at the close we are in a sad
puzzle, finding these advantages and disadvantages so nearly balanced.
One, however, is finally judged superior in fitness. To this we tie
ourselves, making it the channel for our out-go. The whole process,
then, in its detailed comparison and final fixation, is identical with
that to which I have given the name of decision, except that the
comparisons of decision refer to inner facts, those of deliberation to
outer.
VIII
We now reach the climax of the whole process, effort, the actual
sending forth through the deliberately chosen channel of the ideal
desired and decided on. To it all the rest is merely preliminary, and
in it the final move is made which commits us to the deed. About it,
therefore, we may well desire the completest information. To tell the
truth, I have none to give, and nobody else has. The nature of the
operation is substantially unknown. Though something which we have
been performing all day long, we and all our ancestors, no one of us
has succeeded in getting a good sight of what actually takes place.
Our purposes are prepared as I have described, and then those
purposes--something altogether mental--change on a sudden to material
motions. How is the transmutation accomplished? How do we pass from a
mental picture to a set of motions in the physical world? What is the
bridge connecting the two? The bridge is always down when we direct
our gaze upon it, though firm when any act would cross.
Nor can we trace our passage any more easily in the opposite
direction. When my eyes are turned on my watch, for example, the
vibrations of light striking its face are reflected on the pupil of my
eye. There the little motions, previously existing only in the
surrounding ether, are communicated to my optic nerve. This vibrates
too, and by its motion excites the matter of my brain, and then--well,
I have a sensation of the white face of my watch. But what was
contained in that _then_ is precisely what we do not understand.
Incoming motions may be transmuted into thought; or, as in effort,
outgoing thought may be transmuted into motion. But alike in both
cases, on the nature of that transmutation, the very thing we most
desire to know, we get no light. In regard to this crucial point no
one, materialist or idealist, can offer a suggestion. We may of
course, in fault of explanation, restate the facts in clumsy
circumlocution. Calling thought a kind of motion, we may say that in
action it propagates itself from the mind through the brain into the
outer world; while in the apprehension of an idea motions of the outer
world pass into the brain, and there set up those motions which we
know as thought. But after such explanations the mystery remains
exactly where it was before. How does a "mental motion" come out of a
bodily motion, or a bodily from a mental? It is wiser to acknowledge a
mystery and to mark the spot where it occurs.
This marking of the spot may, however, illuminate the surrounding
territory. If we cannot explain the nature of the crucial act, it may
still be well to study its range. How widely is effort exercised? We
should naturally answer, as widely as the habitable globe. I can sit
in my office in Boston and carry on business in China. When I touch a
button, great ships are loaded on the opposite side of the earth and
cross the intervening oceans to work the bidding of a person they have
never seen. Perhaps some day we may send our volition beyond the globe
and enter into communication with the inhabitants of Mars. It would
seem idle, then, to talk about the limitations of volition and a
restricted range of will. But in fact that will is restricted, and its
range is much narrower than the globe. For when we consider the
matter, with precision, it is not exactly I who have operated in
China. I operate only where I am. In touching the button my direct
agency ceases. It is true that connected with that button are wires
conducting to a wide variety of consequences. But about the details of
that conduction I need know nothing. The wire will work equally well
whether I understand or do not understand electricity. Its working is
not mine, but its own. The pressure of my finger ends my act, which is
then taken up and carried forward by automatic and mechanical
adjustments requiring neither supervision nor consciousness on my
part. We might then more accurately say that my direct volition is
circumscribed by my own body. My finger tips, my lips, my nodding head
are the points where I part with full control, though indefinitely
beyond these I can forecast changes which the automatic agencies, once
set astir, will induce.
Am I niggardly in thus confining the action of each of us within his
own body? Is the range of volition thus marked out too narrow? On the
contrary, it is probably still too wide. We are as powerless to direct
our bodies as we are to manage affairs in China. This, at least, is
the modern psychological doctrine of effort. It is now believed that
volition is entirely a mental affair, and is confined to the single
act of attention. It is alleged that when I attend to an ideal, fixing
my mind fully upon it, the results are altogether similar to what
occurred on my touching the button. Every idea tends to pass
automatically into action through agencies about which I know as
little as I do about ocean telegraphs. This physical frame of mine is
a curious organic mechanism, in which reflex actions and instincts do
their blind work at a hint from me. I am said to raise my arm. But
never having been a student of anatomy and physiology, I have not the
least idea how the rise was effected; and if I am told that nerves
excite muscles, and these in turn contract like cords and pull the arm
this way or that, the rise will not be accomplished a bit better for
the information. For, as in electric transmission, it is not I who do
the work. My part is attention. The rest is adapted automatism. When I
have driven everything else out of my mind except the picture of the
rising arm, it rises of itself, the after-effects on nerves and
muscles being apprehended by me as the sense of effort.
We cannot, then, exercise our will with a wandering mind. So long as
several ideas are conflictingly attended to, they hinder each other.
This we verify in regrettable experiences every day. On waking this
morning, for example, I saw it was time to get up. But the bed was
comfortable, and there were interesting matters to think of. I meant
to get up, for breakfast was waiting, and there was that new book to
be examined, and that letter to be written. How long would this
require, and how should the letter be planned? But I must get up.
Possibly those callers may come. And shall I want to see them? It is
really time to get up. What a curious figure the pattern of the paper
makes, viewed in this light! The breakfast bell! Out of my head go all
vagrant reflections, and suddenly, before I can notice the process, I
find myself in the middle of the floor. That is the way. From wavering
thoughts nothing comes. But suddenly some sound, some sight, some
significant interest, raises the depicted act into exclusive vividness
of attention, and our part is done. The spring has been touched, and
the physical machinery, of which we may know little or nothing, does
its work. There it stands ready, the automatic machinery of this
exquisite frame of ours, waiting for the unconfused signal,--our only
part in the performance,--then automatically it springs to action and
pushes our purpose into the outer world. Such at least is the
fashionable teaching of psychologists to-day. Volition is full
attention. It has no wider scope. With bodily adjustments it does not
meddle. These move by their own mechanic law. Of real connection
between body and mind we know nothing. We can only say that such
parallelism exists that physical action occurs on occasion of complete
mental vision.
No doubt this theory leaves much to be desired in the way of
clearness. What is meant by fixing the attention exclusively? Is
unrelated singleness possible among our mental pictures? Or how
narrowly must the field of attention be occupied before these strange
springs are set in motion? At the end of the explanation do not most
of the puzzling problems of scope, freedom, and selection remain,
existing now as problems about the nature and working of attention
instead of, as formerly, problems about the emergence of the intention
into outward nature? No doubt these classical problems puzzle us
still. But a genuine advance toward clarity is made when we confine
them within a small area by identifying volition with mental
attention. Nor will it be anything to the point to say, "But I know
myself as a physical creature to be involved in effort. The strain of
volition is felt in my head, in my arm, throughout my entire body."
Nobody denies it. After we have attended, and the machinery is set in
motion, we feel its results. The physical changes involved in action
are as apprehensible in our experience as are any other natural facts,
and are remembered and anticipated in each new act.
IX
Only one stage more remains, and that is an invariable one, the stage
of satisfaction. It is fortunately provided that pleasure shall attend
every act. Pleasure probably is nothing else but the sense that some
one of our functions has been appropriately exercised. Every time,
then, that an intention has been taken, up in the way just described,
carried forth into the complex world, and there conducted to its mark,
a gratified feeling arises. "Yes, I have accomplished it. That is
good. I felt a defect, I desired to remove it, and betterment is
here." We cannot speak a word, or raise a hand, perhaps even draw a
breath, without something of this glad sense of life. It may be
intense, it may be slight or middling; but in some degree it is always
there. For through action we realize our powers. This seemingly fixed
world is found to be plastic in our hands. We modify it. We direct
something, mean something. No longer idle drifters on the tide,
through our desires we bring that tide our way. And in the sense of
self-directed power we find a satisfaction, great or small according
to the magnitude of our undertaking.
In such a catalogue of the elements of action as has just been given
there is something uncanny. Can we not pick up a pin without going
through all six stages? Should we ever do anything, if to do even the
simplest we were obliged to do six things? Have I not made matters
needlessly elaborate? No, I have not unduly elaborated. We are made
just so complex. Yet as a good teacher I have falsified. For the sake
of clearness I have been treating separately matters which go
together. There are not six operations, there is but one. In this one
there are six stages; that is, there are six points of view from which
the single operation may advantageously be surveyed. But these do not
exist apart. They are all intimately blended, each affecting all the
rest. Because of our dull faculties we cannot understand, though we
can work, them _en bloc_. He who would render them comprehensible
must commit the violence of plucking them asunder, holding them up
detachedly, and saying, "Of such diverse stuff is our active life
composed." But in reality each gets its meaning through connection
with all the others. Life need not terrify because for purposes of
verification it must be represented as so intricate an affair. It is I
who have broken up its simplicity, and it belongs to my reader to put
it together again.
REFERENCE ON SELF-DIRECTION
James's Psychology, ch. xxvi.
Sigwart's Der Begriff des Wollen's, in his Kleine Schriften.
A. Alexander's Theories of the Will.
Munsterberg's Die Willenshandlung.
Hoffding's Psychology, ch. vii.
V
SELF-DEVELOPMENT
I
Conceivably a being such, as has been described might advance no
farther. Conscious he might be, observant of everything going on
within him and without; occupied too with inducing the very changes he
observes, and yet with no aim to enlarge himself or improve the world
through any of the changes so induced. Complete within himself at the
beginning, he might be equally so at the close, his activity being
undertaken for the mere sake of action, and not for any beneficial
results following in its train. Still, even such a being would be
better off while acting than if quiet, and by his readiness to act
would show that he felt the need of at least temporary betterment. In
actual cases the need goes deeper.
A being capable of self-direction ordinarily has capacities
imperfectly realized. Changing other things, he also changes himself;
and it becomes a part of his aim in action to make these changes
advantageous, and each act helpfully reactive. Accordingly the aim at
self-development regularly attends self-direction. I could not,
therefore, properly discuss my last topic without in some measure
anticipating this. Every ideal of action, I was obliged to say,
includes within it an aim at some sort of betterment of the actor. Our
business, then, in the present chapter is not to announce a new theme,
but simply to render explicit what before was implied. We must detach
from action the influence which it throws back upon us, the actors. We
must make this influence plain, exhibit its method, and show wherein
it differs from other processes in some respects similar.
II
The most obvious fact about self-development is that it is a species
of change, and that change is associated with sadness. Heraclitus, the
weeping philosopher of the Greeks, discovered this fact five hundred
years before Christ. "Nothing abides," he said, "all is fleeting." We
stand in a moving tide, unable to bathe twice in the same stream;
before we can stoop a second time the flood is gone. In every age this
is the common theme of lamentation for poet, moralist, common man and
woman. All other causes of sadness are secondary to it. As soon as we
have comprehended anything, have fitted it to our lives and learned to
love it, it is gone.
Such is the aspect which change ordinarily presents. It is tied up
with grief. We regard what is precious as stable; and yet we are
obliged to confess that nothing on earth is stable--nothing among
physical things, and just as little among mental and spiritual things.
But there are many kinds of change. We are apt to confuse them with
one another, and in so doing to carry over to the nobler sorts
thoughts applicable only to the lower. In beginning, then, the
discussion of self-development, I think it will conduce to clearness
if I offer a conspectus of all imaginable changes. I will set them in
groups and show their different kinds, exhibiting first those which
are most elementary, then those more complex, and finally those so
dark and important that they pass over into a region of mystery and
paradox.
III
Probably all will agree that the simplest possible change is the
accidental sort, that where only relations of space are altered. My
watch, now lying in the middle of the desk, is shifted to the right
side, is laid in its case, or is lost in the street. I call these
changes accidental, because they in no way affect the nature of the
watch. They are not really changes in it, but in its surroundings. The
watch still remains what it was before. To the same group we might
refer a large number of other changes where no inner alteration is
wrought. The watch is now in a brilliant light; I lay my hand on it,
and it is in darkness. Its place has not been changed, but that of the
light has been. Many of the commonest changes in life are of this
sort. They are accidental or extraneous changes. In them, through all
its change, the thing abides. There is no necessary alteration of its
nature.
IV
But unhappily this is not the only species of change. It is not that
which has brought a wail from the ages, when men have seen what they
prize slip away. The common root of sorrow has been destructive
change. Holding the watch in my hand, I may drop it on the floor; and
at once the crystal, which has been so transparently protective, is
gone. If the floor is of stone, the back of the watch may be wrenched
away, the wheels of its delicate machinery jarred asunder. Destruction
has come upon it, and not merely an extraneous accident. In
consequence of altered surroundings, dissolution is wrought within.
Change of a lamentable sort has come. What before was a beautiful
whole, organically constituted in the way described in my first two
chapters, has been torn asunder. What we formerly beheld with delight
has disappeared.
And let us not accept false comfort. We often hear it said that, after
all, destruction is an illusion. There is no such thing. What is once
in the world is here forever. No particle of the watch can by any
possibility be lost. And what is true of the watch is true of things
far higher, of persons even. When persons decay and die, may not their
destruction be only in outward seeming? We cannot imagine absolute
cessation. As well imagine an absolute beginning. There is no loss.
Everything abides. Only to our apprehension do destructive changes
occur. We are all familiar with consolation of this sort, and how
inwardly unsatisfactory it is! For while it is true that no particle
of the watch is destroyed, it is precisely those particles which were
in our minds of little consequence. Almost equally well they might
have been of gold, silver, or steel. The precious part of the, watch
was the organization of its particles, and that is gone. The face and
form of my friend can indeed be blotted out in no single item. But I
care nothing for its material items, The totality may be wrecked, and
it is that totality to which my affections cling. And so it is in the
world around--material remains, organic wholeness goes. It is almost a
sarcasm of nature that she counts our precious things so cheap, while
the bricks and mortar of which these are made--matters on which no
human affection can fasten--she holds for everlasting. The
lamentations of the ages, then, have not erred. Something tragic is
involved in the framework of the universe. In order to abide,
divulsion must occur. Destruction of organism is going on all around
us, and ever will go on. Things must unceasingly be torn apart. One
might call this destructive and lamentable change the only steadfast
feature of the world.
V
Yet after all, and often in this very process of divulsion, we catch
glimpses of a nobler sort of change, For there is a third species to
which I might perhaps give the name of transforming: change. When, for
example, a certain portion of oxygen and a certain portion of
hydrogen, each having its own distinctive qualities, are brought into
contact with one another, they utterly change. The qualities of both
disappear, and a new set of qualities takes their place. The old ones
are gone,--gone, but not lost; for they have been transformed into new
ones of a predetermined and constant kind. Only a single sort of
change is open to these elements when in each other's presence, and in
precisely that way they will always change. In so changing they do
not, it is true, fully keep their past; but a fixed relation to it
they do keep, and under certain conditions may return to it again. The
transforming changes of chemistry, then, are of a different nature
from those of the mechanic destruction just described. In those the
ruined organism leaves not a wrack behind. In chemic change something
definite is held, something that originally was planned and can he
prophesied. An end is attained: the fixed combination of just so much
oxygen with just so much hydrogen for the making of the new substance,
water. Here change is productive, and is not mere waste, as in organic
destruction. Something, however, is lost--the old qualities; for these
cannot be restored except through the disruption of the new substance,
the water in which they are combined.
VI
But there is a more peculiar change of a higher order still, that
which we speak of as development, evolution, growth. This sort of
change might be described as movement toward a mark. When the seed
begins to be transformed in the earth, it is adapted not merely to the
next stage; but that stage has reference to one farther on, and that
to still others. It would hardly be a metaphor to declare that the
whole elm is already prophesied when its seed is laid in the earth.
For though the entire tree is not there, though in order that the seed
may become an elm it must have a helpful environment, still a certain
plan of movement elmwards is, we may say, already schemed in the seed.
Here accordingly, change--far from being a loss--is a continual
increment and revelation. And since the later stages successively
disclose the meaning of those which went before, these later stages
might with accuracy he styled the truth of their predecessors, and
those be accounted in comparison trivial and meaningless until thus
changed. This sort of change carries its past along with it. In the
destructive changes which we were lamenting a moment ago, the past was
lost and the new began as an independent affair. Even in chemic change
this was true to a certain extent. Yet there, though the past was
lost, a future was prophesied. In the case of development the future,
so far from annihilating the past, is its exhibition on a larger
scale. The full significance of any single stage is not manifest until
the final one is reached.
I suppose when we arrive at this thought of change as expressing
development, our lamentation may well turn to rejoicing. Possibly this
may be the reason why the gloom which is a noticeable feature of the
thought of many preceding centuries has in our time somewhat
disappeared. While our ambitions are generally wider, and we might
seem, therefore, more exposed to disappointment, I think the last half
of the century which has closed has been a time of large hopefulness.
Perhaps it has not yet gone so far as rejoicing, for failure and
sorrow are still by no means extirpated. But at least the thoughts of
our day have become turned rather to the future than the past, a
result which has attended the wider comprehension of development. To
call development the discovery of our century would, however, be
absurd. Aristotle bases his whole philosophy upon it, and it was
already venerable in his time. Yet the many writers who have expounded
the doctrine during the last fifty years have brought the thought of
it home to the common man. It has entered into daily life as never
before, and has done much to protect us against the sadness of
destructive change. Perceiving that changes, apparently destructive,
repeatedly bring to light meaning previously undisclosed, we more
willingly than our ancestors part with the imperfect that a path to
the perfect may be opened.
Is not this, then, the great conception of change which we now need to
study as self-development? I believe not. One essential feature is
omitted. In the typical example which I have just reviewed, the growth
of an elm from its seed, we cannot say that the seed expands itself
with a view to becoming a tree. That would be to carry over into the
tree's existence notions borrowed from an alien sphere. Indeed, to
assert that there has been any genuine development from the seed up to
the finished tree is to use terms in an accommodated, metaphoric, and
hypothetical way. Development there certainly has been as estimated by
an outsider, an onlooker, but not as perceived by the tree itself. It
has not known where it was going. Out of the unknown earth the seed
pushes its way into the still less known air. But in doing so it is
devoid of purpose. Nor, if we endow it with consciousness, can we
suppose it would behold its end and seek it. The forces driving it
toward that end are not conscious forces; they are mechanic forces.
Through every stage it is pushed from behind, not drawn from before.
There is no causative goal set up, alluring the seed onward. In
speaking as if there were, we employ language which can have
significance only for rational beings. We may hold that there is a
rational plan of the universe which that seed is fulfilling. But if
so, the plan does not belong to the seed. It is imposed from without,
and the seed does its bidding unawares.
VII
But we may imagine a different state of affairs. Let us assume that
when the seed sprouted it foreknew the elm that was to be. Every time
it sucked in its slight moisture it was gently adapting this
nourishment to the fulfillment of its ultimate end, asking itself
whether the small material had better be bestowed on the left bough or
the right, whether certain leaves should curve more obliquely toward
the sun, and whether it had better wave its branches and catch the
passing breeze or leave them quiet. If we could rightly imagine such a
state of things, our tree would be much unlike its brothers of the
forest; for, superintending its own development, it would be not a
thing at all but a person. We persons are in this very way entrusted
with our growth. A plan there is, a normal mode of growth, a
significance to which we may attain. But that significance is not
imposed on us from without, as an inevitable event, already settled
through our past. On the contrary, we detect it afar as a possibility,
are thus put in charge of it, and so become in large degree our own
upbuilders. Development is movement toward a mark. In self-development
the mark to be reached is in the conscious keeping of him who is to
reach it. Toward it he may more or less fully direct his course.
And what an astonishing state of things then appears! Self-development
involves a kind of contradiction in terms. How can I build if at
present there is no I? Why should I build if at present there is an I?
Whichever alternative we take, we fall into what looks like absurdity.
Yet on that absurdity personal life is based. There is no avoiding it.
Wordsworth has daringly stated the paradox: "So build we up the being
that we are." On coming into the world we are only sketched out. Of
each of us there is a ground plan of which we progressively become
aware. Hidden from us in our early years, it resides in the minds of
our parents, just as the plan of the tree's structure is in the
keeping of nature. Gradually through our advancing years and the care
of those around us we catch sight of what we might be. Detecting in
ourselves possibilities, we make out their relation to a plan not yet
realized. We accordingly take ourselves in hand and say, "If any
personal good is to come to me, it must be of my making. I cannot own
myself till I am largely the author of myself. From day to day I must
construct, and whenever I act study how the action will affect my
betterment,--whether by performing it I am likely to degrade or to
consolidate myself." And to this process there must be no end.
Obviously, nothing like this could occur if our actual condition were
our ideal condition. Self-development is open only to a being in whom
there are possibilities as yet unfulfilled. The things around us have
their definite constitution. They can do exactly thus and no more.
What shall be the effect of any impulse falling on them is already
assured. If the condition of the brutes is anything like that which we
disrespectfully attributed to them, then they are in the same case;
they too are shut up to fixed responses, and have in them no
unfulfilled capacities. It is the possession of such empty capacities
which makes us personal. Well has it been said that he who can
declare, "I am that I am," is either God or a brute. No human being
can say it. To describe myself as if I were a settled fact is to make
myself a thing. My life is in that which may be. The ideals of
existence are my realities, and "ought" is my peculiar verb. "Is" has
no other application to a person than to mark how far he has advanced
along his ideal line. Were he to pause at any point as if complete, he
would cease to be a person.
VIII
But it is necessary to trace somewhat carefully the method of such
self-development. How do we proceed? Before the architect built the
State House, he drew up a plan of the finished building, and there was
no moving of stone, mortar, or tool, till everything was complete on
paper. Each workman who did anything subsequently did it in deference
to that perfected design. Each stone brought for the great structure
was numbered for its place and had its jointing cut in adaptation to
the remaining stones. If, then, each one of us is to become an
architect of himself, it might seem necessary to lay out a plan of our
complete existence before setting out in life, or at whatever moment
we become aware that henceforth our construction is to be in our own
charge. Only with such a plan in hand would orderly building seem
possible. This is a common belief, but in my judgment an erroneous
one. Indeed the whole analogy of the architect and his mechanisms is
misleading. We rarely have in mind the total plan of our unrealized
being and rarely ought we to have. Our work begins at a different
point. We do not, like the architect, usually begin with a thought of
completion. Bather we are first stirred by a sense of weakness.
In my own education I find this to be true. After some years as a boy
in a Boston public school, I went to Phillips Academy in Andover, then
to Harvard College, and subsequently to a German university, and why
did I do all this? Did I have in mind the picture of myself as a
learned man? I will not deny that such a fancy drifted through my
brain. But it was indistinct and occasional. I did not even know what
it was to be a learned man. I do not know now. The driving force that
was on me was something quite different. I found myself disagreeably
ignorant. Reading books and newspapers, I continually found matters
referred to of which I knew nothing. Looking out on the universe, I
did not understand it; and looking into the yet more marvelous
universe within, I was still more grievously perplexed. I thought life
not worth living on such terms. I determined to get rid of my
ignorance and to endure such limitations of knowledge no longer. Is
there, I asked, any place where at least a portion of my stupidity may
be set aside? I removed a little fraction at school, but revealed also
enormous expanses which I had not suspected before. I therefore
pressed on farther, and to-day am still engaged in the almost hopeless
attempt to extirpate my ignorance. What incites me continually is the
sense of how small I am, not that which a few moments ago seemed my
best incentive--the picture of myself as large. That on the whole has
had comparatively little influence. Of course I do not assert that we
are altogether without visions of a larger life. That is far from
being the case. Were it so, desire would cease. We must contrast the
poverty of the present with the fullness of a possible future, or we
should not incline to turn from that present. Yet our grand driving
force is that sense of limitation, of want or need, which was
discussed in the last chapter. And our aim is rather at a better than
at a best, at the removal of some small distinct hindrance than at
arrival at a completed goal. We come upon excellence piecemeal, and do
not, like the architect, look upon it in its entirety at the outset.
Yet in the pursuit of this "better," the more vividly we can figure
the coming stages, the more easily will they be attained. For this
purpose the careers of those who have gone before us are helpful,--
reports about the great ones of the past, and the revelations of
themselves which they have left us in literature and institutions.
Example is a powerful agent in making our footsteps quick and true.
But it has its dangers, and may be a means of terrifying unless we
feel that even in our low estate there are capacities allying us with
our exemplar. The first vision of excellence is overwhelming. We draw
back, knowing that we do not look like that, and we cannot bear to
behold what is so superior. But by degrees, feeling our kinship with
excellence, we are befriended.
I would not, then, make rigid statements in regard to this point of
method. Grateful as I believe we should be for every sense of need,
this is obviously not enough. To some extent we must have in mind the
betterment which we may obtain through supplying that need. Yet I do
not think a full plan of our ultimate goal is usually desirable. In
small matters it is often possible and convenient. I plan my stay in
Europe before going there. I figure my business prospects before
forming a partnership. But in profounder affairs, I more wisely set
out from the thought of the present, and the patent need of improving
it, than from the future with its ideal perfection. Goethe's rule is a
good one:--
"Willst du ins Unendliebe schreiten?
So sucht das Endliche, nach allen Seiten."
Would you reach the infinite? Then enter into finite things, working
out all that they contain.
IX
If in working them out a test is wanted to enable us to decide whether
we are working wisely or to our harm, I believe such a test may be
found in the congruity of the new with the old. Shall I by adding a
fresh power to myself strengthen those I already possess? By taking
this path, rich in a certain sort of good as it undoubtedly is, shall
I be diverted from paths where my special goods lie? Here I am, a
student of ethics. A friend calls and tells me of the charms of
astronomy, a study undoubtedly majestic and delightful. Since I desire
to take all knowledge for my province, why not hurry off at once to
study astronomy? No indeed. No astronomy for me. I draw a ring about
that subject and say, "Precious subject, fundamentally valuable for
all men. But I will remain ignorant of it, because it is not quite
congruous with the studies I already have on hand." That must be my
test: not how important is the study itself, but how important is it
for me? How far will it help me to accept and develop those
limitations to which I am now pledged?
In this acceptance of limitation, therefore, which seems at first so
humiliating, I believe we have the starting point of all self-
development. Our very imperfections, once accepted, prove our best
means of discerning more. That is a profound remark of Hegel's that
knowledge of a limit is a knowledge beyond that limit. Let us consider
for a moment what it means. Suppose I should come upon Kaspar Hauser,
shut in his little room. "And how long have you been here," I ask.
"Ever since I was born," he answers. "Indeed! How much, then, do you
know?" "Nothing beyond the walls of this room." Might I not fairly
reply, "You contradict yourself. How can you know anything about walls
of a room unless you also know of much beyond them?" We cannot
conceive a limit except as a limit from something. Accordingly, when
we detect our ignorance we become by that very fact not ignorant. We
have gone beyond ourselves and have seen that we are not what we
should be. And this is the way of self-development. Becoming aware of
our imperfections, we by that very fact continually lay hold on
whatever perfect is within our reach.
X
When then we ask whether at any moment we are fully persons, we must
answer, No. The actual extent of personality is at any time small. It
is rather a goal than something ever attained. We have seen that it is
not to be described in terms of the verb "to be." We cannot say "I am
a person," but, only "I ought to be a person. I am seeking to be." The
great body of our life is, we know, a purely natural affair. Our
instincts, our wayward impulses, our unconnected disorderly purposes--
these, which fill the larger portion of our existence, do not express
our personal nature. Each of them goes on its own way, neglectful of
the whole. Therefore we must confess that at no time can we account
ourselves completed persons. Justly we use such strange expressions as
"He is much of a person," "He is very little of a person." Personality
is an affair of degree. We are moving toward it, but have not yet
arrived. "Man partly is and wholly hopes to be." And can we ever
arrive? I do not see how. We are chasing a flying goal. The nearer we
approach, the farther it removes. Shall we call this fact
discouraging, then, or even say that self-development is a useless
process, since it never can be fulfilled? I think not. I should rather
specify this feature of it as our chief source of encouragement; for I
hold that only those aims which do thus contain an infinite element
and are, strictly speaking, unattainable, move mankind to passionate
pursuit. Probably all will agree that riches, fame, and wisdom are
ideals which predominantly move us, and they are all unattainable.
Suppose, some morning, when I see a merchant setting off for his
office quite too early, I ask him why he is hastening so. He answers,
"Why, there is money to be made. And as I intend to be a rich man some
day, I must leave home comforts and be prompt at my desk." But I
persist, "You have forgotten something. It occurs to me that you never
can be rich. No rich man was ever seen. Whoever has obtained a million
dollars can get a million more, and the man of two millions can become
one of three. Obviously, then, neither you nor any one can become a
completely rich man." Should I stay that merchant from his exit by
remarks of this kind? If he answered at all, he would merely say,
"Don't read too much. You had better mix more with men."
And I should get no better treatment from the scholar, the man who is
seeking wisdom. It is true no really wise man ever was on earth, or
ever will be. But that is the very reason why we are all so
impassioned for wisdom, because every bit we seize only opens the door
to more. If we could get it in full, if some time or other, knowing
that we are now wise, we could sit down in our armchairs with nothing
further to do, it would be a death blow to our colleges. Nobody would
attend them or care for wisdom longer. An aim which one can reach, and
discover to be finally ended, moves only children. They will make
collections of birds' eggs, though conceivably they might obtain every
species in the neighborhood. But these are not the things which excite
earnest men. They run after fame, because they can never be quite
famous. They may become known to every person on their street, but
there is the street beyond. Or to every one in their town, but there
are other towns. Or if to every person on earth, there are still the
after ages. Entire fame cannot be had; and exactly on that account it
stirs every impulse of our nature in pursuit.
Now the aim at personal perfection is precisely of this sort. As
servants of righteousness we cannot accept any other precept than "Be
ye perfect as your Father which is in heaven is perfect." But we know
such perfection to be unattainable, Yet I sometimes doubt whether we
state the matter truly so. Would it not be juster to say that
perfection can always be attained, and that it is about the only thing
which can be? We might well say of all the infinite ideals that they
differ from the finite ones simply in this, that the finite can be
attained but once, and then are ended, while the infinite are
continually attained. At no moment of his life shall the merchant be
cut off from becoming richer, or the scholar from growing wiser, or
the public benefactor from acquiring further fame. These aims, then,
are always attainable; for in them what we think of as the goal is
not, as in other cases, a single point which, once reached, renders
the rest of life useless and listless. The goal here is the line of
increase. To be moving along that line should be our daily endeavor.
Our proper utterance should be, "I was never so good as to-day, and I
hope never to be so bad again."
XI
But when we have seen how slender is our actual perfection, how slight
must be reckoned the attainment of personality at any moment, we are
brought face to face with the profound problem of its possible extent.
How far can the self be developed? Infinitely? Is each one of us an
infinite being? I will not say so. I do not like to make a statement
which runs beyond my own experience. But confining myself to this, let
us see what it will show.
When at any time I seek to perfect myself, does my attainment of any
grade of improvement prevent or further another step? All will agree
that it simply opens a new door. Perhaps I am seeking to withdraw from
habits of mendacity, and beginning to tell the truth. Then every time
I tell the truth I shall discover more truth to tell. And will this
process ever come to an end? I have nothing to do with "evers." I can
only say that each time I try it, advance is more possible, not less
possible. In the personal life there is, if I may say so, no provision
for checkage. As I understand it, in the animal life there is such
provision. In my first chapter I was pointing out the difference
between extrinsic and intrinsic goodness; and I said that the table's
entering into use and holding objects on its top tended to destroy it,
though we might imagine a magic table in which every exercise of
function would be preservative. Now in the personal nature we find
just such a magical provision. Each time a person normally exerts
himself he makes further exertion in those normal ways more possible.
And if this is true of all personal action within our experience, what
right have we to set a limit to it anywhere? It may not be suitable to
say that I know myself infinite, but it is certainly true that I
cannot conceive myself as finite. I can readily see that this body of
mine has in it what I have called a provision for checkage. Every time
the blood moves in my veins it leaves its little deposit. Further
motion of that blood is slightly impeded. But every time a moral
purpose moves my life, it makes the next move surer. It is impossible
to draw lines of limitation in moral development.
XII
Such, then, is the vast conception with which we have been dealing.
Goodness, to be personal, must express perpetual self-development. All
the moral aims of life may be summed up in the single word, "self-
realization." Could I fully realize myself, I should have fulfilled
all righteousness, and this view is sanctioned by the Great Teacher
when he asks, "What shall a man give in exchange for his life?"--his
life, his soul, his self. If any one fully believed this, and lived as
if all his desires were fulfilled so long as he had opportunities of
self-development, he might be said to have insured himself against
every catastrophe. Little could harm him. Whatever occurred, instead
of exclaiming, "How calamitous!" he would simply ask, "What fresh
opportunities do these strange circumstances present for enlarged
living? Let me add this new discipline to what I had before. Seeking
as I am to become expanded into the infinite, this experience
discloses a new avenue thither. All things work together for good to
them that love the Lord."
REFERENCES ON SELF-DEVELOPMENT
Bradley's Ethical Studies, essay vi.
Green's Prolegomena of Ethics, bk. iii. ch. ii.
Alexander's Moral Order and Progress, bk. iii. ch. iv.
Muirhead's Elements of Ethics, bk. iii. ch. iii.
Mackenzie's Manual of Ethics, pt. i. ch. vii.
Dewey in Philos. Journal, Dec., 1893.
VI
SELF-SACRIFICE
I
The view of human goodness presented in the preceding chapter is one
which is at present finding remarkably wide acceptance. Philosophers
are often reproached with an indisposition to agree, and naturally
where inquiry is active diversity will obtain. But to-day there
appears a strange unanimity as regards the ultimate formula of ethics.
The empirical schools state this as the highest form of the struggle
for existence; the idealistic, as self-realization. The two are the
same so far as they both regard morality as having to do with the
development of life in persons. These curious beings, both also
acknowledge, can never rest till they attain a completeness now
incalculable.
Of course there is abundant diversity in the application of such
formulae. In interpreting them we come upon problems no less urgent
and tangled than those which vexed our fathers. Who and what is a
person? How far is he detachable from nature? How far from his fellow
men? Is his individuality an illusion, and each of us only an
imperfect phase of a single universal being, so that in strictness we
must own that there is none good but one, that is God? These and
kindred questions naturally oppress the thought of our time. Yet all
are but so many attempts to push the formula of self-realization into
entire clearness. The considerable agreement in ethical formulae
everywhere noticeable shows that at least so much advance has been
made: morality has ceased to be primarily repressive, and is now
regarded as the amplest exhibit of human nature, free from every
external precept, however sacred. Man is the measure of the moral
universe, and the development of himself his single duty.
But when we thus accept self-realization as our supreme aim, we bring
ourselves into seeming conflict with one of our profoundest moral
instincts. It is self-sacrifice that calls forth from all mankind, as
nothing else does, the distinctively moral response of reverence.
Intelligence, skill, beauty, learning--we admire them all; but when we
see an act of self-sacrifice, however small, an awe falls on us; we
bow our heads, fearful that we might not have been capable of anything
so glorious. We thus acknowledge self-sacrifice to be the very
culmination of the moral life. He who understand it has comprehended
all righteousness, human and divine. But how does self-sacrifice
accord with self-development? Will he who is busy cultivating himself
sacrifice himself? Is there not a kind of conflict between the two?
Yet can we abandon either? And if not, must not the formula of self-
realization accept modification?
This, then, is the problem to which I must now turn: the possible
adjustment of these two imperative claims,--the claim to realize one's
self and the claim to sacrifice one's self. And I shall most easily
set my theme before my readers if I state at once the four historic
objections to the reality of self-sacrifice. I call them historic, for
they have appeared and reappeared in the history of ethics, and have
been worked out there on a great scale. While not altogether
consistent with one another, no one of them is unimportant. Together
they compactly present those conflicting considerations which must be
borne in mind when we attempt to comprehend the subtleties of self-
sacrifice. I will endeavor to state them briefly and sympathetically.
First, self-sacrifice is psychologically impossible. No man ever
performs a strictly disinterested act, as has been shown in my chapter
on self-direction. Before desire will start, his own interest must be
engaged. In action we seek to accomplish something, and between that
something and ourselves some sort of valued connection must be felt.
Every wish indicates that the wisher experiences a need which he
thinks might be supplied by the object wished for. It is true that
wishes and wills are often directed upon external objects, but only
because we believe that our own well-being is involved in their union
with us. I devote myself to my friend as _my_ friend, counting his
happiness and my own inseparable. Were he so entirely a foreigner
that I had no interest in him, my sacrifices for him--even if
conceivable--would be meaningless. They acquire meaning only through
my sense of a tie between him and me. My service of him may be
regarded as my escape from petty selfishness into broad selfishness,
from immediate gain to remote gain. But the prospect of gain in some
form, proximate or ultimate, gain often of an impalpable and spiritual
sort, always attends my wish and will. The aim at self-realization,
however hidden, is everywhere the root of action. No belittlement of
ourselves can appear desirable except as a step toward ultimate
enlargement. Self-sacrifice in any true and thorough-going sense never
occurs.
So cogent is this objection, and so frequently does it appear, not
only in ethical discussion but in the minds of the struggling
multitude, that he who has not faced it, and taken its truth well to
heart, can have little comprehension of self-sacrifice. But it is a
blessed fact that thousands who comprehend self-sacrifice little
practise it largely.
III
A second objection strips off the glory of self-sacrifice and regards
it as a sad necessity. While there is nothing in it to attract or be
approved, the lamentable fact is that we are so crowded together and
disposed to trample on one another that, partially to escape, we must
each agree to abate something of our own in behalf of a neighbor's
gain. We cannot each be all we would. It is a sign of our mean estate
that again and again we need to cut off sections of what we count
valuable in order to save any portion. Only by such compromises are we
able to get along with one another. He who refuses them finds himself
exposed to still greater loss. The hard conditions under which we live
appear in the fact that such restraint is inevitable. I call self-
sacrifice, therefore, a sad necessity.
This theory of sacrifice is urged by Hobbes and by the later moralists
who follow his daring lead. It should be counted among the objections
because, while it admits the fact of self-sacrifice, it denies its
dignity.
IV
A third objection declares sacrifice to be needless. Its very
appearance rests on a misconception. We mistakenly suppose that in
abating our own for the sake of our neighbor's good, we lose. In
reality this is our true mode of enlargement. The interests of the
individual and society are not hostile or alien, but supplemental.
Society is nothing but the larger individual; so that he alone
realizes himself who enters most fully into social relations, making
the well-being of society his own. This is plain enough when we study
the working of a small and comprehensible portion of society. The
child does not lose through identification with family life. That is
his great means of realizing himself. To assume contrast and
antagonism between family interest and the interest of the child is
palpably unwarranted and untrue. Equally unwarranted is a similar
assumption in the broader ranges of society. When we talk of
sacrifice, we refer merely to the first stage and outer aspect of the
act. Underneath, self-interest is guarded, the individual giving up
his individuality only through obtaining a larger individuality still.
Such identity of interest between society and the individual the
moralists of the eighteenth century are never tired of pointing out.
If they are right, and the identity is complete, then sacrifice is
abolished or is only a generous illusion. But these men never quite
succeeded in persuading the English people of their doctrine, at least
they never carried their thought fully over into the common mind.
V
That common mind has always thought of sacrifice in a widely different
way, but in one which renders it still more incomprehensible. Self-
sacrifice it regards as a glorious madness. Though the only act which
ever forces us to bow in reverent awe, it is insolubly mysterious,
irrational, crazy perhaps, but superb. For in it we do not deliberate.
We hear a call, we shut our ears to prudence, and with courageous
blindness as regards damage of our own, we hasten headlong to meet the
needs of others. To reckon heroism, to count, up opposing gains and
losses, balancing them one against another in order clear-sightedly to
act, is to render heroism impossible. Into it there enters an element
of insanity. The sacrificer must feel that he cares nothing for what
is rational, but only for what is holy, for his duty. The rational and
the holy,--in the mind of him who has not been disturbed by theoretic
controversy these two stand in harsh antithesis, and the antithesis
has been approved by important ethical writers of our time. The
rational man is, of course, needed in the humdrum work of life. His
assertive and sagacious spirit clears many a tangled pathway. But he
gets no reverence, the characteristic response of self-sacrifice. This
is reserved for him who says, "No prudence for me! I will he admirably
crazy. Let me fling myself away, so only there come salvation to
others."
Such, then, are the four massive objections: self-sacrifice is unreal
psychologically, aesthetically, morally, or rationally: But negative
considerations are not enough. No amount of demonstration of what a
thing is not will ever reveal what it is. Objections are merely of
value for clearing a field and marking the spots on which a structure
cannot be reared. The serious task of erecting that structure
somewhere still remains. To it I now address myself.
VI
What we need to consider first is the reality and wide range of self-
sacrifice. The moment the term is mentioned there spring up before our
minds certain typical examples of it. We see the soldier advancing
toward the battlefield, to stake his life for a country in whose
prosperity he may never share. We see the infant falling into the
water, and the full-grown man flinging in after it his own assured and
valued life in hopes of rescuing that incipient and uncertain thing, a
little child. Yes, I myself came on a case of heroism hardly less
striking. I was riding my bicycle along the public street when there
dashed past me a runaway horse with a carriage at his heels, both
moving so madly that I thought all the city was in danger. I pursued
as rapidly as I could, and as I neared my home, saw horse and carriage
standing by the sidewalk. By the horse's head stood a negro. I went up
to him and said, "Did you catch that horse?" "Yes, sir," he answered.
"But," I said, "he was going at a furious pace." "Yes, sir." "And he
might have run you down." "Yes, sir, but I know horses, and I was
afraid he would hurt some of these children." There he stood, the big
brown hero, unexalted, soothing the still restive horse and unaware of
having done anything out of the ordinary. I entered my house ashamed.
Had I possessed such skill, would I have ventured my life in such a
fashion?
Such are some of the shining examples of self-sacrifice which occur to
us at the first mention of the word. But we shall mislead ourselves if
we confine our thoughts to cases so climactic, triumphant, and
spectacular. Deeds like these dazzle and do not invite to full
analysis of their nature. Let us turn to affairs more usual.
I have happened to know intimately members of three professions--
ministers, nurses, teachers-and I find self-sacrifice a matter of
daily practice with them all. To it the minister is dedicated. He must
not look for gain. He has a salary, of course; but it is much in the
nature of a fee, a means of insuring him a certain kind of living. And
while it is common enough to find a minister studying how he may make
money in his parish, it is commoner far to find one bent on seeing how
he can make righteousness prevail there, though it overwhelm him. The
other professions do not so manifestly aim at self-sacrifice. They are
distinctly money-making. They exact a given sum for a given service.
Still, in them too how constantly do we see that that which is given
far outruns that which is paid for. I have watched pretty closely the
work of a dozen or more trained nurses, and I believe it Would be hard
to find any class in the community showing a higher average of
estimable character. How quiet they are under the most irritating
circumstances! How fully they pour themselves into the lives of their
patients! How prompt is the deft hand! How considerate the swift
intelligence! Their hearts are aglow over what can be given, not over
what can be got. A similar temper is widely observable among teachers,
especially among those of the lower grades. Paid though they are for a
certain task, how indisposed they are to limit themselves to that task
or to confine their care of their children to the schoolroom! The
hard-worked creatures acquire an intimate interest in the little lives
and, heedless of themselves, are continually ready to spend and be
spent for those who cannot know what they receive. Among such teachers
I find self-sacrifice as broad, as deep, as genuine, if not so
striking, as that of the soldier in the field.
Evidently, then, self-sacrifice may be wide-spread and may permeate
the institutions of ordinary life; being found even in occupations
primarily ordered by principles of give and take, where it expresses
itself in a kind of surplusage of giving above what is prescribed in
the contract. In this form it enters into trade. The high-minded
merchant is not concerned merely with getting his money back from an
article sold. He interests himself in the thoroughly excellent quality
of that article, in the accommodation of his customers, the soundness
of his business methods, and the honorable standing of his firm. And
when we turn to our public officials, how frequent it is--how frequent
in spite of what the newspapers say--to find men eager for the public
good, men ready to take labor on themselves if only the state may be
saved from cost and damage!
But I still underestimate the prevalence of the principle. Our
instances must be homelier yet. Each day come petty citations to self-
sacrifice which are accepted as a matter of course. As I walk to my
lecture-room somebody stops me and says, "What is the way to Berkeley
Street?" Do I reprovingly answer, "You must have made a mistake. I
have no interest in Berkeley Street. I think it is you who are going
there, and why are you putting me to inconvenience merely that you may
the more easily find your way?" Should I answer so, he would think and
possibly say, "There are strange people in Cambridge, remoter from
human kind than any known elsewhere." Every one would feel
astonishment at the man who declined to bear his little portion of a
neighbor's burden. Our commonest acceptance of society involves self-
sacrifice, and in all our trivial intercourse we expect to put
ourselves to unrewarded inconvenience for the sake of others.
VII
What I have set myself to make plain in this series of graded examples
is simply this: self-sacrifice is not something exceptional, something
occurring at crises of our lives, something for which we need
perpetually to be preparing ourselves, so that when the great occasion
comes we may be ready to lay ourselves upon its altar. Such
romanticism distorts and obscures. Self-sacrifice is an everyday
affair. By it we live. It is the very air of our moral lungs. Without
it society could not go on for an hour. And that is precisely why we
reverence it so--not for its rarity, but for its importance. Nothing
else, I suppose, so instantly calls on the beholder for a bowing of
the head. Even a slight exhibit of it sends through the sensitive
observer a thrill of reverent abasement. Other acts we may admire;
others we may envy; this we adore.
Perhaps we are now prepared to sum up our descriptive account and
throw what we have observed into a sort of definition. I mean by self-
sacrifice any diminution of my own possessions, pleasures, or powers,
in order to increase those of others. Naturally what we first think of
is the parting with possessions. That is what the word charity most
readily suggests, the giving up of some physical object owned by us
which, even at the moment of giving, we ourselves desire. But the gift
may be other than a physical object. When I would gladly sit, I may
stand in the car for the sake of giving another ease. But the greatest
conceivable self-sacrifice is when I give myself: when, that is, I in
some way allow my own powers to be narrowed in order that those of
some one else may be enlarged. Parents are familiar with such
exquisite charity, parents who put themselves to daily hardship
because they want education for their boys. But they have no monopoly
in this kind. I who stand in the guardianship of youth have frequent
occasion to miss a favorite pupil, boy or girl, who throws up a
college training and goes home--often, in my judgment, mistakenly--to
support, or merely to cheer, the family there. Of course such gifts
are incomparable. No parting with one's goods, no abandonment of one's
pleasures, can be measured against them. Yet this is what is going on
all over the country where devoted mother, gallant son, loyal husband,
are limiting their own range of existence for the sake of broadening
that of certain whom they hold dear.
VIII
But when we have thus assembled our omnipresent facts and set them in
order for cool assessment, the enigma of self-sacrifice only appears
the more clearly. Why _should_ a man sacrifice himself? Why
voluntarily accept loss? Each of us has but a single life. Each feels
the pressure of his own needs and desires. These point the way to
enlargement. How, then, can I disinterestedly prefer another's gain?
Each of us is penned within the range of his solitary consciousness,
which may be broadened or narrowed but cannot be passed. It is
incumbent on us, therefore, to study our own enrichment. Anticipating
whatever might confirm or crumble our being, we should strenuously
seize the one and reject the other. Deliberately to turn toward loss
would seem to be crazy. What should a man accept in exchange for his
life?