ETHNOGRAPHY AND EARLY HISTORY

Julius Caesar in Germany.

Our direct knowledge of Germany begins with the appointment of Julius

Caesar as governor of Gaul in 59 B.C. Long before that time there is

evidence of German communication with southern civilization, as the

antiquities prove, and occasional travellers from the Mediterranean had

made their way into those regions (e.g. Pytheas, towards the end of the

4th century), but hardly any records of their journeys survive. The

first Teutonic peoples whom the Romans are said to have encountered are

the Cimbri and Teutoni, probably from Denmark, who invaded Illyria, Gaul

and Italy towards the end of the 2nd century B.C. When Caesar arrived in

Gaul the westernmost part of what is now Germany was in the possession

of Gaulish tribes. The Rhine practically formed the boundary between

Gauls and Germans, though one Gaulish tribe, the Menapii, is said to

have been living beyond the Rhine at its mouth, and shortly before the

arrival of Caesar an invading force of Germans had seized and settled

down in what is now Alsace, 72 B.C. At this time the Gauls were being

pressed by the Germans along the whole frontier, and several of Caesar's

campaigns were occupied with operations, either against the Germans, or

against Gaulish tribes set in motion by the Germans. Among these we may

mention the campaign of his first year of office, 58 B.C., against the

German king Ariovistus, who led the movement in Alsace, and that of 55

B.C. in which he expelled the Usipetes and Tencteri who had crossed the

lower Rhine. During the period of Caesar's government he succeeded in

annexing the whole of Gaul as far as the Rhine. (For the campaigns see

CAESAR, JULIUS.)

The campaign of other Roman leaders.

After peace had been established in Italy by Augustus, attempts were

made to extend the Roman frontier beyond the Rhine. The Roman prince

Nero Claudius Drusus (q.v.) in the year 12 B.C. annexed what is now the

kingdom of the Netherlands, and constructed a canal (Fossa Drusiana)

between the Rhine and the lake Flevo (Lacus Flevus), which partly

corresponded to the Zuyder Zee, though the topography of the district

has greatly altered. He also penetrated into regions beyond and crossed

the Weser, receiving the submission of the Bructeri, Chatti and

Cherusci. After Drusus' death in 9 B.C., while on his return from an

expedition which reached the Elbe, the German command was twice

undertaken by Tiberius, who in A.D. 5 received the submission of all the

tribes in this quarter, including the Chauci and the Langobardi. A Roman

garrison was left in the conquered districts between the Rhine and the

Elbe, but the reduction was not thoroughly completed. About the same

time the Roman fleet voyaged along the northern coast apparently as far

as the north of Jutland, and received the nominal submission of several

tribes in that region, including the Cimbri and the Charudes. In A.D. 9

Quintilius Varus, the successor of Tiberius, was surprised in the

_Saltus Teutobergensis_ between the Lippe and the Weser by a force

raised by Arminius, a chief of the Cherusci, and his army consisting of

three legions was annihilated. Germanicus Caesar, during his tenure of

the command of the Roman armies on the Rhine, made repeated attempts to

recover the Roman position in northern Germany and exact vengeance for

the death of Varus, but without real success, and after his recall the

Rhine formed for the greater part of its course the boundary of the

Empire. A standing army was kept up on the Rhine, divided into two

commands, upper and lower Germany, the headquarters of the former being

at Mainz, those of the latter at Vetera, near Xanten. A number of

important towns grew up, among which we may mention Trier (Augusta

Trevirorum), Cologne (Colonia Agrippinensis), Bonn (Bonna), Worms

(Borbetomagus), Spires (Noviomagus), Strassburg (Argentoratum) and

Augsburg (Augusta Vindelicorum).

At a later date, however, probably under the Flavian emperors, the

frontier of upper Germany was advanced somewhat beyond the Rhine, and a

fortification, the _Pfahlgraben_, constructed to protect it. It led from

Honningen on the Rhine, about half-way between Bonn and Coblenz, to

Mittenberg above Aschaffenburg on the Main, thence southwards to Lorch

in Wurttemberg, whence it turned east to the junction of the Altmuhl

with the Danube at Kelheim.

During the wars of Drusus, Tiberius and Germanicus the Romans had ample

opportunity of getting to know the tribal geography of Germany,

especially the western part, and though most of our authorities lived at

a somewhat later period, it is probable that they derived their

information very largely from records of that time. It will be

convenient, therefore, to give an account of the tribal geography of

Germany in the time of Augustus, as our knowledge of the subject is much

more complete for his reign than for several centuries later.

The German tribes.

Of the Gaulish tribes west of the Rhine, the most important was the

Treveri, inhabiting the basin of the Moselle, from whom the city of

Trier (Treves) derives its name. The Rauraci probably occupied the south

of Alsace. To the south of the Treveri lay the Mediomatrici, and to the

west of them lay the important tribe of the Sequani, who had called in

Ariovistus. The Treveri claimed to be of German origin, and the same

claim was made by a number of tribes in Belgium, the most powerful of

which were the Nervii. The meaning of this claim is not quite clear, as

there is some obscurity concerning the origin of the name Germani. It

appears to be a Gaulish term, and there is no evidence that it was ever

used by the Germans themselves. According to Tacitus it was first

applied to the Tungri, whereas Caesar records that four Belgic tribes,

namely, the Condrusi, Eburones, Caeraesi and Paemani, were collectively

known as Germani. There is no doubt that these tribes were all

linguistically Celtic, and it is now the prevailing opinion that they

were not of German origin ethnologically, but that the ground for their

claim was that they had come from over the Rhine (cf. Caesar, _De Bello

Gallico_ ii. 4). It would therefore seem that the name Germani

originally denoted certain Celtic tribes to the east of the Rhine, and

that it was then transferred to the Teutonic tribes which subsequently

occupied the same territory.

Their movements.

There is little doubt that during the last century before the Christian

era the Celtic peoples had been pushed considerably farther west by the

Teutonic peoples, a process which was still going on in Caesar's time,

when we hear of the overthrow of the Menapii, the last Gaulish tribe

beyond the Rhine. In the south the same process can be observed. The

Boii were expelled from their territories in Bohemia by the Marcomanni

in the time of Augustus, and the Helvetii are also recorded to have

occupied formerly lands east of the Rhine, in what is now Baden and

Wurttemberg. Caesar also mentions a Gaulish tribe named Volcae

Tectosages as living in Germany in his time. The Volcae Arecomici in the

south of France and the Tectosages of Galatia were in all probability

offshoots of this people. The name of the tribe was adopted in the

Teutonic languages as a generic term for all Celtic and Italian peoples

(O.H.G. _Walha_, A.S. _Wealas_), from which it is probably to be

inferred that they were the Celtic people with whom the Teutonic races

had the closest association in early times. It has been thought that

they inhabited the basin of the Weser, and a number of place-names in

this district are supposed to be of Celtic origin. Farther to the south

and west Ptolemy mentions a number of place-names which are certainly

Celtic, e.g. Mediolanion, Aregelia, Lougidounon, Lokoriton, Segodounon.

There is therefore great probability that a large part of western

Germany east of the Rhine had formerly been occupied by Celtic peoples.

In the east a Gaulish people named Cotini are mentioned, apparently in

the upper basin of the Oder, and Tacitus speaks of a tribe in the same

neighbourhood, the Osi, who he says spoke the Pannonian language. It is

probable, therefore, that in other directions also the Germans had

considerably advanced their frontier southwards at a comparatively

recent period.

Tribes in the west and north.

Coming now to the Germans proper, the basin of the Rhine between

Strassburg and Mainz was inhabited by the Tribocci, Nemetes and

Vangiones, farther down by the Mattiaci about Wiesbaden, and the Ubii in

the neighbourhood of Cologne; beyond them were the Sugambri, and in the

Rhine delta the Batavi and other smaller tribes. All these tribes

remained in subjection to the Romans. Beyond them were the Tencteri,

probably about the basin of the Lahn, and the Usipetes about the basin

of the Ruhr. The basin of the Lippe and the upper basin of the Ems were

inhabited by the Bructeri, and in the same neighbourhood were the

Ampsivarii, who derive their name from the latter river. East of them

lay the Chasuarii, presumably in the basin of the Hase. The upper basin

of the Weser was inhabited by the Chatti, whose capital was Mattium,

supposed to be Maden on the Eder. To the north-west of them were

situated the Marsi, apparently between the Diemel and the Lippe, while

the central part of the basin of the Weser was inhabited by the

Cherusci, who seem to have extended considerably eastward. The lower

part of the river-basin was inhabited by the Angrivarii. The coastlands

north of the mouth of the Rhine were occupied by the Canninefates,

beyond them by the Frisii as far as the mouth of the Ems, thence onward

to the mouth of the Elbe by the Chauci. As to the affinities of all

these various tribes we have little definite information, but it is

worth noting that the Batavi in Holland are said to have been a branch

of the Chatti, from whom they had separated owing to a _seditio

domestica_. The basin of the Elbe was inhabited by Suebic tribes, the

chief of which were the Marcomanni, who seem to have been settled on the

Saale during the latter part of the 1st century B.C., but moved into

Bohemia before the beginning of the Christian era, where they at once

became a formidable power under their king Maroboduus. The Quadi were

settled somewhat farther east about the source of the Elbe. The

Hermunduri in the basin of the Saale were in alliance with the Romans

and occupied northern Bavaria with their consent. The Semnones

apparently dwelt below the junction of the Saale and Elbe. The

Langobardi (see LOMBARDS) possessed the land between the territory of

the Semnones and the mouth of the river. Their name is supposed to be

preserved in Bardengau, south of Hamburg. From later evidence it is

likely that another division of the Suebi inhabited western Holstein.

The province of Schleswig (perhaps only the west coast) and the islands

adjacent were inhabited by the Saxons, while the east coast, at least in

later times, was occupied by the Angli. The coast of Mecklenburg was

probably inhabited by the Varini (the later Warni). The eastern part of

Germany was much less known to the Romans, information being

particularly deficient as to the populations of the coast districts,

though it seems probable that the Rugii inhabited the eastern part of

Pomerania, where a trace of them is preserved in the name Rugenwalde.

The lower part of the basin of the Oder was probably occupied by the

Burgundiones, and the upper part by a number of tribes collectively

known as Lugii, who seem to correspond to the Vandals of later times,

though the early Roman writers apparently used the word Vandilii in a

wider sense, embracing all the tribes of eastern Germany. Among the

Lugii we may probably include the Silingae, who afterwards appear among

the Vandals in Spain, and whose name is preserved in Slavonic form in

that of the province Silesia. The Goths (Gotones) apparently inhabited

the basin of the Vistula about the middle of its course, but the lower

part of the basin was inhabited by non-Teutonic peoples, among whom we

may mention the Galindi, probably Prussians, and the Aestii, either

Prussian or Esthonian, in the coastlands at the mouth of the river, who

are known especially in connexion with the amber trade. To the east of

the Vistula were the Slavonic tribes (Veneti), and amongst them, perhaps

rather to the north, a Finnish population (Fenni), which disappeared in

later times.

Domestic wars of the Germans.

In the time of Augustus by far the most powerful ruler in Germany was

Maroboduus, king of the Marcomanni. His supremacy extended over all the

Suebic tribes (except perhaps the Hermunduri), and most of the peoples

of eastern Germany, including apparently the Lugii and Goths. But in the

year A.D. 17 he became involved in an unsuccessful campaign against

Arminius, prince of the Cherusci, in which the Semnones and Langobardi

revolted against him, and two years later he was deprived of his throne

by a certain Catualda. The latter, however, was soon expelled by

Vibilius, king of the Hermunduri, and his power was transferred to

Vannius, who belonged to the Quadi. About the same time Arminius met his

death while trying to make himself king of the Cherusci. In the year 28

the Frisians revolted from the Romans, and though they submitted again

in the year 47, Claudius immediately afterwards recalled the Roman

troops to the left bank of the Rhine. In the year 50 Vannius, king of

the Suebi, was driven from the throne by Vibilius, king of the

Hermunduri, and his nephews Vangio and Sido obtained his kingdom. In the

year 58 the Chatti suffered a serious disaster in a campaign against the

Hermunduri. They seem, however, to have recovered very soon, and at the

end of the 1st century had apparently extended their power at the

expense of the Cherusci. During the latter part of the 1st century the

Chauci seem to have been enlarging their territories: as early as the

year 47 we find them raiding the Roman lands on the lower Rhine, and in

58 they expelled the Ampsivarii, who after several vain attempts to

acquire new possessions were annihilated by the neighbouring tribes.

During the last years of the 1st century the Angrivarii are found moving

westwards, probably under pressure from the Chauci, and the power of the

Bructeri was almost destroyed by their attack. In 69 the Roman territory

on the lower Rhine was disturbed by the serious revolt of Claudius

Civilis, a prince of the Batavi who had served in the Roman army. He was

joined by the Bructeri and other neighbouring tribes, but being defeated

by Petilius Cerealis (afterwards consular legate in Britain) at Vetera

and in other engagements gave up the struggle and arranged a

capitulation in A.D. 70. By the end of the 1st century the Chauci and

Chatti seem to have become by far the most powerful tribes in western

Germany, though the former are seldom mentioned after this time.

After the time of Tacitus our information regarding German affairs

becomes extremely meagre. The next important conflict with the Romans

was the Marcomannic War (166-180), in which all the Suebic tribes

together with the Vandals (apparently the ancient Lugii) and the

Sarmatian Iazyges seem to have taken part. Peace was made by the emperor

Commodus in A.D. 180 on payment of large sums of money.

The Alamanni, the Goths and the Franks.

About the beginning of the 3rd century we find a forward movement in

south-west Germany among a group of tribes known collectively as

Alamanni (q.v.) who came in conflict with the emperor Caracalla in the

year 213. About the same time the Goths also made their first appearance

in the south-east and soon became the most formidable antagonists of

Rome. In the year 251 they defeated and slew the emperor Decius, and in

the reign of Gallienus their fleets setting out from the north of the

Black Sea worked great havoc on the coast of the Aegean (see GOTHS). It

is not to be supposed, however, that they had quitted their own lands on

the Vistula by this time. In this connexion we hear also of the Heruli

(q.v.), who some twenty years later, about 289, make their appearance in

the western seas. In 286 we hear for the first time of maritime raids by

the Saxons in the same quarter. About the middle of the 3rd century the

name Franks (q.v.) makes its first appearance, apparently a new

collective term for the tribes of north-west Germany from the Chatti to

the mouth of the Rhine.

Arrival of the Huns.

In the 4th century the chief powers in western Germany were the Franks

and the Alamanni, both of whom were in constant conflict with the

Romans. The former were pressed in their rear by the Saxons, who at some

time before the middle of the 4th century appear to have invaded and

conquered a considerable part of north-west Germany. About the same time

great national movements seem to have been taking place farther east.

The Burgundians made their appearance in the west shortly before the end

of the 3rd century, settling in the basin of the Main, and it is

probable that some portions of the north Suebic peoples, perhaps the

ancient Semnones, had already moved westward. By the middle of the 4th

century the Goths had become the dominant power in eastern Germany, and

their King Hermanaric held a supremacy which seems to have stretched

from the Black Sea to Holstein. At his death, however, the supremacy of

eastern Germany passed to the Huns, an invading people from the east,

whose arrival seems to have produced a complete displacement of

population in this region. With regard to the course of events in

eastern Germany we have no knowledge, but during the 5th century several

of the peoples previously settled there appear to have made their way

into the lands south of the Carpathians and Riesengebirge, amongst whom

(besides the Goths) may be especially mentioned the Rugii and the

Gepides, the latter perhaps originally a branch of the Goths. According

to tradition the Vandals had been driven into Pannonia by the Goths in

the time of Constantine. We do not know how far northward the Hunnish

power reached in the time of Attila, but the invasion of this nation was

soon followed by a great westward movement of the Slavs.

The Burgundians and other tribes.

In the west the Alamanni and the descendants of the Marcomanni, now

called Baiouarii (Bavarians), had broken through the frontiers of the

Roman provinces of Vindelicia and Noricum at the beginning of the 5th

century, while the Vandals together with some of the Suebi and the

non-Teutonic Alani from the east crossed the Rhine and invaded Gaul in

406. About 435-440 the Burgundians were overthrown by Attila, and their

king Gunthacarius (Gundahar) killed. The remains of the nation shortly

afterwards settled in Gaul. About the same time the Franks overran and

occupied the modern Belgium, and in the course of the next half-century

their dominions were enormously extended towards the south (see FRANKS).

After the death of Attila in 453 the power of the Huns soon collapsed,

but the political divisions of Germany in the ensuing period are far

from clear.

The Franks and others in the 6th century.

In the 6th century the predominant peoples are the Franks, Frisians,

Saxons, Alamanni, Bavarians, Langobardi, Heruli and Warni. By the

beginning of this century the Saxons seem to have penetrated almost, if

not quite, to the Rhine in the Netherlands. Farther south, however, the

old land of the Chatti was included in the kingdom of Clovis. Northern

Bavaria was occupied by the Franks, whose king Clovis subdued the

Alamanni in 495. To the east of the Franks between the Harz, the Elbe

and the Saale lay the kingdom of the Thuringi, the origin of whom is not

clear. The Heruli also had a powerful kingdom, probably in the basin of

the Elbe, and to the east of them were the Langobardi. The Warni

apparently now dwelt in the regions about the mouth of the Elbe, while

the whole coast from the mouth of the Weser to the west Scheldt was in

the hands of the Frisians. By this time all the country east of the

lower Elbe seems to have been Slavonic. In the north, perhaps in the

province of Schleswig, we hear now for the first time of the Danes.

Theodoric, king of the Ostrogoths, endeavoured to form a confederacy

with the Thuringi, Heruli and Warni against Clovis in order to protect

the Visigoths in the early years of the 6th century, but very shortly

afterwards the king of the Heruli was slain by the Langobardi and their

existence as an independent power came to an end. In 531 the Thuringian

kingdom was destroyed by the Frankish king Theodoric, son of Clovis,

with whom the Saxons were in alliance.

The Saxons and the Franks.

During the 6th and 7th centuries the Saxons were intermittently under

Frankish supremacy, but their conquest was not complete until the time

of Charlemagne. Shortly after the middle of the 6th century the Franks

were threatened with a new invasion by the Avars. In 567-568 the

Langobardi, who by this time had moved into the Danube basin, invaded

Italy and were followed by those of the Saxons who had settled in

Thuringia. Their lands were given by the Frankish king Sigeberht to the

north Suebi and other tribes who had come either from the Elbe basin or

possibly from the Netherlands. About the same time Sigeberht was

defeated by the Avars, and though the latter soon withdrew from the

Frankish frontiers, their course was followed by a movement of the

Slavs, who occupied the basin of the Elster and penetrated to that of

the Main.

By the end of the 6th century the whole basin of the Elbe except the

Saxon territory near the mouth had probably become Slavonic. To the east

of the Saale were the Sorbs (Sorabi), and beyond them the Daleminci and

Siusli. To the east of the Saxons were the Polabs (Polabi) in the basin

of the Elbe, and beyond them the Hevelli about the Havel. Farther north

in Mecklenburg were the Warnabi, and in eastern Holstein the Obotriti

and the Wagri. To the east of the Warnabi were the Liutici as far as the

Oder, and beyond that river the Pomerani. To the south of the Oder were

the Milcieni and the Lusici, and farther east the Poloni with their

centre in the basin of the Vistula. The lower part of the Vistula basin,

however, was in possession of Prussian tribes, the Prussi and Lithuani.

The Warni now disappear from history, and from this time the Teutonic

peoples of the north as far as the Danish boundary about the Eider are

called Saxons. The conquest of the Frisians by the Franks was begun by

Pippin (Pepin) of Heristal in 689 and practically completed by Charles

Martel, though they were not entirely brought into subjection until the

time of Charlemagne. The great overthrow of the Saxons took place about

772-773 and by the end of the century Charlemagne had extended his

conquests to the border of the Danes. By this time the whole of the

Teutonic part of Germany had been finally brought under his government.

AUTHORITIES.--Caesar, _De bello Gallico_, especially i. 31 ff., iv.

1-19, vi. 21 ff.; Velleius Paterculus, especially ii. 105 ff.; Strabo,

especially pp. 193 ff., 290 ff.; Pliny, _Natural History_, iv. SS 99

ff., 106; Tacitus, Annales, i. 38 ff., ii. 5 ff., 44 ff., 62 f., 88;

_Germania_, passim; _Histories_, iv.; Ptolemy ii. 9, SS 2 ff., 11,

iii. 5, SS 19 ff.; Dio Cassius, passim; Julius Capitolinus; Claudius

Mamertinus; Ammianus Marcellinus, passim; Zosimus; Jordanes, _De

origine Getarum_; Procopius, _De bello Gothico_; K. Zeuss, _Die

Deutschen und die Nachbarstamme_; O. Bremer in Paul's _Grundriss d.

germ. Philologie_ (2nd ed.), vol. iii. pp. 735 ff. (F. G. M. B.)

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