CHAPTER V.

THEORIES OF THE LUDICROUS.

Our survey of laughable things has led us to recognise certain groups

which appear to induce the laughing mood: each presenting its special

variety of laughable feature. One group may be said, _primâ facie_,

to exhibit mischances, another some form of human defect, another,

again, something of the misfitting or incongruous, and so forth. We may

now advance to the theoretic problem of unifying and explaining these

varieties of the laughable.

Here, for the second time, we must touch on the views propounded by

authorities on the subject under the name of Theories of the Ludicrous.

Happily, it is not necessary to burden the reader with a full account

of these. We shall of course pass by all doctrines deduced from _a

priori_ metaphysical conceptions, and confine ourselves to those which

make a show, at least, of grounding themselves on an analysis of facts.

Of these I shall select two or three typical theories which come to us

with the claims of distinguished authorship. We shall test these by

examining how far they succeed in comprehending the diversity of fact

now before us.

1. The first of these typical theories localises the secret force

of the laughable in something unworthy or degraded in the object.

According to this view, the function of laughter is to accompany and

give voice to what may be called the derogatory impulse in man, his

tendency to look {120} out for and to rejoice over what is mean

and undignified. This may be called the Moral Theory, or Theory of

Degradation.

Aristotle’s brief remarks on comedy in the _Poetics_ may be taken

as illustrative of this way of envisaging the laughable. Comedy, he

tells us, is “an imitation of characters of a lower type—not, however,

in the full sense of the word bad”; and, again, the Ludicrous (τὸ

γελοῖον) is a subdivision of the ugly (τοῦ αἰσχροῦ), and consists in

“some defect or ugliness which is not painful or destructive”.[65] Of

an adequate theory of the subject there is here, of course, hardly

a pretence. It seems strange, indeed, that a great thinker with the

works of his compatriot Aristophanes before him should have placed the

ludicrous wholly in character, altogether overlooking the comic value

of situation. Still, the reference of the laughable to the category of

ugly and disgraceful things—for τὸ αἰσχρὸν on its moral side connotes

the disgraceful (compare the Latin “turpe”)—may be said to imply a germ

of the principle of degradation.

A more careful attempt to construct a theory of the ludicrous by a

reference to something low or degraded in the object is embodied in

the famous doctrine of Thomas Hobbes. According to this writer, “the

passion of laughter is nothing else but sudden glory arising from

sudden conception of some eminency in ourselves, by comparison with the

inferiority of others, or with our own formerly”. In this theory our

laughter is viewed as arising, not immediately from a perception of

something low or undignified, but only mediately from this perception,

through a recognition of our own superiority and an accompanying

emotional movement, namely, an expansion of the “self-feeling,” a

sudden quickening of the sentiment of pride or power. Nevertheless, the

{121} theory may be said to come under the principle of degradation,

in so far as it makes the process of laughter start with a perception

of some point of inferiority, that is to say of a comparative loss of

dignity, in the laughable object.

The main point of this theory, that whenever we enjoy the ludicrous we

are consciously realising our superiority to another, will, I think,

hardly bear examination. That in this enjoyment there may be, and

often is, an element of this agreeable sense of elevation I readily

allow, and I shall try to show presently how it gets there. But it is

altogether inadequate as an exhaustive account of the several varieties

of our laughing satisfaction. Even in the groups of cases to which it

seems to be most plainly applicable, for example, those of mischances

and awkward situations, it is not a sufficient explanation. Is there

any discoverable trace of the uplifting of pride, of the temper of

“Schadenfreude”—the malicious satisfaction of watching from the safe

shore the tossings of mariners in a storm—in the instantaneous response

of our mirth to the spectacle of the skater’s wild movements when for

a moment he loses equilibrium, or of the hat wind-driven far from its

proper seat on the respectable citizen’s head? Is there time here for

mentally bringing in the contrasting idea of our own immunity? Has the

laugh the characteristic taste of the outburst of contempt which is

excited by the consciousness of victory, of taking somebody down?

In dealing with this type of theory, it seems only fair to test it in

the more mature form given it by a recent writer. Prof. Alexander Bain

defines “the occasion of the ludicrous” as “the degradation of some

person or interest possessing dignity in circumstances that excite no

other strong emotion”. The most marked improvements here on Hobbes’

statement are (1) that consciousness of our own superiority {122}

need not come in, since we may laugh sympathetically with another who

scores off his adversary, and so forth; (2) that the object degraded

need not be a person, since human affairs in general, _e.g._, political

institutions, a code of manners, a style of poetic composition, may be

taken down; and (3) that, as in Aristotle’s theory, certain limiting

conditions, namely, absence of counteracting emotions, such as pity

or disgust, are recognised. These extensions on the one hand and

limitations on the other are clearly meant to safeguard the Hobbesian

principle against the attacks to which it so dangerously exposes

itself.[66]

Even in this new and more guarded form, however, the theory will not

bear the strain put upon it. It will account fairly well for some of

the forms of the laughable in our list, such as slight misfortunes or

mischances, defects, moral and intellectual, which do not shock or

otherwise hurt our feelings, also certain forms of make-believe which

are distinctly hypocritical and so capable of being regarded at once

as moral defects, and (being seen through) as discomfitures. It _may_

apply also, as has been hinted above, to the effect of the obscene;

though I, at least, feel that without some forcing the effect cannot be

interpreted in this way. There seems to me to lurk in our laughter here

something of the joy of the child, of the Naturkind, Walt Whitman, at

the sight of what is customarily hidden away.[67]

Leaving this, however, as a more doubtful case, let us turn to

other groups. Is it possible to regard all laughable exhibitions of

incongruities as degradations? Is the {123} charming unsuitability

of the “grown-up’s” coat and hat to the childish form viewed by the

laughing spectator as a degradation when he “lets himself go”? Are we

laughing at the clothes as degraded by being thus transformed, or at

the child’s naïveté as a degradation of human intelligence? I confess

that such a way of interpreting the spectacle strikes me as grotesquely

forced. The look of the whole thing in the complete unfitness of its

parts seems to affect one as a delicious absurdity before the sweet

simplicity below the surface is detected.

Our author does his best to show that mere incongruity, where nothing

is degraded, does not raise the laugh. I readily grant that he has

made out his case, so far as to show that in most of the pungent and

potently moving examples of the incongruous an element of degradation,

of malicious detraction is present. But this is not enough. The

question is whether it is always present, and whether in the cases

where it is present it is the sole excitant of our mirth. I believe

that a finer analysis shows that this is not so. Where, for example, is

“the degraded” in a child’s laughter at the sight of his nursery all

topsy-turvy on a cleaning day? Does he view the nurse as put to shame

by the setting of chairs on tables and so forth, instead of observing

the proper local congruities? or does he think of the room as something

quasi-human which takes on an improper look as he himself does when he

makes himself in a glorious mess? Slight movements of fancy of this

kind may be present: but do they lie at the sources of his laughter and

constitute its main moving force?

As another way of testing the theory, we may glance at those examples

of the odd or out of the way in which we find nothing of deformity, and

do not seem to focus our mental glance on any loss of dignity, but are

content to be {124} amused at the queer spectacle for its own sake.

I have seen a child of three or so go into a long fit of laughter at

the antics of a skittish pair of horses just turned loose on a common.

Did the child see anything of the mean, disgraceful, undignified in

these new and lively movements? Were they not immensely, overpoweringly

funny, just because they were outrageous deviations from the customary

proper behaviour of horses when saddled or harnessed to a carriage?

I feel the impulse to laugh at a “guy” in the street who captures my

roving nonchalant eye long before I reflect on any loss of dignity

which the bizarre costume may signify. In sooth, if, in this first

happy moment, any distinct thought of the personality behind the wild,

startling figure floats up to the surface of consciousness, it is a

friendly one. I am disposed to like and feel grateful to the person

who thus for an instant relieves for me the insufferable dulness of

the spectacle of London citizens all dressed according to one stupid

fashion.

Or let us take another group: the relish for word-play and the lighter

kinds of wit. Here, again, I concede to Bain that the taking down of

something a good peg-interval intensifies our satisfaction: but it

seems impossible to maintain that our mirth depends altogether on the

recognition of this. A good pun, a skilful turning of words so as to

give a new and startlingly disconnected meaning, can hardly be said

to owe its instant capture of our laughing muscles to our perception

of a degradation of language and the habits of serious speech. On the

contrary, I should say that any focussing of thought on this aspect

would considerably weaken and might altogether arrest the laughing

impulse. It is to the serious person who keeps his mouth firmly closed

that this feature of the case addresses itself. Is there not here, even

in the case of mirthful men, some of the delight {125} of the playful

child who amuses himself by turning words and expressions into queer

nonsense just for the fun of the thing?

2. We may now pass to the second of the main types of theory which

have been proposed as explanations of the working of the laughable on

our feeling and the correlated muscular mechanism. Its distinctive

mark is that, instead of setting behind our enjoyment of the ludicrous

an emotion, or a change in our moral attitude, namely, a sense of

our own superiority or of something else’s degradation, it sets a

purely intellectual attitude, a modification of thought-activity. The

laughter, according to this second theory, results from a peculiar

effect on our intellectual mechanism, such as the nullification of

a process of expectation or of an expectant tendency. It is this

perfectly disinterested intellectual process which brings about the

_feeling_ of the ludicrous and its expression in laughter. This

may be called the Intellectual Theory, or Theory of Contrariety or

Incongruity. Since we have already touched on this mode of conceiving

of the effect of the ludicrous in criticising the view of Dr. Lipps, a

brief examination of it may content us here.

It may be noted in passing that this way of dealing with the ludicrous

is characteristically German. The dominant note in the philosophy

of Kant and his successors has been to regard all determinations of

experience as fundamentally a rational process. Just as in the domain

of ethics these thinkers conceive of what British Ethicists have been

wont to call the Moral Sentiment as essentially a process of Reason,

so in that branch of Æsthetics which deals with the Comic we find them

disposed to regard the effect of the ludicrous, less as the excitation

of a concrete and familiar emotion, such as Pride or Power, than as a

special modification of the process of thought. {126}

Kant may be taken as the first great representative of this theory.

According to him, wit—the only variety of the ludicrous which he

touches on—is a kind of play, namely, that of thought. In everything

that is to excite a lively laugh there must be something absurd. It

is “an affection arising from the sudden transformation of a strained

(_gespannte_) expectation into nothing”. The transformation is, of

course, not directly enjoyable to the understanding: it seems to induce

gratification indirectly by means of a furthered _bodily_ process.

This, by the way, is a noteworthy concession by a German thinker to the

claims of the poor body to recognition in these high affairs of the

understanding, a concession which his followers quickly struck out.

He gives as an example of his theory the story of a Hindoo who, when

sitting at an Englishman’s table, and seeing a bottle of beer turned

into froth, expressed astonishment. Being questioned as to the reason,

he remarked: “I am not at all astonished that it should flow out, but I

do wonder how you ever got it in”.

I have enlarged on Kant’s theory mainly because of the authority of the

author. German critics themselves recognise how absurdly inadequate is

the little he says on the subject as an explanation of the effect of

the laughable.[68] A few words will perhaps make this plain.

It is evident that what Kant was thinking of under the head of the

ludicrous was merely those exchanges of witty words and amusing stories

which naturally enough formed a principal pastime of the devoted

Königsberg thinker. Yet, even when considered under this narrow aspect,

his theory shows itself to be palpably insufficient. It is noteworthy

{127} that, in seeking to make it fit the remark of the Hindoo quoted

above, Kant feels himself called upon to contradict the suggestion that

we laugh “because we deem ourselves cleverer than this ignorant man”.

This objection, which could not fail to occur to one who remembers

Hobbes, cannot, however, be summarily dismissed by a bare assurance

such as Kant gives us; and, as a recent writer remarks, “there is good

reason to suppose that we laugh at the ignorance (better, ‘at the

naïveté’) of the man who seeks the difficulty in a wrong place”.[69]

One may go farther and venture the assertion that it is impossible to

explain any laughable incident, story or remark as due _altogether_ to

dissolved expectation or surprise.

In examining the adequacy of Kant’s theory to this purpose, I set out

with the natural presupposition that, when using the word expectation,

he does not mean a definite anticipation of some particular concrete

sequel to what is presented to the mind at the moment. In the

illustration given, he would not have meant that the questioner had

a well-defined expectant idea of another explanation of the Hindoo’s

astonishment. It is only fair to assume that he meant merely what the

word “expect” means when, on meeting a friend in a London street whom

I had supposed to be out of England, I say “I did not expect to see

you”. In other words, “expectation” stands here for a general attitude

of mind, a mode of apperceptive readiness to assimilate any idea of

a certain order, that is to say, standing in a recognisable relation

to what is presented. It is the attitude in which we appreciate the

evolution of a plot in fiction when this appears natural and does not

give a shock to consciousness. {128}

Employing the word in this sense, one may say that, even when we

laugh on receiving the solution to a conundrum which has teased and

baffled us, it is not because of the dissipation of an expectant

attitude. This conclusion is suggested by the familiar fact that,

when at the end of our self-puzzling we are told that there is no

solution, and when consequently we are unmistakably the subjects of

an annulled expectation, we are very likely not to laugh; or, if

we are good-natured enough to do so, it is as a result, not of any

disappointment, but of a discovery that we have been hoaxed. This laugh

at one’s befooled self—which we shall not be disposed to repeat if the

trick is tried a second time—so far from illustrating the principle of

annulled expectation is a particularly clear example of that of lowered

dignity.

The best kind of example of the laughable for Kant’s purpose would

seem to be something odd and fantastic in dress or manners. Here, as I

have allowed, a kind of shock is inflicted on our fixed apperceptive

tendencies. But to speak of a process of dissipated expectation here

seems to be hardly accurate. As I have hinted, the sudden appearance of

the unexpected moves us to laughter primarily as a delightful novelty.

It seems to follow that Kant’s principle of nullified expectation

offers no adequate explanation of those forms of the ludicrous which

are most promising for his purpose. I may add that it fails because it

makes no serious attempt to mark off the domain of the laughable by

certain well-defined characteristics. We have seen that the objects

which excite our laughter are things human, or akin to the human.

The theory of degradation evidently recognises this: by making the

ludicrous consist in a loss of dignity it points at once to the human

sphere. But the theory {129} that the effect of the ludicrous comes

from an annihilation of a strained expectation suggests that it has

nothing specially to do with the spectacle of human life.

As I have not included the capability of dissipating expectation among

the laughable features of objects, I may indicate what I hold to be

the function of surprise in the effect of the ludicrous. Surprise,

the effect of a presentation for which the mind is not perfectly

pre-adjusted at the moment, seems to be a common condition of vivid

and exciting impressions, certainly of those which induce a state of

gladness. Hence we need not wonder that it should be found among the

antecedents of that outburst of gladness which we call laughter.

Nevertheless, it seems probable that the part played by surprise in

the enjoyment of the laughable has been exaggerated. Does the Londoner

who laughs again and again at the rough jocosities of the Punch and

Judy show, depend on annihilated expectation for his mirth? Dogberry’s

love of a mildewy old story is by no means peculiar to him. A really

good joke continues to amuse long after the first effect of surprise

has worn off. A like conclusion is reached by remembering that even

when a definite attitude of expectation for the coming of the ludicrous

turn is assumed, laughter’s greeting is none the less hearty. When

racy stories are circulating and the lips move in anticipation of some

new joke it seems an odd way of describing the effect to say that it

is due to a dissipation of expectation. There surely seems to be more

of realisation than annihilation here, even though the precise form

of the impending attack on our laughter is unknown. In certain cases,

moreover, as when we are watching with amusement the actions of one on

whom a practical joke is being played—actions which we, being in the

secret of the plot, are able to {130} forecast with a considerable

degree of precision, the element of surprise dwindles to the vanishing

point. The essential condition of our laughter would thus appear to be,

not the meeting of the amusing presentation with a state of complete

unpreparedness of mind at the moment, but such a degree of contrariety

between the presentation and our fixed and irrepressible apperceptive

tendencies as will, even in spite of a pre-adjustment, secure something

of a mild, momentary shock.[70]

A more carefully developed example of the mode of conceiving of the

laughable which finds its essence in the annihilation of a rational

attitude is supplied by Schopenhauer. According to this writer,

the process which determines our laughter is describable as an

intellectual effort and its frustration. “In every instance (he tells

us) the phenomenon of laughter indicates the sudden perception of an

incongruity between a conception (Begriff) and a real object, which

is to be understood or ‘thought’ through (_i.e._, by means of) this

conception.” The incongruity between the perception and the conception

under which the understanding necessarily strives to bring it must

be of such a degree that the perception strikingly differs from the

conception. The greater and the more unexpected the incongruity, the

more violent (heftiger) will be our laughter.

The author’s example of the absurdity of the presentation of the

curve and straight line trying to force itself under the incongruent

conception of an angle is intended to illustrate this theory.[71] Here

is another which has a {131} more promising look. A man who has been

arrested by soldiers is allowed to join them in a game of cards. He is

found cheating and is kicked out, his playmates quite forgetting that

he is their prisoner. Here, according to Schopenhauer, we laugh because

the incident, the ejection of a prisoner just arrested, will not fit

into the general rule, “cheats at the card-table should be thrust out”.

This form of the Intellectual theory clearly avoids the objection to

Kant’s version, that we frequently laugh at things when there is no

discoverable trace of a preceding expectation involving something in

the nature of an idea; for we take it as meaning that the conception

arises after, and as a result of, the perception. It is further

indisputable, as Kant has shown us, that in our explicit judgments, as

when we say, “This painting is (or is not) a work of Rubens,” a general

form of representation or something in the nature of a concept may take

part, the percept being (or refusing to be) subsumed under this.

At the same time, as was urged in the first chapter, the distinct

calling up of this general representation is occasional only, and,

therefore, not a pre-requisite of a perception of conformity or

non-conformity to the normal type. When I envisage a person as

correctly or as oddly dressed, I do not in either case need to have a

schematic representation of the proper typical style of dress. The same

holds good of many cases in which a definite rule, say of language or

good manners, is felt to be complied with or to be broken: we do not

need to call up a distinct representation of the rule. At most we can

speak here of a conceptual _tendency_, of an apperceptive acceptance or

rejection of a presentation, certain features of which are specially

attended to as characteristic of the type or general form; or, on the

other hand, as marks of deviation from this. {132}

Even if we adopt this amended form of Schopenhauer’s theory, we find

that it is not sufficient for explaining his examples. Of the funny

tangential angle no more need be said. Nor will his illustration of the

self-befooled warders bear close inspection. To begin with, one may

note a certain arbitrariness in the use of a mode of interpretation

which plainly allows of an alternative. We can say equally well,

either (with Schopenhauer) that the extrusion of a cheat who is also

a prisoner will not fit into the general rule “cheats have to be

ejected,” or that the extrusion of a prisoner who is also a cheat

will not fit into the rule that prisoners have to be confined.[72] It

seems to be more fitting here also to regard the incongruity—so far as

the perception of this is the direct cause of our laughter—as holding

between two aspects of the incident presented. The man is envisaged

at once as a cheat and as a prisoner, and as such comes under two

_régimes_ which directly conflict. The perception of the fun of the

story surely begins with a discernment of this mutual interference of

two systems of rule.

Yet this is certainly not all or the chief part of the perception. The

unstinting laugh comes only when we view the keepers as naïvely “giving

themselves away” to their prisoner by consenting to become playmates,

and so putting themselves under a rule which wholly destroys their

_rôle_ as custodians. Here, too, then, the principle of incongruity

shows itself to be insufficient.

It only remains to add that if Schopenhauer’s theory turns out to be

inadequate even when applied to an example chosen by himself, it is

pretty certain to fail when applied to other groups of instances of

the laughable in our list, in which incongruity does not seem to be a

potent {133} ingredient, if indeed it is present at all. To suggest,

for example, that our laughter at small and harmless vices, such as

Aristotle speaks of, is the outcome of a suddenly conceived incongruity

between a “real object” or presentation and a conception sounds

sufficiently forced. Would the author of the theory have been prepared

to say that in these instances we have present to our mind the concept

of a perfectly virtuous man, and that our laughter comes of our failing

to bring the perception under this conception? Surely the intrusion

of any such exalted “concept” would be fatal to our enjoyment of the

laughable aspect of vice.

Facts, moreover, contradict this view on every hand. It may suffice

to allude to one of the world’s great purveyors of laughter, Sir John

Falstaff. According to this theory, we ought to laugh most at his vices

when he first reveals them, since this is the moment when we should be

most likely to bring to bear on him the “concept” of a proper decent

gentleman. But is it not the fact that we laugh more freely when we

have quite ceased to think of him as a possible embodiment of sobriety

and decency, and when we apperceive his behaviour by help of the

conceptual tendency answering, not to the type of virtuous citizen, but

to the general manner of behaviour or the character of John Falstaff

himself? The same is true in everyday life. We are, I think, most ready

to laugh at a man’s foibles, say, his vanity or his exaggerations of

speech, when we know the man and can say, “Oh, it is only So-and-So!”

Neither the theory of Kant nor of Schopenhauer seems, then, to be

competent to do what it undertakes to do, to explain the various forms

and impressions of the laughable. These two theories, in spite of

their difference, agree in regarding the incongruity which excites

our laughter as lying between what we perceive and what our previous

{134} experience and our pre-existing ideas and apperceptive habits

have prepared us to accept as natural and proper. But our examination

of the instance of the ill-matched hat and head supplied by Dr. Lipps,

as also our fuller discussion of the relation of incongruity in the

preceding chapter, has led us to recognise an amusing contrariety

between different parts of a presentation, of what may be called

_internal_ incongruity in contradistinction to the external dealt with

by Kant and Schopenhauer. Hence we have to inquire how these two modes

of apprehending incongruity are related.

That, _prima facie_, we have to do in this case with a real difference

in the mode of perception, seems indisputable; let the reader compare

the effect of the two spectacles, a man wearing an extravagantly tall

hat, and a small boy wearing a hat of the height of a man’s; or,

again, a tiny man alone, and a short man by the side of a tall woman.

In some instances, indeed, we may see that there is an intrinsic

repugnance between the parts of a presentation, as when two colours

in a woman’s dress violently clash, or when a statement is palpably

self-contradictory. Here there seems to be no reference, however

vague, to previous experience or the customary. At the same time we

may easily see that this field of the internally incongruent is a

very narrow one. Much of what looks like this turns out, on closer

inspection, to be, in part at least, externally determined. This is

true of what we call a bizarre mixture of incongruent elements in

mode of attire or in manners; for it is experience and the habits of

social life which dispose our minds to regard them as foreign one to

the other. Much of our mirthful gratification at exhibitions of the

incongruous arises through a perception of the intrusion of something

foreign into a situation. When, for example, we observe a {135} rather

sprightly gesture in the pulpit, we mentally view this action against

a background which is the situation of the moment. Now this situation

is by no means wholly presented: it is a presentation greatly enlarged

and profoundly modified by the addition of a general significance.

The attitude of the spectator’s mind, face to face with the scene,

is determined by apperceptive tendencies which imply a readiness to

expect _a certain kind_ of behaviour. And this, again, evidently means

that certain directions of imaginative activity, and something in the

nature of a “generic image” and of conceptual thought, are stirring.

This effect of experience and apperceptive habits in modifying our

perceptions is probably illustrated in all our appreciations of the

amusingly incongruous. To revert once more to the spectacle of the

man’s hat on the child’s head, may we not say that in this case, also,

we envisage the hat as an interloper in the situation—the sweet sanctum

of the nursery?

It seems to follow that Kant and Schopenhauer were wise, when dealing

with incongruity, in emphasising the apperceptive factor. Contrariety

to what we are accustomed to is undoubtedly the great determining

element in the ill-assortments of things which provoke our laughter.

Hence, in examining the theories of these two writers, we seem to

have dealt with the intellectual principle in its most comprehensive

and most favourable form. Nor do I see how any transformation of this

principle will make it an adequate theory. The entertaining instances

of mischances and awkward situations, of takings down, of moral and

intellectual failings, these and other varieties of the laughable dealt

with above steadily refuse to yield up their secret at the bidding of

this theory.

Let us now sum up the results of our criticism of the theories. We

seem to have found that, whereas neither of {136} the two chief

types of theory covers the whole field of the laughable, each has its

proper, limited domain. It is certain that in many cases we laugh at

an incident, a situation, an action, where the provocative is best

described as a loss of dignity. It is equally certain that in many

other cases our laughter springs directly out of a perception, more or

less distinct, of incongruity.

That these principles have each a large sway over our laughter has

been sufficiently illustrated in the preceding chapter: also that they

frequently co-operate in one and the same amusing presentation. Hence

we might expect that the advocate of each theory would be able to find

his illustrations, and would sometimes manage to pounce upon one just

after it had been carried off by his rival.[73]

But, it may be urged, even if both principles are shown to be valid

they may be unified. If by this is meant that the incongruous and the

undignified or unworthy, considered as abstract ideas, are identical,

or that logically each involves the other, I am not concerned to

discuss the point. It is enough for our present purpose to urge that

the modes of perception and the shades of feeling involved are clearly

distinguishable.

The same fundamental distinction would nullify the attempt to subsume

one of these principles as a special case under the other. If we set

out with the Intellectual principle, we may, without doubt, succeed

in showing that many, if not all, amusing losses of dignity—such as

a slight disgrace, or a bungling into a “fix”—logically involve a

contrariety between what is presented and the normal custom or rule.

But our question is one not of the logical analysis of meaning but of

the psychological analysis of process, and I can find no evidence in

favour of the theory {137} that when we laugh at these things we have

at the moment any apprehension of such a contrariety.

It is the same if we start with the other or Moral principle.

Incongruities which are lapses from standard ideas may certainly, as

already conceded, be regarded as degradations. And it may be possible

to show that in all cases of incongruity _some_ loss of dignity is

logically implied. Yet even if it be so, the psychological contention

will still stand that in many cases of incongruity, including our old

friend the child in the father’s hat, we have a full sense of relishing

the incongruity and yet none at all of enjoying a degradation. Where

is the degradation in the spectacle of a crow on a sheep’s back which

may flood a child with mirth? In truth, if our theorists had only

condescended to take note of so small a matter as children’s enjoyment

of the world’s fun, the hypothesis of degradation could never have

stood its ground so long.

Yet another way of evading a glaring dualism may suggest itself.

Allowing that the two principles are each valid, we might, at least,

be able to combine them in the form of a single generalisation. This

is what is done by Hazlitt, for example, who, though he finds the

essence of the laughable in the incongruous, defines the ludicrous

as involving disappointment of expectation _by something having

deformity or (something) inconvenient_, that is _what is contrary to

the customary_ and desirable.[74] Herbert Spencer’s expression, a

“descending incongruity,” is clearly a very similar mode of combining

the principles.[75] Lipps’ theory of incongruity, with its distinction

of a little, and a belittling presentation, might also, I think, easily

be made to illustrate another mode of such combination. More recently

Fouillée {138} and others have urged that the one principle in a

manner supplements the other.[76]

It is evident, however, that this apparent mode of escape will not

avail us. The combined theory implies that all cases of the laughable

are at once incongruities and degradations, that is to say, perceived

and felt to be such. In dealing with the principles separately,

however, we have seen that, in the case of each alike, there are

well-recognised examples of the laughable to which it does not apply.

This conclusion manifestly carries with it the proposition that there

are cases to which a combination of the principles does not apply.

A last attempt to escape this theoretic dualism would be to urge that

the two principles rule in distinct realms. In that of the _ludicrous_

proper, it might be urged, we have to do with the intellectual

principle: it is only when the sphere is enlarged to include all

that is laughable, and so the region of the _ridiculous_, that the

principle of lowered dignity comes in.[77] Theorists may insist on such

distinctions, but it seems to me that they cannot be maintained as hard

and fast boundaries. As has been shown above, laughable things do not

all affect us in quite the same way. A spice of malice comes into much

of the laughter that greets the spectacle, say of a bit of successful

trickery; yet this does not make the experience substantially different

from that of enjoying some striking example of incongruity, say a good

Irish “bull”. When the note of derision begins to sound clearly, there

is of course no longer any suggestion of an effect of the laughable

pure and simple.

The attempt to analyse our perceptions of the laughable {139} in the

hope of discovering some single uniting principle has proved to be

abortive. We find in the end that two causes of laughter remain on our

hands.[78]

The most promising way of bringing the several laughable qualities

and aspects of things under one descriptive head would seem to be

to say that they all illustrate a presentation of something in the

nature of a defect, a failure to satisfy some standard-requirement,

as that of law or custom, provided that it is small enough to be

viewed as a harmless plaything. Much, at least, of our laughter at

the odd as opposed to the customary, at the deformed, at failure in

good manners and the other observances of social life, at defects of

intelligence and of character, at fixes and misfortunes—so far as the

situation implies want of foresight—at the lack of a perception of the

fitness of things, and at other laughable features, may undoubtedly be

regarded as directed to something _which fails to comply with a social

requirement_, yet is so trifling that we do not feel called upon to

judge the shortcoming severely.

I am sure that to look at the laughable in this way is an indispensable

step in the construction of a theory of the subject. We must, as

we shall see presently, supplement the common mode of dealing with

laughter as an abstract psychological problem, by bringing into view

its _social_ function. Yet this does not necessarily mean that the

consideration of this function will lead us straightway to a simple

theory of the ludicrous. As hinted in the preceding chapter, we may

easily exaggerate the more serious function of laughter, and this point

will be made clearer in subsequent chapters.

That the effects of the laughable cannot all be brought under the head

of means of social correction or improvement, {140} may, even at this

stage of our inquiry, be seen by considering another point, to which

we will now turn. No analysis of the qualities of things in which the

laughable resides will enable us to account for the mirthful effects

of these, even while we remain within the limits of what is commonly

recognised as the ludicrous. This has been illustrated in the preceding

chapter, and a word or two more may suffice to make it clear.

I have tried to show that some at least of the spectacles that shake

us with laughter do so by satisfying something within us akin to the

child’s delight in the gloriously new and extravagant. This, again,

means that these spectacles make appeal to that primitive form of

laughter, already illustrated, which is called forth by some sudden

increase of joy. Our rejoicing at the sight of the clown’s droll

costume and funny movements has in it something of the laughing joy of

the savage when he is shown some mechanical wonder of Europe, something

of the laughing joy of the infant at the sudden invasion of his nursery

wall by a dancing sunbeam.[79]

A little more reflection on the groups of laughable things will show

that other ingredients of this primitive laughter are present in our

appreciation of the ludicrous. Dr. Bain finds himself compelled to

eke out the deficiencies of the Hobbesian principle by urging that

the spectacle of degradation may move us to laughter, not merely by

exciting the feeling of power or superiority (as Hobbes said), but by

supplying a sudden release from a state of constraint. The abandonment

of the serious attitude in church when some trivial incident occurs is

an instance of a lowering of the dignity of a thing, or an occasion,

which refreshes {141} us with a sense of liberation.[80] This idea

carries us much farther than the author thinks. The joyous deliverance

from pressure and constraint will, I think, be found to reinforce other

mental agencies in many cases of ludicrous presentation in which no

degradation is discoverable. Sometimes the constraint is very severe;

witness the effect when the narrator of a funny story knows how to wind

up the emotion of fear to just the right pitch in order to give us the

delicious run down of the mental works when the funny _dénouement_

bursts upon us. Here our laughter has a large support in the joyous

relief from nervous tension.

In other cases, again, the release comes as an interruption of a solemn

occasion by the intrusion of something disconnected, and, by contrast,

trifling. The tittering in a church at a small _contretemps_ has

been our illustration. There is incongruity here between two orders

of ideas, if you like; or, as I should prefer to put it, between two

levels of interest. For the point is that the interruption must seem

ludicrous by exhibiting clearly a trifling character, by powerfully

suggesting a non-reverent point of view.

As hinted above, these two sources of laughter, a sudden oncoming

of gladness and a relief from restraint, are closely connected. The

unexpected presentation which gladdens us seems commonly to bring

a kind of relief. This is certainly true of all cases in which the

preceding state was one of conscious depression and ennui. The laughter

of the young, in response to our often cumbrous attempts to amuse them,

may be an escape from a certain strain which belongs to a state of

ennui, from the confinement or restraint which the poverty of their

surroundings at the moment imposes on them.[81] {142}

There is another conceivable way of bringing together the effect of

sudden gladness and relief from restraint. It has been urged that all

laughable things affect us by way of a shock of surprise followed by

a sense of relief. Leigh Hunt, for example, thinks that when we laugh

at something we receive a shock of surprise which gives _a check to

the breath_, a check which is in proportion to the vivacity of the

surprise; and that our laughter is a relief from this.[82] This theory

embodies a sound physiological principle, one which we have already

adopted, but it seems to go too far. As I have tried to show, a shock

of surprise, as we ordinarily understand the expression, is not an

invariable antecedent of our response to laughable things. On the other

hand, it may be urged with some reason that even in cases where this

full shock of the unexpected is wanting, there is a moment of strain as

the presentation affronts the custom-trained eye, and that the laughter

is the expression of the condoning of this affront, the acceptance of

it as harmless play.

In order to complete our psychological analysis of the tendencies which

combine in our enjoyment of ludicrous things, we need to glance at

one other variety of primitive laughter, that of contempt. In dealing

with this in Chapter III. we drew the line between it and the true

enjoyment of the laughable as something “objective”. Yet it would be a

profound error not to recognise the fact, that there is a real kinship

between the two. To begin with, the laugh of contempt, say over a

prostrate foe, or over one whom we have succeeded in teasing by playing

off on him some practical joke, readily passes into an enjoyment of

the laughable proper. It is obviously in part a laugh _at_ something.

Not only so, as a _laugh_ it may be presumed to involve a less {143}

serious attitude in the successful spectator than a sneer, say, or

the hurling of opprobrious words. It will naturally direct itself to

something in the undignified _look_ of the discomfited party which

would be likely to be recognised by others also as laughter-moving.

Again, though I hold that Hobbes’ theory, as he himself formulates it,

errs by insisting on the swelling of the spectator’s self-consciousness

into a feeling of superiority or power, it seems to me to be

indisputable that all examples of the laughable which clearly fall into

the category of mild degradations do give us a sense of uplifting,

something akin to Hobbes’ “sudden glory”. As we are reminded by Dr.

Bain, malevolence or malice has its protean disguises, and one of them

is undoubtedly the joy of the laugher. The note of malicious crowing,

of Schadenfreude, may, no doubt, be most distinctly heard in some

of the laughter of satire and of the more brutal sort of joke. Yet

I suspect that a trace of it lurks, like a beaten foe, inexpugnable

though greatly reduced in strength, in a large part of our laughter.

There are one or two facts which seem to me to point to the conclusion

that superiority is implied in, if not tacitly claimed by, the forms

of laughter which have a distinctly personal aim. One of these is the

familiar fact that anything in the shape of a feeling of inferiority

to, or even of respect for, the laughable person inhibits the laughter

of the contemplator. But other facts seem to me to be still more

conclusive. Of these the first is that if a person finds himself

distinctly involved in the disgrace, the absurd situation, or whatever

else provokes laughter, he no longer laughs, or laughs in another key.

I see my estimable fellow-pedestrian lose his hat at a street corner

where the wind lies in ambush: my soul expands exultingly. The moment

after, I, too, may fall a victim to the ambuscade, in {144} which

case I probably stop laughing and become the subject of a different

emotion. Or, if I am “laughing animal” enough to keep up the hilarity,

the laugh will have changed. All the glory, the sense of uplifting,

the exultation will have fled, and the new laugh, which embraces

myself along with another unfortunate, will have in it something of

humiliation, will at most have shrunk into a “chastened joy”.

The second fact is still more decisive. If no superiority is implied

in our common laughter at others, how does it come about that we all

have so very obstinate a dislike to be made its object? The most

amiable of men find it hard enough to rise to the level of a bare

toleration of others’ laughter: the man who can reach the sublime

height of finding a real and considerable gratification in it must be

a hero, or—as some would say—a craven. There are men of a genuine and

most blameless humour who are hardly, if at all, less keenly sensitive

to the attack of another laugher than the most serious of prigs. Is

this understandable unless we suppose that laughter at a person is

instinctively interpreted as an assertion of superiority over him?

It would seem then to be a reasonable view, that if laughter in

ordinary cases involves superiority, and is so regarded by its object,

the enjoyment of it by its subject will be very apt to bring with it

a taste of superiority. This, I conceive, is the element of truth in

Hobbes’ theory.

The foregoing considerations seem to show clearly that the realm of

the ludicrous is not a closed and clearly bounded territory, as the

theorists for the most part assume it to be. Our enjoyment of its

amusing sights connects itself with, and indeed absorbs into itself,

tendencies which we may observe in the laughter of children and

uncivilised adults. And, if so, the fact seems to require us to go back

upon those primitive tendencies in order to see how far the connection

{145} holds, that is to say, how far the effects of the ludicrous can

be regarded as due to the play of those tendencies.

An analysis of the primitive forms of laughter, which precede its

regulation by a reference to ideas, has disclosed the fact that it is

the expression of pleasure, yet not of all pleasure, but only of the

sudden oncoming or increase of pleasure, of what we call gladness. It

has shown us, further, that this joy of laughter is, in many, if not

in all cases, conditioned by a sudden relaxation of mental strain, and

may, indeed, be described by reference to this condition as a sense of

relief from pressure. This was seen to hold good alike in those graver

situations in which nervous laughter is apt to occur, in the lighter

ones, such as the escape of schoolboys from the classroom to the

playground, and in the still lighter ones in which the strain relaxed

is momentary only, of which the laughter induced by tickling is the

best representative.

Now it seems evident that we have in all these experiences something

analogous to play. The natural alliance of laughter with the play-mood

has already been touched on.[83] We may now go a step farther and say

that these spurts of joyous consciousness which, in simple natures

untrammelled by thought of appearances, express themselves in laughter

are of the essence of Play. To be glad with the gaiety of laughter, to

throw off the stiff and wearing attitude of seriousness and to abandon

oneself to mirth and jollity is, in truth, to begin to play.

The deep kinship between laughter and play discloses itself as soon as

we begin carefully to compare them. Let us look at some of their common

characteristics.

Play contrasts with work, not as rest or inactivity contrasts with

it, but as light pleasurable activity contrasts {146} with the

more strenuous and partly disagreeable kind. The same holds good of

laughter. It is light pleasurable activity in contrast to the more

burdensome activity of our serious hours.

Again, play is free activity entered upon for its own sake. That is to

say, it is not directed to any end outside itself, to the satisfaction

of any want, save that of the play-impulse itself; and so it is free

from external restraint, and from the sense of compulsion—of a “must”

at the ear, whether embodied in the voice of a master or in that of a

higher self—which accompanies the attitude of the worker. Similarly,

when we laugh we are released from the strain and pressure of serious

concentration, from the compulsion of the practical and other needs

which keep men, in the main, serious beings.

It follows at once that play is relative to work, that it is enjoyed as

a relief from graver occupations, and cannot be indefinitely prolonged.

And, as has been hinted above, the same holds true of laughter and what

we appropriately describe as playing the fool.

In saying that play is spontaneous activity, freed from the imperious

rule of necessity, I do not mean that it is aimless. The play-impulse

provides its own ends; for, without something to aim at, it could

not become conscious activity in the full sense. Thus in the case of

children, at any rate, and possibly of young animals also, playing at

some form of combat implies, as Prof. Groos urges, a keen striving

for something akin to conquest. In other words, the instinct which

underlies the activity seems to bring with it the setting up of

something like an end. Similarly with respect to those varieties

of children’s play which aim at the realisation of an idea, and so

resemble art. In this case, too, an instinct, namely, imitative

production, prompts to the semblance of a serious conative process, the

striving {147} after an end. The same applies to mirthful activity.

In playing off a joke on another we certainly have a definite aim in

view. In neither case, however, is the end regarded as a serious or

important one. Play ceases to be pure play just as soon as the end, for

example conquest, begins to be regarded as a thing of consequence to

the player; and, in like manner, laughter ceases to be pure mirth just

as soon as the end, say the invention of a witticism, is envisaged as a

solid personal advantage, such as heightened reputation.[84]

A like remark applies to the intrusion of the serious attitude into

play when this takes on an elaborate form requiring some concentration

of attention. This does not destroy the playful character of the

activity so long as the end is not viewed as matter of serious import.

In this respect, too, laughter resembles play, for we may take

considerable pains in shaping our practical joke without ever losing

hold of fun as our end.

This brings us to another point of kinship between play and laughter.

Each, though marked off from the things of the real serious world, has

to do with these in a manner. The play both of animals and of children

is largely pretence, that is to say, the production of a semblance

of an action of serious life, involving some consciousness of its

illusory character. This seems inferrible, in the case of animal play,

_e.g._, the make-believe combats, from the palpable restriction of

the movements within the limits of the harmless.[85] And with regard

to the play of the nursery, it {148} is probable that all through a

play-action there is, in spite of the look of absorbing seriousness, a

dim awareness of the make-believe. It is fairly certain that we have to

do in this case with a double or “divided” consciousness.[86] And, as

has been illustrated above, laughter is wont to hover about the domain

of the serious. In both cases we find the love of pretence playing

pranks with the real world, divesting things of their significance and

value for the serious part of our mind, and transmuting them by fancy

into mere appearances for our amusement.

Another point of similarity may be just alluded to. Recent discussions

on the nature of play have served to bring out its utility or

serviceableness. Not only is the sportive activity of children and

young animals of physiological benefit as wholesome exercise, it is now

seen to be valuable as a preliminary practice of actions which later

on become necessary. Thus in play-combats children and young animals

begin to learn the arts of skilful attack and defence.[87] Much of

this benefit of play-activity is due to the circumstance that it is

a mode of organised co-operation and supplies a kind of training for

the serious social activity of later years. I shall hope to show later

that laughter has a like value, not merely as a source of physiological

benefit to the individual, but as helping us to become fit members of

society. It seems hardly needful to point out that since the fact of

this utility is known neither to the player nor to the laugher, it

does not in the least affect the truth of our contention, that their

activity is not controlled by external ends which have a practical or

other serious value. {149}

Our comparison justifies us in identifying play and mirth, so far as

to say that when we play and when we laugh our mood is substantially

the same. Common language seems to support this view. “Fun,” “frolic,”

“sport,” “pastime,” these and the like may be said to cover at once all

joyous play and all varieties of mirth. We are justified, therefore, in

making the principle of play fundamental in our theory of laughter.[88]

We may now proceed to illustrate rather more fully the presence of

the play-attitude in the higher domain of laughter, the enjoyment of

ludicrous spectacle.

To begin with, much of the laughable illustrated above may be regarded

as an expression in persons or things of the play-mood which seizes the

spectator by way of a sympathetic resonance. Examples have been given

in the laughter excited by the spectacle of aimless actions which have

the look of frolicsomeness. As our name “word-play” clearly suggests,

verbal jokes are recognised as an outcome of the play-mood which throws

off for the nonce the proper serious treatment of language. Again, the

odd when it reaches the height of the extravagant has an unmistakable

look of play-license. Much of the amusing effect of disguise, of

pretence, including certain kinds of “aping,” appears to involve some

recognition of the make-believe aspect of play. The disorderly, even

when it applies to a room, is, to say the least, powerfully suggestive

of the ways of rompish play. Many irregularities of thought and action

readily take on the look of a self-abandonment to play; for example,

irrelevances and confusions of idea, droll, aimless-looking actions,

such as going off the scene and coming back again and again, {150}

senseless repetitions of actions by the same person or by others—a

common entertainment of the circus and the popular play-house. As a

last example, we may instance the effect of the incongruous when it

assumes a trifling aspect on a solemn occasion. This is surely amusing

because it is so like the interruptions of child’s play.

How far can this principle be carried? May not a good deal of

the amusingly incongruous in behaviour and in circumstances, of

intellectual and of moral collapse, when this wears the aspect of

folly, be said to affect us as an expression of the play-mood? And is

not our amusement at the sight of certain mischances which have the

look of a tripping up, an outwitting or befooling, either by others

or by circumstance or “fate,” traceable to a perception of something

indistinguishable from playful teasing?

Yet we must not rely on this expression of the playful too much. There

seem to be many cases of the laughable, for example, amusing vices,

absences of mind, and all irrelevances which bring in the solemn where

it is out of place, where that which is expressed is a mood the very

opposite of the playful. Nor do we need to push this principle to an

extreme. Even if the laughable spectacle does not wear the look of a

play-challenge, it can bring up the playful mood in the spectator in

another way. It may so present its particular feature as to throw us

off our serious balance, and by a sweet compulsion force us to play

with it rather than to consider it seriously. A brief reference to our

store of laughable things may suffice to illustrate this.

To begin with our laughter at novelties, the odd, the extravagant, what

is it but the outcome of a play-impulse, a gay caprice which wills

for the instant not to take objects seriously, but to disregard their

real nature and significance, {151} practical, theoretical, and even

æsthetic, for the joy of making them playthings for the eye? Or, if

the suggestion of a rule, broken by the newcomer into our field of

perception, obtrudes itself, our laughter announces that the infraction

does not matter, that the violation of custom’s good law itself is

passed over and turned into fun by the blithe play-spirit in us.

It is the same with mischances, awkward fixes, and all sorts of moral

and intellectual shortcomings. These things obviously have in them

what should appeal to our seriousness: they come up for judgment as

pitiable, as regrettable, often as distinctly culpable. Yet we laugh

and cast aside our judicial responsibilities just because the mood of

the moment disposes us to be indulgent, and because the attitude we

take up in viewing the offence as a little one instantly brings up

the love of play, the impulse to turn the significant into enjoyable

nonsense.

Once more, in our laughter at artful allusion to the obscene, it is

the same swift transition from the serious attitude to that of play

which seems to be at the bottom of our merriment. Here again it is the

littleness—a quantity, as pointed out, varying considerably with the

quality of the laugher—which disarms the serious attitude and allures

it to play.

In pretences, both hypocrisies and less serious kinds, which raise the

laugh, we note the same swift lapse into the play-attitude. For, in

order to enjoy these vain shows with perfect gaiety, we must be ready

to bring a mental “blind spot” to bear on everything in them which has

serious moral significance. Here, too, we take a leap into the world of

the player, transmuting what has something of seriousness, something

even of offending hurtfulness, into a mere plaything. {152}

The more intellectual varieties of the ludicrous disclose the same

deep-seated characteristic. The incongruous, the absurd, the tricks of

ambiguous speech, these are things which offend us as serious mortals

bent on having consistency of ideas and clearness of utterance in our

social world. They evoke our laughter when they take such a form as to

upset this serious attitude and to win us over to regarding them as

nothing but entertaining show.

In all the more intellectual laughter at things we seem to find the

perfect form of the mind’s play. I say “perfect” because psychologists

as well as others are wont to speak of poetic imagination as playful

activity, though this, as controlled by the ends of art, is seriousness

itself compared with the freer movements of ideas when the sportive

temper takes us.

One other illustration of the _rôle_ of the playful spirit in the

sphere of the laughable must not be overlooked. I have dealt with the

intrusion of the trivial into solemn scenes as an expression of the

child’s playfulness. But, as has been suggested above, it is more than

this. Scenes of great formality, where a degree of severe self-control

is enforced which is trying to mortals of only a limited gravity, are

apt to throw us into a state of highly unstable equilibrium. Hence the

welcome we are disposed to give to anything which touches the playful

susceptibilities in us. Under such circumstances small occurrences,

which at other times would pass wholly unmarked, are grasped at and

become laughable things for us, just because of the great necessity of

man to escape now and again into the freedom of play.

As already implied, this saturation of laughter with the spirit of

playfulness is characteristic only of the gayer kind, that which is

purified from all tinge of seriousness. So far {153} as our jocose

impulses lend themselves to serious purposes, as for example in the

laughter of satire, the playful character tends to become less clearly

recognisable. Not that here, too, we are unable to find a resemblance

between laughter and play; for, as we know, much of what we call play

or sport has its serious interest, and the player, like the laugher,

may easily slip across the line which divides the playful from the

serious attitude. Nevertheless, we shall need to insist on the point

that laughter is a thing of different tones, some more playful than

others, and that its nature and its function can only be clearly

determined by distinguishing these.

The result of our inquiry is that the impressions of the laughable

cannot be reduced to one or two principles. Our laughter at things

is of various tones. It gathers up into itself a number of primitive

tendencies; it represents the products of widely removed stages of

intellectual and moral evolution. This is virtually admitted by all who

recognise the Intellectual and the Moral principle; for our laughter

at seeing dignity unfrocked is presumably of more ancient origin than

the “laughter of the mind,” which discoursers on the ludicrous are

for the most part thinking of. Our argument takes us farther, namely,

to the conclusion that the effect of the laughable, even of what is

given by philosophers as a sample of the ludicrous, is a highly complex

feeling, containing something of the child’s joyous surprise at the new

and unheard of; something too of the child’s gay responsiveness to a

play-challenge; often something also of the glorious sense of expansion

after compression which gives the large mobility to freshly freed limbs

of young animals and children.

A consequence of this recognition of the relation of the laughable to

our laughter as a whole is that we shall need to alter our method of

treating the subject. Our problem {154} naturally transforms itself

into the question: can we trace out the organic differentiation and

integration of the several psychical tendencies which our analysis has

disclosed? In other words, we find that we must resort to the genetic

method, and try to explain the action of the ludicrous upon us in the

modest scientific fashion by retracing the stages of its development.

Such explanation may some day be crowned by a distinctly philosophical

one, if a finer logical analysis succeeds in discovering the essence of

the ludicrous; for the present it seems to be all that is available.

It will at once be evident that a large investigation into the origin

and development of the laughing impulse will take us beyond the limits

of pure psychology. We shall have to consider how the impulse grew

up in the evolution of the race; and this will force us to adopt the

biological point of view, and ask how this special group of movements

came to be selected and fixed among the characters of our species. On

the other hand, laughter is more than a physiological and psychological

phenomenon. As hinted above, it has a social significance, and we shall

find that the higher stages of its evolution can only be adequately

dealt with in their connection with the movement of social progress.

Lastly, it will be by tracing the evolution of laughter in the human

community that we shall best approach the problem of the ideal which

should regulate this somewhat unruly impulse of man. Such a study would

seem to promise us a disclosure of tendencies by which laughter has

been lifted and refined in the past, and by the light of which it may

consciously direct itself in the future.

{155}

An Essay on Laughter: Its Forms, Its Causes, Its Development and Its Value · 第 5 / 13 章