The scientist in the ancient world found his test of reality in the
evidence of the presence of the essence of the object. This evidence
came by way of observation, even to the Platonist. Plato could treat
this evidence as the awaking of memories of the ideal essence of the
object seen in a world beyond the heavens during a former stage of the
existence of the soul. In the language of Theatetus it was the agreement
of fluctuating sensual content with the thought-content imprinted in or
viewed by the soul. In Aristotle it is again the agreement of the
organized sensuous experience with the vision which the mind gets of the
essence of the object through the perceptual experience of a number of
instances. That which gives the stamp of reality is the coincidence of
the percept with a rational content which must in some sense be in the
mind to insure knowledge, as it must be in the cosmos to insure
existence, of the object. The relation of this test of reality to an
analytical method is evident. Our perceptual world is always more
crowded and confused than the ideal contents by which the reality of its
meaning is to be tested. The aim of the analysis varies with the
character of the science. In the case of Aristotle's theoretical
sciences, such as mathematics and metaphysics, where one proceeds by
demonstration from the given existences, analysis isolates such elements
as numbers, points, lines, surfaces, and solids, essences and essential
accidents. Aristotle approaches nature, however, as he approaches the
works of human art. Indeed, he speaks of nature as the artificer par
excellence. In the study of nature, then, as in the study of the
practical and productive arts, it is of the first importance that the
observer should have the idea--the final cause--as the means of
deciphering the nature of living forms. Here analysis proceeds to
isolate characters which are already present in forms whose functions
are assumed to be known. By analogy such identities as that of fish fins
with limbs of other vertebrates are assumed, and some very striking
anticipations of modern biological conceptions and discoveries are
reached. Aristotle recognizes that the theory of the nature of the form
or essence must be supported by observation of the actual individual.
What is lacking is any body of observation which has value apart from
some theory. He tests his theory by the observed individual which is
already an embodied theory, rather than by what we are wont to call the
facts. He refers to other observers to disagree with them. He does not
present their observations apart from their theories as material which
has existential value, independent for the time being of any hypothesis.
And it is consistent with this attitude that he never presents the
observations of others in support of his own doctrine. His analysis
within this field of biological observation does not bring him back to
what, in modern science, are the data, but to general characters which
make up the definition of the form. His induction involves a gathering
of individuals rather than of data. Thus analysis in the theoretical,
the natural, the practical, and the productive sciences, leads back to
universals. This is quite consistent with Aristotle's metaphysical
position that since the matter of natural objects has reality through
its realization in the form, whatever appears without such meaning can
be accounted for only as the expression of the resistance which matter
offers to this realization. This is the field of a blind necessity, not
that of a constructive science.
Continuous advance in science has been possible only when analysis of
the object of knowledge has supplied not elements of meanings as the
objects have been conceived but elements abstracted from those meanings.
That is, scientific advance implies a willingness to remain on terms of
tolerant acceptance of the reality of what cannot be stated in the
accepted doctrine of the time, but what must be stated in the form of
contradiction with these accepted doctrines. The domain of what is
usually connoted by the term facts or data belongs to the field lying
between the old doctrine and the new. This field is not inhabited by the
Aristotelian individual, for the individual is but the realization of
the form or universal essence. When the new theory has displaced the
old, the new individual appears in the place of its predecessor, but
during the period within which the old theory is being dislodged and the
new is arising, a consciously growing science finds itself occupied with
what is on the one hand the debris of the old and on the other the
building material of the new. Obviously, this must find its immediate
_raison d'etre_ in something other than the meaning that is gone or the
meaning that is not yet here. It is true that the barest facts do not
lack meaning, though a meaning which has been theirs in the past is
lost. The meaning, however, that is still theirs is confessedly
inadequate, otherwise there would be no scientific problem to be solved.
Thus, when older theories of the spread of infectious diseases lost
their validity because of instances where these explanations could not
be applied, the diagnoses and accounts which could still be given of the
cases of the sickness themselves were no explanation of the spread of
the infection. The facts of the spread of the infection could be brought
neither under a doctrine of contagion which was shattered by actual
events nor under a doctrine of the germ theory of disease, which was as
yet unborn. The logical import of the dependence of these facts upon
observation, and hence upon the individual experience of the scientist,
I shall have occasion to discuss later; what I am referring to here is
that the conscious growth of science is accompanied by the appearance of
this sort of material.
There were two fields of ancient science, those of mathematics and of
astronomy, within which very considerable advance was achieved, a fact
which would seem therefore to offer exception to the statement just
made. The theory of the growth of mathematics is a disputed territory,
but whether mathematical discovery and invention take place by steps
which can be identified with those which mark the advance in the
experimental sciences or not, the individual processes in which the
discoveries and inventions have arisen are almost uniformly lost to view
in the demonstration which presents the results. It would be improper to
state that no new data have arisen in the development of mathematics, in
the face of such innovations as the minus quantity, the irrational, the
imaginary, the infinitesimal, or the transfinite number, and yet the
innovations appear as the recasting of the mathematical theories rather
than as new facts. It is of course true that these advances have
depended upon problems such as those which in the researches of Kepler
and Galileo led to the early concepts of the infinitesimal procedure,
and upon such undertakings as bringing the combined theories of geometry
and algebra to bear upon the experiences of continuous change. For a
century after the formulation of the infinitesimal method men were
occupied in carrying the new tool of analysis into every field where its
use promised advance. The conceptions of the method were uncritical. Its
applications were the center of attention. The next century undertook to
bring order into the concepts, consistency into the doctrine, and rigor
into the reasoning. The dominating trend of this movement was logical
rather than methodological. The development was in the interest of the
foundations of mathematics rather than in the use of mathematics as a
method for solving scientific problems. Of course this has in no way
interfered with the freedom of application of mathematical technique to
the problems of physical science. On the contrary, it was on account of
the richness and variety of the contents which the use of mathematical
methods in the physical sciences imported into the doctrine that this
logical housecleaning became necessary in mathematics. The movement has
been not only logical as distinguished from methodological but logical
as distinguished from metaphysical as well. It has abandoned a Euclidean
space with its axioms as a metaphysical presupposition, and it has
abandoned an Aristotelian subsumptive logic for which definition is a
necessary presupposition. It recognizes that everything cannot be
proved, but it does not undertake to state what the axiomata shall be;
and it also recognizes that not everything can be defined, and does not
undertake to determine what shall be defined implicitly and what
explicitly. Its constants are logical constants, as the proposition, the
class and the relation. With these and their like and with relatively
few primitive ideas, which are represented by symbols, and used
according to certain given postulates, it becomes possible to bring the
whole body of mathematics within a single treatment. The development of
this pure mathematics, which comes to be a logic of the mathematical
sciences, has been made possible by such a generalization of number
theory and theories of the elements of space and time that the rigor of
mathematical reasoning is secured, while the physical scientist is left
the widest freedom in the choice and construction of concepts and
imagery for his hypotheses. The only compulsion is a logical compulsion.
The metaphysical compulsion has disappeared from mathematics and the
sciences whose techniques it provides.
It was just this compulsion which confined ancient science. Euclidian
geometry defined the limits of mathematics. Even mechanics was
cultivated largely as a geometrical field. The metaphysical doctrine
according to which physical objects had their own places and their own
motions determined the limits within which astronomical speculations
could be carried on. Within these limits Greek mathematical genius
achieved marvelous results. The achievements of any period will be
limited by two variables: the type of problem against which science
formulates its methods, and the materials which analysis puts at the
scientist's disposal in attacking the problems. The technical problems
of the trisection of an angle and the duplication of a cube are
illustrations of the problems which characterize a geometrical doctrine
that was finding its technique. There appears also the method of
analysis of the problem into simpler problems, the assumption of the
truth of the conclusion to be proved and the process of arguing from
this to a known truth. The more fundamental problem which appears first
as the squaring of the circle, which becomes that of the determination
of the relation of the circle to its diameter and development of the
method of exhaustion, leads up to the sphere, the regular polyhedra, to
conic sections and the beginnings of trigonometry. Number was not freed
from the relations of geometrical magnitudes, though Archimedes could
conceive of a number greater or smaller than any assignable magnitude.
With the method of exhaustion, with the conceptions of number found in
writings of Archimedes and others, with the beginnings of spherical
geometry and trigonometry, and with the slow growth of algebra finding
its highest expression in that last flaring up of Greek mathematical
creation, the work of Diophantes; there were present all the conceptions
which were necessary for attack upon the problems of velocities and
changing velocities, and the development of the method of analysis which
has been the revolutionary tool of Europe since the Renaissance. But the
problems of a relation between the time and space of a motion that
should change just as a motion, without reference to the essence of the
object in motion, were problems which did not, perhaps could not, arise
to confront the Greek mind. In any case its mathematics was firmly
embedded in a Euclidian space. Though there are indications of some
distrust, even in Greek times, of the parallel axiom, the suggestion
that mathematical reasoning could be made rigorous and comprehensive
independently of the specific content of axiom and definition was an
impossible one for the Greek, because such a suggestion could be made
only on the presupposition of a number theory and an algebra capable of
stating a continuum in terms which are independent of the sensuous
intuition of space and time and of the motion that takes place within
space and time. In the same fashion mechanics came back to fundamental
generalizations of experience with reference to motions which served as
axioms of mechanics, both celestial and terrestrial: the assumptions of
the natural motion of earthly substances to their own places in
straight lines, and of celestial bodies in circles and uniform
velocities, of an equilibrium where equal weights operate at equal
distances from the fulcrum.
The incommensurable of Pythagoras and the paradoxes of Zeno present the
"no thoroughfares" of ancient mathematical thought. Neither the
continuum of space nor of motion could be broken up into ultimate units,
when incommensurable ratios existed which could not be expressed, and
when motion refused to be divided into positions of space or time since
these are functions of motion. It was not until an algebraic theory of
number led mathematicians to the use of expressions for the irrational,
the minus, and the imaginary numbers through the logical development of
generalized expressions, that problems could be formulated in which
these irrational ratios and quantities were involved, though it is also
true that the effort to deal with problems of this character was in no
small degree responsible for the development of the algebra. Fixed
metaphysical assumptions in regard to number, space, time, motion, and
the nature of physical objects determined the limits within which
scientific investigation could take place. Thus though the hypothesis of
Copernicus and in all probability of Tycho Brahe were formulated by
Greek astronomers, their physical doctrine was unable to use them
because they were in flagrant contradiction with the definitions the
ancient world gave to earthly and celestial bodies and their natural
motions. The atomic doctrine with Democritus' thoroughgoing undertaking
to substitute a quantitative for a qualitative conception of matter
with the location of the qualitative aspects of the world in the
experience of the soul appealed only to the Epicurean who used the
theory as an exorcism to drive out of the universe the spirits which
disturbed the calm of the philosopher.
There was only one field in which ancient science seemed to break away
from the fixed assumptions of its metaphysics and from the definitions
of natural objects which were the bases for their scientific inferences,
this was the field of astronomy in the period after Eudoxus. Up to and
including the theories of Eudoxus, physical and mathematical astronomy
went hand in hand. Eudoxus' nests of spheres within spheres hung on
different axes revolving in different uniform periods was the last
attempt of the mathematician philosopher to state the anomalies of the
heavens, and to account for the stations, the retrogressions, and
varying velocities of planetary bodies by a theory resolving all
phenomena of these bodies into motions of uniform velocities in perfect
circles, and also placing these phenomena within a physical theory
consistent with the prevailing conceptions of the science and philosophy
of the time. As a physicist Aristotle felt the necessity of introducing
further spheres between the nests of spheres assigned by Eudoxus to the
planetary bodies, spheres whose peculiar motions should correct the
tendency of the different groups of spheres to pass their motions on to
each other. Since the form of the orbits of heavenly bodies and their
velocities could not be considered to be the results of their masses and
of their relative positions with reference to one another; since it was
not possible to calculate the velocities and orbits from the physical
characters of the bodies, since in a word these physical characters did
not enter into the problem of calculating the positions of the bodies
nor offer explanations for the anomalies which the mathematical
astronomer had to explain, it was not strange that he disinterested
himself from the metaphysical celestial mechanics of his time and
concentrated his attention upon the geometrical hypotheses by means of
which he could hope to resolve into uniform revolutions in circular
orbits the anomalous motions of the planetary bodies. The introduction
of the epicycle with the deferent and the eccentric as working
hypotheses to solve the anomalies of the heavens is to be comprehended
largely in view of the isolation of the mathematical as distinguished
from the physical problem of astronomy. In no sense were these
conceptions working hypotheses of a celestial mechanics. They were the
only means of an age whose mathematics was almost entirely geometrical
for accomplishing what a later generation could accomplish by an
algebraic theory of functions. As has been pointed out, the undertaking
of the ancient mathematical astronomer to resolve the motions of
planetary bodies into circular, uniform, continuous, symmetrical
movements is comparable to the theorem of Fourier which allows the
mathematician to replace any one periodic function by a sum of circular
functions. In other words, the astronomy of the Alexandrian period is a
somewhat cumbrous development of the mathematical technique of the time
to enable the astronomer to bring the anomalies of the planetary bodies,
as they increased under observation, within the axioms of a metaphysical
physics. The genius exhibited in the development of the mathematical
technique places the names of Apollonius of Perga, Hipparchus of Nicaea,
and Ptolemy among the great mathematicians of the world, but they never
felt themselves free to attack by their hypotheses the fundamental
assumptions of the ancient metaphysical doctrine of the universe. Thus
it was said of Hipparchus by Adrastus, a philosopher of the first
century A. D., in explaining his preference for the epicycle to the
eccentric as a means of analyzing the motions of the planetary bodies:
"He preferred and adopted the principle of the epicycle as more probable
to his mind, because it ordered the system of the heavens with more
symmetry and with a more intimate dependence with reference to the
center of the universe. Although he guarded himself from assuming the
role of the physicist in devoting himself to the investigations of the
real movements of the stars, and in undertaking to distinguish between
the motions which nature has adopted from those which the appearances
present to our eyes, he assumed that every planet revolved along an
epicycle, the center of which describes a circumference concentric with
the earth." Even mathematical astronomy does not offer an exception to
the scientific method of the ancient world, that of bringing to
consciousness the concepts involved in their world of experience,
organizing these concepts with reference to each, analyzing and
restating them within the limits of their essential accidents, and
assimilating the concrete objects of experience to these typical forms
as more or less complete realizations.
At the beginning of the process of Greek self-conscious reflection and
analysis, the mind ran riot among the concepts and their characters
until the contradictions which arose from these unsystematized
speculations brought the Greek mind up to the problems of criticism and
scientific method. Criticism led to the separation of the many from the
one, the imperfect copy from the perfect type, the sensuous and
passionate from the rational and the intrinsically good, the impermanent
particular from the incorruptible universal. The line of demarcation ran
between the lasting reality that answered to critical objective thought
and the realm of perishing imperfect instances, of partially realized
forms full of unmeaning differences due to distortion and imperfection,
the realm answering to a sensuous passionate unreflective experience. It
would be a quite inexcusable mistake to put all that falls on the wrong
side of the line into a subjective experience, for these characters
belonged not alone to the experience, but also to the passing show, to
the world of imperfectly developed matter which belonged to the
perceptual passionate experience. While it may not then be classed as
subjective, the Greeks of the Sophistic period felt that this phase of
existence was an experience which belongs to the man in his individual
life, that life in which he revolts from the conventions of society, in
which he questions accepted doctrine, in which he differentiates himself
from his fellows. Protagoras seems even to have undertaken to make this
experience of the individual, the stuff of the known world. It is
difficult adequately to assess Protagoras' undertaking. He seems to be
insisting both that the man's experience as his own must be the measure
of reality as known and on the other hand that these experiences present
norms which offer a choice in conduct. If this is true Protagoras
conceived of the individual's experience in its atypical and
revolutionary form as not only real but the possible source of fuller
realities than the world of convention. The undertaking failed both in
philosophic doctrine and in practical politics. It failed in both fields
because the subjectivist, both in theory and practice, did not succeed
in finding a place for the universal character of the object, its
meaning, in the mind of the individual and thus in finding in this
experience the hypothesis for the reconstruction of the real world. In
the ancient world the atypical individual, the revolutionist, the
non-conformist was a self-seeking adventurer or an anarchist, not an
innovator or reformer, and subjectivism in ancient philosophy remained a
skeptical attitude which could destroy but could not build up.
Hippocrates and his school came nearer consciously using the experience
of the individual as the actual material of the object of knowledge. In
the skeptical period in which they flourished they rejected on the one
hand the magic of traditional medicine and on the other the empty
theorizing that had been called out among the physicians by the
philosophers. Their practical tasks held them to immediate experience.
Their functions in the gymnasia gave their medicine an interest in
health as well as in disease, and directed their attention largely
toward diet, exercise, and climate in the treatment even of disease. In
its study they have left the most admirable sets of observations,
including even accounts of acknowledged errors and the results of
different treatments of cases, which ancient science can present. It was
the misfortune of their science that it dealt with a complicated
subject-matter dependent for its successful treatment upon the whole
body of physical, chemical, and biological disciplines as well as the
discovery and invention of complicated techniques. They were forced
after all to adopt a hopelessly inadequate physiological theory--that of
the four humors--with the corresponding doctrine of health and disease
as the proper and improper mixture of these fluids. Their marvelously
fine observation of symptoms led only to the definition of types and a
medical practice which was capable of no consistent progress outside of
certain fields of surgery. Thus even Greek medicine was unable to
develop a different type of scientific method except in so far as it
kept alive an empiricism which played a not unimportant part in
post-Aristotelian philosophy. Within the field of astronomy in
explaining the anomalies of the heavens involved in their metaphysical
assumptions, they built up a marvelously perfect Euclidian geometry, for
here refined and exhaustive definition of all the elements was possible.
The problems involved in propositions to be proved appeared in the
individual experience of the geometrician, but this experience in space
was uniform with that of every one else and took on a universal not an
individual form. The test of the solution was given in a demonstration
which holds for every one living in the same Euclidian space. When the
mathematician found himself carried by his mathematical technique beyond
the assumptions of a metaphysical physics he abandoned the field of
physical astronomy and confined himself to the development of his
mathematical expressions.
In other fields Greek science analyzed with varying success and critical
skill only the conceptions found in the experience of their time and
world. Nor did Greek thought succeed in formulating any adequate method
by which the ultimate concepts in any field of science were to be
determined. It is in Aristotle's statement of induction and the process
of definition that we appreciate most clearly the inadequacy of their
method. This inadequacy lies fundamentally in Aristotle's conception of
observation which, as I have already noted, implies the recognition of
an individual, that is, an object which is an embodied form or idea. The
function of knowledge is to bring out this essence. The mind sees
through the individuals the universal nature. The value of the
observation lies, then, not in the controlled perception of certain data
as observed facts, but in the insight with which he recognizes the
nature of the object. When this nature has been seen it is to be
analyzed into essential characters and thus formulated into the
definition. In Aristotle's methodology there is no procedure by which
the mind can deliberately question the experience of the community and
by a controlled method reconstruct its received world. Thus the natural
sciences were as really fixed by the conceptions of the community as
were the exact sciences by the conceptions of a Euclidian geometry and
the mathematics which the Greeks formulated within it. The individual
within whose peculiar experience arises a contradiction to the
prevailing conceptions of the community and in whose creative
intelligence appears the new hypothesis which makes possible a new
heaven and a new earth could utilize his individual experience only in
destructive skepticism. Subjectivism served in ancient thought to
invalidate knowledge not to enlarge it.
Zeller has sketched a parallelism between the ideal state of Plato and
the social structure of the medieval world. The philosopher-king is
represented by the Pope, below him answering to the warrior class in the
Platonic state stands the warrior class of the Holy Roman Empire, who in
theory enforce the dictates of the Roman curia, while at the bottom in
both communities stand the mass of the people bound to obedience to the
powers above. There is, however, one profound difference between the
two, and that is to be found in the relative positions of the ideal
worlds that dominate each. Plato's ideal world beyond the heavens gives
what reality it has to this through the participation by the world of
becoming in the ideas. Opinion dimly sensed the ideas in the evanescent
objects about it, and though Plato's memory theory of knowledge assumed
that the ideas had been seen in former existence and men could thus
recognize the copies here, the ideal world was not within the mind but
without. In a real sense the Kingdom of Heaven was within men in the
medieval world, as was the Holy Roman Empire. They were ideal
communities that ought to exist on earth, and it was due to the
depravity of men that they did not exist. From time to time men
undertook in various upheavals to realize in some part these spiritual
and political ideals which they carried within them. And men not only
carried within them the ideas of a New Jerusalem in which the interest
of one was the interest of all and of an earthly state ordered by a
divine decree to fulfil this Christian ideal, but the determining causes
of the present condition and the future realization depended also upon
the inner attitudes and experiences of the individuals themselves.
Without carrying the analogy here too far, this relation between the
experience of the individual and the world which may arise through the
realization of his ideas is the basis of the most profound distinction
between the ancient world and the modern. Before the logic of this
attitude could appear in science a long period of intellectual and
social growth was necessary. The most essential part of this growth was
the slow but steady development of psychological doctrine which placed
the objective world in the experience of the individual. It is not of
interest here to bring out the modern epistemological problem that grew
out of this, or to present this in the world of Leibnitzian monads that
had no windows or in the Berkeleyan subjective idealism. What is of
interest is to point out that this attitude established a functional
relationship between even the subjective experience of the individual
and the object of knowledge. A skepticism based upon subjectivism might
thereafter question the justification of the reference of experience
beyond itself; it could not question knowledge and its immediate object.
Kant formalizes the relation of what was subjective and what was
objective by identifying the former with the sensuous content of
experience and the latter with the application of the forms of
sensibility and understanding to this content. The relationship was
formal and dead. Kant recognized no functional relationship between the
nature of the _Mannigfaltigkeit_ of sensuous experience and the forms
into which it was poured. The forms remained external to the content,
but the relationship was one which existed within experience, not
without it, and within this experience could be found the necessity and
universality which had been located in the world independent of
experience. The melting of these fixed Kantian categories came with the
spring floods of the romantic idealism that followed Kant.
The starting-point of this idealism was Kantian. Within experience lay
the object of knowledge. The Idealist's principal undertaking was to
overcome the skepticism that attached to the object of knowledge because
of its reference to what lies outside itself. If, as Kant had undertaken
to prove, the reality which knowledge implies must reach beyond
experience, then, on the Kantian doctrine that knowledge lies within
experience, knowledge itself is infected with skepticism. Kant's
practical bridge from the world of experience to the world of
things-in-themselves, which he walked by faith and not by sight, was
found in the postulates of the conduct of the self as a moral being, as
a personality. The romantic idealists advance by the same road, though
as romanticists not critical philosophers, they fashioned the world of
reality, that transcends experience, out of experience itself, by
centering the self in the absolute self and conceiving the whole
infinite universe as the experience of the absolute self. The
interesting phase of this development is that the form which experience
takes in becoming objective is found in the nature and thought of the
individual, and that this process of epistemological experience becomes
thus a process of nature, if the objective is the natural. In Kant's
terms our minds give laws to nature. But this nature constantly exhibits
its dependence upon underlying noumena that must therefore transcend the
laws given by the understanding. The Romanticist insists that this other
reality must be the same stuff as that of experience, that in experience
arise forms which transcend those which bound the experience in its
earlier phase. If in experience the forms of the objective world are
themselves involved, the process of knowledge sets no limits to itself,
which it may not, does not, by implication transcend. As further
indication of the shift by which thought had passed into possession of
the world of things in themselves stands the antinomy which in Kantian
experience marks the limit of our knowledge while in post-Kantian
idealism it becomes the antithesis that leads to the synthesis upon the
higher plane. Contradiction marks the phase at which the spirit becomes
creative, not simply giving an empty formal law to nature, but creating
the concrete universe in which content and form merge in true actuality.
The relation of the sensuous content to the conceptual form is not dead,
as in Kant's doctrine. It is fused as perception into concept and
carries its immediacy and concreteness of detail into the concrete
universal as the complete organization of stimulation and response pass
into the flexible habit. And yet in the Hegelian logic, the movement is
always away from the perceptual experience toward the higher realm of
the _Idee_. Thought is creative in the movement, but in its ultimate
reality it transcends spatial and temporal experience, the experience
with which the natural and mathematical sciences deal. Thought is not a
means of solving the problems of this world as they arise, but a great
process of realization in which this world is forever transcended. Its
abstract particularities of sensuous detail belong only to the finite
experience of the partial self. This world is, therefore, always
incomplete in its reality and, in so far, always untrue. Truth and full
reality belong not to the field of scientific investigation.
In its metaphysics Romantic Idealism, though it finds a place for
scientific discovery and reconstruction, leaves these disdainfully
behind, as incomplete phases of the ultimate process of reality, as
infected with untruth and deceptive unwarranted claims. The world is
still too much with us. We recognize here three striking results of the
development of reflective consciousness in the modern world:--first, it
is assumed that the objective world of knowledge can be placed within
the experience of the individual without losing thereby its nature as an
object, that all characters of that object can be presented as belonging
to that experience, whether adequately or not is another question; and
second, it is assumed that the contradictions in its nature which are
associated with its inclusion in individual experience, its references
beyond itself when so included, may themselves be the starting-point of
a reconstruction which at least carries that object beyond the
experience within which these contradictions arose; and third, it is
assumed that this growth takes place in a world of reality within which
the incomplete experience of the individual is an essential part of the
process, in which it is not a mere fiction, destroying reality by its
representation, but is a growing-point in that reality itself.
These characters of philosophic interpretation, the inclusion of the
object of knowledge in the individual experience and the turning of the
conflicts in that experience into the occasion for the creation of new
objects transcending these contradictions, are the characters in the
conscious method, of modern science, which most profoundly distinguish
it from the method of ancient science. This, of course, is tantamount to
saying that they are those which mark the experimental method in
science.
That phase of the method upon which I have touched already has been its
occupation with the so-called data or facts as distinguished from
Aristotelian individuals.
Whenever we reduce the objects of scientific investigation to facts and
undertake to record them as such, they become events, happenings, whose
hard factual character lies in the circumstance that they have taken
place, and this quite independently of any explanation of their taking
place. When they are explained they have ceased to be facts and have
become instances of a law, that is, Aristotelian individuals, embodied
theories, and their actuality as events is lost in the necessity of
their occurrence as expressions of the law; with this change their
particularity as events or happenings disappears. They are but the
specific values of the equation when constants are substituted for
variables. Before the equation is known or the law discovered they have
no such ground of existence. Up to this point they find their ground for
existence in their mere occurrence, to which the law which is to explain
them must accommodate itself.
There are here suggested two points of view from which these facts may
be regarded. Considered with reference to a uniformity or law by which
they will be ordered and explained they are the phenomena with which the
positivist deals; as existencies to be identified and localized before
they are placed within such a uniformity they fall within the domain of
the psychological philosopher who can at least place them in their
relation to the other events in the experience of the individual who
observes them. Considered as having a residual meaning apart from the
law to which they have become exceptions, they can become the
subject-matter of the rationalist. It is important that we recognize
that neither the positivist nor the rationalist is able to identify the
nature of the fact or datum to which they refer. I refer to such
stubborn facts as those of the sporadic appearance of infectious
diseases before the germ theory of the disease was discovered. Here was
a fact which contradicted the doctrine of the spread of the infection by
contact. It appeared not as an instance of a law, but as an exception to
a law. As such, its nature is found in its having happened at a given
place and time. If the case had appeared in the midst of an epidemic,
its nature as a case of the infectious disease would have been cared for
in the accepted doctrine, and for its acceptance as an object of
knowledge its location in space and time as an event would not have been
required. Its geographical and historical traits would have followed
from the theory of the infection, as we identify by our calculations the
happy fulfilment of Thales' prophecy. The happening of an instance of a
law is accounted for by the law. Its happening may and in most instances
does escape observation, while as an exception to an accepted law it
captures attention. Its nature as an event is, then, found in its
appearance in the experience of some individual, whose observation is
controlled and recorded as his experience. Without its reference to this
individual's experience it could not appear as a fact for further
scientific consideration.
Now the attitude of the positivist toward this fact is that induced by
its relation to the law which is _subsequently_ discovered. It has then
fallen into place in a series, and his doctrine is that all laws are but
uniformities of such events. He treats the fact when it is an exception
to law as an instance of the new law and assumes that the exception to
the old law and the instance of the new are identical. And this is a
great mistake,--the mistake made also by the neo-realist when he assumes
that the object of knowledge is the same within and without the mind,
that nothing happens to what is to be known when it by chance strays
into the realm of conscious cognition. Any as yet unexplained exception
to an old theory can happen only in the experience of an individual, and
that which has its existence as an event in some one's biography is a
different thing from the future instance which is not beholden to any
one for its existence. Yet there are, as I indicated earlier, meanings
in this exceptional event which, at least for the time, are unaffected
by the exceptional character of the occurrence. For example, certain
clinical symptoms by which an infectious disease is identified have
remained unchanged in diagnosis since the days of Hippocrates. These
characters remain as characters of the instance of the law of
germ-origin when this law has been discovered. This may lead us to say
that the exception which appears for the time being as a unique incident
in a biography is identical with the instance of a germ-induced disease.
Indeed, we are likely to go further and, in the assurance of the new
doctrine, state that former exceptions can (or with adequate
acquaintance with the facts could) be proved to be necessarily an
instance of a disease carried by a germ. The positivist is therefore
confident that the field of scientific knowledge is made up of events
which are instances of uniform series, although under conditions of
inadequate information some of them appear as exceptions to the
statements of uniformities, in truth the latter being no uniformities at
all.
That this is not a true statement of the nature of the exception and of
the instance, it is not difficult to show if we are willing to accept
the accounts which the scientists themselves give of their own
observation, the changing forms which the hypothesis assumes during the
effort to reach a solution and the ultimate reconstruction which attends
the final tested solution. Wherever we are fortunate enough, as in the
biographies of men such as Darwin and Pasteur, to follow a number of the
steps by which they recognized problems and worked out tenable
hypotheses for their solution, we find that the direction which is given
to attention in the early stage of scientific investigation is toward
conflicts between current theories and observed phenomena, and that
since the form which these observations take is determined by the
opposition, it is determined by a statement which itself is later
abandoned. We find that the scope and character of the observations
change at once when the investigator sets about gathering as much of the
material as he can secure, and changes constantly as he formulates
tentative hypotheses for the solution of the problem, which, moreover,
generally changes its form during the investigation. I am aware that
this change in the form of the data will be brushed aside by many as
belonging only to the attitude of mind of the investigator, while it is
assumed that the "facts" themselves, however selected and organized in
his observation and thought, remain identical in their nature
throughout. Indeed, the scientist himself carries with him in the whole
procedure the confidence that the fact-structure of reality is
unchanged, however varied are the forms of the observations which refer
to the same entities.[35]
The analysis of the fact-structure of reality shows in the first place
that the scientist undertakes to form such an hypothesis that all the
data of observation will find their place in the objective world, and in
the second place to bring them into such a structure that future
experience will lead to anticipated results. He does not undertake to
preserve facts in the form in which they existed in experience before
the problem arose nor to construct a world independent of experience or
that will not be subject itself to future reconstructions in experience.
He merely insists that future reconstructions will take into account
the old in re-adjusting it to the new. In such a process it is evident
that the change of the form in the data is not due to a subjective
attitude of the investigator which can be abstracted from the facts.
When Darwin, for instance, found that the marl dressings which farmers
spread over their soil did not sink through the soil by the force of
gravity as was supposed, but that the earthworm castings were thrown up
above these dressings at nearly the same rate at which they disappeared,
he did not correct a subjective attitude of mind. He created in
experience a humus which took the place of a former soil, and justified
itself by fitting it into the whole process of disintegration of the
earth's surface. It would be impossible to separate in the earlier
experiences certain facts and certain attitudes of mind entertained
by men with reference to these facts. Certain objects have replaced
other objects. It is only after the process of analysis, which arose
out of the conflicting observations, has broken up the old object
that what was a part of the object, heavier-things-pushing-their
way-through-soil-of-lighter-texture, can become a mere idea. Earlier it
was an object. Until it could be tested the earthworm as the cause of
the disappearance of the dressings was also Darwin's idea. It became
fact. For science at least it is quite impossible to distinguish between
what in an object must be fact and what may be idea. The distinction
when it is made is dependent upon the form of the problem and is
functional to its solution, not metaphysical. So little can a consistent
line of cleavage between facts and ideas be indicated, that we can
never tell where in our world of observation the problem of science will
arise, or what will be regarded as structure of reality or what
erroneous idea.
There is a strong temptation to lodge these supposititious
fact-structures in a world of conceptual objects, molecules, atoms,
electrons, and the like. For these at least lie beyond the range of
perception by their very definition. They seem to be in a realm of
things-in-themselves. Yet they also are found now in the field of
fact and now in that of ideas. Furthermore, a study of their structure
as they exist in the world of constructive science shows that
their infra-sensible character is due simply to the nature of our
sense-processes, not to a different metaphysical nature. They occupy
space, have measurable dimensions, mass, and are subject to the same
laws of motion as are sensible objects. We even bring them indirectly
into the field of vision and photograph their paths of motion.
The ultimate elements referred to above provide a consistent symbolism
for the finding and formulating of applied mathematical sciences, within
which lies the whole field of physics, including Euclidian geometry as
well. However, they have succeeded in providing nothing more than a
language and logic pruned of the obstinate contradictions, inaccuracies,
and unanalyzed sensuous stuff of earlier mathematical science. Such a
rationalistic doctrine can never present in an unchanged form the
objects with which natural science deals in any of the stages of its
investigation. It can deal only with ultimate elements and forms of
propositions. It is compelled to fall back on a theory of analysis
which reaches ultimate elements and an assumption of inference as an
indefinable. Such an analysis is actually impossible either in the field
of the conceptual objects into which physical science reduces physical
objects, or in the field of sensuous experience. Atoms can be reduced
into positive and negative electrical elements and these may, perhaps
do, imply a structure of ether that again invites further analysis and
so on ad infinitum. None of the hypothetical constructs carry with
themselves the character of being ultimate elements unless they are
purely metaphysical. If they are fashioned to meet the actual problems
of scientific research they will admit of possible further analysis,
because they must be located and defined in the continuity of space and
time. They cannot _be_ the points and instants of modern mathematical
theory. Nor can we reach ultimate elements in sensuous experience, for
this lies also within a continuum. Furthermore, our scientific analyses
are dependent upon the form that our objects assume. There is no general
analysis which research in science has ever used. The assumption that
psychology provides us with an analysis of experience which can be
carried to ultimate elements or facts, and which thereby provides the
elements out of which the objects of our physical world must be
constructed, denies to psychology its rights as a natural science of
which it is so jealous, turning it into a Berkeleyan metaphysics.
This most modern form of rationalism being unable to find ultimate
elements in the field of actual science is compelled to take what it
can find there. Now the results of the analysis of the classical English
psychological school give the impression of being what Mr. Russell calls
"hard facts," i.e., facts which cannot be broken up into others. They
seem to be the data of experience. Moreover, the term hard is not so
uncompromising as is the term element. A fact can be more or less hard,
while an ultimate element cannot be more or less ultimate. Furthermore,
the entirely formal character of the logic enables it to deal with equal
facility with any content. One can operate with the more or less hard
sense-data, putting them in to satisfy the seeming variables of the
propositions, and reach conclusions which are formally correct. There is
no necessity for scrutinizing the data under these circumstances, if one
can only assume that the data are those which science is actually using.
The difficulty is that no scientist ever analyzed his objects into such
sense-data. They exist only in philosophical text-books. Even the
psychologists recognize that these sensations are abstractions which are
not the elements out of which objects of sense are constructed. They are
abstractions made from those objects whose ground for isolation is found
in the peculiar problems of experimental psychology, such as those of
color or tone perception. It would be impossible to make anything in
terms of Berkeleyan sense-data and of symbolic logic out of any
scientific discovery. Research defines its problem by isolating certain
facts which appear for the time being not as the sense-data of a
solipsistic mind, but as experiences of an individual in a highly
organized society, facts which, because they are in conflict with
accepted doctrines, must be described so that they can be experienced by
others under like conditions. The ground for the analysis which leads to
such facts is found in the conflict between the accepted theory and the
experience of the individual scientist. The analysis is strictly _ad
hoc_. As far as possible the exception is stated in terms of accepted
meanings. Only where the meaning is in contradiction with the experience
does the fact appear as the happening to an individual and become a
paragraph out of his biography. But as such an event, whose existence
for science depends upon the acceptance of the description of him to
whom it has happened, it must have all the setting of circumstantial
evidence. Part of this circumstantial evidence is found in so-called
scientific control, that is, the evidence that conditions were such that
similar experiences could happen to others and could be described as
they are described in the account given. Other parts of this evidence
which we call corroborative are found in the statements of others which
bear out details of this peculiar event, though it is important to note
that these details have to be wrenched from their settings to give this
corroborative value. To be most conclusive they must have no intentional
connection with the experience of the scientist. In other words, those
individuals who corroborate the facts are made, in spite of themselves,
experiencers of the same facts. The perfection of this evidence is
attained when the fact can happen to others and the observer simply
details the conditions under which he made the observation, which can
be then so perfectly reproduced that others may repeat the exceptional
experience.
This process is not an analysis of a known world into ultimate elements
and their relations. Such an analysis never isolates this particular
exception which constitutes the scientific problems as an individual
experience. The extent to which the analysis is carried depends upon the
exigencies of the problem. It is the indefinite variety of the problems
which accounts for the indefinite variety of the facts. What constitutes
them facts in the sense in which we are using the term is their
_exceptional_ nature; formally they appear as particular judgments,
being denials of universal judgments, whether positive or negative. This
exceptional nature robs the events of a reality which would have
belonged to them as instances of a universal law. It leaves them,
however, with the rest of their meaning. But the value which they have
lost is just that which was essential to give them their place in the
world as it has existed for thought. Banished from that universally
valid structure, their ground for existence is found in the experience
of the puzzled observer. Such an observation was that of the moons of
Jupiter made possible by the primitive telescope of Galileo. For those
who lived in a Ptolemaic cosmos, these could have existence only as
observations of individuals. As moons they had distinct meaning,
circling Jupiter as our moon circles the earth, but being in
contradiction with the Ptolemaic order they could depend for their
existence only on the evidence of the senses, until a Copernican order
could give them a local habitation and a name. Then they were observed
not as the experiences of individuals but as instances of planetary
order in a heliocentric system. It would be palpably absurd to refer to
them as mere sense-data, mere sensations. They are for the time being
inexplicable experiences of certain individuals. They are inexplicable
because they have a meaning which is at variance with the structure of
the whole world to which they belong. They are the phenomena termed
accidental by Aristotle and rejected as full realities by him, but which
have become, in the habitat of individual experience, the headstone of
the structure of modern research of science.
A rationalism which relegates implication to the indefinables cannot
present the process of modern science. Implication is exactly that
process by which these events pass from their individual existence into
that of universal reality, and the scientist is at pains to define it as
the experimental method. It is true that a proposition implies
implication. But the proposition is the statement of the result of the
process by which an object has arisen for knowledge and merely indicates
the structure of the object. In discovery, invention, and research the
escape from the exceptional, from the data of early stages of
observation, is by way of an hypothesis; and every hypothesis so far as
it is tenable and workable in its form is universal. No one would waste
his time with a hypothesis which confessedly was not applicable to all
instances of the problem. An hypothesis may be again and again
abandoned, it may prove to be faulty and contradictory, but in so far as
it is an instrument of research it is assumed to be universal and to
perfect a system which has broken down at the point indicated by the
problem. Implication and more elaborated instances flow from the
structure of this hypothesis. The classical illustration which stands at
the door of modern experimental science is the hypothesis which Galileo
formed of the rate of the velocity of a falling body. He conceived that
this was in proportion to the time elapsed during the fall and then
elaborated the consequences of this hypothesis by working it into the
accepted mathematical doctrines of the physical world, until it led to
an anticipated result which would be actually secured and which would be
so characteristic an instance of a falling body that it would answer to
every other instance as he had defined them. In this fashion he defined
his inference as the anticipation of a result because this result was a
part of the world as he presented it amended by his hypothesis. It is
true that back of the specific implication of this result lay a mass of
other implications, many not even presented specifically in thought and
many others presented by symbols which generalized innumerable
instances. These implications are for the scientist more or less
implicit meanings, but they are meanings each of which may be brought
into question and tested in the same fashion if it should become an
actual problem. Many of them which would not have occurred to Galileo as
possible problems have been questioned since his day. What has remained
after this period of determined questioning of the foundations of
mathematics and the structure of the world of physical science is a
method of agreement with oneself and others, in (a) the identification
of the object of thought, in (b) the accepted values of assent and
denial called truth and falsehood, and in (c) referring to meaning, in
its relation to what is meant. In any case the achievement of symbolic
logic, with its indefinables and axioms has been to reduce this logic to
a statement of the most generalized form of possible consistent thought
intercourse, with entire abstraction from the content of the object to
which it refers. If, however, we abstract from its value in giving a
consistent theory of number, continuity, and infinity, this complete
abstraction from the content has carried the conditions of thinking in
agreement with self and others so far away from the actual problem of
science that symbolic logic has never been used as a research method. It
has indeed emphasized the fact that thinking deals with problems which
have reference to uses to which it can be put, not to a metaphysical
world lying beyond experience. Symbolic logic has to do with the world
of discourse, not with the world of things.
What Russell pushes to one side as a happy guess is the actual process
of implication by which, for example, the minute form in the diseased
human system is identified with unicellular life and the history of the
disease with the life history of this form. This identification implies
reclassification of these forms and a treatment of the disease that
answers to their life history. Having made this identification we
anticipate the result of this treatment, calling it an inference.
Implication belongs to the reconstruction of the object. As long as no
question has arisen, the object is what it means or means what it is. It
does not imply any feature of itself. When through conflict with the
experience of the individual some feature of the object is divorced from
some meaning the relationship between these becomes a false implication.
When a hypothetically reconstructed object finds us anticipating a
result which accords with the nature of such objects we assert an
implication of this meaning. To carry this relation of implication back
into objects which are subject to no criticism or question would of
course resolve the world into elements connected by external relations,
with the added consequence that these elements can have no content,
since every content in the face of such an analysis must be subject to
further analysis. We reach inevitably symbols such as X, Y, and Z, which
can symbolize nothing. Theoretically we can assume an implication
between any elements of an object, but in this abstract assumption the
symbolic logician overlooks the fact that he is also assuming some
content which is not analyzed and which is the ground of the
implication. In other words this logician confuses the scientific
attitude of being ready to question anything with an attitude of being
willing to question everything at once. It is only in an unquestioned
objective world that the exceptional instance appears and it is only in
such a world that an experimental science tests the implications of the
hypothetically reconstructed object.
The guess is happy because it carries with it the consequences which
follow from its fitting into the world, and the guess, in other words
the hypothesis, takes on this happy form solely because of the material
reconstruction which by its nature removes the unhappy contradiction and
promises the successful carrying out of the conflicting attitudes in the
new objective world. There is no such thing as formal implication.
Where no reconstruction of the world is involved in our identification
of objects that belong to it and where, therefore, no readjustment of
conduct is demanded, such a logic symbolizes what takes place in our
direct recognition of objects and our response to them. Then "X is a man
implies X is mortal for all values of X" exactly symbolizes the attitude
toward a man subject to a disease supposedly mortal. But it fails to
symbolize the biological research which starting with inexplicable
sporadic cases of an infectious disease carries over from the study of
the life history of infusoria a hypothetical reconstruction of the
history of disease and then acts upon the result of this assumption.
Research-science presents a world whose form is always universal, but
this universal form is neither a metaphysical assumption nor a fixed
form of the understanding. While the scientist may as a metaphysician
assume the existence of realities which lie beyond a possible
experience, or be a Kantian or Neo-Kantian, neither of these attitudes
is necessary for his research. He may be a positivist--a disciple of
Hume or of John Stuart Mill. He may be a pluralist who conceives, with
William James, that the order which we detect in parts of the universe
is possibly one that is rising out of the chaos and which may never be
as universal as our hypothesis demands. None of these attitudes has any
bearing upon his scientific method. This simplifies his thinking,
enables him to identify the object in which he is interested wherever he
finds it, and to abstract in the world as he conceives it those features
which carry with them the occurrence he is endeavoring to place.
Especially it enables him to make his thought a part of the socially
accepted and socially organized science to which his thought belongs. He
is far too modest to demand that the world be as his inference demands.
He asks that his view of the world be cogent and convincing to all those
whose thinking has made his own possible, and be an acceptable premise
for the conduct of that society to which he belongs. The hypothesis has
no universal and necessary characters except those that belong to the
thought which preserves the same meanings to the same objects, the same
relations between the same relata, the same attributes of assent and
dissent under the same conditions, the same results of the same
combinations of the same things. For scientific research the meanings,
the relations with the relata, the assent and dissent, the combinations
and the things combined are all in the world of experience. Thinking in
its abstractions and identifications and reconstructions undertakes to
preserve the values that it finds, and the necessity of its thinking
lies in its ability to so identify, preserve, and combine what it has
isolated that the thought structure will have an identical import under
like conditions for the thinker with all other thinkers to whom these
instruments of research conduct are addressed. Whatever conclusions the
scientist draws as necessary and universal results from his hypothesis
for a world independent of his thought are due, not to the cogency of
his logic, but to other considerations. For he knows if he reflects that
another problem may arise which will in its solution change the face of
the world built upon the present hypothesis. He will defend the
inexorableness of his reasoning, but the premises may change. Even the
contents of tridimensional space and sensuous time are not essential to
the cogency of that reasoning nor can the unbroken web of the argument
assure the content of the world as invariable. His universals, when
applied to nature, are all hypothetical universals; hence the import of
experiment as the test of an hypothesis. Experience does not rule out
the possible cropping up of a new problem which may shift the values
attained. Experience simply reveals that the new hypothesis fits into
the meanings of the world which are not shaken; it shows that, with the
reconstruction which the hypothesis offers, it is possible for
scientific conduct to proceed.
But if the universal character of the hypothesis and the tested theory
belong to the instrumental character of thought in so reconstructing a
world that has proved to be imperfect, and inadequate to conduct, the
stuff of the world and of the new hypothesis are the same. At least this
is true for the scientist who has no interest in an epistemological
problem that does not affect his scientific undertakings in one way nor
another. I have already pointed out that from the standpoint of logical
and psychological analysis the things with which science deals can be
neither ultimate elements nor sense-data; but that they must be phases
and characters and parts of things in some whole, parts which can only
be isolated because of the conflict between an accepted meaning and some
experience. I have pointed out that an analysis is guided by the
practical demands of a solution of this conflict; that even that which
is individual in its most unique sense in the conflict and in attempts
at its solution does not enter into the field of psychology--which has
its own problems peculiar to its science. Certain psychological problems
belong to the problems of other sciences, as, for example, that of the
personal equation belongs to astronomy or that of color vision to the
theory of light. But they bulk small in these sciences. It cannot be
successfully maintained that a scientific observation of the most unique
sort, one which is accepted for the time being simply as a happening in
this or that scientist's experience, is as such a psychological datum,
for the data in psychological text-books have reference to
_psychological_ problems. Psychology deals with the consciousness of the
individual in its dependence upon the physiological organism and upon
those contents which detach themselves from the objects outside the
individual and which are identified with his inner experience. It deals
with the laws and processes and structures of this consciousness in all
its experiences, not with _exceptional_ experiences. It is necessary to
emphasize again that for science these particular experiences arise
within a world which is in its logical structure organized and
universal. They arise only through the conflict of the individual's
experience with such an accepted structure. For science individual
experience _presupposes_ the organized structure; hence it cannot
provide the material out of which the structure is built up. This is the
error of both the positivist and of the psychological philosopher, if
scientific procedure gives us in any sense a picture of the situation.
A sharp contrast appears between the accepted hypothesis with its
universal form and the experiences which invalidate the earlier theory.
The reality of these experiences lies in their happening. They were
unpredictable. They are not instances of a law. The later theory, the
one which explains these occurrences, changes their character and
status, making them necessary results of the world as that is conceived
under this new doctrine. This new standpoint carries with it a backward
view, which explains the erroneous doctrine, and accounts for the
observations which invalidated it. Every new theory must take up into
itself earlier doctrines and rationalize the earlier exceptions. A
generalization of this attitude places the scientist in the position of
anticipating later reconstructions. He then must conceive of his world
as subject to continuous reconstructions. A familiar interpretation of
his attitude is that the hypothesis is thus approaching nearer and
nearer toward a reality which would never change if it could be
attained, or, from the standpoint of the Hegelian toward a goal at
infinity. The Hegelian also undertakes to make this continuous process
of reconstruction an organic phase in reality and to identify with
nature the process of finding exceptions and of correcting them. The
fundamental difference between this position and that of the scientist
who looks before and after is that the Hegelian undertakes to make the
exception in its exceptional character a part of the reality which
transcends it, while the scientist usually relegates the exception to
the experience of individuals who were simply caught in an error which
later investigation removes.
The error remains as an historical incident explicable perhaps as a
result of the conditions under which it occurred, but in so far as it
was an error, not a part of reality. It is customary to speak of it as
subjective, though this implies that we are putting the man who was
unwittingly in error into the position of the one who has corrected it.
To entertain that error in the face of its correction would be
subjective. A result of this interpretation is that the theories are
abstracted from the world and regarded as something outside it. It is
assumed that the theories are mental or subjective and change while the
facts remain unchanged. Even when it is assumed that theories and facts
agree, men speak of a correspondence or parallelism between idea and the
reality to which it refers. While this attitude seems to be that of
science toward the disproved theories which lie behind it, it is not its
attitude to the theories which it accepts. These are not regarded as
merely parallel to realities, as abstracted from the structure of
things. These meanings go into the makeup of the world. It is true that
the scientist who looks before and after realizes that any specific
meaning which is now accepted may be questioned and discarded. If he
carries his refection far enough he sees that a complete elimination of
all the meanings which might conceivably be so discredited would leave
nothing but logical constants, a world with no facts in any sense. In
this position he may of course take an agnostic attitude and be
satisfied with the attitude of Hume or Mill or Russell. But if he does
so, he will pass into the camp of the psychological philosophers and
will have left the position of the scientist. The scientist always deals
with an _actual_ problem, and even when he looks before and after he
does so in so far as he is facing in inquiry some actual problem. No
actual problem could conceivably take on the form of a conflict
involving the whole world of meaning. The conflict always arises between
an individual experience and certain laws, certain meanings while others
are unaffected. These others form the necessary field without which no
conflict can arise. They give the man of research his ([Greek: pou sto])
upon which he can formulate his problem and undertake its solution. The
possible calling in question of any content, whatever it may be, means
always that there is left a field of unquestioned reality. The attitude
of the scientist never contemplates or could contemplate the possibility
of a world in which there would be no reality by which to test his
hypothetical solution of the problem that arises. Nor does this attitude
when applied to past discarded theories necessarily carry with it the
implication that these older theories were subjective ideas in men's
minds, while the reality lay beside and beyond them unmingled with
ideas. It always finds a standpoint from which these ideas in the
earlier situation are still recognized as reliable, for there are no
scientific data without meanings. There could be no history of science
on any other basis. No history of science goes back to ultimate elements
or sense-data, or to any combination of bare data on one hand and
logical elements on the other. The world of the scientist is always
there as one in which reconstruction is taking place with continual
shifting of problems, but as a real world within which the problems
arise. The errors of the past and present appear as untenable hypotheses
which could not bear the test of experiment if the experience were
sufficiently enlarged and interpreted. But they are not mere errors to
be thrown into the scrap heap. They become a part of a different phase
of reality which a fuller history of the past records or a fuller
account of the present interprets, giving them thereby their proper
place in a real world.[36]
The completion of this program, however, awaits the solution of the
scientific problem of the relation of the psychical and the physical
with the attendant problem of the meaning of the so-called origin of
consciousness in the history of the world. My own feeling is that these
problems must be attacked from the standpoint of the social nature of
so-called consciousness. The clear indications of this I find in the
reference of our logical constants to the structure of thought as a
means of communication, in the explanation of errors in the history of
science by their social determination, and in the interpretation of the
inner field of experience as the importation of social intercourse into
the conscious conduct of the individual. But whatever may be the
solution of these problems, it must carry with it such a treatment of
the experience of the individual that the latter will never be regarded
merely as a subjective state, however inadequate it may have proved
itself as a scientific hypothesis. This seems to me to be involved in
the conception of psychology as a natural science and in any legitimate
carrying out of the Hegelian program of giving reality and creative
import to individual experience. The experience of the individual in its
exceptional character is the growing-point of science, first of all in
the recognition of data upon which the older theories break, and second
in the hypothesis which arises in the individual and is tested by the
experiment which reconstructs the world. A scientific history and a
scientific psychology from which epistemology has been banished must
place these observations and hypotheses together with erroneous
conceptions and mistaken observations _within_ the real world in such a
fashion that their reference to the experience of the individual and to
the world to which he belongs will be comprehensible. As I have
indicated, the scientific theory of the physical and conscious
individual in the world implied in this problem has still to be
adequately developed. But there is implied in the conception of such a
theory such a location of the process of thought in the process of
reality as will give it an import both in the meaning of things and in
the individual's thinking. We have the beginning of such a doctrine in
the conception of a functional value of consciousness in the conduct of
living forms, and the development of reflective thought out of such a
consciousness which puts it within the act and gives it the function of
preparation where adjustment is necessary. Such a process creates the
situation with reference to which the form acts. In all adjustment or
adaptation the result is that the form which is adjusted finds that by
its adjustment it has created an environment. The ancients by their
formulation of the Ptolemaic theory committed themselves to the world in
which the fixed values of the heavenly over against the earthly
obtained. Such a world was the interpretation of the experience involved
in their physical and social attitudes. They could not accept the
hypothesis of Aristarchus because it conflicted with the world which
they had created, with the values which were determining values for
them. The same was true of the hypothesis of Democritus. They could not,
as they conceived the physical world, accept its purely quantitative
character. The conception of a disinterested truth which we have
cherished since the Middle Ages is itself a value that has a social
basis as really as had the dogma of the church. The earliest statement
of it was perhaps that of Francis Bacon. Freeing investigation from the
church dogma and its attendant logic meant to him the freedom to find in
nature what men needed and could use for the amelioration of their
social and physical condition. The full implication of the doctrine has
been recognized as that of freedom, freedom to effect not only values
already recognized, but freedom to attain as well such complete
acquaintance with nature that new and unrecognized uses would be at our
disposal; that is, that progress should be one toward any possible use
to which increased knowledge might lead. The cult of increasing
knowledge, of continually reconstructing the world, took the place both
of the ancient conception of adequately organizing the world as
presented in thought, and of the medieval conception of a systematic
formulation on the basis of the statement in church dogma of social
values. This modern conception proceeds from the standpoint not of
formulating values, but giving society at the moment the largest
possible number of alternatives of conduct, i.e., undertaking to fix
from moment to moment the widest possible field of conduct. The purposes
of conduct are to be determined in the presence of a field of
alternative possibilities of action. The ends of conduct are not to be
determined in advance, but in view of the interests that fuller
knowledge of conditions awaken. So there appears a conception of
determining the field that shall be quite independent of given values. A
real world which consists not of an unchanged universe, but of a
universe which may be continually readjusted according to the problems
arising in the consciousness of the individuals within society. The
seemingly fixed character of such a world is found in the generally
fixed conditions which underlie the type of problems which we find. We
determine the important conditions incident to the working out of the
great problems which face us. Our conception of a given universe is
formed in the effort to mobilize all the material about us in relation
to these problems--the structure of the self, the structure of matter,
the physical process of life, the laws of change and the interrelation
of changes. With reference to these problems certain conditions appear
fixed and become the statement of the world by which we must determine
by experimental test the viability of our hypotheses. There arises then
the conception of a world which is unquestioned over against any
particular problem. While our science continually changes that world, at
least it must be always realized as there. On the other hand, these
conceptions are after all relative to the ends of social conduct which
may be formulated in the presence of any freedom of action.
We postulate freedom of action as the condition of formulating the ends
toward which our conduct shall be directed. Ancient thought assured
itself of its ends of conduct and allowed these to determine the world
which tested its hypothesis. We insist such ends may not be formulated
until we know the field of possible action. The formulation of the ends
is essentially a social undertaking and seems to follow the statement of
the field of possible conduct, while in fact the statement of the
possible field of conduct is actually dependent on the push toward
action. A moving end which is continually reconstructing itself follows
upon the continually enlarging field of opportunities of conduct.
The conception of a world of existence, then, is the result of the
determination at the moment of the conditions of the solution of the
given problems. These problems constitute the conditions of conduct, and
the ends of conduct can only be determined as we realize the
possibilities which changing conditions carry with them. Our world of
reality thus becomes independent of any special ends or purposes and we
reach an entirely disinterested knowledge. And yet the value and import
of this knowledge is found in our conduct and in our continually
changing conditions. Knowledge for its own sake is the slogan of
freedom, for it alone makes possible the continual reconstruction and
enlargement of the ends of conduct.
The individual in his experiences is continually creating a world which
becomes real through his discovery. In so far as new conduct arises
under the conditions made possible by his experience and his hypothesis
the world, which may be made the test of reality, has been modified and
enlarged.
I have endeavored to present the world which is an implication of the
scientific method of discovery with entire abstraction from any
epistemological or metaphysical presuppositions or complications.
Scientific method is indifferent to a world of things-in-themselves, or
to the previous condition of philosophic servitude of those to whom its
teachings are addressed. It is a method not of knowing the unchangeable
but of determining the form of the world within which we live as it
changes from moment to moment. It undertakes to tell us what we may
expect to happen when we act in such or such a fashion. It has become a
matter of serious consideration for a philosophy which is interested in
a world of things-in-themselves, and the epistemological problem. For
the cherished structures of the metaphysical world, having ceased to
house the values of mankind, provide good working materials in the
hypothetical structures of science, on condition of surrendering their
metaphysical reality; and the epistemological problem, having seemingly
died of inanition, has been found to be at bottom a problem of method or
logic. My attempt has been to present what seems to me to be two capital
instances of these transformations. Science always has a world of
reality by which to test its hypotheses, but this world is not a world
independent of scientific experience, but the immediate world
surrounding us within which we must act. Our next action may find these
conditions seriously changed, and then science will formulate this world
so that in view of this problem we may logically construct our next plan
of action. The plan of action should be made self-consistent and
universal in its form, not that we may thus approach nearer to a
self-consistent and universal reality which is independent of our
conduct, but because our plan of action needs to be intelligent and
generally applicable. Again science advances by the experiences of
individuals, experiences which are different from the world in which
they have arisen and which refer to a world which is not yet in
existence, so far as scientific experience is concerned. But this
relation to the old and new is not that of a subjective world to an
objective universe, but is a process of logical reconstruction by which
out of exceptions the new law arises to replace a structure that has
become inadequate.
In both of these processes, that of determining the structure of
experience which will test by experiment the legitimacy of the new
hypothesis, and that of formulating the problem and the hypothesis for
its solution, the individual functions in his full particularity, and
yet in organic relationship with the society that is responsible for
him. It is the import for scientific method of this relationship that
promises most for the interpretation of the philosophic problems
involved.