Why has the description of experience been so remote from the facts of
empirical situations? To answer this question throws light upon the
submergence of recent philosophizing in epistemology--that is, in
discussions of the nature, possibility, and limits of knowledge in
general, and in the attempt to reach conclusions regarding the ultimate
nature of reality from the answers given to such questions.
The reply to the query regarding the currency of a non-empirical
doctrine of experience (even among professed empiricists) is that the
traditional account is derived from a conception once universally
entertained regarding the subject or bearer or center of experience. The
description of experience has been forced into conformity with this
prior conception; it has been primarily a deduction from it, actual
empirical facts being poured into the moulds of the deductions. The
characteristic feature of this prior notion is the assumption that
experience centers in, or gathers about, or proceeds from a center or
subject which is outside the course of natural existence, and set over
against it:--it being of no importance, for present purposes, whether
this antithetical subject is termed soul, or spirit, or mind, or ego, or
consciousness, or just knower or knowing subject.
There are plausible grounds for thinking that the currency of the idea
in question lies in the form which men's religious preoccupations took
for many centuries. These were deliberately and systematically
other-worldly. They centered about a Fall which was not an event in
nature, but an aboriginal catastrophe that corrupted Nature; about a
redemption made possible by supernatural means; about a life in another
world--essentially, not merely spatially, Other. The supreme drama of
destiny took place in a soul or spirit which, under the circumstances,
could not be conceived other than as non-natural--extra-natural, if not,
strictly speaking, supernatural. When Descartes and others broke away
from medieval interests, they retained as commonplaces its intellectual
apparatus: Such as, knowledge is exercised by a power that is
extra-natural and set over against the world to be known. Even if they
had wished to make a complete break, they had nothing to put as knower
in the place of the soul. It may be doubted whether there was any
available empirical substitute until science worked out the fact that
physical changes are functional correlations of energies, and that man
is continuous with other forms of life, and until social life had
developed an intellectually free and responsible individual as its
agent.
But my main point is not dependent upon any particular theory as to the
historic origin of the notion about the bearer of experience. The point
is there on its own account. The essential thing is that the bearer was
conceived as outside of the world; so that experience consisted in the
bearer's being affected through a type of operations not found anywhere
in the world, while knowledge consists in surveying the world, looking
at it, getting the view of a spectator.
The theological problem of attaining knowledge of God as ultimate
reality was transformed in effect into the philosophical problem of the
possibility of attaining knowledge of reality. For how is one to get
beyond the limits of the subject and subjective occurrences? Familiarity
breeds credulity oftener than contempt. How can a problem be artificial
when men have been busy discussing it almost for three hundred years?
But if the assumption that experience is something set over against the
world is contrary to fact, then the problem of how self or mind or
subjective experience or consciousness can reach knowledge of an
external world is assuredly a meaningless problem. Whatever questions
there may be about knowledge, they will not be the kind of problems
which have formed epistemology.
The problem of knowledge as conceived in the industry of epistemology is
the problem of knowledge _in general_--of the possibility, extent, and
validity of knowledge in general. What does this "in general" mean? In
ordinary life there are problems a-plenty of knowledge in particular;
every conclusion we try to reach, theoretical or practical, affords such
a problem. But there is no problem of knowledge in general. I do not
mean, of course, that general statements cannot be made about knowledge,
or that the problem of attaining these general statements is not a
genuine one. On the contrary, specific instances of success and failure
in inquiry exist, and are of such a character that one can discover the
conditions conducing to success and failure. Statement of these
conditions constitutes logic, and is capable of being an important aid
in proper guidance of further attempts at knowing. But this logical
problem of knowledge is at the opposite pole from the epistemological.
Specific problems are about right conclusions to be reached--which
means, in effect, right ways of going about the business of inquiry.
They imply a difference between knowledge and error consequent upon
right and wrong methods of inquiry and testing; not a difference
between experience and the world. The problem of knowledge _ueberhaupt_
exists because it is assumed that there is a knower in general, who is
outside of the world to be known, and who is defined in terms
antithetical to the traits of the world. With analogous assumptions, we
could invent and discuss a problem of digestion in general. All that
would be required would be to conceive the stomach and food-material as
inhabiting different worlds. Such an assumption would leave on our hands
the question of the possibility, extent, nature, and genuineness of any
transaction between stomach and food.
But because the stomach and food inhabit a continuous stretch of
existence, because digestion is but a correlation of diverse activities
in one world, the problems of digestion are specific and plural: What
are the particular correlations which constitute it? How does it proceed
in different situations? What is favorable and what unfavorable to its
best performance?--and so on. Can one deny that if we were to take our
clue from the present empirical situation, including the scientific
notion of evolution (biological continuity) and the existing arts of
control of nature, subject and object would be treated as occupying the
same natural world as unhesitatingly as we assume the natural
conjunction of an animal and its food? Would it not follow that
knowledge is one way in which natural energies cooeperate? Would there be
any problem save discovery of the peculiar structure of this
cooeperation, the conditions under which it occurs to best effect, and
the consequences which issue from its occurrence?
It is a commonplace that the chief divisions of modern philosophy,
idealism in its different kinds, realisms of various brands, so-called
common-sense dualism, agnosticism, relativism, phenomenalism, have grown
up around the epistemological problem of the general relation of subject
and object. Problems not openly epistemological, such as whether the
relation of changes in consciousness to physical changes is one of
interaction, parallelism, or automatism have the same origin. What
becomes of philosophy, consisting largely as it does of different
answers to these questions, in case the assumptions which generate the
questions have no empirical standing? Is it not time that philosophers
turned from the attempt to determine the comparative merits of various
replies to the questions to a consideration of the claims of the
questions?
When dominating religious ideas were built up about the idea that the
self is a stranger and pilgrim in this world; when morals, falling in
line, found true good only in inner states of a self inaccessible to
anything but its own private introspection; when political theory
assumed the finality of disconnected and mutually exclusive
personalities, the notion that the bearer of experience is antithetical
to the world instead of being in and of it was congenial. It at least
had the warrant of other beliefs and aspirations. But the doctrine of
biological continuity or organic evolution has destroyed the scientific
basis of the conception. Morally, men are now concerned with the
amelioration of the conditions of the common lot in this world. Social
sciences recognize that associated life is not a matter of physical
juxtaposition, but of genuine intercourse--of community of experience in
a non-metaphorical sense of community. Why should we longer try to patch
up and refine and stretch the old solutions till they seem to cover the
change of thought and practice? Why not recognize that the trouble is
with the problem?
A belief in organic evolution which does not extend unreservedly to the
way in which the subject of experience is thought of, and which does not
strive to bring the entire theory of experience and knowing into line
with biological and social facts, is hardly more than Pickwickian. There
are many, for example, who hold that dreams, hallucinations, and errors
cannot be accounted for at all except on the theory that a self (or
"consciousness") exercises a modifying influence upon the "real object."
The logical assumption is that consciousness is outside of the real
object; that it is something different in kind, and therefore has the
power of changing "reality" into appearance, of introducing
"relativities" into things as they are in themselves--in short, of
infecting real things with subjectivity. Such writers seem unaware of
the fact that this assumption makes consciousness supernatural in the
literal sense of the word; and that, to say the least, the conception
can be accepted by one who accepts the doctrine of biological continuity
only after every other way of dealing with the facts has been exhausted.
Realists, of course (at least some of the Neo-realists), deny any such
miraculous intervention of consciousness. But they[6] admit the reality
of the problem; denying only this particular solution, they try to find
some other way out, which will still preserve intact the notion of
knowledge as a relationship of a general sort between subject and
object.
Now dreams and hallucinations, errors, pleasures, and pains, possibly
"secondary" qualities, do not occur save where there are organic centers
of experience. They cluster about a subject. But to treat them as things
which inhere exclusively in the subject; or as posing the problem of a
distortion of _the_ real object by a knower set over against the world,
or as presenting facts to be explained primarily as cases of
contemplative knowledge, is to testify that one has still to learn the
lesson of evolution in its application to the affairs in hand.
If biological development be accepted, the subject of experience is at
least an animal, continuous with other organic forms in a process of
more complex organization. An animal in turn is at least continuous with
chemico-physical processes which, in living things, are so organized as
really to constitute the activities of life with all their defining
traits. And experience is not identical with brain action; it is the
entire organic agent-patient in all its interaction with the
environment, natural and social. The brain is primarily an organ of a
certain kind of behavior, not of knowing the world. And to repeat what
has already been said, experiencing is just certain modes of
interaction, of correlation, of natural objects among which the organism
happens, so to say, to be one. It follows with equal force that
experience means primarily not knowledge, but ways of doing and
suffering. Knowing must be described by discovering what particular
mode--qualitatively unique--of doing and suffering it is. As it is, we
find experience assimilated to a non-empirical concept of knowledge,
derived from an antecedent notion of a spectator outside of the
world.[7]
In short, the epistemological fashion of conceiving dreams, errors,
"relativities," etc., depends upon the isolation of mind from intimate
participation with other changes in the same continuous nexus. Thus it
is like contending that when a bottle bursts, the bottle is, in some
self-contained miraculous way, exclusively responsible. Since it is the
nature of a bottle to be whole so as to retain fluids, bursting is an
abnormal event--comparable to an hallucination. Hence it cannot belong
to the "real" bottle; the "subjectivity" of glass is the cause. It is
obvious that since the breaking of glass is a case of specific
correlation of natural energies, its accidental and abnormal character
has to do with _consequences_, not with causation. Accident is
interference with the consequences for which the bottle is intended. The
bursting considered apart from its bearing on these consequences is on a
plane with any other occurrence in the wide world. But from the
standpoint of a desired future, bursting is an anomaly, an interruption
of the course of events.
The analogy with the occurrence of dreams, hallucinations, etc., seems
to me exact. Dreams are not something outside of the regular course of
events; they are in and of it. They are not cognitive distortions of
real things; they are _more_ real things. There is nothing abnormal in
their existence, any more than there is in the bursting of a bottle.[8]
But they may be abnormal, from the standpoint of their influence, of
their operation as stimuli in calling out responses to modify the
future. Dreams have often been taken as prognostics of what is to
happen; they have modified conduct. A hallucination may lead a man to
consult a doctor; such a consequence is right and proper. But the
consultation indicates that the subject regarded it as an indication of
consequences which he feared: as a symptom of a disturbed life. Or the
hallucination may lead him to anticipate consequences which in fact flow
only from the possession of great wealth. Then the hallucination is a
disturbance of the normal course of events; the occurrence is wrongly
_used_ with reference to eventualities.
To regard reference to use and to desired and intended consequences as
involving a "subjective" factor is to miss the point, for this has
regard to the future. The uses to which a bottle are put are not mental;
they do not consist of physical states; they are further correlations of
natural existences. Consequences in use are genuine natural events; but
they do not occur without the intervention of behavior involving
anticipation of a future. The case is not otherwise with an
hallucination. The differences it makes are in any case differences in
the course of the one continuous world. The important point is whether
they are good or bad differences. To use the hallucination as a sign of
organic lesions that menace health means the beneficial result of seeing
a physician; to respond to it as a sign of consequences such as actually
follow only from being persecuted is to fall into error--to be abnormal.
The persecutors are "unreal"; that is, there are no things which act as
persecutors act; but the hallucination exists. Given its conditions it
is as natural as any other event, and poses only the same kind of
problem as is put by the occurrence of, say, a thunderstorm. The
"unreality" of persecution is not, however, a subjective matter; it
means that conditions do not exist for producing the _future_
consequences which are now anticipated and reacted to. Ability to
anticipate future consequences and to respond to them as stimuli to
present behavior may well _define_ what is meant by a mind or by
"consciousness."[9] But this is only a way of saying just what kind of a
real or natural existence the subject is; it is not to fall back on a
preconception about an unnatural subject in order to characterize the
occurrence of error.
Although the discussion may be already labored, let us take another
example--the occurrence of disease. By definition it is pathological,
abnormal. At one time in human history this abnormality was taken to be
something dwelling in the intrinsic nature of the event--in its
existence irrespective of future consequences. Disease was literally
extra-natural and to be referred to demons, or to magic. No one to-day
questions its naturalness--its place in the order of natural events. Yet
it is abnormal--for it operates to effect results different from those
which follow from health. The difference is a genuine empirical
difference, not a mere mental distinction. From the standpoint of
bearing on a subsequent course of events disease is unnatural, in spite
of the naturalness of its occurrence and origin.
The habit of ignoring reference to the future is responsible for the
assumption that to admit human participation in any form is to admit the
"subjective" in a sense which alters the objective into the phenomenal.
There have been those who, like Spinoza, regarded health and disease,
good and ill, as equally real and equally unreal. However, only a few
consistent materialists have included truth along with error as merely
phenomenal and subjective. But if one does not regard movement toward
possible consequences as genuine, wholesale denial of existential
validity to all these distinctions is the only logical course. To select
truth as objective and error as "subjective" is, on this basis, an
unjustifiably partial procedure. Take everything as fixedly given, and
both truth and error are arbitrary insertions into fact. Admit the
genuineness of changes going on, and capacity for its direction through
organic action based on foresight, and both truth and falsity are alike
existential. It is human to regard the course of events which is in line
with our own efforts as the _regular_ course of events, and
interruptions as abnormal, but this partiality of human desire is itself
a part of what actually takes place.
It is now proposed to take a particular case of the alleged
epistemological predicament for discussion, since the entire ground
cannot be covered. I think, however, the instance chosen is typical, so
that the conclusion reached may be generalized.
The instance is that of so-called relativity in perception. There are
almost endless instances; the stick bent in water; the whistle changing
pitch with change of distance from the ear; objects doubled when the eye
is pushed; the destroyed star still visible, etc., etc. For our
consideration we may take the case of a spherical object that presents
itself to one observer as a flat circle, to another as a somewhat
distorted elliptical surface. This situation gives empirical proof, so
it is argued, of the difference between a real object and mere
appearance. Since there is but one object, the existence of two
_subjects_ is the sole differentiating factor. Hence the two
appearances of the one real object is proof of the intervening
distorting action of the subject. And many of the Neo-realists who deny
the difference in question, admit the case to be one of knowledge and
accordingly to constitute an epistemological problem. They have in
consequence developed wonderfully elaborate schemes of sundry kinds to
maintain "epistemological monism" intact.
Let us try to keep close to empirical facts. In the first place the two
unlike appearances of the one sphere are physically necessary because of
the laws of reaction of light. If the one sphere did _not_ assume these
two appearances under given conditions, we should be confronted with a
hopelessly irreconcilable discrepancy in the behavior of natural energy.
That the result is natural is evidenced by the fact that two cameras--or
other arrangements of apparatus for reflecting light--yield precisely
the same results. Photographs are as genuinely physical existences as
the original sphere; and they exhibit the two geometrical forms.
The statement of these facts makes no impression upon the confirmed
epistemologist; he merely retorts that as long as it is admitted that
the organism is the cause of a sphere being seen, from different points,
as a circular and as an elliptical surface, the essence of his
contention--the modification of the real object by the subject--is
admitted. To the question why the same logic does not apply to
photographic records he makes, as far as I know, no reply at all.
The source of the difficulty is not hard to see. The objection assumes
that the alleged modifications of _the_ real object are cases of
_knowing_ and hence attributable to the influence of a _knower_.
Statements which set forth the doctrine will always be found to refer to
the organic factor, to the eye, as an observer or a percipient. Even
when reference is made to a lens or a mirror, language is sometimes used
which suggests that the writer's naivete is sufficiently gross to treat
these physical factors as if they were engaged in perceiving the sphere.
But as it is evident that the lens operates as a physical factor in
correlation with other physical factors--notably light--so it ought to
be evident that the intervention of the optical apparatus of the eye is
a purely non-cognitive matter. The relation in question is not one
between a sphere and a would-be knower of it, unfortunately condemned by
the nature of the knowing apparatus to alter the thing he would know; it
is an affair of the dynamic interaction of two physical agents in
producing a third thing, an effect;--an affair of precisely the same
kind as in any physical conjoint action, say the operation of hydrogen
and oxygen in producing water. To regard the eye as primarily a knower,
an observer, of things, is as crass as to assign that function to a
camera. But unless the eye (or optical apparatus, or brain, or organism)
be so regarded, there is absolutely no problem of observation or of
knowledge in the case of the occurrence of elliptical and circular
surfaces. Knowledge does not enter into the affair at all till _after_
these forms of refracted light have been produced. About them there is
nothing unreal. Light is really, physically, existentially, refracted
into these forms. If the same spherical form upon refracting light to
physical objects in two quite different positions produced the same
geometric forms, there would, indeed, be something to marvel at--as
there would be if wax produced the same results in contact
simultaneously with a cold body and with a warm one. Why talk about _the
real_ object in relation to _a knower_ when what is given is one real
thing in dynamic connection with another real thing?
The way of dealing with the case will probably meet with a retort; at
least, it has done so before. It has been said that the account given
above and the account of traditional subjectivism differ only verbally.
The essential thing in both, so it is said, is the admission that an
activity of a self or subject or organism makes a difference in the real
object. Whether the subject makes this difference in the very process of
knowing or makes it prior to the act of knowing is a minor matter; what
is important is that the known thing has, by the time it is known, been
"subjectified."
The objection gives a convenient occasion for summarizing the main
points of the argument. On the one hand, the retort of the objector
depends upon talking about _the_ real object. Employ the term "_a_ real
object," and the change produced by the activity characteristic of the
optical apparatus is of just the same kind as that of the camera lens or
that of any other physical agency. Every event in the world marks a
difference made to one existence in active conjunction with some other
existence. And, as for the alleged subjectivity, if subjective is used
merely as an adjective to designate the specific activity of a
particular existence, comparable, say, to the term feral, applied to
tiger, or metallic, applied to iron, then of course reference to
subjective is legitimate. But it is also tautological. It is like saying
that flesh eaters are carnivorous. But the term "subjective" is so
consecrated to other uses, usually implying invidious contrast with
objectivity (while subjective in the sense just suggested means specific
mode _of_ objectivity), that it is difficult to maintain this innocent
sense. Its use in any disparaging way in the situation before us--any
sense implicating contrast with a real object--assumes that the organism
_ought_ not to make any difference when it operates in conjunction with
other things. Thus we run to earth that assumption that the subject is
heterogeneous from every other natural existence; it is to be the one
otiose, inoperative thing in a moving world--our old assumption of the
self as outside of things.[10]
What and where is knowledge in the case we have been considering? Not,
as we have already seen, in the production of forms of light having a
circular and elliptical surface. These forms are natural happenings.
They may enter into knowledge or they may not, according to
circumstances. Countless such refractive changes take place without
being noted.[11] When they become subject-matter for knowledge, the
inquiry they set on foot may take on an indefinite variety of forms. One
may be interested in ascertaining more about the structural
peculiarities of the forms themselves; one may be interested in the
mechanism of their production; one may find problems in projective
geometry, or in drawing and painting--all depending upon the specific
matter-of-fact context. The forms may be _objectives_ of knowledge--of
reflective examination--or they may be means of knowing something else.
It may happen--under some circumstances it does happen--that the
objective of inquiry is the nature of the geometric form which, when
refracting light, gives rise to these other forms. In this case the
sphere is the thing known, and in this case, the forms of light are
signs or evidence of the conclusion to be drawn. There is no more reason
for supposing that they _are_ (mis)knowledges of the sphere--that the
sphere is necessarily and from the start what one is trying to
know--than for supposing that the position of the mercury in the
thermometer tube is a cognitive distortion of atmospheric pressure. In
each case (that of the mercury and that of, say, a circular surface) the
primary datum is a physical happening. In each case it may be used, upon
occasion, as a sign or evidence of the nature of the causes which
brought it about. Given the position in question, the circular form
would be an intrinsically _unreliable_ evidence of the nature and
position of the spherical body only in case it, as the direct datum of
perception, were _not_ what it is--a circular form.
I confess that all this seems so obvious that the reader is entitled to
inquire into the motive for reciting such plain facts. Were it not for
the persistence of the epistemological problem it would be an affront to
the reader's intelligence to dwell upon them. But as long as such facts
as we have been discussing furnish the subject-matter with which
philosophizing is peculiarly concerned, these commonplaces must be urged
and reiterated. They bear out two contentions which are important at the
juncture, although they will lose special significance as soon as these
are habitually recognized: Negatively, a prior and non-empirical notion
of the self is the source of the prevailing belief that experience as
such is primarily cognitional--a knowledge affair; positively,
_knowledge is always a matter of the use that is made of experienced
natural events_, a use in which given things are treated as indications
of what will be experienced under different conditions.
Let us make one effort more to clear up these points. Suppose it is a
question of knowledge of water. The thing to be known does not present
itself primarily as a matter of knowledge-and-ignorance at all. It
occurs as a stimulus to action and as the source of certain undergoings.
It is something to react to:--to drink, to wash with, to put out fire
with, and also something that reacts unexpectedly to our reactions,
that makes us undergo disease, suffocation, drowning. In this twofold
way, water or anything else enters into experience. Such presence in
experience has of itself nothing to do with knowledge or consciousness;
nothing that is in the sense of depending upon them, though it has
everything to do with knowledge and consciousness in the sense that the
latter depends upon prior experience of this non-cognitive sort. Man's
experience is what it is because his response to things (even successful
response) and the reactions of things to his life, are so radically
different from knowledge. The difficulties and tragedies of life, the
stimuli to acquiring knowledge, lie in the radical disparity of
presence-in-experience and presence-in-knowing. Yet the immense
importance of knowledge experience, the fact that turning
presence-in-experience over into presence-in-a-knowledge-experience is
the sole mode of control of nature, has systematically hypnotized
European philosophy since the time of Socrates into thinking that all
experiencing is a mode of knowing, if not good knowledge, then a
low-grade or confused or implicit knowledge.
When water is an adequate stimulus to action or when its reactions
oppress and overwhelm us, it remains outside the scope of knowledge.
When, however, the bare presence of the thing (say, as optical stimulus)
ceases to operate directly as stimulus to response and begins to operate
in connection with a forecast of the consequences it will effect when
responded to, it begins to acquire meaning--to be known, to be an
object. It is noted as something which is wet, fluid, satisfies thirst,
allays uneasiness, etc. The conception that we begin with a known visual
quality which is thereafter enlarged by adding on qualities apprehended
by the other senses does not rest upon experience; it rests upon making
experience conform to the notion that every experience _must_ be a
cognitive noting. As long as the visual stimulus operates as a stimulus
on its own account, there is no apprehension, no noting, of color or
light at all. To much the greater portion of sensory stimuli we react in
precisely this wholly non-cognitive way. In the attitude of suspended
response in which consequences are anticipated, the direct stimulus
becomes a sign or index of something else--and thus matter of noting or
apprehension or acquaintance, or whatever term may be employed. This
difference (together, of course, with the consequences which go with it)
is the difference which the natural event of knowing makes to the
natural event of direct organic stimulation. It is no change of a
reality into an unreality, of an object into something subjective; it is
no secret, illicit, or epistemological transformation; it is a genuine
acquisition of new and distinctive features through entering into
relations with things with which it was not formerly connected--namely,
possible and future things.
But, replies some one so obsessed with the epistemological point of view
that he assumes that the prior account is a rival epistemology in
disguise, all this involves no change in Reality, no difference made to
Reality. Water was all the time all the things it is ever found out to
be. Its real nature has not been altered by knowing it; any such
alteration means a mis-knowing.
In reply let it be said,--once more and finally,--there is no assertion
or implication about _the_ real object or _the_ real world or _the_
reality. Such an assumption goes with that epistemological universe of
discourse which has to be abandoned in an empirical universe of
discourse. The change is of _a_ real object. An incident of the world
operating as a physiologically direct stimulus is assuredly a reality.
Responded to, it produces specific consequences in virtue of the
response. Water is not drunk unless somebody drinks it; it does not
quench thirst unless a thirsty person drinks it--and so on. Consequences
occur whether one is aware of them or not; they are integral facts in
experience. But let one of these consequences be anticipated and let it,
as anticipated, become an indispensable element in the stimulus, and
then there is a known object. It is not that knowing _produces_ a
change, but that it _is_ a change of the specific kind described. A
serial process, the successive portions of which are as such incapable
of simultaneous occurrence, is telescoped and condensed into an object,
a unified inter-reference of contemporaneous properties, most of which
express potentialities rather than completed data.
Because of this change, an _object_ possesses truth or error (which the
physical occurrence as such never has); it is classifiable as fact or
fantasy; it is of a sort or kind, expresses an essence or nature,
possesses implications, etc., etc. That is to say, it is marked by
specifiable _logical_ traits not found in physical occurrences as such.
Because objective idealisms have seized upon these traits as
constituting the very essence of Reality is no reason for proclaiming
that they are ready-made features of physical happenings, and hence for
maintaining that knowing is nothing but an appearance of things on a
stage for which "consciousness" supplies the footlights. For only the
epistemological predicament leads to "presentations" being regarded as
cognitions of things which were previously unpresented. In any empirical
situation of everyday life or of science, knowledge signifies something
stated or inferred of another thing. Visible water is not a more less
erroneous presentation of H_{2}O, but H_{2}O is a knowledge about the
thing we see, drink, wash with, sail on, and use for power.
A further point and the present phase of discussion terminates. Treating
knowledge as a presentative relation between the knower and object makes
it necessary to regard the mechanism of _presentation_ as constituting
the act of knowing. Since things may be presented in sense-perception,
in recollection, in imagination and in conception, and since the
mechanism in every one of these four styles of presentation is
sensory-cerebral the problem of knowing becomes a mind-body problem.[12]
The psychological, or physiological, mechanism of presentation involved
in seeing a chair, remembering what I ate yesterday for luncheon,
imagining the moon the size of a cart wheel, conceiving a mathematical
continuum is identified with the operation of knowing. The evil
consequences are twofold. The problem of the relation of mind and body
has become a part of the problem of the possibility of knowledge in
general, to the further complication of a matter already hopelessly
constrained. Meantime the actual process of knowing, namely, operations
of controlled observation, inference, reasoning, and testing, the only
process with _intellectual_ import, is dismissed as irrelevant to the
theory of knowing. The methods of knowing practised in daily life and
science are excluded from consideration in the philosophical theory of
knowing. Hence the constructions of the latter become more and more
elaborately artificial because there is no definite check upon them. It
would be easy to quote from epistemological writers statements to the
effect that these processes (which supply the only empirically
verifiable facts of knowing) are _merely_ inductive in character, or
even that they are of purely psychological significance. It would be
difficult to find a more complete inversion of the facts than in the
latter statement, since presentation constitutes in fact the
psychological affair. A confusion of logic with physiological physiology
has bred hybrid epistemology, with the amazing result that the technique
of effective inquiry is rendered irrelevant to the theory of knowing,
and those physical events involved in the occurrence of data for knowing
are treated as if they constituted the act of knowing.
V
What are the bearings of our discussion upon the conception of the
present scope and office of philosophy? What do our conclusions indicate
and demand with reference to philosophy itself? For the philosophy which
reaches such conclusions regarding knowledge and mind must apply them,
sincerely and whole-heartedly, to its idea of its own nature. For
philosophy claims to be one form or mode of knowing. If, then, the
conclusion is reached that knowing is a way of employing empirical
occurrences with respect to increasing power to direct the consequences
which flow from things, the application of the conclusion must be made
to philosophy itself. It, too, becomes not a contemplative survey of
existence nor an analysis of what is past and done with, but an outlook
upon future possibilities with reference to attaining the better and
averting the worse. Philosophy must take, with good grace, its own
medicine.
It is easier to state the negative results of the changed idea of
philosophy than the positive ones. The point that occurs to mind most
readily is that philosophy will have to surrender all pretension to be
peculiarly concerned with ultimate reality, or with reality as a
complete (i.e., completed) whole: with _the_ real object. The surrender
is not easy of achievement. The philosophic tradition that comes to us
from classic Greek thought and that was reinforced by Christian
philosophy in the Middle Ages discriminates philosophical knowing from
other modes of knowing by means of an alleged peculiarly intimate
concern with supreme, ultimate, true reality. To deny this trait to
philosophy seems to many to be the suicide of philosophy; to be a
systematic adoption of skepticism or agnostic positivism.
The pervasiveness of the tradition is shown in the fact that so vitally
a contemporary thinker as Bergson, who finds a philosophic revolution
involved in abandonment of the traditional identification of the truly
real with the fixed (an identification inherited from Greek thought),
does not find it in his heart to abandon the counterpart identification
of philosophy with search for the truly Real; and hence finds it
necessary to substitute an ultimate and absolute flux for an ultimate
and absolute permanence. Thus his great empirical services in calling
attention to the fundamental importance of considerations of time for
problems of life and mind get compromised with a mystic, non-empirical
"Intuition"; and we find him preoccupied with solving, by means of his
new idea of ultimate reality, the traditional problems of
realities-in-themselves and phenomena, matter and mind, free-will and
determinism, God and the world. Is not that another evidence of the
influence of the classic idea about philosophy?
Even the new realists are not content to take their realism as a plea
for approaching subject-matter directly instead of through the
intervention of epistemological apparatus; they find it necessary first
to determine the status of _the_ real object. Thus they too become
entangled in the problem of the possibility of error, dreams,
hallucinations, etc., in short, the problem of evil. For I take it that
an uncorrupted realism would accept such things as real events, and find
in them no other problems than those attending the consideration of any
real occurrence--namely, problems of structure, origin, and operation.
It is often said that pragmatism, unless it is content to be a
contribution to mere methodology, must develop a theory of Reality. But
the chief characteristic trait of the pragmatic notion of reality is
precisely that no theory of Reality in general, _ueberhaupt_, is possible
or needed. It occupies the position of an emancipated empiricism or a
thoroughgoing naive realism. It finds that "reality" is a _denotative_
term, a word used to designate indifferently everything that happens.
Lies, dreams, insanities, deceptions, myths, theories are all of them
just the events which they specifically are. Pragmatism is content to
take its stand with science; for science finds all such events to be
subject-matter of description and inquiry--just like stars and fossils,
mosquitoes and malaria, circulation and vision. It also takes its stand
with daily life, which finds that such things really have to be reckoned
with as they occur interwoven in the texture of events.
The only way in which the term reality can ever become more than a
blanket denotative term is through recourse to specific events in all
their diversity and thatness. Speaking summarily, I find that the
retention by philosophy of the notion of a Reality feudally superior to
the events of everyday occurrence is the chief source of the increasing
isolation of philosophy from common sense and science. For the latter
do not operate in any such region. As with them of old, philosophy in
dealing with real difficulties finds itself still hampered by reference
to realities more real, more ultimate, than those which directly happen.
I have said that identifying the cause of philosophy with the notion of
superior reality is the cause of an _increasing_ isolation from science
and practical life. The phrase reminds us that there was a time when the
enterprise of science and the moral interests of men both moved in a
universe invidiously distinguished from that of ordinary occurrence.
While all that happens is equally real--since it really
happens--happenings are not of equal worth. Their respective
consequences, their import, varies tremendously. Counterfeit money,
although real (or rather _because_ real), is really different from valid
circulatory medium, just as disease is really different from health;
different in specific structure and so different in consequences. In
occidental thought, the Greeks were the first to draw the distinction
between the genuine and the spurious in a generalized fashion and to
formulate and enforce its tremendous significance for the conduct of
life. But since they had at command no technique of experimental
analysis and no adequate technique of mathematical analysis, they were
compelled to treat the difference of the true and the false, the
dependable and the deceptive, as signifying two kinds of existence, the
truly real and the apparently real.
Two points can hardly be asserted with too much emphasis. The Greeks
were wholly right in the feeling that questions of good and ill, as far
as they fall within human control, are bound up with discrimination of
the genuine from the spurious, of "being" from what only pretends to be.
But because they lacked adequate instrumentalities for coping with this
difference in specific situations, they were forced to treat the
difference as a wholesale and rigid one. Science was concerned with
vision of ultimate and true reality; opinion was concerned with getting
along with apparent realities. Each had its appropriate region
permanently marked off. Matters of opinion could never become matters of
science; their intrinsic nature forbade. When the practice of science
went on under such conditions, science and philosophy were one and the
same thing. Both had to do with ultimate reality in its rigid and
insuperable difference from ordinary occurrences.
We have only to refer to the way in which medieval life wrought the
philosophy of an ultimate and supreme reality into the context of
practical life to realize that for centuries political and moral
interests were bound up with the distinction between the absolutely real
and the relatively real. The difference was no matter of a remote
technical philosophy, but one which controlled life from the cradle to
the grave, from the grave to the endless life after death. By means of a
vast institution, which in effect was state as well as church, the
claims of ultimate reality were enforced; means of access to it were
provided. Acknowledgment of The Reality brought security in this world
and salvation in the next. It is not necessary to report the story of
the change which has since taken place. It is enough for our purposes
to note that none of the modern philosophies of a superior reality, or
_the_ real object, idealistic or realistic, holds that its insight makes
a difference like that between sin and holiness, eternal condemnation
and eternal bliss. While in its own context the philosophy of ultimate
reality entered into the vital concerns of men, it now tends to be an
ingenious dialectic exercised in professorial corners by a few who have
retained ancient premises while rejecting their application to the
conduct of life.
The increased isolation from science of any philosophy identified with
the problem of _the_ real is equally marked. For the growth of science
has consisted precisely in the invention of an equipment, a technique of
appliances and procedures, which, accepting all occurrences as
homogeneously real, proceeds to distinguish the authenticated from the
spurious, the true from the false, by specific modes of treatment in
specific situations. The procedures of the trained engineer, of the
competent physician, of the laboratory expert, have turned out to be the
only ways of discriminating the counterfeit from the valid. And they
have revealed that the difference is not one of antecedent fixity of
existence, but one of mode of treatment and of the consequences thereon
attendant. After mankind has learned to put its trust in specific
procedures in order to make its discriminations between the false and
the true, philosophy arrogates to itself the enforcement of the
distinction at its own cost.
More than once, this essay has intimated that the counterpart of the
idea of invidiously real reality is the spectator notion of knowledge.
If the knower, however defined, is set over against the world to be
known, knowing consists in possessing a transcript, more or less
accurate but otiose, of real things. Whether this transcript is
presentative in character (as realists say) or whether it is by means of
states of consciousness which represent things (as subjectivists say),
is a matter of great importance in its own context. But, in another
regard, this difference is negligible in comparison with the point in
which both agree. Knowing is viewing from outside. But if it be true
that the self or subject of experience is part and parcel of the course
of events, it follows that the self _becomes_ a knower. It becomes a
mind in virtue of a distinctive way of partaking in the course of
events. The significant distinction is no longer between the knower
_and_ the world; it is between different ways of being in and of the
movement of things; between a brute physical way and a purposive,
intelligent way.
There is no call to repeat in detail the statements which have been
advanced. Their net purport is that the directive presence of future
possibilities in dealing with existent conditions is what is meant by
knowing; that the self becomes a knower or mind when anticipation of
future consequences operates as its stimulus. What we are now concerned
with is the effect of this conception upon the nature of philosophic
knowing.
As far as I can judge, popular response to pragmatic philosophy was
moved by two quite different considerations. By some it was thought to
provide a new species of sanctions, a new mode of apologetics, for
certain religious ideas whose standing had been threatened. By others,
it was welcomed because it was taken as a sign that philosophy was about
to surrender its otiose and speculative remoteness; that philosophers
were beginning to recognize that philosophy is of account only if, like
everyday knowing and like science, it affords guidance to action and
thereby makes a difference in the event. It was welcomed as a sign that
philosophers were willing to have the worth of their philosophizing
measured by responsible tests.
I have not seen this point of view emphasized, or hardly recognized, by
professional critics. The difference of attitude can probably be easily
explained. The epistemological universe of discourse is so highly
technical that only those who have been trained in the history of
thought think in terms of it. It did not occur, accordingly, to
non-technical readers to interpret the doctrine that the meaning and
validity of thought are fixed by differences made in consequences and in
satisfactoriness, to mean consequences in personal feelings. Those who
were professionally trained, however, took the statement to mean that
consciousness or mind in the mere act of looking at things modifies
them. It understood the doctrine of test of validity by consequences to
mean that apprehensions and conceptions are true if the modifications
affected by them were of an emotionally desirable tone.
Prior discussion should have made it reasonably clear that the source of
this misunderstanding lies in the neglect of temporal considerations.
The change made in things by the self in knowing is not immediate and,
so to say, cross-sectional. It is longitudinal--in the redirection given
to changes already going on. Its analogue is found in the changes which
take place in the development of, say, iron ore into a watch-spring, not
in those of the miracle of transubstantiation. For the static,
cross-sectional, non-temporal relation of subject and object, the
pragmatic hypothesis substitutes apprehension of a thing in terms of the
results in other things which it is tending to effect. For the unique
epistemological relation, it substitutes a practical relation of a
familiar type:--responsive behavior which changes in time the
subject-matter to which it applies. The unique thing about the
responsive behavior which constitutes knowing is the specific difference
which marks it off from other modes of response, namely, the part played
in it by anticipation and prediction. Knowing is the act, stimulated by
this foresight, of securing and averting consequences. The success of
the achievement measures the standing of the foresight by which response
is directed. The popular impression that pragmatic philosophy means that
philosophy shall develop ideas relevant to the actual crises of life,
ideas influential in dealing with them and tested by the assistance they
afford, is correct.
Reference to practical response suggests, however, another
misapprehension. Many critics have jumped at the obvious association of
the word pragmatic with practical. They have assumed that the intent is
to limit all knowledge, philosophic included, to promoting "action,"
understanding by action either just any bodily movement, or those bodily
movements which conduce to the preservation and grosser well-being of
the body. James' statement, that general conceptions must "cash in" has
been taken (especially by European critics) to mean that the end and
measure of intelligence lies in the narrow and coarse utilities which it
produces. Even an acute American thinker, after first criticizing
pragmatism as a kind of idealistic epistemology, goes on to treat it as
a doctrine which regards intelligence as a lubricating oil facilitating
the workings of the body.
One source of the misunderstanding is suggested by the fact that
"cashing in" to James meant that a general idea must always be capable
of verification in specific existential cases. The notion of "cashing
in" says nothing about the breadth or depth of the specific
consequences. As an empirical doctrine, it could not say anything about
them in general; the specific cases must speak for themselves. If one
conception is verified in terms of eating beefsteak, and another in
terms of a favorable credit balance in the bank, that is not because of
anything in the theory, but because of the specific nature of the
conceptions in question, and because there exist particular events like
hunger and trade. If there are also existences in which the most liberal
esthetic ideas and the most generous moral conceptions can be verified
by specific embodiment, assuredly so much the better. The fact that a
strictly empirical philosophy was taken by so many critics to imply an
_a priori_ dogma about the kind of consequences capable of existence is
evidence, I think, of the inability of many philosophers to think in
concretely empirical terms. Since the critics were themselves accustomed
to get results by manipulating the concepts of "consequences" and of
"practice," they assumed that even a would-be empiricist must be doing
the same sort of thing. It will, I suppose, remain for a long time
incredible to some that a philosopher should really intend to go to
specific experiences to determine of what scope and depth practice
admits, and what sort of consequences the world permits to come into
being. Concepts are so clear; it takes so little time to develop their
implications; experiences are so confused, and it requires so much time
and energy to lay hold of them. And yet these same critics charge
pragmatism with adopting subjective and emotional standards!
As a matter of fact, the pragmatic theory of intelligence means that the
function of mind is to project new and more complex ends--to free
experience from routine and from caprice. Not the use of thought to
accomplish purposes already given either in the mechanism of the body or
in that of the existent state of society, but the use of intelligence to
liberate and liberalize action, is the pragmatic lesson. Action
restricted to given and fixed ends may attain great technical
efficiency; but efficiency is the only quality to which it can lay
claim. Such action is mechanical (or becomes so), no matter what the
scope of the preformed end, be it the Will of God or _Kultur_. But the
doctrine that intelligence develops within the sphere of action for the
sake of possibilities not yet given is the opposite of a doctrine of
mechanical efficiency. Intelligence _as_ intelligence is inherently
forward-looking; only by ignoring its primary function does it become a
mere means for an end already given. The latter _is_ servile, even when
the end is labeled moral, religious, or esthetic. But action directed to
ends to which the agent has not previously been attached inevitably
carries with it a quickened and enlarged spirit. A pragmatic
intelligence is a creative intelligence, not a routine mechanic.
All this may read like a defense of pragmatism by one concerned to make
out for it the best case possible. Such is not, however, the intention.
The purpose is to indicate the extent to which intelligence frees action
from a mechanically instrumental character. Intelligence is, indeed,
instrumental _through_ action to the determination of the qualities of
future experience. But the very fact that the concern of intelligence is
with the future, with the as-yet-unrealized (and with the given and the
established only as conditions of the realization of possibilities),
makes the action in which it takes effect generous and liberal; free of
spirit. Just that action which extends and approves intelligence has an
intrinsic value of its own in being instrumental:--the intrinsic value
of being informed with intelligence in behalf of the enrichment of life.
By the same stroke, intelligence becomes truly liberal: knowing is a
human undertaking, not an esthetic appreciation carried on by a refined
class or a capitalistic possession of a few learned specialists, whether
men of science or of philosophy.
More emphasis has been put upon what philosophy is not than upon what
it may become. But it is not necessary, it is not even desirable, to set
forth philosophy as a scheduled program. There are human difficulties of
an urgent, deep-seated kind which may be clarified by trained
reflection, and whose solution may be forwarded by the careful
development of hypotheses. When it is understood that philosophic
thinking is caught up in the actual course of events, having the office
of guiding them towards a prosperous issue, problems will abundantly
present themselves. Philosophy will not solve these problems; philosophy
is vision, imagination, reflection--and these functions, apart from
action, modify nothing and hence resolve nothing. But in a complicated
and perverse world, action which is not informed with vision,
imagination, and reflection, is more likely to increase confusion and
conflict than to straighten things out. It is not easy for generous and
sustained reflection to become a guiding and illuminating method in
action. Until it frees itself from identification with problems which
are supposed to depend upon Reality as such, or its distinction from a
world of Appearance, or its relation to a Knower as such, the hands of
philosophy are tied. Having no chance to link its fortunes with a
responsible career by suggesting things to be tried, it cannot identify
itself with questions which actually arise in the vicissitudes of life.
Philosophy recovers itself when it ceases to be a device for dealing
with the problems of philosophers and becomes a method, cultivated by
philosophers, for dealing with the problems of men.
Emphasis must vary with the stress and special impact of the troubles
which perplex men. Each age knows its own ills, and seeks its own
remedies. One does not have to forecast a particular program to note
that the central need of any program at the present day is an adequate
conception of the nature of intelligence and its place in action.
Philosophy cannot disavow responsibility for many misconceptions of the
nature of intelligence which now hamper its efficacious operation. It
has at least a negative task imposed upon it. It must take away the
burdens which it has laid upon the intelligence of the common man in
struggling with his difficulties. It must deny and eject that
intelligence which is naught but a distant eye, registering in a remote
and alien medium the spectacle of nature and life. To enforce the fact
that the emergence of imagination and thought is relative to the
connexion of the sufferings of men with their doings is of itself to
illuminate those sufferings and to instruct those doings. To catch mind
in its connexion with the entrance of the novel into the course of the
world is to be on the road to see that intelligence is itself the most
promising of all novelties, the revelation of the meaning of that
transformation of past into future which is the reality of every
present. To reveal intelligence as the organ for the guidance of this
transformation, the sole director of its quality, is to make a
declaration of present untold significance for action. To elaborate
these convictions of the connexion of intelligence with what men undergo
because of their doings and with the emergence and direction of the
creative, the novel, in the world is of itself a program which will keep
philosophers busy until something more worth while is forced upon them.
For the elaboration has to be made through application to all the
disciplines which have an intimate connexion with human conduct:--to
logic, ethics, esthetics, economics, and the procedure of the sciences
formal and natural.
I also believe that there is a genuine sense in which the enforcement of
the pivotal position of intelligence in the world and thereby in control
of human fortunes (so far as they are manageable) is the peculiar
problem in the problems of life which come home most closely to
ourselves--to ourselves living not merely in the early twentieth century
but in the United States. It is easy to be foolish about the connexion
of thought with national life. But I do not see how any one can question
the distinctively national color of English, or French, or German
philosophies. And if of late the history of thought has come under the
domination of the German dogma of an inner evolution of ideas, it
requires but a little inquiry to convince oneself that that dogma itself
testifies to a particularly nationalistic need and origin. I believe
that philosophy in America will be lost between chewing a historic cud
long since reduced to woody fiber, or an apologetics for lost causes
(lost to natural science), or a scholastic, schematic formalism, unless
it can somehow bring to consciousness America's own needs and its own
implicit principle of successful action.
This need and principle, I am convinced, is the necessity of a
deliberate control of policies by the method of intelligence, an
intelligence which is not the faculty of intellect honored in
text-books and neglected elsewhere, but which is the sum-total of
impulses, habits, emotions, records, and discoveries which forecast what
is desirable and undesirable in future possibilities, and which contrive
ingeniously in behalf of imagined good. Our life has no background of
sanctified categories upon which we may fall back; we rely upon
precedent as authority only to our own undoing--for with us there is
such a continuously novel situation that final reliance upon precedent
entails some class interest guiding us by the nose whither it will.
British empiricism, with its appeal to what has been in the past, is,
after all, only a kind of _a priorism_. For it lays down a fixed rule
for future intelligence to follow; and only the immersion of philosophy
in technical learning prevents our seeing that this is the essence of _a
priorism_.
We pride ourselves upon being realistic, desiring a hardheaded
cognizance of facts, and devoted to mastering the means of life. We
pride ourselves upon a practical idealism, a lively and easily moved
faith in possibilities as yet unrealized, in willingness to make
sacrifice for their realization. Idealism easily becomes a sanction of
waste and carefulness, and realism a sanction of legal formalism in
behalf of things as they are--the rights of the possessor. We thus tend
to combine a loose and ineffective optimism with assent to the doctrine
of take who take can: a deification of power. All peoples at all times
have been narrowly realistic in practice and have then employed
idealization to cover up in sentiment and theory their brutalities. But
never, perhaps, has the tendency been so dangerous and so tempting as
with ourselves. Faith in the power of intelligence to imagine a future
which is the projection of the desirable in the present, and to invent
the instrumentalities of its realization, is our salvation. And it is a
faith which must be nurtured and made articulate: surely a sufficiently
large task for our philosophy.