Absorption of land and power by the aristocracy of Gaul.
The aristocracy, on the contrary, went on increasing in power, and
eventually became masters of the situation. It was through them that the
emperor, theoretically absolute, practically carried on his
administration; but he was no longer either strong or a divinity, and
possessed nothing but the semblance of omnipotence. His official
despotism was opposed by the passive but invincible competition of an
aristocracy, more powerful than himself because it derived its support
from the revived relation of patron and dependants. But though the
aristocracy administered, yet they did not govern. They suffered, as did
the Empire, from a general state of lassitude. Like their private life,
their public life, no longer stimulated by struggles and difficulties,
had become sluggish; their power of initiative was enfeebled. Feeling
their incapacity they no longer embarked on great political schemes; and
the army, the instrument by which such schemes were carried on, was only
held together by the force of habit. In this society, where there was no
traffic in anything but wealth and ideas, the soldier was nothing more
than an agitator or a parasite. The egoism of the upper classes held
military duty in contempt, while their avarice depopulated the
countryside, whence the legions had drawn their recruits. And now come
the barbarians! A prey to perpetual alarm, the people entrenched
themselves behind those high walls of the _oppida_ which Roman security
had razed to the ground, but imperial impotence had restored, and where
life in the middle ages was destined to vegetate in unrestful isolation.
Intellectual decadence of Gaul.
Amidst this general apathy, intellectual activity alone persisted. In
the 4th century there was a veritable renaissance in Gaul, the last
outburst of a dying flame, which yet bore witness also to the general
decadence. The agreeable versification of an amateur like Ausonius, the
refined panegyrics of a Eumenius, disguising nullity of thought beneath
elegance of form, already foretold the perilous sterility of
scholasticism. Art, so widespread in the wealthy villas of Gaul,
contented itself with imitation, produced nothing original and remained
mediocre. Human curiosity, no longer concerned with philosophy and
science, seemed as though stifled, religious polemics alone continuing
to hold public attention. Disinclination for the self-sacrifice of
active life and weariness of the things of the earth lead naturally to
absorption in the things of heaven. After bringing about the success of
the Asiatic cults of Mithra and Cybele, these same factors now assured
the triumph over exhausted paganism of yet another oriental
religion--Christianity--after a duel which had lasted two centuries.
Christianity in Gaul.
This new faith had appeared to Constantine likely to infuse young and
healthy blood into the Empire. In reality Christianity, which had
contributed not a little to stimulate the political unity of continental
Gaul, now tended to dissolve it by destroying that religious unity which
had heretofore been its complement. Before this there had been complete
harmony between Church and State; but afterwards came indifference and
then disagreement between political and religious institutions, between
the City of God and that of Caesar. Christianity, introduced into Gaul
during the 1st century of the Christian era by those foreign merchants
who traded along the coasts of the Mediterranean, had by the middle of
the 2nd century founded communities at Vienne, at Autun and at Lyons.
Their propagandizing zeal soon exposed them to the wrath of an ignorant
populace and the contempt of the educated; and thus it was that in A.D.
177, under Marcus Aurelius, the Church of Lyons, founded by St Pothinus,
suffered those persecutions which were the effective cause of her
ultimate victory. These Christian communities, disguised under the
legally authorized name of burial societies, gradually formed a vast
secret cosmopolitan association, superimposed upon Roman society but
incompatible with the Empire. Christianity had to be either destroyed or
absorbed. The persecutions under Aurelian and Diocletian almost
succeeded in accomplishing the former; the Christian churches were saved
by the instability of the existing authorities, by military anarchy and
by the incursions of the barbarians. Despite tortures and martyrdoms,
and thanks to the seven apostles sent from Rome in 250, during the 3rd
century their branches extended all over Gaul.
Triumph of Christianity in Gaul.
The emperors had now to make terms with these churches, which served to
group together all sorts of malcontents, and this was the object of the
edict of Milan (313), by which the Church, at the outset simply a Jewish
institution, was naturalized as Roman; while in 325 the Council of
Nicaea endowed her with unity. But for the security and the power thus
attained she had to pay with her independence. On the other hand, pagan
and Christian elements in society existed side by side without
intermingling, and even openly antagonistic to each other--one
aristocratic and the other democratic. In order to induce the masses of
the people once more to become loyal to the imperial form of government
the emperor Julian tried by founding a new religion to give its
functionaries a religious prestige which should impress the popular
mind. His plan failed; and the emperor Theodosius, aided by Ambrose,
bishop of Milan, preferred to make the Christian clergy into a body of
imperial and conservative officials; while in return for their adhesion
he abolished the Arian heresy and paganism itself, which could not
survive without his support. Thenceforward it was in the name of Christ
that persecutions took place in an Empire now entirely won over to
Christianity.
Organisation of the Church.
In Gaul the most famous leader of this first merciless, if still
perilous crusade, was a soldier-monk, Saint Martin of Tours. Thanks to
him and his disciples in the middle of the 4th century and the beginning
of the 5th many of the towns possessed well-established churches; but
the militant ardour of monks and centuries of labour were needed to
conquer the country districts, and in the meantime both dogma and
internal organization were subjected to important modifications. As
regards the former the Church adopted a course midway between
metaphysical explanations and historical traditions, and reconciled the
more extreme theories; while with the admission of pagans a great deal
of paganism itself was introduced. On the other hand, the need for
political and social order involved the necessity for a disciplined and
homogeneous religious body; the exercise of power, moreover, soon
transformed the democratic Christianity of the earlier churches into a
federation of little conservative monarchies. The increasing number of
her adherents, and her inexperience of government on such a vast and
complicated scale, obliged her to comply with political necessity and to
adopt the system of the state and its social customs. The Church was no
longer a fraternity, on a footing of equality, with freedom of belief
and tentative as to dogma, but an authoritative aristocratic hierarchy.
The episcopate was now recruited from the great families in the same way
as the imperial and the municipal public services. The Church called on
the emperor to convoke and preside over her councils and to combat
heresy; and in order more effectually to crush the latter she replaced
primitive independence and local diversity by uniformity of doctrine and
worship, and by the hierarchy of dioceses and ecclesiastical provinces.
The heads of the Church, her bishops, her metropolitans, took the titles
of their pagan predecessors as well as their places, and their
jurisdiction was enforced by the laws of the state. Rich and powerful
chiefs, they were administrators as much as priests: Germanus (Germain),
bishop of Auxerre (d. 448), St Eucherius of Lyons (d. 450), Apollinaris
Sidonius of Clermont (d. c. 490) assumed the leadership of society, fed
the poor, levied tithes, administered justice, and in the towns where
they resided, surrounded by priests and deacons, ruled both in temporal
and spiritual matters.
The Church's independence of the Empire.
But the humiliation of Theodosius before St Ambrose proved that the
emperor could never claim to be a pontiff, and that the dogma of the
Church remained independent of the sovereign as well as of the people;
if she sacrificed her liberty it was but to claim it again and maintain
it more effectively amid the general languor. The Church thus escaped
the unpopularity of this decadent empire, and during the 5th century she
provided a refuge for all those who, wishing to preserve the Roman
unity, were terrified by the blackness of the horizon. In fact, whilst
in the Eastern Church the metaphysical ardour of the Greeks was spending
itself in terrible combats in the oecumenical councils over the
interpretation of the Nicene Creed, the clergy of Gaul, more simple and
strict in their faith, abjured these theological logomachies; from the
first they had preferred action to criticism and had taken no part in
the great controversy on free-will raised by Pelagius. Another kind of
warfare was about to absorb their whole attention; the barbarians were
attacking the frontiers of the Empire on every side, and their advent
once again modified Gallo-Roman civilization.
The barbarian invasion.
For centuries they had been silently massing themselves around ancient
Europe, whether Iberian, Celtic or Roman. Many times already during that
evening of a decadent civilization, their threatening presence had
seemed like a dark cloud veiling the radiant sky of the peoples
established on the Mediterranean seaboard. The cruel lightning of the
sword of Brennus had illumined the night, setting Rome or Delphi on
fire. Sometimes the storm had burst over Gaul, and there had been need
of a Marius to stem the torrent of Cimbri and Teutons, or of a Caesar to
drive back the Helvetians into their mountains. On the morrow the
western horizon would clear again, until some such disaster as that
which befell Varus would come to mortify cruelly the pride of an
Augustus. The Romans had soon abandoned hope of conquering Germany, with
its fluctuating frontiers and nomadic inhabitants. For more than two
centuries they had remained prudently entrenched behind the earthworks
that extended from Cologne to Ratisbon (Regensburg); but the intestine
feuds which prevailed among the barbarians and were fostered by Rome,
the organization under bold and turbulent chiefs of the bands greedy for
booty, the pressing forward on populations already settled of tribes in
their rear; all this caused the Germanic invasion to filter by degrees
across the frontier. It was the work of several generations and took
various forms, by turns and simultaneously colonization and aggression;
but from this time forward the _pax romana_ was at an end. The emperors
Probus, Constantine, Julian and Valentinian, themselves foreigners, were
worn out with repulsing these repeated assaults, and the general
enervation of society did the rest. The barbarians gradually became part
of the Roman population; they permeated the army, until after Theodosius
they recruited it exclusively; they permeated civilian society as
colonists and agriculturists, till the command of the army and of
important public duties was given over to a Stilicho or a Crocus. Thus
Rome allowed the wolves to mingle with the dogs in watching over the
flock, just at a time when the civil wars of the 4th century had denuded
the Rhenish frontier of troops, whose numbers had already been
diminished by Constantine. Then at the beginning of the 5th century,
during a furious irruption of Germans fleeing before Huns, the _limes_
was carried away (406-407); and for more than a hundred years the
torrent of fugitives swept through the Empire, which retreated behind
the Alps, there to breathe its last.
The Germans in Gaul.
The Franks before Clovis.
Whilst for ten years Alaric's Goths and Stilicho's Vandals were
drenching Italy with blood, the Vandals and the Alani from the steppes
of the Black Sea, dragging in their wake the reluctant German tribes who
had been allies of Rome and who had already settled down to the
cultivation of their lands, invaded the now abandoned Gaul, and having
come as far as the Pyrenees, crossed over them. After the passing of
this torrent the Visigoths, under their kings Ataulphus, Wallia and
Theodoric, still dazzled by the splendours of this immense empire,
established themselves like submissive vassals in Aquitaine, with
Toulouse as their capital. About the same time the Burgundians settled
even more peaceably in Rhenish Gaul, and, after 456, to the west of the
Jura in the valleys of the Saône and the Rhône. The original Franks of
Germany, already established in the Empire, and pressed upon by the same
Huns who had already forced the Goths across the Danube, passed beyond
the Rhine and occupied north-eastern Gaul; Ripuarians of the Rhine
establishing themselves on the Sambre and the Meuse, and Salians in
Belgium, as far as the great fortified highroad from Bavai to Cologne.
Accepted as allies, and supported by Roman prestige and by the active
authority of the general Aetius, all these barbarians rallied round him
and the Romans of Gaul, and in 451 defeated the hordes of Attila, who
had advanced as far as Orleans, at the great battle of the Catalaunian
plains.
The clergy and the barbarians.
Thus at the end of the 5th century the Roman empire was nothing but a
heap of ruins, and fidelity to the empire was now only maintained by the
Catholic Church; she alone survived, as rich, as much honoured as ever,
and more powerful, owing to the disappearance of the imperial officials
for whom she had found substitutes, and the decadence of the municipal
bodies into whose inheritance she had entered. Owing to her the City of
God gradually replaced the Roman imperial polity and preserved its
civilization; while the Church allied herself more closely with the new
kingdoms than she had ever done with the Empire. In the Gothic or
Burgundian states of the period the bishops, after having for a time
opposed the barbarian invaders, sought and obtained from their chief the
support formerly received from the emperor. Apollinaris Sidonius paid
court to Euric, since 476 the independent king of the Visigoths, against
whom he had defended Auvergne; and Avitus, bishop of Vienne, was
graciously received by Gundibald, king of the Burgundians. But these
princes were Arians, i.e. foreigners among the Catholic population; the
alliance sought for by the Church could not reach her from that source,
and it was from the rude and pagan Franks that she gained the material
support which she still lacked. The conversion of Clovis was a
master-stroke; it was fortunate both for himself and for the Franks.
Unity in faith brought about unity in law.
Clovis, the Frankish chief.
Clovis as a Roman officer.
Clovis was king of the Sicambrians, one of the tribes of the Salian
Franks. Having established themselves in the plains of Northern Gaul,
but driven by the necessity of finding new land to cultivate, in the
days of their king Childeric they had descended into the fertile valleys
of the Somme and the Oise. Clovis's victory at Soissons over the last
troops left in the service of Rome (486) extended their settlements as
far as the Loire. By his conversion, which was due to his wife Clotilda
and to Remigius, bishop of Reims, more than to the victory of Tolbiac
over the Alamanni, Clovis made definitely sure of the Roman inhabitants
and gave the Church an army (496). Thenceforward he devoted himself to
the foundation of the Frankish monarchy by driving the exhausted and
demoralized heretics out of Gaul, and by putting himself in the place of
the now enfeebled emperor. In 500 he conquered Gundibald, king of the
Burgundians, reduced him to a kind of vassalage, and forced him into
reiterated promises of conversion to orthodoxy. In 507 he conquered and
killed Alaric II., king of the Arian Visigoths, and drove the latter
into Spain. Legend adorned his campaign in Aquitaine with miracles; the
bishops were the declared allies of both him and his son Theuderich
(Thierry) after his conquest of Auvergne. At Tours he received from the
distant emperor at Constantinople the diploma and insignia of
_patricius_ and Roman consul, which legalized his military conquests by
putting him in possession of civil powers. From this time forward a
great historic transformation was effected in the eyes of the bishops
and of the Gallo-Romans; the Frankish chief took the place of the
ancient emperors. Instead of blaming him for the murder of the lesser
kings of the Franks, his relatives, by which he had accomplished the
union of the Frankish tribes, they saw in this the hand of God rewarding
a faithful soldier and a converted pagan. He became their king, their
new David, as the Christian emperors had formerly been; he built
churches, endowed monasteries, protected St Vaast (Vedastus, d. 540),
first bishop of Arras and Cambrai, who restored Christianity in northern
Gaul. Like the emperors before him Clovis, too, reigned over the Church.
Of his own authority he called together a council at Orleans in 511, the
year of his death. He was already the grand distributor of
ecclesiastical benefices, pending the time when his successors were to
confirm the episcopal elections, and his power began to take on a more
and more absolute character. But though he felt the ascendant influence
of Christian teaching, he was not really penetrated by its spirit; a
professing Christian, and a friend to the episcopate, Clovis remained a
barbarian, crafty and ruthless. The bloody tragedies which disfigured
the end of his reign bear sad witness to this; they were a fit prelude
to that period during the course of which, as Gregory of Tours said,
"barbarism was let loose."
The sons of Clovis.
The conquest of Gaul, begun by Clovis, was finished by his sons:
Theuderich, Chlodomer, Childebert and Clotaire. In three successive
campaigns, from 523 to 532, they annihilated the Burgundian kingdom,
which had maintained its independence, and had endured for nearly a
century. Favoured by the war between Justinian, the East Roman emperor,
and Theodoric's Ostrogoths, the Frankish kings divided Provence among
them as they had done in the case of Burgundy. Thus the whole of Gaul
was subjected to the sons of Clovis, except Septimania in the
south-east, where the Visigoths still maintained their power. The
Frankish armies then overflowed into the neighbouring countries and
began to pillage them. Their disorderly cohorts made an attack upon
Italy, which was repulsed by the Lombards, and another on Spain with the
same want of success; but beyond the Rhine they embarked upon the
conquest of Germany, where Clovis had already reduced to submission the
country on the banks of the Maine, later known as Franconia. In 531 the
Thuringians in the centre of Germany were brought into subjection by his
eldest son, King Theuderich, and about the same time the Bavarians were
united to the Franks, though preserving a certain autonomy. The
Merovingian monarchy thus attained the utmost limits of its territorial
expansion, bounded as it was by the Pyrenees, the Alps and the Rhine; it
exercised influence over the whole of Germany, which it threw open to
the Christian missionaries, and its conquests formed the first
beginnings of German history.
Civil wars.
But to these wars of aggrandizement and pillage succeeded those
fratricidal struggles which disgraced the whole of the sixth century and
arrested the expansion of the Merovingian power. When Clotaire, the last
surviving son of Clovis, died in 561, the kingdom was divided between
his four sons like some piece of private property, as in 511, and
according to the German method. The capitals of these four
kings--Charibert, who died in 567, Guntram, Sigebert and Chilperic--were
Paris, Orleans, Reims and Soissons--all near one another and north of
the Loire, where the Germanic inhabitants predominated; but their
respective boundaries were so confused that disputes were inevitable.
There was no trace of a political idea in these disputes; the mutual
hatred of two women aggravated jealousy to the point of causing terrible
civil wars from 561 to 613, and these finally created a national
conflict which resulted in the dismemberment of the Frankish empire.
Recognized, in fact, already as separate provinces were Austrasia, or
the eastern kingdom, Neustria, or north-west Gaul and Burgundy;
Aquitaine alone was as yet undifferentiated.
Fredegond and Brunhilda.
Sigebert had married Brunhilda, the daughter of a Visigoth king; she was
beautiful and well educated, having been brought up in Spain, where
Roman civilization still flourished. Chilperic had married Galswintha,
one of Brunhilda's sisters, for the sake of her wealth; but despite this
marriage he had continued his amours with a waiting-woman named
Fredegond, who pushed ambition to the point of crime, and she induced
him to get rid of Galswintha. In order to avenge her sister, Brunhilda
incited Sigebert to begin a war which terminated in 575 with the
assassination of Sigebert by Fredegond at the very moment when, thanks
to the help of the Germans, he had gained the victory, and with the
imprisonment of Brunhilda at Rouen. Fredegond subsequently caused the
death of Merovech (Mérovée), the son of Chilperic, who had been secretly
married to Brunhilda, and that of Bishop Praetextatus, who had
solemnized their union. After this, Fredegond endeavoured to restore
imperial finance to a state of solvency, and to set up a more regular
form of government in her Neustria, which was less romanized and less
wealthy than Burgundy, where Guntram was reigning, and less turbulent
than the eastern kingdom, where most of the great warlike chiefs with
their large landed estates were somewhat impatient of royal authority.
But the accidental death of two of her children, the assassination of
her husband in 584, and the advice of the Church, induced her to make
overtures to her brother-in-law Guntram. A lover of peace through sheer
cowardice and as depraved in his morals as Chilperic, Guntram had played
a vacillating and purely self-interested part in the family tragedy. He
declared himself the protector of Fredegond, but his death in 593
delivered up Burgundy and Neustria to Brunhilda's son Childebert, king
of Austrasia, in consequence of the treaty of Andelot, made in 587. An
ephemeral triumph, however; for Childebert died in 596, followed a year
later by Fredegond.
The fall of Brunhilda.
The whole of Gaul was now handed over to three children: Childebert's
two sons, Theudebert and Theuderich (Thierry), and the son of Fredegond,
Clotaire II. The latter, having vanquished the two former at Latofao in
596, was in turn beaten by them at Dormelles in 600, and a year later a
fresh fratricidal struggle broke out between the two grandsons of the
aged Brunhilda. Theuderich joined with Clotaire against Theodobert, and
invaded his brother's kingdom, conquering first an army of Austrasians
and then one composed of Saxons and Thuringians. Strife began again in
613 in consequence of Theuderich's desire to join Austrasia to Neustria,
but his death delivered the kingdoms into the hands of Clotaire II. This
weak king leant for support upon the nobles of Burgundy and Austrasia,
impatient as they were of obedience to a woman and the representative of
Rome. The ecclesiastical party also abandoned Brunhilda because of her
persecution of their saints, after which Clotaire, having now got the
upper hand, thanks to the defection of the Austrasian nobles, of Arnulf,
bishop of Metz, with his brother Pippin, and of Warnachaire, mayor of
the palace, made a terrible end of Brunhilda in 613. Her long reign had
not lacked intelligence and even greatness; she alone, amid all these
princes, warped by self-indulgence or weakened by discord, had behaved
like a statesman, and she alone understood the obligations of the
government she had inherited. She wished to abolish the fatal tradition
of dividing up the kingdom, which so constantly prevented any possible
unity; in opposition to the nobles she used her royal authority to
maintain the Roman principles of order and regular administration.
Towards the Church she held a courteous but firm policy, renewing
relations between the Frankish kingdom and the pope; and she so far
maintained the greatness of the Empire that tradition associated her
name with the Roman roads in the north of France, entitling them "les
chaussées de Brunehaut."
Clotaire II.
Like his grandfather, Clotaire II. reigned over a once more united Gaul
of Franks and Gallo-Romans, and like Clovis he was not too well obeyed
by the nobles; moreover, his had been a victory more for the aristocracy
than for the crown, since it limited the power of the latter. Not that
the permanent constitution of the 18th of October 614 was of the nature
of an anti-monarchic revolution, for the royal power still remained very
great, decking itself with the pompous titles of the Empire, and
continuing to be the dominant institution; but the reservations which
Clotaire II. had to make in conceding the demands of the bishops and
great laymen show the extent and importance of the concessions these
latter were already aiming at. The bishops, the real inheritors of the
imperial idea of government, had become great landowners through
enormous donations made to the Church, and allied as they were to the
aristocracy, whence their ranks were continually recruited, they had
gradually identified themselves with the interests of their class and
had adopted its customs; while thanks to long minorities and civil wars
the aristocracy of the high officials had taken an equally important
social position. The treaty of Andelot in 587 had already decided that
the benefices or lands granted to them by the kings should be held for
life. In the 7th century the Merovingian kings adopted the custom of
summoning them all, and not merely the officials of their _Palatium_, to
discuss political affairs; they began, moreover, to choose their counts
or administrators from among the great landholders. This necessity for
approval and support points to yet another alteration in the nature of
the royal power, absolute as it was in theory.
The mayors of the palace.
The Mayoralty of the Palace aimed a third and more serious blow at the
royal authority. By degrees, the high officials of the _Palatium_,
whether secular or ecclesiastical, and also the provincial counts, had
rallied round the mayors of the palace as their real leaders. As under
the Empire, the Palatium was both royal court and centre of government,
with the same bureaucratic hierarchy and the same forms of
administration; and the mayor of the palace was premier official of this
itinerant court and ambulatory government. Moreover, since the palace
controlled the whole of each kingdom, the mayors gradually extended
their official authority so as to include functionaries and agents of
every kind, instead of merely those attached immediately to the king's
person. They suggested candidates for office for the royal selection,
often appointed office-holders, and, by royal warrant, supported or
condemned them. Mere subordinates while the royal power was strong, they
had become, owing to the frequent minorities, and to civil wars which
broke the tradition of obedience, the all-powerful ministers of kings
nominally absolute but without any real authority. Before long they
ceased to claim an even greater degree of independence than that of
Warnachaire, who forced Clotaire II. to swear that he should never be
deprived of his mayoralty of Burgundy; they wished to take the first
place in the kingdoms they governed, and to be able to attack
neighbouring kingdoms on their own account. A struggle, motived by
self-interest, no doubt; but a struggle, too, of opposing principles.
Since the Frankish monarchy was now in their power some of them tried to
re-establish the unity of that monarchy in all its integrity, together
with the superiority of the State over the Church; others, faithless to
the idea of unity, saw in the disintegration of the state and the
supremacy of the nobles a warrant for their own independence. These two
tendencies were destined to strive against one another during an entire
century (613-714), and to occasion two periods of violent conflict,
which, divided by a kind of renascence of royalty, were to end at last
in the triumphant substitution of the Austrasian mayors for royalty and
aristocracy alike.
First struggle between monarchy and mayoralty.
The first struggle began on the accession of Clotaire II., when
Austrasia, having had a king of her own ever since 561, demanded one
now. In 623 Clotaire was obliged to send her his son Dagobert and even
to extend his territory. But in Dagobert's name two men ruled,
representing the union of the official aristocracy and the Church. One,
Pippin of Landen, derived his power from his position as mayor of the
palace, from great estates in Aquitaine and between the Meuse and the
Rhine, and from the immense number of his supporters; the other, Arnulf,
bishop of Metz, sprang from a great family, probably of Roman descent,
and was besides immensely wealthy in worldly possessions. By the union
of their forces Pippin and Arnulf were destined to shape the future.
They had already, in 613, treated with Clotaire and betrayed the hopes
of Brunhilda, being consequently rewarded with the guardianship of young
Dagobert. Burgundy followed the example of Austrasia, demanded the
abolition of the mayoralty, and in 627 succeeded in obtaining her
independence of Neustria and Austrasia and direct relations with the
king.
Renascence of monarchy under Dagobert, 629-639.
The death of Clotaire (629) was the signal for a revival of the royal
power. Dagobert deprived Pippin of Landen of his authority and forced
him to fly to Aquitaine; but still he had to give the Austrasians his
son Sigebert III. for their king (634). He made administrative
progresses through Neustria and Burgundy to recall the nobles to their
allegiance, but again he was forced to designate his second son Clovis
as king of Neustria. He did subdue Aquitaine completely, thanks to his
brother Charibert, with whom he had avoided dividing the kingdom, and he
tried to restore his own demesne, which had been despoiled by the
granting of benefices or by the pious frauds of the Church. In short,
this reign was one of great conquests, impossible except under a strong
government. Dagobert's victories over Samo, king of the Slavs along the
Elbe, and his subjugation of the Bretons and the Basques, maintained the
prestige of the Frankish empire; while the luxury of his court, his
taste for the fine arts (ministered to by his treasurer Eloi[28]), his
numerous achievements in architecture--especially the abbey of St Denis,
burial-place of the kings of France--the brilliance and the power of the
churchmen who surrounded him and his revision of the Salic law, ensured
for his reign, in spite of the failure of his plans for unity, a fame
celebrated in folksong and ballad.
The "Rois fainéants" (do-nothing kings).
But for barbarous nations old-age comes early, and after Dagobert's
death (639), the monarchy went swiftly to its doom. The mayors of the
palace again became supreme, and the kings not only ceased to appoint
them, but might not even remove them from office. Such mayors were Aega
and Erchinoald, in Neustria, Pippin and Otto in Austrasia, and Flaochat
in Burgundy. One of them, Grimoald, son of Pippin, actually dared to
take the title of king in Austrasia (640). This was a premature attempt
and barren of result, yet it was significant; and not less so is the
fact that the palace in which these mayors bore rule was a huge
association of great personages, laymen and ecclesiastics who seem to
have had much more independence than in the 6th century. We find the
dukes actually raising troops without the royal sanction, and even
against the king. In 641 the mayor Flaochat was forced to swear that
they should hold their offices for life; and though these offices were
not yet hereditary, official dynasties, as it were, began to be
established permanently within the palace. The crown lands, the
governorships, the different offices, were looked upon as common
property to be shared between themselves. Organized into a compact body
they surrounded the king and were far more powerful than he. In the
general assembly of its members this body of officials decided the
selection of the mayor; it presented Flaochat to the choice of Queen
Nanthilda, Dagobert's widow; after long discussion it appointed Ebroïn
as mayor; it submitted requests that were in reality commands to the
Assembly of Bonneuil in 616 and later to Childeric in 670. Moreover, the
countries formerly subdued by the Franks availed themselves of this
opportunity to loosen the yoke; Thuringia was lost by Sigebert in 641,
and the revolt of Alamannia in 643 set back the frontier of the kingdom
from the Elbe to Austrasia. Aquitaine, hitherto the common prey of all
the Frankish kings, having in vain tried to profit by the struggles
between Fredegond and Brunhilda, and set up an independent king,
Gondibald, now finally burst her bonds in 670. Then came a time when the
kings were mere children, honoured with but the semblance of respect,
under the tutelage of a single mayor, Erbroïn of Neustria.
Struggle between Ebroïn and Léger.
Battle of Tertry.
This representative of royalty, chief minister for four-and-twenty years
(656-681), attempted the impossible, endeavouring to re-establish unity
in the midst of general dissolution and to maintain intact a royal
authority usurped everywhere, by the hereditary power of the great
palatine families. He soon stirred up against himself all the
dissatisfied nobles, led by Léger (Leodegarius), bishop of Autun and his
brother Gerinus. Clotaire III.'s death gave the signal for war. Ebroïn's
enemies set up Childeric II. in opposition to Theuderich, the king whom
he had chosen without summoning the great provincial officials. Despite
a temporary triumph, when Childeric was forced to recognize the
principle of hereditary succession in public offices, and when the
mayoralties of Neustria and Burgundy were alternated to the profit of
both, Léger soon fell into disgrace and was exiled to that very
monastery of Luxeuil to which Ebroïn had been relegated. Childeric
having regained the mastery restored the mayor's office, which was
immediately disputed by the two rivals; Ebroïn was successful and
established himself as mayor of the palace in the room of Leudesius, a
partisan of Léger (675), following this up by a distribution of offices
and dignities right and left among his adherents. Léger was put to death
in 678, and the Austrasians, commanded by the Carolingian Pippin II.,
with whom many of the chief Neustrians had taken refuge, were dispersed
near Laon (680). But Ebroïn was assassinated next year in the midst of
his triumph, having like Fredegond been unable to do more than postpone
for a quarter of a century the victory of the nobles and of Austrasia;
for his successor, Berthar, was unfitted to carry on his work, having
neither his gifts and energy nor the powerful personality of Pippin.
Berthar met his death at the battle of Tertry (687), which gave the king
into the hands of Pippin, as also the royal treasure and the mayoralty,
and by thus enabling him to reward his followers made him supreme over
the Merovingian dynasty. Thenceforward the degenerate descendants of
Clovis offered no further resistance to his claims, though it was not
until 752 that their line became extinct.
In that year the Merovingian dynasty gave place to the rule of Pippin
II. of Heristal, who founded a Carolingian empire fated to be as
ephemeral as that of the Merovingians. This political victory of the
aristocracy was merely the consummation of a slow subterranean
revolution which by innumerable reiterated blows had sapped the
structure of the body politic, and was about to transfer the people of
Gaul from the Roman monarchical and administrative government to the
sway of the feudal system.
Causes of the fall of the Merovingians.
The Merovingian kings, mere war-chiefs before the advent of Clovis, had
after the conquest of Gaul become absolute hereditary monarchs, thanks
to the disappearance of the popular assemblies and to the perpetual
state of warfare. They concentrated in their own hands all the powers of
the empire, judicial, fiscal and military; and even the so-called "rois
fainéants" enjoyed this unlimited power, in spite of the general
disorder and the civil wars. To make their authority felt in the
provinces they had an army of officials at their disposal--a legacy,
this, from imperial Rome--who represented them in the eyes of their
various peoples. They had therefore only to keep up this established
government, but they could not manage even this much; they allowed the
idea of the common interests of kings and their subjects gradually to
die out, and forgetting that national taxes are a necessary impost, a
charge for service rendered by the state, they had treated these as
though they were illicit and unjustifiable spoils. The taxpayers, with
the clergy at their head, adopted the same idea, and every day contrived
fresh methods of evasion. Merovingian justice was on the same footing as
Merovingian finance: it was arbitrary, violent and self-seeking. The
Church, too, never failed to oppose it--at first not so much on account
of her own ambitions as in a more Christian spirit--and proceeded to
weaken the royal jurisdiction by repeated interventions on behalf of
those under sentence, afterwards depriving it of authority over the
clergy, and then setting up ecclesiastical tribunals in opposition to
those held by the dukes and counts. At last, just as the kingdom had
become the personal property of the king, so the officials--dukes,
counts, royal vicars, tribunes, _centenarii_--who had for the most part
bought their unpaid offices by means of presents to the monarch, came to
look upon the public service rather as a mine of official wealth than as
an administrative organization for furthering the interests, material or
moral, of the whole nation. They became petty local tyrants, all the
more despotic because they had nothing to fear save the distant
authority of the king's _missi_, and the more rapacious because they had
no salary save the fines they inflicted and the fees that they contrived
to multiply. Gregory of Tours tells us that they were robbers, not
protectors of the people, and that justice and the whole administrative
apparatus were merely engines of insatiable greed. It was the abuses
thus committed by the kings and their agents, who did not understand the
art of gloving the iron hand, aided by the absolutely unfettered licence
of conduct and the absence of any popular liberty, that occasioned the
gradual increase of charters of immunity.
Immunity.
Immunity was the direct and personal privilege which forbade any royal
official or his agents to decide cases, to levy taxes, or to exercise
any administrative control on the domains of a bishop, an abbot, or one
of the great secular nobles. On thousands of estates the royal
government gradually allowed the law of the land to be superseded by
local law, and public taxation to change into special contributions; so
that the duties of the lower classes towards the state were transferred
to the great landlords, who thus became loyal adherents of the king but
absolute masters on their own territory. The Merovingians had no idea
that they were abdicating the least part of their authority,
nevertheless the deprivations acquiesced in by the feebler kings led of
necessity to the diminution of their authority and their judicial
powers, and to the abandonment of public taxation. They thought that by
granting immunity they would strengthen their direct control; in reality
they established the local independence of the great landowners, by
allowing royal rights to pass into their hands. Then came confusion
between the rights of the sovereign and the rights of property. The
administrative machinery of the state still existed, but it worked in
empty air: its taxpayers disappeared, those who were amenable to its
legal jurisdiction slipped from its grasp, and the number of those whose
affairs it should have directed dwindled away. Thus the Merovingians had
shown themselves incapable of rising above the barbarous notion that
royalty is a personal asset to the idea that royalty is of the state, a
power belonging to the nation and instituted for the benefit of all.
They represented in society nothing more than a force which grew feebler
and feebler as other forces grew strong; they never stood for a national
magistracy.
Disruption of the social framework.
Society no less than the state was falling asunder by a gradual process
of decay. Under the Merovingians it was a hierarchy wherein grades were
marked by the varied scale of the _wergild_, a man being worth anything
from thirty to six hundred gold pieces. The different degrees were those
of slave, freedman, tenant-farmer and great landowner. As in every
social scheme where the government is without real power, the weakest
sought protection of the strongest; and the system of patron, client and
journeyman, which had existed among the Romans, the Gauls and the
Germans, spread rapidly in the 6th and 7th centuries, owing to public
disorder and the inadequate protection afforded by the government. The
Church's patronage provided some with a refuge from violence; others
ingratiated themselves with the rich for the sake of shelter and
security; others again sought place and honour from men of power; while
women, churchmen and warriors alike claimed the king's direct and
personal protection.
The beneficium.
This hierarchy of persons, these private relations of man to man, were
recognized by custom in default of the law, and were soon strengthened
by another and territorial hierarchy. The large estate, especially if it
belonged to the Church, very soon absorbed the few fields of the
freeman. In order to farm these, the Church and the rich landowners
granted back the holdings on the temporary and conditional terms of
tenancy-at-will or of the _beneficium_, thus multiplying endlessly the
land subject to their overlordship and the men who were dependent upon
them as tenants. The kings, like private individuals and ecclesiastical
establishments, made use of the _beneficium_ to reward their servants;
till finally their demesne was so reduced by these perpetual grants that
they took to distributing among their champions land owning the
overlordship of the Church, or granted their own lands for single lives
only. These various "benefactions" were, as a rule, merely the indirect
methods which the great landowners employed in order to absorb the small
proprietor. And so well did they succeed, that in the 6th and 7th
centuries the provincial hierarchy consisted of the cultivator, the
holder of the _beneficium_ and the owner; while this dependence of one
man upon another affected the personal liberty of a large section of the
community, as well as the condition of the land. The great landowner
tended to become not only lord over his tenants, but also himself a
vassal of the king.
Pippin of Heristal.
Thus by means of immunities, of the _beneficium_ and of patronage,
society gradually organized itself independently of the state, since it
required further security. Such extra security was first provided by the
conqueror of Tertry; for Pippin II. represented the two great families
of Pippin and of Arnulf, and consequently the two interests then
paramount, i.e. land and religion, while he had at his back a great
company of followers and vast landed estates. For forty years (615-655)
the office of mayor of Austrasia had gone down in his family almost
continuously in direct descent from father to son. The death of Grimoald
had caused the loss of this post, yet Ansegisus (Ansegisel), Arnulf's
son and Pippin's son-in-law, had continued to hold high office in the
Austrasian palace; and about 680 his son, Pippin II., became master of
Austrasia, although he had held no previous office in the palace. His
dynasty was destined to supplant that of the Merovingian house.
Pippin of Heristal was a pioneer; he it was who began all that his
descendants were afterwards to carry through. Thus he gathered the
nobles about him not by virtue of his position, but because of his own
personal prowess, and because he could assure them of justice and
protection; instead of being merely the head of the royal palace he was
the absolute lord of his own followers. Moreover, he no longer bore the
title of mayor, but that of duke or prince of the Franks; and the
mayoralty, like the royal power now reduced to a shadow, became an
hereditary possession which Pippin could bestow upon his sons. The
reigns of Theuderich III., Clovis III. or Childebert III. are of no
significance except as serving to date charters and diplomas. Pippin it
was who administered justice in Austrasia, appointed officials and
distributed dukedoms; and it was Pippin, the military leader, who
defended the frontiers threatened by Frisians, Alamanni and Bavarians.
Descended as he was from Arnulf, bishop of Metz, he was before all
things a churchman, and behind his armies marched the missionaries to
whom the Carolingian dynasty, of which he was the founder, were to
subject all Christendom. Pippin it was, in short, who governed, who set
in order the social confusions of Neustria, who, after long wars, put a
stop to the malpractices of the dukes and counts, and summoned councils
of bishops to make good regulations. But at his death in 714 the
child-king Dagobert III. found himself subordinated to Pippin's two
grandsons, who, being minors, were under the wardship of their
grandmother Plectrude.
Charles Martel (715-741).
Pippin's work was almost undone--a party among the Neustrians under
Raginfrid, mayor of the palace, revolted against Pippin II.'s adherents,
and Radbod, duke of the Frisians, joined them. But the Austrasians
appealed to an illegitimate son of Pippin, Charles Martel, who had
escaped from the prison to which Plectrude, alarmed at his prowess, had
consigned him, and took him for their leader. With Charles Martel begins
the great period of Austrasian history. Faithful to the traditions of
the Austrasian mayors, he chose kings for himself--Clotaire IV., then
Chilperic II. and lastly Theuderich IV. After Theuderich's death (737)
he left the throne vacant until 742, but he himself was king in all but
name; he presided over the royal tribunals, appointed the royal
officers, issued edicts, disposed of the funds of the treasury and the
churches, conferred immunities upon adherents, who were no longer the
king's nobles but his own, and even appointed the bishops, though there
was nothing of the ecclesiastic about himself. He decided questions of
war and peace, and re-established unity in Gaul by defeating the
Neustrians and the Aquitanian followers of Duke Odo (Eudes) at Vincy in
717. When Odo, brought to bay, appealed for help to the Arab troops of
Abd-ar-Rahman, who after conquering Spain had crossed the Pyrenees,
Charles, like a second Clovis, saved Catholic Christendom in its peril
by crushing the Arabs at Tours (732). The retreat of the Arabs, who were
further weakened by religious disputes, enabled him to restore Frankish
rule in Aquitaine in spite of Hunald, son of Odo. But Charles's longest
expeditions were made into Germany, and in these he sought the support
of the Church, then the greatest of all powers since it was the
depositary of the Roman imperial tradition.
Charles Martel and the Church.
No less unconscious of his mission than Clovis had been, Charles Martel
also was a soldier of Christ. He protected the missionaries who paved
the way for his militant invasions. Without him the apostle of Germany,
the English monk Boniface, would never have succeeded in preserving the
purity of the faith and keeping the bishops submissive to the Holy See.
The help given by Charles had two very far-reaching results. Boniface
was the instrument of the union of Rome and Germany, of which union the
Holy Roman Empire in Germany was in the 10th century to become the most
perfect expression, continuing up to the time of Luther. And Boniface
also helped on the alliance between the papacy and the Carolingian
dynasty, which, more momentous even than that between Clovis and the
bishops of Gaul, was to sanctify might by right.
Charles Martel and Gregory III.
This union was imperative for the bishops of Rome if they wished to
establish their supremacy, and their care for orthodoxy by no means
excluded all desire of domination. Mere religious authority did not
secure to them the obedience of either the faithful or the clergy;
moreover, they had to consider the great secular powers, and in this
respect their temporal position in Italy was growing unbearable. Their
relations with the East Roman emperor (sole lord of the world after the
Roman Senate had sent the imperial insignia to Constantinople in 476)
were confined to receiving insults from him or suspecting him of heresy.
Even in northern Italy there was no longer any opposition to the
progress of the Lombards, the last great nation to be established
towards the end of the 6th century within the ancient Roman
empire--their king Liudprand clearly intended to seize Italy and even
Rome itself. Meanwhile from the south attacks were being made by the
rebel dukes of Spoleto and Beneventum. Pope Gregory III. cherished
dreams of an alliance with the powerful duke of the Franks, as St
Remigius before him had thought of uniting with Clovis against the
Goths. Charles Martel had protected Boniface on his German missions: he
would perhaps lend Gregory the support of his armies. But the warrior,
like Clovis aforetime, hesitated to put himself at the disposal of the
priest. When it was a question of winning followers or keeping them, he
had not scrupled to lay hands on ecclesiastical property, nor to fill
the Church with his friends and kinsfolk, and this alliance might
embarrass him. So if he loaded the Roman ambassadors with gifts in 739,
he none the less remembered that the Lombards had just helped him to
drive the Saracens from Provence. However, he died soon after this, on
the 22nd of October 741, and Gregory III. followed him almost
immediately.
The Carolingian dynasty.
Pippin the Short, 752-768.
Feeling his end near, Charles, before an assembly of nobles, had divided
his power between his two sons, Carloman and Pippin III. The royal line
seemed to have been forgotten for six years, but in 742 Pippin brought a
son of Chilperic II. out of a monastery and made him king. This
Childeric III. was but a shadow--and knew it. He made a phantom
appearance once every spring at the opening of the great annual national
convention known as the Campus Martius (Champ de Mars): a dumb idol, his
chariot drawn in leisurely fashion by oxen, he disappeared again into
his palace or monastery. An unexpected event re-established unity in the
Carolingian family. Pippin's brother, the pious Carloman, became a monk
in 747, and Pippin, now sole ruler of the kingdom, ordered Childeric
also to cut off his royal locks; after which, being king in all but
name, he adopted that title in 752. Thus ended the revolution which had
been going on for two centuries. The disappearance of Grippo, Pippin's
illegitimate brother, who, with the help of all the enemies of the
Franks--Alamanni, Aquitanians and Bavarians--had disputed his power, now
completed the work of centralization, and Pippin had only to maintain
it. For this the support of the Church was indispensable, and Pippin
understood the advantages of such an alliance better than Charles
Martel. A son of the Church, a protector of bishops, a president of
councils, a collector of relics, devoted to Boniface (whom he invited,
as papal legate, to reform the clergy of Austrasia), he astutely
accepted the new claims of the vicar of St Peter to the headship of the
Church, perceiving the value of an alliance with this rising power.
Sacred character of the new monarchy.
Prudent enough to fear resistance if he usurped the Merovingian crown,
Pippin the Short made careful preparations for his accession, and
discussed the question of the dynasty with Pope Zacharias. Receiving a
favourable opinion, he had himself anointed and crowned by Boniface in
the name of the bishops, and was then proclaimed king in an assembly of
nobles, counts and bishops at Soissons in November 751. Still, certain
disturbances made him see that aristocratic approval of his kingship
might be strengthened if it could claim a divine sanction which no
Merovingian had ever received. Two years later, therefore, he demanded a
consecration of his usurpation from the pope, and in St Denis on the
28th of July 754 Stephen II. crowned and anointed not only Pippin, but
his wife and his two sons as well.
Pippin and the Papacy.
The political results of this custom of coronation were all-important
for the Carolingians, and later for the first of the Capets. Pippin was
hereby invested with new dignity, and when Boniface's anointing had been
confirmed by that of the pope, he became the head of the Frankish
Church, the equal of the pope. Moreover, he astutely contrived to extend
his priestly prestige to his whole family; his royalty was no longer
merely a military command or a civil office, but became a Christian
priesthood. This sacred character was not, however, conferred
gratuitously. On the very day of his coronation Pippin allowed himself
to be proclaimed patrician of the Romans by the pope, just as Clovis had
been made consul. This title of the imperial court was purely honorary,
but it attached him still more closely to Rome, though without lessening
his independence. He had besides given a written promise to defend the
Church of Rome, and that not against the Lombards only. Qualified by
letters of the papal chancery as "liberator and defender of the Church,"
his armies twice (754-756) crossed the Alps, despite the opposition of
the Frankish aristocracy, and forced Aistulf, king of the Lombards, to
cede to him the exarchate of Ravenna and the Pentapolis. Pippin gave
them back to Pope Stephen II., and by this famous donation founded that
temporal power of the popes which was to endure until 1870. He also
dragged the Western clergy into the pope's quarrel with the emperor at
Constantinople, by summoning the council of Gentilly, at which the
iconoclastic heresy was condemned (767). Matters being thus settled with
Rome, Pippin again took up his wars against the Saxons, against the
Arabs (whom he drove from Narbonne in 758), and above all against
Waïfer, duke of Aquitaine, and his ally, duke Tassilo of Bavaria. This
last war was carried on systematically from 760 to 768, and ended in the
death of Waïfer and the definite establishment of the Frankish hold on
Aquitaine. When Pippin died, aged fifty-four, on the 24th of September
768, the whole of Gaul had submitted to his authority.
Charlemagne.
Pippin left two sons, and before he died he had, with the consent of the
dignitaries of the realm, divided his kingdom between them, making the
elder, Charles (Charlemagne), king of Austrasia, and giving the younger,
Carloman, Burgundy, Provence, Septimania, Alsace and Alamannia, and half
of Aquitaine to each. On the 9th of October 768 Charles was enthroned at
Noyon in solemn assembly, and Carloman at Soissons. The Carolingian
sovereignty was thus neither hereditary nor elective, but was handed
down by the will of the reigning king, and by a solemn acceptance of the
future king on the part of the nobles. In 771 Carloman, with whom
Charles had had disputes, died, leaving sons; but bishops, abbots and
counts all declared for Charles, save a few who took refuge in Italy
with Desiderius, king of the Lombards. Desiderius, whose daughter Bertha
or Desiderata Charles, despite the pope, had married at the instance of
his mother Bertrade, supported the rights of Carloman's sons, and
threatened Pope Adrian in Rome itself after he had despoiled him of
Pippin's territorial gift. At the pope's appeal Charles crossed the
Alps, took Verona and Pavia after a long siege, assumed the iron crown
of the Lombard kings (June 774), and made a triumphal entry into Rome,
which had not formed part of the pope's desires. Pippin's donation was
restored, but the protectorate was no longer so distant, respectful and
intermittent as the pope liked. After the departure of the imperious
conqueror, a fresh revolt of the Lombards of Beneventum under Arichis,
Desiderius's son-in-law, supported by a Greek fleet, obliged Pope Adrian
to write fresh entreaties to Charlemagne; and in two campaigns (776-777)
the latter conquered the whole Lombard kingdom. But another of
Desiderius's daughters, married to the powerful duke Tassilo of Bavaria,
urged her husband to avenge her father, now imprisoned in the monastery
of Corbie. After endless intrigues, however, the duke, hemmed in by
three different armies, had in his turn to submit (788), and all Italy
was now subject to Charlemagne. These wars in Italy, even the fall of
the Lombard kingdom and the recapture of the duchy of Bavaria, were
merely episodes: Charlemagne's great war was against the Saxons and
lasted thirty years (772-804).
Organization of the conquests.
The work of organizing the three great Carolingian conquests--Aquitaine,
Italy and Saxony--had yet to be done. Charlemagne approached it with a
moderation equal to the vigour which he had shown in the war. But by
multiplying its advance-posts, the Frankish kingdom came into contact
with new peoples, and each new neighbour meant a new enemy. Aquitaine,
bordered upon Mussulman Spain; the Avars of Hungary threatened Bavaria
with their tireless horsemen; beyond the Elbe and the Saal the Slavs
were perpetually at war with the Saxons, and to the north of the Eider
were the Danes. All were pagans; all enemies of Charlemagne, defender of
Christ's Church, and hence the appointed conqueror of the world.
Wars with the Arabs, Slavs and Danes.
Various causes--the weakening of the Arabs by the struggle between the
Omayyads and the Abbasids just after the battle of Tours; the alliance
of the petty Christian kings of the Spanish peninsula; an appeal from
the northern amirs who had revolted against the new caliphate of Cordova
(755)--made Charlemagne resolve to cross the Pyrenees. He penetrated as
far as the Ebro, but was defeated before Saragossa; and in their retreat
the Franks were attacked by Vascons, losing many men as they came
through the passes. This defeat of the rear-guard, famous for the death
of the great Roland and the treachery of Ganelo, induced the Arabs to
take the offensive once more and to conquer Septimania. Charlemagne had
created the kingdom of Aquitaine especially to defend Septimania, and
William, duke of Toulouse, from 790 to 806, succeeded in restoring
Frankish authority down to the Ebro, thus founding the Spanish March
with Barcelona as its capital. For two centuries and a half the Avars, a
remnant of the Huns entrenched in the Hungarian Mesopotamia, had made
descents alternately upon the Germans and upon the Greeks of the Eastern
empire. They had overrun Bavaria in the very year of its subjugation by
Charlemagne (788), and it took an eight-years' struggle to destroy the
robber stronghold. The empire thus pushed its frontier-line on from the
Elbe to the Oder, ever as it grew menaced by increasing dangers. The sea
came to the help of the depopulated land, and Danish pirates, Widukind's
old allies, came in their leathern boats to harry the coasts of the
North Sea and the Channel. Permanent armies and walls across isthmuses
were alike useless; Charlemagne had to build fleets to repulse his
elusive foes (808-810), and even after forty years of war the danger was
only postponed.
Charlemagne's empire.
Meanwhile Pippin's Frankish kingdom, vast and powerful as it had been,
was doubled. All nations from the Oder to the Elbe and from the Danube
to the Atlantic were subject or tributary, and Charlemagne's power even
crossed these frontiers. At his summons Christian princes and Mussulman
amirs flocked to his palaces. The kings of Northumbria and Sussex, the
kings of the Basques and of Galicia, Arab amirs of Spain and Fez, and
even the caliph of Bagdad came to visit him in person or sent gifts by
the hands of ambassadors. A great warrior and an upright ruler, his
conquests recalled those of the great Christian emperors, and the
Church completed the parallel by training him in her lore. This still
barely civilized German literally went to school to the English Alcuin
and to Peter of Pisa, who, between two campaigns, taught him history,
writing, grammar and astronomy, satisfying also his interest in sacred
music, literature (religious literature especially), and the traditions
of Rome and Constantinople. Why should he not be the heir of their
Caesars? And so, little by little, this man of insatiable energy was
possessed by the ambition of restoring the Empire of the West in his own
favour.
Charlemagne emperor (800).
There were, however, two serious obstacles in the way: first, the
supremacy of the emperor of the East, which though nominal rather than
real was upheld by peoples, princes, and even by popes; secondly, the
rivalry of the bishops of Rome, who since the early years of Adrian's
pontificate had claimed the famous "Donation of Constantine" (q.v.).
According to that apocryphal document, the emperor after his baptism had
ceded to the sovereign pontiff his imperial power and honours, the
purple chlamys, the golden crown, "the town of Rome, the districts and
cities of Italy and of all the West." But in 797 the empress of
Constantinople had just deposed her son Constantine VI. after putting
out his eyes, and the throne might be considered vacant; while on the
other hand, Pope Leo III., who had been driven from Rome by a revolt in
799, and had only been restored by a Frankish army, counted for little
beside the Frankish monarch, and could not but submit to the wishes of
the Carolingian court. So when next year the king of the Franks went to
Rome in person, on Christmas Eve of the year 800 and in the basilica of
St Peter the pope placed on his head the imperial crown and did him
reverence "after the established custom of the time of the ancient
emperors." The Roman ideal, handed down in tradition through the
centuries, was here first revived.
This event, of capital importance for the middle ages, was fertile in
results both beneficial and the reverse. It brought about the rupture
between the West and Constantinople. Then Charlemagne raised the papacy
on the ruins of Lombardy to the position of first political power in
Italy; and the universal Church, headed by the pope, made common cause
with the Empire, which all the thinkers of that day regarded as the
ideal state. Confusion between these powers was inevitable, but at this
time neither Charles, the pope, nor the people had a suspicion of the
troubles latent in the ceremony that seemed so simple. Thirdly,
Charlemagne's title of emperor strengthened his other title of king of
the Franks, as is proved by the fact that at the great assembly of
Aix-la-Chapelle in 802 he demanded from all, whether lay or spiritual, a
new oath of allegiance to himself as Caesar. His increased power came
rather from moral value, from the prestige attaching to one who had
given proof of it, than from actual authority over men or
centralization; this is shown by the division between the Empire and
feudalism. Universal sovereignty claimed as a heritage from Rome had a
profound influence upon popular imagination, but in no way modified that
tendency to separation of the various nations which was already
manifest. Charles himself in his government preferred to restore the
ancient Empire by vigorous personal action, rather than to follow old
imperial traditions; he introduced cohesion into his "palace," and
perfect centralization into his official administration, inspiring his
followers and servants, clerical and lay, with a common and determined
zeal. The system was kept in full vigour by the _missi dominici_, who
regularly reported or reformed any abuses of administration, and by the
courts, military, judicial or political, which brought to Charlemagne
the strength of the wealth of his subjects, carrying his commands and
his ideas to the farthest limits of the Empire. Under him there was in
fact a kind of early renaissance after centuries of barbarism and
ignorance.
The Carolingian Renaissance.
This emperor, who assumed so high a tone with his subjects, his bishops
and his counts, who undertook to uphold public order in civil life, held
himself no less responsible for the eternal salvation of men's souls in
the other world. Thanks to Charlemagne, and through the restoration of
order and of the schools, a common civilization was prepared for the
varied elements of the Empire. By his means the Church was able to
concentrate in the palatine academy all the intellectual culture of the
middle ages, having preserved some of the ancient traditions of
organization and administration and guarded the imperial ideal.
Charlemagne apparently wished, like Theodoric, to use German blood and
Christian unity to bring back life to the great body of the Empire. Not
the equal of Caesar or Augustus in genius or in the lastingness of his
work, he yet recalls them in his capitularies, his periodic courts, his
official hierarchy, his royal emissaries, his ministers, his sole right
of coinage, his great public works, his campaigns against barbarism and
heathenry, his zeal for learning and literature, and his divinity as
emperor. Once more there existed a great public entity such as had not
been seen for many years; but its duration was not to be a long one.
Dissolution of the Frankish Empire.
Charlemagne had for the moment succeeded in uniting western Europe under
his sway, but he had not been able to arrest its evolution towards
feudal dismemberment. He had, doubtless conscientiously, laboured for
the reconstitution of the Empire; but it often happens that individual
wills produce results other than those at which they aimed, sometimes
results even contrary to their wishes, and this was what happened in
Charlemagne's case. He had restored the superstructure of the imperial
monarchy, but he had likewise strengthened and legalized methods and
institutions till then private and insecure, and these, passing from
custom into law, undermined the foundations of the structure he had
thought himself to be repairing. A quarter of a century after his death
his Empire was in ruins.
The practice of giving land as a _beneficium_ to a grantee who swore
personal allegiance to the grantor had persisted, and by his
capitularies Charlemagne had made these personal engagements, these
contracts of immunity--hitherto not transferable, nor even for life, but
quite conditional--regular, legal, even obligatory and almost
indissoluble. The _beneficium_ was to be as practically irrevocable as
the oath of fidelity. He submitted to the yoke of the social system and
feudal institutions at the very moment when he was attempting to revive
royal authority; he was ruler of the state, but ruler of vassals also.
The monarchical principle no longer sufficed to ensure social
discipline; the fear of forfeiting the grant became the only powerful
guarantee of obedience, and as this only applied to his personal
vassals, Charlemagne gave up his claim to direct obedience from the rest
of the people, accepting the mediation of the counts, lords and bishops,
who levied taxes, adjudicated and administered in virtue of the
privileges of patronage, not of the right of the state. The very
multiplication of offices, so noticeable at this time, furthered this
triumph of feudalism by multiplying the links of personal dependence,
and neutralizing more and more the direct action of the central
authority. The frequent convocations of military assemblies, far from
testifying to political liberty, was simply a means of communicating the
emperor's commands to the various feudal groups.
Thus Charlemagne, far from opposing, systematized feudalism, in order
that obedience and discipline might pass from one man to another down to
the lowest grades of society, and he succeeded for his own lifetime. No
authority was more weighty or more respected than that of this feudal
lord of Gaul, Italy and Germany; none was more transient, because it was
so purely personal.
Causes for the dissolution of the Empire.
When the great emperor was buried at Aix-la-Chapelle in 814, his work
was entombed with him. The fact was that his successors were incapable
of maintaining it. Twenty-nine years after his death the Carolingian
Empire had been divided into three kingdoms; forty years later one alone
of these kingdoms had split into seven; while when a century had passed
France was a litter of tiny states each practically independent. This
disintegration was caused neither by racial hate nor by linguistic
patriotism. It was the weakness of princes, the discouragement of
freemen and landholders confronted by an inexorable system of financial
and military tyranny, and the incompatibility of a vast empire with a
too primitive governmental system, that wrecked the work of Charlemagne.
Louis the Pious (814-840).
The Empire fell to Louis the Pious, sole survivor of his three sons. At
the Aix assembly in 813 his father had crowned him with his own hand,
thus avoiding the papal sanction that had been almost forced upon
himself in 800. Louis was a gentle and well-trained prince, but weak and
prone to excessive devotion to the Church. He had only reigned a few
years when dissensions broke out on all sides, as under the
Merovingians. Charlemagne had assigned their portions to his three sons
in 781 and again in 806; like Charles Martel and Pippin the Short before
him, however, what he had divided was not the imperial authority, nor
yet countries, but the whole system of fiefs, offices and adherents
which had been his own patrimony. The division that Louis the Pious made
at Aix in 817 among his three sons, Lothair, Pippin and Louis, was of
like character, since he reserved the supreme authority for himself,
only associating Lothair, the eldest, with him in the government of the
empire. Following the advice of his ministers Walla and Agobard,
supporters of the policy of unity, Louis the Pious put Bernard of Italy,
Charlemagne's grandson, to death for refusing to acknowledge Lothair as
co-emperor; crushed a revolt in Brittany; and carried on among the Danes
the work of evangelization begun among the Slavs. A fourth son, Charles,
was born to him by his second wife, Judith of Bavaria. Jealousy arose
between the children of the two marriages. Louis tried in vain to
satisfy his sons and their followers by repeated divisions--at Worms
(829) and at Aix (831)--in which there was no longer question of either
unity or subordination. Yet his elder sons revolted against him in 831
and 832, and were supported by Walla and Agobard and by their followers,
weary of all the contradictory oaths demanded of them. Louis was deposed
at the assembly of Compiègne (833), the bishops forcing him to assume
the garb of a penitent; but he was re-established on his throne in St
Etienne at Metz, the 28th of February 835, from which time until his
death in 840 he fell more and more under the influence of his ambitious
wife, and thought only of securing an inheritance for Charles, his
favourite son.
The sons of Louis the Pious.
The Strassburg oath.
Hardly was Louis buried in the basilica of Metz before his sons flew to
arms. The first dynastic war broke out between Lothair, who by the
settlement of 817 claimed the whole monarchy with the imperial title,
and his brothers Louis and Charles. Lothair wanted, with the Empire, the
sole right of patronage over the adherents of his house, but each of
these latter chose his own lord according to individual interests,
obeying his fears or his preferences. The three brothers finished their
discussion by fighting for a whole day (June 25th, 841) on the plain of
Fontanet by Auxerre; but the battle decided nothing, so Charles and
Louis, in order to get the better of Lothair, allied themselves and
their vassals by an oath taken in the plain of Strassburg (Feb. 14th,
842). This, the first document in the vulgar tongue in the history of
France and Germany, was merely a mutual contract of protection for the
two armies, which nevertheless did not risk another battle. An amicable
division of the imperial succession was arranged, and after an
assessment of the empire which took almost a year, an agreement was
signed at Verdun in August 843.
Partition of the Empire at Verdun (843).
This was one of the important events in history. Each brother received
an equal share of the dismembered empire. Louis had the territory on the
right bank of the Rhine, with Spires, Worms and Mainz "because of the
abundance of wine." Lothair took Italy, the valleys of the Rhône, the
Saône and the Meuse, with the two capitals of the empire,
Aix-la-Chapelle and Rome, and the title of emperor. Charles had all the
country watered by the Scheldt, the Seine, the Loire and the Garonne, as
far as the Atlantic and the Ebro. The partition of Verdun separated once
more, and definitively, the lands of the eastern and western Franks. The
former became modern Germany, the latter France, and each from this
time forward had its own national existence. However, as the boundary
between the possessions of Charles the Bald and those of Louis was not
strictly defined, and as Lothair's kingdom, having no national basis,
soon disintegrated into the kingdoms of Italy, Burgundy and Arles, in
Lotharingia, this great undefined territory was to serve as a
tilting-ground for France and Germany on the very morrow of the treaty
of Verdun and for ten centuries after.
Charles the Bald (843-877).
Charles the Bald was the first king of western France. Anxious as he was
to preserve Charlemagne's traditions of government, he was not always
strong enough to do so, and warfare within his own dominions was often
forced on him. The Norse pirates who had troubled Charlemagne showed a
preference for western France, justified by the easy access afforded by
river estuaries with rich monasteries on their shores. They began in 841
with the sack of Rouen; and from then until 912, when they made a
settlement in one part of the country, though few in numbers they never
ceased attacking Charles's kingdom, coming in their ships up the Loire
as far as Auvergne, up the Garonne to Toulouse, and up the Seine and the
Scheldt to Paris, where they made four descents in forty years, burning
towns, pillaging treasure, destroying harvests and slaughtering the
peasants or carrying them off into slavery. Charles the Bald thus spent
his life sword in hand, fighting unsuccessfully against the Bretons,
whose two kings, Nomenoé and Erispoé, he had to recognize in turn; and
against the people of Aquitaine, who, in full revolt, appealed for help
to his brother, Louis the German. He was beaten everywhere and always:
by the Bretons at Ballon (845) and Juvardeil (851); by the people of
Aquitaine near Angoulême (845); and by the Northmen, who several times
extorted heavy ransoms from him. Before long, too, Louis the German
actually allied himself with the people of Brittany and Aquitaine, and
invaded France at the summons of Charles the Bald's own vassals. Though
the treaty of Coblenz (860) seemed to reconcile the two kings for the
moment, no peace was ever possible in Charles the Bald's kingdom. His
own son Charles, king of Aquitaine, revolted, and Salomon proclaimed
himself king of Brittany in succession to Erispoé, who had been
assassinated. To check the Bretons and the Normans, who were attacking
from the Atlantic and the Mediterranean, Charles the Bald found himself
obliged to entrust the defence of the country to Robert the Strong,
ancestor of the house of Capet and duke of the lands between Loire and
Seine. Robert the Strong, however, though many times victorious over the
incorrigible pirates, was killed by them in a fight at Brissarthe (866).
Division of the kingdom into large fiefs.
Despite all this, Charles spoke authoritatively in his capitularies, and
though incapable of defending western France, coveted other crowns and
looked obstinately eastwards. He managed to become king of Lorraine on
the death of his nephew Lothair II., and emperor and king of Germany on
that of his other nephew Louis II. (875); though only by breaking the
compact of the year 800. In 876, the year before his death, he took a
third crown, that of Italy, though not without a fresh defeat at
Andernach by Louis the German's troops. His titles increased, indeed,
but not his power; for while his kingdom was thus growing in area it was
falling to pieces. The duchy with which he rewarded Robert the Strong
was only a military command, but became a powerful fief. Baldwin I. (d.
879), count of Flanders, turned the country between the Scheldt, the
Somme and the sea into another feudal principality. Aquitaine and
Brittany were almost independent, Burgundy was in full revolt, and
within thirty years Rollo, a Norman leader, was to be master of the
whole of the lower Seine from the Cotentin to the Somme. The fact was
that between the king's inability to defend the kingdom, and the
powerlessness of nobles and peasants to protect themselves from pillage,
every man made it his business to seek new protectors, and the country,
in spite of Charles the Bald's efforts, began to be covered with
strongholds, the peasant learning to live beneath the shelter of the
donjon keeps. Such vassals gave themselves utterly to the lord who
guarded them, working for him sword or pickaxe in hand. The king was
far away, the lord close at hand. Hence the sixty years of terror and
confusion which came between Charlemagne and the death of Charles the
Bald suppressed the direct authority of the king in favour of the
nobles, and prepared the way for a second destruction of the monarchy at
the hands of a stronger power (see FEUDALISM).
Establishment of feudalism.
Before long Charles the Bald's followers were dictating to him; and in
the disaffection caused by his feebleness and cowardice prelates and
nobles allied themselves against him. If they acknowledged the king's
authority at the assemblies of Yütz (near Thionville) in 844, they
forced from him a promise that they should keep their fiefs and their
dignities; and while establishing a right of control over all his
actions they deprived him of his right of jurisdiction over them.
Despite Charles's resistance his royal power dwindled steadily: an
appeal to Hincmar, archbishop of Reims, entailed concessions to the
Church. In 856 some of his vassals deserted him and went over to Louis
the German. To win them back Charles had to sign a new charter, by the
terms of which loyalty was no longer a one-sided engagement but a
reciprocal contract between king and vassal. He gave up his personal
right of distributing the fiefs and honours which were the price of
adherence, and thus lost for the Carolingians the free disposal of the
immense territories they had gradually usurped; they retained the
over-lordship, it is true, but this over-lordship, without usufruct and
without choice of tenant, was but a barren possession.
Decay of the Carolinglan power.
Like their territories public authority little by little slipped from
the grasp of the Carolingians, largely because of their abuse of their
too great power. They had concentrated the entire administration in
their own hands. Like Charlemagne, Louis the Pious and Charles the Bald
were omnipotent. There were no provincial assemblies, no municipal
bodies, no merchant-gilds, no autonomous churches; the people had no
means of making themselves heard; they had no place in an administration
which was completely in the hands of a central hierarchy of officials of
all ranks, from dukes to _scabini_, with counts, viscounts and
_centenarii_ in between. However, these dukes and counts were not merely
officials: they too had become lords of _fideles_, of their own
_advocati_, _centenarii_ and _scabini_, whom they nominated, and of all
the free men of the county, who since Charlemagne's time had been first
allowed and then commanded to "commend" themselves to a lord, receiving
feudal benefices in return. Any deprivation or supersession of the count
might impoverish, dispossess or ruin the vassals of the entire county;
so that all, vassals or officials, small and great, feeling their
danger, united their efforts, and lent each other mutual assistance
against the permanent menace of an overweening monarchy. Hence, at the
end of the 9th century, the heredity of offices as well as of fiefs. In
the disordered state of society official stability was a valuable
warrant of peace, and the administrative hierarchy, lay or spiritual,
thus formed a mould for the hierarchy of feudalism. There was no
struggle with the king, simply a cessation of obedience; for without
strength or support in the kingdom he was powerless to resist. In vain
Charles the Bald affirmed his royal authority in the capitularies of
Quierzy-sur-Oise (857), Reims (860), Pistes (864), Gondreville (872) and
Quierzy-sur-Oise (877); each time in exchange for assent to the royal
will and renewal of oaths he had to acquiesce in new safeguards against
himself and by so much to diminish that power of protection against
violence and injustice for which the weak had always looked to the
throne. Far from forbidding the relation of lord and vassal, Charles the
Bald imposed it upon every man in his kingdom, himself proclaiming the
real incapacity and failure of that theoretic royal power to which he
laid claim. Henceforward royalty had no servants, since it performed no
service. There was no longer the least hesitation over the choice
between liberty with danger and subjection with safety; men sought and
found in vassalage the right to live, and willingly bartered away their
liberty for it.
Louis the Stammerer (877-879).
Louis III. and Carloman (879-884).