CHAPTER IX.

COURSE OF EVENTS FROM THE PEACE OF PARIS TO 1778.--MARITIME WAR

CONSEQUENT UPON THE AMERICAN REVOLUTION.--SEA BATTLE OFF USHANT.

If England had reason to complain that she had not reaped from the

Treaty of Paris all the advantages that her military achievements and

position entitled her to expect, France had every cause for discontent

at the position in which the war left her. The gain of England was

nearly measured by her losses; even the cession of Florida, made to

the conqueror by Spain, had been bought by France at the price of

Louisiana. Naturally the thoughts of her statesmen and of her people,

as they bent under the present necessity to bear the burden of the

vanquished, turned to the future with its possibilities of revenge and

compensation. The Duc de Choiseul, able though imperious, remained for

many years more at the head of affairs, and worked persistently to

restore the power of France from the effects of the treaty. The

Austrian alliance had been none of his seeking; it was already made

and working when he came to office in 1758; but he had even at the

first recognized that the chief enemy was England, and tried as far as

could be to direct the forces of the nation against her. The defeat of

Conflans having thwarted his projects of invasion, he next sought, in

entire consistency with his main purpose, to stir up Spain and gain

her alliance. The united efforts of the two kingdoms with their fine

seaboards could, under good administration and with time for

preparation, put afloat a navy that would be a fair counterpoise to

that of England. It was also doubtless true that weaker maritime

States, if they saw such a combination successfully made and working

efficiently, would pluck up heart to declare against a government

whose greatness excited envy and fear, and which acted with the

disregard to the rights and welfare of others common to all

uncontrolled power. Unhappily for both France and Spain, the alliance

came too late. The virtual annihilation of the French fleet in 1759

was indeed followed by an outburst of national enthusiasm for the

navy, skilfully fostered and guided by Choiseul. "Popular feeling took

up the cry, from one end of France to the other, 'The navy must be

restored.' Gifts of cities, corporations, and private individuals

raised funds. A prodigious activity sprang up in the lately silent

ports; everywhere ships were building and repairing." The minister

also recognized the need of restoring the discipline and tone, as well

as the material of the navy. The hour, however, was too late; the

middle of a great and unsuccessful war is no time to begin

preparations. "Better late than never" is not so safe a proverb as "In

time of peace prepare for war." The condition of Spain was better.

When war broke out, the English naval historian estimates that she had

one hundred ships of all sizes; of these, probably sixty were of the

line. Nevertheless, although the addition of Spain to her numerous

enemies might make the position of England seem critical, the

combination in her favor of numbers, skill, experience, and prestige,

was irresistible. With seventy thousand veteran seamen, she had only

to maintain a position already won. The results we know.

After the peace, Choiseul wisely remained faithful to his own first

ideas. The restoration of the navy continued, and was accompanied and

furthered by a spirit of professional ambition and of desire to excel,

among the officers of the navy, which has been before mentioned, and

which, in the peculiar condition of the United States navy at the

present day, may be commended as a model. The building of ships-of-war

continued with great activity and on a large scale. At the end of the

war, thanks to the movement begun in 1761, there were forty

ships-of-the-line in good condition. In 1770, when Choiseul was

dismissed, the royal navy numbered sixty-four of the line and fifty

frigates afloat. The arsenals and storehouses were filled, and a stock

of ship-timber laid up. At the same time the minister tried to improve

the efficiency of the officers by repressing the arrogant spirit of

those of noble birth, which showed itself both toward superiors and

toward another order of officers, not of the nobility, whose abilities

made them desired on board the fleet. This class-feeling carried with

it a curious sentiment of equality among officers of very different

grades, which injuriously affected the spirit of subordination.

Members, all, of a privileged social order, their equality as such was

more clearly recognized than their inequality as junior and senior.

The droll story told by Marryatt of the midshipman, who represented to

his captain that a certain statement had been made in confidence,

seems to have had a realization on the French quarter-deck of that

day. "Confidence!" cried the captain; "who ever heard of confidence

between a post-captain and a midshipman!" "No sir," replied the

youngster, "not between a captain and a midshipman, but between two

gentlemen." Disputes, arguments, suggestions, between two gentlemen,

forgetful of their relative rank, would break out at critical moments,

and the feeling of equality, which wild democratic notions spread

throughout the fleets of the republic, was curiously forestalled by

that existing among the members of a most haughty aristocracy. "I saw

by his face," says one of Marryatt's heroes, "that the first

lieutenant did not agree with the captain; but he was too good an

officer to say so at such a moment." The phrase expresses one of the

deepest-rooted merits of the English system, the want of which is

owned by French writers:--

"Under Louis XVI. the intimacy and fellowship existing between

the chief and the subordinate led the latter to discuss the

orders which were given him.... The relaxation of discipline and

the spirit of independence were due also to another cause than

that pointed out; they can be partly attributed to the

regulation of the officers' messes. Admiral, captain, officers,

midshipmen, ate together; everything was in common. They

thee-and-thou'd each other like chums. In handling the ship, the

inferior gave his opinion, argued, and the chief, irritated,

often preferred to yield rather than make enemies. Facts of this

kind are asserted by witnesses whose truthfulness is above

suspicion."[113]

Insubordination of this character, to which weaker men gave way,

dashed in vain against the resolute and fiery temper of Suffren; but

the spirit of discontent rose almost to the height of mutiny, causing

him to say in his despatches to the minister of the navy, after his

fourth battle: "My heart is pierced by the most general defection. It

is frightful to think that I might four times have destroyed the

English fleet, and that it still exists." Choiseul's reforms broke

against this rock, which only the uprising of the whole nation finally

removed; but in the personnel of the crews a great improvement was

made. In 1767 he reorganized the artillery of the fleet, forming a

body of ten thousand gunners, who were systematically drilled once a

week during the ten years still to intervene before the next war with

England.

Losing sight of no part of his plans, Choiseul, while promoting the

naval and military power of France, paid special attention to the

alliance with Spain and judiciously encouraged and furthered the

efforts of that country in the path of progress under Charles III.,

the best of her kings of the Bourbon line. The Austrian alliance still

existing was maintained, but his hopes were chiefly fixed upon Spain.

The wisdom and insight which had at once fastened upon England as the

centre of enmity to France had been justified and further enlightened

by the whole course of the Seven Years' War. In Spain was the surest,

and, with good administration, the most powerful ally. The close

proximity of the two countries, the relative positions of their ports,

made the naval situation particularly strong; and the alliance which

was dictated by sound policy, by family ties, and by just fear of

England's sea power, was further assured to France by recent and still

existing injuries that must continue to rankle with Spain. Gibraltar,

Minorca, and Florida were still in the hands of England; no Spaniard

could be easy till this reproach was wiped out.

It may be readily believed, as is asserted by French historians, that

England viewed with disquietude the growth of the French navy, and

would gladly have nipped it betimes; but it is more doubtful whether

she would have been willing to force a war for that purpose. During

the years succeeding the Peace of Paris a succession of short

ministries, turning mainly upon questions of internal policy or

unimportant party arrangement, caused her foreign policy to present a

marked contrast to the vigorous, overbearing, but straightforward path

followed by Pitt. Internal commotions, such as are apt to follow great

wars, and above all the controversy with the North American colonies,

which began as early as 1765 with the well-known Stamp Act, conspired

with other causes to stay the hand of England. Twice at least during

the years of Choiseul's ministry there occurred opportunities which a

resolute, ready, and not too scrupulous government might easily have

converted into a cause of war; the more so as they involved that sea

power which is to England above all other nations the object of just

and jealous concern. In 1764 the Genoese, weary of their unsuccessful

attempts to control Corsica, again asked France to renew the

occupation of the ports which had been garrisoned by her in 1756. The

Corsicans also sent an ambassador to France in order to solicit

recognition of the independence of the island, in consideration of a

tribute equivalent to that which they had formerly paid to Genoa. The

latter, feeling its inability to reconquer the island, at length

decided practically to cede it. The transaction took the shape of a

formal permission for the King of France to exercise all the rights of

sovereignty over all the places and harbors of Corsica, as security

for debts owing to him by the republic. This cession, disguised under

the form of a security in order to palliate the aggrandizement of

France in the eyes of Austria and England, recalls the conditional and

thinly veiled surrender of Cyprus to England nine years ago,--a

transfer likely to be as final and far-reaching as that of Corsica.

England then remonstrated and talked angrily; but though Burke said,

"Corsica as a province of France is terrible to me," only one member

of the House of Commons, the veteran admiral Sir Charles Saunders, was

found to say "that it would be better to go to war with France than

consent to her taking possession of Corsica."[114] Having in view the

then well-recognized interests of England in the Mediterranean, it is

evident that an island so well situated as Corsica for influencing the

shores of Italy and checking the naval station at Minorca, would not

have been allowed to go into the hands of a strong master, if the

nation had felt ready and willing for war.

Again, in 1770, a dispute arose between England and Spain relative to

the possession of the Falkland Islands. It is not material to state

the nature of either claim to what was then but a collection of barren

islands, destitute of military as well as of natural advantages. Both

England and Spain had had a settlement, on which the national colors

were flying; and at the English station a captain in the navy

commanded. Before this settlement, called Port Egmont, there suddenly

appeared, in June, 1770, a Spanish expedition, fitted out in Buenos

Ayres, of five frigates and sixteen hundred soldiers. To such a force

the handful of Englishmen could make no serious resistance; so after a

few shots, exchanged for the honor of the flag, they capitulated.

The news of this transaction, which reached England in the following

October, showed by its reception how much more serious is an insult

than an injury, and how much more bitterly resented. The transfer of

Corsica had scarcely occasioned a stir outside the offices of

statesmen; the attack on Port Egmont roused the people and Parliament.

The minister to Madrid was ordered to demand the immediate restoration

of the islands, with a disavowal of the action of the officer who had

ordered the attack. Without waiting for a reply, ships were ordered

into commission, press-gangs swept the streets, and in a short time a

powerful fleet was ready at Spithead to revenge the insult. Spain,

relying upon the Bourbon family compact and the support of France, was

disposed to stand firm; but the old king, Louis XV., was averse to

war, and Choiseul, among whose enemies at court was the last mistress,

was dismissed. With his fall disappeared the hopes of Spain, which at

once complied with the demands of England, reserving, however, the

question as to the rights of sovereignty. This conclusion shows

clearly that England, though still wielding an effective sea power

able to control Spain, was not eager for a war merely in order to

break down the rival navies.

It is not wholly alien to the question of sea power to note, without

dwelling upon it, a great event which now happened, seemingly utterly

removed from all relation to the sea. The first partition of Poland

between Prussia, Russia, and Austria, carried out in 1772, was made

easier by the preoccupation of Choiseul with his naval policy and the

Spanish alliance. The friendship and support of Poland and Turkey, as

checks upon the House of Austria, were part of the tradition received

from Henry IV. and Richelieu; the destruction of the former was a

direct blow to the pride and interest of France. What Choiseul would

have done had he been in office, cannot be known; but if the result of

the Seven Years' War had been different, France might have interfered

to some purpose.

On the 10th of May, 1774, Louis XV. died, at the time when the

troubles in the North American colonies were fast coming to a head.

Under his youthful successor, Louis XVI., the policy of peace on the

continent, of friendly alliance with Spain, and of building up the

navy in numbers and efficiency, was continued. This was the foreign

policy of Choiseul, directed against the sea power of England as the

chief enemy, and toward the sea power of France as the chief support,

of the nation. The instructions which, according to a French naval

author, the new king gave to his ministers show the spirit with which

his reign up to the Revolution was inspired, whether or not they

originated with the king himself:--

"To watch all indications of approaching danger; to observe by

cruisers the approaches to our islands and the entrance to the

Gulf of Mexico; to keep track of what was passing on the banks

of Newfoundland, and to follow the tendencies of English

commerce; to observe in England the state of the troops and

armaments, the public credit and the ministry; to meddle

adroitly in the affairs of the British colonies; to give the

insurgent colonists the means of obtaining supplies of war,

while maintaining the strictest neutrality; to develop actively,

but noiselessly, the navy; to repair our ships of war; to fill

our storehouses and to keep on hand the means for rapidly

equipping a fleet at Brest and at Toulon, while Spain should be

fitting one at Ferrol; finally, at the first serious fear of

rupture, to assemble numerous troops upon the shores of Brittany

and Normandy, and get everything ready for an invasion of

England, so as to force her to concentrate her forces, and thus

restrict her means of resistance at the extremities of the

empire."[115]

Such instructions, whether given all at once as a symmetrical,

well-thought-out plan, or from time to time, as occasion arose, showed

that an accurate forecast of the situation had been made, and breathed

a conviction which, if earlier felt, would have greatly modified the

history of the two countries. The execution was less thorough than the

conception.

In the matter of developing the navy, however, fifteen years of peace

and steady work showed good results. When war openly broke out in

1778, France had eighty ships-of-the-line in good condition, and

sixty-seven thousand seamen were borne on the rolls of the maritime

conscription. Spain, when she entered the war in 1779 as the ally of

France, had in her ports nearly sixty ships-of-the-line. To this

combination England opposed a total number of two hundred and

twenty-eight ships of all classes, of which about one hundred and

fifty were of the line. The apparent equality in material which would

result from these numbers was affected, to the disadvantage of

England, by the superior size and artillery of the French and

Spaniards; but on the other hand her strength was increased by the

unity of aim imparted by belonging to one nation. The allies were

destined to feel the proverbial weakness of naval coalitions, as well

as the degenerate administration of Spain, and the lack of habit--may

it not even be said without injustice, of aptitude for the sea--of

both nations. The naval policy with which Louis XVI. began his reign

was kept up to the end; in 1791, two years after the assembly of the

States-General, the French navy numbered eighty-six ships-of-the-line,

generally superior, both in dimensions and model, to English ships of

the same class.

We have come, therefore, to the beginning of a truly maritime war;

which, as will be granted by those who have followed this narrative,

had not been seen since the days of De Ruyter and Tourville. The

magnificence of sea power and its value had perhaps been more clearly

shown by the uncontrolled sway, and consequent exaltation, of one

belligerent; but the lesson thus given, if more striking, is less

vividly interesting than the spectacle of that sea power meeting a foe

worthy of its steel, and excited to exertion by a strife which

endangered, not only its most valuable colonies, but even its own

shores. Waged, from the extended character of the British Empire, in

all quarters of the world at once, the attention of the student is

called now to the East Indies and now to the West; now to the shores

of the United States and thence to those of England; from New York and

Chesapeake Bay to Gibraltar and Minorca, to the Cape Verde Islands,

the Cape of Good Hope, and Ceylon. Fleets now meet fleets of equal

size, and the general chase and the _mêlée_, which marked the actions

of Hawke, Boscawen, and Anson, though they still occur at times, are

for the most part succeeded by wary and complicated manoeuvres, too

often barren of decisive results as naval battles, which are the

prevailing characteristic of this coming war. The superior tactical

science of the French succeeded in imparting to this conflict that

peculiar feature of their naval policy, which subordinated the control

of the sea by the destruction of the enemy's fleets, of his organized

naval forces, to the success of particular operations, the retention

of particular points, the carrying out of particular ulterior

strategic ends. It is not necessary to endeavor to force upon others

the conviction of the present writer that such a policy, however

applicable as an exception, is faulty as a rule; but it is most

desirable that all persons responsible for the conduct of naval

affairs should recognize that the two lines of policy, in direct

contradiction to each other, do exist. In the one there is a strict

analogy to a war of posts; while in the other the objective is that

force whose destruction leaves the posts unsupported and therefore

sure to fall in due time. These opposing policies being recognized,

consideration should also be had of the results of the two as

exemplified in the history of England and France.

It was not, however, with such cautious views that the new king at

first sought to impress his admirals. In the instructions addressed to

the Count d'Orvilliers, commanding the first fleet sent out from

Brest, the minister, speaking in the name of the king, says:--

"Your duty now is to restore to the French flag the lustre with

which it once shone; past misfortunes and faults must be buried

out of sight; only by the most illustrious actions can the navy

hope to succeed in doing this. His Majesty has the right to

expect the greatest efforts from his officers.... Under whatever

circumstances the king's fleet may be placed, his Majesty's

orders, which he expressly charges me to impress upon you, as

well as upon all officers in command, are that his ships attack

with the greatest vigor, and defend themselves, on all

occasions, to the last extremity."

More follows to the same effect; upon which a French officer, who has

not before been quoted in connection with this phase of French naval

policy, says:--

"How different this language from that held to our admirals

during the last war; for it would be an error to believe that

they followed by choice and temper the timid and defensive

system which predominated in the tactics of the navy. The

government, always finding the expenses exacted by the

employment of the navy excessive, too often prescribed to its

admirals to keep the sea as long as possible without coming to

pitched battles, or even to brushes, generally very expensive,

and from which might follow the loss of ships difficult to

replace. Often they were enjoined, if driven to accept action,

carefully to avoid compromising the fate of their squadron by

too decisive encounters. They thought themselves, therefore,

obliged to retreat as soon as an engagement took too serious a

turn. Thus they acquired the unhappy habit of voluntarily

yielding the field of battle as soon as an enemy, even inferior,

boldly disputed it with them. Thus to send a fleet to meet the

enemy, only to retire shamefully from his presence; to receive

action instead of offering it; to begin battles only to end them

with the semblance of defeat; to ruin moral force in order to

save physical force,--that was the spirit which, as has been

very judiciously said by M. Charles Dupin, guided the French

ministry of that epoch. The results are known."[116]

The brave words of Louis XVI. were followed almost immediately by

others, of different and qualifying tenor, to Admiral d'Orvilliers

before he sailed. He was informed that the king, having learned the

strength of the English fleet, relied upon his prudence as to the

conduct to be followed at a moment when he had under his orders all

the naval force of which France could dispose. As a matter of fact the

two fleets were nearly equal; it would be impossible to decide which

was the stronger, without detailed information as to the armament of

every ship. D'Orvilliers found himself, as many a responsible man has

before, with two sets of orders, on one or the other of which he was

sure to be impaled, if unlucky; while the government, in the same

event, was sure of a scape-goat.

The consideration of the relative force of the two navies, material

and moral, has necessarily carried us beyond the date of the opening

of the American Revolutionary War. Before beginning with that

struggle, it may be well to supplement the rough estimate of England's

total naval force, given, in lack of more precise information, by the

statement of the First Lord of the Admiralty made in the House of

Lords in November, 1777, a very few months before the war with France

began. Replying to a complaint of the opposition as to the smallness

of the Channel fleet, he said:--

"We have now forty-two ships-of-the-line in commission in Great

Britain (without counting those on foreign service), thirty-five

of which are completely manned, and ready for sea at a moment's

warning.... I do not believe that either France or Spain

entertains any hostile disposition toward us; but from what I

have now submitted to you, I am authorized to affirm that our

navy is more than a match for that of the whole House of

Bourbon."[117]

It must, however, be said that this pleasing prospect was not realized

by Admiral Keppel when appointed to command in the following March,

and looking at his fleet with (to use his own apt expression) "a

seaman's eye;"[118] and in June he went to sea with only twenty ships.

It is plainly undesirable to insert in a narrative of this character

any account of the political questions which led to the separation of

the United States from the British Empire. It has already been

remarked that the separation followed upon a succession of blunders by

the English ministry,--not unnatural in view of the ideas generally

prevalent at that day as to the relations of colonies to the

mother-country. It needed a man of commanding genius to recognize, not

only the substantial justice of the American claims,--many did

that,--but also the military strength of their situation, as before

indicated. This lay in the distance of the colonies from home, their

nearness to each other independently of the command of the sea, the

character of the colonists,--mainly of English and Dutch stock,--and

the probable hostility of France and Spain. Unfortunately for England,

the men most able to cope with the situation were in the minority and

out of office.

It has been said before that, had the thirteen colonies been islands,

the sea power of Great Britain would have so completely isolated them

that their fall, one after the other, must have ensued. To this it may

be added that the narrowness of the strip then occupied by civilized

man, and the manner in which it was intersected by estuaries of the

sea and navigable rivers, practically reduced to the condition of

islands, so far as mutual support went, great sections of the

insurgent country, which were not large enough to stand alone, yet too

large for their fall not to have been a fatal blow to the common

cause. The most familiar case is that of the line of the Hudson, where

the Bay of New York was held from the first by the British, who also

took the city in September, 1776, two months after the Declaration of

Independence. The difficulties in the way of moving up and down such a

stream were doubtless much greater to sailing vessels than they now

are to steamers; yet it seems impossible to doubt that active and

capable men wielding the great sea power of England could so have held

that river and Lake Champlain with ships-of-war at intervals and

accompanying galleys as to have supported a sufficient army moving

between the head-waters of the Hudson and the lake, while themselves

preventing any intercourse by water between New England and the States

west of the river. This operation would have closely resembled that by

which in the Civil War the United States fleets and armies gradually

cut in twain the Southern Confederacy by mastering the course of the

Mississippi, and the political results would have been even more

important than the military; for at that early stage of the war the

spirit of independence was far more general and bitter in the section

that would have been cut off,--in New England,--than in New York and

New Jersey, perhaps than anywhere except in South Carolina.[119]

In 1777 the British attempted to accomplish this object by sending

General Burgoyne from Canada to force his way by Lake Champlain to the

Hudson. At the same time Sir Henry Clinton moved north from New York

with three thousand men, and reached West Point, whence he sent by

shipping a part of his force up the river to within forty miles of

Albany. Here the officer in command learned of the surrender of

Burgoyne at Saratoga, and returned; but what he did at the head of a

detachment from a main body of only three thousand, shows what might

have been done under a better system. While this was happening on the

Hudson, the English commander-in-chief of the troops acting in America

had curiously enough made use of the sea power of his nation to

transport the bulk of his army--fourteen thousand men--from New York

to the head of Chesapeake Bay, so as to take Philadelphia in the rear.

This eccentric movement was successful as regarded its objective,

Philadelphia; but it was determined by political considerations,

because Philadelphia was the seat of Congress, and was contrary to

sound military policy. The conquest therefore was early lost; but it

was yet more dearly won, for by this diversion of the British forces

the different corps were placed out of mutual support, and the control

of the water-line of the Hudson was abandoned. While Burgoyne, with

seven thousand regular troops, besides auxiliaries, was moving down to

seize the head-waters of the river, fourteen thousand men were removed

from its mouth to the Chesapeake. The eight thousand left in or near

New York were consequently tied to the city by the presence of the

American army in New Jersey. This disastrous step was taken in August;

in October Burgoyne, isolated and hemmed in, surrendered. In the

following May the English evacuated Philadelphia, and after a painful

and perilous march through New Jersey, with Washington's army in close

pursuit, regained New York.

This taking of the British fleet to the head of the Chesapeake,

coupled with the ascent of the Potomac in 1814 by English

sailing-frigates, shows another weak line in the chain of the American

colonies; but it was not, like that of the Hudson and Champlain, a

line both ends of which rested in the enemy's power,--in Canada on the

one hand, on the sea on the other.

As to the sea warfare in general, it is needless to enlarge upon the

fact that the colonists could make no head against the fleets of Great

Britain, and were consequently forced to abandon the sea to them,

resorting only to a cruising warfare, mainly by privateers, for which

their seamanship and enterprise well fitted them, and by which they

did much injury to English commerce. By the end of 1778 the English

naval historian estimates that American privateers had taken nearly a

thousand merchant-ships, valued at nearly £2,000,000; he claims,

however, that the losses of the Americans were heavier. They should

have been; for the English cruisers were both better supported and

individually more powerful, while the extension of American commerce

had come to be the wonder of the statesmen of the mother-country. When

the war broke out, it was as great as that of England herself at the

beginning of the century.

An interesting indication of the number of the seafaring population of

North America at that time is given by the statement in Parliament by

the First Lord of the Admiralty, "that the navy had lost eighteen

thousand of the seamen employed in the last war by not having

America,"[120]--no inconsiderable loss to a sea power, particularly if

carried over to the ranks of the enemy.

The course of warfare on the sea gave rise, as always, to grievances

of neutrals against the English for the seizures of their ships in the

American trade. Such provocation, however, was not necessary to

excite the enmity and the hopes of France in the harassed state of the

British government. The hour of reckoning, of vengeance, at which the

policy of Choiseul had aimed, seemed now at hand. The question was

early entertained at Paris what attitude should be assumed, what

advantage drawn from the revolt of the colonies. It was decided that

the latter should receive all possible support short of an actual

break with England; and to this end a Frenchman named Beaumarchais was

furnished with money to establish a business house which should supply

the colonists with warlike stores. France gave a million francs, to

which Spain added an equal sum, and Beaumarchais was allowed to buy

from government arsenals. Meanwhile agents were received from the

United States, and French officers passed into its service with little

real hindrance from their government. Beaumarchais' house was started

in 1776; in December of that year Benjamin Franklin landed in France,

and in May, 1777, Lafayette came to America. Meanwhile the

preparations for war, especially for a sea war, were pushed on; the

navy was steadily increased, and arrangements were made for

threatening an invasion from the Channel, while the real scene of the

war was to be in the colonies. There France was in the position of a

man who has little to lose. Already despoiled of Canada, she had every

reason to believe that a renewal of war, with Europe neutral and the

Americans friends instead of enemies, would not rob her of her

islands. Recognizing that the Americans, who less than twenty years

before had insisted upon the conquest of Canada, would not consent to

her regaining it, she expressly stipulated that she would have no such

hopes, but exacted that in the coming war she should retain any

English West Indian possessions which she could seize. Spain was

differently situated. Hating England, wanting to regain Gibraltar,

Minorca, and Jamaica,--no mere jewels in her crown, but

foundation-stones of her sea power,--she nevertheless saw that the

successful rebellion of the English colonists against the hitherto

unrivalled sea power of the mother-country would be a dangerous

example to her own enormous colonial system, from which she yearly

drew so great subsidies. If England with her navy should fail, what

could Spain achieve? In the introductory chapter it was pointed out

that the income of the Spanish government was drawn, not as a light

tax upon a wealthy sea power, built upon the industry and commerce of

the kingdom, but from a narrow stream of gold and silver trickling

through a few treasure-ships loaded with the spoils of colonies

administered upon the narrowest system. Spain had much to lose, as

well as to gain. It was true still, as in 1760, that she was the power

with which England could war to the greatest advantage. Nevertheless,

existing injuries and dynastic sympathy carried the day. Spain entered

upon the secretly hostile course pursued by France.

To this explosive condition of things the news of Burgoyne's surrender

acted as a spark. The experience of former wars had taught France the

worth of the Americans as enemies, and she was expecting to find in

them valuable helpers in her schemes of revenge; now it seemed that

even alone they might be able to take care of themselves, and reject

any alliance. The tidings reached Europe on the 2d of December, 1777;

on the 16th the French foreign minister informed the commissioners of

Congress that the king was ready to recognize the independence of the

United States, and to make with them a commercial treaty and

contingent defensive alliance. The speed with which the business was

done shows that France had made up her mind; and the treaty, so

momentous in its necessary consequences, was signed on the 6th of

February, 1778.

It is not necessary to give the detailed terms of the treaty; but it

is important to observe, first, that the express renunciation of

Canada and Nova Scotia by France foreshadowed that political theory

which is now known as the Monroe doctrine, the claims of which can

scarcely be made good without an adequate sea-force; and next, that

the alliance with France, and subsequently with Spain, brought to the

Americans that which they above all needed,--a sea power to

counterbalance that of England. Will it be too much for American

pride to admit that, had France refused to contest the control of the

sea with England, the latter would have been able to reduce the

Atlantic seaboard? Let us not kick down the ladder by which we

mounted, nor refuse to acknowledge what our fathers felt in their hour

of trial.

Before going on with the story of this maritime war, the military

situation as it existed in the different parts of the world should be

stated.

The three features which cause it to differ markedly from that at the

opening of the Seven Years' War, in 1756, are--(1) the hostile

relation of America to England; (2) the early appearance of Spain as

the ally of France; and (3) the neutrality of the other continental

States, which left France without preoccupation on the land side.

On the North American continent the Americans had held Boston for two

years. Narragansett Bay and Rhode Island were occupied by the English,

who also held New York and Philadelphia. Chesapeake Bay and its

entrance, being without strong posts, were in the power of any fleet

that appeared against them. In the South, since the unsuccessful

attack upon Charlestown in 1776, no movement of importance had been

made by the English; up to the declaration of war by France the chief

events of the war had been north of the Chesapeake (of Baltimore). In

Canada, on the other hand, the Americans had failed, and it remained

to the end a firm base to the English power.

In Europe the most significant element to be noted is the state of

preparedness of the French navy, and to some extent of the Spanish, as

compared with previous wars. England stood wholly on the defensive,

and without allies; while the Bourbon kings aimed at the conquest of

Gibraltar and Port Mahon, and the invasion of England. The first two,

however, were the dear objects of Spain, the last of France; and this

divergence of aims was fatal to the success of this maritime

coalition. In the introductory chapter allusion was made to the

strategic question raised by these two policies.

In the West Indies the grip of the two combatants on the land was in

fact about equal, though it should not have been so. Both France and

England were strongly posted in the Windward Islands,--the one at

Martinique, the other at Barbadoes. It must be noted that the position

of the latter, to windward of all others of the group, was a decided

strategic advantage in the days of sail. As it happened, the fighting

was pretty nearly confined to the neighborhood of the Lesser Antilles.

Here, at the opening of the struggle, the English island of Dominica

lay between the French Martinique and Guadeloupe; it was therefore

coveted and seized. Next south of Martinique lay Sta. Lucia, a French

colony. Its strong harbor on the lee side, known as Gros Ilot Bay, was

a capital place from which to watch the proceedings of the French navy

in Fort Royal, Martinique. The English captured the island, and from

that safe anchorage Rodney watched and pursued the French fleet before

his famous action in 1782. The islands to the southward were of

inferior military consequence. In the greater islands, Spain should

have outweighed England, holding as she did Cuba, Porto Rico, and,

with France, Hayti, as against Jamaica alone. Spain, however, counted

here for nothing but a dead-weight; and England had elsewhere too much

on her hands to attack her. The only point in America where the

Spanish arms made themselves felt was in the great region east of the

Mississippi, then known as Florida, which, though at that time an

English possession, did not join the revolt of the colonies.

In the East Indies it will be remembered that France had received back

her stations at the peace of 1763; but the political predominance of

the English in Bengal was not offset by similar control of the French

in any part of the peninsula. During the ensuing years the English had

extended and strengthened their power, favored in so doing by the

character of their chief representatives, Clive and Warren Hastings.

Powerful native enemies had, however, risen against them in the south

of the peninsula, both on the east and west, affording an excellent

opportunity for France to regain her influence when the war broke out;

but her government and people remained blind to the possibilities of

that vast region. Not so England. The very day the news of the

outbreak of war reached Calcutta, July 7, 1778, Hastings sent orders

to the governor of Madras to attack Pondicherry, and set the example

by seizing Chandernagore. The naval force of each nation was

insignificant; but the French commodore, after a brief action, forsook

Pondicherry, which surrendered after a siege by land and sea of

seventy days. The following March, 1779, Mahé, the last French

settlement, fell, and the French flag again disappeared; while at the

same time there arrived a strong English squadron of six

ships-of-the-line under Admiral Hughes. The absence of any similar

French force gave the entire control of the sea to the English until

the arrival of Suffren, nearly three years later. In the mean while

Holland had been drawn into the war, and her stations, Negapatam on

the Coromandel coast, and the very important harbor of Trincomalee in

Ceylon, were both captured, the latter in January, 1782, by the joint

forces of the army and navy. The successful accomplishment of these

two enterprises completed the military situation in Hindostan at the

time when the arrival of Suffren, just one month later, turned the

nominal war into a desperate and bloody contest. Suffren found himself

with a decidedly stronger squadron, but without a port, either French

or allied, on which to base his operations against the English.

Of these four chief theatres of the war, two, North America and the

West Indies, as might be expected from their nearness, blend and

directly affect each other. This is not so obviously the case with the

struggles in Europe and India. The narrative therefore naturally falls

into three principal divisions, which may to some extent be treated

separately. After such separate consideration their mutual influence

will be pointed out, together with any useful lessons to be gathered

from the goodness or badness, the success or failure, of the grand

combinations, and from the part played by sea power.

On the 13th of March, 1778, the French ambassador at London notified

the English government that France had acknowledged the independence

of the United States, and made with them a treaty of commerce and

defensive alliance. England at once recalled her ambassador; but

though war was imminent and England at disadvantage, the Spanish king

offered mediation, and France wrongly delayed to strike. In June,

Admiral Keppel sailed from Portsmouth, with twenty ships, on a cruise.

Falling in with two French frigates, his guns, to bring them to,

opened the war. Finding from their papers that thirty-two French ships

lay in Brest, he at once returned for reinforcements. Sailing again

with thirty ships, he fell in with the French fleet under D'Orvilliers

to the westward of Ushant, and to windward, with a westerly wind. On

the 27th of July was fought the first fleet action of the war,

generally known as the battle of Ushant.

This battle, in which thirty ships-of-the-line fought on either side,

was wholly indecisive in its results. No ship was taken or sunk; both

fleets, after separating, returned to their respective ports. The

action nevertheless obtained great celebrity in England from the

public indignation at its lack of result, and from the storm of naval

and political controversy which followed. The admiral and the officer

third in command belonged to different political parties; they made

charges, one against the other, and in the following courts-martial

all England divided, chiefly on party lines. Public and naval

sentiment generally favored the commander-in-chief, Keppel.

[Illustration: Pl. IX. KEPPEL OFF USHANT JULY 27, 1778.]

Tactically, the battle presents some interesting features, and

involves one issue which is still living to-day. Keppel was to leeward

and wished to force an action; in order to do this he signalled a

general chase to windward, so that his fastest ships might overtake

the slower ones of the enemy. Granting equal original fleet-speed,

this was quite correct. D'Orvilliers, to windward, had no intention of

fighting except on his own terms. As will generally be the case, the

fleet acting on the offensive obtained its wish. At daybreak of the

27th both fleets were on the port tack, heading west-northwest, with

a steady breeze at southwest (Plate IX., A, A, A).[121] The English

rear (R) had fallen to leeward,[122] and Keppel consequently made

signal to six of its ships to chase to windward, so as to place them

in a better position to support the main body if it could get into

action. D'Orvilliers observed this movement, and construed it to show

an intention to attack his rear with a superior force. The two fleets

being then from six to eight miles apart, he wore his fleet in

succession (French A to B), by which he lost ground to leeward, but

approached the enemy, and was able to see them better (Positions B, B,

B). At the completion of this evolution the wind hauled to the

southward, favoring the English; so Keppel, instead of going about,

stood on for half an hour more (English B to C), and then tacked

together in wake of the French. This confirmed D'Orvilliers'

suspicions, and as the wind, which certainly favored the English that

morning, now hauled back again to the westward, permitting them to lay

up for the French rear, he wore his fleet together (B to C), thus

bringing the rest to aid the rear, now become the van, and preventing

Keppel from concentrating on or penetrating it. The two fleets thus

passed on opposite tacks (C),[123] exchanging ineffective broadsides,

the French running free to windward and having the power to attack,

but not using it. D'Orvilliers then made the signal for his van,

formerly the rear, to wear to leeward of the English rear, which was

to leeward of its own main body, intending himself to remain to

windward and so attack it on both sides; but the commander of that

division, a prince of the blood royal, did not obey, and the possible

advantage was lost. On the English side the same manoeuvre was

attempted. The admiral of the van and some of his ships tacked, as

soon as out of fire (D),[124] and stood after the French rear; but for

the most part the damage to rigging prevented tacking, and wearing was

impossible on account of the ships coming up behind. The French now

stood to leeward and formed line again, but the English were not in

condition to attack. This was the end of the battle.

It has been said that there are some interesting points about this

resultless engagement. One is, that Keppel's conduct was approved

throughout, on oath before the court-martial, by one of the most

distinguished admirals England has brought forth, Sir John Jervis, who

commanded a ship in the fleet. It does not indeed appear what he could

have done more; but his lack of tactical understanding is shown by a

curious remark in his defence. "If the French admiral really meant to

come to action," says he, "I apprehend he would never have put his

fleet on the contrary tack to that on which the British fleet was

approaching." This remark can only proceed from ignorance or

thoughtlessness of the danger to which the rear of the French fleet

would have been exposed, and is the more curious as he himself had

said the English were lying up for it. Keppel's idea seems to have

been that the French should have waited for him to come up abreast,

and then go at it, ship for ship, in what was to him the good old

style; D'Orvilliers was too highly trained to be capable of such

action.

The failure of the Duc de Chartres,[125] commanding the French van

during the firing, to wear in obedience to orders, whether due to

misunderstanding or misconduct, raises the question, which is still

debated, as to the proper position for a naval commander-in-chief in

action. Had D'Orvilliers been in the van, he could have insured the

evolution he wished. From the centre the admiral has the extremities

of his fleet equally visible, or invisible, as it may be. At the head

he enforces his orders by his example. The French toward the end of

this war solved the question by taking him out of the line altogether

and putting him on board a frigate, for the avowed reasons that he

could thus better see the movements of his fleet and of the enemy

without being blinded by smoke or distracted by the occurrences on

board his own ship, and that his signals could be better seen.[126]

This position, resembling somewhat that of a general on shore, being

remote from personal risk, was also assumed by Lord Howe in 1778; but

both that officer and the French abandoned the practice later. Nelson

at Trafalgar, the end of his career, led his column; but it may be

doubted whether he had any other motive than his ardor for battle. The

two other great attacks in which he commanded in chief were directed

against ships at anchor, and in neither did he take the head of the

column; for the good reason that, his knowledge of the ground being

imperfect, the leading ship was in most danger of grounding. The

common practice in the days of broadside sailing-ships, except when a

general chase was ordered, was for the admiral to be in the line, and

in the centre of it. The departure from this custom on the part of

both Nelson and Collingwood, each of whom led his own columns at

Trafalgar, may have had some reason, and an ordinary man rather

shrinks from criticising the action of officers of their eminence. The

danger to which were exposed the two senior officers of the fleet,

upon whom so much depended, is obvious; and had any serious injury

befallen their persons, or the head of their columns, the lack of

their influence would have been seriously felt. As it was, they were

speedily obliterated, as admirals, in the smoke of the battle, leaving

to those who came after them no guidance or control except the

brilliancy of their courage and example. A French admiral has pointed

out that the practical effect of the mode of attack at Trafalgar, two

columns bearing down upon a line at right angles to them, was to

sacrifice the head of the columns in making two breaches in the

enemy's line. So far, very well; the sacrifice was well worth while;

and into these breaches came up the rear ships of each column, nearly

fresh, forming in fact a _reserve_ which fell upon the shattered ships

of the enemy on either side of the breaks. Now this idea of a reserve

prompts a thought as to the commander-in-chief. The size of his ship

was such as precluded its being out of the order; but would it not

have been well had the admiral of each column been with this reserve,

keeping in his hands the power of directing it according to the

chances of the action, making him a reality as well as a name for some

time longer, and to a very useful purpose? The difficulty of arranging

any system of signals or light despatch-boats which could take the

place of the aids or messengers of a general, coupled with the fact

that ships cannot stand still, as divisions of men do, waiting orders,

but that they must have steerage-way, precludes the idea of putting an

admiral of a fleet under way in a light vessel. By so doing he becomes

simply a spectator; whereas by being in the most powerful ship of the

fleet he retains the utmost weight possible after action is once

engaged, and, if this ship be in the reserve, the admiral keeps to the

latest possible moment the power of commander-in-chief in his own

hands. "Half a loaf is better than no bread;" if the admiral cannot,

from the conditions of sea warfare, occupy the calmly watchful

position of his brother on shore, let there be secured for him as much

as may be. The practice of Farragut after New Orleans and Vicksburg,

that is to say, in the latter part of his career, when it may be

believed experience had determined his views, was to lead in person.

It is known that he very reluctantly, at the solicitation of various

officers, yielded his convictions in this matter at Mobile so far as

to take the second place, and afterward freely expressed his regrets

for having done so. It may, however, be argued that the character of

all the actions in which Farragut commanded had a peculiarity,

differentiating them from battles in the strict sense of the word. At

New Orleans, at Vicksburg, at Port Hudson, and at Mobile, the task was

not to engage, but to pass fortifications which the fleet confessedly

could not stand up to; and the passage was to be made under conditions

mainly of pilotage upon ground as to which, unlike Nelson, he had good

knowledge. There was thus imposed upon the commander-in-chief the duty

of leadership in the literal, as well as the military, sense of the

term. So leading, he not only pointed out to the fleet the safe road,

but, drawing continually ahead of the smoke, was better able to see

and judge the path ahead, and to assume the responsibility of a course

which he may have prescribed and intended throughout, but from which a

subordinate might shrink. It has not perhaps been commonly noted, that

at Mobile the leaders, not only of one but of both columns, at the

critical point of the road hesitated and doubted as to the admiral's

purpose; not that they had not received it clearly, but because

circumstances seemed to them to be different from what he had

supposed. Not only Alden in the "Brooklyn," but Craven also in the

"Tecumseh," departed from the admiral's orders and left the course

dictated to them, with disastrous results. There is no necessity to

condemn either captain; but the irresistible inference is that

Farragut was unqualifiedly right in his opinion that the man who alone

has the highest responsibility should, under the conditions of his

battles, be in the front. And here it must be remarked that at such

critical moments of doubt any but the highest order of mind tends to

throw off the responsibility of decision upon the superior, though

from the instancy of the case hesitation or delay may be fatal. A man

who as the commissioned chief would act intelligently, as the mere

subordinate will balk. Nelson's action at St. Vincent will rarely be

emulated, a truth which is strongly shown by the fact that

Collingwood was immediately in his rear that day, and did not imitate

his action till signalled by the commander-in-chief; yet after

receiving the authority of the signal, he particularly distinguished

himself by his judgment and daring.[127] It will be recalled, also, in

connection with this question of pilot-ground battles, that a central

position nearly lost the flag-ship at New Orleans, owing to the

darkness and to the smoke from the preceding ships; the United States

fleet came near finding itself without its leader after the passage of

the forts. Now as the mention of a reserve prompted one set of

considerations, so the name of pilotage suggests certain ideas,

broader than itself, which modify what has been said of keeping the

admiral with the reserve. The ease and quickness with which a steam

fleet can change its formation make it very probable that a fleet

bearing down to attack may find itself, almost at the very moment of

collision, threatened with some unlooked-for combination; then where

would be the happiest position for an admiral? Doubtless in that part

of his own order where he could most readily pilot his ships into the

new disposition, or direction, by which he would meet the changed

conditions; that is, in the position of leading. It would seem that

there are always two moments of greatest importance in a sea-fight;

one which determines the method of the main attack, the other the

bringing up and directing the effort of the reserve. If the first is

more important, the second perhaps requires the higher order of

ability; for the former may and should proceed on a before-determined

plan, while the latter may, and often must, be shaped to meet

unforeseen exigencies. The conditions of sea-battles of the future

contain one element that land battles cannot have,--the extreme

rapidity with which encounters and changes of order can take place.

However troops may be moved by steam to the field of battle, they will

there fight on foot or on horseback, and with a gradual development of

their plan, which will allow the commander-in-chief time to make his

wishes known (as a rule, of course), in case of a change in the

enemy's attack. On the other hand, a fleet, comparatively small in

numbers and with its component units clearly defined, may be

meditating an important change of which no sign can appear until it

begins, and which will occupy but a few minutes. So far as these

remarks are sound, they show the need of a second in command

thoroughly conversant with not only the plans, but with the leading

principles of action of his chief,--a need plain enough from the fact

that the two extremities of the order-of-battle may be necessarily

remote, and that you want the spirit of the leader at both

extremities. As he cannot be there in person, the best thing is to

have an efficient second at one end. As regards Nelson's position at

Trafalgar, mentioned at the beginning of this discussion, it is to be

noted that the "Victory" did nothing that another ship could not have

done as well, and that the lightness of the wind forbade the

expectation of any sudden change in the enemy's order. The enormous

risk run by the person of the admiral, on whose ship was concentrated

the fire of the enemy's line, and which led several captains to

implore a change, was condemned long before by Nelson himself in one

of his letters after the battle of the Nile:--

"I think, if it had pleased God I had not been wounded, not a

boat would have escaped to have told the tale; but do not

believe that any individual in the fleet is to blame.... I only

mean to say that if my experience could in person have directed

those individuals, there was every appearance that Almighty God

would have continued to bless my endeavors," etc.[128]

Yet, notwithstanding such an expression of opinion based upon

experience, he took the most exposed position at Trafalgar, and upon

the loss of the leader there followed a curious exemplification of its

effects. Collingwood at once, rightly or wrongly, avoidably or

unavoidably, reversed Nelson's plans, urged with his last breath.

"Anchor! Hardy, do you anchor!" said the dying chief. "Anchor!" said

Collingwood. "It is the last thing I should have thought of."

FOOTNOTES:

[113] Troude: Batailles Navales.

[114] Mahon: History of England.

[115] Lapeyrouse-Bonfils, vol. iii. p. 5.

[116] Troude, vol. ii. pp. 3-5. For other quotations from French

authors to the same effect, see _ante_, pages 77, 80, 81.

[117] Mahon: History of England; Gentleman's Magazine, 1777, p. 553.

[118] Keppel's Defence.

[119] "A candid view of our affairs, which I am going to exhibit, will

make you a judge of the difficulties under which we labor. Almost all

our supplies of flour and no inconsiderable part of our meat are drawn

from the States westward of Hudson's River. This renders a secure

communication across that river indispensably necessary, both to the

support of your squadron and the army. The enemy, being masters of

that navigation, would interrupt this essential intercourse between

the States. They have been sensible of these advantages.... If they

could by any demonstration in another part draw our attention and

strength from this important point, and by anticipating our return

possess themselves of it, the consequences would be fatal. Our

dispositions must therefore have equal regard to co-operating with you

[at Boston] in a defensive plan, and securing the North River, which

the remoteness of the two objects from each other renders peculiarly

difficult."--WASHINGTON to D'ESTAING, Sept. 11, 1778.

[120] Annual Register, 1778, p. 201.

[121] In this plate the plan followed in every other instance, of

showing only the characteristic phases of a battle, in succession, but

disconnected, has been abandoned, and the attempt is to indicate

_continuously_ the series of manoeuvres and the tracks by which the

fleets at last came into contact (from A to C). As the _battle_

consisted merely in the passage by each other of two fleets, moving in

opposite parallel directions, an encounter always indecisive and

futile, the previous manoeuvres constitute the chief interest in an

affair whose historical importance is due to other than tactical

reasons.

[122] The line drawn through the centre of the English fleet at A

shows the close-hauled line (south-southeast) on which, by strict

tactical requirement, the English ships should have borne from each

other.

[123] The leading ships of the two fleets diverged from each other

(C), which is, by the French, attributed to the English van keeping

away; by the English it is said that the French van luffed. The latter

account is followed in the diagrams.

[124] The position D, separated from the rest of the plan, shows the

end of the passage by, which began at C. It could not be shown in

connection with the other tracks without producing confusion.

[125] Afterward Duc d'Orleans; the Philippe Égalité of the French

Revolution, and father of Louis Philippe.

[126] The capture of the French commander-in-chief on board his

flag-ship, in the battle of April 12, 1782, was also a motive for this

new order.

[127] The following incident, occurring during Rodney's chase of De

Grasse, in April, 1782, shows how far subordination may be carried.

Hood was one of the finest of the British officers; nor does the

author undertake to criticise his action. He was some miles from

Rodney at the time. "The separated French ship in the N.W., having got

the breeze at the same time as our van division, boldly stood for and

endeavored to weather the British advanced ships; that being the only

way to regain her own fleet, then to windward. To such a length did

she carry her audacity that she compelled the Alfred, the headmost

ship of Sir Samuel Hood's division, to bear up in order to allow her

to pass. Every eye was fixed upon the bold Frenchman, excepting those

who were anxiously looking out on the commander-in-chief to make the

signal to engage, but who, most likely from not supposing it could be

an enemy, did not throw out the ardently looked-for signal, and

therefore not a gun was fired. This is mentioned to show the state of

discipline on board the ships composing Sir Samuel Hood's division,

and that he, though second in command, would not fire a single shot

until directed to do so by his commander-in-chief. 'It is more than

probable that Sir S. Hood's reason for having waited for the signal to

engage from his commander-in-chief, ere he would fire, arose from the

supposition that had he been the occasion of prematurely bringing on

an action under the above circumstances, he would have been

responsible for the results.'" (White's Naval Researches, p. 97.)

Hood may have been influenced by Rodney's bearing toward inferiors

whose initiative displeased him. The relations of the two seem to have

been strained.

[128] Sir N.H. Nicholas: Despatches and Letters of Lord Nelson.

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