REPRESSIVE SECULAR LEGISLATION.
Enlightened legislators were not slow in seconding the efforts of the
papacy. Perhaps the earliest instance of secular legislation directed
against the ordeal, except some charters granted to communes, is an
edict of Philip Augustus in 1200, bestowing certain privileges on the
scholars of the University of Paris, by which he ordered that a citizen
accused of assaulting a student shall not be allowed to defend himself
either by the duel or the water ordeal.[1350] In England, a rescript of
Henry III., dated January 27, 1219, directs the judges then starting on
their circuits to employ other modes of proof—“seeing that the judgment
of fire and water is forbidden by the Church of Rome.”[1351] A few
charters and confirmations, dated some years subsequently, allude to
the privilege of administering it; but Matthew of Westminster, when
enumerating, under date of 1250, the remarkable events of the half
century, specifies its abrogation as one of the occurrences to be
noted,[1352] and we may conclude that thenceforth it was practically
abandoned throughout the kingdom. This is confirmed by the fact that
Bracton, whose treatise was written a few years later, refers only to
the wager of battle as a legal procedure, and, when alluding to other
forms, speaks of them as things of the past. About the same time,
Alexander II. of Scotland forbade its use in cases of theft.[1353]
Nearly contemporary was the Neapolitan Code, promulgated in 1231, by
authority of the Emperor Frederic II., in which he not only prohibits
the use of the ordeal in all cases, but ridicules, in a very curious
passage, the folly of those who could place confidence in it.[1354]
We may conclude, however, that this was not effectual in eradicating
it, for, fifty years later, Charles of Anjou found it necessary to
repeat the injunction.[1355] About the same time, Waldemar II. of
Denmark, Hako Hakonsen of Iceland and Norway; and soon afterwards
Birger Jarl of Sweden, followed the example.[1356] In Frisia we learn
that the inhabitants still refused to obey the papal mandates, and
insisted on retaining the red-hot iron, a contumacy which Emo, the
contemporary Abbot of Wittewerum, cites as one of the causes of the
terrible inundation of 1219;[1357] though a century later the Laws
of Upstallesboom show that ordeals of all kinds had fallen into
desuetude.[1358] In France, we find no formal abrogation promulgated;
but the contempt into which the system had fallen is abundantly proved
by the fact that in the ordinances and books of practice issued
during the latter half of the century, such as the _Établissements_
of St. Louis, the _Conseil_ of Pierre de Fontaines, the _Coutumes du
Beauvoisis_ of Beaumanoir, and the _Livres de Jostice et de Plet_,
its existence is not recognized even by a prohibitory allusion, the
judicial duel thenceforward monopolizing the province of irregular
evidence. Indeed, a Latin version of the Coutumier of Normandy, dating
about the middle of the thirteenth century, or a little earlier, speaks
of it as a mode of proof formerly employed in cases where one of the
parties was a woman who could find no champion to undergo the wager of
battle, adding that it had been forbidden by the Church, and that such
cases were then determined by inquests.[1359]
Germany was more tardy in yielding to the mandates of the Church. The
Teutonic knights who wielded their proselyting swords in the Marches of
Prussia introduced the ordeal among other Christian observances, and in
1222 Honorius III., at the prayer of the Livonian converts, promulgated
a decree by which he strictly interdicted its use for the future.[1360]
Even in 1279 we find the Council of Buda, and in 1298 that of Wurzburg,
obliged to repeat the prohibition uttered by that of Lateran.[1361]
These commands enjoyed little respect, and the independent spirit of
the Empire still refused obedience to the commands of the Church. It
may probably be to Germany that Roger Bacon refers, about this time,
when he speaks of the ordeals of red-hot iron and cold water being
still in use by authority of the Church, and admits that the exorcisms
employed in them by the priests may have virtue in the detection of
guilt and acquittal of innocence.[1362] Even in the fourteenth century
the ancestral customs were preserved in full vigor as regular modes of
procedure in a manual of legal practice still extant. An accusation
of homicide could be disproved only by the judicial combat, while in
other felonies a man of bad repute had no other means of escape than by
undergoing the trial by hot water or iron.[1363]
In Aragon, Don Jayme I. included the ordeal in his prohibition of the
duel when framing laws for his Minorcan conquest in 1230, and that
this was his settled policy is seen by a similar clause of the fuero
of Huesca in 1247.[1364] In Castile and Leon, the charter of Medina de
Pomar, granted in 1219 by Fernando III., provides that there shall be
no trial by the hot-water ordeal,[1365] and that of Treviño in 1254, by
Alfonso X., forbids all ordeals.[1366] Still the Council of Palencia,
in 1322, was obliged to threaten with excommunication all concerned in
administering the ordeal of fire or of water,[1367] which proves how
little had been accomplished by the enlightened code of the “Partidas,”
issued about 1260 by Alfonso the Wise. In this the burden of proof is
expressly thrown upon the complainant, and no negative evidence is
demanded of the defendant, who is specially exempted from the necessity
of producing it;[1368] and although in obedience to the chivalrous
spirit of the age, the battle ordeal is not abolished, yet it is so
limited as to be practically a dead letter, while no other form of
negative proof is even alluded to.
In Italy, even in the middle of the fifteenth century St. Antonino of
Florence considers it necessary, in his instructions to confessors, to
tell them that a judge who prescribes the combat or the red-hot iron
commits mortal sin;[1369] and Angelo da Chiavasco, who died in 1485,
requires confessors to inquire of penitents whether they have ordered
or accepted the hot-iron ordeal.[1370] Even as late as 1599 G. Ferretti
tells us that in some districts of Naples, inhabited by Epirotes,
husbands who suspect their wives of adultery force them to prove their
innocence by the ordeal of red-hot iron or boiling water.[1371]
Although the ordeal was thus removed from the admitted jurisprudence
of Europe, the principles of faith which had given it vitality were
too deeply implanted in the popular mind to be at once eradicated,
and accordingly, as we have seen above, instances of its employment
continued occasionally for several centuries to disgrace the tribunals.
The ordeal of battle, indeed, as shown in the preceding essay, was
not legally abrogated until long afterward; and the longevity of
the popular belief, upon which the whole system was founded, may be
gathered from a remark of Sir William Staundford, a learned judge and
respectable legal authority, who, in 1557, expresses the same confident
expectation of Divine interference which had animated Hincmar or
Poppo. After stating that in an accusation of felony, unsupported by
evidence, the defendant had a right to wager his battle, he proceeds:
“Because in that the appellant demands judgment of death against the
appellee, it is more reasonable that he should hazard his life with the
defendant for the trial of it, than to put it on the country ... and to
leave it to God, to whom all things are open, to give the verdict in
such case, _scilicet_, by attributing the victory or vanquishment to
the one party or the other, as it pleaseth Him.”[1372] Nearly about the
same time, Ciruelo, who for thirty years was Inquisitor at Saragossa,
alludes to cases in which he had personally known of its employment,
thus showing that it was in popular use, even though not prescribed by
the law, in Spain during the middle of the sixteenth century.[1373] In
Germany not long before the learned Aventinus showed plainly that the
existing incredulity which treated all such reliance on God as insanity
was much less to his taste than the pious trust which through ages
of faith had led princes and prelates to place their hope in God and
invoke him with all the solemnities of religion to decide where human
wisdom was at fault.[1374]
* * * * *
While the prohibitions uttered by the papacy had undoubtedly much to
do in influencing monarchs to abolish the ordeal, there were other
causes of scarcely less weight working to the same end. The revival
of the Roman law in the twelfth and thirteenth centuries and the
introduction of torture as an unfailing expedient in doubtful cases did
much to influence the secular tribunals against all ordeals. So, also,
a powerful assistant must be recognized in the rise of the communes,
whose sturdy common sense not infrequently rejected its absurdity.
These influences, however, have been discussed at some length in the
previous essay, and it is scarce worth while to repeat what has there
been said, except to add that, as a recognized legal procedure, the
ordeal succumbed with a less prolonged struggle than the single combat.
Yet no definite period can be assigned to the disappearance in any
country of the appeals to Heaven handed down from our ancestors in
the illimitable past. We have seen above how certain forms of the
ordeal, such as bier-right and the trial by cold water, have lingered
virtually to our own times, though long since displaced from the
statute-book; and we should err if we deemed the prohibition of the
system by lawgivers to be either the effect or the cause of a change in
the constitution of the human mind. The mysterious attraction of the
unknown, the striving for the unattainable, the yearning to connect our
mortal nature with some supernal power—all these mixed motives assist
in maintaining the superstitions which we have thus passed in review.
Even though the external manifestations may have been swept away, the
potent agencies which vivified them have remained, not perhaps less
active because they work more secretly. One generation of follies after
another, strangely affiliated, waits on the successive descendants of
man, and perpetuates in another shape the superstition which seemed
to be eradicated. In its most vulgar and abhorrent form, we recognize
it in the fearful epidemic of sorcery and witchcraft which afflicted
the sixteenth and seventeenth centuries; sublimed to the verge of
heaven, we see it reappear in the seraphic theories of Quietism;
descending again towards earth, it stimulates the mad vagaries of the
Convulsionnaires. In a different guise, it leads the refined scepticism
of the eighteenth century to a belief in the supernatural powers of
the divining rod, which could not only trace out hidden springs and
deep-buried mines, but could also discover crime, and follow the
malefactor through all the doublings of his cunning flight.[1375] Even
at the present day, as various references in the preceding pages
sufficiently attest, there is a lurking undercurrent of superstition
which occasionally rises into view and shows that we are not yet exempt
from the weakness of the past. Each age has its own sins and follies
to answer for—happiest that which best succeeds in hiding them, for
it can scarce do more. Here, at the close of the nineteenth century,
when the triumph of human intelligence over the forces of nature,
stimulating the progress of material prosperity, has deluded us into
sacrificing our psychical to our intellectual being—even here the
duality of our nature reasserts itself, and in the crudity of Mormonism
and in the fantastic mysteries of spiritism we see a protest against
the despotism of mere reason. If we wonder at these perversions of our
noblest attributes, we must remember that the intensity of the reaction
measures the original strain, and in the insanities of the day we thus
may learn how utterly we have forgotten the Divine warning, “Man shall
not live by bread alone!”
IV.
TORTURE.
CHAPTER I.
TORTURE IN EGYPT AND ASIA.
The preceding essays have traced the development of sacramental
purgation and of the ordeal as resources devised by human ingenuity and
credulity when called upon to decide questions too intricate for the
impatient intellect of a rude and semi-barbarous age. There was another
mode, however, of attaining the same object which has received the
sanction of the wisest lawgivers during the greater part of the world’s
history, and our survey of man’s devious wanderings in the search
of truth would be incomplete without glancing at the subject of the
judicial use of torture. The ordeal and torture, in fact, are virtually
substitutes for each other. It will be seen that they have rarely
coexisted, and that, as a general rule, the legislation which depended
on the one rejected the other.
In the early stages of society, the judge or the pleader whose faith
does not lead him to rely upon an appeal to God naturally seeks to
extort from the reluctant witness a statement of what he might desire
to conceal, or from the presumed criminal a confession of his guilt. To
accomplish this, the readiest means would seem to be the infliction of
pain, to escape from which the witness would sacrifice his friends,
and the accused would submit to the penalty of his crime. The means
of administering graduated and effectual torment would thus be sought
for, and the rules for its application would in time be developed
into a regular system, forming part of the recognized principles of
jurisprudence.
In the earliest civilization, that of Egypt, it would seem as though
torture was too opposed to the whole theory of judicial proceedings
to be employed, if we are to believe the description which Diodorus
Siculus gives of the solemn and mysterious tribunals, where written
pleadings alone were allowed, lest the judges should be swayed by the
eloquence of the human voice, and where the verdict was announced, in
the unbroken silence, by the presiding judge touching the successful
suitor with an image of the Goddess of Truth.[1376] Yet a papyrus
recently interpreted gives us a judicial record of a trial, in the
reign of Rameses IX. of the XXth Dynasty (circa 1200 B. C.), of
the robbers of the tomb of the Pharaoh Sebakemsauf, and this shows
how the accused, after confession, were tortured for confirmation,
first by scourging and then by squeezing the hands and feet, showing
that, sometimes at least, this mode of ascertaining the truth was
employed.[1377]
Among the Semitic races we find torture used as a regular judicial
process by the Assyrians,[1378] though the Mosaic jurisprudence is
free from any indication that the Hebrew law-dispensers regarded it
as a legitimate expedient. Earnest advocates of the torture system,
in the eighteenth century, however, did not hesitate to adduce the
ordeal of the bitter water of jealousy as a torture which justified the
employment in modern times of the rack and strappado.
In the earliest Aryan records, so far as we can judge from the
fragments remaining of the Zoroastrian law, torture had no recognized
place. Astyages was rather a Mede than a Persian, and therefore no
conclusion can be drawn from his readiness to employ it when he
sought to extort the truth from unwilling witnesses, as related by
Herodotus;[1379] but the savage punishments which Darius boasts of
inflicting upon the rival pretenders to his throne[1380] presuppose a
readiness to resort to the most violent means of intimidation, which
could scarcely fail to include torture as an extra-judicial means of
investigation when milder methods failed.
To the other great branch of the Aryan stock which founded the Indian
civilization, torture would likewise seem to have been unknown as a
legitimate resource; at least it has left no trace of its existence
in the elaborate provisions of the Hindu law as handed down to us for
nearly three thousand years. In the Institutes of Manu there are very
minute directions as to evidence, the testimony preferred being that of
witnesses, whose comparative credibility is very carefully discussed,
and when such evidence is not attainable, the parties, as we have seen
above, are ordered to be sworn or tried by the ordeal. These principles
have been transmitted unchanged to the present day.[1381]
In China the juristic principles in force would seem to allow no place
for the use of torture (_ante_, p. 251), though doubtless it may be
occasionally resorted to as an extra-judicial expedient. In Japan it
still retains its place in the criminal codes, though we may well
believe the assertion that practically its use has been discarded in
the progress of modern enlightenment. As to its former employment,
however, the directions are very explicit. In the milder form of
scourging it might be used in all preliminary examinations. Where
reasonable moral certainty existed of guilt in serious and capital
crimes, the severer inflictions, by fire, by various mechanical
devices, by deprivation of food and sleep or by exposure to venomous
reptiles, could be invoked to extort confession, the accused being
notified in advance that it would be used if he persisted in asserting
his innocence, and the official ordering it being held personally
responsible for its undue or improper employment.[1382]
CHAPTER II.
GREECE AND ROME.
The absence of torture from the codes of the elder Aryan races is not
to be attributed to any inherent objection to its use, but rather to
the employment of the ordeal, which in all ages formed part of their
jurisprudence, and served as an unfailing resort in all doubtful
cases. When we turn to the Aryans who established themselves in
Europe and abandoned the ancestral custom of the ordeal, we find it
at once replaced by the use of torture. Thus in Greece torture was
thoroughly understood and permanently established. The oligarchical and
aristocratic tendencies, however, which were so strongly developed in
the Hellenic commonwealths, imposed upon it a limitation characteristic
of the pride and self-respect of the governing order. As a general
rule, no freeman could be tortured. Even freedmen enjoyed an
exemption, and it was reserved for the unfortunate class of slaves, and
for strangers who formed no part of the body politic. Yet there were
exceptions, as among the Rhodians, whose laws authorized the torture of
free citizens; and in other states it was occasionally resorted to, in
the case of flagrant political offences; while the people, acting in
their supreme and irresponsible authority, could at any time decree its
application to any one irrespective of privilege. Thus, when Hipparchus
was assassinated by Harmodius, Aristogiton was tortured to obtain a
revelation of the plot, and several similar proceedings are related by
Valerius Maximus as occurring among the Hellenic nations.[1383] The
inhuman torments inflicted on Philotas, son of Parmenio, when accused
of conspiracy against Alexander, show how little real protection
existed when the safety of a despot was in question; and illustrations
of torture decreed by the people are to be seen in the proceedings
relative to the mutilation of the statues of Hermes, and in the
proposition, on the trial of Phocion, to put him, the most eminent
citizen of Athens, on the rack.
In a population consisting largely of slaves, who were generally of the
same race as their masters, often men of education and intelligence and
employed in positions of confidence, legal proceedings must frequently
have turned upon their evidence, in both civil and criminal cases.
Their evidence, however, was inadmissible, except when given under
torture, and then, by a singular confusion of logic, it was estimated
as the most convincing kind of testimony. Consequently, the torturing
of slaves formed an important portion of the administration of Athenian
justice. Either party to a suit might offer his slaves to the torturer
or demand those of his opponent, and a refusal to produce them was
regarded as seriously compromising. When both parties tendered their
slaves, the judge decided as to which of them should be received. Even
without bringing a suit into court, disputants could have their slaves
tortured for evidence with which to effect an amicable settlement.
In formal litigation, the defeated suitor paid whatever damages
his adversary’s slaves might have undergone at the hands of the
professional torturer, who, as an expert in such matters, was empowered
to assess the amount of depreciation that they had sustained. It
affords a curious commentary on the high estimation in which such
testimony was held to observe that, when a man’s slaves had testified
against him on the rack, they were not protected from his subsequent
vengeance, which might be exercised upon them without restriction.
As the laws of Greece passed away, leaving few traces on the
institutions of other races, save on those of Rome, it will suffice to
add that the principal modes in which torture was sanctioned by them
were the wheel, the ladder or rack, the comb with sharp teeth, the low
vault, in which the unfortunate patient was thrust and bent double, the
burning tiles, the heavy hogskin whip, and the injection of vinegar
into the nostrils.[1384]
In the earlier days of Rome, the general principles governing the
administration of torture were the same as in Greece. Under the
Republic, the free citizen was not liable to it, and the evidence of
slaves was not received without it. With the progress of despotism,
however, the safeguards which surrounded the freeman were broken down,
and autocratic emperors had little scruple in sending their subjects to
the rack.
Even as early as the second Triumvirate, a prætor named Q. Gallius, in
saluting Octavius, chanced to have a double tablet under his toga. To
the timid imagination of the future emperor, the angles of the tablet,
outlined under the garment, presented the semblance of a sword, and
he fancied Gallius to be the instrument of a conspiracy against his
life. Dissembling his fears for the moment, he soon caused the unlucky
prætor to be seized while presiding at his own tribunal, and, after
torturing him like a slave without extracting a confession, put him to
death.[1385]
The incident was ominous of the future, when all the powers of the
state were concentrated in the august person of the emperor. He was
the representative and embodiment of the limitless sovereignty of the
people, whose irresponsible authority was transferred to him. The rules
and formularies which had regulated the exercise of power, so long as
it belonged to the people, were feeble barriers to the passions and
fears of Cæsarism. Accordingly, a principle soon became engrafted in
Roman jurisprudence that, in all cases of _crimen majestatis_, or high
treason, the free citizen could be tortured. In striking at the ruler
he had forfeited all rights, and the safety of the state, as embodied
in the emperor, was to be preserved at every sacrifice.
The emperors were not long in discovering and exercising their power.
When the plot of Sejanus was discovered, the historian relates that
Tiberius abandoned himself so entirely to the task of examining by
torture the suspected accomplices of the conspiracy, that when an old
Rhodian friend, who had come to visit him on a special invitation, was
announced to him, the preoccupied tyrant absently ordered him to be
placed on the rack, and on discovering the blunder had him quietly put
to death, to silence all complaints. The shuddering inhabitants pointed
out a spot in Capri where he indulged in these terrible pursuits,
and where the miserable victims of his wrath were cast into the sea
before his eyes, after having exhausted his ingenuity in exquisite
torments.[1386] When the master of the world took this fearful delight
in human agony, it may readily be imagined that law and custom offered
little protection to the defenceless subject, and Tiberius was not the
only one who relished these inhuman pleasures. The half-insane Caligula
found that the torture of criminals by the side of his dinner-table
lent a keener zest to his revels, and even the timid and the beastly
Claudius made it a point to be present on such occasions.[1387]
Under the stimulus of such hideous appetites, capricious and
irresponsible cruelty was able to give a wide extension to the law of
treason. If victims were wanted to gratify the whims of the monarch or
the hate of his creatures, it was easy to find an offender or to make
a crime. Under Tiberius, a citizen removed the head from a statue of
Augustus, intending to replace it with another. Interrogated before
the Senate, he prevaricated, and was promptly put to the torture.
Encouraged by this, the most fanciful interpretation was given to
violations of the respect assumed to be due to the late emperor. To
undress one’s self or to beat a slave near his image; to carry into
a latrine or a house of ill fame a coin or a ring impressed with
his sacred features; to criticize any act or word of his became a
treasonable offence; and finally an unlucky wight was actually put to
death for allowing the slaves on his farm to pay him honors on the
anniversary which had been sacred to Augustus.[1388]
So, when it suited the waning strength of paganism to wreak
its vengeance for anticipated defeat upon the rising energy of
Christianity, it was easy to include the new religion in the convenient
charge of treason, and to expose its votaries to all the horrors of
ingenious cruelty. If Nero desired to divert from himself the odium of
the conflagration of Rome, he could turn upon the Christians, and by
well-directed tortures obtain confessions involving the whole sect,
thus giving to the populace the diversion of a persecution on a scale
until then unknown, besides providing for himself the new sensation of
the human torches whose frightful agonies illuminated his unearthly
orgies.[1389] Diocletian even formally promulgated in an edict the rule
that all professors of the hated religion should be deprived of the
privileges of birth and station, and be subject to the application of
torture.[1390] The indiscriminate cruelty to which the Christians were
thus exposed without defence, at the hands of those inflamed against
them by all evil passions, may, perhaps, have been exaggerated by the
ecclesiastical historians, but that frightful excesses were perpetrated
under sanction of law cannot be doubted by any one who has traced, even
in comparatively recent times and among Christian nations, the progress
of political and religious persecution.[1391]
The torture of freemen accused of crimes against the state or the
sacred person of the emperor thus became an admitted principle of Roman
law. In his account of the conspiracy of Piso, under Nero, Tacitus
alludes to it as a matter of course, and in describing the unexampled
endurance of Epicharis, a freedwoman, who underwent the most fearful
torments without compromising those who possessed little claim upon her
forbearance, the annalist indignantly compares her fortitude with the
cowardice of noble Romans, who betrayed their nearest relatives and
dearest friends at the mere sight of the torture chamber.[1392]
Under these limits, the freeman’s privilege of exemption was carefully
guarded, at least in theory. A slave while claiming freedom, or a
man claimed as a slave, could not be exposed to torture;[1393] and
even if a slave, when about to be tortured, endeavored to escape by
asserting his freedom, it was necessary to prove his servile condition
before proceeding with the legal torments.[1394] In practice, however,
these privileges were continually infringed, and numerous edicts of
the emperors were directed to repressing the abuses which constantly
occurred. Thus we find Diocletian forbidding the application of
torture to soldiers or their children under accusation, unless they
had been dismissed the service ignominiously.[1395] The same emperor
published anew a rescript of Marcus Aurelius declaring the exemption of
patricians and of the higher imperial officers, with their legitimate
descendants to the fourth generation;[1396] and also a dictum of Ulpian
asserting the same privilege in favor of decurions, or local town
councillors, and their children.[1397] In 376, Valentinian was obliged
to renew the declaration that decurions were only liable in cases of
_majestas_, and in 399 Arcadius and Honorius found it necessary to
declare explicitly that the privilege was personal and not official,
and that it remained to them after laying down the decurionate.[1398]
Theodosius the Great, in 385, especially directed that priests should
not be subjected to torture in giving testimony,[1399] the significance
of which is shown by the fact that no slave could be admitted to holy
orders.
The necessity of this constant repetition of the law is indicated by
a rescript of Valentinian, in 369, which shows that freemen were
not infrequently tortured in contravention of law; but that torture
could legally be indiscriminately inflicted by any tribunal in cases
of treason, and that in other accusations it could be authorized
by the order of the emperor.[1400] This power was early assumed
and frequently exercised. Though Claudius at the commencement of
his reign had sworn that he would never subject a freeman to the
question, yet he allowed Messalina and Narcissus to administer torture
indiscriminately, not only to free citizens, but even to knights and
patricians.[1401] So Domitian tortured a man of prætorian rank on a
doubtful charge of intrigue with a vestal virgin,[1402] and various
laws were promulgated by several emperors directing the employment
of torture irrespective of rank, in some classes of accusations.
Thus, in 217, Caracalla authorized it in cases of suspected poisoning
by women.[1403] Constantine decreed that unnatural lusts should be
punished by the severest torments, without regard to the station of
the offender.[1404] Constantius persecuted in like manner soothsayers,
sorcerers, magicians, diviners, and augurs, who were to be tortured
for confession, and then to be put to death with every refinement of
suffering.[1405] So, Justinian, under certain circumstances, ordered
torture to be used on parties accused of adultery[1406]—a practice,
however, which was already common in the fourth century, if we are to
believe the story related by St. Jerome of a miracle occurring in a
case of this nature.[1407] The power thus assumed by the monarch could
evidently be limited only by his discretion in its exercise.
One important safeguard, however, existed, which, if properly
maintained, must have greatly lessened the frequency of torture as
applied to freemen. In bringing an accusation the accuser was obliged
to inscribe himself formally, and was exposed to the _lex talionis_ in
case he failed to prove the justice of the charge.[1408] A rescript
of Constantine, in 314, decrees that in cases of _majestas_, as the
accused was liable to the severity of torture without limitation of
rank, so the accuser and his informers were to be tortured when they
were unable to make good their accusation.[1409] This enlightened
legislation was preserved by Justinian, and must have greatly cooled
the ardor of the pack of calumniators and informers, who, from the days
of Sylla, had been encouraged and petted until they held in their hands
the life of almost every citizen.
In all this it must be borne in mind that the freeman of the Roman law
was a Roman citizen, and that, prior to the extension of citizenship
generally to the subjects of the Empire, there was an enormous class
deprived of the protection, such as it was, of the traditional
exemption. Thus when, in Jerusalem, the Jews raised a tumult and
accused St. Paul, without specifying his offence, the tribune forthwith
ordered “that he should be examined by scourging, that he might know
wherefore they cried so against him;” and when St. Paul proclaimed
himself a Roman, the preparations for his torture were stopped
forthwith, and he was examined by regular judicial process.[1410] The
value of this privilege is fairly exemplified by the envying remark of
the tribune, “With a great sum obtained I this freedom.”
All these laws relate to the extortion of confessions from the accused.
In turning to the treatment of witnesses, we find that even with
them torture was not confined to the servile condition. With slaves
it was not simply a consequence of slavery, but a mode of confirming
and rendering admissible the testimony of those whose character was
not sufficiently known to give their evidence credibility without it.
Thus a legist under Constantine states that gladiators and others
of similar occupation cannot be allowed to bear witness without
torture;[1411] and, in the same spirit, a novel of Justinian, in
539, directs that the rod shall be used to extract the truth from
unknown persons who are suspected of bearing false witness or of being
suborned.[1412]
It may, therefore, readily be imagined that when the evidence of slaves
was required, it was necessarily accompanied by the application of
torture. Indeed, Augustus declared that while it is not to be expressly
desired in trifling matters, yet in weighty and capital cases the
torture of slaves is the most efficacious mode of ascertaining the
truth.[1413] When we consider the position occupied by slavery in the
Roman world, the immense proportion of bondmen who carried on all
manner of mechanical and industrial occupations for the benefit of
their owners, and who, as scribes, teachers, stewards, and in other
confidential positions, were privy to almost every transaction of their
masters, we can readily see that scarce any suit could be decided
without involving the testimony of slaves, and thus requiring the
application of torture. It was not even, as among most modern nations,
restricted to criminal cases. Some doubt, indeed, seems at one time
to have existed as to its propriety in civil actions, but Antoninus
Pius decided the question authoritatively in the affirmative, and this
became a settled principle of Roman jurisprudence, even when the slaves
belonged to masters who were not party to the case at issue.[1414]
There was but one limitation to the universal liability of slaves. They
could not be tortured to extract testimony against their masters,
whether in civil or criminal cases;[1415] though, if a slave had been
purchased by a litigant to get his testimony out of court, the sale
was pronounced void, the price was refunded, and the slave could then
be tortured.[1416] This limitation arose from a careful regard for the
safety of the master, and not from any feeling of humanity towards
the slave. So great a respect, indeed, was paid to the relationship
between the master and his slave that the principle was pushed to its
fullest extent. Thus even an employer, who was not the owner of a
slave, was protected against the testimony of the latter.[1417] When a
slave was held in common by several owners, he could not be tortured
in opposition to any of them, unless one were accused of murdering his
partner.[1418] A slave could not be tortured in a prosecution against
the father or mother of the owner, or even against the guardian, except
in cases concerning the guardianship;[1419] though the slave of a
husband could be tortured against the wife.[1420] Even the tie which
bound the freedman to his patron was sufficient to preserve the former
from being tortured against the latter;[1421] whence we may assume
that, in other cases, manumission afforded no protection from the rack
and scourge. This question, however, appears doubtful. The exemption of
freedmen would seem to be proved by the rescript which provides that
inconvenient testimony should not be got rid of by manumitting slaves
so as to prevent their being subjected to torture;[1422] while, on the
other hand, a decision of Diocletian directs that, in cases of alleged
fraudulent wills, the slaves and even the freedmen of the heir could be
tortured to ascertain the truth.[1423]
This policy of the law in protecting masters from the evidence of
their tortured slaves varied at different periods. From an expression
of Tacitus, it would seem not to have been part of the original
jurisprudence of the Republic, but to have arisen from a special
decree of the Senate. In the early days of the Empire, while the
monarch still endeavored to veil his irresponsible power under the
forms of law, and showed his reverence for ancient rights by evading
them rather than by boldly subverting them, Tiberius, in prosecuting
Libo and Silanus, caused their slaves to be transferred to the public
prosecutor, and was thus able to gratify his vengeance legally by
extorting the required evidence.[1424] Subsequent emperors were not
reduced to these subterfuges, for the principle became established that
in cases of _majestas_, even as the freeman was liable to torture,
so his slaves could be tortured to convict him;[1425] and as if to
show how utterly superfluous was the cunning of Tiberius, the respect
towards the master in ordinary affairs was carried to that point that
no slave could be tortured against a former owner with regard to
matters which had occurred during his ownership.[1426] On the other
hand, according to Ulpian, Trajan decided that when the confession of
a guilty slave under torture implicated his master, the evidence could
be used against the master, and this, again, was revoked by subsequent
constitutions.[1427] Indeed, it became a settled principle of law to
reject all incriminations of accomplices.
Having thus broken down the protection of the citizen against the
evidence of his slaves in accusations of treason, it was not difficult
to extend the liability to other special crimes. Accordingly we
find that, in 197, Septimius Severus specified adultery, fraudulent
assessment, and crimes against the state as cases in which the evidence
of slaves against their masters was admissible.[1428] The provision
respecting adultery was repeated by Caracalla in 214, and afterwards
by Maximus,[1429] and the same rule was also held to be good in cases
of incest.[1430] It is probable that this increasing tendency alarmed
the citizens of Rome, and that they clamored for a restitution of
their immunities, for, when Tacitus was elected emperor, in 275, he
endeavored to propitiate public favor by proposing a law to forbid
the testimony of slaves against their masters except in cases of
_majestas_.[1431] No trace of such a law, however, is found in the
imperial jurisprudence, and the collections of Justinian show that the
previous regulations were in full force in the sixth century.
Yet it is probable that the progress of Christianity produced some
effect in mitigating the severity of legal procedure and in shielding
the unfortunate slave from the cruelties to which he was exposed.
Under the Republic, while the authority of the _paterfamilias_ was
still unabridged, any one could offer his slaves to the torture when
he desired to produce their evidence. In the earlier times, this was
done by the owner himself in the presence of the family, and the
testimony thus extorted was carefully taken down to be duly produced
in court; but subsequently the proceeding was conducted by public
officers—the quæstors and triumviri capitales.[1432] How great was
the change effected is seen by the declaration of Diocletian, in 286,
that masters were not permitted to bring forward their own slaves
to be tortured for evidence in cases wherein they were personally
interested.[1433] This would necessarily reduce the production of
slave testimony, save in accusations of _majestas_ and other excepted
crimes, to cases in which the slaves of third parties were desired as
witnesses; and even in these, the frequency of its employment must have
been greatly reduced by the rule which bound the party calling for
it to deposit in advance the price of the slave, as estimated by the
owner, to remunerate the latter for his death, or for his diminished
value if he were maimed or crippled for life.[1434] When the slave
himself was arraigned upon a false accusation and tortured, an old
law provided that the master should receive double the loss or damage
sustained;[1435] and in 383, Valentinian the Younger went so far as to
decree that those who accused slaves of capital crimes should inscribe
themselves, as in the case of freemen, and should be subjected to the
_lex talionis_ if they failed to sustain the charge.[1436] This was an
immense step towards equalizing the legal condition of the bondman and
his master. It was apparently in advance of public opinion, for the law
is not reproduced in the compilations of Justinian, and probably soon
was disregarded.
* * * * *
There were some general limitations imposed on the application of
torture, but they were hardly such as to prevent its abuse at the
hands of cruel or unscrupulous judges. Antoninus Pius set an example,
which modern jurists might well have imitated, when he directed that
no one should be tortured after confession to implicate others;[1437]
and a rescript of the same enlightened emperor fixes at fourteen
the minimum limit of age liable to torture, except in cases of
_majestas_, when, as we have seen, the law spared no one, for in the
imperial jurisprudence the safety of the monarch overrode all other
considerations.[1438] Women were spared during pregnancy.[1439]
Moderation was enjoined upon the judges, who were to inflict only such
torture as the occasion rendered necessary, and were not to proceed
further at the will of the accuser.[1440] No one was to be tortured
without the inscription of a formal accuser, who rendered himself
liable to the _lex talionis_, unless there were violent suspicions to
justify it;[1441] and Adrian reminded his magistrates that it should
be used for the investigation of truth, and not for the infliction of
punishment.[1442] Adrian further directed, in the same spirit, that
the torture of slave witnesses should only be resorted to when the
accused was so nearly convicted that it alone was required to confirm
his guilt.[1443] Diocletian ordered that proceedings should never be
commenced with torture, but that it might be employed when requisite to
complete the proof, if other evidence afforded rational belief in the
guilt of the accused.[1444]
What was the exact value set upon evidence procured by torture it
would be difficult at this day to determine. We have seen above that
Augustus pronounced it the best form of proof, but other legislators
and jurists thought differently. Modestinus affirms that it is only
to be believed when there is no other mode of ascertaining the
truth.[1445] Adrian cautions his judges not to trust to the torture
of a single slave, but to examine all cases by the light of reason
and argument.[1446] According to Ulpian, the imperial constitutions
provided that it was not always to be received nor always rejected;
in his own opinion it was unsafe, dangerous, and deceptive, for some
men were so resolute that they would bear the extremity of torment
without yielding, while others were so timid that through fear they
would at once inculpate the innocent.[1447] From the manner in which
Cicero alternately praises and discredits it, we can safely assume that
lawyers were in the habit of treating it, not on any general principle,
but according as it might affect their client in any particular case;
and Quintilian remarks that it was frequently objected to on the ground
that under it one man’s constancy makes falsehood easy to him, while
another’s weakness renders falsehood necessary.[1448] That these views
were shared by the public would appear from the often quoted maxim of
Publius Syrus—“Etiam innocentes cogit mentiri dolor”—and from Valerius
Maximus, who devotes his chapter _De Quæstionibus_ to three cases in
which it was erroneously either trusted or distrusted. A slave of M.
Agrius was accused of the murder of Alexander, a slave of C. Fannius.
Agrius tortured him, and, on his confessing the crime, handed him over
to Fannius, who put him to death. Shortly afterwards, the missing
slave returned home. This same Alexander was made of sterner stuff,
for when he was subsequently suspected of being privy to the murder of
C. Flavius, a Roman knight, he was tortured six times and persistently
denied his guilt, though he subsequently confessed it and was duly
crucified.[1449] A somewhat similar case gave Apollonius of Tyana an
opportunity of displaying his supernatural power. Meeting in Alexandria
twelve convicts on their way to execution as robbers, he pronounced
one of them to be innocent, and asked the executioners to reserve him
to the last, and, moreover, delayed them by his conversation. After
eight had been beheaded, a messenger came in hot haste to announce
that Phanion, the one selected by Apollonius, was innocent, though he
had accused himself to avoid the torture.[1450] A curious instance,
moreover, of the little real weight attached to such evidence is
furnished by the case of Fulvius Flaccus, in which the whole question
turned upon the evidence of his slave Philip. This man was actually
tortured eight times, and refused through it all to criminate his
master, who was nevertheless condemned.[1451] The same conclusion is
to be drawn from the story told by St. Jerome of a woman of Vercelli
repeatedly tortured on an accusation of adultery, and finally condemned
to death in spite of her constancy in asserting her innocence, the only
evidence against her being that of her presumed accomplice, extorted
under torment.[1452] Quintus Curtius probably reflects the popular
feeling on the subject, in his pathetic narrative of the torture of
Philotas on a charge of conspiracy against Alexander. After enduring
in silence the extremity of hideous torment, he promised to confess if
it were stopped, and when the torturers were removed he addressed his
brother-in-law Craterus, who was conducting the investigation: “Tell me
what you wish me to say.” Curtius adds that no one knew whether or not
to believe his final confession, for torture is as apt to bring forth
lies as truth.[1453]
From the instances given by Valerius Maximus, it may be inferred that
there was no limit set upon the application of torture. The extent to
which it might be carried appears to have rested with the discretion
of the tribunals, for, with the exception of the general injunctions
of moderation alluded to above, no instructions for its administration
are to be found in the Roman laws which have been preserved to us,
unless it be the rule that when several persons were accused as
accomplices, the judges were directed to commence with the youngest and
weakest.[1454]
Since the time of Sigonius, much antiquarian research has been
directed to investigating the various forms of torture employed by the
Romans. They illustrate no principles, however, and it is sufficient
to enumerate the rack, the scourge, fire in its various forms, and
hooks for tearing the flesh, as the modes generally authorized by law.
The Christian historians, in their narratives of the persecutions to
which their religion was exposed, give us a more extended idea of
the resources of the Roman torture chamber. Thus Prudentius, in his
description of the martyrdom of St. Vincent, alludes to a number of
varieties, among which we recognize some that became widely used in
after times, showing that little was left for modern ingenuity to
invent.[1455]
I have dealt thus at length on the details of the Roman law of torture
because, as will be seen hereafter, it was the basis of all modern
legislation on the subject, and has left its impress on the far less
humane administration of criminal justice in Europe almost to our own
day. Yet at first it seemed destined to disappear with the downfall of
the Roman power.
CHAPTER III.
THE BARBARIANS.
In turning from the nicely poised and elaborate provisions of the
Imperial laws to the crude jurisprudence of the Barbarian hordes who
gradually inherited the crumbling remains of the Empire of the West,
we enter into social and political conditions so different that we
are naturally led to expect a corresponding contrast in every detail
of legislation. For the cringing suppliant of the audience chamber,
abjectly prostrating himself before a monarch who combines in his own
person every legislative and executive function, we have the freeman
of the German forests, who sits in council with his chief, who frames
the laws which both are bound to respect, and who pays to that chief
only the amount of obedience which superior vigor and intellect may be
able to enforce. The structure of such a society is fairly illustrated
by the incident which Gregory of Tours selects to prove the kingly
qualities of Clovis. During his conquest of Gaul, and before his
conversion, his wild followers pillaged the churches with little
ceremony. A bishop, whose cathedral had suffered largely, sent to the
king to request that a certain vase of unusual size and beauty might be
restored to him. Clovis could only promise that if the messenger would
accompany him to Soissons, where the spoils were to be divided, and if
the vase should chance to fall to his share, it should be restored.
When the time came for allotting the plunder, he addressed his men,
requesting as a special favor that the vase might be given to him
before the division, but a sturdy soldier, brandishing his axe, dashed
it against the coveted article, exclaiming, “Thou shalt take nothing
but what the lot assigns to thee.” For a year, Clovis dissembled his
resentment at this rebuff, but at length, when opportunity offered, he
was prompt to gratify it. While reviewing and inspecting his troops,
he took occasion to reproach bitterly the uncourtly Frank with the
condition of his weapons, which he pronounced unserviceable. The
battle-axe excited his especial displeasure. He threw it angrily to the
ground, and as the owner stooped to pick it up, Clovis drove his own
into the soldier’s head, with the remark, “It was thus you served the
vase at Soissons.”[1456]
This personal independence of the freeman is one of the distinguishing
characteristics of all the primitive Teutonic institutions. Corporal
punishments for him were unknown to the laws. The principal resource
for the repression of crime was by giving free scope to the vengeance
of the injured party, and by providing fixed rates of composition by
which he could be bought off. As the criminal could defend himself
with the sword against the _faida_ or feud of his adversary, or could
compound for his guilt with money, the suggestion of torturing him to
extort a confession would seem an absurd violation of all his rights.
Crimes were regarded solely as injuries to individuals, and the idea
that society at large was interested in their discovery, punishment,
and prevention, was entirely too abstract to have any influence on the
legislation of so barbarous an age.
Accordingly, the codes of the Feini, the Ripuarians, the Alamanni, the
Angli and Werini, the Frisians, the Saxons, and the Lombards contain no
allusion to the employment of torture under any circumstances; and such
few directions for its use as occur in the laws of the Salien Franks,
of the Burgundians, and of the Baioarians, do not conflict with the
general principle.
The personal inviolability which shielded the freeman cast no
protection over the slave. He was merely a piece of property, and
if he were suspected of a crime, the readiest and speediest way to
convict him was naturally adopted. His denial could not be received
as satisfactory, and the machinery of sacramental purgation or the
judicial duel was not for him. If he were charged with a theft at
home, his master would undoubtedly tie him up and flog him until he
confessed, and if the offence were committed against a third party, the
same process would necessarily be adopted by the court. Barbarian logic
could arrive at no other mode of discovering and repressing crime among
the friendless and unprotected, whose position seemed to absolve them
from all moral responsibility.
The little that we know of the institutions of the ancient Gauls
presents us with an illustration of the same principle developed in a
somewhat different direction. Cæsar states that, when a man of rank
died, his relatives assembled and investigated the circumstances of his
death. If suspicion alighted upon his wives, they were tortured like
slaves, and if found guilty they were executed with all the refinements
of torment.[1457]
In accordance with this tendency of legislation, therefore, we find
that among the Barbarians the legal regulations for the torture of
slaves are intended to protect the interests of the owner alone. When
a slave was accused of crime the master, indeed, could not refuse to
hand him over to the torturer, unless he were willing to pay for him
the full _wer-gild_ of a freeman, and if the slave confessed under the
torture, the master had no claim for compensation arising either from
the punishment or crippling of his bondman.[1458] When, however, the
slave could not be forced to confess and was acquitted, the owner had a
claim for damages, though no compensation was made to the unfortunate
sufferer himself. The original law of the Burgundians, promulgated
in 471, is the earliest of the Teutonic codes extant, and in that we
find that the accuser who failed to extract a confession was obliged
to give to the owner another slave, or to pay his value.[1459] The
Baioarian law is equally careful of the rights of ownership, but seems
in addition to attach some criminality to the excess of torture by the
further provision that, if the slave die under the torment without
confession, the prosecutor shall pay to the owner two slaves of like
value, and if unable to do so, that he shall himself be delivered up
as a slave.[1460] The Salic law, on the other hand, only guards the
interests of the owner by limiting the torture to 120 blows with a
rod of the thickness of the little finger. If this does not extort a
confession, and the accuser is still unsatisfied, he can deposit with
the owner the value of the slave, and then proceed to torture him at
his own risk and pleasure.[1461]
It will be observed that all these regulations provide merely for
extracting confessions from accused slaves, and not testimony from
witnesses. Indeed, the system of evidence adopted by all the Barbarian
laws for freemen was of so different a character, that no thought
seems to have been entertained of procuring proof by the torture of
witnesses. The only allusion, indeed, to such a possibility shows how
utterly repugnant it was to the Barbarian modes of thought. In some
MSS. of the Salic law there occurs the incidental remark that when a
slave accused is under the torture, if his confession implicates his
master, the charge is not to be believed.[1462]
Such was the primitive legislation of the Barbarians, but though in
principle it was long retained, in practice it was speedily disregarded
by those whom irresponsible power elevated above the law. The Roman
populations of the conquered territories were universally allowed to
live under their old institutions; in fact, law everywhere was personal
and not territorial, every race and tribe, however intermingled on the
same soil, being subjected to its own system of jurisprudence. The
summary process of extracting confessions and testimony which the Roman
practice thus daily brought under the notice of the Barbarians could
not but be attractive to their violent and untutored passions. Their
political system was too loose and undefined to maintain the freedom of
the Sicambrian forests in the wealthy plains of Gaul, and the monarch,
who, beyond the Rhine, had scarce been more than a military chief,
speedily became a despot, whose power over those immediately around
him was limited only by the fear of assassination, and over his more
distant subjects by the facility of revolution.
When all thus was violence, and the law of the strongest was scarcely
tempered by written codes, it is easy to imagine that the personal
inviolability of the freeman speedily ceased to guarantee protection.
Even amid the wild tribes which remained free from the corruptions of
civilization the idea of torturing for confession the friendless and
unprotected was not unfamiliar, and in the Elder Edda we find King
Geirröd using the torment of fire for eight days on Odin, who visits
him in disguise for the purpose of testing his hospitality.[1463]
Among the Gallic Franks, therefore, it need not surprise us to see
irresponsible power readily grasping at such means to gratify hate
or ambition. In the long and deadly struggle between Fredegonda and
Brunhilda, for example, the fierce passions of the adversaries led them
to employ without scruple the most cruel tortures in the endeavor to
fathom each other’s plots.[1464] A single case may be worth recounting
to show how completely torture had become a matter of course as the
first resource in the investigation of doubtful questions. When
Leudastes, about the year 580, desired to ruin the pious Bishop Gregory
of Tours, he accused him to Chilperic I. of slandering the fair fame
of Queen Fredegonda, and suggested that full proof for condemnation
could be had by torturing Plato and Gallienus, friends of the bishop.
He evidently felt that nothing further was required to substantiate
the charge, nor does Gregory himself, in narrating the affair, seem to
think that there was anything irregular in the proposition. Gallienus
and Plato were seized, but from some cause were discharged unhurt. Then
a certain Riculfus, an accomplice of Leudastes, was reproached for
his wickedness by a man named Modestus, whereupon he accused Modestus
to Fredegonda, who promptly caused the unhappy wretch to be severely
tortured without extracting any information from him, and he was
imprisoned until released by the miraculous aid of St. Medard. Finally,
Gregory cleared himself canonically of the imputation, and the tables
were turned. Leudastes sought safety in flight. Riculfus was not so
fortunate. Gregory begged his life, but could not save him from being
tortured for confession. For six hours the wretched man was hung up
with his hands tied behind his back, after which, stretched upon the
rack, he was beaten with clubs, rods, and thongs, by as many as could
get at him, until, as Gregory naïvely remarks, no piece of iron could
have borne it. At last, when nearly dead, his resolution gave way, and
he confessed the whole plot by which it had been proposed to get rid of
Chilperic and Fredegonda, and to place Clovis on the throne.[1465] Now,
Plato, Gallienus, and Modestus were probably of Gallo-Roman origin, but
Riculfus was evidently of Teutonic stock; moreover, he was a priest,
and Plato an archdeacon, and the whole transaction shows that Roman law
and Frankish law were of little avail against the unbridled passions of
the Merovingian.
CHAPTER IV.
THE GOTHS AND SPAIN.
Of all the Barbarian tribes, none showed themselves so amenable to the
influences of Roman civilization as the Goths. Their comparatively
settled habits, their early conversion to Christianity, and their
position as allies of the empire long before they became its
conquerors, rendered them far less savage under Alaric than were the
Franks in the time of Clovis. The permanent occupation of Septimania
and Catalonia by the Wisigoths, also, took place at a period when
Rome was not as yet utterly sunk, and when the power of her name
still possessed something of its ancient influence, which could not
but modify the institutions of the new-comers as they strove to adapt
their primitive customs to the altered circumstances under which they
found themselves. It is not to be wondered at, therefore, if their
laws reflect a condition of higher civilization than those of kindred
races, and if the Roman jurisprudence has left in them traces of the
appreciation of that wonderful work of the human intellect which the
Goths were sufficiently enlightened to entertain.
The Ostrogoths, allowing for the short duration of their nationality,
were even more exposed to the influences of Rome. Their leader,
Theodoric, had been educated in Constantinople, and was fully as much a
Roman as many of the Barbarian soldiers who had risen to high station
under the emperors, or even to the throne itself. All his efforts were
directed to harmonizing the institutions of his different subjects, and
he was too sagacious not to see the manifest superiority of the Roman
polity.
His kingdom was too evanescent to consolidate and perfect its
institutions or to accumulate any extended body of jurisprudence. What
little exists, however, manifests a compromise between the spirit of
the Barbarian tribes of the period and that of the conquered mistress
of the world. The Edict of Theodoric does not allude to the torture of
freemen, and it is probable that the free Ostrogoth could not legally
be subjected to it. With respect to slaves, its provisions seem mainly
borrowed from the Roman law. No slave could be tortured against a third
party for evidence unless the informer or accuser was prepared to
indemnify the owner at his own valuation of the slave. No slave could
be tortured against his master, but the purchase of a slave to render
his testimony illegal was pronounced null and void; the purchase money
was returned, and the slave was tortured. The immunity of freedmen is
likewise shown by the cancelling of any manumission conferred for the
purpose of preventing torture for evidence.[1466] Theodoric, however,
allowed his Roman subjects to be governed by their ancient laws, and
he apparently had no repugnance to the use of torture when it could
legally be inflicted. Thus he seems particularly anxious to ferret
out and punish sorcerers, and in writing to the Prefect and Count of
Rome he urges them to apprehend certain suspected parties, and try
them by the regular legal process, which, as we have seen, by the
edicts of Constantius and his successors, was particularly severe in
enjoining torture in such cases, both as a means of investigation and
of punishment.[1467]
On the other hand, the Wisigoths founded a permanent state, and as they
were the only race whose use of torture was uninterrupted from the
period of their settlement until modern times, and as their legislation
on the subject was to a great extent a model for that of other nations,
it may be worth while to examine it somewhat closely.
The earliest code of the Wisigoths is supposed to have been compiled
by Eurik, in the middle of the fifth century, but it was subsequently
much modified by recensions and additions. It was remoulded by
Chindaswind and Recaswind about the middle of the seventh century,
and it has reached us only in this latest condition, while the MSS.
vary so much in assigning the authorship of the various laws that but
little reliance can be placed upon the assumed dates of most of them.
Chindaswind, moreover, in issuing his revised code, prohibited for the
future the use of the Roman law, which had previously been in force
among the subject populations, under codes specially prepared for them
by order of Alaric II. Thus the Wisigothic laws, as we have them, are
not laws of race, like the other Barbarian codes, but territorial laws
carefully digested for a whole nation by men conversant alike with the
Roman and with their own ancestral jurisprudence.
It is therefore not surprising to find in them the use of torture
legalized somewhat after the fashion of the imperial constitutions,
and yet with some humane modifications and restrictions. Slaves were
liable to torture under accusation, but the accuser had first to make
oath that he was actuated by neither fraud nor malice in preferring
the charge; and he was further obliged to give security that he would
deliver to the owner another slave of equal value if the accused were
acquitted. If an innocent slave were crippled in the torture, the
accuser was bound to give two of like value to the owner, and the
sufferer received his freedom. If the accused died under the torture,
the judge who had manifested so little feeling and discretion in
permitting it was also fined in a slave of like value, making three
enuring to the owner, and careful measures were prescribed to insure
that a proper valuation was made. If the accuser was unable to meet
the responsibility thus incurred, he was himself forfeited as a slave.
Moreover, the owner was always at liberty to save his slave from the
torture by proving his innocence otherwise if possible; and if he
succeeded, the accuser forfeited to him a slave of equal value, and
was obliged to pay all the costs of the proceedings.[1468]
Freedmen were even better protected. They could only be tortured for
crimes of which the penalties exceeded a certain amount, varying with
the nature of the freedom enjoyed by the accused. If no confession were
extorted, and the accused were crippled in the torture, the judge and
the accuser were both heavily fined for his benefit, and if he died,
the fines were paid to his family.[1469]
There could have been little torturing of slaves as witnesses, for in
general their evidence was not admissible, even under torture, against
any freeman, including their masters. The slaves of the royal palace,
however, could give testimony as though they were freemen,[1470] and,
as in the Roman law, there were certain excepted crimes, such as
treason, adultery, homicide, sorcery, and coining, in accusations of
which slaves could be tortured against their masters, nor could they be
preserved by manumission against this liability.[1471]
As regards freemen, the provisions of different portions of the code
do not seem precisely in harmony, but all of them throw considerable
difficulties in the way of procedures by torture. An early law directs
that, in cases of theft or fraud, no one shall be subjected to torture
unless the accuser bring forward the informer, or inscribe himself with
three sureties to undergo the _lex talionis_ in case the accused prove
innocent. Moreover, if no confession were extorted, the informer was
to be produced. If the accuser could not do this, he was bound to name
him to the judge, who was then to seize him, unless he were protected
by some one too powerful for the judicial authority to control. In
this event it was the duty of the judge to summon the authorities to
his aid, and in default of so doing he was liable for all the damages
arising from the case. The informer, when thus brought within control
of the court, was, if a freeman, declared infamous, and obliged to
pay ninefold the value of the matter in dispute; if a slave, sixfold,
and to receive a hundred lashes. If the freeman were too poor to pay
the fine, he was adjudged as a slave in common to the accuser and the
accused.[1472]
A later law, issued by Chindaswind, is even more careful in its very
curious provisions. No accuser could force to the torture a man higher
in station or rank than himself. The only cases in which it could be
inflicted on nobles were those of treason, homicide, and adultery,
while for freemen of humbler position the crime must be rated at a
fine of 500 solidi at least. In these cases, an open trial was first
prescribed. If this were fruitless, the accuser who desired to push
the matter bound himself in case of failure to deliver himself up as
a slave to the accused, who could maltreat him at pleasure, short of
taking his life, or compound with him at his own valuation of his
sufferings. The torture then might last for three days; the accuser
himself was the torturer, subject to the supervision of the judge, and
might inflict torment to any extent that his ingenuity could suggest,
short of producing permanent injury or death. If death resulted, the
accuser was delivered to the relatives of the deceased to be likewise
put to death; the judge who had permitted it through collusion or
corruption was exposed to the same fate, but if he could swear that
he had not been bribed by the accuser, he was allowed to escape
with a fine of 500 solidi. A very remarkable regulation, moreover,
provided against false confessions extorted by torment. The accuser
was obliged to draw up his accusation in all its details, and submit
it secretly to the judge. Any confession under torture which did not
agree substantially with this was set aside, and neither convicted the
accused nor released the accuser from the penalties to which he was
liable.[1473]
Under such a system, strictly enforced, few persons would be found
hardy enough to incur the dangers of subjecting an adversary to
the rack. As with the Franks, however, so among the Wisigoths, the
laws were not powerful enough to secure their own observance. The
authority of the kings grew gradually weaker and less able to repress
the assumptions of ambitious prelates and unruly grandees, and it is
easy to imagine that in the continual struggle all parties sought to
maintain and strengthen their position by an habitual disregard of law.
At the Thirteenth Council of Toledo, in 683, King Erwig, in his opening
address, alludes to the frequent abuse of torture in contravention
of the law, and promises a reform. The council, in turn, deplores
the constantly recurring cases of wrong and suffering wrought “regiæ
subtilitatis astu vel profanæ potestatis instinctu,” and proceeds to
decree that in future no freeman, noble, or priest shall be tortured
unless regularly accused or indicted, and properly tried in public; and
this decree duly received the royal confirmation.[1474]
As the Goths emerge again into the light of history after the
Saracenic conquest, we find these ancient laws still in force among
the descendants of the refugees who had gathered around Don Pelayo.
The use of the Latin tongue gradually faded out among them, and about
the twelfth or thirteenth century the Wisigothic code was translated
into the popular language, and this Romance version, known as the
_Fuero Juzgo_, long continued the source of law in the Peninsula.
In this, the provisions of the early Gothic monarchs respecting
torture are textually preserved, with two trifling exceptions, which
may reasonably be regarded as scarcely more than mere errors of
copyists.[1475] Torture was thus maintained in Spain as an unbroken
ancestral custom, and the earliest reference which I have met with
of it in mediæval jurisprudence occurs in 1228, when Don Jayme el
Conquistador of Aragon forbade his representatives from commencing
proceedings by its employment without special orders.[1476] When
Alfonso the Wise, about the middle of the thirteenth century, attempted
to revise the jurisprudence of his dominions, in the code known as
_Las Siete Partidas_, which he promulgated, he only simplified and
modified the proceedings, and did not remove the practice. Although he
proclaimed that the person of man is the noblest thing of earth—“La
persona del home es la mas noble cosa del mundo”[1477]—he held that
stripes and other torture inflicted judicially were no dishonor even
to Spanish sensitiveness.[1478] Asserting that torture was frequently
requisite for the discovery of hidden crimes,[1479] he found himself
confronted by the Church, which taught, as we shall see hereafter, that
confessions extorted under torture were invalid. To this doctrine he
gave his full assent,[1480] and then, to reconcile these apparently
incompatible necessities, he adopted an expedient partially suggested
not long before by Frederic II., which subsequently became almost
universal throughout Europe, whereby the prohibition of conviction on
extorted confessions was eluded. After confession under torture, the
prisoner was remanded to his prison. On being subsequently brought
before the judge he was again interrogated, when, if he persisted
in his confession, he was condemned. If he recanted, he was again
tortured; and, if the crime was grave, the process could be repeated a
third time; but, throughout all, he could not be convicted unless he
made a free confession apart from the torture. Even after conviction,
moreover, if the judge found reason to believe that the confession
was the result of fear of the torture, or of rage at being tortured,
or of insanity, the prisoner was entitled to an acquittal.[1481] The
humane interference of the Church thus resulted only in a redoublement
of cruelty; and the system once introduced, speedily tended to break
down the limits imposed on it. In a little more than half a century
after the death of Alfonso, judges were in the habit of not contenting
themselves with three inflictions, but continued the torture as long
as the prisoner confessed on the rack and retracted his confession
subsequently.[1482]
Alfonso’s admiration of the Roman law led him to borrow much from
it rather than from the Gothic code, though both are represented in
the provisions which he established. Thus, except in accusations of
treason, no one of noble blood could be tortured, nor a doctor of
laws or other learning, nor a member of the king’s council, or that
of any city or town, except for official forgery, nor a pregnant
woman, nor a child under fourteen years of age.[1483] So, when several
accomplices were on trial, the torturer was directed to commence with
the youngest and worst trained, as the truth might probably be more
readily extracted from him.[1484] The provision, also, that when
a master, or mistress, or one of their children was found dead at
home, all the household slaves were liable to torture in the search
for the murderer, bears a strong resemblance to the cruel law of the
Romans, which condemned them to death in case the murderer remained
undiscovered.[1485]
The regulations concerning the torture of slaves are founded, with
little variation, on the Roman laws. Thus, the evidence of a slave
was only admissible under torture, and no slave could be tortured to
prove the guilt of a present or former owner, nor could a freedman,
in a case concerning his patron, subject to the usual exceptions
which we have already seen. The excepted crimes enumerated by Alfonso
are seven, viz.: adultery, embezzlement of the royal revenues by tax
collectors, high treason, murder of a husband or wife by the other,
murder of a joint owner of a slave by his partner, murder of a testator
by a legatee, and coining. With the slave, as with the freeman, all
testimony under torture required subsequent confirmation.[1486]
There is one noteworthy innovation, however, in the Partidas which was
subsequently introduced widely into the torture codes of Europe, and
which, in theory at least, greatly extended their sphere of action.
This was the liability of freemen as witnesses. When a man’s evidence
was vacillating and contradictory, so as to afford reasonable suspicion
that he was committing perjury, all criminal judges were empowered to
subject him to torture, so as to ascertain the truth, provided always
that he was of low condition, and did not belong to the excepted
classes.[1487]
With all this, there are indications that Alfonso designed rather
to restrict than to extend the use of torture, and, if his general
instructions could have been enforced, there must have been little
occasion for its employment under his code. In one passage he directs
that when the evidence is insufficient to prove a charge, the accused,
if of good character, must be acquitted; and in another he orders its
application only when common report is adverse to a prisoner, and he is
shown to be a man of bad repute.[1488] Besides, an accuser who failed
to prove his charge was always liable to the _lex talionis_, unless he
were prosecuting for an offence committed on his own person, or for
the murder of a relative not more distant than a brother or sister’s
child.[1489] The judge, moreover, was strictly enjoined not to exceed
the strict rules of the law, nor to carry the torture to a point
imperilling life or limb. If he deviated from these limits, or acted
through malice or favoritism, he was liable to a similar infliction
on his own person, or to a penalty greater than if he were a private
individual.[1490] The liability of witnesses was further circumscribed
by the fact that in cases involving corporal punishment, no one could
be forced to bear testimony who was related to either of the parties
as far as the fourth degree of consanguinity, in either the direct
or collateral lines, nor even when nearly connected by marriage, as
in the case of fathers-in-law, step-children, etc.[1491] Orders to
inflict torture, moreover, were one of the few procedures which could
be appealed from in advance.[1492] Several of these limitations became
generally adopted through Europe. We shall see, however, that they
afforded little real protection to the accused, and it is more than
probable that they received as little respect in Spain as elsewhere.
There were many varieties of torture in use at the period, but Alfonso
informs us that only two were commonly employed, the scourge and the
strappado, which consisted in hanging the prisoner by the arms while
his back and legs were loaded with heavy weights.[1493] The former of
these, however, seems to be the only one alluded to throughout the code.
As a whole, the Partidas were too elaborate and too much in advance
of the wants of the age to be immediately successful as a work of
legislation, and they were not confirmed by the Córtes until 1348. In
the Ordenamiento de Alcalà of Alfonso XI., issued in-that year, they
are referred to as supplying all omissions in subsequent codes.[1494]
It is probable that in his system of torture Alfonso the Wise merely
regulated and put into shape the customs prevalent in his territories,
for the changes in it which occurred during the succeeding three or
four centuries are merely such as can be readily explained by the
increasing influence of the revived Roman jurisprudence, and the
introduction of the doctrines of the Inquisition with respect to
criminal procedures. In the final shape which the administration of
torture assumed in Castile, as described by Villadiego, an eminent
legist writing about the year 1600, it was only employed when the proof
was strong, and yet not sufficient for conviction. No allusion is made
to the torture of witnesses, and Villadiego condemns the cruelty of
some judges who divide the torture into three days in order to render
it more effective, since, after a certain prolongation of torment, the
limbs begin to lose their sensibility, which is recovered after an
interval, and on the second and third days they are more sensitive than
at first. This he pronounces rather a repetition than a continuation
of torture, and repetition was illegal unless rendered necessary by
the introduction of new testimony.[1495] As in the thirteenth century,
nobles, doctors of law, pregnant women, and children under fourteen
were not liable, except in cases of high treason and some other
heinous offences. The clergy also were now exempted, unless previously
condemned as infamous, and advocates engaged in pleading enjoyed a
similar privilege. With the growth of the Inquisition, however, heresy
had now advanced to the dignity of a crime which extinguished all
prerogatives, for it was held to be a far more serious offence to be
false to Divine than to human majesty.[1496] The Partidas allow torture
in the investigation of comparatively trivial offences, but Villadiego
states that it should be employed only in the case of serious crimes,
entailing bodily punishment more severe than the torture itself,
and torture was worse than the loss of the hands. Thus, when only
banishment, fines, or imprisonment were involved, it could not be
used. The penalties incurred by judges for its excessive or improper
application were almost identical with those prescribed by Alfonso,
and the limitation that it should not be allowed to endanger life or
limb was only to be exceeded in the case of treason, when the utmost
severity was permissible.[1497] In 1489 Ferdinand and Isabella had
directed that no criminal case should be heard by less than three
alcaldes or judges sitting together, and torture could not be employed
without a formal decision signed unanimously by all three. In 1534
Charles V. called attention to the neglect of this rule, whereby the
accused was deprived of the right of appeal, and he ordered that it
should be strictly observed in future—regulations which duly maintained
their place on the statute book as long as the use of torture was
continued.[1498]
Many varieties were in use, but the most common were the strappado and
pouring water down the throat; but when the accused was so weak as to
render these dangerous, fire was applied to the soles of the feet;
and the use of the scourge was not unusual. As in the ancient laws,
the owner of slaves was entitled to compensation when his bondmen
were unjustly tortured. If there was no justification for it, he was
reimbursed in double the estimated value; if the judge exceeded the
proper measure of torment, he made it good to the owner with another
slave.[1499]
Whatever limitations may theoretically have been assigned to the
application of torture, however, it is probable that they received
little respect in practice. Simancas, Bishop of Badajos, who was a
little anterior to Villadiego, speaks of it as a generally received
axiom that scarcely any criminal accusation could be satisfactorily
tried without torture.[1500] This is confirmed by the account recently
discovered by Bergenroth of the secret history of the execution of Don
Carlos, for, whether it be authentic or not, it shows how thoroughly
the use of torture had interpenetrated the judicial system of Spain. It
states that when Philip II. determined to try his wretched son for the
crime of encouraging the rebellious movements in the Netherlands, and
the prince denied the offence, torture was applied until he fainted,
and, on recovering his senses, consented to confess in order to escape
the repetition which was about to be applied. It is hardly to be
believed that even a Spanish imagination could invent the dark and
terrible details of this dismal story; and even if it be not true, its
author must have felt that such an incident was too probable to destroy
its vraisemblance.
At the same time, Castilian justice kept itself free from one of the
worst abuses which, as we shall see hereafter, grew out of the use of
torture, in the secret inquisitorial process which established itself
almost everywhere. A law of Alfonso XI. issued in 1325 peremptorily
ordered that the accused should not be denied the right to know the
contents of the inquest made with respect to him, and that the names of
the witnesses should be communicated to him so that he could defend
himself freely and have all the means to which he was entitled of
establishing his innocence. Ferdinand and Isabella, moreover, in 1480,
decreed that all who desired counsel should be allowed the privilege,
those who were poor being furnished at the public expense, and no
torture could be inflicted before this was complied with. These laws,
which offer so creditable a contrast to the legislation of other lands,
remained in force and were embodied in the Recopilacion.[1501]
CHAPTER V.
CARLOVINGIAN AND FEUDAL LAW.
In turning to the other barbarian races which inherited the fragments
of the Roman empire, we find that the introduction of torture as
a recognized and legal mode of investigation was long delayed.
Under the Merovingians, as we have seen, its employment, though not
infrequent, was exceptional and without warrant of law. When the slow
reconstruction of society at length began, the first faint trace
of torture is to be found in a provision respecting the crimes of
sorcery and magic. These were looked upon with peculiar detestation,
as offences against both God and man. It is no wonder then if the
safeguards which the freeman enjoyed under the ordinary modes of
judicial procedure were disregarded in the cases of those who violated
every law, human and divine. The legislation of Charlemagne, indeed,
was by no means merciful in its general character. His mission was to
civilize, if possible, the savage and turbulent races composing his
empire, and he was not overnice in the methods selected to accomplish
the task. Still, he did not venture, even if he desired, to prescribe
torture as a means of investigation, except in the case of suspected
sorcerers, for whom, moreover, it is ordered indirectly rather than
openly.[1502] Yet, by this time, the personal inviolability of the
freeman was gone. The infliction of stripes and of hideous mutilations
is frequently directed in the Capitularies, and even torture and
banishment for life are prescribed as a punishment for insulting
bishops and priests in church.[1503]
This apparent inconsistency is only a repetition of what we have
seen in the Persian and Indian institutions, where torture was
superfluous in the presence of other forms of proof, and in Greece
and Rome where it makes its appearance in the absence of those forms.
Though there was no theoretical objection to torture as a process of
investigation, yet there was no necessity for its employment as a means
of evidence. That the idea of thus using it in matters of great moment
was not unfamiliar to the men of that age is evident when we find it
officially stated that the accomplices of Bernard, King of Italy, in
his rebellion against Louis le Débonnaire, in 817, on their capture
confessed the whole plot without being put to the torture.[1504] Such
instances, however, were purely exceptional. In ordinary matters, there
was a complete system of attack and defence which supplemented all
deficiencies of testimony in doubtful cases. Sacramental purgation,
the wager of battle, and the various forms of vulgar ordeals were not
only primæval customs suited to the feelings and modes of thought of
the race, but they were also much more in harmony with the credulous
faith inculcated by the Church, and the Church had by this time entered
on the career of temporal supremacy which gave it so potent a voice
in fashioning the institutions of European society. For all these,
the ministrations of the ecclesiastic were requisite, and in many of
them his unseen agency might prove decisive. On the other hand, the
humane precepts which forbade the churchman from intervening in any
manner in judgments involving blood precluded his interference with the
torture chamber; and in fact, while torture was yet frequent under the
Merovingians, the canons of various councils prohibited the presence
of any ecclesiastic in places where it was administered.[1505] Every
consideration, therefore, would lead the Church in the ninth century to
prefer the milder forms of investigation, and to use its all-powerful
influence in maintaining the popular belief in them. The time had not
yet come when, as we shall see hereafter, the Church, as the spiritual
head of feudal Christendom, would find the ordeal unnecessary and
torture the most practicable instrumentality to preserve the purity of
faith and the steadfastness of implicit obedience.
In the ninth century, moreover, torture was incompatible with the forms
of judicial procedure handed down as relics of the time when every
freeman bore his share in the public business of his sept. Criminal
proceedings as yet were open and public. The secret inquisitions
which afterwards became so favorite a system with lawyers did not
then exist. The _mallum_, or court, was perhaps no longer held in the
open air,[1506] nor were the freemen of the district constrained as
of old to be present,[1507] but it was still free to every one. The
accuser and his witnesses were confronted with the accused, and the
criminal must be present when his sentence was pronounced.[1508] The
purgatorial oath was administered at the altar of the parish church;
the ordeal was a public spectacle; and the judicial duel drew thousands
of witnesses as eager for the sight of blood as the Roman plebs. These
were all ancestral customs, inspiring implicit reverence, and forming
part of the public life of the community. To substitute for them the
gloomy dungeon through whose walls no echo of the victim’s screams
could filter, where impassible judges coldly compared the incoherent
confession wrung out by insufferable torment with the anonymous
accusation or the depositions of secret witnesses, required a total
change in the constitution of society.
The change was long in coming. Feudalism arose and consolidated its
forces on the ruins of the Carlovingian empire without altering the
principles upon which the earlier procedures of criminal jurisdiction
had been based. As the local dignitaries seized upon their fiefs and
made them hereditary, so they arrogated to themselves the dispensation
of justice which had formerly belonged to the central power, but their
courts were still open to all. Trials were conducted in public upon
well-known rules of local law and custom; the fullest opportunities
were given for the defence; and a denial of justice authorized the
vassal to renounce the jurisdiction of his feudal lord and seek a
superior court.[1509]
Still, as under the Merovingians, torture, though unrecognized
by law, was occasionally employed as an extraordinary element of
judicial investigation, as well as a means of punishment to gratify
the vengeance of the irresponsible and cruel tyrants who ruled with
absolute sway over their petty lordships. A few such instances occur in
the documents and chronicles of the period, but the terms in which they
are alluded to show that they were regarded as irregular.
Thus, it is related of Wenceslas, Duke of Bohemia, in the early part
of the tenth century, that he destroyed the gibbets and fearful
instruments of torture wherewith the cruelty of his judges had been
exercised, and that he never allowed them to be restored.[1510] An
individual case of torture which occurred in 1017 has chanced to be
preserved to us by its ending in a miracle, and being the occasion of
the canonization of a saint. A pious pilgrim, reputed to belong to
the royal blood of Scotland, while wandering on the marches between
the Bavarians and the Moravians, was seized by the inhabitants on
suspicion of being a spy, and, to extort a confession, was exposed to
a succession of torments which ended in hanging him on a withered
tree until he died. The falsity of the accusation and the sanctity of
the victim were manifested by the uninterrupted growth of his hair and
nails and the constant flowing of blood from a wound, while the dead
tree suddenly put forth leaves and flowers. Margrave Henry of Bavaria
had him reverently buried, and he was duly enrolled in the catalogue of
saints.[1511] A letter of Gerard, Bishop of Cambrai, in 1025, relating
how certain suspected heretics could not be forced by torment to
confession, shows that ecclesiastics already were prepared, in spite
of the received dogmas of the Church, to have recourse to such means
when no others could be found to protect the purity of the faith.[1512]
In the celebrated case, also, of the robbery of the church of Laon,
about the year 1100, the suspected thief, after conviction by the cold
water ordeal, was tortured by command of the bishop in order to make
him surrender the sacred vessels which he had concealed. Basting with
hot lard was tried unsuccessfully; he was then hanged by the neck
and let down at intervals for nearly a whole day, and when life was
almost extinct his resolution gave way and he agreed to discover the
place where the valuables were hidden.[1513] When Charles the Good of
Flanders was murdered in 1127, one of the assassins fled to Terouane,
where he was discovered and forced by scourging to disclose the names
of his accomplices.[1514] About 1130 at Petersberg, in Saxony, we are
told of a shepherd tortured by his lord to extract money, and saved
from suffering by an earnest prayer to St. Peter.[1515] When Richard I.
of England was endeavoring to return through Germany from the crusade,
it was by the torture of his page that the identity of the royal
traveller was discovered, and he was delivered to his enemy the Duke of
Austria.[1516]
These are evidently rather sporadic and exceptional cases than
indications of any systematic introduction of the practice. A more
significant allusion, however, is found in the reproof administered,
about 1125, by Hildebert, Bishop of le Mans, to one of his priests, who
had been concerned in the torture of a suspected thief, for the purpose
of extracting a confession. Hildebert argues that the infliction of
torture for confession is a matter for judicial decision and not of
Church discipline, and therefore not fit for a clerk to be engaged
in.[1517] This would seem to show that it occasionally was a recognized
means of proof in the lay tribunals of the period, though as yet not
favored by the Church. If so, no record of its introduction or evidence
of its customary use has been preserved to us, though there is abundant
evidence of its employment as a punishment and for the extortion of
money.
As a punishment legally inflicted, we find it prescribed, in 1168, by
Frederic Barbarossa in cases of petty thefts,[1518] and in the next
century by Frederic II. as a penalty for high treason.[1519] Special
cases, too, may be instanced, where its infliction on a large scale
shows that the minds of men were not unfamiliar with its use. Thus
when, in 1125, the inhabitants of Erfurt were guilty of some outrages
on the imperial authority, and the town was besieged and captured by
the Emperor Lothair, the chronicler relates that large numbers of the
citizens were either killed, blinded, or tortured in various ways by
the vindictive conqueror,[1520] and in 1129 he treated the citizens of
Halle in the same manner.[1521]
Even towards the close of the thirteenth century, we find Rodolph of
Hapsburg interfering in favor of a prisoner whom one of his nobles was
afflicting with cruel torments. The Emperor, however, does not venture
to command, but merely entreats that the tortures be suspended until he
shall have an interview with the aggressor.[1522]
So summary and effective a mode of forcing the weak and unprotected
to ransom themselves was not likely to be overlooked in those ages
of violence, and though the extra-judicial use of torture is foreign
to our purpose, yet, as showing how men educated themselves in its
employment, it may be worth while to allude briefly to this aspect
of the subject. Thus, Duke Swantopluck of Bohemia, in a marauding
expedition into Hungary in 1108, caused to be racked or put to death
all prisoners who could not purchase escape by heavy ransoms.[1523]
At the same period, Germany is described to us by an eye-witness as
covered with feudal chieftains who lived a life of luxury by torturing
the miserable wretches that could scarce obtain bread and water for
their own existence.[1524] In Spain, the same means were understood
and employed by the savage nobles of that barbarous period.[1525]
In England, the fearful anarchy which prevailed under King Stephen
encouraged a similar condition of affairs. The baronial castles which
then multiplied so rapidly became mere dens of robbers who ransacked
the country for all who had the unfortunate reputation of wealth. From
these they extracted the last penny by tortures; and the chronicler
expatiates on the multiplicity and horrid ingenuity of the torments
devised—suspension by the feet over slow fires; hanging by the thumbs;
knotted ropes twisted around the head; crucet-houses, or chests filled
with sharp stones, in which the victim was crushed; sachentages, or
frames with a sharp iron collar preventing the wearer from sitting,
lying, or sleeping; dungeons filled with toads and adders; slow
starvation, &c. &c.[1526] Even in the more settled times of the close
of the reign of Henry II. a case is recorded of a heavy fine inflicted
on a man for illegally capturing and torturing a woman;[1527] under
Richard I. an epistle of Clement III. refers to a knight who had
confessed that he had tortured a priest and forced him to redeem
himself with a large sum of money;[1528] and in 1210 King John
seized all the Jews in England and tortured them until they ransomed
themselves heavily.[1529]
In all this, however, there is no evidence of the revival of torture
as a means of legal investigation. The community was satisfied with
the old barbaric forms of trial, and the Church, still true to its
humanizing instincts, lost no opportunity of placing the seal of its
disapprobation on the whole theory of extorting confessions. At an
early period, it had even been a matter of dispute whether a Christian
magistrate, after baptism, was at liberty to inflict torment and
pronounce sentence of death. The Synod of Rome in 384 had declared
that no Christian could exercise secular power without sin, because he
was obliged to contravene the teachings of the Church by ordering the
application of torture in judicial pleadings;[1530] and if Innocent I.,
in 405, had decided that such proceedings were lawful, it was only on
the ground that the Church had no right to resist the laws or to oppose
the powers ordained of God.[1531] About the same time St. Augustin
had exposed the cruel absurdity of torture with a cogent terseness
that has rarely been excelled, and had stamped it with the infamy
which it deserved.[1532] The great name of Gregory I. was on record in
the sixth century, denouncing as worthless a confession extorted by
incarceration and hunger.[1533] When Nicholas I., who did so much to
build up ecclesiastical power and influence, addressed, in 866, his
well-known epistle to the Bulgarians to aid and direct them in their
conversion to orthodoxy, he recites that he is told that, in cases of
suspected theft, their courts endeavor to extort confession by stripes,
and by pricking with a pointed iron. This he pronounces to be contrary
to all law, human and divine, for confessions to be valid should be
spontaneous; and he argues at some length on the uncertainty of the
system of torture, and the injustice to which it leads, concluding with
a peremptory prohibition of its continuance.[1534]
In the first half of the same century, the manufacturers of the False
Decretals had attributed to Alexander I. an epistle designed to
protect the Church from pillage and oppression, in which that pontiff
is made to threaten with infamy and excommunication those who extort
confessions or other writings from ecclesiastics by force or fear, and
to lay down the general rule that confessions must be voluntary and not
compulsory.[1535] On the authority of this, Ivo of Chartres, at the
commencement of the twelfth century, declares that men in holy orders
cannot be forced to confess;[1536] and half a century later, Gratian
lays down the more general as well as more explicit rule that no
confession is to be extorted by the instrumentality of torture.[1537]
This position was consistently maintained until the revival of the
Roman law familiarized the minds of men with the procedures of the
imperial jurisprudence, when the policy of the Church altered, and it
yielded to the temptation of obtaining so useful a means of reaching
and proving the otherwise impalpable crime of heresy.
CHAPTER VI.
REAPPEARANCE OF TORTURE.
The latter half of the twelfth century saw the study of the civil law
prosecuted with intense ardor, and, in the beginning of the thirteenth,
Innocent III. struck a fatal blow at the barbaric systems of the ordeal
and sacramental compurgation by forbidding the rites of the Church
to the one and altering the form of oath customary to the other. The
unreasoning faith which had reposed confidence in the boiling caldron,
or the burning ploughshare, or the trained champion as the special
vehicle of Divine judgment, was fading before the Aristotelian logic
of the schools, and dialectical skill could not but note the absurdity
of acquitting a culprit because he could beg or buy two, or five, or
eleven men to swear to their belief in his oath or denial.
Yet with all these influences at work, the ancestral customs maintained
their ground long and stubbornly. It is not until the latter half of
the thirteenth century that the first faint traces of legalized torture
are to be found in France, at whose University of Paris for more than
a hundred years the study of the Pandects had become the absorbing
topic, and where the constantly increasing power of the crown found
its most valuable instruments in the civil lawyers, and its surest
weapon against feudalism in the extension of the royal jurisdiction.
In Germany, the progress was even slower. The decline of the central
authority, after the death of Frederic Barbarossa, rendered any
general change impossible, and made the absolutist principles of the
imperial jurisprudence especially distasteful to the crowd of feudal
sovereigns, whose privileges were best supported by perpetuating
organized anarchy. The early codes, therefore, the Sachsenspiegel, the
Schwabenspiegel, the Kayser-Recht, and the Richstich Landrecht, which
embodied the judicial proceedings of the Teutonic nations from the
thirteenth to the fifteenth centuries, seem to know no other mode of
deciding doubtful questions than sacramental purgation and the various
forms of ordeal. During the latter portion of this period, it is true,
torture begins to appear, but it is an innovation.[1538]
The first indications of the modern use of torture show distinctly
that its origin is derived from the civil law. In the Latin Kingdoms
of the East, the Teutonic races were brought into contact with the
remains of the old civilization, impressive even in its decrepitude.
It was natural that, in governing the motley collection of Greeks,
Syrians, and Franks, for whom they had to legislate, they should adopt
some of the institutions which they found in force amid their new
possessions, and it is only surprising that torture did not form a
more prominent feature in their code. The earliest extant text of the
_Assises de Jerusalem_ is not older than the thirteenth century, and
the blundering and hesitating way in which it recognizes, in a single
instance, the use of torture shows how novel was the idea of such
procedure to the feudal barons, and how little they understood the
principles governing its application. When a murderer was caught in the
act by two witnesses, he could be promptly hanged on their testimony,
if they were strangers to the victim. If, however, they were relatives,
their testimony was held suspect, and the confession of the accused
was requisite to his conviction. To obtain this, he was subjected to
torture for three days; if he confessed, he was hanged; if obdurate,
he was imprisoned for a year and a day, with the privilege of clearing
himself during that period by the ordeal of the red-hot iron. If he
declined this, and if during his confinement no additional evidence was
procured, he was acquitted, and could not be again appealed for the
murder.[1539]
This show’s the transition state of the question. The criminal is
caught with the red hand and the evidence of guilt is complete,
save that the witnesses may be interested; confession thus becomes
requisite, yet the failure to extort it by prolonged torment does not
clear the accused; the ordeal is resorted to in order to supplement
the torture, and solve the doubts which the latter could not remove;
and finally, the criminal is absolved, though he dare not trust the
judgment of God, and though the uncertainties in which torture had left
the case are not removed.
Italy was the centre from which radiated the influences of the Roman
law throughout Western Europe, and, as might be expected, it is to
Italy that we must look for the earliest incorporation of torture in
the procedures of modern criminal jurisprudence. The Veronese laws
in force in 1228 already show a mixture of proceedings suggestive,
like the Assises de Jerusalem, of the impending change. In doubtful
cases, the podestà was empowered to ascertain the truth of testimony
by either inquest, torture, or the duel.[1540] This shows that the
employment of torture was by this time recognized to some extent,
though as the code is a very full one and this is the only allusion
to it, it evidently had not yet grown into one of the regular legal
processes. So in the legislation of Frederic II. for his Neapolitan
provinces, promulgated in 1231, the mode in which it is prescribed
shows that it was as yet but sparingly employed. As Frederic was one of
the earliest secular legislators who discountenanced and restricted the
various forms of the ordeal, it was natural that, with his education
and temperament, he should seek to replace them with the system of the
Roman codes which he so much admired.
When a secret murder or other heinous crime was committed, and the
most stringent investigation could not convict the perpetrators, if
the weight of suspicion fell on persons of humble station and little
consequence, they could be tortured for confession. If no torment could
wring from them an acknowledgment of guilt, or if, as often happened
(“prout accidere novimus in plerisque”), their resolution gave way
under insufferable torment and they subsequently recanted, then the
punishment, in the shape of a fine, was inflicted on the district where
the crime had occurred.[1541] From this it is evident that torture was
not exactly a novelty, but that as yet it was only ventured upon with
the lowest and most unprotected class of society, and that confession
during its infliction was not regarded as sufficient for conviction,
unless subsequently ratified.
During the remainder of the century, the statutes of many of the
Italian cities show the gradual introduction of torture to replace
the barbarian processes which were not indigenous,[1542] and which
the traditional hate of the Italian States for the Tedeschi was not
likely to render popular. That by the middle of the century, indeed,
the practical applications of torture had been profoundly studied and
were thoroughly understood in all their most inhuman ramifications is
sufficiently evident from the accounts which we possess of the fearful
cruelties habitually practised by petty despots such as Eccelino da
Romano.[1543]
The manner in which the use of torture thus in time was superimposed
upon the existing customs of Europe is clearly shown in the law of
Lubeck. The mercantile law of the Middle Ages disregarded, as we have
seen, all the irregular forms of evidence, such as the ordeal, the
judicial duel, &c., and it naturally was not favorable to torture. As
the chief of the Hanse-towns Lubeck, therefore, in its legislation
preserved the principles of the mercantile law, but in time these came
to be expounded by a race of lawyers imbued with the ideas of the
imperial jurisprudence, and little was left of the primitive simplicity
of the original code. Thus the latter, when treating of adultery,
simply provides that the accused must clear himself by oath, or be held
guilty of the charge; but a commentary on it, written in 1664, assumes
that as the crime is a peculiarly secret one recourse must be at once
had to torture where there is colorable ground for suspicion.[1544]
About this time we also find, in the increasing rigor and gradual
systematizing of the Inquisition, an evidence of the growing
disposition to resort to torture, and a powerful element in extending
and facilitating its introduction. The Church had been actively
engaged in discountenancing and extirpating the ordeal, and it now
threw the immense weight of its authority in favor of the new process
of extorting confessions. When Frederic II., from 1220 to 1239,
published his three constitutions directed against heresy, cruel and
unsparing as they were, they contained no indication that torture
was even contemplated as a mode of investigation. In conformity with
the provisions of the Lateran Council of 1215, parties suspected on
insufficient evidence were directed to prove their innocence by some
fitting mode of purgation, and the same instructions were given by
Gregory IX. in 1235.[1545] In 1252, however, when Innocent IV. issued
his elaborate directions for the guidance of the Inquisition in Tuscany
and Lombardy, he ordered the civil magistrates to extort from all
heretics by torture not merely a confession of their own guilt, but
an accusation of all who might be their accomplices; and this derives
additional significance from his reference to similar proceedings as
customary in trials of thieves and robbers.[1546] It shows the progress
made during the quarter of the century and the high appreciation
entertained by the Church for the convenience of the new system.
At first the canons of the Church, which prohibited ecclesiastics from
being concerned in such matters, or even from being present, under pain
of “irregularity,” rendered it necessary for inquisitors to call in the
secular executioners; but this interfered with promptness and secrecy,
and the difficulty was removed with characteristic indirection. A
series of papal bulls from 1256 to 1266 authorized inquisitors and
their assistants to grant mutual absolution and dispensation for
irregularities,[1547] and thus they were able to take the business of
inflicting torture into their own hands—an opportunity of which they
availed themselves fully.
As yet, however, this did not extend beyond Italy. There is extant
a tract, written not long after this time, containing very minute
instructions as to the established mode of dealing with the Waldensian
sectaries known as the “Poor Men of Lyons.” It gives directions to
break down their strength and overcome their fortitude by solitary
confinement, starvation, and terror, but it abstains from recommending
the infliction of absolute and direct torture, while its details are
so full that the omission is fair negative evidence that such measures
were not then customary.[1548]
The whole system of the Inquisition, however, was such as to render
the resort to torture inevitable. Its proceedings were secret; the
prisoner was carefully kept in ignorance of the exact charges against
him, and of the evidence upon which they were based. He was presumed
to be guilty, and his judges bent all their energies to force him to
confess. To accomplish this, no means were too base or too cruel.
According to the tract just quoted, pretended sympathizers were to be
let into his dungeon, whose affected friendship might entrap him into
an unwary admission; officials armed with fictitious evidence were
directed to frighten him with assertions of the testimony obtained
against him from supposititious witnesses; and no resources of fraud or
guile were to be spared in overcoming the caution and resolution of the
poor wretch whose mind, as we have seen, had been carefully weakened
by solitude, suffering, hunger, and terror. From this to the rack and
estrapade the step was easily taken, and was not long delayed. In
1301, we find even Philippe le Bel protesting against the cruelty of
Fulk, the Dominican Inquisitor, and interfering to protect his subjects
from the refinements of torture to which, on simple suspicion of
heresy, unfortunate victims were habitually exposed.[1549] Yet when,
a few years later, the same monarch resolved upon the destruction of
the Templars, he made the Inquisition the facile instrument to which
he resorted, as a matter of course, to extort from De Molay and his
knights, with endless repetition of torments, the confessions from
which he hoped to recruit his exhausted treasury with their broad lands
and accumulated riches.[1550]
The history of the Inquisition, however, is too large a subject to
be treated here in detail, and it can only be alluded to for the
purpose of indicating its influence upon secular law. That influence
was immense. The legists who were endeavoring to eradicate the feudal
customs could not expect the community to share their admiration of
the Roman law, and naturally grasped with eagerness the advantage
offered them in adducing the example of ecclesiastical institutions.
In founding their new system they could thus hardly avoid copying that
which presented itself under all the authority of an infallible Church,
and which had been found to work so successfully in unveiling the
most secret of hidden crimes, those of faith and belief.[1551] When,
therefore, men were taught that in these cases the ordinary forms and
safeguards of the law were not to stand in the way of the public good,
a principle was enunciated capable of illimitable development.
About the time when Innocent IV. was prescribing torture in Italy,
we find the first evidence of its authoritative use in France as an
ordinary legal procedure. In December, 1254, an assembly of the nobles
of the realm at Paris adopted an ordonnance regulating many points
in the administration of justice. Among these occurs an order that
persons of good reputation, even though poor, shall not be put to the
torture on the evidence of one witness, lest, on the one hand, they
may be forced to convict themselves falsely, or, on the other, to buy
themselves off from the infliction.[1552]
This would seem to indicate that the system of judicial torture was so
completely established that its evils and abuses had begun to render
themselves apparent and to require restrictive legislation. Yet the
contemporaneous remains of jurisprudence show no trace of the custom,
and some of them are of a nature to render their silence a negative
proof of no little weight. To this period, for instance, belongs the
earliest extant coutumier of Normandy, published by Ludewig, and it
contains no allusion to torture. The same may be said of the _For
de Béarn_, granted in 1288, and recently printed by MM. Mazure and
Hatoulet, which is very full in its details of judicial procedure. The
collection of the laws of St. Louis, known as the _Établissements_,
is likewise free from any instructions or directions as to its
application, though it could scarcely have been omitted had it formed
part of the admitted jurisprudence of the age. It may be argued,
indeed, that these codes and laws assume the existence of torture, and
therefore make no reference to it, but such an argument would not hold
good with respect to the books of practice which shrewd and experienced
lawyers commenced at that time to draw up for the guidance of courts
in the unsettled period of conflict between the ancient feudal customs
and the invading civil law. For instance, no text-book can well be more
minute than the _Livres de Jostice et de Plet_, written about the year
1260, by a lawyer of the school of Orleans, then celebrated as the
headquarters of the study of the imperial jurisprudence. He manifests
upon almost every page his familiar acquaintance with the civil and
canon law, and he could not possibly have avoided some reference to
torture if it had been even an occasional resource in the tribunals in
which he pleaded, and yet he does not in any way allude to it.
The same conclusion is derivable from the _Coutumes du Beauvoisis_,
written about 1270 by Philippe de Beaumanoir. In his position as royal
bailli, Beaumanoir had obtained the fullest possible familiarity with
all the practical secular jurisprudence of his day, and his tendencies
were naturally in favor of the new system with which St. Louis was
endeavoring to break down the feudal customs. Yet, while he details
at much length every step in all the cases, civil and criminal, that
could be brought into Court, he makes no allusion to torture as a
means of obtaining evidence. In one passage, it is true, he seems
to indicate that a prisoner could be forced, while in prison, to
criminate himself, but the terms employed prove clearly that this
was not intended to include the administration of torment.[1553] In
another place, moreover, when treating of robberies, he directs that
all suspected parties should be long and closely confined, but that,
if they cannot be convicted by external evidence, they must at last be
discharged.[1554] All this is clearly incompatible with the theory of
torture.
The _Conseil_ of Pierre de Fontaines, which was probably written
about the year 1260, affords the same negative evidence in its full
instructions for all the legal proceedings then in use. In these three
works, notwithstanding the reforms attempted by St. Louis, the legist
seems to imagine no other solution than the wager of battle for the
settlement of doubtful cases, wherein testimony is insufficient. The
form of trial is still public, in the feudal or royal courts, and
every opportunity is given both for the attack and the defence. The
work of de Fontaines, moreover, happens to furnish another proof that
he wrote at the commencement of a transition period, during which
the use of torture was introduced. In the oldest MSS. of his work,
which are considered to date from 1260 to 1280, there is a passage to
the effect that a man convicted of crime may appeal, if he has not
confessed, or, when he has confessed, if it has been in consequence
of some understanding (_covent_). In later MSS., transcribed in the
early part of the fourteenth century, the word “covent” is replaced
by “tourmenz,”[1555] thus showing not only the introduction of torture
during the interval, but also that a conviction obtained by it was not
final.
The Ordonnance of 1254, indeed, as far as it relates to torture,
is asserted by modern criticism to have been applicable only to
Languedoc.[1556] If so, its importance is reduced to a minimum, for
in the document as registered in the council of Béziers in 1255, the
section respecting torture is omitted,[1557] and this would seem to
show that even in the south, where the traditions of the Roman law
were continuous, torture was still regarded as an innovation not to
be legally sanctioned. Still it was gradually winning its way against
popular repugnance, for we have in 1260 a charter from Alphonse de
Poitiers to the town of Auzon (Auvergne), in which he grants exemption
from torture in all trials irrespective of the gravity of the
crime.[1558]
While giving due weight, however, to all this, we must not lose
sight of the fact that the laws and regulations prescribed in royal
ordonnances and legal text-books were practically applicable only to
a portion of the population. All non-nobles, who had not succeeded in
extorting special privileges by charter from their feudal superiors,
were exposed to the caprices of barbarous and irresponsible power.
It was a maxim of feudal law that God alone could intervene between
the lord and his villein—“Mès par notre usage n’a-il, entre toi et
ton vilein, juge fors Deu”[1559]—the villein being by no means
necessarily a serf; and another rule prohibited absolutely the villein
from appealing from the judgment of his lord.[1560] Outside of law,
and unauthorized by coutumiers and ordonnances, there must, under such
institutions, have been habitually vast numbers of cases in which the
impatient temper of the lord would seek a solution of doubtful matters,
in the potent cogency of the rack or scourge, rather than waste
time or dignity in endeavoring to cross-question the truth out of a
quick-witted criminal.
Still, as an admitted legal procedure, the introduction of torture was
very gradual. The _Olim_, or register of cases decided by the Parlement
of Paris, extends, with some intervals, from 1255 to 1318, and the
paucity of affairs recorded in which torture was used shows that it
could not have been habitually resorted to during this period. The
first instance, indeed, only occurs in 1283, when the Bishop of Amiens
complains of the bailli of that town for having tried and tortured
three clerks in defiance of the benefit of clergy which entitled them
to exemption from secular jurisdiction. The bailli pleaded ignorance
of their ecclesiastical character, and his plea was admitted as
sufficient.[1561] The next instance of the use of torture is found in
1299, when the royal bailli of Senlis cites the mayor and jurats of
that town before the Parlement, because in a case of theft they had
applied the question to a suspected criminal; and although theft was
within their competence, the bailli argued that torture was an incident
of “haute justice” which the town did not possess. The decision was in
favor of the municipality.[1562] The next year (1300) we find a clerk,
wearing habit and tonsure, complaining that the royal officials of
the town of Villeneuve in Rouergue had tortured him in divers ways,
with ropes and heavy weights, heated eggs and fire, so that he was
crippled, and had been forced to expend three hundred livres Tournois
in medicines and physicians. This, with other proper damages, he prays
may be made good to him by the perpetrators, and the arrêt of the
Parlement orders their persons and property to be seized, and their
possessions valued, in order that the amount may be properly assessed
among them.[1563] Philippe le Bel, notwithstanding his mortal quarrel
with the papacy—or perhaps in consequence of it—was ever careful of
the rights and privileges of the clergy, among which the immunity from
secular jurisdiction and consequently from torture was prominent. The
case evidently turned upon that point.
The fourth case does not present itself until 1306. Two Jews, under
accusation of larceny by their brethren, complain that they had been
illegally tortured by the bailli of Bourges, and though one of them
under the infliction had confessed to complicity, the confession is
retracted and damages of three thousand livres Tournois are demanded.
On the other hand, the bailli maintains that his proceedings are
legal, and asks to have the complainants punished in accordance with
the confession. The Parlement adopts a middle course; it acquits the
Jews and awards no damages, showing that the torture was legal and a
retracted confession valueless.[1564]
The fifth case, which occurs in 1307, is interesting as having for its
reporter no less a personage than Guillaume de Nogaret, the captor of
Boniface VIII. A certain Guillot de Ferrières, on a charge of robbery,
had been tried by the judge of Villelongue and Nicolas Bourges, royal
chatelain of Mont-Ogier. The latter had tortured him repeatedly and
cruelly, so that he was permanently crippled, and his uncle, Étienne
de Ferrières, Chatelain of Montauban, claims damages. The decision
condemns Nicolas Bourges in a mulct of one thousand livres Tournois,
half to Guillot for his sufferings and half to Étienne for his
expenses, besides a fine to the crown.[1565] It is evident that judges
were not allowed to inflict unlimited torment at their pleasure.
The sixth case, occurring in 1310, may be passed over, as the torture
was not judicial, but merely a brutal outrage by a knight on a noble
damsel who resisted his importunities: though it may be mentioned that
of the fine inflicted on him, fifteen hundred livres Tournois enured to
the crown and only one hundred to the victim.[1566]
The seventh case took place in 1312, when Michael de Poolay, accused of
stealing a sum of money from Nicolas Loquetier, of Rouen, was subjected
to a long imprisonment and torture at Château-Neuf de Lincourt, and
was then brought to the Châtelet at Paris, where he was again examined
without confession or conviction. Meanwhile, the real criminal
confessed the theft, and Nicolas applies to the Parlement for the
liberation of Michael, which is duly granted.[1567]
A long interval then occurs, and we do not hear of torture again until
1318, when Guillaume Nivard, a money-changer of Paris, was accused of
coining, and was tortured by the Prevôt of the Châtelet. He contends
that it was illegal, while the Prevôt asserts that his jurisdiction
empowered him to administer it. The Parlement investigates the case,
and acquits the prisoner, but awards him no damages.[1568]
The essentially common-place and trivial character of these cases has
its interest in showing that the practice of appealing to the Parlement
was not confined to weighty matters, and therefore that the few
instances in which torture was involved in such appeals afford a fair
index of the rarity of its use during this period. These cases, too,
have seemed to me worth reciting, as they illustrate the principles
upon which its application was based in the new jurisprudence, and
the tentative and uncertain character of the progress by which the
primitive customs of the European races were gradually becoming
supplanted by the resuscitated Roman law.
A few instances, moreover, are on record in which torture was used in
affairs of state. Thus in 1304 we find Charles of Valois torturing a
Flemish beguine who was accused of an attempt to poison him. The mode
adopted was the application of fire to the soles of the victim’s feet,
and though she was said to have confessed, still he liberated her after
a short imprisonment.[1569] In the frightful scandal, also, of the
daughters-in-law of Philippe le Bel, which occurred in 1314, though
torture does not seem to have been used in examining the principals,
either the princesses or their paramours, it was freely employed upon
the numerous persons who were accused as accessories.[1570] In 1315,
during the long trial of Enguerrand de Marigny, sacrificed after the
death of Philippe le Bel to the hatred of Charles of Valois, torture
was freely used to obtain evidence from his dependents;[1571] and in
the same year Raoul de Presles, accused of the death of the late king,
was exposed to torture without obtaining a confession, and was finally
liberated.[1572]
This undermining of the ancient customs had not been allowed to
continue uninterrupted by protest and resistance. In the closing days
of the reign of Philippe le Bel the feudal powers of France awoke to
the danger with which they were menaced by the extension of the royal
prerogative during the preceding half-century. A league was formed
which seemed to threaten the existence of the institutions so carefully
nurtured by St. Louis and his successors. It was too late, however, and
though the storm broke on the new and untried royalty of Louis Hutin,
the crown lawyers were already too powerful for the united seigneurie
of the kingdom. When the various provinces presented their complaints
and their demands for the restoration of the old order of things, they
were met with a little skilful evasion, a few artful promises, some
concessions which were readily withdrawn, and negatives carefully
couched in language which seemed to imply assent.
Among the complaints we find the introduction of torture enumerated
as an innovation upon the established rights of the subject, but the
lawyers who drew up the replies of the king took care to infringe as
little as they could upon a system which their legal training led
them to regard as an immense improvement in procedure, especially as
it enabled them to supersede the wager of battle, which they justly
regarded as the most significant emblem of feudal independence.
The movement of the nobles resulted in obtaining from the king a series
of charters for the several provinces, by which he defined, as vaguely,
indeed, as he could, the extent of royal jurisdiction claimed, and in
which he promised to relieve them from certain grievances. In some of
these charters, as in those granted to Britanny, to Burgundy, and to
Amiens and Vermandois, there is no allusion made to torture.[1573]
In the two latter, the right to the wager of battle is conceded,
which may explain why the nobles of those provinces were careless to
protect themselves from a process which they could so easily avoid by
an appeal to the sword. In the charter of Languedoc, all that Louis
would consent to grant was a special exemption to those who had enjoyed
the dignity of capitoul, consul, or decurion of Toulouse and to their
children, and even this trifling concession did not hold good in cases
of _lèse-majesté_ or other matters particularly provided for by law;
the whole clause, indeed, is borrowed from the Roman law, which may
have reconciled Louis’s legal advisers to it, more especially as, for
the first time in French jurisprudence, it recognized the crime of
_lèse-majesté_, which marked the triumph of the civil over the feudal
law.[1574] Normandy only obtained a vague promise that no freeman
should be subjected to torture unless he were the object of violent
presumptions in a capital offence, and that the torture should be so
regulated as not to imperil life or limb; and though the Normans were
dissatisfied with this charter, and succeeded in getting a second one
some months later, they gained nothing on this point.[1575]
The official documents concerning Champagne have been preserved to
us more in detail. The nobles of that province complained that the
royal prevôts and serjeants entered upon their lands to arrest their
men and private persons, whom they then tortured in defiance of their
customs and privileges (“contre leurs coustumes et libertez”). To this
Louis promised to put an end. The nobles further alleged that, in
contravention of the ancient usages and customs of Champagne (“contre
les us et coustumes enciens de Champagne”), the royal officers presumed
to torture nobles on suspicion of crime, even though not caught in the
act, and without confession. To this Louis vaguely replied that for the
future no nobles should be tortured, except under such presumptions
as might render it proper, in law and reason, to prevent crime from
remaining unpunished; and that no one should be convicted unless
confession was persevered in for a sufficient time after torture.[1576]
This, of course, was anything but satisfactory, and the Champenois were
not disposed to accept it; but all that they could obtain after another
remonstrance was a simple repetition of the promise that no nobles
should be tortured except under capital accusations.[1577] The struggle
apparently continued, for, in 1319, we find Philippe le Long, in a
charter granted to Périgord and Quercy, promising that the proceedings
preliminary to torture should be had in the presence of both parties,
doubtless to silence complaints as to the secret character which
criminal investigations were assuming.[1578]
The use of torture was thus permanently established in the judicial
machinery of France as one of the incidents in the great revolution
which destroyed the feudal power. Even yet, however, it was not
universal, especially where communes had the ability to preserve their
franchises. Count Beugnot has published, as an appendix to the _Olim_,
a collection known as the _Tout Lieu de St. Disier_, consisting of
314 decisions of doubtful cases referred by the magistrates of St.
Dizier to the city of Ypres for solution, as they were bound to do by
their charter. This especially directed that all cases not therein
provided for should be decided according to the customs of Ypres, and
consequently, for two hundred and fifty years, whenever the eschevins
of the little town in Champagne felt in doubt they referred the matter
to the lordly burghers of Flanders as to a court of last resort. In
the _Tout Lieu_ the cases date mostly from the middle third of the
fourteenth century, and were selected as a series of established
precedents. The fact that, throughout the whole series, torture is not
alluded to in a single instance shows that it was a form of procedure
unknown to the court of the eschevins of St. Dizier, and even to the
superior jurisdiction of the bailli of their suzerain, the Seigneur
of Dampierre. Many of these cases seem peculiarly adapted to the new
inquisitorial system. Thus, in 1335, a man was attacked and wounded in
the street at night. A crowd collected at his cries, and he named the
assailant. No rule was more firmly established than the necessity of
two impartial witnesses to justify condemnation, and the authorities
of St. Dizier, not knowing what course to take, applied as usual for
instructions to the magistrates of Ypres. The latter defined the law
to be that the court should visit the wounded man on his sick-bed and
adjure him by his salvation to tell the truth. If on this he named any
one and subsequently died, the accused should be pronounced guilty; if,
on the other hand, he recovered, then the accused should be treated
according to his reputation: that is, if of good fame, he should be
acquitted; if of evil repute, he should be banished.[1579] No case more
inviting under the theory of torture could well be imagined, and yet
neither the honest burghers of St. Dizier nor the powerful magnates of
Ypres seem to have entertained the idea of its application. So, again,
when the former inquire what proof is sufficient when a man accuses
another of stealing, the answer is that no evidence will convict,
unless the goods alleged to be stolen are found in the possession of
the accused.[1580] The wealthy city of Lille equally rejected the
process of torture. The laws in force there, about the year 1350,
prescribe that in cases of homicide conviction ought to be based upon
absolute evidence, but where this is unattainable then the judges are
allowed to decide on mere opinion and belief, for uncertain matters
cannot be rendered certain.[1581] In such a scheme of legislation, the
extortion of a confession as a condition precedent to condemnation can
evidently find no place.
Attempts to introduce torture in Aquitaine were apparently made,
but they seem to have been resisted. In the Coutumier of Bordeaux,
during the fourteenth century there is a significant declaration that
the sages of old did not wish to deprive men of their liberties and
privileges. Torture, therefore, was prohibited in the case of all
citizens except those of evil repute and declared to be infamous.
The nearest approach to it that was permitted was tying the hands
behind the back, without using pulleys to lift the accused from the
ground.[1582]
By this time, however, places where torture was not used were
exceptional. An allusion to it in 1335 in the register of the court
of the Priory of St. Martin-des-Champs shows that already it was not
confined to the royal jurisdiction, but that it was recognized as an
incident to the possession of haute justice.[1583] By a document of
1359, it appears that it was the custom to torture all malefactors
brought to the Châtelet of Paris,[1584] and though privileged persons
constantly endeavored to exempt themselves from it, as the consuls of
Villeneuve in 1371,[1585] and the Seigneur d’Argenton in 1385,[1586]
other privileged persons as constantly sought to obtain the power of
inflicting it, as shown in the charter of Milhaud, granted in 1369,
wherein the consuls of that town are honored with the special grace
that no torture shall be administered except in their presence, if they
desire to attend.[1587] At the end of the century, indeed, the right to
administer torture in cases wherein the accused denied the charge was
regularly established among the privileges of haute justiciers.[1588]
By this time criminal procedures were fully recognized as
divisible into two classes—the _procès ordinaire_ and the _procès
extraordinaire_. The former of these was carried on by the form of
inquest, the latter by inquisition, in which torture was habitually
employed. There were no definite rules to determine the class to which
any given case might be referred, and though at the beginning of the
fourteenth century the _procès ordinaire_, as its name infers, was the
usual mode of trying criminals, gradually the choice between the two
was left to the discretion of the judge, and this discretion leaned so
constantly in favor of the _procès extraordinaire_ that by the close of
the century it had become the rule rather than the exception.[1589]
This is very clearly shown by the records of the Châtelet of Paris
from 1389 to 1392,[1590] which enable us to form a tolerably distinct
idea of the part assigned to torture in the criminal procedure of this
period. It had virtually become the main reliance of the tribunal, for
the cases in which it was not employed appear to be simply exceptional.
Noble blood afforded no exemption, for gentlemen were placed on the
rack for petty crimes as freely as roturiers.[1591] No avenue of escape
was open to the miserable culprit. If he denied the alleged offence,
he was tortured at once for a confession, and no settled rules seem
to have existed as to the amount of evidence requisite to justify it.
Thus, in one case, a man on the _tresteau_ relating the misdeeds of
his evil life chanced to mention the name of another as a professional
thief. The latter was immediately arrested, and though there was
no specific crime charged against him, he was tortured repeatedly
until sufficient confession was extracted from him to justify his
execution.[1592] If, on the other hand, the prisoner persistently
denied his guilt there was no limit to the repetition of the torture,
and yet, even when no confession could be thus extracted, the failure
did not always serve to exempt him from punishment.[1593] If he
retracted the confession extorted from him, he was tortured again and
again until he ceased to assert his innocence, for it was a positive
necessity for conviction that the confession under torture should be
confirmed by the prisoner without constraint—“sans aucune force, paour
ou contrainte de gehayne”—when sentence came to be passed upon him
outside of the torture-chamber.
If, again, the luckless prisoner confessed the crime of which he stood
accused, he was further promptly tortured to find out what other
offences he might at some previous time have committed. This, which we
will see hereafter, continued to be to the end one of the worst abuses
of the torture system, was already a practice at least half a century
old,[1594] and it had become so habitual that it is scarcely worth
while to cite particular examples, though the case of Gervaise Caussois
may be briefly referred to on account of its quaintness. Arrested for
stealing some iron tools, he promptly confessed the crime. Among the
reasons on record for proceeding to torture him in order to elicit an
account of his other presumed misdemeanors, is included the excellent
one, “attendu qu’il est scabieux.” Under the torment the poor wretch
accused himself of some other petty thefts, but even this did not
satisfy his examiners, for the next day he was again brought before
them and bound to the _tresteau_, when he confessed a few more trifling
larcenies. Having apparently thus obtained enough evidence to satisfy
their consciences, his judges mercifully hanged him without further
infliction.[1595] In fact, the whole matter apparently was left very
much to the discretion of the court, which seems to have been bound by
no troublesome limitations to its curiosity in investigating the past
career of the miserable beings brought before it.
How that discretion was habitually exercised may be judged from the
case of a certain Fleurant de Saint-Leu, who was brought up for
examination Jan. 4, 1390, on the charge of stealing a silver buckle.
Denying the accusation, he was twice tortured with increasing severity,
until he confessed the alleged crime, but asserted it to be a first
offence. On Jan. 8th the court decided that as the petty theft was
insufficient to merit death, he should be tortured repeatedly to
ascertain whether he had not been guilty of something else worthy of
capital punishment. On that day he was therefore thrice exposed to
the question, in an ascending scale of severity, but without success.
On the 13th he was again twice tortured, when the only admission that
rewarded the examiners was that three years before he had married a
prostitute at Senlis. This uncommon obduracy seems to have staggered
the court, for he was then kept in his dungeon until April 9th, when
his case was carefully considered, and though nothing had been extorted
from him since his first confession, he was condemned, and was hanged
the same day—thus proving how purely gratuitous were the fearful
sufferings to which he had been exposed in order to gratify the
curiosity or satisfy the consciences of his remorseless judges.[1596]
Few criminals, however, gave so much trouble as Fleurant. The “petit et
grand tresteaux,” on which the torture was customarily administered,
were a sword which cut many a Gordian knot, and, by rendering the
justice of the Châtelet sharp and speedy, saved the court a world of
trouble. It was by no means unusual for the accused to be arraigned,
tortured, condemned, and executed all on the same day,[1597] and not a
few of the confessions read as though they were fictions composed by
the accused in order to escape by death from the interminable suffering
to which they were exposed. The sameness frequently visible in a long
catalogue of crimes seems to indicate this, but it is especially
notable in some singular cases of parties accused of poisoning wells
throughout the north of France, when there was an evident necessity
for the authorities to satisfy the excited populace by procuring
them some victims, and the unfortunate wretches who were arrested on
suspicion were tortured until they were ready to accuse themselves of
anything.[1598] In one case, indeed, the prisoner stated that he had
known a person tortured at the Châtelet with such severity that he
died in the hands of his torturers, and for himself he declared, after
one or two inflictions, that he would confess whatever would relieve
him from a repetition of what he had endured.[1599]
Yet, with all this reckless disregard of the plainest principles of
justice, the torture process had not yet entirely obliterated the
memory of the old customary law. The prisoner was not, as we shall see
practised hereafter, kept in ignorance of the charges against him and
of the adverse testimony. The accusation was always made known to him,
and when witnesses were examined, the record is careful to specify that
it was done in his presence.[1600] The court deliberated in private,
but the prisoner was brought before it to receive condemnation either
to torture or to death. Facilities were likewise afforded him to
procure evidence in his favor, when the swift justice of the Châtelet
might allow him leisure for such defence, for his friends were allowed
to see him in prison during the intervals of his trial.[1601]
Thus, in the capital, the royal power, aided by the civil lawyers, was
fast encroaching upon all the liberties of the subject, but in the
provinces a more stubborn resistance was maintained. It was some little
time after the period under consideration that the ancient Coutumier
of Britanny was compiled, and in it we find the use of torture,
though fully established as a judicial expedient, yet subjected to
much greater restrictions. A prisoner, accused of a capital crime and
denying the charge, was liable to torture only if positive evidence
was unattainable, and then only if he had been under accusation within
the previous five years. Moreover, if he endured its application
three times without confession, he was discharged acquitted as one in
whose favor God would work a miracle[1602]—thus showing how torture
was assimilated in the popular mind to the ordeal which it had
supplanted. Such escape indeed might well be regarded as a miracle, for
the reckless barbarity of the age had little scruple in pushing the
administration of the question to the utmost rigor. About this same
time, the Council of Reims, in 1408, drew up a series of instructions
for the bishops of the province in visiting their dioceses; and among
the abuses enumerated for investigation was whether the judges were in
the habit of torturing prisoners to death on feast days.[1603] It was
not the cruelty, but the sacrilege to which the Church took exception.
* * * * *
Even in Germany, the citadel of feudalism, the progress of the new
ideas and the influence of the Roman law had spread to such an extent
that in the Golden Bull of Charles IV., in 1356, there is a provision
allowing the torture of slaves to incriminate their masters in cases
of sedition against any prince of the empire;[1604] and the form of
expression employed shows that this was an innovation. Liége, which
at that period formed part of the empire, furnishes us with a case in
1376 which shows not only that torture then was an habitual resource in
procedure, but also that it was applied as illogically there as we have
seen it in Paris. The young wife of a burgher named Gilles Surlet was
found one morning strangled in bed. The husband, as though conscious
of innocence, at once presented himself to the authorities asserting
with fearful oaths his ignorance of the crime. A servant girl of the
household was then arrested, and she, without torture, immediately
confessed that she had committed the murder; but the judges, not
satisfied with this, submitted her to the question, when she denied her
guilt with the most provoking constancy. Suspicion then grew against
the husband, and he was duly tortured without extorting a confession,
though at the same time he declared that the girl was innocent; and on
being taken back to his cell he strangled himself during the night.
The chronicler does not record what was the fate of the girl, but the
body of Gilles was treated as that of a murderer—it was dragged to the
place of execution and broken on the wheel, while the superstitious
did not fail to note that on this dreary transit it was accompanied
by a black hog, which refused to be driven away until the gallows was
reached.[1605]
In Corsica, at the same period, we find the use of torture fully
established, though subject to careful restrictions. In ordinary
cases, it could only be employed by authority of the governor, to
whom the judge desiring to use it transmitted all the facts of the
case; the governor then issued an order, at his pleasure, prescribing
the mode and degree to which it might be applied.[1606] In cases of
treason, however, these limitations were not observed, and the accused
was liable to its infliction as far and as often as might be found
requisite to effect a purpose.[1607]
The Italian communities seem to have still at this period preserved
some limitations on the application of torture. In Milan, in 1338,
it could be only employed in capital cases where there was evidence
or public repute; it could only be ordered by the lord of the city,
his vicar, the podestà, and the criminal judges, and even these were
heavily fined if they used it illegally or elsewhere than in the
accustomed torture-chamber; the abuse of torturing witnesses had
already been introduced, but the judge was warned that this could be
done only when the witness swore to having been personally present and
then varied in his testimony or gave false evidence. Torture, moreover,
could only be inflicted once unless new evidence supervened.[1608] In
the statutes of Mirandola, revised in 1386, it could not be employed in
cases which did not involve corporal punishment or a fine of at least
twenty-five lire; nor even then unless the podestà submitted all the
evidence to the accused and gave him a sufficient and definite term
in which to purge himself.[1609] In Piacenza, about the same period,
torture was guarded with even more careful restrictions. There is no
indication that witnesses were exposed to it. Every effort to obtain
testimony was to be exhausted, and the accused was to be afforded full
opportunities for defence before he could be subjected to it, and
then there must be sufficient indications of guilt, mere rumor being
inadequate to justify it. Moreover, except in cases of high treason,
theft, highway robbery, assassination, and arson, a single judge could
not order it, but the case had to be submitted to all the judges and
the podestà, who determined by a majority in secret ballot whether
it should be employed. If any of these formalities were omitted, the
confession extorted was invalid, and the judge was mulcted in a fine of
a hundred lire.[1610]
The peculiar character of Venetian civilization made torture almost a
necessity. The atmosphere of suspicion and secrecy which surrounded
every movement of that republican despotism, the mystery in which it
delighted to shroud itself, and the pitiless nature of its legislation
conspired to render torture an indispensable resource. How freely it
was administered, especially in political affairs, is well illustrated
in the statutes of the State Inquisition, where the merest suspicion
is sufficient to authorize its application. Thus, if a senatorial
secretary were observed to be more lavish in his expenditures than his
salary would appear to justify, he was at once suspected of being in
the pay of some foreign minister, and spies were ordered on his track.
If he were then simply found to be absent from his house at undue
hours, he was immediately to be seized and put to the torture. So, if
any one of the innumerable secret spies employed by the inquisitors
were insulted by being called a spy, the offender was arrested
and tortured to ascertain how he had guessed the character of the
emissary.[1611] Human life and human suffering were of little account
in the eyes of the cold and subtle spirits who moulded the policy of
the mistress of the Adriatic.
The rude mountaineers of the Valtelline preserved to a later date
their respect for the ancient guarantees of the law. In their statutes
as revised in 1548 torture is indeed permitted, but only in case
of persons accused of crimes involving the penalty of blood. In
accusations of less heinous offences and in matters concerning money,
it was strictly forbidden; and even in cases where it was allowed it
could not be employed without the assent of the central authority of
the territory. When proceedings were had by inquisition, moreover, all
the evidence was submitted to the accused, and a sufficient delay was
accorded to him in which to frame a defence before he could be ordered
to the torture. Thus were avoided the worst abuses to which the system
had been made subservient long before that time in all the surrounding
regions.[1612]
Other races adopted the new system with almost equal hesitation. Thus
in Hungary the first formal embodiment of torture in the law occurs in
1514, and though the terms employed show that it had been previously
used to some extent, yet the restrictions laid down manifest an extreme
jealousy of its abuse. Mere suspicion was not sufficient. To justify
its application, a degree of proof was requisite which was almost
competent for condemnation, and the nature of this evidence is well
exemplified in the direction that if a judge himself witnessed a
murder, he could not order the homicide to be tortured unless there was
other testimony sufficient, for he could not be both witness and judge,
and his knowledge of the crime belonged to his private and not to his
judicial capacity.[1613] With such refinements, there would seem to be
little danger of the extension of the custom.
In Poland, torture does not make its appearance until the fifteenth
century, and then it was introduced gradually, with strict
instructions to the tribunals to use the most careful discretion in
its administration.[1614] Until, at least, the seventeenth century,
there remained in force laws of Casimir the Great promulgated in
the fourteenth, prohibiting any prosecution not brought by a proper
accuser, in whose presence alone could the matter be heard, thus
showing that the inquisitorial process found no foothold in the Polish
courts.[1615] In Russia, the first formal allusion to it is to be found
in the Ulagenié Zakonof, a code promulgated in 1497, by Ivan III.,
which merely orders that persons accused of robbery, if of evil repute,
may be tortured to supply deficiencies of evidence; but as the duel
was still freely allowed to the accused, the use of torture must have
been merely incidental.[1616] From another source, dating about 1530,
we learn that it was customary to extort confessions from witches by
pouring upon them from a height a small stream of cold water; and in
cases of contumacious and stubborn criminals, the finger-nails were
wrenched off with little wooden wedges.[1617] Still, torture makes but
little show in the subsequent codes, such as the Sudebtnick, issued in
1550, and the Sobornoié Ulagenié, promulgated in 1648.[1618] In fact,
these regions were still too barbarous for so civilized a process.
In addition to these national jurisdictions there was a wide field
open to the use of torture in the spiritual courts established
everywhere, for it was not confined to the secular tribunals and to
the Inquisition. The latter had so fully familiarized the minds
of churchmen with it that it came to be employed generally in the
episcopal tribunals which, through their exclusive jurisdiction over
clerks and over all matters that could be connected with spiritual
offences, had considerable criminal business. We may assume, however,
that in this respect they were limited by the laws of the land and were
debarred from its use in countries where it was not allowed in secular
matters. In 1310 it required the most urgent pressure from Clement V.
to induce Edward II. to violate the common law by permitting the papal
emissaries to torture the English Templars, and the King sought to
conceal the illegality of the act by an order to the gaolers which bore
that the inquisitors and episcopal ordinaries should be allowed to deal
with the bodies of the prisoners “in accordance with ecclesiastical
law,”[1619] showing how completely in the minds of men torture was
identified with the spiritual courts. When the canons of the council
of Vienne were promulgated in 1317 and the inquisitor Bernard Gui
remonstrated with John XXII. against a clause intended to diminish the
abuse of torture by inquisitors, he argued that it was a reflection on
the Inquisition, because the episcopal courts were subject to no such
restrictions on its use.[1620] The Church carried this blessing with
it wherever it went. When in 1593 St. Toribio, Archbishop of Lima,
sought to reform the abuses of the episcopal courts throughout his
vast province, he issued an _arancel_ or tariff of fees for all their
officials. In this we find that the executioner was not to charge more
than a peso for torturing a prisoner, while the notary was entitled to
two reales for drawing up a sentence of torture, and one real for each
folio of his record of its administration and the confession of the
accused.[1621]
CHAPTER VII.
THE INQUISITORIAL PROCESS.
During this period, while Central and Western Europe had advanced with
such rapid strides of enlightenment, the inquisitorial process, based
upon torture, had become the groundwork of all criminal procedure,
and every detail was gradually elaborated with the most painstaking
perverseness.
Allusion has already been made to the influence of the Inquisition in
introducing the use of torture. Its influence did not cease there,
for with torture there gradually arose the denial to the accused
of all fair opportunity of defending himself, accompanied by the
system of secret procedure which formed so important a portion of the
inquisitorial practice. In the old feudal courts, the prosecutor and
the defendant appeared in person. Each produced his witnesses; the
case was argued on both sides, and unless the wager of battle or the
ordeal intervened, a verdict was given in accordance with the law
after duly weighing the evidence, while both parties were at liberty
to employ counsel and to appeal to the suzerain. When St. Louis
endeavored to abolish the duel and to substitute a system of inquests,
which were necessarily to some extent _ex parte_, he did not desire to
withdraw from the accused the legitimate means of defence, and in the
Ordonnance of 1254 he expressly instructs his officers not to imprison
the defendant without absolute necessity, while all the proceedings
of the inquest are to be communicated freely to him.[1622] All this
changed with time and the authoritative adoption of torture. The theory
of the Inquisition, that the suspected man was to be hunted down
and entrapped like a wild beast, that his guilt was to be assumed,
and that the efforts of his judges were to be directed solely to
obtaining against him sufficient evidence to warrant the extortion of a
confession without allowing him the means of defence—this theory became
the admitted basis of criminal jurisprudence. The secrecy of these
inquisitorial proceedings, moreover, deprived the accused of one of the
greatest safeguards accorded to him under the Roman law of torture.
That law, as we have seen, required the formality of inscription,
by which the accuser who failed to prove his charge was liable to
the _lex talionis_, and in crimes which involved torture in the
investigation he was duly tortured. This was imitated by the Wisigoths,
and its principle was admitted and enforced by the Church before the
introduction of the Inquisition had changed its policy;[1623] but
modern Europe, in borrowing from Rome the use of torture, combined it
with the inquisitorial process, and thus in civilized Christendom it
speedily came to be used more recklessly and cruelly than ever it had
been in pagan antiquity.
In 1498, an assembly of notables at Blois drew up an elaborate
ordonnance for the reformation of justice in France. In this, the
secrecy of the inquisitorial process is dwelt upon with peculiar
insistence as of the first importance in all criminal cases. The
whole investigation was in the hands of the government official, who
examined every witness by himself, and secretly, the prisoner having no
knowledge of what was done, and no opportunity of arranging a defence.
After all the testimony procurable in this one-sided manner had been
obtained, it was discussed by the judges, in council with other
persons named for the purpose, who decided whether the accused should
be tortured. He could be tortured but once, unless fresh evidence
subsequently was collected against him, and his confession was read
over to him the next day, in order that he might affirm or deny it. A
secret deliberation was then held by the same council, which decided as
to his fate.[1624]
This cruel system was still further perfected by Francis I., who,
in an ordonnance of 1539, expressly abolished the inconvenient
privilege assured to the accused by St. Louis, which was apparently
still occasionally claimed, and directed that in no case should he
be informed of the accusation against him, or of the facts on which
it was based, nor be heard in his defence. Upon examination of the
_ex parte_ testimony, without listening to the prisoner, the judges
ordered torture proportioned to the gravity of the accusation, and
it was applied at once, unless the prisoner appealed, in which case
his appeal was forthwith to be decided by the superior court of the
locality.[1625] The whole process was apparently based upon the
conviction that it was better that a hundred innocent persons should
suffer than that one culprit should escape, and it would not be easy
to devise a course of procedure better fitted to render the use of
torture universal. There was some protection indeed, theoretically
at least, in the provision which held the judge responsible when an
innocent prisoner was tortured without sufficient preliminary proof
to justify it; but this salutary regulation, from the very nature
of things, could not often be enforced, and it was so contrary to
the general spirit of the age that it soon became obsolete. Thus, in
Brittany, perhaps the most independent of the French provinces, the
Coutumier, as revised in 1539, retains such a provision,[1626] but it
disappears in the revision of 1580.
But even this was not all. Torture, as thus employed to convict
the accused, became known as the _question préparatoire_; and, in
defiance of the old rule that it could be applied but once, a second
application, known as the _question définitive_ or _préalable_, became
customary, by which, after condemnation, the prisoner was again
subjected to the extremity of torment in order to discover whether he
had any accomplices, and, if so, to identify them. In this detestable
practice we find another instance of the unfortunate influence of
the Inquisition in modifying the Roman law. The latter expressly and
wisely provided that no one who had confessed should be examined as
to the guilt of another;[1627] and in the ninth century the authors
of the False Decretals had emphatically adopted the principle, which
thus became embodied in ecclesiastical law,[1628] until the ardor of
the Inquisition in hunting down heretics caused it to regard the
conviction of the accused as a barren triumph unless he could be forced
to incriminate his possible associates. It thus finally became a rule
of the Inquisition, promulgated by papal authority, that all who
confessed or were convicted should be tortured at the discretion of the
inquisitor to reveal the names of their accomplices.[1629]
Torture was also generically divided into the _question ordinaire_ and
_extraordinaire_—a rough classification to proportion the severity of
the infliction to the gravity of the crime or the urgency of the case.
Thus, in the most usual kind of torment, the strappado, popularly known
as the _Moine de Caen_, the ordinary form was to tie the prisoner’s
hands behind his back with a piece of iron between them; a cord was
then fastened to his wrists by which, with the aid of a pulley, he was
hoisted from the ground with a weight of one hundred and twenty-five
pounds attached to his feet. In the extraordinary torture, the weight
was increased to two hundred and fifty pounds, and when the victim was
raised to a sufficient height he was dropped and arrested with a jerk
that dislocated his joints, the operation being thrice repeated.[1630]
Thus, in 1549, we see the system in full operation in the case of
Jacques de Coucy, who, in 1544, had surrendered Boulogne to the
English. This was deemed an act of treachery, but he was pardoned in
1547; yet, notwithstanding his pardon, he was subsequently tried,
convicted, condemned to decapitation and quartering, and also to
the _question extraordinaire_ to obtain a denunciation of his
accomplices.[1631]
When Louis XIV., under the inspiration of Colbert, remoulded the
jurisprudence of France, various reforms were introduced into the
criminal law, and changes both for better and worse were made in the
administration of torture. The Ordonnance of 1670 was drawn up by a
committee of the ablest and most enlightened jurists of the day, and
it is a melancholy exhibition of human wisdom when regarded as the
production of such men as Lamoignon, Talon, and Pussort. The cruel
mockery of the _question préalable_ was retained; and in the principal
proceedings all the chances were thrown against the prisoner. All
preliminary testimony was still _ex parte_. The accused was heard, but
he was still examined in secret. Lamoignon vainly endeavored to obtain
for him the advantage of counsel, but Colbert obstinately refused
this concession, and the utmost privilege allowed the defence was the
permission accorded to the judge, at his discretion, to confront the
accused with the adverse witnesses. In the _question préliminaire_,
torture was reserved for capital cases, when the proof was strong and
yet not enough for conviction. During its application it could be
stopped and resumed at the pleasure of the judge, but if the accused
were once unbound and removed from the rack, it could not be repeated,
even though additional evidence were subsequently obtained.[1632]
It was well to prescribe limitations, slender as these were; but in
practice it was found impossible to enforce them, and they afforded
little real protection to the accused when judges, bent upon procuring
conviction, chose to evade them. A contemporary whose judicial position
gave him every opportunity of knowing the truth, remarks: “They have
discovered a jugglery of words and pretend that though it may not
be permissible to _repeat_ the torture, still they have a right to
_continue_ it, though there may have been an interval of three whole
days. Then, if the sufferer, through good luck or by a miracle,
survives this reduplication of agony, they have discovered the notable
resource of _nouveaux indices survenus_, to subject him to it again
without end. In this way they elude the intention of the law, which
sets some bounds to these cruelties and requires the discharge of the
accused who has endured the question without confession, or without
confirming his confession after torture.”[1633] Nor were these the
only modes by which the scanty privileges allowed the prisoner were
curtailed in practice. In 1681, a royal Declaration sets forth that, in
the jurisdiction of Grenoble, judges were in the habit of refusing to
listen to the accused, and of condemning him unheard, an abuse which
was prohibited for the future. Yet other courts subsequently assumed
that this prohibition was only applicable to the Parlement of Grenoble,
and in 1703 another Declaration was necessary to enforce the rule
throughout the kingdom.[1634]
The Ordonnance of 1670, moreover, gave formal expression to another
abuse which was equally brutal and illogical—the employment of torture
_avec réserve des preuves_. When the judge resolved on this, the
silence of the accused under torment did not acquit him, though the
whole theory of the question lay in the necessity of confession.
He simply escaped the death penalty, and could be condemned to any
other punishment which the discretion of the judge might impose, thus
presenting the anomaly of a man neither guilty nor innocent, relieved
from the punishment assigned by the law to the crime for which he had
been arraigned, and condemned to some other penalty without having
been convicted of any offence. This punishing for suspicion was no new
thing. Before torture came fully into vogue, in the early part of the
fourteenth century, a certain Estevenes li Barbiers of Abbeville was
banished under pain of death for suspicion of breach of the peace,
and was subsequently tried, acquitted, and allowed to return.[1635]
About the same period a barber of Anet and his sons were arrested by
the monks of St. Martin-des-Champs on suspicion of killing a guard
who was keeping watch over some hay. The evidence against them was
insufficient, and they were taken to the gallows as a kind of moral
torture not infrequently used in those days. Still refusing to confess,
they were banished forever under pain of hanging, because, as the
record ingenuously states, the crime was not fully proved against
them.[1636] So in the records of the Parlement of Paris there is a
sentence rendered in 1402 against Jehan Dubos, a procureur of the
Parlement, and Ysabelet his wife, for suspicion of the poisoning of
another procureur, Jehan le Charron, the first husband of Ysabelet,
and Dubos was accordingly hanged, while his wife was burnt.[1637]
Jean Bodin, one of the clearest intellects of the sixteenth century,
lays it down as a rule that the penalty should be proportioned to the
proof; he ridicules as obsolete the principle that when the evidence
is not sufficient for conviction the accused should be discharged, and
mentions stripes, fines, imprisonment, the galleys, and degradation
as proper substitutes for death when there is no evidence and only
violent presumption. He gives in illustration of this a case personally
known to him of a noble of Le Mans, who was condemned to nine years of
the galleys for violent suspicion of murder.[1638] The application to
the torture-process of this determination not to allow a man to escape
unless his innocence was proved led to the illogical system of the
_réserve des preuves_.
The theory on which the doctors of the law proceeded was that if
there were evidence sufficient for conviction and the judge yet
tortured the criminal in surplusage without obtaining a confession,
the accused could not be condemned to the full punishment of his
offence, because the use of torture in itself weakened the external
proofs, and therefore the culprit must be sentenced to some lighter
punishment—a refinement worthy of the inconsequential dialectics of
the schools.[1639] The cruel absurdities which the system produced
in practice are well illustrated by a case occurring in Naples in
the sixteenth century. Marc Antonio Maresca of Sorrento was tried
by the Admiralty Court for the murder of a peasant of Miani, in the
market-place. The evidence was strong against him, but there were no
eye-witnesses, and he endured the torture without confession. The court
asserted that it had reserved the evidence, and condemned him to the
galleys for seven years. He appealed to the High Court of the royal
council, and the case was referred to a distinguished jurisconsult,
Tomaso Grammatico, a member of the council. The latter reported that
he must be considered as innocent, after having passed through torture
without confession, and denied the right of the court to reserve the
evidence. Then, with an exhibition of the peculiar logic characteristic
of the criminal jurisprudence of the time, he concluded that Maresca
might be relegated to the islands for five years, although it was a
recognized principle of Neapolitan law that torture could be inflicted
only in accusations of crimes of which the penalty was greater than
relegation. The only thing necessary to complete this tissue of legal
wisdom was afforded by the council, which set aside the judgment of
the Admiralty Court, rejected the report of their colleague, and
condemned the prisoner to the galleys for three years.[1640] Somewhat
less complicated in its folly, but more inexcusable from its date, was
the sentence of the court of Orléans in 1740, by which a man named
Barberousse, from whom no confession had been extorted, was condemned
to the galleys for life, because, as the sentence declared, he was
_strongly suspected_ of premeditated murder.[1641] A more pardonable,
but not more reasonable, example occurred at Halle in 1729, where a
woman accused of infanticide refused to confess, and as she labored
under a physical defect which rendered the application of torture
dangerous to life, the authorities, after due consideration and
consultation of physicians, spared her the torture and banished her
without conviction.[1642]
* * * * *
The same tendency to elude all restrictions on the use of torture
was manifested in the Netherlands, where the procedure was scarcely
known until the 16th century, and where it was only administered
systematically by the ordonnance on criminal justice of Philip II. in
1570. When once employed it rapidly extended until it became almost
universal, both in the provinces which threw off the yoke of Spain and
in those which remained faithful. The limits which Philip had imposed
on it were soon transcended. He had forbidden its employment in all
cases “où il n’y a plaine, demye preuve, ou bien où la preuve est
certaine et indubitable,” thus restricting it to those where there was
very strong presumption without absolute certainty. In transcription
and translation, however, the wording of the ordonnance became changed
to “plaine ou demye preuve, ou bien où la preuve est incertaine ou
douteuse,” thus allowing it in all cases where the judge might have a
doubt not of the guilt but of the innocence of the accused; and by the
time these errors were discovered by a zealous legal antiquarian, the
customs of the tribunals had become so fixed that the attempt to reform
them was vain.[1643] Even the introduction of torture could not wholly
eradicate the notion on which the ordeal system was based, that a man
under accusation must virtually prove his innocence.
* * * * *
In Germany, torture had been reduced to a system, in 1532, by the
Emperor Charles V., whose _Caroline Constitutions_ contain a more
complete code on the subject than had previously existed, except in
the records of the Inquisition. Inconsistent and illogical, it quotes
Ulpian to prove the deceptive nature of the evidence thence derivable;
it pronounces torture to be “res dira, corporibus hominum admodum
noxia et quandoque lethalis, cui et mors ipsa prope proponenda;”[1644]
in some of its provisions it manifests extreme care and tenderness
to guard against abuses, and yet practically it is merciless to the
last degree. Confession made during torture was not to be believed,
nor could a conviction be based upon it; yet what the accused might
confess after being removed from torture was to be received as the
deposition of a dying man, and was full evidence.[1645] In practice,
however, this held good only when adverse to the accused, for he was
brought before his judge after an interval of a day or two, when, if
he confirmed the confession, he was condemned, while if he retracted
it he was at once thrust again upon the rack. In confession under
torture, moreover, he was to be closely cross-questioned, and if any
inconsistency was observable in his self-condemnation the torture was
at once to be redoubled in severity.[1646] The legislator thus makes
the victim expiate the sins of his own vicious system; the victim’s
sufferings increase with the deficiency of the evidence against him,
and the legislator consoles himself with the remark that the victim
has only himself to thank for it, “de se tantum non de alio quæratur.”
To complete the inconsistency of the code, it provided that confession
was not requisite for conviction; irrefragable external evidence was
sufficient; and yet even when such evidence was had, the judge was
empowered to torture in mere surplusage.[1647] Yet there was a great
show of tender consideration for the accused. When the weight of
conflicting evidence inclined to the side of the prisoner, torture was
not to be applied.[1648] Two adverse witnesses, or one unexceptionable
one, were a condition precedent, and the legislator shows that he
was in advance of his age by ruling out all evidence resting on the
assertions of magicians and sorcerers.[1649] To guard against abuse,
the impossible effort was made to define strictly the exact quality and
amount of evidence requisite to justify torture, and the most elaborate
and minute directions were given with respect to all the various
classes of crime, such as homicide, child-murder, robbery, theft,
receiving stolen goods, poisoning, arson, treason, sorcery, and the
like;[1650] while the judge administering torture to an innocent man on
insufficient grounds was liable to make good all damage or suffering
thereby inflicted.[1651] The amount of torment, moreover, was to be
proportioned to the age, sex, and strength of the patient; women during
pregnancy were never to be subjected to it; and in no case was it to be
carried to such a point as to cause permanent injury or death.[1652]
CHAPTER VIII.
FINAL SHAPE OF THE TORTURE SYSTEM.
Charles V. was too astute a ruler not to recognize the aid derivable
from the doctrines of the Roman law in his scheme of restoring the
preponderance of the Kaisership, and he lost no opportunity of
engrafting them on the jurisprudence of Germany. In his Criminal
Constitutions, however, he took care to embody largely the legislation
of his predecessors and contemporaries, and though protests were
uttered by many of the Teutonic princes, the code, adopted by the
Diet of Ratisbon in 1532, became part and parcel of the common law
of Germany.[1653] A fair idea of the shape assumed, under these
influences, by the criminal law in its relations with torture, can
be obtained by examining some of the legal text-books which were
current as manuals of practice from the sixteenth to the eighteenth
century.[1654] As most of the authors of these works appear to condemn
the principle or to lament the necessity of torture, their instructions
as to its employment may safely be assumed to represent the most humane
and enlightened views current during the period.[1655] It is easy to
see from them, however, that though the provisions of the Caroline
Constitutions were still mostly in force, yet the practice had greatly
extended itself, and that the limitations prescribed for the protection
of innocence and helplessness had become of little real effect.
Upon the theory of the Roman law, nobles and the learned professions
had claimed immunity from torture, and the Roman law inspired too
sincere a respect to permit a denial of the claim,[1656] yet the
ingenuity of lawyers reduced the privilege to such narrow proportions
that it was practically almost valueless. For certain crimes, of
course, such as _majestas_, adultery, and incest, the authority of
the Roman law admitted of no exceptions, and to these were speedily
added a number of other offences, classed as _crimina excepta_ or
_nefanda_, which were made to embrace almost all offences of a
capital nature, in which alone torture was as a rule allowable. Thus,
patricide, uxoricide, fratricide, witchcraft, sorcery, counterfeiting,
theft, sacrilege, rape, arson, repeated homicide, etc., came to be
included in the exceptional cases, and the only privileges extended in
them to nobles were that they should not be subjected to “plebeian”
tortures.[1657] As early as 1514, I find an instance which shows how
little advantage these prerogatives afforded in practice. A certain
Dr. Bobenzan, a citizen of good repute and syndic of Erfurt, who
both by position and profession belonged to the excepted class, when
brought up for sentence on a charge of conspiring to betray the city,
and warned that he could retract his confession, extracted under
torture, pathetically replied—“During my examination, I was at one
time stretched upon the rack for six hours, and at another I was
slowly burned for eight hours. If I retract, I shall be exposed to
these torments again and again. I had rather die”—and he was duly
hanged.[1658] In fact, all these exemptions were rather theoretical
than practical, and they were speedily set aside.[1659]
In Catholic countries, of course, the clergy were specially favored,
but the immunity claimed for them by the canon law was practically
reduced to nearly the same as that accorded to nobles.[1660] The
torture inflicted on them, however, was lighter than in the case of
laymen, and proof of a much more decided character was required to
justify their being exposed to torment. As an illustration of this,
von Rosbach remarks that if a layman is found in the house of a pretty
woman, most authors consider the fact sufficient to justify torture on
the charge of adultery, but that this is not the case with priests, who
if they are caught embracing a woman are presumed to be merely blessing
her.[1661] They moreover had the privilege of being tortured only at
the hands of clerical executioners, if such were to be had.[1662]
In Protestant territories respect for the cloth was manifested by
degrading them prior to administering the rack or strappado.[1663]
Some limitations were imposed as to age and strength. Children under
fourteen could not be tortured, nor the aged whose vigor was unequal to
the endurance, but the latter could be tied to the rack, and menaced
to the last extremity; and the elasticity of the rule is manifested in
a case which attracted attention at Halle in the eighteenth century,
in which a man more than eighty years of age was decided to be fit to
bear the infliction, and only escaped by opportunely dying.[1664] In
fact, Grillandus argues that age confers no immunity from torture,
but that a humane judge will inflict it only moderately, except in
atrocious crimes; as for children, though regular torture could not be
employed on them, the rod could be legitimately used.[1665] Insanity
was likewise a safeguard, and much discussion was had as to whether
the deaf, dumb, and blind were liable or not. Zanger decides in the
affirmative whenever, whether as principals or witnesses, good evidence
was to be expected from them;[1666] and Scialoja points out that though
deaf-mutes as a rule are not to be tortured because they cannot dictate
a confession, yet if they can read and write so as to understand the
accusation and write out what they have to say, they are fit subjects
for the torturer.[1667] Pregnant women also were exempt until forty
days after childbed, even though they had become so in prison for
the express purpose of postponing the infliction.[1668] Some kinds
of disease likewise conferred exemption, and jurisconsults undertook
with their customary minuteness to define with precision this nosology
of torture, leading to discussions more prolonged than profitable.
Gout, for instance, gave rise to doubt, and some authors were found to
affirm that they knew of cases in which gouty patients had been cured
by a brisk application of the implements of the _marter-kammer_ or
torture-chamber.[1669] Other legists gravely disputed whether in the
case of epileptics the judge should bear in mind the aspects of the
moon and the equinoxes and solstices, at which times the paroxysms of
the disease were apt to be more violent. Those who thus escaped torture
on account of disease presented a problem which the jurists solved in
their ordinary fashion by condemning them to some other punishment than
that provided for the crime of which they had been accused but not
convicted.[1670]