The buildings themselves, moreover, have become beautiful by expressing

what we genuinely love to contemplate, and not all kinds of buildings

were proper to that happy end. For mere sale and barter, any shed in

the market-place might serve, but if we think of traffic in the large

way that Ruskin suggested, as something potentially heroic and noble,

as a feeding of the hungry and a clothing of the naked, as a soldierly

occupying of outposts against poverty and wretchedness, as a campaign of

conquest against nature, and as an exchange at last of spiritual hungers

and satisfactions among men, then our houses of business should look

like temples. So they begin to look, and only a very blind critic here

and there still fails to see that so they should look. With our love of

traffic goes our love of travel. In this country travel is necessary, but

it is also an ideal. Any sort of railway station will serve as a place

to buy a ticket or board a train, and until recently almost any kind of

barracks did serve for those purposes. But the haphazard building could

not express our delight in travel, our enjoyment of distance and speed

and punctilious arrivings and departings. The pleasant casualness of the

stage-coach and the road-side inn does not really appeal to us, except

in exotic moments; our religion of travel is uttered in the Pennsylvania

Station in New York, and in other such structures fast rising throughout

the country, where the ritualistic atmosphere, produced by carefully

selected elements from the buildings of antiquity, have little to do with

buying your ticket and a great deal to do with the American spirit. We

breathe more freely as we enter them, and enjoy the space and the height;

our instinctive comment is, “This is something like!” as though some part

of us had found expression at last. And if this success in architecture

is as yet in the field of business and travel, among public buildings,

the reason probably is that in those fields we know what our aspirations

are. In ecclesiastical architecture, by way of contrast, we are less

clear. We feel that if the Woolworth building is so lovely, it is but

respectable to improve the appearance of our churches, so we put up very

wonderful Gothic chapels and cathedrals—only to find, perhaps, that they

are a sort of weight on our conscience rather than an expression of our

desires; we sometimes try to cultivate the religion that produced them,

in order that so eloquent a language may have more content in its words.

When we turn back from our architecture to our books, we have the right

to ask why poetry and the novel address themselves exclusively to what is

in essence satire, to the portrayal of us as worse than we are, or with

our aspirations left out; why we as readers must be invited to absorb

mere information about ourselves and our country; why we so seldom meet

in the pages offered to us the kind of men and women we admire or ought

to admire. The arts all express the same thing, at any given moment,

and if we are equally proficient in them, they ought to achieve the same

grandeur and the same beauty. Against the trivial and drab contents of

much of our poetry and the condescending realism of much of our prose

American architecture now stands, a reproach and an indictment; for the

imaginative power and sweep of our buildings is hardly discernible in

our books. The architects have followed old wisdom, by making their work

ideal, better than life. The writers, in a stubborn wrong-headedness, in

defiance of the readers’ psychology, portray characters worse than in

actual life, and sometimes ask us to admire them.

III

To ask what characters are proper to literature as an art, and to point

out that the character better than life will express our ideals, and

that the character worse than life will invite our satire, is only to

raise in another way the old problems of the universal as against the

particular in art, of the contemporary as against the eternal. To be

strictly personal is in the end to be contemporary, and to be strictly

contemporary is to give, whether or not we intend it, the effect of

satire. If our picture of life is to appeal to the reader, and to many

readers, as their own world, not simply as their neighbors’ private house

into which they are prying, it must have general human truth beyond

what is strictly personal; and if it is to be read with that sense of

proprietorship by many people over a stretch of time, it must not limit

itself to the peculiarities of any one moment. It is true that the writer

himself lives but one life and is circumscribed by time and place; if

there were no such thing as imagination he would only record what he

is, for the enlightenment of others who are just like him; without

imagination he would not know of a better character than his, or of a

worse one, and we should be spared the discipline of satire, but at the

price of art. The problem for the writer, as for any other artist, is

to imagine the lives of other men, and the lives that he and other men

aspire to; his business is to select from personal adventure what is

generally important, and to see it against the background of universal

experience. Can any one imagine universal experience? Perhaps not, but

the nearer he comes to this difficult success the more readers the world

over will find meaning in what he writes. To have a personal career is no

ground for conceit in an artist—every one has as much; the achievement is

to state our experience so that it is the experience of other people too.

If we portray characters as better than in actual life, there is no

great difficulty in making them seem universal; for it is a radical gift

in human conceit to fancy that anything admirable or desirable has a

possible connection with ourselves. If we do not at first discover what

there is in common between Romeo or Lincoln or Achilles or General Lee

and ourselves, yet if we admire them we shall find the resemblance, or

try to create it. This is the power of great imaginative art, that the

admirable things in it generate a kind of universal emulation, and the

story or statue which has been said to imitate nature succeeds at last

in persuading men and women quite naturally to imitate it. The power of

a great book over human conduct, even its influence at last upon what

might seem instinctive conduct, is immeasurable. In the troubadour art of

love before Dante’s time, a true lover was taught to turn pale at sight

of his lady, and at the unexpected sight of her to faint; Dante loved

that literature, and he grew pale and fainted by second nature—just as

women once learned to blush at certain things, and afterward learned not

to blush. How many lives were affected, for good or evil, throughout

Europe and America, by the alluring power of Byron’s heroes and heroines?

The poet, then, who represents character as better than actual life, as

possessing, that is, something that we desire but have not, has already

made his hero universal, and must some day accept the responsibility of

having dedicated his readers to that general ideal. We may question Byron

on moral grounds by asserting that his hero, after whom so many lives

were patterned, was really not deserving of any imitation; just as an

Oriental reformer from India might tell us that the traffic and travel

of which our architecture is an expression are both of them trivial

enterprises, mere distractions from the contemplative ends of life.

But such criticism lies outside of art. To understand the discipline

which art imposes on us it is enough to observe the kind of character

which does make an ideal effective in literature, and the kind that

precipitates us into satire.

The real difficulty for the writer is not, then, in generalizing the

characters which embody his ideal, and which therefore are better than in

actual life; what he will chiefly need for his success is to have the

ideals. But even with a consciousness of deep aspiration he may wish to

include in the picture whole characters or parts of character which are

not what they should be, and which yet are likable, even lovable; and

to give this double effect of inferiority in some sense, together with

charm in some sense, is, it seems, very difficult, for this is the effect

of comedy, and comedy is rare in any literature, almost entirely absent

from our own. If you represent a character as worse than in actual life,

the condescending attitude of the reader will not automatically draw the

portrait into some universal relation; the writer must add something

universally admirable to the particular weakness we look down on.

Beatrice and Benedick have exhausted their wit, and they are the victims

of a plot to marry them off to each other; for such inferiority to their

companions we cannot admire them. But Shakespeare makes them both loyal

to their friends and generous in their delight in life, and Beatrice has

the good sense to know innocence when she sees it; these qualities we

can identify with our own virtues, and for these we admire the hero and

heroine. The poet further generalizes both characters by reminding us

through their meditations that to fall in love is not the work of reason,

and that even the wittiest scoffers succumb; here too we gladly recognize

our own experience. We can therefore smile at the foibles of the young

people, partly because these foibles are incident to all human nature,

and partly because, even with the foibles, we like to identify ourselves

in imagination with the supplementary virtues. Socrates was trying to

persuade Aristophanes and Agathon, in the gray dawn after the Symposium,

that the art of comedy and the art of tragedy are the same; and so far

at least he was right, in that the universal rendering which character

must receive in both, gives to the comic effect some of the pity, though

none of the terror, which tragedy evokes. But Socrates did not say that

the art of tragedy is identical with the art of satire.

When comedy is at its best—that is, when we have made the inferior

character universal by showing that its faults are natural, or by adding

to it some general virtues—we may indeed go further and say that comedy

produces perhaps the terror as well as the pity of tragedy, and that

the two kinds of writing are, as Socrates said, but one. The tragic or

epic hero, portrayed as better than in actual life, may have faults,

but so far from despising him on that account, we may not even smile;

we like him so much that the faults seem his misfortune. Moreover, if

we refer the weakness of the comic character to nature itself, how can

we be hard on the individual? And if we add to the faults positive and

lovable virtues, will not the comic character seem at last to be tragic?

In English drama Falstaff is perhaps the prince of comic characters,

so vitally imagined that he lives on the stage apart from any plot; he

is a living person, with no virtues at all, yet infinitely likable. He

can be played to make the groundlings laugh, but most of us after we

have laughed taste profound tragedy in what we have laughed at. He is

almost majestic in those moments of cowardice when he portrays himself

exactly as he is—when he sees himself, as it were, from outside, and

points to those aspects of his frailty which belong to mankind. An

actor might play the scenes on the battle-field in _Henry IV_ so as to

inspire, not laughter at the fat knight’s depravity, but a pitiful and

self-accusing silence. When he finds the corpse of Sir Walter Blunt,

just slain—“Soft! who are you? Sir Walter Blunt!—There’s Honour for you!

Here’s no vanity!... I have led my ragamuffins where they are peppered;

there’s but three of my hundred and fifty left alive, and they are for

the town’s end, to beg during life.... I like not such grinning honour as

Sir Walter hath. Give me life; which if I can save, so; if not, honour

comes unlooked for.”

In French drama Molière brought comedy to an excellence not matched,

perhaps, in any other literature, and no imaginative writing is richer

than his in general ideas. We laugh at the amusing situation, or delight

in the frankly artificial balancing of the plot, but on second thoughts

we fall silent, contemplating the universal sweep of humanity, ourselves

included, which he has uncovered for us.

The most obvious example for American readers is in _Tartuffe_, where

the unhappy Elmire has difficulty in proving to her husband Orgon that

Tartuffe, whom he greatly admires, is a treacherous friend and is

actually making love to her. She finally admits Tartuffe to her room,

having first hidden her husband under the table, from which he has

promised to emerge if Tartuffe should go beyond the bounds of decency.

Tartuffe, of course, makes love in the clearest terms to his friend’s

wife, but Orgon remains concealed. “Before we go any further”, says

Elmire, “just look down the hall to make sure my husband isn’t coming.”

“Why worry about him?” says Tartuffe, “we can lead him around by the

nose.” Then Orgon comes from under the table. Where has the comedy

brought us? Is it not to a contemplation of our own vanity, the source of

the sense of honor in us all? Are we laughing at Tartuffe and Orgon, or

are we thinking of ourselves?

Falstaff and Tartuffe illustrate the generalizing of inferior characters

by the ascribing of their faults to human nature. A good illustration of

the comic character which enlists our admiration and is a genuine ideal

is Huckleberry Finn. His ignorance, his poverty, and his lack of humor

would seem to disqualify him for any heroic career in literature, yet he

is a veritable hero, in the sense that we gladly put ourselves in his

point of view and return again and again to live for an hour or so in his

experience. The reason is that along with his inferior qualities he has

characteristics and he has a fortune which seem better than ours; he is

loyal to Tom and the negro Jim, he has a simple faith and zest in life,

and he has exciting adventures and gets romance out of scenes we should

otherwise find dull. He flatters us too by admiring people and things

which from his praise we know we should treat satirically. To know what

comedy is, as opposed to satire, we have but to read his story again

and compare it with any current indictment of the scene in which his

adventure was laid.

IV

If the principles of tragedy, comedy and satire are as implicit in our

psychology now as when Aristotle described them, and if the principles

of decorum, of art, and of the timeless and the impersonal in art, are

as rooted in life as they are declared to be, there might seem to be no

great need to preach them; the practice of literature would disclose them

in spite of our ignorance. Try as we might to make a lovable hero out of

an inferior character, he would still emerge a figure in satire or, if

we generalized his faults, a figure in comedy; in serious literature,

only a character better than in real life would give satisfaction. Though

we do not doubt that the principles of art will thus be rediscovered

pragmatically by the unescapable discipline of literature, yet it is

something of a pity to go through such lengths of experiment in order to

find out what was known before. And the great danger in our country is

that we may not push the experiment to the tedious but profitable end at

which sound knowledge awaits us; we may grow weary of the discipline, and

take refuge in parody or in sentimentality. These two avenues of escape

from the problem have cursed American literature before, and signs are

not wanting that they now are the temptations of those who yesterday were

our “new” writers and promised brave things. Face to face with characters

worse than in actual life, we may find our own satiric attitude

monotonous, but to handle such material otherwise than satirically, we

must master the art of comedy, and comedy is an art too difficult. What

Bret Harte and Riley and Eugene Field did in such circumstances was

to obscure the meanness of the subject by sentimentality, instead of

illuminating it by the comic spirit. Spoon River has been celebrated

before, though we may not have recognized the subject with the old

sentimental surface removed; much of our contemporary satire has been the

kind of surgical operation necessary to separate the American reader from

the sentimentality which in his heart he likes. Since it is in his heart,

he may express it again quite shamelessly, this time as a protest against

too much satire, and we may have another welter of old oaken buckets and

old swimming holes and little boy blues—the literature that provides the

satisfaction of a good cry, without the over-exertion of tragic pity or

terror. Already we have again the familiar and dilettante essay, the

imitation of eighteenth-century style, even in newspaper columns, the

interminable parodies of Horace, which in this country have been the

advance signals of the sentimental wave.

We can but hope that the signs may prove deceptive, and that literature

in America will not wait much longer for the characters and subjects

proper to it, and proper to the dramatic hour we live in—characters and

subjects expressing that better part of us which has given our land its

direction and its power, and expressing also that other world of the

spirit which man builds for elbow-room to exercise his genuine ideals in,

and carries it around with him, and sets it up to be a tabernacle in the

wilderness of this natural world.

The Literary Discipline · 第 7 / 7 段