CHAPTER XI

THE SOUL AND IMMORTALITY

The hope of immortality is an essential feature of practically all

modern religions. Even those oriental religions which lack its clear

presence postulate a dim kind of personal continuity. Buddhism has

always been a puzzle to the optimistic Westerner who is in love with

himself and does all his thinking in terms of personality and personal

relations. The idea of re-birth in accordance with a rigid moral law

is alien to his traditions; while the impersonalism of the whole

process leaves him cold. It is not untrue to the facts to call

Buddhism an atheistic religion. Yet it is a religion because it

postulates the objective efficacy of moral categories. Freedom from

the wheel of re-birth is gained by the Eightfold Path of right beliefs

and right acts. Enough of the idea of a soul and enough of the idea of

immortality exists even in this religion to make these assumptions

important. But what have modern science and philosophy to say about

these age-old ideas? Is the soul any longer in favor?

Here, again, an historical approach is worth while, because it gives

the proper perspective. If we can understand why people in the past

developed and fostered these ideas, we can judge their reasons pretty

objectively, even though we realize that we have been strongly affected

by the beliefs erected upon them. {139} Destroy the roots of a tree

and the foliage will wither before long. Has science dug so sharply

around the roots of these old beliefs that they are bound to decay?

The subject is an extremely interesting one.

A belief in some sort of an after-life is wide-spread. It is common

knowledge that the American Indians spoke of a happy hunting-ground in

the West, in which the soul of the warrior would rejoice in abundance

of game. Other peoples thought of the abode of the dead as in the East

where the sun arises. Still others taught that it was in the sun or

the other heavenly bodies, or underneath the earth in a subterranean

region. We are seldom able to determine the motives which led to these

varying locations.

All sorts of beliefs flourished in the Mediterranean basin a few

centuries before our era; but the drift of religious thought was moving

rapidly toward a passionate acceptance of another life somewhere in the

heavens. Immortality was taking on a more vivid coloring and was being

transformed from a passive survival to an event of marked religious

significance. New ethical motives were attaching themselves to an old

tendency and modifying it almost beyond recognition. The sentiments

and rituals built up around the ideas of sin and salvation were

reflected into the next world and created the vision of a heaven and

hell. What a rich field this was for the mythopeic imagination to

exploit! And what an interesting sociological fact is it that the

human imagination has always been more fertile in its descriptions of

hell than in its descriptions of paradise!

But a few words ought to be said about the earlier conceptions of an

after-life. Both the Greeks and the {140} Hebrews thought of the

other-world as a joyless reflection of the present. Death was, to all

intents, the end of what really counted. Those who deny that men can

live nobly without the hope of immortality forget that men like

Pericles were unaffected by that phantom dream. Even the great Hebrew

prophets extolled righteousness without the promise of a reward in the

next world. What men have done, we can surely do again. The Greek

father felt himself a member of a family whose traditions and loyalties

he wished to hand on intact. For himself, he desired only the

customary funeral rites so that his shade might rest in peace. In the

house of Hades dwell the senseless dead, the phantoms of men outworn.

The answer of Achilles to Ulysses, when that wanderer visits him in the

underworld, expresses this shadowy after-life admirably: "Nay, speak

not comfortably to me of death, oh great Ulysses. Rather would I live

on ground as the hireling of another, with a landless man who had no

great livelihood, then bear sway among all the dead that be departed."

The Homeric Greeks rejoiced in life like youths whom everything

pleases. The shadowy realm of Hades was felt to be a mockery of the

sunlit world. The history of the belief in an after-life among the

Hebrews is very similar. Yet it is surprising to notice how few remark

the paucity of reference to this idea in the Old Testament. In the

book of Isaiah occurs that account of Sheol to which attention was

called in an earlier chapter: "Sheol from beneath is moved for thee to

meet thee at this coming.... All they shall answer and say unto thee,

Art thou become weak as we?" The passage is a tremendous one, full of

the most biting irony and vindictive hatred. This {141} conception of

Sheol evidently scarcely differs from the corresponding one of the

Homeric Greek. Toward the Christian era, as a result of the

infiltration of the beliefs current among surrounding peoples, the idea

of a future life took hold of the Jews. The Pharisees, the popular

party of the day, stressed the dogma, while the Sadducees, the

Aristocratic party, denied it.

Early religion was largely a state affair, for it concerned itself with

the safety of the social group; but it was rapidly becoming an

engrossing concern for the individual. The religious imagination was

busily painting another world and connecting it with the relations of

the individual to divine powers. Given the religious view of the

world, what an instrument of appeal and of dread this conception of

immortality was! The shadow and sunshine of another world lay athwart

this one. Endless vistas of pain and pleasure stretched into the

future. No wonder that the true means of salvation became the burning

question! From the beginning, Christianity emphasized the fact of

another world and its terrific meaning for the soul of man, adopting as

an inheritance the current views with regard to a Messianic kingdom and

a place of torment. Paul even goes so far as to proclaim the cynical

alternative: "If the dead are not raised, let us eat and drink, for

to-morrow we die."

The ideas of immortality and salvation were the central features of the

great religious revival which swept over the Roman Empire about the

time of the rise of Christianity. The desire for personal safety in

this world and the next moved men. Fear and hope worked together; fear

of the terrors awaiting the soul after death, hope of a happy existence

in some paradise. {142} That early Christianity owed much of its

success to its doctrines of final things cannot be denied. It was a

period of astrology, theosophy, mysticism, cults of saviors,

eschatologies. Few were able to keep their heads above this tide of

oracular mythology and superstition. What moorings did they have?

None of that tested knowledge of the physical world which we possess,

and which keeps numbers of people fairly sane to-day in spite of

themselves. When we recall the terror at Salem a few centuries ago, we

must admit that these Greeks, and Romans, and Jews, and Syrians did not

conduct themselves so badly in the demon-ridden world in which they

lived. Yet, while it would be unfair to blame those who embraced the

various cults, it would be equally unfair not to give praise to those

few enlightened souls who would approve none of these things.

Up to the present, the doctrine of immortality has been an essential

part of Christianity. The creeds which have come down to us proclaim

the faith that Christ Jesus will appear again to judge the quick and

the dead. To the average man, religion is absolutely committed to such

a belief. It has gone hand in hand with the idea of retribution and

reward until the two have grown together. It is not strange, then,

that the suspicion that immortality is not justified by physiological

and psychological facts is felt to have a grave bearing upon religion.

To the vast majority, religion without immortality is like _Hamlet_

with Hamlet left out. Remove the faith in a special providence,

likewise, and the edifice around which many religious emotions and

values have entwined themselves is no more than a ruin.

But the idea of a soul always accompanies the belief {143} in

immortality. The experiences which led to the one notion naturally

encouraged the other. If the soul can leave the body, it is obviously

independent, in large measure, of the latter's fate. Let us glance at

some of the experiences whose false interpretation is at the foundation

of a belief in an immortal soul inhabiting the body for a little space.

It is surprising what an influence was exercised by dreams. We have so

completely outgrown this uncritical attitude toward them that it takes

some effort to realize how natural it was. For the educated man of

to-day, dreams are subjective experiences, that is, experiences which

do not contain information about what is happening in the external

world. In the jargon of psychology, they are centrally aroused ideas

playing about some organic stimulus or some repressed wish. But the

savage knew nothing about such distinctions. The dead appeared to the

living and talked with them. Patroclus stands before Achilles and

chides him. Do not the dead, then, have some sort of life? Many

psychological motives combined to convince primitive man of at least a

shadowy existence after death. But there was another side to the

dream-life. The living went on long journeys, doing strange things,

while their bodies rested in the tent. Added to these suggestions, so

naturally lending themselves to a spiritistic interpretation, were

still others. Certain kinds of sickness are explained by means of the

idea of possession. Invisible agents are at work in the world. What

can a trance be if not the temporary absence of just such an agent?

"Among the Kayans of Borneo, for example, it is the custom for an

elderly person learned in such matters to sit beside the corpse, where

the soul is {144} supposed to hover for some days after death, and to

impart to the latter minute directions for its journey to the land of

the dead." We are in the presence, here, of natural illusions, of

hypotheses which inevitably arose. Man's first guesses were mistakes.

The whole history of science drives this fact home.

The various opinions men have built up around the idea of a soul are

instructive. How gravely men have written about such hidden things!

Only very slowly have they learned to separate an experience from its

interpretation, and to seek a wide range of facts before erecting even

an hypothesis. To explain by means of _agents_, visible and invisible,

is the plausible method to which man always resorts first. It is only

when he becomes more sophisticated that he thinks in terms of

_processes_. The following examples of divergent opinion upon the

soul, gathered by an able French author, show the vagueness of the idea:

Origen, the Alexandrian theologian: "The soul is material and has a

definite shape."

St. Augustine: "The soul is incorporeal and immortal."

A Polynesian: "The soul is a breath, and when I saw that I was on the

point of expiring, I pinched my nose in order to retain my soul in my

body. But I did not grasp it tightly enough--and I am dead."

Albertus Magnus: "There are thirty arguments against the immortality of

the soul and thirty-six for, which is a majority of six arguments in

favor of the affirmative."

Rabbi Maimonides: "It is written: 'The wicked will be destroyed and

there will not rest anything of him.'"

{145}

Ecclesiastes: "Men die as the beasts and their fate is the same. They

have all one breath."

The soul was at first conceived in very material ways. The idealistic

movement in Greek philosophy is responsible for the concept of an

_immaterial substance_. "Under the influence of mystical, religious

motives the soul becomes more and more non-spatial and intangible. The

words used are negative and abstract. It is generally supposed that

Plotinus was the first to describe the soul as an immaterial substance.

But this immaterial substance must somehow be brought into relation

with the physical body." It was this situation which gave rise to the

soul-body problem in philosophy, a problem which has gradually changed

into the mind-body problem. This transformation of the puzzle is

significant. The very terms have changed and have become more concrete

and empirical. A quotation from William James--a man who had no bias

against theology--will bring out the essential reasons for this

significant change of terms: "Yet it is not for idle or fantastical

reasons that the notion of the substantial soul, so freely used by

common men and the more popular philosophies, has fallen upon such evil

days, and has no prestige in the eyes of critical thinkers. It only

shares the fate of other unrepresentable substances and principles.

They are without exception all so barren that to sincere inquirers they

appear as little more than names masquerading."

I am inclined to believe that, to most people, to-day, the soul means

no more than the personality, and the conviction that this cannot be

reduced to the body. It stands for consciousness and character as

somehow rooted in something permanent. Plato's idea of the {146} soul

as a simple, indestructible substance awakens hardly an echo in their

minds--and why should it? Something which guarantees and makes

possible the continued existence of their conscious self after the

death of the body is the association which is uppermost. Educated

people, at least, have outgrown the ghost-soul of primitive times and

have put their hope in the inability of the philosophic scientist to

explain life and consciousness without appeal to agencies which are

inexplicable on naturalistic terms. But it is obvious that such a

basis is overhung by an ever-threatening danger. If the mind-body

problem were solved in a concrete, empirical way, what then?

It has been customary to examine the question of immortality from three

angles which may be called, respectively, the empirical, the ethical

and the philosophical. The more recent drift of philosophy toward

realism has tended to bring the first and the third methods of approach

closer together. It has increasingly been felt that philosophy

cooperates with the special sciences and is inseparable from them. The

ethical argument in favor of immortality is oftener found in poetry

than in serious books on ethics. It cannot be said to have sufficient

force to swing the balance established by science and a realistic

philosophy in touch with science.

The empirical status of immortality can best be brought out by a glance

at the facts of abnormal psychology. In olden days, as we have seen,

insanity was explained as the disturbing effect of a demon. To-day,

experiment and careful observation have proven that it is due to a

functional disorder of the brain. That, whenever there is a disorder

of the mind, there {147} is some corresponding anatomical or

physiological flaw in the brain has become a commonplace of modern

medicine and psychology. In fact, insanity is defined as a "symptom of

disease of the brain inducing disordered mental symptoms." A multitude

of experiences point to the very intimate connection between the brain

and consciousness. Careful observation of clinical cases has, for

example, shown that a lesion in the visual center of the brain, that

is, the part of the brain to which the fibers of the optic nerve run,

induces the disappearance of both sight and visual imagery. Psychology

and physiology have been busily engaged in discovering these

correlations. So extended are they that the suggestion that

consciousness is inseparable from the brain forces itself home ever

more obstinately. Mental capacity runs parallel with the finer

development of the brain. Is not, therefore, the very meaning of

mental capacity connected with the needs and activities of the

organism? But the case is still stronger when we note what happens to

an individual when something goes wrong with the brain. Can this poor

lunatic, who has dropped from the high level of educated manhood to a

condition more helpless than that of an animal, just because of a

relatively slight disintegration of the cortex, be expected to recover

his intellect by means of its total disintegration? Can it be denied

that the burden of proof rests on those who assert immortality?

The so-called ethical argument for immortality is associated with the

name of Immanuel Kant. Kant's philosophy was agnostic, and it was this

agnosticism which made his use of the ethical argument possible. If

you can't make any assured theoretical statement {148} about the nature

of the self, you can allow demands, which you regard as ethical and

primary, to dictate your ultimate beliefs. It cannot be denied that

Kant's argument savors of the popular notion that the virtuous must be

rewarded. At its highest, the ethical argument signifies a demand for

a future life in order to carry out that development of character which

the brief span of earthly life is not equal to. It is this argument

which runs through Browning. What shall we say of it?

There are both factual and theoretical objections to the ethical

argument for immortality. The more we know about habit, the more we

realize that character is pretty well "set" by middle life. The

creative period of human life ends all too soon. Character is not an

abstract possession separable from human tasks and needs. It is not

like a work of art which can be polished and re-polished. But, when

all is said and done, ethics must abide by the facts of the case. Take

character abstractly enough and apart from its human and organic

setting, and the dream of continuous perfecting may have meaning; but

so would the dream of continuous intellectual advance. Yet the scholar

knows all too well the judgment passed by the coming generation upon

the older one: "They can't adjust themselves to this new point of

view." Would progress come if the generations did not pass?

The philosophical aspect of the question can be touched upon only

briefly and in an untechnical way. The basic problem may be put in

this way: Can human personality be included in nature in a

theoretically satisfactory way? It has been customary to stress the

difficulties which confront such an attempt {149} and to be silent in

regard to the problems which the separation of body and personality has

always found facing it. Yet I think that few philosophers would deny

that it is the very irrationality of the traditional dualism which

makes a living monism of mind and body so desirable and so urgently

sought after.

There is good reason to believe that the persistence of the mind-body

puzzle has been due to two conditions, the lack of an adequate theory

of knowledge, and an ultra-mechanical, or non-evolutionary, view of the

physical world. Scientists and philosophers, alike, were possessed by

an inertia which prevented them from taking the principle of evolution

seriously. They refused to readjust their ideas so as to admit that

organization of a high grade, such as characterizes the nervous system,

has a synthetic way of acting of its own, not reducible to the mere

chain-like action of externally related units. There are many signs

pointing to the conclusion that a broader and more flexible naturalism

is forming which will sweep away the artificial problems and

stereotyped contrasts which have stood in the way of a candid inclusion

of human thought and activity within nature. When that day comes, the

hesitations which have encouraged the faith in immortality in the face

of empirical difficulties of an ever-increasing weight will pass away.

I am inclined to prophesy that psychology and physiology will reach an

adjustment of their principles before many years have passed, and that

consciousness and mind will take their places along with mass and

energy in the scientific view of nature. The old dualism of soul and

body will pass away and give place to a flexible naturalism.

The belief in immortality and the wish for it will die {150} out very

slowly. The vague appetite for another life will persist as an

undercurrent of half-understood desire for a good whose nature has not

been clearly thought out. What men really want is an eternal youth in

an environment which gives opportunity for self-expression and pleasant

companionship. It means rest to the weary, new horizons to those who

wish to achieve, a release from fetters to those who have felt

themselves oppressed. What a quiet charm there is in such an

uncritical play of the fancy! But is it anything more than

daydreaming? Can our musings become definite without revealing

themselves as fancies? Alas! our souls are old and written upon, and

we would no longer be the same were these marks removed. They have a

meaning for us and we cannot wish them away. If, for a forgetful

moment, we envy the smooth cheeks of a youth, the envy is but

momentary. What we desire is his abundant energy and hopefulness with

our own humorous and wiser self in command. How completely we are

parts of life as it is lived upon this planet! Desires, affections,

passions, ideas, habits, all, when analyzed, point to the human

organism and its environment. Our personality is like a plant which

draws its nourishment from what surrounds it. Remove the old peasant

from his fields and plow-fellows, and he will lose interest in life.

Remove the business man from the mart and counter, and he will become

restless. How can we expect to revive a zest in life by cutting the

grown personality loose from what it has fed upon? It is

psychologically absurd and betrays that tendency to abstract thinking

which is so widespread. The human personality is a function of this

sub-lunar life, of this organism, of this sky, of this {151} soil, of

this restless struggle with nature. Immortality is an impossible

surgery.

At certain stages of social development, false beliefs are simply

inevitable. For example, the Ptolemaic view of the solar system was

bound to precede the Copernican. And false beliefs do both good and

harm before they are outgrown. How many of the down-trodden have

looked to another world to right their wrongs! It gave them hope: but

it made them passive and all too meek. Has not the idea of another

life encouraged a false perspective in regard to this one? I cannot

feel that the belief was ever a very healthy one for the human race.

Yet, during the coming period of transition, many who have been trained

to hold false expectations will experience grievous pain. People who

become used to a narcotic recoil from the idea of giving it up. Their

nervous system has been taught to depend upon it. Is there not

something parallel to this in ethics? Religious romanticism is a

spiritual narcotic which substitutes a dream world for the more humdrum

world of every-day existence. It develops a taste for the meretricious

and sentimental. In revenge, the enthusiast fails to achieve insight

into the significance of common things. Life's real tragedies and

triumphs are veiled from his untrained eye. Only a whole-hearted, even

joyous, immersion in the sea of struggling human life gives the

imagination that iron vigor it needs. The greatest saints have talked

the least of heaven.

"Born into life!--who lists

May what is false hold dear,

And for himself make mists

Through which to see less clear;

The world is what it is, for all our dust and din.

{152}

"Is it so small a thing

To have enjoy'd the sun,

To have lived light in the spring,

To have loved, to have thought, to have done;

To have advanced true friends, and beat down baffling foes--"

Let those who can meet life bravely and joyously. The stage has been

planned by no master artist, and the actors are only amateurs compelled

to improvise their parts; but the sunlight is sometimes golden and the

spoken lines often surprise us with their beauty. What critic can pass

assured judgment upon this continuous play?

{153}

The Next Step in Religion: An Essay toward the Coming Renaissance · 第 11 / 16 章