most easily swayed by the wishes of the majority. The Americans
determined that the members of the legislature should be elected by the
people immediately, and for a very brief term, in order to subject
them, not only to the general convictions, but even to the daily
passion, of their constituents. The members of both houses are taken
from the same class in society, and are nominated in the same manner;
so that the modifications of the legislative bodies are almost as rapid
and quite as irresistible as those of a single assembly. It is to a
legislature thus constituted that almost all the authority of the
government has been entrusted.
But whilst the law increased the strength of those authorities which of
themselves were strong, it enfeebled more and more those which were
naturally weak. It deprived the representatives of the executive of all
stability and independence, and by subjecting them completely to the
caprices of the legislature, it robbed them of the slender influence
which the nature of a democratic government might have allowed them to
retain. In several States the judicial power was also submitted to the
elective discretion of the majority, and in all of them its existence
was made to depend on the pleasure of the legislative authority, since
the representatives were empowered annually to regulate the stipend of
the judges.
Custom, however, has done even more than law. A proceeding which will
in the end set all the guarantees of representative government at
naught is becoming more and more general in the United States; it
frequently happens that the electors, who choose a delegate, point out
a certain line of conduct to him, and impose upon him a certain number
of positive obligations which he is pledged to fulfil. With the
exception of the tumult, this comes to the same thing as if the
majority of the populace held its deliberations in the market-place.
Several other circumstances concur in rendering the power of the
majority in America not only preponderant, but irresistible. The moral
authority of the majority is partly based upon the notion that there is
more intelligence and more wisdom in a great number of men collected
together than in a single individual, and that the quantity of
legislators is more important than their quality. The theory of
equality is in fact applied to the intellect of man: and human pride is
thus assailed in its last retreat by a doctrine which the minority
hesitate to admit, and in which they very slowly concur. Like all other
powers, and perhaps more than all other powers, the authority of the
many requires the sanction of time; at first it enforces obedience by
constraint, but its laws are not respected until they have long been
maintained.
The right of governing society, which the majority supposes itself to
derive from its superior intelligence, was introduced into the United
States by the first settlers, and this idea, which would be sufficient
of itself to create a free nation, has now been amalgamated with the
manners of the people and the minor incidents of social intercourse.
The French, under the old monarchy, held it for a maxim (which is still
a fundamental principle of the English Constitution) that the King
could do no wrong; and if he did do wrong, the blame was imputed to his
advisers. This notion was highly favorable to habits of obedience, and
it enabled the subject to complain of the law without ceasing to love
and honor the lawgiver. The Americans entertain the same opinion with
respect to the majority.
The moral power of the majority is founded upon yet another principle,
which is, that the interests of the many are to be preferred to those
of the few. It will readily be perceived that the respect here
professed for the rights of the majority must naturally increase or
diminish according to the state of parties. When a nation is divided
into several irreconcilable factions, the privilege of the majority is
often overlooked, because it is intolerable to comply with its demands.
If there existed in America a class of citizens whom the legislating
majority sought to deprive of exclusive privileges which they had
possessed for ages, and to bring down from an elevated station to the
level of the ranks of the multitude, it is probable that the minority
would be less ready to comply with its laws. But as the United States
were colonized by men holding equal rank amongst themselves, there is
as yet no natural or permanent source of dissension between the
interests of its different inhabitants.
There are certain communities in which the persons who constitute the
minority can never hope to draw over the majority to their side,
because they must then give up the very point which is at issue between
them. Thus, an aristocracy can never become a majority whilst it
retains its exclusive privileges, and it cannot cede its privileges
without ceasing to be an aristocracy.
In the United States political questions cannot be taken up in so
general and absolute a manner, and all parties are willing to recognize
the right of the majority, because they all hope to turn those rights
to their own advantage at some future time. The majority therefore in
that country exercises a prodigious actual authority, and a moral
influence which is scarcely less preponderant; no obstacles exist which
can impede or so much as retard its progress, or which can induce it to
heed the complaints of those whom it crushes upon its path. This state
of things is fatal in itself and dangerous for the future.
How The Unlimited Power Of The Majority Increases In America The
Instability Of Legislation And Administration Inherent In Democracy The
Americans increase the mutability of the laws which is inherent in
democracy by changing the legislature every year, and by investing it
with unbounded authority—The same effect is produced upon the
administration—In America social amelioration is conducted more
energetically but less perseveringly than in Europe.
I have already spoken of the natural defects of democratic
institutions, and they all of them increase at the exact ratio of the
power of the majority. To begin with the most evident of them all; the
mutability of the laws is an evil inherent in democratic government,
because it is natural to democracies to raise men to power in very
rapid succession. But this evil is more or less sensible in proportion
to the authority and the means of action which the legislature
possesses.
In America the authority exercised by the legislative bodies is
supreme; nothing prevents them from accomplishing their wishes with
celerity, and with irresistible power, whilst they are supplied by new
representatives every year. That is to say, the circumstances which
contribute most powerfully to democratic instability, and which admit
of the free application of caprice to every object in the State, are
here in full operation. In conformity with this principle, America is,
at the present day, the country in the world where laws last the
shortest time. Almost all the American constitutions have been amended
within the course of thirty years: there is therefore not a single
American State which has not modified the principles of its legislation
in that lapse of time. As for the laws themselves, a single glance upon
the archives of the different States of the Union suffices to convince
one that in America the activity of the legislator never slackens. Not
that the American democracy is naturally less stable than any other,
but that it is allowed to follow its capricious propensities in the
formation of the laws. *b
b
[ The legislative acts promulgated by the State of Massachusetts alone,
from the year 1780 to the present time, already fill three stout
volumes; and it must not be forgotten that the collection to which I
allude was published in 1823, when many old laws which had fallen into
disuse were omitted. The State of Massachusetts, which is not more
populous than a department of France, may be considered as the most
stable, the most consistent, and the most sagacious in its undertakings
of the whole Union.]
The omnipotence of the majority, and the rapid as well as absolute
manner in which its decisions are executed in the United States, has
not only the effect of rendering the law unstable, but it exercises the
same influence upon the execution of the law and the conduct of the
public administration. As the majority is the only power which it is
important to court, all its projects are taken up with the greatest
ardor, but no sooner is its attention distracted than all this ardor
ceases; whilst in the free States of Europe the administration is at
once independent and secure, so that the projects of the legislature
are put into execution, although its immediate attention may be
directed to other objects.
In America certain ameliorations are undertaken with much more zeal and
activity than elsewhere; in Europe the same ends are promoted by much
less social effort, more continuously applied.
Some years ago several pious individuals undertook to ameliorate the
condition of the prisons. The public was excited by the statements
which they put forward, and the regeneration of criminals became a very
popular undertaking. New prisons were built, and for the first time the
idea of reforming as well as of punishing the delinquent formed a part
of prison discipline. But this happy alteration, in which the public
had taken so hearty an interest, and which the exertions of the
citizens had irresistibly accelerated, could not be completed in a
moment. Whilst the new penitentiaries were being erected (and it was
the pleasure of the majority that they should be terminated with all
possible celerity), the old prisons existed, which still contained a
great number of offenders. These jails became more unwholesome and more
corrupt in proportion as the new establishments were beautified and
improved, forming a contrast which may readily be understood. The
majority was so eagerly employed in founding the new prisons that those
which already existed were forgotten; and as the general attention was
diverted to a novel object, the care which had hitherto been bestowed
upon the others ceased. The salutary regulations of discipline were
first relaxed, and afterwards broken; so that in the immediate
neighborhood of a prison which bore witness to the mild and enlightened
spirit of our time, dungeons might be met with which reminded the
visitor of the barbarity of the Middle Ages.
Chapter XV: Unlimited Power Of Majority, And Its Consequences—Part II
Tyranny Of The Majority
How the principle of the sovereignty of the people is to be
understood—Impossibility of conceiving a mixed government—The sovereign
power must centre somewhere—Precautions to be taken to control its
action—These precautions have not been taken in the United
States—Consequences.
I hold it to be an impious and an execrable maxim that, politically
speaking, a people has a right to do whatsoever it pleases, and yet I
have asserted that all authority originates in the will of the
majority. Am I then, in contradiction with myself?
A general law—which bears the name of Justice—has been made and
sanctioned, not only by a majority of this or that people, but by a
majority of mankind. The rights of every people are consequently
confined within the limits of what is just. A nation may be considered
in the light of a jury which is empowered to represent society at
large, and to apply the great and general law of justice. Ought such a
jury, which represents society, to have more power than the society in
which the laws it applies originate?
When I refuse to obey an unjust law, I do not contest the right which
the majority has of commanding, but I simply appeal from the
sovereignty of the people to the sovereignty of mankind. It has been
asserted that a people can never entirely outstep the boundaries of
justice and of reason in those affairs which are more peculiarly its
own, and that consequently, full power may fearlessly be given to the
majority by which it is represented. But this language is that of a
slave.
A majority taken collectively may be regarded as a being whose
opinions, and most frequently whose interests, are opposed to those of
another being, which is styled a minority. If it be admitted that a
man, possessing absolute power, may misuse that power by wronging his
adversaries, why should a majority not be liable to the same reproach?
Men are not apt to change their characters by agglomeration; nor does
their patience in the presence of obstacles increase with the
consciousness of their strength. *c And for these reasons I can never
willingly invest any number of my fellow-creatures with that unlimited
authority which I should refuse to any one of them.
c
[ No one will assert that a people cannot forcibly wrong another
people; but parties may be looked upon as lesser nations within a
greater one, and they are aliens to each other: if, therefore, it be
admitted that a nation can act tyrannically towards another nation, it
cannot be denied that a party may do the same towards another party.]
I do not think that it is possible to combine several principles in the
same government, so as at the same time to maintain freedom, and really
to oppose them to one another. The form of government which is usually
termed mixed has always appeared to me to be a mere chimera. Accurately
speaking there is no such thing as a mixed government (with the meaning
usually given to that word), because in all communities some one
principle of action may be discovered which preponderates over the
others. England in the last century, which has been more especially
cited as an example of this form of Government, was in point of fact an
essentially aristocratic State, although it comprised very powerful
elements of democracy; for the laws and customs of the country were
such that the aristocracy could not but preponderate in the end, and
subject the direction of public affairs to its own will. The error
arose from too much attention being paid to the actual struggle which
was going on between the nobles and the people, without considering the
probable issue of the contest, which was in reality the important
point. When a community really has a mixed government, that is to say,
when it is equally divided between two adverse principles, it must
either pass through a revolution or fall into complete dissolution.
I am therefore of opinion that some one social power must always be
made to predominate over the others; but I think that liberty is
endangered when this power is checked by no obstacles which may retard
its course, and force it to moderate its own vehemence.
Unlimited power is in itself a bad and dangerous thing; human beings
are not competent to exercise it with discretion, and God alone can be
omnipotent, because His wisdom and His justice are always equal to His
power. But no power upon earth is so worthy of honor for itself, or of
reverential obedience to the rights which it represents, that I would
consent to admit its uncontrolled and all-predominant authority. When I
see that the right and the means of absolute command are conferred on a
people or upon a king, upon an aristocracy or a democracy, a monarchy
or a republic, I recognize the germ of tyranny, and I journey onward to
a land of more hopeful institutions.
In my opinion the main evil of the present democratic institutions of
the United States does not arise, as is often asserted in Europe, from
their weakness, but from their overpowering strength; and I am not so
much alarmed at the excessive liberty which reigns in that country as
at the very inadequate securities which exist against tyranny.
When an individual or a party is wronged in the United States, to whom
can he apply for redress? If to public opinion, public opinion
constitutes the majority; if to the legislature, it represents the
majority, and implicitly obeys its injunctions; if to the executive
power, it is appointed by the majority, and remains a passive tool in
its hands; the public troops consist of the majority under arms; the
jury is the majority invested with the right of hearing judicial cases;
and in certain States even the judges are elected by the majority.
However iniquitous or absurd the evil of which you complain may be, you
must submit to it as well as you can. *d
d
[ A striking instance of the excesses which may be occasioned by the
despotism of the majority occurred at Baltimore in the year 1812. At
that time the war was very popular in Baltimore. A journal which had
taken the other side of the question excited the indignation of the
inhabitants by its opposition. The populace assembled, broke the
printing-presses, and attacked the houses of the newspaper editors. The
militia was called out, but no one obeyed the call; and the only means
of saving the poor wretches who were threatened by the frenzy of the
mob was to throw them into prison as common malefactors. But even this
precaution was ineffectual; the mob collected again during the night,
the magistrates again made a vain attempt to call out the militia, the
prison was forced, one of the newspaper editors was killed upon the
spot, and the others were left for dead; the guilty parties were
acquitted by the jury when they were brought to trial.
I said one day to an inhabitant of Pennsylvania, “Be so good as to
explain to me how it happens that in a State founded by Quakers, and
celebrated for its toleration, freed blacks are not allowed to exercise
civil rights. They pay the taxes; is it not fair that they should have
a vote?”
“You insult us,” replied my informant, “if you imagine that our
legislators could have committed so gross an act of injustice and
intolerance.”
“What! then the blacks possess the right of voting in this county?”
“Without the smallest doubt.”
“How comes it, then, that at the polling-booth this morning I did not
perceive a single negro in the whole meeting?”
“This is not the fault of the law: the negroes have an undisputed right
of voting, but they voluntarily abstain from making their appearance.”
“A very pretty piece of modesty on their parts!” rejoined I.
“Why, the truth is, that they are not disinclined to vote, but they are
afraid of being maltreated; in this country the law is sometimes unable
to maintain its authority without the support of the majority. But in
this case the majority entertains very strong prejudices against the
blacks, and the magistrates are unable to protect them in the exercise
of their legal privileges.”
“What! then the majority claims the right not only of making the laws,
but of breaking the laws it has made?”]
If, on the other hand, a legislative power could be so constituted as
to represent the majority without necessarily being the slave of its
passions; an executive, so as to retain a certain degree of
uncontrolled authority; and a judiciary, so as to remain independent of
the two other powers; a government would be formed which would still be
democratic without incurring any risk of tyrannical abuse.
I do not say that tyrannical abuses frequently occur in America at the
present day, but I maintain that no sure barrier is established against
them, and that the causes which mitigate the government are to be found
in the circumstances and the manners of the country more than in its
laws.
Effects Of The Unlimited Power Of The Majority Upon The Arbitrary
Authority Of The American Public Officers
Liberty left by the American laws to public officers within a certain
sphere—Their power.
A distinction must be drawn between tyranny and arbitrary power.
Tyranny may be exercised by means of the law, and in that case it is
not arbitrary; arbitrary power may be exercised for the good of the
community at large, in which case it is not tyrannical. Tyranny usually
employs arbitrary means, but, if necessary, it can rule without them.
In the United States the unbounded power of the majority, which is
favorable to the legal despotism of the legislature, is likewise
favorable to the arbitrary authority of the magistrate. The majority
has an entire control over the law when it is made and when it is
executed; and as it possesses an equal authority over those who are in
power and the community at large, it considers public officers as its
passive agents, and readily confides the task of serving its designs to
their vigilance. The details of their office and the privileges which
they are to enjoy are rarely defined beforehand; but the majority
treats them as a master does his servants when they are always at work
in his sight, and he has the power of directing or reprimanding them at
every instant.
In general the American functionaries are far more independent than the
French civil officers within the sphere which is prescribed to them.
Sometimes, even, they are allowed by the popular authority to exceed
those bounds; and as they are protected by the opinion, and backed by
the co-operation, of the majority, they venture upon such
manifestations of their power as astonish a European. By this means
habits are formed in the heart of a free country which may some day
prove fatal to its liberties.
Power Exercised By The Majority In America Upon Opinion
In America, when the majority has once irrevocably decided a question,
all discussion ceases—Reason of this—Moral power exercised by the
majority upon opinion—Democratic republics have deprived despotism of
its physical instruments—Their despotism sways the minds of men.
It is in the examination of the display of public opinion in the United
States that we clearly perceive how far the power of the majority
surpasses all the powers with which we are acquainted in Europe.
Intellectual principles exercise an influence which is so invisible,
and often so inappreciable, that they baffle the toils of oppression.
At the present time the most absolute monarchs in Europe are unable to
prevent certain notions, which are opposed to their authority, from
circulating in secret throughout their dominions, and even in their
courts. Such is not the case in America; as long as the majority is
still undecided, discussion is carried on; but as soon as its decision
is irrevocably pronounced, a submissive silence is observed, and the
friends, as well as the opponents, of the measure unite in assenting to
its propriety. The reason of this is perfectly clear: no monarch is so
absolute as to combine all the powers of society in his own hands, and
to conquer all opposition with the energy of a majority which is
invested with the right of making and of executing the laws.
The authority of a king is purely physical, and it controls the actions
of the subject without subduing his private will; but the majority
possesses a power which is physical and moral at the same time; it acts
upon the will as well as upon the actions of men, and it represses not
only all contest, but all controversy. I know no country in which there
is so little true independence of mind and freedom of discussion as in
America. In any constitutional state in Europe every sort of religious
and political theory may be advocated and propagated abroad; for there
is no country in Europe so subdued by any single authority as not to
contain citizens who are ready to protect the man who raises his voice
in the cause of truth from the consequences of his hardihood. If he is
unfortunate enough to live under an absolute government, the people is
upon his side; if he inhabits a free country, he may find a shelter
behind the authority of the throne, if he require one. The aristocratic
part of society supports him in some countries, and the democracy in
others. But in a nation where democratic institutions exist, organized
like those of the United States, there is but one sole authority, one
single element of strength and of success, with nothing beyond it.
In America the majority raises very formidable barriers to the liberty
of opinion: within these barriers an author may write whatever he
pleases, but he will repent it if he ever step beyond them. Not that he
is exposed to the terrors of an auto-da-fe, but he is tormented by the
slights and persecutions of daily obloquy. His political career is
closed forever, since he has offended the only authority which is able
to promote his success. Every sort of compensation, even that of
celebrity, is refused to him. Before he published his opinions he
imagined that he held them in common with many others; but no sooner
has he declared them openly than he is loudly censured by his
overbearing opponents, whilst those who think without having the
courage to speak, like him, abandon him in silence. He yields at
length, oppressed by the daily efforts he has been making, and he
subsides into silence, as if he was tormented by remorse for having
spoken the truth.
Fetters and headsmen were the coarse instruments which tyranny formerly
employed; but the civilization of our age has refined the arts of
despotism which seemed, however, to have been sufficiently perfected
before. The excesses of monarchical power had devised a variety of
physical means of oppression: the democratic republics of the present
day have rendered it as entirely an affair of the mind as that will
which it is intended to coerce. Under the absolute sway of an
individual despot the body was attacked in order to subdue the soul,
and the soul escaped the blows which were directed against it and rose
superior to the attempt; but such is not the course adopted by tyranny
in democratic republics; there the body is left free, and the soul is
enslaved. The sovereign can no longer say, “You shall think as I do on
pain of death;” but he says, “You are free to think differently from
me, and to retain your life, your property, and all that you possess;
but if such be your determination, you are henceforth an alien among
your people. You may retain your civil rights, but they will be useless
to you, for you will never be chosen by your fellow-citizens if you
solicit their suffrages, and they will affect to scorn you if you
solicit their esteem. You will remain among men, but you will be
deprived of the rights of mankind. Your fellow-creatures will shun you
like an impure being, and those who are most persuaded of your
innocence will abandon you too, lest they should be shunned in their
turn. Go in peace! I have given you your life, but it is an existence
in comparably worse than death.”
Monarchical institutions have thrown an odium upon despotism; let us
beware lest democratic republics should restore oppression, and should
render it less odious and less degrading in the eyes of the many, by
making it still more onerous to the few.
Works have been published in the proudest nations of the Old World
expressly intended to censure the vices and deride the follies of the
times; Labruyere inhabited the palace of Louis XIV when he composed his
chapter upon the Great, and Moliere criticised the courtiers in the
very pieces which were acted before the Court. But the ruling power in
the United States is not to be made game of; the smallest reproach
irritates its sensibility, and the slightest joke which has any
foundation in truth renders it indignant; from the style of its
language to the more solid virtues of its character, everything must be
made the subject of encomium. No writer, whatever be his eminence, can
escape from this tribute of adulation to his fellow-citizens. The
majority lives in the perpetual practice of self-applause, and there
are certain truths which the Americans can only learn from strangers or
from experience.
If great writers have not at present existed in America, the reason is
very simply given in these facts; there can be no literary genius
without freedom of opinion, and freedom of opinion does not exist in
America. The Inquisition has never been able to prevent a vast number
of anti-religious books from circulating in Spain. The empire of the
majority succeeds much better in the United States, since it actually
removes the wish of publishing them. Unbelievers are to be met with in
America, but, to say the truth, there is no public organ of infidelity.
Attempts have been made by some governments to protect the morality of
nations by prohibiting licentious books. In the United States no one is
punished for this sort of works, but no one is induced to write them;
not because all the citizens are immaculate in their manners, but
because the majority of the community is decent and orderly.
In these cases the advantages derived from the exercise of this power
are unquestionable, and I am simply discussing the nature of the power
itself. This irresistible authority is a constant fact, and its
judicious exercise is an accidental occurrence.
Effects Of The Tyranny Of The Majority Upon The National Character Of
The Americans
Effects of the tyranny of the majority more sensibly felt hitherto in
the manners than in the conduct of society—They check the development
of leading characters—Democratic republics organized like the United
States bring the practice of courting favor within the reach of the
many—Proofs of this spirit in the United States—Why there is more
patriotism in the people than in those who govern in its name.
The tendencies which I have just alluded to are as yet very slightly
perceptible in political society, but they already begin to exercise an
unfavorable influence upon the national character of the Americans. I
am inclined to attribute the singular paucity of distinguished
political characters to the ever-increasing activity of the despotism
of the majority in the United States. When the American Revolution
broke out they arose in great numbers, for public opinion then served,
not to tyrannize over, but to direct the exertions of individuals.
Those celebrated men took a full part in the general agitation of mind
common at that period, and they attained a high degree of personal
fame, which was reflected back upon the nation, but which was by no
means borrowed from it.
In absolute governments the great nobles who are nearest to the throne
flatter the passions of the sovereign, and voluntarily truckle to his
caprices. But the mass of the nation does not degrade itself by
servitude: it often submits from weakness, from habit, or from
ignorance, and sometimes from loyalty. Some nations have been known to
sacrifice their own desires to those of the sovereign with pleasure and
with pride, thus exhibiting a sort of independence in the very act of
submission. These peoples are miserable, but they are not degraded.
There is a great difference between doing what one does not approve and
feigning to approve what one does; the one is the necessary case of a
weak person, the other befits the temper of a lackey.
In free countries, where everyone is more or less called upon to give
his opinion in the affairs of state; in democratic republics, where
public life is incessantly commingled with domestic affairs, where the
sovereign authority is accessible on every side, and where its
attention can almost always be attracted by vociferation, more persons
are to be met with who speculate upon its foibles and live at the cost
of its passions than in absolute monarchies. Not because men are
naturally worse in these States than elsewhere, but the temptation is
stronger, and of easier access at the same time. The result is a far
more extensive debasement of the characters of citizens.
Democratic republics extend the practice of currying favor with the
many, and they introduce it into a greater number of classes at once:
this is one of the most serious reproaches that can be addressed to
them. In democratic States organized on the principles of the American
republics, this is more especially the case, where the authority of the
majority is so absolute and so irresistible that a man must give up his
rights as a citizen, and almost abjure his quality as a human being, if
te intends to stray from the track which it lays down.
In that immense crowd which throngs the avenues to power in the United
States I found very few men who displayed any of that manly candor and
that masculine independence of opinion which frequently distinguished
the Americans in former times, and which constitutes the leading
feature in distinguished characters, wheresoever they may be found. It
seems, at first sight, as if all the minds of the Americans were formed
upon one model, so accurately do they correspond in their manner of
judging. A stranger does, indeed, sometimes meet with Americans who
dissent from these rigorous formularies; with men who deplore the
defects of the laws, the mutability and the ignorance of democracy; who
even go so far as to observe the evil tendencies which impair the
national character, and to point out such remedies as it might be
possible to apply; but no one is there to hear these things besides
yourself, and you, to whom these secret reflections are confided, are a
stranger and a bird of passage. They are very ready to communicate
truths which are useless to you, but they continue to hold a different
language in public.
If ever these lines are read in America, I am well assured of two
things: in the first place, that all who peruse them will raise their
voices to condemn me; and in the second place, that very many of them
will acquit me at the bottom of their conscience.
I have heard of patriotism in the United States, and it is a virtue
which may be found among the people, but never among the leaders of the
people. This may be explained by analogy; despotism debases the
oppressed much more than the oppressor: in absolute monarchies the king
has often great virtues, but the courtiers are invariably servile. It
is true that the American courtiers do not say “Sire,” or “Your
Majesty”—a distinction without a difference. They are forever talking
of the natural intelligence of the populace they serve; they do not
debate the question as to which of the virtues of their master is
pre-eminently worthy of admiration, for they assure him that he
possesses all the virtues under heaven without having acquired them, or
without caring to acquire them; they do not give him their daughters
and their wives to be raised at his pleasure to the rank of his
concubines, but, by sacrificing their opinions, they prostitute
themselves. Moralists and philosophers in America are not obliged to
conceal their opinions under the veil of allegory; but, before they
venture upon a harsh truth, they say, “We are aware that the people
which we are addressing is too superior to all the weaknesses of human
nature to lose the command of its temper for an instant; and we should
not hold this language if we were not speaking to men whom their
virtues and their intelligence render more worthy of freedom than all
the rest of the world.” It would have been impossible for the
sycophants of Louis XIV to flatter more dexterously. For my part, I am
persuaded that in all governments, whatever their nature may be,
servility will cower to force, and adulation will cling to power. The
only means of preventing men from degrading themselves is to invest no
one with that unlimited authority which is the surest method of
debasing them.
The Greatest Dangers Of The American Republics Proceed From The
Unlimited Power Of The Majority
Democratic republics liable to perish from a misuse of their power, and
not by impotence—The Governments of the American republics are more
centralized and more energetic than those of the monarchies of
Europe—Dangers resulting from this—Opinions of Hamilton and Jefferson
upon this point.
Governments usually fall a sacrifice to impotence or to tyranny. In the
former case their power escapes from them; it is wrested from their
grasp in the latter. Many observers, who have witnessed the anarchy of
democratic States, have imagined that the government of those States
was naturally weak and impotent. The truth is, that when once
hostilities are begun between parties, the government loses its control
over society. But I do not think that a democratic power is naturally
without force or without resources: say, rather, that it is almost
always by the abuse of its force and the misemployment of its resources
that a democratic government fails. Anarchy is almost always produced
by its tyranny or its mistakes, but not by its want of strength.
It is important not to confound stability with force, or the greatness
of a thing with its duration. In democratic republics, the power which
directs *e society is not stable; for it often changes hands and
assumes a new direction. But whichever way it turns, its force is
almost irresistible. The Governments of the American republics appear
to me to be as much centralized as those of the absolute monarchies of
Europe, and more energetic than they are. I do not, therefore, imagine
that they will perish from weakness. *f
e
[ This power may be centred in an assembly, in which case it will be
strong without being stable; or it may be centred in an individual, in
which case it will be less strong, but more stable.]
f
[ I presume that it is scarcely necessary to remind the reader here, as
well as throughout the remainder of this chapter, that I am speaking,
not of the Federal Government, but of the several governments of each
State, which the majority controls at its pleasure.]
If ever the free institutions of America are destroyed, that event may
be attributed to the unlimited authority of the majority, which may at
some future time urge the minorities to desperation, and oblige them to
have recourse to physical force. Anarchy will then be the result, but
it will have been brought about by despotism.
Mr. Hamilton expresses the same opinion in the “Federalist,” No. 51.
“It is of great importance in a republic not only to guard the society
against the oppression of its rulers, but to guard one part of the
society against the injustice of the other part. Justice is the end of
government. It is the end of civil society. It ever has been, and ever
will be, pursued until it be obtained, or until liberty be lost in the
pursuit. In a society, under the forms of which the stronger faction
can readily unite and oppress the weaker, anarchy may as truly be said
to reign as in a state of nature, where the weaker individual is not
secured against the violence of the stronger: and as in the latter
state even the stronger individuals are prompted by the uncertainty of
their condition to submit to a government which may protect the weak as
well as themselves, so in the former state will the more powerful
factions be gradually induced by a like motive to wish for a government
which will protect all parties, the weaker as well as the more
powerful. It can be little doubted that, if the State of Rhode Island
was separated from the Confederacy and left to itself, the insecurity
of right under the popular form of government within such narrow limits
would be displayed by such reiterated oppressions of the factious
majorities, that some power altogether independent of the people would
soon be called for by the voice of the very factions whose misrule had
proved the necessity of it.”
Jefferson has also thus expressed himself in a letter to Madison: *g
“The executive power in our Government is not the only, perhaps not
even the principal, object of my solicitude. The tyranny of the
Legislature is really the danger most to be feared, and will continue
to be so for many years to come. The tyranny of the executive power
will come in its turn, but at a more distant period.” I am glad to cite
the opinion of Jefferson upon this subject rather than that of another,
because I consider him to be the most powerful advocate democracy has
ever sent forth.
g
[ March 15, 1789.]
Chapter XVI: Causes Mitigating Tyranny In The United States—Part I
Chapter Summary
The national majority does not pretend to conduct all business—Is
obliged to employ the town and county magistrates to execute its
supreme decisions.
I have already pointed out the distinction which is to be made between
a centralized government and a centralized administration. The former
exists in America, but the latter is nearly unknown there. If the
directing power of the American communities had both these instruments
of government at its disposal, and united the habit of executing its
own commands to the right of commanding; if, after having established
the general principles of government, it descended to the details of
public business; and if, having regulated the great interests of the
country, it could penetrate into the privacy of individual interests,
freedom would soon be banished from the New World.
But in the United States the majority, which so frequently displays the
tastes and the propensities of a despot, is still destitute of the more
perfect instruments of tyranny. In the American republics the activity
of the central Government has never as yet been extended beyond a
limited number of objects sufficiently prominent to call forth its
attention. The secondary affairs of society have never been regulated
by its authority, and nothing has hitherto betrayed its desire of
interfering in them. The majority is become more and more absolute, but
it has not increased the prerogatives of the central government; those
great prerogatives have been confined to a certain sphere; and although
the despotism of the majority may be galling upon one point, it cannot
be said to extend to all. However the predominant party in the nation
may be carried away by its passions, however ardent it may be in the
pursuit of its projects, it cannot oblige all the citizens to comply
with its desires in the same manner and at the same time throughout the
country. When the central Government which represents that majority has
issued a decree, it must entrust the execution of its will to agents,
over whom it frequently has no control, and whom it cannot perpetually
direct. The townships, municipal bodies, and counties may therefore be
looked upon as concealed break-waters, which check or part the tide of
popular excitement. If an oppressive law were passed, the liberties of
the people would still be protected by the means by which that law
would be put in execution: the majority cannot descend to the details
and (as I will venture to style them) the puerilities of administrative
tyranny. Nor does the people entertain that full consciousness of its
authority which would prompt it to interfere in these matters; it knows
the extent of its natural powers, but it is unacquainted with the
increased resources which the art of government might furnish.
This point deserves attention, for if a democratic republic similar to
that of the United States were ever founded in a country where the
power of a single individual had previously subsisted, and the effects
of a centralized administration had sunk deep into the habits and the
laws of the people, I do not hesitate to assert, that in that country a
more insufferable despotism would prevail than any which now exists in
the monarchical States of Europe, or indeed than any which could be
found on this side of the confines of Asia.
The Profession Of The Law In The United States Serves To Counterpoise
The Democracy
Utility of discriminating the natural propensities of the members of
the legal profession—These men called upon to act a prominent part in
future society—In what manner the peculiar pursuits of lawyers give an
aristocratic turn to their ideas—Accidental causes which may check this
tendency—Ease with which the aristocracy coalesces with legal men—Use
of lawyers to a despot—The profession of the law constitutes the only
aristocratic element with which the natural elements of democracy will
combine—Peculiar causes which tend to give an aristocratic turn of mind
to the English and American lawyers—The aristocracy of America is on
the bench and at the bar—Influence of lawyers upon American
society—Their peculiar magisterial habits affect the legislature, the
administration, and even the people.
In visiting the Americans and in studying their laws we perceive that
the authority they have entrusted to members of the legal profession,
and the influence which these individuals exercise in the Government,
is the most powerful existing security against the excesses of
democracy. This effect seems to me to result from a general cause which
it is useful to investigate, since it may produce analogous
consequences elsewhere.
The members of the legal profession have taken an important part in all
the vicissitudes of political society in Europe during the last five
hundred years. At one time they have been the instruments of those who
were invested with political authority, and at another they have
succeeded in converting political authorities into their instrument. In
the Middle Ages they afforded a powerful support to the Crown, and
since that period they have exerted themselves to the utmost to limit
the royal prerogative. In England they have contracted a close alliance
with the aristocracy; in France they have proved to be the most
dangerous enemies of that class. It is my object to inquire whether,
under all these circumstances, the members of the legal profession have
been swayed by sudden and momentary impulses; or whether they have been
impelled by principles which are inherent in their pursuits, and which
will always recur in history. I am incited to this investigation by
reflecting that this particular class of men will most likely play a
prominent part in that order of things to which the events of our time
are giving birth.
Men who have more especially devoted themselves to legal pursuits
derive from those occupations certain habits of order, a taste for
formalities, and a kind of instinctive regard for the regular
connection of ideas, which naturally render them very hostile to the
revolutionary spirit and the unreflecting passions of the multitude.
The special information which lawyers derive from their studies ensures
them a separate station in society, and they constitute a sort of
privileged body in the scale of intelligence. This notion of their
superiority perpetually recurs to them in the practice of their
profession: they are the masters of a science which is necessary, but
which is not very generally known; they serve as arbiters between the
citizens; and the habit of directing the blind passions of parties in
litigation to their purpose inspires them with a certain contempt for
the judgment of the multitude. To this it may be added that they
naturally constitute a body, not by any previous understanding, or by
an agreement which directs them to a common end; but the analogy of
their studies and the uniformity of their proceedings connect their
minds together, as much as a common interest could combine their
endeavors.
A portion of the tastes and of the habits of the aristocracy may
consequently be discovered in the characters of men in the profession
of the law. They participate in the same instinctive love of order and
of formalities; and they entertain the same repugnance to the actions
of the multitude, and the same secret contempt of the government of the
people. I do not mean to say that the natural propensities of lawyers
are sufficiently strong to sway them irresistibly; for they, like most
other men, are governed by their private interests and the advantages
of the moment.
In a state of society in which the members of the legal profession are
prevented from holding that rank in the political world which they
enjoy in private life, we may rest assured that they will be the
foremost agents of revolution. But it must then be inquired whether the
cause which induces them to innovate and to destroy is accidental, or
whether it belongs to some lasting purpose which they entertain. It is
true that lawyers mainly contributed to the overthrow of the French
monarchy in 1789; but it remains to be seen whether they acted thus
because they had studied the laws, or because they were prohibited from
co-operating in the work of legislation.
Five hundred years ago the English nobles headed the people, and spoke
in its name; at the present time the aristocracy supports the throne,
and defends the royal prerogative. But aristocracy has, notwithstanding
this, its peculiar instincts and propensities. We must be careful not
to confound isolated members of a body with the body itself. In all
free governments, of whatsoever form they may be, members of the legal
profession will be found at the head of all parties. The same remark is
also applicable to the aristocracy; for almost all the democratic
convulsions which have agitated the world have been directed by nobles.
A privileged body can never satisfy the ambition of all its members; it
has always more talents and more passions to content and to employ than
it can find places; so that a considerable number of individuals are
usually to be met with who are inclined to attack those very privileges
which they find it impossible to turn to their own account.
I do not, then, assert that all the members of the legal profession are
at all times the friends of order and the opponents of innovation, but
merely that most of them usually are so. In a community in which
lawyers are allowed to occupy, without opposition, that high station
which naturally belongs to them, their general spirit will be eminently
conservative and anti-democratic. When an aristocracy excludes the
leaders of that profession from its ranks, it excites enemies which are
the more formidable to its security as they are independent of the
nobility by their industrious pursuits; and they feel themselves to be
its equal in point of intelligence, although they enjoy less opulence
and less power. But whenever an aristocracy consents to impart some of
its privileges to these same individuals, the two classes coalesce very
readily, and assume, as it were, the consistency of a single order of
family interests.
I am, in like manner, inclined to believe that a monarch will always be
able to convert legal practitioners into the most serviceable
instruments of his authority. There is a far greater affinity between
this class of individuals and the executive power than there is between
them and the people; just as there is a greater natural affinity
between the nobles and the monarch than between the nobles and the
people, although the higher orders of society have occasionally
resisted the prerogative of the Crown in concert with the lower
classes.
Lawyers are attached to public order beyond every other consideration,
and the best security of public order is authority. It must not be
forgotten that, if they prize the free institutions of their country
much, they nevertheless value the legality of those institutions far
more: they are less afraid of tyranny than of arbitrary power; and
provided that the legislature take upon itself to deprive men of their
independence, they are not dissatisfied.
I am therefore convinced that the prince who, in presence of an
encroaching democracy, should endeavor to impair the judicial authority
in his dominions, and to diminish the political influence of lawyers,
would commit a great mistake. He would let slip the substance of
authority to grasp at the shadow. He would act more wisely in
introducing men connected with the law into the government; and if he
entrusted them with the conduct of a despotic power, bearing some marks
of violence, that power would most likely assume the external features
of justice and of legality in their hands.
The government of democracy is favorable to the political power of
lawyers; for when the wealthy, the noble, and the prince are excluded
from the government, they are sure to occupy the highest stations, in
their own right, as it were, since they are the only men of information
and sagacity, beyond the sphere of the people, who can be the object of
the popular choice. If, then, they are led by their tastes to combine
with the aristocracy and to support the Crown, they are naturally
brought into contact with the people by their interests. They like the
government of democracy, without participating in its propensities and
without imitating its weaknesses; whence they derive a twofold
authority, from it and over it. The people in democratic states does
not mistrust the members of the legal profession, because it is well
known that they are interested in serving the popular cause; and it
listens to them without irritation, because it does not attribute to
them any sinister designs. The object of lawyers is not, indeed, to
overthrow the institutions of democracy, but they constantly endeavor
to give it an impulse which diverts it from its real tendency, by means
which are foreign to its nature. Lawyers belong to the people by birth
and interest, to the aristocracy by habit and by taste, and they may be
looked upon as the natural bond and connecting link of the two great
classes of society.
The profession of the law is the only aristocratic element which can be
amalgamated without violence with the natural elements of democracy,
and which can be advantageously and permanently combined with them. I
am not unacquainted with the defects which are inherent in the
character of that body of men; but without this admixture of
lawyer-like sobriety with the democratic principle, I question whether
democratic institutions could long be maintained, and I cannot believe
that a republic could subsist at the present time if the influence of
lawyers in public business did not increase in proportion to the power
of the people.
This aristocratic character, which I hold to be common to the legal
profession, is much more distinctly marked in the United States and in
England than in any other country. This proceeds not only from the
legal studies of the English and American lawyers, but from the nature
of the legislation, and the position which those persons occupy in the
two countries. The English and the Americans have retained the law of
precedents; that is to say, they continue to found their legal opinions
and the decisions of their courts upon the opinions and the decisions
of their forefathers. In the mind of an English or American lawyer a
taste and a reverence for what is old is almost always united to a love
of regular and lawful proceedings.
This predisposition has another effect upon the character of the legal
profession and upon the general course of society. The English and
American lawyers investigate what has been done; the French advocate
inquires what should have been done; the former produce precedents, the
latter reasons. A French observer is surprised to hear how often an
English or an American lawyer quotes the opinions of others, and how
little he alludes to his own; whilst the reverse occurs in France.
There the most trifling litigation is never conducted without the
introduction of an entire system of ideas peculiar to the counsel
employed; and the fundamental principles of law are discussed in order
to obtain a perch of land by the decision of the court. This abnegation
of his own opinion, and this implicit deference to the opinion of his
forefathers, which are common to the English and American lawyer, this
subjection of thought which he is obliged to profess, necessarily give
him more timid habits and more sluggish inclinations in England and
America than in France.
The French codes are often difficult of comprehension, but they can be
read by every one; nothing, on the other hand, can be more impenetrable
to the uninitiated than a legislation founded upon precedents. The
indispensable want of legal assistance which is felt in England and in
the United States, and the high opinion which is generally entertained
of the ability of the legal profession, tend to separate it more and
more from the people, and to place it in a distinct class. The French
lawyer is simply a man extensively acquainted with the statutes of his
country; but the English or American lawyer resembles the hierophants
of Egypt, for, like them, he is the sole interpreter of an occult
science.
The station which lawyers occupy in England and America exercises no
less an influence upon their habits and their opinions. The English
aristocracy, which has taken care to attract to its sphere whatever is
at all analogous to itself, has conferred a high degree of importance
and of authority upon the members of the legal profession. In English
society lawyers do not occupy the first rank, but they are contented
with the station assigned to them; they constitute, as it were, the
younger branch of the English aristocracy, and they are attached to
their elder brothers, although they do not enjoy all their privileges.
The English lawyers consequently mingle the taste and the ideas of the
aristocratic circles in which they move with the aristocratic interests
of their profession.
And indeed the lawyer-like character which I am endeavoring to depict
is most distinctly to be met with in England: there laws are esteemed
not so much because they are good as because they are old; and if it be
necessary to modify them in any respect, or to adapt them the changes
which time operates in society, recourse is had to the most
inconceivable contrivances in order to uphold the traditionary fabric,
and to maintain that nothing has been done which does not square with
the intentions and complete the labors of former generations. The very
individuals who conduct these changes disclaim all intention of
innovation, and they had rather resort to absurd expedients than plead
guilty to so great a crime. This spirit appertains more especially to
the English lawyers; they seem indifferent to the real meaning of what
they treat, and they direct all their attention to the letter, seeming
inclined to infringe the rules of common sense and of humanity rather
than to swerve one title from the law. The English legislation may be
compared to the stock of an old tree, upon which lawyers have engrafted
the most various shoots, with the hope that, although their fruits may
differ, their foliage at least will be confounded with the venerable
trunk which supports them all.
In America there are no nobles or men of letters, and the people is apt
to mistrust the wealthy; lawyers consequently form the highest
political class, and the most cultivated circle of society. They have
therefore nothing to gain by innovation, which adds a conservative
interest to their natural taste for public order. If I were asked where
I place the American aristocracy, I should reply without hesitation
that it is not composed of the rich, who are united together by no
common tie, but that it occupies the judicial bench and the bar.
The more we reflect upon all that occurs in the United States the more
shall we be persuaded that the lawyers as a body form the most
powerful, if not the only, counterpoise to the democratic element. In
that country we perceive how eminently the legal profession is
qualified by its powers, and even by its defects, to neutralize the
vices which are inherent in popular government. When the American
people is intoxicated by passion, or carried away by the impetuosity of
its ideas, it is checked and stopped by the almost invisible influence
of its legal counsellors, who secretly oppose their aristocratic
propensities to its democratic instincts, their superstitious
attachment to what is antique to its love of novelty, their narrow
views to its immense designs, and their habitual procrastination to its
ardent impatience.
The courts of justice are the most visible organs by which the legal
profession is enabled to control the democracy. The judge is a lawyer,
who, independently of the taste for regularity and order which he has
contracted in the study of legislation, derives an additional love of
stability from his own inalienable functions. His legal attainments
have already raised him to a distinguished rank amongst his
fellow-citizens; his political power completes the distinction of his
station, and gives him the inclinations natural to privileged classes.
Armed with the power of declaring the laws to be unconstitutional, *a
the American magistrate perpetually interferes in political affairs. He
cannot force the people to make laws, but at least he can oblige it not
to disobey its own enactments; or to act inconsistently with its own
principles. I am aware that a secret tendency to diminish the judicial
power exists in the United States, and by most of the constitutions of
the several States the Government can, upon the demand of the two
houses of the legislature, remove the judges from their station. By
some other constitutions the members of the tribunals are elected, and
they are even subjected to frequent re-elections. I venture to predict
that these innovations will sooner or later be attended with fatal
consequences, and that it will be found out at some future period that
the attack which is made upon the judicial power has affected the
democratic republic itself.
a
[ See chapter VI. on the “Judicial Power in the United States.”]
It must not, however, be supposed that the legal spirit of which I have
been speaking has been confined, in the United States, to the courts of
justice; it extends far beyond them. As the lawyers constitute the only
enlightened class which the people does not mistrust, they are
naturally called upon to occupy most of the public stations. They fill
the legislative assemblies, and they conduct the administration; they
consequently exercise a powerful influence upon the formation of the
law, and upon its execution. The lawyers are, however, obliged to yield
to the current of public opinion, which is too strong for them to
resist it, but it is easy to find indications of what their conduct
would be if they were free to act as they chose. The Americans, who
have made such copious innovations in their political legislation, have
introduced very sparing alterations in their civil laws, and that with
great difficulty, although those laws are frequently repugnant to their
social condition. The reason of this is, that in matters of civil law
the majority is obliged to defer to the authority of the legal
profession, and that the American lawyers are disinclined to innovate
when they are left to their own choice.
It is curious for a Frenchman, accustomed to a very different state of
things, to hear the perpetual complaints which are made in the United
States against the stationary propensities of legal men, and their
prejudices in favor of existing institutions.
The influence of the legal habits which are common in America extends
beyond the limits I have just pointed out. Scarcely any question arises
in the United States which does not become, sooner or later, a subject
of judicial debate; hence all parties are obliged to borrow the ideas,
and even the language, usual in judicial proceedings in their daily
controversies. As most public men are, or have been, legal
practitioners, they introduce the customs and technicalities of their
profession into the affairs of the country. The jury extends this
habitude to all classes. The language of the law thus becomes, in some
measure, a vulgar tongue; the spirit of the law, which is produced in
the schools and courts of justice, gradually penetrates beyond their
walls into the bosom of society, where it descends to the lowest
classes, so that the whole people contracts the habits and the tastes
of the magistrate. The lawyers of the United States form a party which
is but little feared and scarcely perceived, which has no badge
peculiar to itself, which adapts itself with great flexibility to the
exigencies of the time, and accommodates itself to all the movements of
the social body; but this party extends over the whole community, and
it penetrates into all classes of society; it acts upon the country
imperceptibly, but it finally fashions it to suit its purposes.
Chapter XVI: Causes Mitigating Tyranny In The United States—Part II
Trial By Jury In The United States Considered As A Political
Institution
Trial by jury, which is one of the instruments of the sovereignty of
the people, deserves to be compared with the other laws which establish
that sovereignty—Composition of the jury in the United States—Effect of
trial by jury upon the national character—It educates the people—It
tends to establish the authority of the magistrates and to extend a
knowledge of law among the people.
Since I have been led by my subject to recur to the administration of
justice in the United States, I will not pass over this point without
adverting to the institution of the jury. Trial by jury may be
considered in two separate points of view, as a judicial and as a
political institution. If it entered into my present purpose to inquire
how far trial by jury (more especially in civil cases) contributes to
insure the best administration of justice, I admit that its utility
might be contested. As the jury was first introduced at a time when
society was in an uncivilized state, and when courts of justice were
merely called upon to decide on the evidence of facts, it is not an
easy task to adapt it to the wants of a highly civilized community when
the mutual relations of men are multiplied to a surprising extent, and
have assumed the enlightened and intellectual character of the age. *b
b
[ The investigation of trial by jury as a judicial institution, and the
appreciation of its effects in the United States, together with the
advantages the Americans have derived from it, would suffice to form a
book, and a book upon a very useful and curious subject. The State of
Louisiana would in particular afford the curious phenomenon of a French
and English legislation, as well as a French and English population,
which are gradually combining with each other. See the “Digeste des
Lois de la Louisiane,” in two volumes; and the “Traite sur les Regles
des Actions civiles,” printed in French and English at New Orleans in
1830.]
My present object is to consider the jury as a political institution,
and any other course would divert me from my subject. Of trial by jury,
considered as a judicial institution, I shall here say but very few
words. When the English adopted trial by jury they were a
semi-barbarous people; they are become, in course of time, one of the
most enlightened nations of the earth; and their attachment to this
institution seems to have increased with their increasing cultivation.
They soon spread beyond their insular boundaries to every corner of the
habitable globe; some have formed colonies, others independent states;
the mother-country has maintained its monarchical constitution; many of
its offspring have founded powerful republics; but wherever the English
have been they have boasted of the privilege of trial by jury. *c They
have established it, or hastened to re-establish it, in all their
settlements. A judicial institution which obtains the suffrages of a
great people for so long a series of ages, which is zealously renewed
at every epoch of civilization, in all the climates of the earth and
under every form of human government, cannot be contrary to the spirit
of justice. *d
c
[ All the English and American jurists are unanimous upon this head.
Mr. Story, judge of the Supreme Court of the United States, speaks, in
his “Treatise on the Federal Constitution,” of the advantages of trial
by jury in civil cases:—“The inestimable privilege of a trial by jury
in civil cases—a privilege scarcely inferior to that in criminal cases,
which is counted by all persons to be essential to political and civil
liberty. . . .” (Story, book iii., chap. xxxviii.)]
d
[ If it were our province to point out the utility of the jury as a
judicial institution in this place, much might be said, and the
following arguments might be brought forward amongst others:—
By introducing the jury into the business of the courts you are enabled
to diminish the number of judges, which is a very great advantage. When
judges are very numerous, death is perpetually thinning the ranks of
the judicial functionaries, and laying places vacant for newcomers. The
ambition of the magistrates is therefore continually excited, and they
are naturally made dependent upon the will of the majority, or the
individual who fills up the vacant appointments; the officers of the
court then rise like the officers of an army. This state of things is
entirely contrary to the sound administration of justice, and to the
intentions of the legislator. The office of a judge is made inalienable
in order that he may remain independent: but of what advantage is it
that his independence should be protected if he be tempted to sacrifice
it of his own accord? When judges are very numerous many of them must
necessarily be incapable of performing their important duties, for a
great magistrate is a man of no common powers; and I am inclined to
believe that a half-enlightened tribunal is the worst of all
instruments for attaining those objects which it is the purpose of
courts of justice to accomplish. For my own part, I had rather submit
the decision of a case to ignorant jurors directed by a skilful judge
than to judges a majority of whom are imperfectly acquainted with
jurisprudence and with the laws.]
I turn, however, from this part of the subject. To look upon the jury
as a mere judicial institution is to confine our attention to a very
narrow view of it; for however great its influence may be upon the
decisions of the law courts, that influence is very subordinate to the
powerful effects which it produces on the destinies of the community at
large. The jury is above all a political institution, and it must be
regarded in this light in order to be duly appreciated.
By the jury I mean a certain number of citizens chosen
indiscriminately, and invested with a temporary right of judging. Trial
by jury, as applied to the repression of crime, appears to me to
introduce an eminently republican element into the government upon the
following grounds:—
The institution of the jury may be aristocratic or democratic,
according to the class of society from which the jurors are selected;
but it always preserves its republican character, inasmuch as it places
the real direction of society in the hands of the governed, or of a
portion of the governed, instead of leaving it under the authority of
the Government. Force is never more than a transient element of
success; and after force comes the notion of right. A government which
should only be able to crush its enemies upon a field of battle would
very soon be destroyed. The true sanction of political laws is to be
found in penal legislation, and if that sanction be wanting the law
will sooner or later lose its cogency. He who punishes infractions of
the law is therefore the real master of society. Now the institution of
the jury raises the people itself, or at least a class of citizens, to
the bench of judicial authority. The institution of the jury
consequently invests the people, or that class of citizens, with the
direction of society. *e
e
[ An important remark must, however, be made. Trial by jury does
unquestionably invest the people with a general control over the
actions of citizens, but it does not furnish means of exercising this
control in all cases, or with an absolute authority. When an absolute
monarch has the right of trying offences by his representatives, the
fate of the prisoner is, as it were, decided beforehand. But even if
the people were predisposed to convict, the composition and the
non-responsibility of the jury would still afford some chances
favorable to the protection of innocence.]
In England the jury is returned from the aristocratic portion of the
nation; *f the aristocracy makes the laws, applies the laws, and
punishes all infractions of the laws; everything is established upon a
consistent footing, and England may with truth be said to constitute an
aristocratic republic. In the United States the same system is applied
to the whole people. Every American citizen is qualified to be an
elector, a juror, and is eligible to office. *g The system of the jury,
as it is understood in America, appears to me to be as direct and as
extreme a consequence of the sovereignty of the people as universal
suffrage. These institutions are two instruments of equal power, which
contribute to the supremacy of the majority. All the sovereigns who
have chosen to govern by their own authority, and to direct society
instead of obeying its directions, have destroyed or enfeebled the
institution of the jury. The monarchs of the House of Tudor sent to
prison jurors who refused to convict, and Napoleon caused them to be
returned by his agents.
f
[ [This may be true to some extent of special juries, but not of common
juries. The author seems not to have been aware that the qualifications
of jurors in England vary exceedingly.]]
g
[ See Appendix, Q.]
However clear most of these truths may seem to be, they do not command
universal assent, and in France, at least, the institution of trial by
jury is still very imperfectly understood. If the question arises as to
the proper qualification of jurors, it is confined to a discussion of
the intelligence and knowledge of the citizens who may be returned, as
if the jury was merely a judicial institution. This appears to me to be
the least part of the subject. The jury is pre-eminently a political
institution; it must be regarded as one form of the sovereignty of the
people; when that sovereignty is repudiated, it must be rejected, or it
must be adapted to the laws by which that sovereignty is established.
The jury is that portion of the nation to which the execution of the
laws is entrusted, as the Houses of Parliament constitute that part of
the nation which makes the laws; and in order that society may be
governed with consistency and uniformity, the list of citizens
qualified to serve on juries must increase and diminish with the list
of electors. This I hold to be the point of view most worthy of the
attention of the legislator, and all that remains is merely accessory.
I am so entirely convinced that the jury is pre-eminently a political
institution that I still consider it in this light when it is applied
in civil causes. Laws are always unstable unless they are founded upon
the manners of a nation; manners are the only durable and resisting
power in a people. When the jury is reserved for criminal offences, the
people only witnesses its occasional action in certain particular
cases; the ordinary course of life goes on without its interference,
and it is considered as an instrument, but not as the only instrument,
of obtaining justice. This is true a fortiori when the jury is only
applied to certain criminal causes.
When, on the contrary, the influence of the jury is extended to civil
causes, its application is constantly palpable; it affects all the
interests of the community; everyone co-operates in its work: it thus
penetrates into all the usages of life, it fashions the human mind to
its peculiar forms, and is gradually associated with the idea of
justice itself.
The institution of the jury, if confined to criminal causes, is always
in danger, but when once it is introduced into civil proceedings it
defies the aggressions of time and of man. If it had been as easy to
remove the jury from the manners as from the laws of England, it would
have perished under Henry VIII, and Elizabeth, and the civil jury did
in reality, at that period, save the liberties of the country. In
whatever manner the jury be applied, it cannot fail to exercise a
powerful influence upon the national character; but this influence is
prodigiously increased when it is introduced into civil causes. The
jury, and more especially the jury in civil cases, serves to
communicate the spirit of the judges to the minds of all the citizens;
and this spirit, with the habits which attend it, is the soundest
preparation for free institutions. It imbues all classes with a respect
for the thing judged, and with the notion of right. If these two
elements be removed, the love of independence is reduced to a mere
destructive passion. It teaches men to practice equity, every man
learns to judge his neighbor as he would himself be judged; and this is
especially true of the jury in civil causes, for, whilst the number of
persons who have reason to apprehend a criminal prosecution is small,
every one is liable to have a civil action brought against him. The
jury teaches every man not to recoil before the responsibility of his
own actions, and impresses him with that manly confidence without which
political virtue cannot exist. It invests each citizen with a kind of
magistracy, it makes them all feel the duties which they are bound to
discharge towards society, and the part which they take in the
Government. By obliging men to turn their attention to affairs which
are not exclusively their own, it rubs off that individual egotism
which is the rust of society.
The jury contributes most powerfully to form the judgement and to
increase the natural intelligence of a people, and this is, in my
opinion, its greatest advantage. It may be regarded as a gratuitous
public school ever open, in which every juror learns to exercise his
rights, enters into daily communication with the most learned and
enlightened members of the upper classes, and becomes practically
acquainted with the laws of his country, which are brought within the
reach of his capacity by the efforts of the bar, the advice of the
judge, and even by the passions of the parties. I think that the
practical intelligence and political good sense of the Americans are
mainly attributable to the long use which they have made of the jury in
civil causes. I do not know whether the jury is useful to those who are
in litigation; but I am certain it is highly beneficial to those who
decide the litigation; and I look upon it as one of the most
efficacious means for the education of the people which society can
employ.
What I have hitherto said applies to all nations, but the remark I am
now about to make is peculiar to the Americans and to democratic
peoples. I have already observed that in democracies the members of the
legal profession and the magistrates constitute the only aristocratic
body which can check the irregularities of the people. This aristocracy
is invested with no physical power, but it exercises its conservative
influence upon the minds of men, and the most abundant source of its
authority is the institution of the civil jury. In criminal causes,
when society is armed against a single individual, the jury is apt to
look upon the judge as the passive instrument of social power, and to
mistrust his advice. Moreover, criminal causes are entirely founded
upon the evidence of facts which common sense can readily appreciate;
upon this ground the judge and the jury are equal. Such, however, is
not the case in civil causes; then the judge appears as a disinterested
arbiter between the conflicting passions of the parties. The jurors
look up to him with confidence and listen to him with respect, for in
this instance their intelligence is completely under the control of his
learning. It is the judge who sums up the various arguments with which
their memory has been wearied out, and who guides them through the
devious course of the proceedings; he points their attention to the
exact question of fact which they are called upon to solve, and he puts
the answer to the question of law into their mouths. His influence upon
their verdict is almost unlimited.
If I am called upon to explain why I am but little moved by the
arguments derived from the ignorance of jurors in civil causes, I
reply, that in these proceedings, whenever the question to be solved is
not a mere question of fact, the jury has only the semblance of a
judicial body. The jury sanctions the decision of the judge, they by
the authority of society which they represent, and he by that of reason
and of law. *h
h
[ See Appendix, R.]
In England and in America the judges exercise an influence upon
criminal trials which the French judges have never possessed. The
reason of this difference may easily be discovered; the English and
American magistrates establish their authority in civil causes, and
only transfer it afterwards to tribunals of another kind, where that
authority was not acquired. In some cases (and they are frequently the
most important ones) the American judges have the right of deciding
causes alone. *i Upon these occasions they are accidentally placed in
the position which the French judges habitually occupy, but they are
invested with far more power than the latter; they are still surrounded
by the reminiscence of the jury, and their judgment has almost as much
authority as the voice of the community at large, represented by that
institution. Their influence extends beyond the limits of the courts;
in the recreations of private life as well as in the turmoil of public
business, abroad and in the legislative assemblies, the American judge
is constantly surrounded by men who are accustomed to regard his
intelligence as superior to their own, and after having exercised his
power in the decision of causes, he continues to influence the habits
of thought and the characters of the individuals who took a part in his
judgment.
i
[ The Federal judges decide upon their own authority almost all the
questions most important to the country.]
The jury, then, which seems to restrict the rights of magistracy, does
in reality consolidate its power, and in no country are the judges so
powerful as there, where the people partakes their privileges. It is
more especially by means of the jury in civil causes that the American
magistrates imbue all classes of society with the spirit of their
profession. Thus the jury, which is the most energetic means of making
the people rule, is also the most efficacious means of teaching it to
rule well.