Chapter Summary
Daily use which the Anglo-Americans make of the right of
association—Three kinds of political associations—In what manner the
Americans apply the representative system to associations—Dangers
resulting to the State—Great Convention of 1831 relative to the
Tariff—Legislative character of this Convention—Why the unlimited
exercise of the right of association is less dangerous in the United
States than elsewhere—Why it may be looked upon as necessary—Utility of
associations in a democratic people.
Political Associations In The United States
In no country in the world has the principle of association been more
successfully used, or more unsparingly applied to a multitude of
different objects, than in America. Besides the permanent associations
which are established by law under the names of townships, cities, and
counties, a vast number of others are formed and maintained by the
agency of private individuals.
The citizen of the United States is taught from his earliest infancy to
rely upon his own exertions in order to resist the evils and the
difficulties of life; he looks upon social authority with an eye of
mistrust and anxiety, and he only claims its assistance when he is
quite unable to shift without it. This habit may even be traced in the
schools of the rising generation, where the children in their games are
wont to submit to rules which they have themselves established, and to
punish misdemeanors which they have themselves defined. The same spirit
pervades every act of social life. If a stoppage occurs in a
thoroughfare, and the circulation of the public is hindered, the
neighbors immediately constitute a deliberative body; and this
extemporaneous assembly gives rise to an executive power which remedies
the inconvenience before anybody has thought of recurring to an
authority superior to that of the persons immediately concerned. If the
public pleasures are concerned, an association is formed to provide for
the splendor and the regularity of the entertainment. Societies are
formed to resist enemies which are exclusively of a moral nature, and
to diminish the vice of intemperance: in the United States associations
are established to promote public order, commerce, industry, morality,
and religion; for there is no end which the human will, seconded by the
collective exertions of individuals, despairs of attaining.
I shall hereafter have occasion to show the effects of association upon
the course of society, and I must confine myself for the present to the
political world. When once the right of association is recognized, the
citizens may employ it in several different ways.
An association consists simply in the public assent which a number of
individuals give to certain doctrines, and in the engagement which they
contract to promote the spread of those doctrines by their exertions.
The right of association with these views is very analogous to the
liberty of unlicensed writing; but societies thus formed possess more
authority than the press. When an opinion is represented by a society,
it necessarily assumes a more exact and explicit form. It numbers its
partisans, and compromises their welfare in its cause: they, on the
other hand, become acquainted with each other, and their zeal is
increased by their number. An association unites the efforts of minds
which have a tendency to diverge in one single channel, and urges them
vigorously towards one single end which it points out.
The second degree in the right of association is the power of meeting.
When an association is allowed to establish centres of action at
certain important points in the country, its activity is increased and
its influence extended. Men have the opportunity of seeing each other;
means of execution are more readily combined, and opinions are
maintained with a degree of warmth and energy which written language
cannot approach.
Lastly, in the exercise of the right of political association, there is
a third degree: the partisans of an opinion may unite in electoral
bodies, and choose delegates to represent them in a central assembly.
This is, properly speaking, the application of the representative
system to a party.
Thus, in the first instance, a society is formed between individuals
professing the same opinion, and the tie which keeps it together is of
a purely intellectual nature; in the second case, small assemblies are
formed which only represent a fraction of the party. Lastly, in the
third case, they constitute a separate nation in the midst of the
nation, a government within the Government. Their delegates, like the
real delegates of the majority, represent the entire collective force
of their party; and they enjoy a certain degree of that national
dignity and great influence which belong to the chosen representatives
of the people. It is true that they have not the right of making the
laws, but they have the power of attacking those which are in being,
and of drawing up beforehand those which they may afterwards cause to
be adopted.
If, in a people which is imperfectly accustomed to the exercise of
freedom, or which is exposed to violent political passions, a
deliberating minority, which confines itself to the contemplation of
future laws, be placed in juxtaposition to the legislative majority, I
cannot but believe that public tranquillity incurs very great risks in
that nation. There is doubtless a very wide difference between proving
that one law is in itself better than another and proving that the
former ought to be substituted for the latter. But the imagination of
the populace is very apt to overlook this difference, which is so
apparent to the minds of thinking men. It sometimes happens that a
nation is divided into two nearly equal parties, each of which affects
to represent the majority. If, in immediate contiguity to the directing
power, another power be established, which exercises almost as much
moral authority as the former, it is not to be believed that it will
long be content to speak without acting; or that it will always be
restrained by the abstract consideration of the nature of associations
which are meant to direct but not to enforce opinions, to suggest but
not to make the laws.
The more we consider the independence of the press in its principal
consequences, the more are we convinced that it is the chief and, so to
speak, the constitutive element of freedom in the modern world. A
nation which is determined to remain free is therefore right in
demanding the unrestrained exercise of this independence. But the
unrestrained liberty of political association cannot be entirely
assimilated to the liberty of the press. The one is at the same time
less necessary and more dangerous than the other. A nation may confine
it within certain limits without forfeiting any part of its
self-control; and it may sometimes be obliged to do so in order to
maintain its own authority.
In America the liberty of association for political purposes is
unbounded. An example will show in the clearest light to what an extent
this privilege is tolerated.
The question of the tariff, or of free trade, produced a great
manifestation of party feeling in America; the tariff was not only a
subject of debate as a matter of opinion, but it exercised a favorable
or a prejudicial influence upon several very powerful interests of the
States. The North attributed a great portion of its prosperity, and the
South all its sufferings, to this system; insomuch that for a long time
the tariff was the sole source of the political animosities which
agitated the Union.
In 1831, when the dispute was raging with the utmost virulence, a
private citizen of Massachusetts proposed to all the enemies of the
tariff, by means of the public prints, to send delegates to
Philadelphia in order to consult together upon the means which were
most fitted to promote freedom of trade. This proposal circulated in a
few days from Maine to New Orleans by the power of the printing-press:
the opponents of the tariff adopted it with enthusiasm; meetings were
formed on all sides, and delegates were named. The majority of these
individuals were well known, and some of them had earned a considerable
degree of celebrity. South Carolina alone, which afterwards took up
arms in the same cause, sent sixty-three delegates. On October 1, 1831,
this assembly, which according to the American custom had taken the
name of a Convention, met at Philadelphia; it consisted of more than
two hundred members. Its debates were public, and they at once assumed
a legislative character; the extent of the powers of Congress, the
theories of free trade, and the different clauses of the tariff, were
discussed in turn. At the end of ten days’ deliberation the Convention
broke up, after having published an address to the American people, in
which it declared:
I. That Congress had not the right of making a tariff, and that the
existing tariff was unconstitutional;
II. That the prohibition of free trade was prejudicial to the interests
of all nations, and to that of the American people in particular.
It must be acknowledged that the unrestrained liberty of political
association has not hitherto produced, in the United States, those
fatal consequences which might perhaps be expected from it elsewhere.
The right of association was imported from England, and it has always
existed in America; so that the exercise of this privilege is now
amalgamated with the manners and customs of the people. At the present
time the liberty of association is become a necessary guarantee against
the tyranny of the majority. In the United States, as soon as a party
is become preponderant, all public authority passes under its control;
its private supporters occupy all the places, and have all the force of
the administration at their disposal. As the most distinguished
partisans of the other side of the question are unable to surmount the
obstacles which exclude them from power, they require some means of
establishing themselves upon their own basis, and of opposing the moral
authority of the minority to the physical power which domineers over
it. Thus a dangerous expedient is used to obviate a still more
formidable danger.
The omnipotence of the majority appears to me to present such extreme
perils to the American Republics that the dangerous measure which is
used to repress it seems to be more advantageous than prejudicial. And
here I am about to advance a proposition which may remind the reader of
what I said before in speaking of municipal freedom: There are no
countries in which associations are more needed, to prevent the
despotism of faction or the arbitrary power of a prince, than those
which are democratically constituted. In aristocratic nations the body
of the nobles and the more opulent part of the community are in
themselves natural associations, which act as checks upon the abuses of
power. In countries in which these associations do not exist, if
private individuals are unable to create an artificial and a temporary
substitute for them, I can imagine no permanent protection against the
most galling tyranny; and a great people may be oppressed by a small
faction, or by a single individual, with impunity.
The meeting of a great political Convention (for there are Conventions
of all kinds), which may frequently become a necessary measure, is
always a serious occurrence, even in America, and one which is never
looked forward to, by the judicious friends of the country, without
alarm. This was very perceptible in the Convention of 1831, at which
the exertions of all the most distinguished members of the Assembly
tended to moderate its language, and to restrain the subjects which it
treated within certain limits. It is probable, in fact, that the
Convention of 1831 exercised a very great influence upon the minds of
the malcontents, and prepared them for the open revolt against the
commercial laws of the Union which took place in 1832.
It cannot be denied that the unrestrained liberty of association for
political purposes is the privilege which a people is longest in
learning how to exercise. If it does not throw the nation into anarchy,
it perpetually augments the chances of that calamity. On one point,
however, this perilous liberty offers a security against dangers of
another kind; in countries where associations are free, secret
societies are unknown. In America there are numerous factions, but no
conspiracies.
Different ways in which the right of association is understood in
Europe and in the United States—Different use which is made of it.
The most natural privilege of man, next to the right of acting for
himself, is that of combining his exertions with those of his
fellow-creatures, and of acting in common with them. I am therefore led
to conclude that the right of association is almost as inalienable as
the right of personal liberty. No legislator can attack it without
impairing the very foundations of society. Nevertheless, if the liberty
of association is a fruitful source of advantages and prosperity to
some nations, it may be perverted or carried to excess by others, and
the element of life may be changed into an element of destruction. A
comparison of the different methods which associations pursue in those
countries in which they are managed with discretion, as well as in
those where liberty degenerates into license, may perhaps be thought
useful both to governments and to parties.
The greater part of Europeans look upon an association as a weapon
which is to be hastily fashioned, and immediately tried in the
conflict. A society is formed for discussion, but the idea of impending
action prevails in the minds of those who constitute it: it is, in
fact, an army; and the time given to parley serves to reckon up the
strength and to animate the courage of the host, after which they
direct their march against the enemy. Resources which lie within the
bounds of the law may suggest themselves to the persons who compose it
as means, but never as the only means, of success.
Such, however, is not the manner in which the right of association is
understood in the United States. In America the citizens who form the
minority associate, in order, in the first place, to show their
numerical strength, and so to diminish the moral authority of the
majority; and, in the second place, to stimulate competition, and to
discover those arguments which are most fitted to act upon the
majority; for they always entertain hopes of drawing over their
opponents to their own side, and of afterwards disposing of the supreme
power in their name. Political associations in the United States are
therefore peaceable in their intentions, and strictly legal in the
means which they employ; and they assert with perfect truth that they
only aim at success by lawful expedients.
The difference which exists between the Americans and ourselves depends
on several causes. In Europe there are numerous parties so
diametrically opposed to the majority that they can never hope to
acquire its support, and at the same time they think that they are
sufficiently strong in themselves to struggle and to defend their
cause. When a party of this kind forms an association, its object is,
not to conquer, but to fight. In America the individuals who hold
opinions very much opposed to those of the majority are no sort of
impediment to its power, and all other parties hope to win it over to
their own principles in the end. The exercise of the right of
association becomes dangerous in proportion to the impossibility which
excludes great parties from acquiring the majority. In a country like
the United States, in which the differences of opinion are mere
differences of hue, the right of association may remain unrestrained
without evil consequences. The inexperience of many of the European
nations in the enjoyment of liberty leads them only to look upon the
liberty of association as a right of attacking the Government. The
first notion which presents itself to a party, as well as to an
individual, when it has acquired a consciousness of its own strength,
is that of violence: the notion of persuasion arises at a later period
and is only derived from experience. The English, who are divided into
parties which differ most essentially from each other, rarely abuse the
right of association, because they have long been accustomed to
exercise it. In France the passion for war is so intense that there is
no undertaking so mad, or so injurious to the welfare of the State,
that a man does not consider himself honored in defending it, at the
risk of his life.
But perhaps the most powerful of the causes which tend to mitigate the
excesses of political association in the United States is Universal
Suffrage. In countries in which universal suffrage exists the majority
is never doubtful, because neither party can pretend to represent that
portion of the community which has not voted. The associations which
are formed are aware, as well as the nation at large, that they do not
represent the majority: this is, indeed, a condition inseparable from
their existence; for if they did represent the preponderating power,
they would change the law instead of soliciting its reform. The
consequence of this is that the moral influence of the Government which
they attack is very much increased, and their own power is very much
enfeebled.
In Europe there are few associations which do not affect to represent
the majority, or which do not believe that they represent it. This
conviction or this pretension tends to augment their force amazingly,
and contributes no less to legalize their measures. Violence may seem
to be excusable in defence of the cause of oppressed right. Thus it is,
in the vast labyrinth of human laws, that extreme liberty sometimes
corrects the abuses of license, and that extreme democracy obviates the
dangers of democratic government. In Europe, associations consider
themselves, in some degree, as the legislative and executive councils
of the people, which is unable to speak for itself. In America, where
they only represent a minority of the nation, they argue and they
petition.
The means which the associations of Europe employ are in accordance
with the end which they propose to obtain. As the principal aim of
these bodies is to act, and not to debate, to fight rather than to
persuade, they are naturally led to adopt a form of organization which
differs from the ordinary customs of civil bodies, and which assumes
the habits and the maxims of military life. They centralize the
direction of their resources as much as possible, and they intrust the
power of the whole party to a very small number of leaders.
The members of these associations respond to a watchword, like soldiers
on duty; they profess the doctrine of passive obedience; say rather,
that in uniting together they at once abjure the exercise of their own
judgment and free will; and the tyrannical control which these
societies exercise is often far more insupportable than the authority
possessed over society by the Government which they attack. Their moral
force is much diminished by these excesses, and they lose the powerful
interest which is always excited by a struggle between oppressors and
the oppressed. The man who in given cases consents to obey his fellows
with servility, and who submits his activity and even his opinions to
their control, can have no claim to rank as a free citizen.
The Americans have also established certain forms of government which
are applied to their associations, but these are invariably borrowed
from the forms of the civil administration. The independence of each
individual is formally recognized; the tendency of the members of the
association points, as it does in the body of the community, towards
the same end, but they are not obliged to follow the same track. No one
abjures the exercise of his reason and his free will; but every one
exerts that reason and that will for the benefit of a common
undertaking.
Chapter XIII: Government Of The Democracy In America—Part I
I am well aware of the difficulties which attend this part of my
subject, but although every expression which I am about to make use of
may clash, upon some one point, with the feelings of the different
parties which divide my country, I shall speak my opinion with the most
perfect openness.
In Europe we are at a loss how to judge the true character and the more
permanent propensities of democracy, because in Europe two conflicting
principles exist, and we do not know what to attribute to the
principles themselves, and what to refer to the passions which they
bring into collision. Such, however, is not the case in America; there
the people reigns without any obstacle, and it has no perils to dread
and no injuries to avenge. In America, democracy is swayed by its own
free propensities; its course is natural and its activity is
unrestrained; the United States consequently afford the most favorable
opportunity of studying its real character. And to no people can this
inquiry be more vitally interesting than to the French nation, which is
blindly driven onwards by a daily and irresistible impulse towards a
state of things which may prove either despotic or republican, but
which will assuredly be democratic.
Universal Suffrage
I have already observed that universal suffrage has been adopted in all
the States of the Union; it consequently occurs amongst different
populations which occupy very different positions in the scale of
society. I have had opportunities of observing its effects in different
localities, and amongst races of men who are nearly strangers to each
other by their language, their religion, and their manner of life; in
Louisiana as well as in New England, in Georgia and in Canada. I have
remarked that Universal Suffrage is far from producing in America
either all the good or all the evil consequences which are assigned to
it in Europe, and that its effects differ very widely from those which
are usually attributed to it.
Choice Of The People, And Instinctive Preferences Of The American
Democracy
In the United States the most able men are rarely placed at the head of
affairs—Reason of this peculiarity—The envy which prevails in the lower
orders of France against the higher classes is not a French, but a
purely democratic sentiment—For what reason the most distinguished men
in America frequently seclude themselves from public affairs.
Many people in Europe are apt to believe without saying it, or to say
without believing it, that one of the great advantages of universal
suffrage is, that it entrusts the direction of public affairs to men
who are worthy of the public confidence. They admit that the people is
unable to govern for itself, but they aver that it is always sincerely
disposed to promote the welfare of the State, and that it instinctively
designates those persons who are animated by the same good wishes, and
who are the most fit to wield the supreme authority. I confess that the
observations I made in America by no means coincide with these
opinions. On my arrival in the United States I was surprised to find so
much distinguished talent among the subjects, and so little among the
heads of the Government. It is a well-authenticated fact, that at the
present day the most able men in the United States are very rarely
placed at the head of affairs; and it must be acknowledged that such
has been the result in proportion as democracy has outstepped all its
former limits. The race of American statesmen has evidently dwindled
most remarkably in the course of the last fifty years.
Several causes may be assigned to this phenomenon. It is impossible,
notwithstanding the most strenuous exertions, to raise the intelligence
of the people above a certain level. Whatever may be the facilities of
acquiring information, whatever may be the profusion of easy methods
and of cheap science, the human mind can never be instructed and
educated without devoting a considerable space of time to those
objects.
The greater or the lesser possibility of subsisting without labor is
therefore the necessary boundary of intellectual improvement. This
boundary is more remote in some countries and more restricted in
others; but it must exist somewhere as long as the people is
constrained to work in order to procure the means of physical
subsistence, that is to say, as long as it retains its popular
character. It is therefore quite as difficult to imagine a State in
which all the citizens should be very well informed as a State in which
they should all be wealthy; these two difficulties may be looked upon
as correlative. It may very readily be admitted that the mass of the
citizens are sincerely disposed to promote the welfare of their
country; nay more, it may even be allowed that the lower classes are
less apt to be swayed by considerations of personal interest than the
higher orders: but it is always more or less impossible for them to
discern the best means of attaining the end which they desire with
sincerity. Long and patient observation, joined to a multitude of
different notions, is required to form a just estimate of the character
of a single individual; and can it be supposed that the vulgar have the
power of succeeding in an inquiry which misleads the penetration of
genius itself? The people has neither the time nor the means which are
essential to the prosecution of an investigation of this kind: its
conclusions are hastily formed from a superficial inspection of the
more prominent features of a question. Hence it often assents to the
clamor of a mountebank who knows the secret of stimulating its tastes,
while its truest friends frequently fail in their exertions.
Moreover, the democracy is not only deficient in that soundness of
judgment which is necessary to select men really deserving of its
confidence, but it has neither the desire nor the inclination to find
them out. It cannot be denied that democratic institutions have a very
strong tendency to promote the feeling of envy in the human heart; not
so much because they afford to every one the means of rising to the
level of any of his fellow-citizens, as because those means perpetually
disappoint the persons who employ them. Democratic institutions awaken
and foster a passion for equality which they can never entirely
satisfy. This complete equality eludes the grasp of the people at the
very moment at which it thinks to hold it fast, and “flies,” as Pascal
says, “with eternal flight”; the people is excited in the pursuit of an
advantage, which is more precious because it is not sufficiently remote
to be unknown, or sufficiently near to be enjoyed. The lower orders are
agitated by the chance of success, they are irritated by its
uncertainty; and they pass from the enthusiasm of pursuit to the
exhaustion of ill-success, and lastly to the acrimony of
disappointment. Whatever transcends their own limits appears to be an
obstacle to their desires, and there is no kind of superiority, however
legitimate it may be, which is not irksome in their sight.
It has been supposed that the secret instinct which leads the lower
orders to remove their superiors as much as possible from the direction
of public affairs is peculiar to France. This, however, is an error;
the propensity to which I allude is not inherent in any particular
nation, but in democratic institutions in general; and although it may
have been heightened by peculiar political circumstances, it owes its
origin to a higher cause.
In the United States the people is not disposed to hate the superior
classes of society; but it is not very favorably inclined towards them,
and it carefully excludes them from the exercise of authority. It does
not entertain any dread of distinguished talents, but it is rarely
captivated by them; and it awards its approbation very sparingly to
such as have risen without the popular support.
Whilst the natural propensities of democracy induce the people to
reject the most distinguished citizens as its rulers, these individuals
are no less apt to retire from a political career in which it is almost
impossible to retain their independence, or to advance without
degrading themselves. This opinion has been very candidly set forth by
Chancellor Kent, who says, in speaking with great eulogiums of that
part of the Constitution which empowers the Executive to nominate the
judges: “It is indeed probable that the men who are best fitted to
discharge the duties of this high office would have too much reserve in
their manners, and too much austerity in their principles, for them to
be returned by the majority at an election where universal suffrage is
adopted.” Such were the opinions which were printed without
contradiction in America in the year 1830!
I hold it to be sufficiently demonstrated that universal suffrage is by
no means a guarantee of the wisdom of the popular choice, and that,
whatever its advantages may be, this is not one of them.
Causes Which May Partly Correct These Tendencies Of The Democracy
Contrary effects produced on peoples as well as on individuals by great
dangers—Why so many distinguished men stood at the head of affairs in
America fifty years ago—Influence which the intelligence and the
manners of the people exercise upon its choice—Example of New
England—States of the Southwest—Influence of certain laws upon the
choice of the people—Election by an elected body—Its effects upon the
composition of the Senate.
When a State is threatened by serious dangers, the people frequently
succeeds in selecting the citizens who are the most able to save it. It
has been observed that man rarely retains his customary level in
presence of very critical circumstances; he rises above or he sinks
below his usual condition, and the same thing occurs in nations at
large. Extreme perils sometimes quench the energy of a people instead
of stimulating it; they excite without directing its passions, and
instead of clearing they confuse its powers of perception. The Jews
deluged the smoking ruins of their temple with the carnage of the
remnant of their host. But it is more common, both in the case of
nations and in that of individuals, to find extraordinary virtues
arising from the very imminence of the danger. Great characters are
then thrown into relief, as edifices which are concealed by the gloom
of night are illuminated by the glare of a conflagration. At those
dangerous times genius no longer abstains from presenting itself in the
arena; and the people, alarmed by the perils of its situation, buries
its envious passions in a short oblivion. Great names may then be drawn
from the balloting-box.
I have already observed that the American statesmen of the present day
are very inferior to those who stood at the head of affairs fifty years
ago. This is as much a consequence of the circumstances as of the laws
of the country. When America was struggling in the high cause of
independence to throw off the yoke of another country, and when it was
about to usher a new nation into the world, the spirits of its
inhabitants were roused to the height which their great efforts
required. In this general excitement the most distinguished men were
ready to forestall the wants of the community, and the people clung to
them for support, and placed them at its head. But events of this
magnitude are rare, and it is from an inspection of the ordinary course
of affairs that our judgment must be formed.
If passing occurrences sometimes act as checks upon the passions of
democracy, the intelligence and the manners of the community exercise
an influence which is not less powerful and far more permanent. This is
extremely perceptible in the United States.
In New England the education and the liberties of the communities were
engendered by the moral and religious principles of their founders.
Where society has acquired a sufficient degree of stability to enable
it to hold certain maxims and to retain fixed habits, the lower orders
are accustomed to respect intellectual superiority and to submit to it
without complaint, although they set at naught all those privileges
which wealth and birth have introduced among mankind. The democracy in
New England consequently makes a more judicious choice than it does
elsewhere.
But as we descend towards the South, to those States in which the
constitution of society is more modern and less strong, where
instruction is less general, and where the principles of morality, of
religion, and of liberty are less happily combined, we perceive that
the talents and the virtues of those who are in authority become more
and more rare.
Lastly, when we arrive at the new South-western States, in which the
constitution of society dates but from yesterday, and presents an
agglomeration of adventurers and speculators, we are amazed at the
persons who are invested with public authority, and we are led to ask
by what force, independent of the legislation and of the men who direct
it, the State can be protected, and society be made to flourish.
There are certain laws of a democratic nature which contribute,
nevertheless, to correct, in some measure, the dangerous tendencies of
democracy. On entering the House of Representatives of Washington one
is struck by the vulgar demeanor of that great assembly. The eye
frequently does not discover a man of celebrity within its walls. Its
members are almost all obscure individuals whose names present no
associations to the mind: they are mostly village lawyers, men in
trade, or even persons belonging to the lower classes of society. In a
country in which education is very general, it is said that the
representatives of the people do not always know how to write
correctly.
At a few yards’ distance from this spot is the door of the Senate,
which contains within a small space a large proportion of the
celebrated men of America. Scarcely an individual is to be perceived in
it who does not recall the idea of an active and illustrious career:
the Senate is composed of eloquent advocates, distinguished generals,
wise magistrates, and statesmen of note, whose language would at all
times do honor to the most remarkable parliamentary debates of Europe.
What then is the cause of this strange contrast, and why are the most
able citizens to be found in one assembly rather than in the other? Why
is the former body remarkable for its vulgarity and its poverty of
talent, whilst the latter seems to enjoy a monopoly of intelligence and
of sound judgment? Both of these assemblies emanate from the people;
both of them are chosen by universal suffrage; and no voice has
hitherto been heard to assert in America that the Senate is hostile to
the interests of the people. From what cause, then, does so startling a
difference arise? The only reason which appears to me adequately to
account for it is, that the House of Representatives is elected by the
populace directly, and that the Senate is elected by elected bodies.
The whole body of the citizens names the legislature of each State, and
the Federal Constitution converts these legislatures into so many
electoral bodies, which return the members of the Senate. The senators
are elected by an indirect application of universal suffrage; for the
legislatures which name them are not aristocratic or privileged bodies
which exercise the electoral franchise in their own right; but they are
chosen by the totality of the citizens; they are generally elected
every year, and new members may constantly be chosen who will employ
their electoral rights in conformity with the wishes of the public. But
this transmission of the popular authority through an assembly of
chosen men operates an important change in it, by refining its
discretion and improving the forms which it adopts. Men who are chosen
in this manner accurately represent the majority of the nation which
governs them; but they represent the elevated thoughts which are
current in the community, the propensities which prompt its nobler
actions, rather than the petty passions which disturb or the vices
which disgrace it.
The time may be already anticipated at which the American Republics
will be obliged to introduce the plan of election by an elected body
more frequently into their system of representation, or they will incur
no small risk of perishing miserably amongst the shoals of democracy.
And here I have no scruple in confessing that I look upon this peculiar
system of election as the only means of bringing the exercise of
political power to the level of all classes of the people. Those
thinkers who regard this institution as the exclusive weapon of a
party, and those who fear, on the other hand, to make use of it, seem
to me to fall into as great an error in the one case as in the other.
Influence Which The American Democracy Has Exercised On The Laws
Relating To Elections
When elections are rare, they expose the State to a violent crisis—When
they are frequent, they keep up a degree of feverish excitement—The
Americans have preferred the second of these two evils—Mutability of
the laws—Opinions of Hamilton and Jefferson on this subject.
When elections recur at long intervals the State is exposed to violent
agitation every time they take place. Parties exert themselves to the
utmost in order to gain a prize which is so rarely within their reach;
and as the evil is almost irremediable for the candidates who fail, the
consequences of their disappointed ambition may prove most disastrous;
if, on the other hand, the legal struggle can be repeated within a
short space of time, the defeated parties take patience. When elections
occur frequently, their recurrence keeps society in a perpetual state
of feverish excitement, and imparts a continual instability to public
affairs.
Thus, on the one hand the State is exposed to the perils of a
revolution, on the other to perpetual mutability; the former system
threatens the very existence of the Government, the latter is an
obstacle to all steady and consistent policy. The Americans have
preferred the second of these evils to the first; but they were led to
this conclusion by their instinct much more than by their reason; for a
taste for variety is one of the characteristic passions of democracy.
An extraordinary mutability has, by this means, been introduced into
their legislation. Many of the Americans consider the instability of
their laws as a necessary consequence of a system whose general results
are beneficial. But no one in the United States affects to deny the
fact of this instability, or to contend that it is not a great evil.
Hamilton, after having demonstrated the utility of a power which might
prevent, or which might at least impede, the promulgation of bad laws,
adds: “It might perhaps be said that the power of preventing bad laws
includes that of preventing good ones, and may be used to the one
purpose as well as to the other. But this objection will have little
weight with those who can properly estimate the mischiefs of that
inconstancy and mutability in the laws which form the greatest blemish
in the character and genius of our governments.” (Federalist, No. 73.)
And again in No. 62 of the same work he observes: “The facility and
excess of law-making seem to be the diseases to which our governments
are most liable. . . . The mischievous effects of the mutability in the
public councils arising from a rapid succession of new members would
fill a volume: every new election in the States is found to change
one-half of the representatives. From this change of men must proceed a
change of opinions and of measures, which forfeits the respect and
confidence of other nations, poisons the blessings of liberty itself,
and diminishes the attachment and reverence of the people toward a
political system which betrays so many marks of infirmity.”
Jefferson himself, the greatest Democrat whom the democracy of America
has yet produced, pointed out the same evils. “The instability of our
laws,” said he in a letter to Madison, “is really a very serious
inconvenience. I think that we ought to have obviated it by deciding
that a whole year should always be allowed to elapse between the
bringing in of a bill and the final passing of it. It should afterward
be discussed and put to the vote without the possibility of making any
alteration in it; and if the circumstances of the case required a more
speedy decision, the question should not be decided by a simple
majority, but by a majority of at least two-thirds of both houses.”
Public Officers Under The Control Of The Democracy In America Simple
exterior of the American public officers—No official costume—All public
officers are remunerated—Political consequences of this system—No
public career exists in America—Result of this.
Public officers in the United States are commingled with the crowd of
citizens; they have neither palaces, nor guards, nor ceremonial
costumes. This simple exterior of the persons in authority is connected
not only with the peculiarities of the American character, but with the
fundamental principles of that society. In the estimation of the
democracy a government is not a benefit, but a necessary evil. A
certain degree of power must be granted to public officers, for they
would be of no use without it. But the ostensible semblance of
authority is by no means indispensable to the conduct of affairs, and
it is needlessly offensive to the susceptibility of the public. The
public officers themselves are well aware that they only enjoy the
superiority over their fellow-citizens which they derive from their
authority upon condition of putting themselves on a level with the
whole community by their manners. A public officer in the United States
is uniformly civil, accessible to all the world, attentive to all
requests, and obliging in his replies. I was pleased by these
characteristics of a democratic government; and I was struck by the
manly independence of the citizens, who respect the office more than
the officer, and who are less attached to the emblems of authority than
to the man who bears them.
I am inclined to believe that the influence which costumes really
exercise, in an age like that in which we live, has been a good deal
exaggerated. I never perceived that a public officer in America was the
less respected whilst he was in the discharge of his duties because his
own merit was set off by no adventitious signs. On the other hand, it
is very doubtful whether a peculiar dress contributes to the respect
which public characters ought to have for their own position, at least
when they are not otherwise inclined to respect it. When a magistrate
(and in France such instances are not rare) indulges his trivial wit at
the expense of the prisoner, or derides the predicament in which a
culprit is placed, it would be well to deprive him of his robes of
office, to see whether he would recall some portion of the natural
dignity of mankind when he is reduced to the apparel of a private
citizen.
A democracy may, however, allow a certain show of magisterial pomp, and
clothe its officers in silks and gold, without seriously compromising
its principles. Privileges of this kind are transitory; they belong to
the place, and are distinct from the individual: but if public officers
are not uniformly remunerated by the State, the public charges must be
entrusted to men of opulence and independence, who constitute the basis
of an aristocracy; and if the people still retains its right of
election, that election can only be made from a certain class of
citizens. When a democratic republic renders offices which had formerly
been remunerated gratuitous, it may safely be believed that the State
is advancing to monarchical institutions; and when a monarchy begins to
remunerate such officers as had hitherto been unpaid, it is a sure sign
that it is approaching toward a despotic or a republican form of
government. The substitution of paid for unpaid functionaries is of
itself, in my opinion, sufficient to constitute a serious revolution.
I look upon the entire absence of gratuitous functionaries in America
as one of the most prominent signs of the absolute dominion which
democracy exercises in that country. All public services, of whatsoever
nature they may be, are paid; so that every one has not merely the
right, but also the means of performing them. Although, in democratic
States, all the citizens are qualified to occupy stations in the
Government, all are not tempted to try for them. The number and the
capacities of the candidates are more apt to restrict the choice of
electors than the connections of the candidateship.
In nations in which the principle of election extends to every place in
the State no political career can, properly speaking, be said to exist.
Men are promoted as if by chance to the rank which they enjoy, and they
are by no means sure of retaining it. The consequence is that in
tranquil times public functions offer but few lures to ambition. In the
United States the persons who engage in the perplexities of political
life are individuals of very moderate pretensions. The pursuit of
wealth generally diverts men of great talents and of great passions
from the pursuit of power, and it very frequently happens that a man
does not undertake to direct the fortune of the State until he has
discovered his incompetence to conduct his own affairs. The vast number
of very ordinary men who occupy public stations is quite as
attributable to these causes as to the bad choice of the democracy. In
the United States, I am not sure that the people would return the men
of superior abilities who might solicit its support, but it is certain
that men of this description do not come forward.
Arbitrary Power Of Magistrates Under The Rule Of The American Democracy
For what reason the arbitrary power of Magistrates is greater in
absolute monarchies and in democratic republics than it is in limited
monarchies—Arbitrary power of the Magistrates in New England.
In two different kinds of government the magistrates *a exercise a
considerable degree of arbitrary power; namely, under the absolute
government of a single individual, and under that of a democracy. This
identical result proceeds from causes which are nearly analogous.
a
[ I here use the word magistrates in the widest sense in which it can
be taken; I apply it to all the officers to whom the execution of the
laws is intrusted.]
In despotic States the fortune of no citizen is secure; and public
officers are not more safe than private individuals. The sovereign, who
has under his control the lives, the property, and sometimes the honor
of the men whom he employs, does not scruple to allow them a great
latitude of action, because he is convinced that they will not use it
to his prejudice. In despotic States the sovereign is so attached to
the exercise of his power, that he dislikes the constraint even of his
own regulations; and he is well pleased that his agents should follow a
somewhat fortuitous line of conduct, provided he be certain that their
actions will never counteract his desires.
In democracies, as the majority has every year the right of depriving
the officers whom it has appointed of their power, it has no reason to
fear any abuse of their authority. As the people is always able to
signify its wishes to those who conduct the Government, it prefers
leaving them to make their own exertions to prescribing an invariable
rule of conduct which would at once fetter their activity and the
popular authority.
It may even be observed, on attentive consideration, that under the
rule of a democracy the arbitrary power of the magistrate must be still
greater than in despotic States. In the latter the sovereign has the
power of punishing all the faults with which he becomes acquainted, but
it would be vain for him to hope to become acquainted with all those
which are committed. In the former the sovereign power is not only
supreme, but it is universally present. The American functionaries are,
in point of fact, much more independent in the sphere of action which
the law traces out for them than any public officer in Europe. Very
frequently the object which they are to accomplish is simply pointed
out to them, and the choice of the means is left to their own
discretion.
In New England, for instance, the selectmen of each township are bound
to draw up the list of persons who are to serve on the jury; the only
rule which is laid down to guide them in their choice is that they are
to select citizens possessing the elective franchise and enjoying a
fair reputation. *b In France the lives and liberties of the subjects
would be thought to be in danger if a public officer of any kind was
entrusted with so formidable a right. In New England the same
magistrates are empowered to post the names of habitual drunkards in
public-houses, and to prohibit the inhabitants of a town from supplying
them with liquor. *c A censorial power of this excessive kind would be
revolting to the population of the most absolute monarchies; here,
however, it is submitted to without difficulty.
b
[ See the Act of February 27, 1813. “General Collection of the Laws of
Massachusetts,” vol. ii. p. 331. It should be added that the jurors are
afterwards drawn from these lists by lot.]
c
[ See Act of February 28, 1787. “General Collection of the Laws of
Massachusetts,” vol. i. p. 302.]
Nowhere has so much been left by the law to the arbitrary determination
of the magistrate as in democratic republics, because this arbitrary
power is unattended by any alarming consequences. It may even be
asserted that the freedom of the magistrate increases as the elective
franchise is extended, and as the duration of the time of office is
shortened. Hence arises the great difficulty which attends the
conversion of a democratic republic into a monarchy. The magistrate
ceases to be elective, but he retains the rights and the habits of an
elected officer, which lead directly to despotism.
It is only in limited monarchies that the law, which prescribes the
sphere in which public officers are to act, superintends all their
measures. The cause of this may be easily detected. In limited
monarchies the power is divided between the King and the people, both
of whom are interested in the stability of the magistrate. The King
does not venture to place the public officers under the control of the
people, lest they should be tempted to betray his interests; on the
other hand, the people fears lest the magistrates should serve to
oppress the liberties of the country, if they were entirely dependent
upon the Crown; they cannot therefore be said to depend on either one
or the other. The same cause which induces the king and the people to
render public officers independent suggests the necessity of such
securities as may prevent their independence from encroaching upon the
authority of the former and the liberties of the latter. They
consequently agree as to the necessity of restricting the functionary
to a line of conduct laid down beforehand, and they are interested in
confining him by certain regulations which he cannot evade.
Chapter XIII: Government Of The Democracy In America—Part II
Instability Of The Administration In The United States
In America the public acts of a community frequently leave fewer traces
than the occurrences of a family—Newspapers the only historical
remains—Instability of the administration prejudicial to the art of
government.
The authority which public men possess in America is so brief, and they
are so soon commingled with the ever-changing population of the
country, that the acts of a community frequently leave fewer traces
than the occurrences of a private family. The public administration is,
so to speak, oral and traditionary. But little is committed to writing,
and that little is wafted away forever, like the leaves of the Sibyl,
by the smallest breeze.
The only historical remains in the United States are the newspapers;
but if a number be wanting, the chain of time is broken, and the
present is severed from the past. I am convinced that in fifty years it
will be more difficult to collect authentic documents concerning the
social condition of the Americans at the present day than it is to find
remains of the administration of France during the Middle Ages; and if
the United States were ever invaded by barbarians, it would be
necessary to have recourse to the history of other nations in order to
learn anything of the people which now inhabits them.
The instability of the administration has penetrated into the habits of
the people: it even appears to suit the general taste, and no one cares
for what occurred before his time. No methodical system is pursued; no
archives are formed; and no documents are brought together when it
would be very easy to do so. Where they exist, little store is set upon
them; and I have amongst my papers several original public documents
which were given to me in answer to some of my inquiries. In America
society seems to live from hand to mouth, like an army in the field.
Nevertheless, the art of administration may undoubtedly be ranked as a
science, and no sciences can be improved if the discoveries and
observations of successive generations are not connected together in
the order in which they occur. One man, in the short space of his life
remarks a fact; another conceives an idea; the former invents a means
of execution, the latter reduces a truth to a fixed proposition; and
mankind gathers the fruits of individual experience upon its way and
gradually forms the sciences. But the persons who conduct the
administration in America can seldom afford any instruction to each
other; and when they assume the direction of society, they simply
possess those attainments which are most widely disseminated in the
community, and no experience peculiar to themselves. Democracy, carried
to its furthest limits, is therefore prejudicial to the art of
government; and for this reason it is better adapted to a people
already versed in the conduct of an administration than to a nation
which is uninitiated in public affairs.
This remark, indeed, is not exclusively applicable to the science of
administration. Although a democratic government is founded upon a very
simple and natural principle, it always presupposes the existence of a
high degree of culture and enlightenment in society. *d At the first
glance it may be imagined to belong to the earliest ages of the world;
but maturer observation will convince us that it could only come last
in the succession of human history.
d
[ It is needless to observe that I speak here of the democratic form of
government as applied to a people, not merely to a tribe.]
Charges Levied By The State Under The Rule Of The American Democracy
In all communities citizens divisible into three classes—Habits of each
of these classes in the direction of public finances—Why public
expenditure must tend to increase when the people governs—What renders
the extravagance of a democracy less to be feared in America—Public
expenditure under a democracy.
Before we can affirm whether a democratic form of government is
economical or not, we must establish a suitable standard of comparison.
The question would be one of easy solution if we were to attempt to
draw a parallel between a democratic republic and an absolute monarchy.
The public expenditure would be found to be more considerable under the
former than under the latter; such is the case with all free States
compared to those which are not so. It is certain that despotism ruins
individuals by preventing them from producing wealth, much more than by
depriving them of the wealth they have produced; it dries up the source
of riches, whilst it usually respects acquired property. Freedom, on
the contrary, engenders far more benefits than it destroys; and the
nations which are favored by free institutions invariably find that
their resources increase even more rapidly than their taxes.
My present object is to compare free nations to each other, and to
point out the influence of democracy upon the finances of a State.
Communities, as well as organic bodies, are subject to certain fixed
rules in their formation which they cannot evade. They are composed of
certain elements which are common to them at all times and under all
circumstances. The people may always be mentally divided into three
distinct classes. The first of these classes consists of the wealthy;
the second, of those who are in easy circumstances; and the third is
composed of those who have little or no property, and who subsist more
especially by the work which they perform for the two superior orders.
The proportion of the individuals who are included in these three
divisions may vary according to the condition of society, but the
divisions themselves can never be obliterated.
It is evident that each of these classes will exercise an influence
peculiar to its own propensities upon the administration of the
finances of the State. If the first of the three exclusively possesses
the legislative power, it is probable that it will not be sparing of
the public funds, because the taxes which are levied on a large fortune
only tend to diminish the sum of superfluous enjoyment, and are, in
point of fact, but little felt. If the second class has the power of
making the laws, it will certainly not be lavish of taxes, because
nothing is so onerous as a large impost which is levied upon a small
income. The government of the middle classes appears to me to be the
most economical, though perhaps not the most enlightened, and certainly
not the most generous, of free governments.
But let us now suppose that the legislative authority is vested in the
lowest orders: there are two striking reasons which show that the
tendency of the expenditure will be to increase, not to diminish. As
the great majority of those who create the laws are possessed of no
property upon which taxes can be imposed, all the money which is spent
for the community appears to be spent to their advantage, at no cost of
their own; and those who are possessed of some little property readily
find means of regulating the taxes so that they are burdensome to the
wealthy and profitable to the poor, although the rich are unable to
take the same advantage when they are in possession of the Government.
In countries in which the poor *e should be exclusively invested with
the power of making the laws no great economy of public expenditure
ought to be expected: that expenditure will always be considerable;
either because the taxes do not weigh upon those who levy them, or
because they are levied in such a manner as not to weigh upon those
classes. In other words, the government of the democracy is the only
one under which the power which lays on taxes escapes the payment of
them.
e
[ The word poor is used here, and throughout the remainder of this
chapter, in a relative, not in an absolute sense. Poor men in America
would often appear rich in comparison with the poor of Europe; but they
may with propriety by styled poor in comparison with their more
affluent countrymen.]
It may be objected (but the argument has no real weight) that the true
interest of the people is indissolubly connected with that of the
wealthier portion of the community, since it cannot but suffer by the
severe measures to which it resorts. But is it not the true interest of
kings to render their subjects happy, and the true interest of nobles
to admit recruits into their order on suitable grounds? If remote
advantages had power to prevail over the passions and the exigencies of
the moment, no such thing as a tyrannical sovereign or an exclusive
aristocracy could ever exist.
Again, it may be objected that the poor are never invested with the
sole power of making the laws; but I reply, that wherever universal
suffrage has been established the majority of the community
unquestionably exercises the legislative authority; and if it be proved
that the poor always constitute the majority, it may be added, with
perfect truth, that in the countries in which they possess the elective
franchise they possess the sole power of making laws. But it is certain
that in all the nations of the world the greater number has always
consisted of those persons who hold no property, or of those whose
property is insufficient to exempt them from the necessity of working
in order to procure an easy subsistence. Universal suffrage does
therefore, in point of fact, invest the poor with the government of
society.
The disastrous influence which popular authority may sometimes exercise
upon the finances of a State was very clearly seen in some of the
democratic republics of antiquity, in which the public treasure was
exhausted in order to relieve indigent citizens, or to supply the games
and theatrical amusements of the populace. It is true that the
representative system was then very imperfectly known, and that, at the
present time, the influence of popular passion is less felt in the
conduct of public affairs; but it may be believed that the delegate
will in the end conform to the principles of his constituents, and
favor their propensities as much as their interests.
The extravagance of democracy is, however, less to be dreaded in
proportion as the people acquires a share of property, because on the
one hand the contributions of the rich are then less needed, and, on
the other, it is more difficult to lay on taxes which do not affect the
interests of the lower classes. On this account universal suffrage
would be less dangerous in France than in England, because in the
latter country the property on which taxes may be levied is vested in
fewer hands. America, where the great majority of the citizens possess
some fortune, is in a still more favorable position than France.
There are still further causes which may increase the sum of public
expenditure in democratic countries. When the aristocracy governs, the
individuals who conduct the affairs of State are exempted by their own
station in society from every kind of privation; they are contented
with their position; power and renown are the objects for which they
strive; and, as they are placed far above the obscurer throng of
citizens, they do not always distinctly perceive how the well-being of
the mass of the people ought to redound to their own honor. They are
not indeed callous to the sufferings of the poor, but they cannot feel
those miseries as acutely as if they were themselves partakers of them.
Provided that the people appear to submit to its lot, the rulers are
satisfied, and they demand nothing further from the Government. An
aristocracy is more intent upon the means of maintaining its influence
than upon the means of improving its condition.
When, on the contrary, the people is invested with the supreme
authority, the perpetual sense of their own miseries impels the rulers
of society to seek for perpetual ameliorations. A thousand different
objects are subjected to improvement; the most trivial details are
sought out as susceptible of amendment; and those changes which are
accompanied with considerable expense are more especially advocated,
since the object is to render the condition of the poor more tolerable,
who cannot pay for themselves.
Moreover, all democratic communities are agitated by an ill-defined
excitement and by a kind of feverish impatience, that engender a
multitude of innovations, almost all of which are attended with
expense.
In monarchies and aristocracies the natural taste which the rulers have
for power and for renown is stimulated by the promptings of ambition,
and they are frequently incited by these temptations to very costly
undertakings. In democracies, where the rulers labor under privations,
they can only be courted by such means as improve their well-being, and
these improvements cannot take place without a sacrifice of money. When
a people begins to reflect upon its situation, it discovers a multitude
of wants to which it had not before been subject, and to satisfy these
exigencies recourse must be had to the coffers of the State. Hence it
arises that the public charges increase in proportion as civilization
spreads, and that imposts are augmented as knowledge pervades the
community.
The last cause which frequently renders a democratic government dearer
than any other is, that a democracy does not always succeed in
moderating its expenditure, because it does not understand the art of
being economical. As the designs which it entertains are frequently
changed, and the agents of those designs are still more frequently
removed, its undertakings are often ill conducted or left unfinished:
in the former case the State spends sums out of all proportion to the
end which it proposes to accomplish; in the second, the expense itself
is unprofitable. *f
f
[ The gross receipts of the Treasury of the United States in 1832 were
about $28,000,000; in 1870 they had risen to $411,000,000. The gross
expenditure in 1832 was $30,000,000; in 1870, $309,000,000.]
Tendencies Of The American Democracy As Regards The Salaries Of Public
Officers
In the democracies those who establish high salaries have no chance of
profiting by them—Tendency of the American democracy to increase the
salaries of subordinate officers and to lower those of the more
important functionaries—Reason of this—Comparative statement of the
salaries of public officers in the United States and in France.
There is a powerful reason which usually induces democracies to
economize upon the salaries of public officers. As the number of
citizens who dispense the remuneration is extremely large in democratic
countries, so the number of persons who can hope to be benefited by the
receipt of it is comparatively small. In aristocratic countries, on the
contrary, the individuals who fix high salaries have almost always a
vague hope of profiting by them. These appointments may be looked upon
as a capital which they create for their own use, or at least as a
resource for their children.
It must, however, be allowed that a democratic State is most
parsimonious towards its principal agents. In America the secondary
officers are much better paid, and the dignitaries of the
administration much worse, than they are elsewhere.
These opposite effects result from the same cause; the people fixes the
salaries of the public officers in both cases; and the scale of
remuneration is determined by the consideration of its own wants. It is
held to be fair that the servants of the public should be placed in the
same easy circumstances as the public itself; *g but when the question
turns upon the salaries of the great officers of State, this rule
fails, and chance alone can guide the popular decision. The poor have
no adequate conception of the wants which the higher classes of society
may feel. The sum which is scanty to the rich appears enormous to the
poor man whose wants do not extend beyond the necessaries of life; and
in his estimation the Governor of a State, with his twelve or fifteen
hundred dollars a year, is a very fortunate and enviable being. *h If
you undertake to convince him that the representative of a great people
ought to be able to maintain some show of splendor in the eyes of
foreign nations, he will perhaps assent to your meaning; but when he
reflects on his own humble dwelling, and on the hard-earned produce of
his wearisome toil, he remembers all that he could do with a salary
which you say is insufficient, and he is startled or almost frightened
at the sight of such uncommon wealth. Besides, the secondary public
officer is almost on a level with the people, whilst the others are
raised above it. The former may therefore excite his interest, but the
latter begins to arouse his envy.
g
[ The easy circumstances in which secondary functionaries are placed in
the United States result also from another cause, which is independent
of the general tendencies of democracy; every kind of private business
is very lucrative, and the State would not be served at all if it did
not pay its servants. The country is in the position of a commercial
undertaking, which is obliged to sustain an expensive competition,
notwithstanding its tastes for economy.]
h
[ The State of Ohio, which contains a million of inhabitants, gives its
Governor a salary of only $1,200 a year.]
This is very clearly seen in the United States, where the salaries seem
to decrease as the authority of those who receive them augments *i
i
[ To render this assertion perfectly evident, it will suffice to
examine the scale of salaries of the agents of the Federal Government.
I have added the salaries attached to the corresponding officers in
France under the constitutional monarchy to complete the comparison.
United States
Treasury Department
Messenger ............................ $700
Clerk with lowest salary ............. 1,000
Clerk with highest salary ............ 1,600
Chief Clerk .......................... 2,000
Secretary of State ................... 6,000
The President ........................ 25,000
France
Ministere des Finances
Hussier ........................... 1,500 fr.
Clerk with lowest salary, 1,000 to 1,800 fr.
Clerk with highest salary 3,200 to 8,600 fr.
Secretaire-general ................20,000 fr.
The Minister ......................80,000 fr.
The King ......................12,000,000 fr.
I have perhaps done wrong in selecting France as my standard of
comparison. In France the democratic tendencies of the nation exercise
an ever-increasing influence upon the Government, and the Chambers show
a disposition to raise the low salaries and to lower the principal
ones. Thus, the Minister of Finance, who received 160,000 fr. under the
Empire, receives 80,000 fr. in 1835: the Directeurs-generaux of
Finance, who then received 50,000 fr. now receive only 20,000 fr. [This
comparison is based on the state of things existing in France and the
United States in 1831. It has since materially altered in both
countries, but not so much as to impugn the truth of the author’s
observation.]]
Under the rule of an aristocracy it frequently happens, on the
contrary, that whilst the high officers are receiving munificent
salaries, the inferior ones have not more than enough to procure the
necessaries of life. The reason of this fact is easily discoverable
from causes very analogous to those to which I have just alluded. If a
democracy is unable to conceive the pleasures of the rich or to witness
them without envy, an aristocracy is slow to understand, or, to speak
more correctly, is unacquainted with, the privations of the poor. The
poor man is not (if we use the term aright) the fellow of the rich one;
but he is a being of another species. An aristocracy is therefore apt
to care but little for the fate of its subordinate agents; and their
salaries are only raised when they refuse to perform their service for
too scanty a remuneration.
It is the parsimonious conduct of democracy towards its principal
officers which has countenanced a supposition of far more economical
propensities than any which it really possesses. It is true that it
scarcely allows the means of honorable subsistence to the individuals
who conduct its affairs; but enormous sums are lavished to meet the
exigencies or to facilitate the enjoyments of the people. *j The money
raised by taxation may be better employed, but it is not saved. In
general, democracy gives largely to the community, and very sparingly
to those who govern it. The reverse is the case in aristocratic
countries, where the money of the State is expended to the profit of
the persons who are at the head of affairs.
j
[ See the American budgets for the cost of indigent citizens and
gratuitous instruction. In 1831 $250,000 were spent in the State of New
York for the maintenance of the poor, and at least $1,000,000 were
devoted to gratuitous instruction. (William’s “New York Annual
Register,” 1832, pp. 205 and 243.) The State of New York contained only
1,900,000 inhabitants in the year 1830, which is not more than double
the amount of population in the Department du Nord in France.]
Difficulty of Distinguishing The Causes Which Contribute To The Economy
Of The American Government
We are liable to frequent errors in the research of those facts which
exercise a serious influence upon the fate of mankind, since nothing is
more difficult than to appreciate their real value. One people is
naturally inconsistent and enthusiastic; another is sober and
calculating; and these characteristics originate in their physical
constitution or in remote causes with which we are unacquainted.
These are nations which are fond of parade and the bustle of festivity,
and which do not regret the costly gaieties of an hour. Others, on the
contrary, are attached to more retiring pleasures, and seem almost
ashamed of appearing to be pleased. In some countries the highest value
is set upon the beauty of public edifices; in others the productions of
art are treated with indifference, and everything which is unproductive
is looked down upon with contempt. In some renown, in others money, is
the ruling passion.
Independently of the laws, all these causes concur to exercise a very
powerful influence upon the conduct of the finances of the State. If
the Americans never spend the money of the people in galas, it is not
only because the imposition of taxes is under the control of the
people, but because the people takes no delight in public rejoicings.
If they repudiate all ornament from their architecture, and set no
store on any but the more practical and homely advantages, it is not
only because they live under democratic institutions, but because they
are a commercial nation. The habits of private life are continued in
public; and we ought carefully to distinguish that economy which
depends upon their institutions from that which is the natural result
of their manners and customs.
Whether The Expenditure Of The United States Can Be Compared To That Of
France
Two points to be established in order to estimate the extent of the
public charges, viz., the national wealth and the rate of taxation—The
wealth and the charges of France not accurately known—Why the wealth
and charges of the Union cannot be accurately known—Researches of the
author with a view to discover the amount of taxation of
Pennsylvania—General symptoms which may serve to indicate the amount of
the public charges in a given nation—Result of this investigation for
the Union.
Many attempts have recently been made in France to compare the public
expenditure of that country with the expenditure of the United States;
all these attempts have, however, been unattended by success, and a few
words will suffice to show that they could not have had a satisfactory
result.
In order to estimate the amount of the public charges of a people two
preliminaries are indispensable: it is necessary, in the first place,
to know the wealth of that people; and in the second, to learn what
portion of that wealth is devoted to the expenditure of the State. To
show the amount of taxation without showing the resources which are
destined to meet the demand, is to undertake a futile labor; for it is
not the expenditure, but the relation of the expenditure to the
revenue, which it is desirable to know.
The same rate of taxation which may easily be supported by a wealthy
contributor will reduce a poor one to extreme misery. The wealth of
nations is composed of several distinct elements, of which population
is the first, real property the second, and personal property the
third. The first of these three elements may be discovered without
difficulty. Amongst civilized nations it is easy to obtain an accurate
census of the inhabitants; but the two others cannot be determined with
so much facility. It is difficult to take an exact account of all the
lands in a country which are under cultivation, with their natural or
their acquired value; and it is still more impossible to estimate the
entire personal property which is at the disposal of a nation, and
which eludes the strictest analysis by the diversity and the number of
shapes under which it may occur. And, indeed, we find that the most
ancient civilized nations of Europe, including even those in which the
administration is most central, have not succeeded, as yet, in
determining the exact condition of their wealth.
In America the attempt has never been made; for how would such an
investigation be possible in a country where society has not yet
settled into habits of regularity and tranquillity; where the national
Government is not assisted by a multiple of agents whose exertions it
can command and direct to one sole end; and where statistics are not
studied, because no one is able to collect the necessary documents, or
to find time to peruse them? Thus the primary elements of the
calculations which have been made in France cannot be obtained in the
Union; the relative wealth of the two countries is unknown; the
property of the former is not accurately determined, and no means exist
of computing that of the latter.
I consent, therefore, for the sake of the discussion, to abandon this
necessary term of the comparison, and I confine myself to a computation
of the actual amount of taxation, without investigating the relation
which subsists between the taxation and the revenue. But the reader
will perceive that my task has not been facilitated by the limits which
I here lay down for my researches.
It cannot be doubted that the central administration of France,
assisted by all the public officers who are at its disposal, might
determine with exactitude the amount of the direct and indirect taxes
levied upon the citizens. But this investigation, which no private
individual can undertake, has not hitherto been completed by the French
Government, or, at least, its results have not been made public. We are
acquainted with the sum total of the charges of the State; we know the
amount of the departmental expenditure; but the expenses of the
communal divisions have not been computed, and the amount of the public
expenses of France is consequently unknown.
If we now turn to America, we shall perceive that the difficulties are
multiplied and enhanced. The Union publishes an exact return of the
amount of its expenditure; the budgets of the four and twenty States
furnish similar returns of their revenues; but the expenses incident to
the affairs of the counties and the townships are unknown. *k
k
[ The Americans, as we have seen, have four separate budgets, the
Union, the States, the Counties, and the Townships having each
severally their own. During my stay in America I made every endeavor to
discover the amount of the public expenditure in the townships and
counties of the principal States of the Union, and I readily obtained
the budget of the larger townships, but I found it quite impossible to
procure that of the smaller ones. I possess, however, some documents
relating to county expenses, which, although incomplete, are still
curious. I have to thank Mr. Richards, Mayor of Philadelphia, for the
budgets of thirteen of the counties of Pennsylvania, viz., Lebanon,
Centre, Franklin, Fayette, Montgomery, Luzerne, Dauphin, Butler,
Alleghany, Columbia, Northampton, Northumberland, and Philadelphia, for
the year 1830. Their population at that time consisted of 495,207
inhabitants. On looking at the map of Pennsylvania, it will be seen
that these thirteen counties are scattered in every direction, and so
generally affected by the causes which usually influence the condition
of a country, that they may easily be supposed to furnish a correct
average of the financial state of the counties of Pennsylvania in
general; and thus, upon reckoning that the expenses of these counties
amounted in the year 1830 to about $361,650, or nearly 75 cents for
each inhabitant, and calculating that each of them contributed in the
same year about $2.55 towards the Union, and about 75 cents to the
State of Pennsylvania, it appears that they each contributed as their
share of all the public expenses (except those of the townships) the
sum of $4.05. This calculation is doubly incomplete, as it applies only
to a single year and to one part of the public charges; but it has at
least the merit of not being conjectural.]