CHAPTER XVI.

DISPLACEMENT OF THE SYNTACTICAL DISTRIBUTION.

The reader who remembers and fully apprehends the wider meaning, which

in Chapter VI. we assigned to the terms (Psychological) ‘subject’ and

‘predicate,’ must realise how comparatively seldom the grammatical

categories of the same name coincide with the corresponding parts of the

thought to which the sentence is to give utterance. We defined the

subject as the expression for that which the speaker presupposes known

to the hearer, and the predicate as that which indicates what he wishes

the hearer to think or learn about it. Hence, as we saw, the sentence

theoretically consists of two parts; but, as each of these parts may be

extended, we get--if we indicate subject and predicate by the letters

_S_ and _P_ respectively, and the extensions by _a_, _b_, _c_, etc.--the

following scheme for a simple sentence: _Sabc_ + _Pdef_.

Now, in such a sentence, the grammatical subject, with all its

extensions, will correspond with the psychological subject, and the

grammatical predicate and its extensions with the psychological

predicate, _only in case_ the extensions of the subject are really no

more than additions made in order to specify the _known_ or

_presupposed_, and if the predicate contains nothing which serves any

further purpose than to convey the thought about that subject. But as

soon as to the subject-noun, for instance, an adjective is added which

conveys _new_ thought about the subject; or, again, as soon as the

object is indicated by a noun accompanied by a similar ‘additional’

qualification, then these additions or extensions become _ipso facto_

psychological predicates, and the sentence, grammatically simple,

becomes a psychologically complex one. Thus, suppose a good Charles and

a wicked Charles have been spoken of, and the latter is known to have

done something with his thick stick to the speaker; then, and then only,

can a sentence like _The wicked Charles has beaten me with his thick

stick_ be a psychologically simple one. In this sentence then, _The

wicked Charles_ is subject, _has beaten_ is predicate, and _with his

stick_ extension, and the psychological and grammatical divisions

coincide completely. But suppose that it was known that the same person

had beaten the speaker, but that the instrument was not known; or that

the action and the instrument were known, but not the recipient of the

blows: in this case the sentence, though remaining a simple one, would

at once cease to correspond in its grammatical parts to the

psychological divisions of (_a_) _Charles has beaten me_ (subject) +

_with his stick_ (predicate), or, (_b_) _Charles has beaten with his

stick_ (subject) + _me_ (predicate). In fact, if we wished to make the

grammatical form correspond to the divisions of that psychologically

simple statement, we should have to adopt a form grammatically complex;

such as _The instrument with which Charles has beaten me is his thick

stick_, or, _The person whom Charles has beaten with his thick stick is

I_, according to the circumstances of the case.

In any of the cases enumerated above, the psychological subject and

predicate were simple. But suppose that the hearer was not aware that

anything had happened, nor could be supposed to have any predisposition

to call the individual in question ‘wicked.’ Then, though the sentence

remains grammatically a simple one, we really get the following complex

PSYCHOLOGICAL analysis:--

1. Subject: _Charles_

Predicate: _is (in my opinion) wicked_.

2. Subject: _The wicked Charles_

Predicate: _has beaten_.

3. Subject: _The object of that beating_

Predicate (with copula): _is I_.

4. Subject: _The instrument with which that beating was inflicted upon me_

Predicate (with copula): _is a stick_.

5. Subject: _That stick_

Predicate (with copula): _is thick_.

While, therefore, the scheme could grammatically be symbolised _aS_ +

_Pbc_, we should have to symbolise the psychological analysis somewhat

as follows:--

_P_ + _S_

{_____}

_S´_ + _P´_

{_______}

_S´´_ + _P´´_

{_________}

_S´´´_ + _P´´´_

{___________}

_S´´´´_ + _P´´´´_

{_____________}

At first sight this may seem far-fetched and uselessly refined, but the

student will find that it is desirable to force himself in some such

manner to fully realise the absolute inadequacy of our grammatical terms

and distinctions when we apply them to psychological questions: and to

realise, also, the vagueness with which long habit has taught us to be

satisfied in our modes of expression, and in our constructions for

various thoughts, differing essentially, though perhaps not always

widely.[160] It is the full conception of the somewhat haphazard nature

of our constructions which will help us to understand how uncertain and

how different in various speakers must, on the one hand, be the

correspondence between the grammatical and psychological subject and

predicate; and, on the other, how vague must often be the distinctions

between the parts of our sentences, and how varying the grouping of

these parts, as we more or less consciously conceive of them as

connected or as ‘belonging together.’ All is here fluctuating and

indefinite. Thus, as a rule, the word _is_ in sentences like _He is

king_, _He is subject_, is mere copula, and _king_ the real predicate;

though, when we utter the same words in order to state that _he_ and no

one else occupies the throne, _he_ becomes psychologically predicate,

and _king_, or rather _is king_, becomes subject, whatever the

grammatical form of the sentence may seem to prove to the contrary.

Again, in _He_ IS _king_ (_i.e._ now, and not only going to be so), _he

as king_ is subject, _is (now)_ predicate.

Psychologically, the idea of the copula as mere link between subject and

predicate is far more extensive than ordinary grammar admits. Thus, in

_What is the matter with him? He has got the toothache_, the predicate

of the latter sentence is _the toothache_, _has got_ is copula.

In _Will he be quick, do you think? Oh yes, he was running very

quickly_, the words _was running_ are a mere copula, unless, emphasised

by stress of accent, they are made to convey the specially desired

statement that the person spoken of _ran_, and did not walk slowly or

ride, etc., in which case they are a true predicate.

We have here illustrated how one of the means for distinguishing the

predicate from the other parts of the sentence is found in _accent_ or

_stress_.

But we do not invariably thus emphasise our predicate. An interrogative

pronoun, for instance, is always a psychological predicate. If we ask

_Who has done this?_ we usually lay our stress on _done_ or on _this_,

though these words, being mere expressions for the observed and known

fact, contain the psychological subject, and the unknown person

indicated by _who_ is the predicate sought for by the questioner.

There exist other elements of speech which are regularly subjects or

predicates; for instance, a demonstrative referring back to a

substantive previously expressed and commencing a sentence, is

necessarily a psychological subject, or part of it: _I know those men

are my enemies: them I despise_. A relative pronoun, of course, has the

same function: _there is a man whom I respect highly_. Again, every

element of a sentence whose connection with the rest is denied by means

of a negative particle is generally a psychological predicate; as,

_Yield not me the praise_ (Tennyson) = ‘The person to whom praise is due

is not I.’ _But not to me returns day_ (Milton, Par. Lost, iii. 41) =

‘Day returns to many, but among those is[161] not I.’

This, of course, includes any words expressing the contrast with the

negatived element: _Give not me but him the praise_ = ‘The person to

whom praise is due is not I, (but) he.’

Besides emphasis, we have, in so-called inverted constructions, the

means of characterising any part of a sentence as subject or predicate.

Thus: _One thing thou lackest_ (Mark x. 21) = ‘One thing there is which

thou hast not.’ ‘_No pause of dread Lord William knew_’ (Scott, Harold,

v. 15) = ‘Not a pause of dread existed which Lord William knew’ = ‘Not a

pause of dread was made by Lord William.’

A means of establishing correspondence between the grammatical and

psychological predicate has been incidentally illustrated in the

foregoing discussion. It is the periphrastic construction with _is_, of

which instances are very numerous. _It is to you, young people, that I

speak_; _What I most prize in woman, is her affections, not her

intellect_ (Longfellow); _It is thou that robbest me of my Lord_

(Shakespeare, 2 Hen. VI., IV. ii.); _It was not you that sent me hither,

but God_ (Gen. xlv. 8).

This construction is quite common in many other languages:

French--_C’est a vous que je m’adresse_ (= ‘It is to you that I myself

address’); German--_Christen sind es, die das getan haben_ (lit.

‘Christians are it, that that done have’ = ‘It is (the) Christians that

have done this’).

In English, another construction often serves the same purpose: _As to

denying, he would scorn it_; _As for that fellow, we’ll see about him

to-morrow_. Or (with the psychological subject simply in the nominative,

without any verbal indication of its connection with what follows),

_Husband and children, she saw them murdered before her very eyes_; _My

life’s foul deed, my life’s fair end shall free it_ (Shakespeare, Rape

of Lucr.); _The prince ... they will slay him_ (Ben Jonson, Sejanus,

III. iii.); _That thing, I took it for a man_ (Lear, IV. vi. 77).

_Antipholus, my husband ... this ill day a most outrageous fit of

madness took him_ (Com. of Errors, V. i. 138). When, in this

construction, the words which head the sentence stand for the same thing

as the subject pronoun of the following clause, the result, of course,

is not a readjustment of the parts, but an (often useless) emphasis: cf.

_John, he said so_; _The king, he went_, etc. When the psychological

subject would, in the simpler constructions appear as a genitive, this

is indicated by the pronoun standing, in that case, e.g., _’Tis certain

every man that dies ill, the ill is upon his head_ (Henry V., IV. i.

197). _That they who brought me in my master’s hate, I live to look upon

their tragedy_ (Rich. III., III. ii. 57); _And vows so born, in their

nativity all truth appears_ (Mid. Night’s Dream, III. ii. 124).

In Chapter VI. we have discussed the point that in reality an adjective

is psychologically a predicate: an expression like _The good man_

containing, in fact, a statement that the man is good. There is a

construction, however,--and one, too, not unfrequent,--in which the

adjective contains the psychological and logical subjects; e.g., _The

short time at my disposal prevented me from calling upon him_--‘The

shortness of the time prevented,’ etc. Though this construction may

perhaps be due to a contamination between, say, _The shortness of the

time prevented_ and _The short time did not allow_, it still remains

certain that in the construction, as it stands, a displacement has

occurred.

It might _a priori_ be expected that all this uncertainty and vagueness

would cause parts of a sentence which grammatically belong together to

cohere but loosely, and eventually to get separated, whilst other

grammatical connections, which at first did not exist, would thereby

arise. It is clear, for instance, that in the sentence _I sit on a

chair_, the preposition _on_ is as closely connected with the verb _to

sit_ as with the noun _a chair_. Nay, it may be said that the ties which

connect it with the noun in this and similar cases must once have been,

and perhaps in the linguistic consciousness of some speakers still are,

stronger than those between the preposition and the verb. This would

appear from the fact that the various prepositions used to govern in

English--as they still do in German, for instance--various cases, while

these ties would be strengthened by the common occurrence of the

preposition with a noun, unaccompanied by any verb; e.g., _That book

there on the chair_; _The man in the garden_, etc. It is, however,

evident in many constructions that the noun has separated from the

preposition, and that the latter has entered into closer connection with

the verb. We owe to this, _e.g._, the Latin and German ‘compound verbs,’

as _excedere_, ‘to go out from,’ _anliegen_, ‘to be incumbent on,’ etc.,

which used to govern, or still do govern the case which would have

followed the preposition if used immediately before the noun and

detached from the verb. In English, this or a similar displacement has

given rise to such constructions as _And this rich fair town we make

him lord of_ (K. John, II. i. 553); _a place which we have long heard

of_; _Washes of all kinds I had an antipathy to_ (Goldsmith); _Logic I

made no account of_ (Smollett, Rod. Random, 6); _This house I no more

show my face in_ (She stoops to conquer, IV.); _The false paiens stood

he by_ (P. Langtoft).

A careful study of the above examples will show that in these and

several of the following, the construction has the effect and is most

likely due to a desire of bringing the psychological subject to the head

of the sentence. It is at present chiefly employed in relative and

interrogative clauses, and in sentences in the passive voice: _The

intended fire your city is ready to flame in_ (Coriolanus, V. 2); _An

idle dare-devil of a boy, whom his friends had been glad to get rid of_

(Green, Short History, p. 732); _Stories of the lady, which he swore to

the truth of_ (Tom Jones, bk. xv., ch. 9); _He was such a lover, as a

generous friend of the lady should not betray her to_ (ibid., xiii. 2);

_A pipe in his mouth, which, indeed, he seldom was without_ (ibid., ii.

2): _The eclipse which the nominal seat of Christianity was under_

(Earle, Anglo-Saxon Liter., p. 25); _Such scruple of conscience as the

terrors of their late invented religion had let them into_ (Puttenham,

Arte of Poesie, Arber’s reprint, p. 24); _An outrage confessed to on a

death-bed_ (Liv. Daily Post, Aug. 1, 1884, p. 5, col. a.); _He was

seldom talked of_, etc. _What humour is the prince of?_ (Hen. IV., II.

iv).[162]

In the sentence _I will never allow you to read this book_, there is no

doubt that every speaker feels _this book_ as object of _read_, and

_read this book_ as object of _allow_. If, however, in order to make

_this book_ if it is psychological subject, appear also as the

grammatical subject, we say _This book I shall never allow you to read_,

we can very well understand how a speaker’s linguistic sense may come to

connect _this book_ directly as object with the entire group _allow to

read_, nay more, with the verb _allow_; as if it stood for _I will never

allow you this book to read_. This may arise all the more easily that,

in a clause like _I have to read this book_, the words _this book_ are

historically the object of _have_ and not of the infinitive _to read_,

and that, in the form _this book I have to read_, the noun is in close

proximity to its historical government _I have_. Hence, such

transference of government from the infinitive to the group _finite

verb_ + _infinitive_ and finally to the _finite verb_ has occasionally

really taken place, as can be shown by the way in which such clauses

have sometimes been turned into the passive voice. A sentence like _The

judge allowed them to drop the prosecution_ can, strictly speaking, be

turned into the passive only in one or other of the following ways:

_They were allowed to drop the prosecution_, or, _The judge allowed that

the prosecution should be dropped_; in each of which cases, the object

of the verb has become the subject of the same verb in the passive

voice. If, however, aided by such constructions as _The prosecution

which the judge allowed them to drop_, the object (_prosecution_) of the

verb _to drop_ becomes, first, object of the syntactical combination

_allow to drop_, and, finally, in the illogical thinker’s consciousness

or linguistic sense, object of the verb _to allow_,--there may arise a

passive construction something like the following: _The prosecution

which was allowed to be dropped_. This construction is indeed incorrect

in English, but its parallel may be occasionally heard from careless

speakers, and a careful study of it will illustrate and make

intelligible such phrases as the German, _Hier ist sie zu spielen

verboten_, literally = ‘Here is she (_i.e._, Minna _v._ Barnhelm,

_i.e._, the play of that name) to play forbidden’ = ‘Here it has been

forbidden to play her (_sc._ it),’ as passive of ‘They have forbidden to

play it here;’ _Die stellung des fürsten Hohenlohe wird zu untergraben

versucht_ = ‘The position of the Prince Hohenlohe is to undermine

attempted’ = ‘An attempt is being made to undermine the position, etc.;’

or again, the Greek χιλίων δράχμων ἀπορρηθεισῶν λαβεῖν (Demosthenes),

lit. ‘One thousand drachms having been agreed to receive’ = ‘It having

been agreed that I should receive one thousand drachms.’ Similarly, the

Latin _Librum legere cœpi_ = (‘I begin to read the book’) is turned into

the passive, _Liber legi cœptus est_ = (‘The book to be read has been

begun’), the perfect parallel of our somewhat fictitious English

example.

In our examples, ‘He has got the toothache,’ etc., we saw that the

grammatical predicate often has, in reality, no other psychological

function than that of mere copula, or, as it is often called, connecting

word. The regular and constant use of certain words in that manner has

led some grammarians to group these together as a separate grammatical

category, a grouping or distinction to which many others vigorously

object. The view which one takes in this question is mainly influenced

by (_a_) what we call a ‘connecting word,’ and (_b_) a clear distinction

between the grammatical form and the function of a word. Now, a

connecting word is a word which serves to indicate the connection

between two ideas or conceptions, and which accordingly can neither

stand alone, nor have any definite sense if placed with only one such

conception. Such a connecting word between subject and predicate we have

in the verb _to be_, the copula, in most of its uses. It is said by some

that the word _is_ never has any other function than that of true

predicate, and that the predicatival adjective or noun is always to be

considered a determinant of the predicate. This, whilst true as to

grammatical _form_, is certainly incorrect as to _function_. In the

first place, we have already discussed (Chap. VI.) how sentences like

_Borrowing is sorrowing_, contains no less, but also no more than

_Borrow sorrow_, in which the latter word contains the true psychologic

predicate. Further, if we were to attribute to the word _is_ in such

sentences the same force as, for instance, in _God is_, i.e., _God

exists_, we should necessarily have to explain a sentence, _This is

impossible_, as ‘This exists as something impossible;’ which every one

will at once perceive to be nonsense.

We must recognise in sentences like _Borrow sorrow_ an original

construction, by the side of which there sooner or later arose clauses

truly denoting existence, such as _God is_, or even _God is good_, in

which, at first, _is_ had its full meaning of _exists_, and _good_ had

consequently such the function of an adverb. When once, in the latter

and similar sentences, a displacement and redistribution of the function

began to take place, and the adjective _good_ (or, _e.g._, the noun

_king_ in _He is king_) acquired the force of a true logical predicate,

the fuller construction with the copula _is_ more and more frequently

ousted the shorter one, which had no such link between subject and

predicate. The reluctance of some grammarians to admit this is perhaps

partially due, also, to the fact that the copula has always retained the

full inflectional forms of a true predicatival verb. Hence they did not

so easily realise the displacement which had occurred--a displacement

which, in other sentences, where the part thereby affected is

flectionless, is easier to demonstrate.

We shall first discuss one more instance of how a displacement affects

inflected parts of speech, and then one or two in which the words

concerned have no longer any inflection to connect them with other

forms, and to protect them from isolation and change of function.

In the sentences _I make him_ and _I make a king_, we have two

accusatives of slightly different functions: the one indicating the

OBJECT of the action (_him_), and the other indicating the RESULT of the

action (_a king_). If the two statements be now combined, then, applied

as they are to convey to the hearer the two distinct pieces of

information as to the object and as to the results of the action, both

of which were previously unknown to him, we have undoubtedly one verb

with two distinct and equipoised accusatives. But assuming that either

the object of the action or the result is already known, it is then only

the other member of the pair which has the full predicatival force,

whilst the former inevitably enters into a closer relationship with the

verb. The member which retains the full force of a predicate becomes

predicate to the group; nay, even--as in our example, where the verb

cannot be taken in its literal meaning--the one noun becomes almost a

predicate to the other, _I make him king_ being very similar in meaning

to _He becomes king through my agency_. If this is the correct

explanation of the origin of similar constructions, we must perhaps

consider the use of an adjective as second accusative as due to analogy

with this use of the noun. We must not forget, however, that the line of

demarcation between adjective and noun was once very much more vague and

indefinite than it is now.

In a similar way, the sentence _I teach him to speak and I declare him

to be an honest man_ must be a combination, with consequent displacement

of relation, of two independent clauses--the one with a noun, or the

equivalent thereof, and the other with an infinite as object. It is thus

we explain the origin of the Latin accusative with infinitive.

An example of displacement, or re-arrangement of relations, is next

furnished by the origin and history of our correlatives _either_, _or_,

_both_, _and_. _Either_ means originally (A.S. _ægðer_, contracted from

_æghwæðer_ = _á_ + _ge_ + _hwæðer_) _one of two_, so that _either he or

you_ is really = _one of the two_; _you or he_, where the word _either_,

as it were, sums up or comprehends the whole of the following

enumeration. It stands, therefore, in syntactical relation to both the

members of the clause which are connected (or contrasted) by _or_; but

is now usually felt as connected with the first only, the sentence being

divided as _either he_ + _or you_. Similarly, _both_ means _two

together_. Hence _both you and I_ originally had the full force of _the

two together_, i.e., _you and I_. The word which stood in syntactical

relation with the pair has therefore, as in the former case, become

co-ordinate with the word _and_, which once formed part of the group it

governed, and we now feel and explain expressions like our examples as

consisting of the two groups, _both you_ + _and I_.

In the last two examples the words are now flectionless, and have

become, when used in such constructions, connecting words, a change

entirely owing to such displacement of relationship between the parts of

the sentence as we have been studying in this chapter.

In the discussion of our example on page 270 we noticed how even a

grammatically simple clause might in reality be a logically complex one.

_Vice versâ_, a clause logically simple may be expressed by a

grammatically complex sentence. _I asked him after his health_, as an

answer to _What were you asking him?_ is a psychologically and

grammatically simple sentence.[163] The answer might, however, without

in the least degree altering the thought expressed, have been cast in

the form _I asked him how he was_--a grammatically complex sentence.

Again, logical independence and grammatical co-ordination do not by any

means necessarily go together--a sentence like _He first went to Paris,

whence he proceeded to Rome, where he met his friend_ being in form

complex with main and subordinate clauses; in meaning, however,

equivalent to an aggregate of three co-ordinate ‘main’ clauses: _He

went_ + _from there he proceeded_ + _there he met_.

Nay, it occasionally happens that syntactical form and logical function

are in direct opposition. Thus, _e.g._, in _Scarcely had he entered the

house, when his mother exclaimed, There is John!_ what is logically the

main clause has the grammatical or syntactical form of a subordinate

one.

It cannot now, therefore, seem strange that in syntax we also meet with

the parallel of the process which gave birth to such words as _adder_,

_orange_, _newt_, and _nickname_. _Adder_, cf. Ger. _natter_, Icelandic

_naðr_, was in Anglo-Saxon _nædre_. Similarly, _orange_, derived from

the Persian _nâranj_, was originally preceded by an _n_. In the

combination with the indefinite article _a_ or _an_ (the older form)

this _n_ was thought to belong to the article only, and the sound-groups

_anorange_, _anadder_ were wrongly split up into _an_ + _orange_, _an_ +

_adder_. On the other hand, the groups _anekename_ (really _an_ +

_ekename_) and _anewt_ (really _an_ + _ewt_) were erroneously broken up

into _a_ + _newt_, _a_ + _nickname_.[164]

A precisely similar occurrence in syntax has given us our conjunction

_that_. _I know that_ (= ‘I know this thing’) + _he can sing_, when

combined into the group of subject _I_, predicate _know_, object

(double, the one part being explanatory of the other) _that_ and _he can

sing_, gradually became divided, or divisible for the linguistic

consciousness, into _I know_ + _he can sing_, with the conjunction

_that_ for connecting word.

In some cases the correspondence between psychological and grammatical

distribution is so incomplete, the subordinate and main clauses are so

interwoven in the grammatical form, that it becomes impossible to

separate the parts in our ordinary analysis. This happens more

especially when a part of the grammatically subordinate clause really

contains the psychological subject, and when, consequently, that part,

with a construction similar to that discussed on page 274 is put at the

head of the clause. When, in the sentence _I believe that something will

make you smile_, the word _something_ expressed the psychological

subject, Goldsmith emphasised this fact by writing, _Something, that I

believe will make you smile_; cf. Milton’s _Whereof I gave thee charge

thou shouldst not eat_; _With me I see not who partakes_, etc. This

arrangement, then, places the main clause between parts of what is

grammatically the subordinate one. In not a few cases confusion or

uncertainty may, then, arise as to whether the words which head the

sentence must be considered as belonging to the subordinate clause or as

governed by the verb of the main clause. If we say _The place which he

knew that he could not obtain_, we may hesitate as to whether _place_ is

really object to _knew_ or to _obtain_. We can, and often do, avoid this

ambiguity and intermixture of main and subordinate clauses by a kind of

double construction, like _The place, of which he knew that he could not

obtain it_.

Introduction to the study of the history of language · 第 8 / 16 章