CHAPTER XI.

THE FORMATION OF NEW GROUPS.

The effect of sound-change is to produce differences in language where

none previously existed; but it likewise tends to cancel existing

differences, and to cause forms originally distinct to resemble each

other or actually to coincide. Now, symmetry and uniformity are clearly

an aid to the memory, when attained by the abolition of useless and

purposeless differences. It is, for instance, in English, far simpler to

state, and far more easy to remember the statement, that all plurals are

formed by adding _s_ to the singular, than that some are formed in _-n_,

or _-en_, or by such modifications as _man_, _men_; _foot_, _feet_;

etc.: and it is therefore a gain to language when such forms as _shoon_,

_eyen_, etc., disappear in favour of such forms as _shoes_, _eyes_, etc.

On the other hand, the cancelling of such differences when they serve to

mark different functions is naturally disadvantageous and tends to

obscurity. When a sound which marked such a functional difference

disappears, or when of two words or forms which had different meanings

one becomes obsolete, and the other is employed to do service for both,

it is clear that language cannot but be the loser by dispensing with an

important aid to clearness and distinction. Thus, of the two forms _mot_

and _moste_, the former has now disappeared, and the latter, in the

form _must_, serves to indicate both the present and the past tense. The

effect of this ambiguity is that where we wish to clearly indicate the

past of _must_, we have to employ some idiom in which _must_ has no

place; as ‘was obliged to,’ ‘had to,’ ‘was constrained to,’ etc.

Similarly, the loss of the plural _s_ in very many French nouns (which

_s_, though still written, is seldom sounded) would create ambiguity

were it not that the difference of the article attached to the noun

marks the difference, and to a large extent remedies the evil; cf.

_l’ami_, _les amis_.

The remedy, however, for such obscurity is not always to be found in the

context. Sometimes, indeed, the evil brings its own cure; changes arise

which enable the necessary distinctions to be once more felt and

maintained, creating new forms by analogy with other forms (see Chapter

V.): but, on the other hand, it frequently occurs that the evil remains,

and a confusion follows in the grouping of the words; which grouping, as

we have seen, is all-important in the life history of the members of the

group.

We must in this chapter endeavour to study some of the results of this

confusion, and consequent re-arrangement in the groups; and to

distinguish the cases where similarity caused by phonetic development

affects the matter-groups from those where the modal-groups are

influenced.

I. i. There are many cases where words connected neither by etymology

nor by signification fall into the same form.

Still, in spite of this similarity in form, the words remain perfectly

distinct in the linguistic consciousness of a speaker of ordinary

intelligence. Such are, _e.g._,--

1. _a. Hale_, in such a phrase as _hale and hearty_. This word is of

Scandinavian[94] origin (cf. Icelandic _heill_), and represents the

Anglo-Saxon _hál_, to which word we owe the misspelt word _whole_. _b._

_Hale_, ‘to drag,’ found in Middle-English as _halien_.

2. _a. Whole_ = A.S. _hál_; see above. _b. Hole_ = A.S. _hol_, ‘a

cave.’[95]

3. _a. Grave_ (A.S. _gráfan_). _b. Grave_ (Fr. _grave_, Lat.

_gravem_).[96]

4. _a. Cope_ (O.Fr. _cape_). _b. Cope_ (Dutch _koopen_ = to

_bargain, to chaffer, to buy, to vie with_).

5. _a. Stile_ (A.S. _stigel_). _b. Stile_ (commonly misspelt

_style_, Lat. _stilum_).

6. _a. Well_, adverb (A.S. _wel_). _b. Well_, noun (A.S. _wella_).

7. _a. Arm_ (Lat. _arma_). _b. Arm_, the limb, cognate with Ger.

_arm_.

8. _a. Lay_ (A.S. _lecgan_). _b. Lay_ (O.Fr. _lais_, ‘song’).

9. _a. Pale_ (Fr. _pal_, Lat. _pāum_). _b. Pale_ (Fr. _pâle_, Lat.

_pallidum_).

10. _a. Elder_, the tree (A.S. _ellarn_). _b. Elder_, ‘older.’

It would, of course, be possible to extend this list to almost any

length; but this would be useless for our purpose, which is to

investigate solely those cases in which similarity causes confusion.

This happens where the difference in origin and meaning is lost sight

of. It is naturally impossible to draw a hard and fast line of

demarcation between the case just discussed and that which we are about

to exemplify, as one speaker may keep distinct what another may confuse

or treat as identical. Still, no one, we may fairly say, unless he be a

student of language, or unless he has been expressly informed, is aware

that in a phrase like _The ship is bound for London_, the word _bound_

employed by him has absolutely no connection with the past participle of

the verb _to bind_. In the first case, _bound_ is of Scandinavian

origin, and meant originally _ready_, _prepared_; cf. the Icelandic verb

_búa_, perf. part, _búinn_, ‘to prepare.’ Similarly, few ordinary

speakers can explain, or indeed realise, the existence of the

distinction in meaning between _shed_, ‘a hut’ (a doublet of _shade_),

and _shed_ in _water-shed_, when derived from the A.S. _scéadan_; or

that between _sheer_, allied to Icelandic _skærr_, ‘bright,’ and

_sheer_, akin to Dutch _scheren_, ‘to shave.’ Thus, again, many might

suppose that some etymological connection existed between _hide_, ‘a

skin’ (A.S. _hýd_, akin to Ger. _haut_), and _hide_, ‘to conceal’ (A.S.

_hídan_); while others, when told that _hide_ also served as the name

for a certain measure of land, might naturally even suspect some

allusion to the famous legend of the foundation of Byrsa or Carthage.

The A.S. noun _setl_ (a seat) and the verb _settan_ survive both in the

word _settle_ and in _to settle_. In employing, however, the word in ‘to

settle a dispute,’ we have a word of very different origin: the A.S.

_sacu_, ‘a quarrel,’ ‘dispute,’ ‘lawsuit’ (surviving in ‘for my _sake_’,

etc.), existed side by side with a verb _sacan_, ‘to strive,’ or

‘dispute:’ akin to this, we find _saht_, a substantive which owes its

meaning, ‘reconciliation,’ to the development _lawsuit_, _adjustment by

lawsuit_, etc. Again, derived from this we have the verb _sahtlian_, ‘to

reconcile,’ which, at a later period, occurs in the forms _saztlen_ and

_sattle_.[97] When this verb ceased to be understood, confusion with the

other verb _to settle_ = _to fix_, _to arrange_, arose, and the two

forms ‘flowed together, just as two drops of rain running down a

window-pane are very likely to run into one.’[98] Another instance of

this nature is discussed by Professor Skeat, s.v.; viz., _sound_ = A.S.

_sund_, akin to the Ger. _(ge)sund_; _sound_, ‘a strait of the sea,’ and

_sound_’ M.E. _soun_, Anglo-Fr. _soun_ or _sun_, Lat. _sonum_.

ii. Such forms, where phonetic development brought about merely a close

resemblance without producing perfect similarity, and where, as a next

step, one or other of the set of words underwent some change more or

less violent in consequence of its supposed connection with the rest,

are peculiarly instructive, proving as they do the confusion which arose

in the minds of the speakers who thus combined what was distinct and

unconnected. In these cases we have entered upon the domain of ‘popular

etymology,’ to which we have already incidentally alluded.

It does not, however, always follow that the supposed connection in

meaning--in other words, the coalescence of elements of different origin

into a single material group, brings about the further change in form;

at this period nothing but the linguistic consciousness of the speaker

can decide whether the ‘popular etymology’ is or has been at work. Of

course, as long as the etymology of the different words in the set is

clearly understood by the speaker, there can be no question as to the

connection, but when one or more of the members of the set is no longer

understood in its historical bearings, it is possible for a new grouping

to arise.

Let us take, as an instance, the word _carousal_. This bore originally

the sense which it bears in the Parisian name of the _Place du

Carrousel_, viz. a tournament or festival. It was confused with the word

_carouse_ (Ger. _gar-aus_ = properly ‘quite out,’ _i.e._ ‘empty your

glasses’); and at present our word _carousal_ represents both. The

Anglo-Saxon word _bonda_ meant a boor, or householder. His tenure

appears expressed in Low Latin by the word _bondagium_, and it is only

to a supposed, but wholly erroneous connection with _bond_ and the verb

_to bind_, that our present word _bondage_ owes its sense of

_servitude_.

The Fr. _sursis_ gave us, before its final _s_ had ceased to be

pronounced, our verb _surcease_, which most speakers now look on as a

compound of _cease_ (Fr. _cesser_).[99] _Wiseacre_, really derived

through the Dutch from the Ger. _wízago_ (A.S. _witega_, ‘a prophet’),

was already, while on its way to England, misunderstood in Holland, and

taken to be a compound of _wise_. In Dutch, a verb _wys-seggen_ and a

noun _wys-segger_ (‘to speak wisely’ and ‘a wise sayer’) were formed,

and modern German as well possesses the word _weissagen_, ‘to prophesy.’

This _wys-segger_, when it reached England, could no longer be

understood as a derivative from the verb _secgan_, which in English had

already lost its guttural and had become _(to) say_; and thus popular

etymology altered the second part of the supposed compound into the

meaningless _acre_. The Fr. _surlonge_, the piece of meat ‘upon the

loin’ (Lat. _super_, Fr. _sur_, and Lat. *_lumbea_, from _lumbus_, Fr.

_longe_), became in English the _surloyn_ in the time of Henry VI. This

was no longer understood; the word was accepted as a compound with the

word _sir_, and thus the fable was invented of the ‘merry monarch’

knighting the loin.[100] The _berfroit_ or _belefreit_ of Old French is

of German origin, and signifies a watchtower. The word had ceased to be

understood, and its origin was forgotten; but, as many towers contained

a bell or a peal of bells, a supposed connection with these bells caused

the word to be changed into _belfry_. The spelling is affected in

_sovereign_, where the _g_ is due to a supposed connection with _to

reign_ (_régner_, _regnare_); the real derivation being from _soverain_

(_superaneum_), and the word being correctly spelt _sovran_ by Milton.

Further instances are _lance-knight_ (= _lanz-knecht_ = _landes knecht_

= ‘the _knight_, _i.e._ the _man_-of the _land_,’ ‘the servant of his

country’); _cray-fish_ (= _écrévisse_); _shamefaced_ (really

_shamefast_, like _steadfast_), etc.

In other cases of rarer occurrence than those which we have discussed, a

significant part of a compound assumes the form of a mere derivative.

This has occurred in the case of the word _righteous_, taken to be a

derivative from some French adjective in _-eux_, Lat. _-osus_, though

really due to _right-wise_, a compound like _otherwise_. It is natural

that Proper nouns, where there is no connection or only a fanciful one

between the word and its meaning, should be more liable to such

transformations than others; so the _Rose des quatre saisons_ appears as

the _quarter-sessions rose_, the _asparagus_ appears as _sparrow grass_,

the ship _Bellerophon_ becomes the _Billy ruffan_,[101] the _Pteroessa_,

the _tearing hisser_. We may perhaps add here a word like _liquorice_,

which, though the name, rightly understood, is descriptive, has become a

mere proper noun. Originally from _liquiritia_, itself a corrupt form of

_glykyrrhiza_ = ‘a sweet root,’ it has, as its spelling shows, become

connected with _liquor_,[102] while those who deemed this impossible

preferred to explain the word as connected with _to lick_.[103]

II. Important, then, as the part played by phonetic development is in

bringing about the formation of new material-groups, it has made its

influence felt more widely still in the modal grouping of the various

systems of inflection.

Here, again, two cases should be distinguished: (1) when forms which

have had identical functions come to coincide: (2) when such coincidence

occurs in the case of forms that have had different functions.

1. The cancelling of diversities in form or in inflection when such

inflection indicated no difference in function must obviously on the

whole be set down as a gain to language: simplicity is gained thereby

without any loss in clearness. This gain, however, is only effected

when the abolition is complete; should the abolition be partial only,

simplification may be gained at the expense of a new confusion.

We have an example of such a complete process of cancelling in the

terminations _er_ and _est_ in the comparative and superlative of

adjectives. In Gothic the comparative was formed either with the suffix

_iz_ or _ôz_, the superlative with _ist_ or with _ōst_; and, except,

indeed, that the forms in _iz_ and _ist_ were more common than those in

_ôz_ and _ôst_, and that the latter are found only with stems in _a_, no

rule can be given for their occurrence. Thus _mānags_ (an _a_ stem) has

in its comparative _managiz-a_, superlative _managists_; _alðeis_ (_ja_

stem) _alðiza_, _alðists_; _hardus_ (_u_ stem), _hardiza_, _hardists_;

but _frôðs_, _frôdôza_, _frôdôsts_; _arms_, _armôza_, _armôsts_.[104] In

Old High German there was a similar uncertainty. Here the _z_ of Gothic

appeared as _r_ in the comparatives,[105] and while _salîg_ has for its

comparative _salîgôro_ and its superlative _salîgôsto_, we find

_(h)reini_, _(h)reiniro_, _(h)reinisto_.[106] In Anglo-Saxon we find

already but a single termination for the comparative, viz. _ra_; but the

two forms of superlative are still extant in _ost_ and _est_; _earm_,

_earmra_, _earmost_; _heard_, _heardra_, _heardost_; but _eald_,

_ieldra_ (with _umlaut_ or modified vowel),[107] _ieldest_. Our forms

_hard_, _harder_, _hardest_; _old_, _older_, _oldest_; _silly_,

_sillier_, _silliest_, etc., are clearly a further step in the right

direction of simplicity in system.

The convergence is, however, not always complete: sometimes it happens

that two systems coincide; and this coincidence may be (1) in ALL FORMS

but only in SOME WORDS belonging to each system; or, again, (2) it may

manifest itself in ALL WORDS but only in SOME FORMS; and, lastly, this

coincidence may affect (3) only SOME WORDS in SOME FORMS of two

converging systems.

In the case of (1) the convergence is complete and irrevocable, and

words which formerly belonged to one system have simply parted company

with it, and have definitely joined the other to which they were

assimilated. In the cases, however, of (2) and (3), confusion must

arise, and further development must be looked for. We find a good

illustration of this confusion and of its development in the history of

the Teutonic declensions. In the case of these, as of other

Indo-European languages, the declensions differed as the stems of the

words terminated in a consonant or a vowel; and amongst the latter,

again, we must draw distinctions between the declension of stems in _a_,

(_o_), _i_, and _u_. In the _a_ declension, again, a subdivision arose

for _pure a_, _ja_, _wa_, and _long ā_ stems. These different

terminations of the stems are, for instance, clearly preserved in Gothic

dat. and acc. plur. _dags_, _dagam_, _dagans_; _gasts_, _gastim_,

_gastins_; _sunus_, _sunum_, _sununs_; and (with Gothic _ō_ instead of

_ā_) _gibā_, _gibōm_, _gibōs_. In the oldest forms of Scandinavian, the

so-called Ur-Norse, also, we find the vowels preserved in the nominative

singular, _holingar_, _erilar_, etc., _gastir_, _staldir_, etc.,

_haukoður_, _warur_:[108] but even in these, the oldest forms of the

Teutonic dialects accessible to us, the various systems were confused;

and it is the study of Comparative Grammar that we have to thank for the

distinction between the different classes; and, again, it is only owing

to the light shed on the subject by the comparison with Latin, Greek,

and Sanskrit cognates, that we are enabled in some instances to decide

to which of these classes any given word belongs. The ‘wearing down’ of

the various terminations produced here identity, elsewhere close

resemblance of many cases in many words, while in other cases the

influence of the preceding letter made itself felt, and a difference in

declension arose for the _a_ stems: this difference depending on whether

the _a_ was preceded by a consonant _i_ (_j_) or _w_. Where phonetic

development had caused some of the cases to agree, other cases soon

followed suit, and thus we find, for instance, that even in Gothic the

entire singular of _i_ declension has already become identical with that

of the _a_ stems:--

_a_ stem. _i_ stem.

Sing. Nom. _dags_ _balgs_

Gen. _dagis_ _balgis_

Dat. _daga_ _balga_

Acc. _dag_ _balg_

Voc. _dag_ _balg_

Plur. Nom. _dagôs_ _balgeis_

Gen. _dagê_ _balgê_

Dat. _dagam_ _balgim_

Acc. _dagans_ _balgins_.

As a consequence of this, numerous words which cognate languages prove

to belong to the _i_ declension are nevertheless entirely declined like

_a_ stems in Gothic; and even in the very few Gothic texts which we

possess, and though these are derived from one source only, we meet with

words evidencing the fact that Ulfilas himself (or, it may be, his

copyist) was sometimes confused as to the declension usually followed by

some word in his own language. Thus, in case of _wêgs_ (a wave), we find

norm plur. _wêgôs_, but dat. plur. _wêgim_; so too, the dat. plur. of

_aiws_ is _aiwam_, while the accus. is _aiwins_. In Old High German the

coincidence in termination between these two schemes goes further, and

extends over _all cases_; but since--in such words as had _a_, _o_, or

_u_, in the preceding syllable--_umlaut_ had been produced in the plural

by the _i_ of the stem, only those words whose stem vowel would not

admit of _umlaut_ or _modification_ became throughout identical with the

_a_ declension. Where the reverse was the case, the words naturally

remained distinct in the plural, and a further development arose; viz.

that this _umlaut_ in the plural began to be regarded as a sign of that

number, and to be used for the purpose of marking it even in words whose

etymology afforded no justification for the change, _e.g._ in _hand_,

_hände_, which word originally belonged to the _u_ declension. See also

our remarks in Chapter V. pp. 87 and foll.

2. So far, in every case which we have discussed, we have had to do with

similarity arising from phonetic development of forms with identical

functions: one or more cases of one system _converged_ with the same

cases in another system. Often, however, this same phonetic development

creates a similarity between forms which were originally distinct and

served distinct purposes; and we have a good instance of this in our

personal pronouns, and one which is instructive as to the consequences

of this phenomenon:--

The Gothic _ik_ _meina_ _mis_ _mik_

_ðu_ _ðeina_ _ðus_ _ðuk_

_weis_ _unsara_ _uns_ _uns_

_jus_ _izwara_ _izwis_ _izwis_

already shows no difference in the forms of accusative and dative

plural; but in Anglo-Saxon we find that a further stage has been

reached:--

In _ic_ _mín_ _mé_ _mé_

_ðú_ _ðín_ _ðé_ _ðé_

_wé_ _úser_ _ús_ _ús_

_gé_ _eówer_ _eów_ _eów_

we see (though separate forms for accusative still occur) that dative

and accusative have become identical _throughout_, and so it is in the

modern language with--

_I_ _mine_ _me_

_thou_ _thine_ _thee_

_we_ _our_ _us_

_ye_ (_you_) _your_ _you_

The double form of the nominative _ye_ (_you_), and more especially the

history of the pronoun for the third person, illustrate one of the

consequences of such coincidence, viz. that the language-producing

community becomes accustomed to use the same form for certain sets of

functions, and transfers this similarity to cases which it would not

reach--or, at least, has not yet reached--by the aid of phonetic

development alone. Let us consider first the pronoun of the third

person. In Anglo-Saxon we find--

Sing. Masc. Fem. Neuter.

Nom. _hé_ _heó_ _hit_

Gen. _his_ _hire_ _his_

Dat. _him_ _hire_ _him_

Acc. _hine_ _hí_ _hit_.

The forms which we now use for the plural are derived from a different

stem,[109] which in Anglo-Saxon gave us the following plural for all

three genders:--

Nom. _ðá_

Gen. _ðára_, or _ðǽra_

Dat. _ðǽm_

Acc. _ðá_

and here we find distinct forms for dative and accusative, the latter of

which has now disappeared, so that here, too (as in the case of the

other personal pronouns), we use one form only (the original dative

form) for both dative and accusative. But we have only reached this

stage after a period of confusion and uncertainty, during which the

historically correct form of the accusative and the new form (that of

the old dative) strove for permanence.

It is the very marked difference between _ic_ (_I_) and _me_ (accus.),

_ðu_ (_thou_) and _ðe_, _we_ and _us_, which has protected the members

of these pairs from becoming identical in form, notwithstanding the

important fact that such a process had long since identified the

nominative and accusative of all nouns and adjectives. To this

influence, indeed, _ye_ and _you_ (both of which, when unemphatic,

become _ye_, where _e_ is pronounced as in _the_ before a consonant)

have succumbed.

Not only in this way, moreover, does such convergence of forms with

different functions show its effect: it also causes the ordinary speaker

to lose sight of such difference in function altogether. As students of

Latin, and especially teachers of that language, know by sad experience,

it is extremely hard for the untrained English mind to realise the

function of the accusative case; and the difference between this case

and the dative may be fairly described as non-existent for the

Englishman who has not learnt it from the study of other languages.

This, again, influences syntax, so that a phrase like _I showed him the

room_ can be turned in the passive into _The room was shown (to) him_,

etc., or _He was shown the room_, etc.

Introduction to the study of the history of language · 第 3 / 16 章