It is a much-disputed question whether the Principle of Ethic should be

conceived as _formal_ or _material._ The question, already difficult in

itself, has become yet more difficult, so as almost to cause despair

of its solution, owing to the fact that those terms, "formal" and

"material," are understood (as often happens in philosophy) in a double

sense. Hence, those who win assent to their thesis as to the formality

of the ethical principle are afterwards wont to avail themselves of

this assent, in order stealthily to introduce another thesis, which,

although it be also beneath the banner of the "formal," yet has nothing

to do with the first and is as false as that is true. And since those

who maintain the material principle do the same thing, both alike

come to expose their flanks to one another's blows. In the process of

unravelling this tangled skein, we shall begin by giving to those two

words the meaning that they usually bear in philosophical terminology,

meaning by "formal" the universal and by "material" the contingent. And

in this signification we affirm, above all, that the principle of Ethic

is _formal_ and certainly not _material._

[Sidenote: _The ethical principle as formal (universal) and not

material (contingent)._]

Were it material, it would express itself by means of propositions

indicating a single volition or a group of single volitions as the true

and proper essence of the moral volition; and the moral activity would

consist of a determinate action or of a determinate group of actions.

But the moral act is always that which surpasses the single or the

groups of singles: to will and to effect the single and the series of

singles as such, does not appertain to the ethical, but to the merely

economic form. He who loves things for things' sake (be they such, and

as many as you will, of this or that kind, one, many, infinite) does

not yet love the universal, which is everywhere, and is not exhausted

in any particular thing, nor in any number of things, however immense.

[Sidenote: _Reduction of material to utilitarian Ethic._]

If we posit a material principle for Ethic, we relapse as a

consequence into _utilitarianism,_ from which we thought we had

escaped; because, after having asserted the universal, it is now

determined, either as a single or (which amounts to the same thing) as

a feigned universal, a simply general concept of group or series. This

vicissitude, however, presents itself in every sphere of philosophy:

when the universal and formal principle of that sphere is materialized,

we return to the sphere immediately, below it. For example, an

esthetic that posits as its principle certain single forms of art,

thus substituting matter for form, relapses from art to life lived,

which is the condition that precedes art and upon which art raises

itself in order to intuite and to dominate life. Material Ethic has

therefore been with reason discredited as heteronomous and utilitarian.

Not indeed that it is so directly and admits itself so to be: on

the contrary, it professes to be anti-utilitarian and does nothing

directly, save to point to a given object as the true content of

morality. But that object, being single, implies a merely utilitarian

volition; and material Ethic is utilitarian, because, whatever it may

do or say, it is logically reducible to utilitarianism.

[Sidenote: _Rejection of material principles._]

The rejection of all material character from the ethical principle

is of the greatest importance, for it frees Ethic from a long series

of concepts, each one of which has been proposed in turn as the true

ethical principle, and several still find many supporters, both in

ordinary thought and in treatises called scientific. For us, those

concepts should not be examined comparatively, so as to arrive at

preferring the one to the other, or a new one of the same type to all

the concepts previously enunciated; but they are all false, for one and

the same reason, as any other that may in future be excogitated will be

false, if it contain in it anything material.

[Sidenote: _Benevolence, love, altruism, etc.; and critique of them._]

A first group of such material principles is found in relation to

the general concept of an action, directed toward the welfare of

individuals, other than the individual acting. Morality (they say)

is _sacrifice of self, benevolence, love, altruism, compassion,

humanitarianism,_ or simply _naturalism_ of the Franciscan sort,

which commands us to respect, protect, and love the animals also,

since they too are God's creatures (brother Wolf, sister Fox). Such

formulæ, especially those of _benevolence and altruism,_ have been and

continue to be successful; and hardly a doubt is harboured but that

they determine in the most complete and satisfactory manner the proper

principle of morality. But in truth _others,_ as individuals, have no

rights that I too do not possess as an individual: I am another for

the other, and he is an I for himself; and if each one provided for

the good of others, neglecting and trampling upon his own good, the

result would be perfectly identical to what would happen, were each one

to provide for himself without concern for others. Morality demands

the sacrifice of me for the universal end, but of me only in my merely

individual ends; and, therefore, in this case, of me as of others. It

has no particular animosity against me, so as to wish to sacrifice me

at all costs to others. We must be severe, not only with ourselves, but

with others also; exigent, not only with ourselves, but with others

also; and so, on the contrary, benevolent not only toward others,

but also toward ourselves; compassionate, not only toward others,

but also towards this instrument of labour that we carry about with

us and of which we sometimes demand too much; that is, our empirical

individuality. Reality is neither democratic nor aristocratic, but

both together; it abhors the privilege of some over others as much as

that equality, according to which each one must have the same value

as the other at every moment. All are in turn masters and servants;

worthy of respect as bearers and representatives of good, worthy of

punishment and reprehension as clouding and impeding the good. Morality

never considers individuals in themselves, but always in their relation

to the universal; and in this respect there is no one who does not

deserve to be saved or to be suppressed; there is no animal or other

being of any kind that should not now be favoured in its existence,

now annihilated. No individual is treated as an _end,_ but all as

_means_ for universal morality; and they only obtain the dignity of

ends, in so far as they are means for universal morality. The rights of

animals have been written for and against; but in truth, a lamb has now

the duty of being slaughtered, now the right of being left in peace,

according to circumstances; in the same way that a man has now the

right to go for a walk with his friends and to sing serenades beneath

the windows of fair ladies, now the duty of putting on a uniform and

of betaking himself beneath the walls of a citadel, where he will be

blown in pieces by the enemy's grape-shot. Altruism is as insipid as

egoism, and is reducible at bottom to egoism; in much the same way as

sensual love, which has justly been called "egoism for two." Indeed,

why should we be ready to sacrifice ourselves for others, and to

promote their desire in every case and in spite of everything? For what

reason, save for the blind and irrational attachment to them which

makes a man throw away his life or descend to abjection for a wicked

woman furiously loved, suffer every shame and torment for an unworthy

son, or yield to the impulses of sympathy inspired by an individual?

This blind and irrational attachment to others is at bottom attachment

to ourselves, to our nerves, to our fancies, to our convenience, to our

habits. It is utility, not morality; for morality wills us to be ready

to separate ourselves from others as from ourselves, when the occasion

arises, to leave wives and sons and brothers, and follow duty which

transcends them all. "Thou only, O ideal, art true,..." or rather, by

means of the ideal and of the universal, all things are true; without

the ideal, there is not one of them that does not become false, as

there is not an organism that does not become vile clay, when abandoned

by life.

[Sidenote: _Social organism, State, interest of the race, etc. Critique

of them._]

There is another group of material principles which seems to surpass

individuals, because it makes morality to consist of promoting either

so-called _laws of nature_ or so-called _institutions._ Of such kind

are those that place morality in the service of the _social organism

and of the State, or of the interest of the Species and of Life_ (this

being understood as animal life or very near to animality). But if it

seem that contingent facts are thus escaped, that is not really so.

For none of these concepts expresses the universality of the real, but

this or that group of its particular manifestations: the life called

social or political, this or that animal species, this or that vital

manifestation. And none of these facts can be ethically willed without

exceptions. The moral man sacrifices the State to the Church, or the

Church to the State, atrophies certain organs and suppresses certain

vital functions for universal ends, or for the ends of what is called

civilization; he defends, preserves and increases certain aptitudes

of the human race, but lets others disappear or modifies them, always

adapting the interest of the species to that of the ideal. Were he to

do otherwise, he would again be substituting utility for morality,

his immediate affection for certain things or for certain single and

individual facts, to the affection for them that should always be

_mediated,_ that is to say, mediated by the universal.

[Sidenote: _Material religious principles. Critique of them._]

A third group of material principles, called religious, which make

morality to consist of conforming to the will of God and of the

gods, is not intrinsically different from these. Where the idea of

the transcendental and of religious mystery is introduced, there is

darkness; and anything can be put into darkness. In the first place,

nothing but darkness itself can be put there, and in this case the

religious solution is agnosticism, confession of ignorance, such as

we have hitherto treated, in criticizing theological utilitarianism

or abstract ethical rigorism, which, by means of its insoluble

contradictions, also leads to the idea of God and of mystery. But one's

own will, caprice and individual interests can also be put there;

and then religion becomes attachment to a being or to an order of

beings, which, though they be imaginary, are not for that reason less

individual; attachment to them is love or fear, sympathy or fear of

the evil they can do, and tendency to avoid it by propitiation with

prayers, adulation, gifts, services, worship. Religious principles,

then, understood as material principles, also become converted, as all

know, and we may add, know all too well, into utilitarian principles;

because, through intently fixing the gaze upon this aspect of religion,

they have forgotten to look at others more important and certainly more

noble.

[Sidenote: _Formal principle as affirmation of a merely logical

exigency._]

The ethical principle is not adequately expressed, either by the

_altruistic_ concept, or by that of _natural formations_ and of

_institutions,_ or by that of the _gods;_ because all of these are

general concepts, or sometimes merely individual representations; they

are certainly not universal concepts. And by the necessity of the

universal and the insufficiency of the merely general and individual,

the ethical principle must be _formal_ and not _material._ However (and

here we enter into the new meaning of this word and into the new debate

announced), the formal ethical principle has likewise been understood

as not susceptible of extension beyond the enunciation of the character

of universality, which the principle itself should possess. Its formula

has seemed to be nothing but that of a _universal law,_ to which all

men can conform in complete harmony among themselves; of _respect

towards all beings,_ in the degree that appertains to each, of that

which satisfies _the exigencies of reason and of conscience,_ and so

on. Now the formality claimed by this and similar formulæ has nothing

to do with the formality first claimed; and since in the preceding

debate we took the side of those who maintain formal as against

material Ethic, so here we must defend material against formal Ethic;

or better, an Ethic that is not material against an Ethic that is not

formal, save in the pretentions of those who thus baptize it.

[Sidenote: _Critique of a formal ethic in this sense: tautologism._]

What does the formality of Ethic mean in the new sense? Nothing

but this: that it is not necessary to inquire _what is the ethical

principle,_ but that we must be satisfied with saying that _whatever

it be, it must be universal._ But that it must be universal is a

proposition which belongs, not to Ethic, but to Logic; the principles

of all philosophical sciences must possess the character of

universality, the logical as the æsthetic, the principle of Ethic as

that of Economic, the moral categoric imperative as the utilitarian

categoric. Thus the thesis of formality in the new meaning is reduced

to placing at the head of Ethic, not the ethical principle, _but the

logical exigency of the ethical principle,_ in the same way that a

similar claim in Æsthetic would result in placing at the head of

that science, not the formal æsthetic principle, as for example,

Intuition-expression, but a formal æsthetic principle, the claim for

a law, so made that no form of beauty could ever be excluded from

it. Instead of constructing the science, the affirmation of logical

necessity, which that construction must obey, is infinitely repeated;

but the thesis of formality in the new sense would be better called the

thesis of _tautologism._

[Sidenote: _Tautological principles: ideal, chief good, duty, etc., and

critique of them._]

Besides the formulæ to which we have referred, namely those of the

_categoric imperative, of the universal law, of the respect for being,

of the rational and of conscience,_ the formulæ of the _chief good,

of duty (or of law), of the ideal, of true pleasure, of constant

pleasure, of spiritual pleasure, of personal dignity, of self-esteem,

of the just mean, of harmony, of proportion, of justice, of perfection,

of following nature,_ and so on, also belong to the tautological

principles of Ethic; they are all tautologies, because they do not

determine to what object those logical claims are applicable. To ask

what is the form of will that produces a _constant, spiritual and

true_ pleasure, which makes _perfect, gives self-esteem, satisfies our

conscience, strikes the just mean,_ answers to what _ought_ to be done,

attains to _the supreme good,_ and so on, is tantamount to asking,

_What is the ethical form?_ This is precisely what must be answered,

if we do not wish to fall into tautology, and the reply cannot be the

question itself.

[Sidenote: _Tautological meaning of certain formulæ, material in

appearance._]

And it is convenient to note here that many of the formulæ that

we have criticized as belonging to material Ethic, have also been

frequently-employed as tautological formulæ, that is to say, as symbols

and metaphors of the ethical truth to be determined. The _others,_ of

which altruism speaks, are at bottom not others as physically distinct

from us, but others in an ideal sense, that is, as duty surpassing

the empirical ego; _God,_ of which religious Ethic speaks, is that

indeterminate concept, that logical exigency, which is also called the

_categoric imperative; the State or Life_ that one pledges oneself

to serve is not this or that State, this or that particular form of

life, but the symbol of the ideal; the _nature_ to be followed is that

nature, or ethical principle within us, which the speculative reason

must determine. Thus do material principles often progress, ceasing

to be such, in order to become tautological, that is, abandoning the

possession of undue determination, owing to the consciousness of a

want, of a lacuna to be filled.

[Sidenote: _Conversion of tautological Ethic into material and

utilitarian Ethic._]

The evil is that tautologism inevitably returns to that undue

possession, because, imagining that it has established that ethical

principle which it has not established at all, and that it has finally

constructed Ethic, of which it has not even laid the foundations, it

sets to work to explain moral and concrete facts by means of that

empty form. The consequence of this is that utilitarian motives, as

usual, fill the empty space. Why should we not violate a deposit that

has been entrusted to us? Perhaps because (as they say) the moral law

is a universal law? That does not suffice. Respect for the deposit

cannot be deduced from this principle, for a universal law is equally

thinkable, according to which is deduced in certain cases a respect for

the deposit and in certain other cases the contrary. This then is the

fact: that to restore a deposit confided to us may sometimes happen to

be a bad action, as, for instance, to restore the weapon entrusted to

us, when he who claims it intends to commit suicide or to assassinate.

Thus it happens that not knowing how to put an end to the controversy

in virtue of the true ethical principle, and wishing nevertheless in

some way to use that empty formula, it comes to be filled with the only

principle possessed, namely the utilitarian; and the reason given for

respecting the deposit is said to be the desirability of respecting for

engagements, for the ends of the individual, failing which (it will

be said) no business would thenceforth be effected and the world of

affairs would languish.

[Sidenote: _In what sense Ethic should be formal and in what other

sense material._]

_Formal_ Ethic, in the new sense, or as it would be better called,

tautological Ethic, might be called _formalistic,_ owing to its thus

falling back into material, heteronomous and utilitarian Ethic, since

_formalism_ here (as in Æsthetic and Logic) is the caricature of

formality, and almost a sort of materiality. In maintaining _formal_

Ethic we do not wish that it should be _formalistic_; that is, that it

should be again covertly material. And we wish that formal Ethic should

also be material, always understanding by this that it must give, not

the mere logical condition of the ethical principle, but _this ethical

principle itself_ in its concreteness, determining what moral volition

is in its reality.

II

THE ETHICAL FORM AS ACTUATION OF THE SPIRIT IN UNIVERSAL

[Sidenote: _Tautological Ethic and its connection with Philosophy,

either partial or discontinuous._]

If the strange idea of an ethical principle that should be formal,

in the sense of its not being known exactly what it is and how it is

justified, has ever been able to arise, this is due to two erroneous

philosophical conceptions, of which one can be called _partial,_ the

other _discontinuous_ philosophy. According to the first conception,

man is capable of knowing something of reality, certainly, but not

all: he perceives and arranges the data of experience by means of the

categories, but he is aware of the limitation of his thought and of the

impossibility of attaining to the heart of the real, which he does, it

is true, end by attaining in a certain way, but only with the heart,

not with thought. This being stated, and coming to the case of Ethic,

man hears the voice of conscience in himself, the command of the moral

law; he cannot think of any sophism to escape it: but precisely what

that law is, he is unable to say; the idea of a divine ordinance of

the world which presents itself to his spirit, may also be affirmed by

the heart, but never by thought. The second conception is confounded

by some thinkers with the first and becomes partial philosophy or

agnosticism; but if we observe closely, it is distinct from the other.

For here it is not actually asserted that the foundation of morality

is unknowable, but it is said to be unknowable in the circle of Ethic,

or that such knowledge goes beyond that circle. Ethic establishes the

moral law, deduces or arranges beneath it ethical precepts and by means

of them judges single actions. Ethic is ignorant as to whether that

law really exists, or what may be its precise universal content. It

hands this problem over to Metaphysic, or to general Philosophy, which

solves it in its own way, or is presumed to be capable of solving it.

In this conception, then, there arises a question as to competence

and hierarchy between thought and thought, between particular and

general philosophy; whereas, in the former, is affirmed the absolute

incompetence of thought.

[Sidenote: _Rejection of both these conceptions._]

But we do not run the risk of colliding with the obstacle placed

before us with these philosophical views, because we have constantly

rejected them both throughout the whole of our exposition of the

Philosophy of the spirit and have demonstrated their falsity. Partial

Philosophy is a contradictory concept: thought either thinks all

or nothing; and if it had a limit it would have it as thought and

therefore as surpassed. Whoso admits something unknowable, declares

everything unknowable, and inevitably falls into total scepticism. Nor

is the idea of a discontinuous philosophy divided into a whole and

its parts, with the whole outside the parts and the parts outside the

whole less inconceivable; so that, while Ethic is being studied, the

whole (complete Philosophy) seems problematical; and a part (Ethic)

can be known to some extent without knowing the whole (the whole

of Philosophy). This is a false view, ultimately derived from the

empirical sciences, in which it is possible to apprehend one order

of phenomena independently of the others; and to apprehend phenomena

without explicitly posing or by dismissing to another occasion the

philosophical problem as to their truth. Philosophy is a circle and a

unity and every point of it is intelligible only in relation to all the

others. The didascalic convenience of exposing a group of philosophical

problems separately from others--or also (if it please others, as

it has not pleased us) of dividing the exposition into particular

philosophical sciences, and into general Philosophy (also called

Metaphysic)--should not lead to the misconception that the indivisible

is really being divided. The whole of Philosophy is at once enunciated

with the first philosophical proposition; and the others that come

after will all be nothing but explanations of the first.

[Sidenote: _The ethical form as volition of the universal._]

Therefore, since we have never denied faith to thought, nor broken in

pieces the unity of Philosophy, we have no secret to reveal at this

point; not even a poor secret, like the exponents of discontinuous

Philosophy, who solemnly make known at the end what they have assumed

from the beginning. Our formal ethical principle is never empty form

that must only now be filled with a content. It is full form, form

in the philosophical and universal sense, which is also content and

therefore universal content. We have not restricted ourselves to

defining the ethical form as universal form, which would have resulted

in tautologism; but we have defined it _volition of the universal,_

thus distinguishing it from the economic form, which is simply volition

of the individual. And if we now ask ourselves what is the universal,

we must reply that the answer has already been given, and that whoever

has not yet understood, whoever indeed has not understood it for some

time, will never understand it. The universal has been the object of

all our Philosophy of the Spirit, and we have always had to keep it

before our eyes, in studying, not only the practical function, but

any other function of the spirit; just as we cannot have the idea

of the branch of a tree without the idea of the trunk from which it

springs and without which there would not be the branch of a tree. That

concept, then, is not a _deus ex machina_ to appear unexpectedly at the

end of the play and hastily bring it to a conclusion, but the force

that has animated it from the first to the last scene.

[Sidenote: _The universal as the Spirit (Reality, Liberty, etc.)._]

The Philosophy of the Practical: Economic and Ethic · 第 24 / 32 段