SOME ROOT DOCTRINES
War is a condition which arises when the appeal to reason, justice, or
fear has failed and a nation wishes, or in self-defence is compelled,
to bring another to its will by force.
Force is exerted by armies on land and naval fleets at sea. It is the
primary business of the armed force in each element to defeat that of
the enemy in battle, and so disintegrate and destroy it. The beaten
nation’s power to fight is thus brought to naught. Its resolution to
renew the attack or to continue resistance is broken down. If defeat
throws it open to invasion without power of stopping the invader, its
national life, internal and external, is paralyzed and it is compelled
to bow to the will of the conqueror. In its simplest conception, then,
war is a struggle between nations in which the opposing sides pit their
armed forces against each other and have to abide by the issue of that
combat.
It is rarely, however, that a single battle between armies has
decided the issue of a war. The campaigns of Jena and Sadowa are
indeed instances in point. But they are in their way as exceptional
as is the Boer War--decided without a pitched battle being fought at
all. These may be regarded as the extremes. Normally, war may end
victoriously for one side without the other having been deprived of
the means of continuing even effective resistance. In such cases it is
some moderation in the victor’s terms, some change in the ambition of
the partially defeated side, or, at least, a sense that no adequate
results can be expected from further fighting, that has brought about
the cessation of hostilities.
But, again, there are wars in which the issues can admit of no
compromise at all. The invasions of Tamerlane, Attila, and the
Mohammedan conquerors were not wars but campaigns of extermination.
It is in such a war that we are engaged to-day. The stake for
every country is of a vital character, so that compromise is
indistinguishable from defeat, and defeat must carry with it the
negation of everything which makes national life tolerable. The Germans
have convinced themselves that there is no alternative to world
dominion but downfall, and the civilized world is determined that
there shall be no German world dominion. Such a struggle by its nature
permits of no end by arrangement or negotiation. It must go forward
until either one side or the other is either militarily defeated or
until the economic strain disintegrates the state. In such conditions a
secondary form of military pressure may be of paramount importance.
Now if we go back to our first definition of war, as a struggle in
which the opposing sides pit their armed forces against each other and
abide by the issue of the combat, we must remember that, just as it
is rare for a war to be decided by a single combat, so is it rare for
a single combat to dissipate and destroy an army. Ordinary prudence
dictates that there shall be protected lines or some strong place
into which it can retreat in the event of defeat. And when it is thus
compelled to abandon open fighting and seek a position of natural
or artificial strength, it becomes the business of the stronger to
complete the business by destroying and penetrating the defences. But
if this is too costly a proceeding, the stronger tries to contain the
force so protected and passes on, if possible, to investment and siege.
The simplest case of this is the complete encirclement and siege of the
great city or camp, of which the war of 1870 gave two such striking
examples in Metz and Paris.
When war calls out the whole manhood of many nations and turns them
into fighting forces, it is obvious that there cannot be equality
of force in all the theatres. Where either side is weaker, it is
compelled locally to adopt the same tactics that a defeated force
adopts. It must, that is to say, go upon the defensive. It entrenches
and fortifies itself. Thus, as military operations, the attack and
defence of fortifications may become general, and this without either
side being necessarily able to inflict the pressure of siege upon its
opponent, siege being understood to mean severing of communications
with the outside world. But, clearly, where siege is possible, as was
the case with Metz and Paris, the attacking force becomes also the
investing force. It can rely upon the straits to which it can reduce
the besieged to bring about that surrender which, _ex hypothesi_, would
have been the result of the battle had the weaker not declined it.
Battle and siege are thus in essence complementary modes of war and all
military action may roughly be defined as fighting, or some method of
postponing fighting, or steps or preparations towards fighting.
SEA WAR
War at sea is carried on, as we have seen, by naval fleets. The
immediate object of a fleet is to find, defeat, and destroy the enemy’s
fleet. The ultimate or further objective which is gained by such
destruction is to monopolize the use of the sea, as the master highway,
by retaining freedom for the passage of the victor’s ships while
denying such passage to those of the defeated. The power to insist on
this exclusive control of sea communications is called “command of the
sea.”
If the war is a purely naval war, that is, limited to the use of
naval forces and hence directed solely to naval ends--as was the war
between England and France, in the course of which the United States
gained their independence--the command of the sea can theoretically
be won by a single victorious battle. For if the main force of one
side is destroyed, that belligerent becomes incapable of questioning
the supremacy of the enemy, and hence must limit his sea action to
sporadic attempts on communications. These can never be maintained to
a degree that can be decisive, simply because a power greater than can
be brought to the attack can be employed for their defence. Success
in such a war, then, can simply be measured in terms of trade or of
sea supply; defeat by the economic loss that its cessation must cause.
There have been purely naval wars in the past and, could a combination
be formed of countries whose aggregate sea-power was greater than that
of Great Britain, a purely naval war might occur again. But it could
only be brought about by such a conjuncture for the reason that Great
Britain is the only country to which a purely naval defeat would mean
such utter and immediate ruin, that her surrender to her sea conqueror
would follow inevitably and promptly. This is so because, whereas
almost every country is to some extent dependent upon sea supplies,
Great Britain exists only in virtue of them.
To us, therefore, the advantages that derive from possession of command
of the sea are overwhelming; and our possession of it adversely to any
other country must be disadvantageous, exactly in proportion as that
country is dependent upon sea supplies.
In a war which is both naval and continental, as in the present war,
command of the sea means much more than the power to deny the gain and
comfort of sea supplies. The side that is defeated at sea, or avoids
fighting for fear of defeat, may lose not only everything which can
come to it directly or indirectly from the use of ships, but will
suffer from the added disadvantage that a military use can be made of
sea communications in the enemy’s possession. The side that commands
the sea can carry on its ocean traffic, and supply not only its civil
population but its armies and its fleets from abroad. It can ally
itself with continental nations and send its military forces away in
ships and land them in friendly ports. It can prevent the sea invasion
of its own, of its allies’ territory, and of its colonial possessions.
It can stop not only the enemy’s own sea trade, but all neutral sea
trade that directly or indirectly can benefit him, so that he is cut
off from all supplies, whether raw material, food, or manufacture,
not produced in his own territories or in those with which he has
land communications. If the sea force of the side possessing command
includes means of engaging stationary defences with success, and
removing passive sea defences from the approaches to the enemy’s coast
and harbours, then it can even beat down the enemy’s coast protection
and invade him directly. The nation with sea command, then, threatens
its opponents with attack by land at every point and, pending its
development, can to the extent to which the enemy is dependent on
overseas traffic for the necessaries of life, or for the maintenance of
his armies at full fighting strength, subject him to all the rigour of
siege.
The command of the sea which makes the exercise of these menaces
possible, is, as we have seen, the fruit of victory over the enemy’s
armed forces. But if that enemy is weaker and follows at sea the course
which, as we have seen, an army inferior on land must adopt, viz.,
declines battle and withdraws his fleet behind defences to postpone
it, he thereby to a great extent surrenders the sea command to the
stronger. And if the stronger knows his business, he at once uses this
command to subject his opponent to the economic disadvantages set out
above. Siege by sea, then, like siege on land, may be the consequence
of, but is always the alternative to, victorious battle in bringing
about a decision. For while victorious battle robs the defeated nation
of any possibility of warding off further attack by force, siege
undermines the will and resolution of the civil population to endure,
and thus calls forces into existence which will compel the enemy’s
government to surrender.
The command of the ocean ways are, then, of tremendous consequences
in war--so great, indeed, that the control of sea communications has
often been put forth as the primary object to be aimed at by sea-power.
That it is the object of sea-power victoriously used we have already
seen. But so long as the enemy possesses forces that actually disturb
the tranquil enjoyment of sea communications, command is certainly
_qualified_, and if he have in reserve unused and unimpaired forces for
attacking and defeating the fleet which secures command, the command of
the sea cannot be said to be unconditionally possessed. Consequently,
if destruction of the enemy’s armed forces is a necessary condition to
real--because indisputable--sea command, it is for victorious battle
and for nothing else that fleets exist.
These propositions are not only obviously true; they seem to be truly
obvious. But in recent history we have witnessed the curious spectacle
that an inversion of the order of these two statements did actually
create two different and opposed schools of naval thought. The first
school saw in victory the first and constant preoccupation of the
fleet. It concerned itself, therefore, chiefly with the essentials
to victory, and as victory can only come from fighting, it was at
the elements of fighting that it worked. It sought to find the most
perfect methods of using weapons, because it realized that it was only
from the evolution of these that right tactics could be deduced. It
studied the campaigns of the past to discover the two great groups of
doctrine that our fighting ancestors have bequeathed to us, the first
dealing with the science of strategy, the second with the principles of
command. They realized that weapons and the ships that carry them do
not fight themselves, but must be fought by men; and they wished those
men rightly educated and trained in the subtle and complex science
of their high calling. To them, in short, sea war was an affair of
knowledge applied by men trained both in the wisdom and in the lofty
spirit of those that had excelled in naval war before. And, faithful to
the traditions of the past, no less than eager for research into all
the undeveloped potentialities of the products of modern progress, they
pinned their faith on ability to force the enemy to battle, and to beat
him there when battle came.
The other school went for a short cut to naval triumph. If only they
could get a fleet of ships so big, so fabulously armed, so numerous as
to make it seem to the enemy that his fleet was too feeble to attack,
why then battle would be made altogether superfluous, and no further
worry over so unlikely a contingency was necessary. They did not,
therefore, trouble to inquire either into the processes needed for
bringing battle about, or into what was necessary for success when
battle came. They passed on to the contemplation of what can only be
the fruit of victory--as if victory were not a condition precedent!
It was, unfortunately, this group, hypnotized by a theory it did
not understand, which controlled naval policy in Great Britain for
the ten years preceding the war, and for the first three and a half
years of it. Their error lay, of course, in supposing that a fleet,
so materially strong and numerous that its defeat was unimaginable
because no attack on it could be conceived, must--so long as any
serious lowering of its force by attrition was avoided--be the
military equivalent to one which had already defeated the enemy; that
“invincible” and “victorious” were, in short, interchangeable terms. So
masterful was this obsession that their apologists--shutting their eyes
to the obvious and appalling consequences of this creed in action--two
years after the event, still regarded the only encounter between the
main fleets in this war as a great victory, because the larger, by
avoiding the risk of close contact with the lesser, came out of the
conflict with forces as substantially superior to the enemy’s as they
were before the opportunity of a decisive battle had been offered.
The group in question had, indeed, become possessed of one truth. It
was simply that preponderant force is a vital element. But by holding
it to the exclusion of all other truths they were blinded not only
to the crucial business of studying the intellectual and technical
essentials to fighting, but even to the orthodox meaning of the
communication theory of sea war, on which they had so eagerly, but
ignorantly, seized. For the true doctrine is, as we have already seen,
just this, that when an enemy refuses battle, the stronger navy’s
sole remaining offensive is to cut him off from communication with the
sea. It must do this, as we have seen, to restrict his supplies, to
weaken his armed forces, to strike at his prosperity and the comfort
of his civil population, and thus obtain that partial paralysis of his
national life, the completion of which can only be got by a victory
that disarms him. And these things, which are the results of blockade,
are also the intended results. But they are not intended for their
own sake only, nor, primarily, to make the enemy surrender to avoid
them. They are inflicted to force the enemy to the battle which he has
refused, because it is only by battle that he can relieve himself from
them. A stringent blockade, then, is the primary means of inducing
a fleet action, and hence we see that siege, while truly the only
alternative to battle, is something much more.
Indeed, it is no exaggeration to say that, viewed in its right relation
to the true theory of war--a state of things in which a conflict
of wills between nations is settled by a conflict of their armed
forces--it is almost the primary object of siege to bring this conflict
about and so to hasten the issue. From the definition the aim of war
is the enemy’s defeat and not merely his surrender. And battle is
necessary to defeat.
The failure to realize this elementary truth was the cause of much
more than an omission to fathom the technique of fighting, the fruits
of which we shall find, when we come to the consideration of the
naval actions of the last three years and note the curious result of
the Jutland deployment and the inconclusive character of so many of
the artillery encounters which have occurred, and the extraordinary
prolongation of those which were not inconclusive. It brought about
what is, at first sight, something even more astonishing, viz., an
actual indisposition by those in control of the British Navy, to adopt,
when the enemy refused battle, the only course that could compel him to
it, though it was actually the first article of their creed to gain the
power to do this very thing.
Great Britain went to war at midnight August 4, 1914. The Grand Fleet
went to its war stations. The High Seas Fleet withdrew to the security
of the Kiel Canal. Within a day no enemy trading ships dared put to
sea. Within a week, transports were carrying a British army to France.
Our merchantmen continued their sea trading almost as if nothing had
happened. But, though the German flag vanished from the seas, neutral
vessels were free to use the German ports until the following March,
and for another six months the enemy was free to import, in almost any
quantities that he liked, certain forms of food, cotton, fats, and many
of the ores and chemicals which were the indispensable raw material of
the propellants and explosives vitally necessary to him in a prolonged
war.
By permitting this, we showed that our policy, in other words, was not
to attack but to wait attack, and then not to do anything to compel
the enemy to attack. Our sea statesmen had not indoctrinated the
civil government with a clearly defined policy that it was prepared
to enforce at the opening of hostilities. Yet in a matter of this
kind it was exactly at the opening of hostilities that a stringent
blockade, accompanied by a generous rationing of sea supplies to
the neutrals bordering on Germany, could have been proclaimed and
enforced with the least friction. For, in the first place, Germany’s
declaration of war was so entirely unprovoked and sudden, and her
first measure of war, the invasion of Belgium--when her soldiery
became at once outrageous--combined the world over to create a neutral
opinion strongly in favour of the Allies. Next, the fact that Great
Britain’s participation in the war was both professedly and actually
in loyalty to the identical obligation to Belgium which Germany had
violated, predisposed America, for the first time since the colonies
proclaimed their independence, to an active sympathy with the British
ideal, perhaps because for the first time that ideal appeared to them
to be one that was purely chivalrous. It was then everything that
the psychological moment should have been seized. Nor could it have
been difficult to see that, if the opportunity was allowed to slip
by, the mere fact that a half measure--to wit, the suspense of German
shipping--had been enforced, must lead to a new condition, namely,
a hugely magnified trade through the neutral ports. This trade, it
is true, was nominally confined to goods that were not contraband of
war. But contraband is an elastic term, and, to make things worse, the
British Government proclaimed its intention--so little had war-trained
thought prepared its policy--of accepting the provisions of the
unexecuted Declaration of London as defining what contraband was to
be. This gave the enemy the liberty to import materials indispensable
to his manufacture of munitions and of armament, was one of which full
advantage was taken. It was bad enough that cotton, indispensable
ores, the raw materials of glycerine as well as the finished product,
were poured into the laboratories, the factories, and the arsenals
of Germany without stint or limit. It was, if possible, worse that
this traffic created gigantic exporting interests in America which,
once vested, made the restriction of them wear the appearance of
an intolerable hardship when, many months too late, more stringent
measures were taken. So powerful indeed had these interests become,
that the real and rigid blockade which, under the doctrines of the
“continuous voyage” and the “ultimate destination” would from the first
have been fully consonant with international law, was actually never
attempted at all until the United States themselves became belligerents.
For fourteen months, then, we witnessed a state of things so
paradoxical as to be without parallel in history. It was our professed
creed that the fleet existed to seize and control sea communications.
The enemy conceded us this control and, so far from using it to
straiten him so relentlessly that he would have no choice but to fight
for relief from it, we actually permitted him to draw, through sources
absolutely under our control, for essentials in the form of overseas
supplies that he needed in a war which all the world realized must now
be a prolonged one. The traditional naval policy of the country was
thus not reflected in the action of the country’s government, because
that policy had no representation in the Navy’s counsels. There is,
perhaps, no single heresy for which so high and disastrous a price has
been paid.
It would appear, then, that our pre-war naval policy did not
contemplate that immediate and stringent sea pressure that would compel
the enemy to action, nor yet the closest and most vigilant kind of
watch that would have brought him to action in the promptest and most
fatal manner when circumstances compelled him to come out. Nor is it
difficult to see why this was so. To profess the communication theory
of sea war without realizing that the control of communications is
the result of victory, that is, setting up a consequence as an aim
while ignoring its cause, inevitably led to the inverted error, an
unwillingness so to employ the control of communications, when the
enemy ceded them without victory, as to force the enemy into battle
as the only hope of escaping an intolerable condition. Not having
contemplated and prepared for battle as the first aim of naval policy,
they left an instinctive disinclination to force on an affair which
they suddenly realized would be as critical as it was certainly
unanticipated. It is this which explains possibly the greatest paradox
in history, viz., that Germany proclaimed a strict blockade of Great
Britain before Great Britain proclaimed such a blockade of Germany.