The character in religious language which I have for short called
mechanical was not absent in the argument from design as stated before
Darwin. It seemed to have reference to a world conceived as fixed. It
pointed, not to the plastic capacity and energy of living matter, but
to the fixed adaptation of this and that organ to an unchanging place or
function.
Mr Hobhouse has given us the valuable phrase "a niche of organic
opportunity." Such a phrase would have borne a different sense in
non-evolutionary thought. In that thought, the opportunity was
an opportunity for the Creative Power, and Design appeared in the
preparation of the organism to fit the niche. The idea of the niche
and its occupant growing together from simpler to more complex mutual
adjustment was unwelcome to this teleology. If the adaptation was traced
to the influence, through competition, of the environment, the old
teleology lost an illustration and a proof. For the cogency of the proof
in every instance depended upon the absence of explanation. Where the
process of adaptation was discerned, the evidence of Purpose or Design
was weak. It was strong only when the natural antecedents were not
discovered, strongest when they could be declared undiscoverable.
Paley's favourite word is "Contrivance"; and for him contrivance is
most certain where production is most obscure. He points out the
physiological advantage of the valvulae conniventes to man, and the
advantage for teleology of the fact that they cannot have been formed by
"action and pressure." What is not due to pressure may be attributed to
design, and when a "mechanical" process more subtle than pressure was
suggested, the case for design was so far weakened. The cumulative proof
from the multitude of instances began to disappear when, in selection,
a natural sequence was suggested in which all the adaptations might be
reached by the motive power of life, and especially when, as in Darwin's
teaching, there was full recognition of the reactions of life to the
stimulus of circumstance. "The organism fits the niche," said the
teleologist, "because the Creator formed it so as to fit." "The organism
fits the niche," said the naturalist, "because unless it fitted it
could not exist." "It was fitted to survive," said the theologian.
"It survives because it fits," said the selectionist. The two forms of
statement are not incompatible; but the new statement, by provision of
an ideally universal explanation of process, was hostile to a doctrine
of purpose which relied upon evidences always exceptional however
numerous. Science persistently presses on to find the universal
machinery of adaptation in this planet; and whether this be found in
selection, or in direct-effect, or in vital reactions resulting in large
changes, or in a combination of these and other factors, it must always
be opposed to the conception of a Divine Power here and there but not
everywhere active.
For science, the Divine must be constant, operative everywhere and in
every quality and power, in environment and in organism, in stimulus and
in reaction, in variation and in struggle, in hereditary equilibrium,
and in "the unstable state of species"; equally present on both sides of
every strain, in all pressures and in all resistances, in short in
the general wonder of life and the world. And this is exactly what the
Divine Power must be for religious faith.
The point I wish once more to make is that the necessary readjustment of
teleology, so as to make it depend upon the contemplation of the whole
instead of a part, is advantageous quite as much to theology as to
science. For the older view failed in courage. Here again our theism was
not sufficiently theistic.
Where results seemed inevitable, it dared not claim them as God-given.
In the argument from Design it spoke not of God in the sense of
theology, but of a Contriver, immensely, not infinitely wise and good,
working within a world, the scene, rather than the ever dependent
outcome, of His Wisdom; working in such emergencies and opportunities
as occurred, by forces not altogether within His control, towards an end
beyond Himself. It gave us, instead of the awful reverence due to the
Cause of all substance and form, all love and wisdom, a dangerously
detached appreciation of an ingenuity and benevolence meritorious in aim
and often surprisingly successful in contrivance.
The old teleology was more useful to science than to religion, and the
design-naturalists ought to be gratefully remembered by Biologists.
Their search for evidences led them to an eager study of adaptations
and of minute forms, a study such as we have now an incentive to in the
theory of Natural Selection. One hardly meets with the same ardour in
microscopical research until we come to modern workers. But the argument
from Design was never of great importance to faith. Still, to rid it of
this character was worth all the stress and anxiety of the gallant old
war. If Darwin had done nothing else for us, we are to-day deeply in
his debt for this. The world is not less venerable to us now, not less
eloquent of the causing mind, rather much more eloquent and sacred.
But our wonder is not that "the underjaw of the swine works under the
ground" or in any or all of those particular adaptations which Paley
collected with so much skill, but that a purpose transcending, though
resembling, our own purposes, is everywhere manifest; that what we live
in is a whole, mutually sustaining, eventful and beautiful, where the
"dead" forces feed the energies of life, and life sustains a stranger
existence, able in some real measure to contemplate the whole, of which,
mechanically considered, it is a minor product and a rare ingredient.
Here, again, the change was altogether positive. It was not the escape
of a vessel in a storm with loss of spars and rigging, not a shortening
of sail to save the masts and make a port of refuge. It was rather the
emergence from narrow channels to an open sea. We had propelled the
great ship, finding purchase here and there for slow and uncertain
movement. Now, in deep water, we spread large canvas to a favouring
breeze.
The scattered traces of design might be forgotten or obliterated. But
the broad impression of Order became plainer when seen at due distance
and in sufficient range of effect, and the evidence of love and wisdom
in the universe could be trusted more securely for the loss of the
particular calculation of their machinery.
Many other topics of faith are affected by modern biology. In some of
these we have learnt at present only a wise caution, a wise uncertainty.
We stand before the newly unfolded spectacle of suffering, silenced;
with faith not scientifically reassured but still holding fast certain
other clues of conviction. In many important topics we are at a loss.
But in others, and among them those I have mentioned, we have passed
beyond this negative state and find faith positively strengthened and
more fully expressed.
We have gained also a language and a habit of thought more fit for the
great and dark problems that remain, less liable to damaging conflicts,
equipped for more rapid assimilation of knowledge. And by this change
biology itself is a gainer. For, relieved of fruitless encounters with
popular religion, it may advance with surer aim along the path of
really scientific life-study which was reopened for modern men by the
publication of "The Origin of Species".
Charles Darwin regretted that, in following science, he had not done
"more direct good" ("Life and Letters", Vol. III. page 359.) to his
fellow-creatures. He has, in fact, rendered substantial service to
interests bound up with the daily conduct and hopes of common men;
for his work has led to improvements in the preaching of the Christian
faith.
XXV. THE INFLUENCE OF DARWINISM ON THE STUDY OF RELIGIONS. By Jane Ellen
Harrison.
Hon. D.Litt. (Durham), Hon. LL.D. (Aberdeen), Staff Lecturer and
sometime Fellow of Newnham College, Cambridge.
Corresponding member of the German Archaeological Institute.
The title of my paper might well have been "the creation by Darwinism of
the scientific study of Religions," but that I feared to mar my tribute
to a great name by any shadow of exaggeration. Before the publication of
"The Origin of Species" and "The Descent of Man", even in the eighteenth
century, isolated thinkers, notably Hume and Herder, had conjectured
that the orthodox beliefs of their own day were developments from the
cruder superstitions of the past. These were however only particular
speculations of individual sceptics. Religion was not yet generally
regarded as a proper subject for scientific study, with facts to be
collected and theories to be deduced. A Congress of Religions such as
that recently held at Oxford would have savoured of impiety.
In the brief space allotted me I can attempt only two things; first,
and very briefly, I shall try to indicate the normal attitude towards
religion in the early part of the last century; second, and in more
detail, I shall try to make clear what is the outlook of advanced
thinkers to-day. (To be accurate I ought to add "in Europe." I advisedly
omit from consideration the whole immense field of Oriental mysticism,
because it has remained practically untouched by the influence of
Darwinism.) From this second inquiry it will, I hope, be abundantly
manifest that it is the doctrine of evolution that has made this outlook
possible and even necessary.
The ultimate and unchallenged presupposition of the old view was that
religion was a DOCTRINE, a body of supposed truths. It was in fact what
we should now call Theology, and what the ancients called Mythology.
Ritual was scarcely considered at all, and, when considered, it was held
to be a form in which beliefs, already defined and fixed as dogma,
found a natural mode of expression. This, it will be later shown, is
a profound error or rather a most misleading half-truth. Creeds,
doctrines, theology and the like are only a part, and at first the least
important part, of religion.
Further, and the fact is important, this DOGMA, thus supposed to be
the essential content of the "true" religion, was a teleological scheme
complete and unalterable, which had been revealed to man once and for
all by a highly anthropomorphic God, whose existence was assumed. The
duty of man towards this revelation was to accept its doctrines and obey
its precepts. The notion that this revelation had grown bit by bit out
of man's consciousness and that his business was to better it would
have seemed rank blasphemy. Religion, so conceived, left no place for
development. "The Truth" might be learnt, but never critically examined;
being thus avowedly complete and final, it was doomed to stagnation.
The details of this supposed revelation seem almost too naive for
enumeration. As Hume observed, "popular theology has a positive appetite
for absurdity." It is sufficient to recall that "revelation" included
such items as the Creation (It is interesting to note that the very
word "Creator" has nowadays almost passed into the region of mythology.
Instead we have "L'Evolution Creatrice".) of the world out of nothing in
six days; the making of Eve from one of Adam's ribs; the Temptation by
a talking snake; the confusion of tongues at the tower of Babel; the
doctrine of Original Sin; a scheme of salvation which demanded the
Virgin Birth, Vicarious Atonement, and the Resurrection of the material
body. The scheme was unfolded in an infallible Book, or, for one section
of Christians, guarded by the tradition of an infallible Church, and on
the acceptance or refusal of this scheme depended an eternity of weal or
woe. There is not one of these doctrines that has not now been recast,
softened down, mysticised, allegorised into something more conformable
with modern thinking. It is hard for the present generation, unless
their breeding has been singularly archaic, to realise that these
amazing doctrines were literally held and believed to constitute the
very essence of religion; to doubt them was a moral delinquency.
It had not, however, escaped the notice of travellers and missionaries
that savages carried on some sort of practices that seemed to be
religious, and believed in some sort of spirits or demons. Hence, beyond
the confines illuminated by revealed truth, a vague region was assigned
to NATURAL Religion. The original revelation had been kept intact only
by one chosen people, the Jews, by them to be handed on to Christianity.
Outside the borders of this Goshen the world had sunk into the darkness
of Egypt. Where analogies between savage cults and the Christian
religions were observed, they were explained as degradations; the
heathen had somehow wilfully "lost the light." Our business was not to
study but, exclusively, to convert them, to root out superstition and
carry the torch of revelation to "Souls in heathen darkness lying." To
us nowadays it is a commonplace of anthropological research that we
must seek for the beginnings of religion in the religions of primitive
peoples, but in the last century the orthodox mind was convinced that
it possessed a complete and luminous ready-made revelation; the study of
what was held to be a mere degradation seemed idle and superfluous.
But, it may be asked, if, to the orthodox, revealed religion was
sacrosanct and savage religion a thing beneath consideration, why did
not the sceptics show a more liberal spirit, and pursue to their logical
issue the conjectures they had individually hazarded? The reason is
simple and significant. The sceptics too had not worked free from
the presupposition that the essence of religion is dogma. Their
intellectualism, expressive of the whole eighteenth century, was
probably in England strengthened by the Protestant doctrine of an
infallible Book. Hume undoubtedly confused religion with dogmatic
theology. The attention of orthodox and sceptics alike was focussed on
the truth or falsity of certain propositions. Only a few minds of rare
quality were able dimly to conceive that religion might be a necessary
step in the evolution of human thought.
It is not a little interesting to note that Darwin, who was leader and
intellectual king of his generation, was also in this matter to some
extent its child. His attitude towards religion is stated clearly, in
Chapter VIII. of the "Life and Letters". (Vol. I. page 304. For Darwin's
religious views see also "Descent of Man", 1871, Vol. I. page 65; 2nd
edition. Vol. I. page 142.) On board the "Beagle" he was simply orthodox
and was laughed at by several of the officers for quoting the Bible as
an unanswerable authority on some point of morality. By 1839 he had come
to see that the Old Testament was no more to be trusted than the sacred
books of the Hindoos. Next went the belief in miracles, and next Paley's
"argument from design" broke down before the law of natural selection;
the suffering so manifest in nature is seen to be compatible rather with
Natural Selection than with the goodness and omnipotence of God. Darwin
felt to the full all the ignorance that lay hidden under specious
phrases like "the plan of creation" and "Unity of design." Finally, he
tells us "the mystery of the beginning of all things is insoluble by us;
and I for one must be content to remain an Agnostic."
The word Agnostic is significant not only of the humility of the man
himself but also of the attitude of his age. Religion, it is clear,
is still conceived as something to be KNOWN, a matter of true or
false OPINION. Orthodox religion was to Darwin a series of erroneous
hypotheses to be bit by bit discarded when shown to be untenable. The
ACTS of religion which may result from such convictions, i.e. devotion
in all its forms, prayer, praise, sacraments, are left unmentioned.
It is clear that they are not, as now to us, sociological survivals
of great interest and importance, but rather matters too private, too
personal, for discussion.
Huxley, writing in the "Contemporary Review" (1871.), says, "In a dozen
years "The Origin of Species" has worked as complete a revolution in
biological science as the "Principia" did in astronomy." It has done
so because, in the words of Helmholtz, it contained "an essentially
new creative thought," that of the continuity of life, the absence of
breaks. In the two most conservative subjects, Religion and Classics,
this creative ferment was slow indeed to work. Darwin himself felt
strongly "that a man should not publish on a subject to which he has
not given special and continuous thought," and hence wrote little on
religion and with manifest reluctance, though, as already seen, in
answer to pertinacious inquiry he gave an outline of his own views. But
none the less he foresaw that his doctrine must have, for the history
of man's mental evolution, issues wider than those with which he was
prepared personally to deal. He writes, in "The Origin of Species"
(6th edition, page 428.), "In the future I see open fields for far
more important researches. Psychology will be securely based on
the foundation already well laid by Mr Herbert Spencer, that of the
necessary acquirement of each mental power and capacity by gradation."
Nowhere, it is true, does Darwin definitely say that he regarded
religion as a set of phenomena, the development of which may be studied
from the psychological standpoint. Rather we infer from his PIETY--in
the beautiful Roman sense--towards tradition and association, that
religion was to him in some way sacrosanct. But it is delightful to see
how his heart went out towards the new method in religious study which
he had himself, if half-unconsciously, inaugurated. Writing in 1871 to
Dr Tylor, on the publication of his "Primitive Culture", he says ("Life
and Letters", Vol. III. page 151.), "It is wonderful how you trace
animism from the lower races up the religious belief of the highest
races. It will make me for the future look at religion--a belief in the
soul, etc.--from a new point of view."
Psychology was henceforth to be based on "the necessary acquirement of
each mental capacity by gradation." With these memorable words the
door closes on the old and opens on the new horizon. The mental focus
henceforth is not on the maintaining or refuting of an orthodoxy but
on the genesis and evolution of a capacity, not on perfection but on
process. Continuous evolution leaves no gap for revelation sudden and
complete. We have henceforth to ask, not when was religion revealed
or what was the revelation, but how did religious phenomena arise and
develop. For an answer to this we turn with new and reverent eyes to
study "the heathen in his blindness" and the child "born in sin." We
still indeed send out missionaries to convert the heathen, but here
at least in Cambridge before they start they attend lectures on
anthropology and comparative religion. The "decadence" theory is dead
and should be buried.
The study of primitive religions then has been made possible and even
inevitable by the theory of Evolution. We have now to ask what new facts
and theories have resulted from that study. This brings us to our second
point, the advanced outlook on religion to-day.
The view I am about to state is no mere personal opinion of my own.
To my present standpoint I have been led by the investigations of such
masters as Drs Wundt, Lehmann, Preuss, Bergson, Beck and in our own
country Drs Tylor and Frazer. (I can only name here the books that
have specially influenced my own views. They are W. Wundt,
"Volkerpsychologie", Leipzig, 1900, P. Beck, "Die Nachahmung", Leipzig,
1904, and "Erkenntnisstheorie des primitiven Denkens" in "Zeitschrift
f. Philos. und Philos. Kritik", 1903, page 172, and 1904, page 9. Henri
Bergson, "L'Evolution Creatrice" and "Matiere et Memoire", 1908, K. Th.
Preuss, various articles published in the "Globus" (see page 507, note
1), and in the "Archiv. f. Religionswissenschaft", and for the subject
of magic, MM. Hubert et Mauss, "Theorie generale de la Magie", in
"L'Annee Sociologique", VII.)
Religion always contains two factors. First, a theoretical factor, what
a man THINKS about the unseen--his theology, or, if we prefer so to call
it, his mythology. Second, what he DOES in relation to this unseen--his
ritual. These factors rarely if ever occur in complete separation; they
are blended in very varying proportions. Religion we have seen was
in the last century regarded mainly in its theoretical aspect as a
doctrine. Greek religion for example meant to most educated persons
Greek mythology. Yet even a cursory examination shows that neither
Greek nor Roman had any creed or dogma, any hard and fast formulation
of belief. In the Greek Mysteries (See my "Prolegomena to the Study of
Greek Religion", page 155, Cambridge, 1903.) only we find what we should
call a Confiteor; and this is not a confession of faith, but an avowal
of rites performed. When the religion of primitive peoples came to be
examined it was speedily seen that though vague beliefs necessarily
abound, definite creeds are practically non-existent. Ritual is dominant
and imperative.
This predominance and priority of ritual over definite creed was first
forced upon our notice by the study of savages, but it promptly and
happily joined hands with modern psychology. Popular belief says, I
think, therefore I act; modern scientific psychology says, I act (or
rather, REact to outside stimulus), and so I come to think. Thus there
is set going a recurrent series: act and thought become in their turn
stimuli to fresh acts and thoughts. In examining religion as envisaged
to-day it would therefore be more correct to begin with the practice
of religion, i.e. ritual, and then pass to its theory, theology or
mythology. But it will be more convenient to adopt the reverse
method. The theoretical content of religion is to those of us who are
Protestants far more familiar and we shall thus proceed from the known
to the comparatively unknown.
I shall avoid all attempt at rigid definition. The problem before the
modern investigator is, not to determine the essence and definition of
religion but to inquire how religious phenomena, religious ideas and
practices arose. Now the theoretical content of religion, the domain of
theology or mythology, is broadly familiar to all. It is the world of
the unseen, the supersensuous; it is the world of what we call the soul
and the supposed objects of the soul's perception, sprites, demons,
ghosts and gods. How did this world grow up?
We turn to our savages. Intelligent missionaries of bygone days used to
ply savages with questions such as these: Had they any belief in God?
Did they believe in the immortality of the soul? Taking their own
clear-cut conceptions, discriminated by a developed terminology, these
missionaries tried to translate them into languages that had neither the
words nor the thoughts, only a vague, inchoate, tangled substratum, out
of which these thoughts and words later differentiated themselves. Let
us examine this substratum.
Nowadays we popularly distinguish between objective and subjective;
and further, we regard the two worlds as in some sense opposed. To
the objective world we commonly attribute some reality independent of
consciousness, while we think of the subjective as dependent for its
existence on the mind. The objective world consists of perceptible
things, or of the ultimate constituents to which matter is reduced by
physical speculation. The subjective world is the world of beliefs,
hallucinations, dreams, abstract ideas, imaginations and the like.
Psychology of course knows that the objective and subjective worlds are
interdependent, inextricably intertwined, but for practical purposes the
distinction is convenient.
But primitive man has not yet drawn the distinction between objective
and subjective. Nay, more, it is foreign to almost the whole of ancient
philosophy. Plato's Ideas (I owe this psychological analysis of the
elements of the primitive supersensuous world mainly to Dr Beck,
"Erkenntnisstheorie des primitiven Denkens", see page 498, note 1.), his
Goodness, Truth, Beauty, his class-names, horse, table, are it is true
dematerialised as far as possible, but they have outside existence,
apart from the mind of the thinker, they have in some shadowy way
spatial extension. Yet ancient philosophies and primitive man alike
needed and possessed for practical purposes a distinction which served
as well as our subjective and objective. To the primitive savage all his
thoughts, every object of which he was conscious, whether by perception
or conception, had reality, that is, it had existence outside himself,
but it might have reality of various kinds or different degrees.
It is not hard to see how this would happen. A man's senses may mislead
him. He sees the reflection of a bird in a pond. To his eyes it is a
real bird. He touches it, HE PUTS IT TO THE TOUCH, and to his touch it
is not a bird at all. It is real then, but surely not quite so real as
a bird that you can touch. Again, he sees smoke. It is real to his eyes.
He tries to grasp it, it vanishes. The wind touches him, but he cannot
see it, which makes him feel uncanny. The most real thing is that which
affects most senses and especially what affects the sense of touch.
Apparently touch is the deepest down, most primitive, of senses. The
rest are specialisations and complications. Primitive man has no formal
rubric "optical delusion," but he learns practically to distinguish
between things that affect only one sense and things that affect two or
more--if he did not he would not survive. But both classes of things are
real to him. Percipi est esse.
So far, primitive man has made a real observation; there are things that
appeal to one sense only. But very soon creeps in confusion fraught with
disaster. He passes naturally enough, being economical of any mental
effort, from what he really sees but cannot feel to what he thinks
he sees, and gives to it the same secondary reality. He has dreams,
visions, hallucinations, nightmares. He dreams that an enemy is beating
him, and he wakes rubbing his head. Then further he remembers things;
that is, for him, he sees them. A great chief died the other day and
they buried him, but he sees him still in his mind, sees him in his
war-paint, splendid, victorious. So the image of the past goes together
with his dreams and visions to the making of this other less real,
but still real world, his other-world of the supersensuous, the
supernatural, a world, the outside existence of which, independent of
himself, he never questions.
And, naturally enough, the future joins the past in this supersensuous
world. He can hope, he can imagine, he can prophesy. And again the
images of his hope are real; he sees them with that mind's eye which
as yet he has not distinguished from his bodily eye. And so the
supersensuous world grows and grows big with the invisible present, and
big also with the past and the future, crowded with the ghosts of the
dead and shadowed with oracles and portents. It is this supersensuous,
supernatural world which is the eternity, the other-world, of primitive
religion, not an endlessness of time, but a state removed from full
sensuous reality, a world in which anything and everything may happen,
a world peopled by demonic ancestors and liable to a splendid vagueness,
to a "once upon a time-ness" denied to the present. It not unfrequently
happens that people who know that the world nowadays obeys fixed laws
have no difficulty in believing that six thousand years ago man was
made direct from a lump of clay, and woman was made from one of man's
superfluous ribs.
The fashioning of the supersensuous world comes out very clearly in
primitive man's views about the soul and life after death. Herbert
Spencer noted long ago the influence of dreams in forming a belief in
immortality, but being very rational himself, he extended to primitive
man a quite alien quality of rationality. Herbert Spencer argued that
when a savage has a dream he seeks to account for it, and in so doing
invents a spirit world. The mistake here lies in the "seeks to account
for it." (Primitive man, as Dr Beck observes, is not impelled by an
Erkenntnisstrieb. Dr Beck says he has counted upwards of 30 of these
mythological Triebe (tendencies) with which primitive man has been
endowed.) Man is at first too busy LIVING to have any time for
disinterested THINKING. He dreams a dream and it is real for him. He
does not seek to account for it any more than for his hands and feet. He
cannot distinguish between a CONception and a PERception, that is all.
He remembers his ancestors or they appear to him in a dream; therefore
they are alive still, but only as a rule to about the third generation.
Then he remembers them no more and they cease to be.
Next as regards his own soul. He feels something within him,
his life-power, his will to live, his power to act, his
personality--whatever we like to call it. He cannot touch this thing
that is himself, but it is real. His friend too is alive and one day he
is dead; he cannot move, he cannot act. Well, something has gone that
was his friend's self. He has stopped breathing. Was it his breath? or
he is bleeding; is it his blood? This life-power IS something; does it
live in his heart or his lungs or his midriff? He did not see it go;
perhaps it is like wind, an anima, a Geist, a ghost. But again it comes
back in a dream, only looking shadowy; it is not the man's life, it is
a thin copy of the man; it is an "image" (eidolon). It is like that
shifting distorted thing that dogs the living man's footsteps in the
sunshine; it is a "shade" (skia). (The two conceptions of the soul, as a
life-essence, inseparable from the body, and as a separable phantom seem
to occur in most primitive systems. They are distinct conceptions but
are inextricably blended in savage thought. The two notions Korperseele
and Psyche have been very fully discussed in Wundt's "Volkerpsychologie"
II. pages 1-142, Leipzig, 1900.)
Ghosts and sprites, ancestor worship, the soul, oracles, prophecy; all
these elements of the primitive supersensuous world we willingly admit
to be the proper material of religion; but other elements are more
surprising; such are class-names, abstract ideas, numbers, geometrical
figures. We do not nowadays think of these as of religious content, but
to primitive men they were all part of the furniture of his supernatural
world.
With respect to class-names, Dr Tylor ("Primitive Culture", Vol. II.
page 245 (4th edition), 1903.) has shown how instructive are the first
attempts of the savage to get at the idea of a class. Things in which
similarity is observed, things indeed which can be related at all are
to the savage KINDRED. A species is a family or a number of individuals
with a common god to look after them. Such for example is the Finn
doctrine of the haltia. Every object has its haltia, but the haltiat
were not tied to the individual, they interested themselves in every
member of the species. Each stone had its haltia, but that haltia was
interested in other stones; the individuals disappeared, the haltia
remained.
Nor was it only class-names that belonged to the supersensuous world. A
man's own proper-name is a sort of spiritual essence of him, a kind
of soul to be carefully concealed. By pronouncing a name you bring the
thing itself into being. When Elohim would create Day "he called out to
the Light 'Day,' and to the Darkness he called out 'Night'"; the great
magician pronounced the magic Names and the Things came into being. "In
the beginning was the Word" is literally true, and this reflects the
fact that our CONCEPTUAL world comes into being by the mental process of
naming. (For a full discussion of this point see Beck, "Nachahmung" page
41, "Die Sprache".) In old times people went further; they thought that
by naming events they could bring them to be, and custom even to-day
keeps up the inveterate magical habit of wishing people "Good Morning"
and a "Happy Christmas."
Number, too, is part of the supersensuous world that is thoroughly
religious. We can see and touch seven apples, but seven itself, that
wonderful thing that shifts from object to object, giving it
its SEVENness, that living thing, for it begets itself anew in
multiplication--surely seven is a fit denizen of the upper-world.
Originally all numbers dwelt there, and a certain supersensuous sanctity
still clings to seven and three. We still say "Holy, Holy, Holy," and in
some mystic way feel the holier.
The soul and the supersensuous world get thinner and thinner, rarer and
more rarified, but they always trail behind them clouds of smoke and
vapour from the world of sense and space whence they have come. It is
difficult for us even nowadays to use the word "soul" without lapsing
into a sensuous mythology. The Cartesians' sharp distinction between res
extensa non cogitans and res cogitans non extansa is remote.
So far then man, through the processes of his thinking, has provided
himself with a supersensuous world, the world of sense-delusion, of
smoke and cloud, of dream and phantom, of imagination, of name and
number and image. The natural course would now seem to be that this
supersensuous world should develop into the religious world as we know
it, that out of a vague animism with ghosts of ancestors, demons,
and the like, there should develop in due order momentary gods
(Augenblicks-Gotter), tribal gods, polytheism, and finally a pure
monotheism.
This course of development is usually assumed, but it is not I think
quite what really happens. The supersensuous world as we have got it so
far is too theoretic to be complete material of religion. It is indeed
only one factor, or rather it is as it were a lifeless body that waits
for a living spirit to possess and inform it. Had the theoretic factor
remained uninformed it would eventually have separated off into its
constituent elements of error and truth, the error dying down as a
belated metaphysic, the truth developing into a correct and scientific
psychology of the subjective. But man has ritual as well as mythology;
that is, he feels and acts as well as thinks; nay more he probably feels
and acts long before he definitely thinks. This contradicts all our
preconceived notions of theology. Man, we imagine, believes in a god
or gods and then worships. The real order seems to be that, in a sense
presently to be explained, he worships, he feels and acts, and out
of his feeling and action, projected into his confused thinking,
he develops a god. We pass therefore to our second factor in
religion:--ritual.
The word "ritual" brings to our modern minds the notion of a church
with a priesthood and organised services. Instinctively we think of a
congregation meeting to confess sins, to receive absolution, to pray,
to praise, to listen to sermons, and possibly to partake of sacraments.
Were we to examine these fully developed phenomena we should hardly get
further in the analysis of our religious conceptions than the notion
of a highly anthropomorphic god approached by purely human methods of
personal entreaty and adulation.
Further, when we first come to the study of primitive religions we
expect a priori to find the same elements, though in a ruder form. We
expect to see "The heathen in his blindness bow down to wood and stone,"
but the facts that actually confront us are startlingly dissimilar.
Bowing down to wood and stone is an occupation that exists mainly in the
minds of hymn-writers. The real savage is more actively engaged. Instead
of asking a god to do what he wants done, he does it or tries to do
it himself; instead of prayers he utters spells. In a word he is busy
practising magic, and above all he is strenuously engaged in dancing
magical dances. When the savage wants rain or wind or sunshine, he does
not go to church; he summons his tribe and they dance a rain-dance or
wind-dance or sun-dance. When a savage goes to war we must not picture
his wife on her knees at home praying for the absent; instead we must
picture her dancing the whole night long; not for mere joy of heart
or to pass the weary hours; she is dancing his war-dance to bring him
victory.
Magic is nowadays condemned alike by science and by religion; it is
both useless and impious. It is obsolete, and only practised by malign
sorcerers in obscure holes and corners. Undoubtedly magic is neither
religion nor science, but in all probability it is the spiritual
protoplasm from which religion and science ultimately differentiated.
As such the doctrine of evolution bids us scan it closely. Magic may
be malign and private; nowadays it is apt to be both. But in early days
magic was as much for good as for evil; it was publicly practised for
the common weal.
The gist of magic comes out most clearly in magical dances. We think of
dancing as a light form of recreation, practised by the young from sheer
joie de vivre and unsuitable for the mature. But among the Tarahumares
(Carl Lumholtz, "Unknown Mexico", page 330, London, 1903.) in Mexico the
word for dancing, nolavoa, means "to work." Old men will reproach young
men saying "Why do you not go to work?" meaning why do you not dance
instead of only looking on. The chief religious sin of which the
Tarahumare is conscious is that he has not danced enough and not made
enough tesvino, his cereal intoxicant.
Dancing then is to the savage WORKING, DOING, and the dance is in its
origin an imitation or perhaps rather an intensification of processes of
work. (Karl Bucher, "Arbeit und Rhythmus", Leipzig (3rd edition), 1902,
passim.) Repetition, regular and frequent, constitutes rhythm and rhythm
heightens the sense of will power in action. Rhythmical action may even,
as seen in the dances of Dervishes, produce a condition of ecstasy.
Ecstasy among primitive peoples is a condition much valued; it is often,
though not always, enhanced by the use of intoxicants. Psychologically
the savage starts from the sense of his own will power, he stimulates
it by every means at his command. Feeling his will strongly and knowing
nothing of natural law he recognises no limits to his own power; he
feels himself a magician, a god; he does not pray, he WILLS. Moreover
he wills collectively (The subject of collective hallucination as an
element in magic has been fully worked out by MM. Hubert and Mauss.
"Theorie generale de la Magie", In "L'Annee Sociologique", 1902--3, page
140.), reinforced by the will and action of his whole tribe. Truly of
him it may be said "La vie deborde l'intelligence, l'intelligence c'est
un retrecissement." (Henri Bergson, "L'Evolution Creatrice", page 50.)
The magical extension and heightening of personality come out very
clearly in what are rather unfortunately known as MIMETIC dances. Animal
dances occur very frequently among primitive peoples. The dancers
dress up as birds, beasts, or fishes, and reproduce the characteristic
movements and habits of the animals impersonated. (So characteristic is
this impersonation in magical dancing that among the Mexicans the
word for magic, navali, means "disguise." K. Th. Preuss, "Archiv f.
Religionswissenschaft", 1906, page 97.) A very common animal dance is
the frog-dance. When it rains the frogs croak. If you desire rain you
dress up like a frog and croak and jump. We think of such a performance
as a conscious imitation. The man, we think, is more or less LIKE a
frog. That is not how primitive man thinks; indeed, he scarcely thinks
at all; what HE wants done the frog can do by croaking and jumping, so
he croaks and jumps and, for all he can, BECOMES a frog. "L'intelligence
animale JOUE sans doute les representations plutot qu'elle ne les
pense." (Bergson, "L'Evolution Creatrice", page 205.)
We shall best understand this primitive state of mind if we study
the child "born in sin." If a child is "playing at lions" he does not
IMITATE a lion, i.e. he does not consciously try to be a thing more or
less like a lion, he BECOMES one. His reaction, his terror, is the same
as if the real lion were there. It is this childlike power of utter
impersonation, of BEING the thing we act or even see acted, this
extension and intensification of our own personality that lives deep
down in all of us and is the very seat and secret of our joy in the
drama.
A child's mind is indeed throughout the best clue to the understanding
of savage magic. A young and vital child knows no limit to his own will,
and it is the only reality to him. It is not that he wants at the outset
to fight other wills, but that they simply do not exist for him. Like
the artist he goes forth to the work of creation, gloriously alone. His
attitude towards other recalcitrant wills is "they simply must." Let
even a grown man be intoxicated, be in love, or subject to an intense
excitement, the limitations of personality again fall away. Like the
omnipotent child he is again a god, and to him all things are possible.
Only when he is old and weary does he cease to command fate.
The Iroquois (Hewitt, "American Anthropologist", IV. I. page 32, 1902,
N.S.) of North America have a word, orenda, the meaning of which is
easier to describe than to define, but it seems to express the very soul
of magic. This orenda is your power to do things, your force, sometimes
almost your personality. A man who hunts well has much and good orenda;
the shy bird who escapes his snares has a fine orenda. The orenda of the
rabbit controls the snow and fixes the depth to which it will fall. When
a storm is brewing the magician is said to be making its orenda. When
you yourself are in a rage, great is your orenda. The notes of birds
are utterances of their orenda. When the maize is ripening, the Iroquois
know it is the sun's heat that ripens it, but they know more; it is the
cigala makes the sun to shine and he does it by chirping, by uttering
his orenda. This orenda is sometimes very like the Greek thumos, your
bodily life, your vigour, your passion, your power, the virtue that is
in you to feel and do. This notion of orenda, a sort of pan-vitalism, is
more fluid than animism, and probably precedes it. It is the projection
of man's inner experience, vague and unanalysed, into the outer world.
The mana of the Melanesians (Codrington, "The Melanesians", pages 118,
119, 192, Oxford, 1891.) is somewhat more specialised--all men do not
possess mana--but substantially it is the same idea. Mana is not only a
force, it is also an action, a quality, a state, at once a substantive,
an adjective, and a verb. It is very closely neighboured by the idea
of sanctity. Things that have mana are tabu. Like orenda it manifests
itself in noises, but specially mysterious ones, it is mana that is
rustling in the trees. Mana is highly contagious, it can pass from a
holy stone to a man or even to his shadow if it cross the stone. "All
Melanesian religion," Dr Codrington says, "consists in getting mana
for oneself or getting it used for one's benefit." (Codrington, "The
Melanesians", page 120, Oxford, 1891.)
Specially instructive is a word in use among the Omaka (See Prof.
Haddon, "Magic and Fetishism", page 60, London, 1906. Dr Vierkandt
("Globus", July, 1907, page 41) thinks that "Fernzauber" is a later
development from Nahzauber.), wazhin-dhedhe, "directive energy, to
send." This word means roughly what we should call telepathy, sending
out your thought or will-power to influence another and affect his
action. Here we seem to get light on what has always been a puzzle, the
belief in magic exercised at a distance. For the savage will, distance
is practically non-existent, his intense desire feels itself as
non-spatial. (This notion of mana, orenda, wazhin-dhedhe and the like
lives on among civilised peoples in such words as the Vedic brahman in
the neuter, familiar to us in its masculine form Brahman. The neuter,
brahman, means magic power of a rite, a rite itself, formula, charm,
also first principle, essence of the universe. It is own cousin to the
Greek dunamis and phusis. See MM. Hubert et Mauss, "Theorie generale de
la Magie", page 117, in "L'Annee Sociologique", VII.)
Through the examination of primitive ritual we have at last got at one
tangible, substantial factor in religion, a real live experience, the
sense, that is, of will, desire, power actually experienced in person
by the individual, and by him projected, extended into the rest of the
world.
At this stage it may fairly be asked, though the question cannot with
any certainty be answered, "at what point in the evolution of man does
this religious experience come in?"
So long as an organism reacts immediately to outside stimulus, with a
certainty and conformity that is almost chemical, there is, it would
seem, no place, no possibility for magical experience. But when the
germ appears of an intellect that can foresee an end not immediately
realised, or rather when a desire arises that we feel and recognise as
not satisfied, then comes in the sense of will and the impulse magically
to intensify that will. The animal it would seem is preserved by
instinct from drawing into his horizon things which do not immediately
subserve the conservation of his species. But the moment man's
life-power began to make on the outside world demands not immediately
and inevitably realised in action (I owe this observation to Dr K. Th.
Preuss. He writes ("Archiv f. Relig." 1906, page 98), "Die Betonung des
Willens in den Zauberakten ist der richtige Kern. In der Tat muss der
Mensch den Willen haben, sich selbst und seiner Umgebung besondere
Fahigkeiten zuzuschreiben, und den Willen hat er, sobald sein Verstand
ihn befahigt, EINE UBER DEN INSTINKT HINAUSGEHEN DER FURSORGE fur
sich zu zeigen. SO LANGE IHN DER INSTINKT ALLEIN LEITET, KONNEN
ZAUBERHANDLUNGEN NICHT ENSTEHEN." For more detailed analysis of the
origin of magic, see Dr Preuss "Ursprung der Religion und Kunst",
"Globus", LXXXVI. and LXXXVII.), then a door was opened to magic, and
in the train of magic followed errors innumerable, but also religion,
philosophy, science and art.
The world of mana, orenda, brahman is a world of feeling, desiring,
willing, acting. What element of thinking there may be in it is not yet
differentiated out. But we have already seen that a supersensuous world
of thought grew up very early in answer to other needs, a world of
sense-illusions, shadows, dreams, souls, ghosts, ancestors, names,
numbers, images, a world only wanting as it were the impulse of mana to
live as a religion. Which of the two worlds, the world of thinking or
the world of doing, developed first it is probably idle to inquire. (If
external stimuli leave on organisms a trace or record such as is known
as an Engram, this physical basis of memory and hence of thought is
almost coincident with reaction of the most elementary kind. See Mr
Francis Darwin's Presidential Address to the British Association,
Dublin, 1908, page 8, and again Bergson places memory at the very root
of conscious existence, see "L'Evolution Creatrice", page 18, "le
fond meme de notre existence consciente est memoire, c'est a dire
prolongation du passee dans le present," and again "la duree mord dans
le temps et y laisse l'enpreint de son dent," and again, "l'Evolution
implique une continuation reelle du passee par le present.")
It is more important to ask, Why do these two worlds join? Because,
it would seem, mana, the egomaniac or megalomaniac element, cannot get
satisfied with real things, and therefore goes eagerly out to a false
world, the supersensuous other-world whose growth we have sketched. This
junction of the two is fact, not fancy. Among all primitive peoples dead
men, ghosts, spirits of all kinds, become the chosen vehicle of mana.
Even to this day it is sometimes urged that religion, i.e. belief in
the immortality of the soul, is true "because it satisfies the deepest
craving of human nature." The two worlds, of mana and magic on the one
hand, of ghosts and other-world on the other, combine so easily because
they have the same laws, or rather the same comparative absence of law.
As in the world of dreams and ghosts, so in the world of mana, space and
time offer no obstacles; with magic all things are possible. In the one
world what you imagine is real; in the other what you desire is ipso
facto accomplished. Both worlds are egocentric, megalomaniac, filled to
the full with unbridled human will and desire.
We are all of us born in sin, in that sin which is to science
"the seventh and deadliest," anthropomorphism, we are egocentric,
ego-projective. Hence necessarily we make our gods in our own image.
Anthropomorphism is often spoken of in books on religion and mythology
as if it were a last climax, a splendid final achievement in religious
thought. First, we are told, we have the lifeless object as god
(fetichism), then the plant or animal (phytomorphism, theriomorphism),
and last God is incarnate in the human form divine. This way of putting
things is misleading. Anthropomorphism lies at the very beginning of
our consciousness. Man's first achievement in thought is to realise that
there is anything at all not himself, any object to his subject. When
he has achieved however dimly this distinction, still for long, for very
long he can only think of those other things in terms of himself; plants
and animals are people with ways of their own, stronger or weaker than
himself but to all intents and purposes human.
Again the child helps us to understand our own primitive selves. To
children animals are always people. You promise to take a child for a
drive. The child comes up beaming with a furry bear in her arms. You say
the bear cannot go. The child bursts into tears. You think it is because
the child cannot endure to be separated from a toy. It is no such thing.
It is the intolerable hurt done to the bear's human heart--a hurt not
to be healed by any proffer of buns. He wanted to go, but he was a shy,
proud bear, and he would not say so.
The relation of magic to religion has been much disputed. According to
one school religion develops out of magic, according to another, though
they ultimately blend, they are at the outset diametrically opposed,
magic being a sort of rudimentary and mistaken science (This view held
by Dr Frazer is fully set forth in his "Golden Bough" (2nd edition),
pages 73-79, London, 1900. It is criticised by Mr R.R. Marett in "From
Spell to Prayer", "Folk-Lore" XI. 1900, page 132, also very fully by
MM. Hubert and Mauss, "Theorie generale de la Magie", in "L'Annee
Sociologique", VII. page 1, with Mr Marett's view and with that of MM.
Hubert and Mauss I am in substantial agreement.), religion having to do
from the outset with spirits.
But, setting controversy aside, at the present stage of our inquiry
their relation becomes, I think, fairly clear. Magic is, if my view
(This view as explained above is, I believe, my own most serious
contribution to the subject. In thinking it out I was much helped by
Prof. Gilbert Murray.) be correct, the active element which informs a
supersensuous world fashioned to meet other needs. This blend of
theory and practice it is convenient to call religion. In practice the
transition from magic to religion, from Spell to Prayer, has always been
found easy. So long as mana remains impersonal you order it about; when
it is personified and bulks to the shape of an overgrown man, you drop
the imperative and cringe before it. "My will be done" is magic,
"Thy Will be done" is the last word in religion. The moral discipline
involved in the second is momentous, the intellectual advance not
striking.
I have spoken of magical ritual as though it were the informing
life-spirit without which religion was left as an empty shell. Yet the
word ritual does not, as normally used, convey to our minds this notion
of intense vitalism. Rather we associate ritual with something cut
and dried, a matter of prescribed form and monotonous repetition. The
association is correct; ritual tends to become less and less informed by
the life-impulse, more and more externalised. Dr Beck ("Die Nachahmung
und ihre Bedeutung fur Psychologie und Volkerkunde", Leipzig, 1904.)
in his brilliant monograph on "Imitation" has laid stress on the almost
boundless influence of the imitation of one man by another in the
evolution of civilisation. Imitation is one of the chief spurs to
action. Imitation begets custom, custom begets sanctity. At first all
custom is sacred. To the savage it is as much a religious duty to tattoo
himself as to sacrifice to his gods. But certain customs naturally
survive, because they are really useful; they actually have good
effects, and so need no social sanction. Others are really useless;
but man is too conservative and imitative to abandon them. These become
ritual. Custom is cautious, but la vie est aleatoire. (Bergson, op. cit.
page 143.)
Dr Beck's remarks on ritual are I think profoundly true and suggestive,
but with this reservation--they are true of ritual only when uninformed
by personal experience. The very elements in ritual on which Dr
Beck lays such stress, imitation, repetition, uniformity and social
collectivity, have been found by the experience of all time to have
a twofold influence--they inhibit the intellect, they stimulate and
suggest emotion, ecstasy, trance. The Church of Rome knows what she is
about when she prescribes the telling of the rosary. Mystery-cults and
sacraments, the lineal descendants of magic, all contain rites charged
with suggestion, with symbols, with gestures, with half-understood
formularies, with all the apparatus of appeal to emotion and will--the
more unintelligible they are the better they serve their purpose of
inhibiting thought. Thus ritual deadens the intellect and stimulates
will, desire, emotion. "Les operations magiques... sont le resultat d'une
science et d'une habitude qui exaltent la volonte humaine au-dessus de
ses limites habituelles." (Eliphas Levi, "Dogme et Rituel de la haute
Magie", II. page 32, Paris, 1861, and "A defence of Magic", by Evelyn
Underhill, "Fortnightly Review", 1907.) It is this personal EXPERIENCE,
this exaltation, this sense of immediate, non-intellectual revelation,
of mystical oneness with all things, that again and again rehabilitates
a ritual otherwise moribund.
To resume. The outcome of our examination of ORIGINES seems to be that
religious phenomena result from two delusive processes--a delusion of
the non-critical intellect, a delusion of the over-confident will. Is
religion then entirely a delusion? I think not. (I am deeply conscious
that what I say here is a merely personal opinion or sentiment,
unsupported and perhaps unsupportable by reason, and very possibly quite
worthless, but for fear of misunderstanding I prefer to state it.) Every
dogma religion has hitherto produced is probably false, but for all that
the religious or mystical spirit may be the only way of apprehending
some things and these of enormous importance. It may also be that the
contents of this mystical apprehension cannot be put into language
without being falsified and misstated, that they have rather to be felt
and lived than uttered and intellectually analysed, and thus do not
properly fall under the category of true or false, in the sense in which
these words are applied to propositions; yet they may be something
for which "true" is our nearest existing word and are often, if not
necessary at least highly advantageous to life. That is why man through
a series of more or less grossly anthropomorphic mythologies and
theologies with their concomitant rituals tries to restate them.
Meantime we need not despair. Serious psychology is yet young and has
only just joined hands with physiology. Religious students are still
hampered by mediaevalisms such as Body and Soul, and by the perhaps
scarcely less mythological segregations of Intellect, Emotion, Will. But
new facts (See the "Proceedings" of the Society for Psychical Research,
London, passim, and especially Vols. VII.-XV. For a valuable collection
of the phenomena of mysticism, see William James, "Varieties of
Religious Experience", Edinburgh, 1901-2.) are accumulating, facts about
the formation and flux of personality, and the relations between the
conscious and the sub-conscious. Any moment some great imagination may
leap out into the dark, touch the secret places of life, lay bare the
cardinal mystery of the marriage of the spatial with the non-spatial. It
is, I venture to think, towards the apprehension of such mysteries,
not by reason only, but by man's whole personality, that the religious
spirit in the course of its evolution through ancient magic and modern
mysticism is ever blindly yet persistently moving.
Be this as it may, it is by thinking of religion in the light of
evolution, not as a revelation given, not as a realite faite but as a
process, and it is so only, I think, that we attain to a spirit of real
patience and tolerance. We have ourselves perhaps learnt laboriously
something of the working of natural law, something of the limitations of
our human will, and we have therefore renounced the practice of magic.
Yet we are bidden by those in high places to pray "Sanctify this water
to the mystical washing away of sin." Mystical in this connection spells
magical, and we have no place for a god-magician: the prayer is to us
unmeaning, irreverent. Or again, after much toil we have ceased, or
hope we have ceased, to think anthropomorphically. Yet we are invited
to offer formal thanks to God for a meal of flesh whose sanctity is the
last survival of that sacrifice of bulls and goats he has renounced.
Such a ritual confuses our intellect and fails to stir our emotion. But
to others this ritual, magical or anthropomorphic as it is, is charged
with emotional impulse, and others, a still larger number, think that
they act by reason when really they are hypnotised by suggestion and
tradition; their fathers did this or that and at all costs they must do
it. It was good that primitive man in his youth should bear the yoke of
conservative custom; from each man's neck that yoke will fall, when and
because he has outgrown it. Science teaches us to await that moment with
her own inward and abiding patience. Such a patience, such a gentleness
we may well seek to practise in the spirit and in the memory of Darwin.
XXVI. EVOLUTION AND THE SCIENCE OF LANGUAGE. By P. Giles, M.A., LL.D.
(Aberdeen),
Reader in Comparative Philology in the University of Cambridge.
In no study has the historical method had a more salutary influence
than in the Science of Language. Even the earliest records show that the
meaning of the names of persons, places, and common objects was then, as
it has always been since, a matter of interest to mankind. And in every
age the common man has regarded himself as competent without special
training to explain by inspection (if one may use a mathematical phrase)
the meaning of any words that attracted his attention. Out of this
amateur etymologising has sprung a great amount of false history, a kind
of historical mythology invented to explain familiar names. A single
example will illustrate the tendency. According to the local legend the
ancestor of the Earl of Erroll--a husbandman who stayed the flight of
his countrymen in the battle of Luncarty and won the victory over the
Danes by the help of the yoke of his oxen--exhausted with the fray
uttered the exclamation "Hoch heigh!" The grateful king about to ennoble
the victorious ploughman at once replied:
"Hoch heigh! said ye
And Hay shall ye be."
The Norman origin of the name Hay is well-known, and the battle of
Luncarty long preceded the appearance of Normans in Scotland, but the
legend nevertheless persists.
Though the earliest European treatise on philological questions which
is now extant--the "Cratylus" of Plato,--as might be expected from its
authorship, contains some acute thinking and some shrewd guesses, yet
the work as a whole is infantine in its handling of language, and it
has been doubted whether Plato was more than half serious in some of
the suggestions which he puts forward. (For an account of the "Cratylus"
with references to other literature see Sandys' "History of Classical
Scholarship", I. page 92 ff., Cambridge, 1903.) In the hands of the
Romans things were worse even than they had been in the hands of Plato
and his Greek successors. The lack of success on the part of Varro and
later Roman writers may have been partly due to the fact that, from the
etymological point of view, Latin is a much more difficult language than
Greek; it is by no means so closely connected with Greek as the ancients
imagined, and they had no knowledge of the Celtic languages from which,
on some sides at least, much greater light on the history of the
Latin language might have been obtained. Roman civilisation was a late
development compared with Greek, and its records dating earlier than
300 B.C.--a period when the best of Greek literature was already in
existence--are very few and scanty. Varro it is true was much more of
an antiquary than Plato, but his extant works seem to show that he was
rather a "dungeon of learning" than an original thinker.
A scientific knowledge of language can be obtained only by comparison
of different languages of the same family and the contrasting of their
characteristics with those of another family or other families. It never
occurred to the Greeks that any foreign language was worthy of serious
study. Herodotus and other travellers and antiquaries indeed picked up
individual words from various languages, either as being necessary
in communication with the inhabitants of the countries where they
sojourned, or because of some point which interested them personally.
Plato and others noticed the similarity of some Phrygian words to Greek,
but no systematic comparison seems ever to have been instituted.
In the Middle Ages the treatment of language was in a sense more
historical. The Middle Ages started with the hypothesis, derived
from the book of Genesis, that in the early world all men were of one
language and of one speech. Though on the same authority they believed
that the plain of Shinar has seen that confusion of tongues whence
sprang all the languages upon earth, they seem to have considered that
the words of each separate language were nevertheless derived from this
original tongue. And as Hebrew was the language of the Chosen People,
it was naturally assumed that this original tongue was Hebrew. Hence
we find Dante declaring in his treatise on the Vulgar Tongue (Dante "de
Vulgari Eloquio", I. 4.) that the first word man uttered in Paradise
must have been "El," the Hebrew name of his Maker, while as a result of
the fall of Adam, the first utterance of every child now born into this
world of sin and misery is "heu," Alas! After the splendidly engraved
bronze plates containing, as we now know, ritual regulations for certain
cults, were discovered in 1444 at the town of Gubbio, in Umbria, they
were declared, by some authorities, to be written in excellent Hebrew.
The study of them has been the fascination and the despair of many a
philologist. Thanks to the devoted labours of numerous scholars, mainly
in the last sixty years, the general drift of these inscriptions is
now known. They are the only important records of the ancient Umbrian
language, which was related closely to that of the Samnites and,
though not so closely, to that of the Romans on the other side of
the Apennines. Yet less than twenty years ago a book was published in
Germany, which boasts itself the home of Comparative Philology,
wherein the German origin of the Umbrian language was no less solemnly
demonstrated than had been its Celtic origin by Sir William Betham in
1842.
It is good that the study of language should be historical, but the
first requisite is that the history should be sound. How little had been
learnt of the true history of language a century ago may be seen from a
little book by Stephen Weston first published in 1802 and several
times reprinted, where accidental assonance is considered sufficient to
establish connection. Is there not a word "bad" in English and a word
"bad" in Persian which mean the same thing? Clearly therefore Persian
and English must be connected. The conclusion is true, but it is drawn
from erroneous premises. As stated, this identity has no more value
than the similar assonance between the English "cover" and the Hebrew
"kophar", where the history of "cover" as coming through French from a
Latin "co-operire" was even in 1802 well-known to many. To this day,
in spite of recent elaborate attempts (Most recently in H. Moller's
"Semitisch und Indogermanisch", Erster Teil, Kopenhagen, 1907.) to
establish connection between the Indo-Germanic and the Semitic families
of languages, there is no satisfactory evidence of such relation between
these families. This is not to deny the possibility of such a connection
at a very early period; it is merely to say that through the lapse
of long ages all trustworthy record of such relationship, if it ever
existed, has been, so far as present knowledge extends, obliterated.
But while Stephen Weston was publishing, with much public approval, his
collection of amusing similarities between languages--similarities which
proved nothing--the key to the historical study of at least one family
of languages had already been found by a learned Englishman in a distant
land. In 1783 Sir William Jones had been sent out as a judge in the
supreme court of judicature in Bengal. While still a young man at Oxford
he was noted as a linguist; his reputation as a Persian scholar had
preceded him to the East. In the intervals of his professional duties
he made a careful study of the language which was held sacred by
the natives of the country in which he was living. He was mainly
instrumental in establishing a society for the investigation of language
and related subjects. He was himself the first president of the society,
and in the "third anniversary discourse" delivered on February 2, 1786,
he made the following observations: "The Sanscrit language, whatever be
its antiquity, is of a wonderful structure; more perfect than the GREEK,
more copious than the LATIN, and more exquisitely refined than either,
yet bearing to both of them a stronger affinity, both in the roots
of verbs and in the forms of grammar, than could possibly have been
produced by accident; so strong indeed, that no philologer could examine
them all three, without believing them to have sprung from some common
source, which, perhaps, no longer exists: there is a similar reason,
though not quite so forcible, for supposing that both the Gothick and
the Celtick, though blended with a very different idiom, had the same
origin with the Sanscrit; and the old Persian might be added to the same
family, if this was the place for discussing any question concerning the
antiquities of Persia." ("Asiatic Researches", I. page 422, "Works of
Sir W. Jones", I. page 26, London, 1799.)
No such epoch-making discovery was probably ever announced with less
flourish of trumpets. Though Sir William Jones lived for eight years
more and delivered other anniversary discourses, he added nothing of
importance to this utterance. He had neither the time nor the health
that was needed for the prosecution of so arduous an undertaking.
But the good seed did not fall upon stony ground. The news was speedily
conveyed to Europe. By a happy chance, the sudden renewal of war between
France and England in 1803 gave Friedrich Schlegel the opportunity of
learning Sanscrit from Alexander Hamilton, an Englishman who, like many
others, was confined in Paris during the long struggle with Napoleon.
The influence of Schlegel was not altogether for good in the history of
this research, but he was inspiring. Not upon him but upon Franz Bopp,
a struggling German student who spent some time in Paris and London
a dozen years later, fell the mantle of Sir William Jones. In Bopp's
Comparative Grammar of the Indo-Germanic languages which appeared in
1833, three-quarters of a century ago, the foundations of Comparative
Philology were laid. Since that day the literature of the subject has
grown till it is almost, if not altogether, beyond the power of any
single man to cope with it. But long as the discourse may be, it is but
the elaboration of the text that Sir William Jones supplied.
With the publication of Bopp's Comparative Grammar the historical study
of language was put upon a stable footing. Needless to say much remained
to be done, much still remains to be done. More than once there has been
danger of the study following erroneous paths. Its terminology and its
point of view have in some degree changed. But nothing can shake the
truth of the statement that the Indo-Germanic languages constitute in
themselves a family sprung from the same source, marked by the same
characteristics, and differentiated from all other languages by
formation, by vocabulary, and by syntax. The historical method was
applied to language long before it reached biology. Nearly a quarter of
a century before Charles Darwin was born, Sir William Jones had made the
first suggestion of a comparative study of languages. Bopp's Comparative
Grammar began to be published nine years before the first draft of
Darwin's treatise on the Origin of Species was put on paper in 1842.
It is not therefore on the history of Comparative Philology in general
that the ideas of Darwin have had most influence. Unfortunately, as
Jowett has said in the introduction to his translation of Plato's
"Republic", most men live in a corner. The specialisation of knowledge
has many advantages, but it has also disadvantages, none worse perhaps
than that it tends to narrow the specialist's horizon and to make it
more difficult for one worker to follow the advances that are being made
by workers in other departments. No longer is it possible as in earlier
days for an intellectual prophet to survey from a Pisgah height all the
Promised Land. And the case of linguistic research has been specially
hard. This study has, if the metaphor may be allowed, a very extended
frontier. On one side it touches the domain of literature, on other
sides it is conterminous with history, with ethnology and anthropology,
with physiology in so far as language is the production of the brain and
tissues of a living being, with physics in questions of pitch and stress
accent, with mental science in so far as the principles of similarity,
contrast, and contiguity affect the forms and the meanings of words
through association of ideas. The territory of linguistic study
is immense, and it has much to supply which might be useful to the
neighbours who border on that territory. But they have not regarded her
even with that interest which is called benevolent because it is not
actively maleficent. As Horne Tooke remarked a century ago, Locke had
found a whole philosophy in language. What have the philosophers done
for language since? The disciples of Kant and of Wilhelm von Humboldt
supplied her plentifully with the sour grapes of metaphysics; otherwise
her neighbours have left her severely alone save for an occasional
"Ausflug," on which it was clear they had sadly lost their bearings.
Some articles in Psychological Journals, Wundt's great work on
"Volkerpsychologie" (Erster Band: "Die Sprache", Leipzig, 1900. New
edition, 1904. This work has been fertile in producing both opponents
and supporters. Delbruck, "Grundfragen der Sprachforschung",
Strassburg, 1901, with a rejoinder by Wundt, "Sprachgeschichte" and
"Sprachpsychologie", Leipzig, 1901; L. Sutterlin, "Das Wesen der
Sprachgebilde", Heidelberg, 1902; von Rozwadowski, "Wortbildung
und Wortbedeutung", Heidelberg, 1904; O. Dittrich, "Grundzuge der
Sprachpsychologie", Halle, 1904, Ch. A. Sechehaye, "Programme et
methodes de la linguistique theorique", Paris, 1908.), and Mauthner's
brilliantly written "Beitrage zu einer Kritik der Sprache" (In three
parts: (i) "Sprache und Psychologie, (ii) "Zur Sprachwissenschaft", both
Stuttgart 1901, (iii) "Zur Grammatic und Logik" (with index to all three
volumes), Stuttgart and Berlin, 1902.) give some reason to hope that, on
one side at least, the future may be better than the past.
Where Charles Darwin's special studies came in contact with the Science
of Language was over the problem of the origin and development of
language. It is curious to observe that, where so many fields of
linguistic research have still to be reclaimed--many as yet can hardly
be said to be mapped out,--the least accessible field of all--that
of the Origin of Language--has never wanted assiduous tillers.
Unfortunately it is a field beyond most others where it may be said that
"Wilding oats and luckless darnel grow."
If Comparative Philology is to work to purpose here, it must be on
results derived from careful study of individual languages and groups of
languages. But as yet the group which Sir William Jones first mapped out
and which Bopp organised is the only one where much has been achieved.
Investigation of the Semitic group, in some respects of no less moment
in the history of civilisation and religion, where perhaps the labour
of comparison is not so difficult, as the languages differ less among
themselves, has for some reason strangely lagged behind. Some years ago
in the "American Journal of Philology" Paul Haupt pointed out that if
advance was to be made, it must be made according to the principles
which had guided the investigation of the Indo-Germanic languages to
success, and at last a Comparative Grammar of an elaborate kind is in
progress also for the Semitic languages. (Brockelmann, "Vergleichende
Grammatik der semitischen Sprachen", Berlin, 1907 ff. Brockelmann and
Zimmern had earlier produced two small hand-books. The only large work
was William Wright's "Lectures on the Comparative Grammar of the
Semitic Languages", Cambridge, 1890.) For the great group which includes
Finnish, Hungarian, Turkish and many languages of northern Asia, a
beginning, but only a beginning has been made. It may be presumed from
the great discoveries which are in progress in Turkestan that presently
much more will be achieved in this field. But for a certain utterance
to be given by Comparative Philology on the question of the origin of
language it is necessary that not merely for these languages but also
for those in other quarters of the globe, the facts should be collected,
sifted and tabulated. England rules an empire which contains a greater
variety of languages by far than were ever held under one sway before.
The Government of India is engaged in producing, under the editorship of
Dr Grierson, a linguistic survey of India, a remarkable undertaking and,
so far as it has gone, a remarkable achievement. Is it too much to ask
that, with the support of the self-governing colonies, a similar survey
should be undertaken for the whole of the British Empire?
Notwithstanding the great number of books that have been written on the
origin of language in the last three and twenty centuries, the results
of the investigation which can be described as certain are very meagre.
The question originally raised was whether language came into being
thesei or phusei, by convention or by nature. The first alternative, in
its baldest form at least, has passed from out the field of controversy.
No one now claims that names were given to living things or objects or
activities by formal agreement among the members of an early community,
or that the first father of mankind passed in review every living thing
and gave it its name. Even if the record of Adam's action were to be
taken literally there would still remain the question, whence had he
this power? Did he develop it himself or was it a miraculous gift with
which he was endowed at his creation? If the latter, then as Wundt says
("Volkerpsychologie", I. 2, page 585.), "the miracle of language is
subsumed in the miracle of creation." If Adam developed language of
himself, we are carried over to the alternative origin of phusei. On
this hypothesis we must assume that the natural growth which modern
theories of development regard as the painful progress of multitudinous
generations was contracted into the experience of a single individual.
But even if the origin of language is admitted to be NATURAL there may
still be much variety of signification attached to the word: NATURE,
like most words which are used by philosophers, has accumulated
many meanings, and as research into the natural world proceeds, is
accumulating more.
Forty years ago an animated controversy raged among the supporters of
the theories which were named for short the bow-wow, the pooh-pooh and
the ding-dong theories of the origin of language. The third, which was
the least tenacious of life, was made known to the English-speaking
world by the late Professor Max Muller who, however, when questioned,
repudiated it as his own belief. ("Science of Thought", London, 1887,
page 211.) It was taken by him from Heyse's lectures on language which
were published posthumously by Steinthal. Put shortly the theory is
that "everything which is struck, rings. Each substance has its peculiar
ring. We can tell the more or less perfect structure of metals by their
vibrations, by the answer which they give. Gold rings differently
from tin, wood rings differently from stone; and different sounds are
produced according to the nature of each percussion. It may be the same
with man, the most highly organised of nature's work." (Max Muller as
above, translating from Heyse.) Max Muller's repudiation of this theory
was, however, not very whole-hearted for he proceeds later in the same
argument: "Heyse's theory, which I neither adopted nor rejected, but
which, as will be seen, is by no means incompatible with that which for
many years has been gaining on me, and which of late has been so clearly
formulated by Professor Noire, has been assailed with ridicule and torn
to pieces, often by persons who did not even suspect how much truth was
hidden behind its paradoxical appearance. We are still very far from
being able to identify roots with nervous vibrations, but if it should
appear hereafter that sensuous vibrations supply at least the raw
material of roots, it is quite possible that the theory, proposed by
Oken and Heyse, will retain its place in the history of the various
attempts at solving the problem of the origin of language, when other
theories, which in our own days were received with popular applause,
will be completely forgotten." ("Science of Thought", page 212.)
Like a good deal else that has been written on the origin of language,
this statement perhaps is not likely to be altogether clear to the plain
man, who may feel that even the "raw material of roots" is some distance
removed from nervous vibrations, though obviously without the existence
of afferent and efferent nerves articulate speech would be impossible.
But Heyse's theory undoubtedly was that every thought or idea which
occurred to the mind of man for the first time had its own special
phonetic expression, and that this responsive faculty, when its object
was thus fulfilled, became extinct. Apart from the philosophical
question whether the mind acts without external stimulus, into which it
is not necessary to enter here, it is clear that this theory can neither
be proved nor disproved, because it postulates that this faculty existed
only when language first began, and later altogether disappeared. As we
have already seen, it is impossible for us to know what happened at the
first beginnings of language, because we have no information from any
period even approximately so remote; nor are we likely to attain it.
Even in their earliest stages the great families of language which
possess a history extending over many centuries--the Indo-Germanic and
the Semitic--have very little in common. With the exception of Chinese,
the languages which are apparently of a simpler or more primitive
formation have either a history which, compared with that of the
families mentioned, is very short, or, as in the case of the vast
majority, have no history beyond the time extending only over a few
years or, at most, a few centuries when they have been observed by
competent scholars of European origin. But, if we may judge by the
history of geology and other studies, it is well to be cautious in
assuming for the first stages of development forces which do not operate
in the later, unless we have direct evidence of their existence.
It is unnecessary here to enter into a prolonged discussion of the other
views christened by Max Muller, not without energetic protest from their
supporters, the bow-wow and pooh-pooh theories of language. Suffice it
to say that the former recognises as a source of language the imitation
of the sounds made by animals, the fall of bodies into water or on
to solid substances and the like, while the latter, also called the
interjectional theory, looks to the natural ejaculations produced by
particular forms of effort for the first beginnings of speech. It would
be futile to deny that some words in most languages come from
imitation, and that others, probably fewer in number, can be traced
to ejaculations. But if either of these sources alone or both in
combination gave rise to primitive speech, it clearly must have been a
simple form of language and very limited in amount. There is no reason
to think that it was otherwise. Presumably in its earliest stages
language only indicated the most elementary ideas, demands for food
or the gratification of other appetites, indications of danger, useful
animals and plants. Some of these, such as animals or indications of
danger, could often be easily represented by imitative sounds: the need
for food and the like could be indicated by gesture and natural cries.
Both sources are verae causae; to them Noire, supported by Max Muller,
has added another which has sometimes been called the Yo-heave-ho
theory. Noire contends that the real crux in the early stages of
language is for primitive man to make other primitive men understand
what he means. The vocal signs which commend themselves to one may not
have occurred to another, and may therefore be unintelligible. It may be
admitted that this difficulty exists, but it is not insuperable. The
old story of the European in China who, sitting down to a meal and being
doubtful what the meat in the dish might be, addressed an interrogative
Quack-quack? to the waiter and was promptly answered by Bow-wow,
illustrates a simple situation where mutual understanding was easy.
But obviously many situations would be more complex than this, and to
grapple with them Noire has introduced his theory of communal action.
"It was common effort directed to a common object, it was the most
primitive (uralteste) labour of our ancestors, from which sprang
language and the life of reason." (Noire "Der Ursprung der Sprache",
page 331, Mainz, 1877.) As illustrations of such common effort he cites
battle cries, the rescue of a ship running on shore (a situation not
likely to occur very early in the history of man), and others. Like Max
Muller he holds that language is the utterance and the organ of thought
for mankind, the one characteristic which separates man from the
brute. "In common action the word was first produced; for long it was
inseparably connected with action; through long-continued connection it
gradually became the firm, intelligible symbol of action, and then in
its development indicated also things of the external world in so far
as the action affected them and finally the sound began to enter into a
connexion with them also." (Op. cit. page 339.) In so far as this theory
recognises language as a social institution it is undoubtedly correct.
Darwin some years before Noire had pointed to the same social origin
of language in the fourth chapter of his work on "The Expression of the
Emotions in Man and Animals". "Naturalists have remarked, I believe with
truth, that social animals, from habitually using their vocal organs
as a means of intercommunication, use them on other occasions much more
freely than other animals... The principle, also, of association, which
is so widely extended in its power, has likewise played its part. Hence
it allows that the voice, from having been employed as a serviceable
aid under certain conditions, inducing pleasure, pain, rage, etc., is
commonly used whenever the same sensations or emotions are excited,
under quite different conditions, or in a lesser degree." ("The
Expression of the Emotions", page 84 (Popular Edition, 1904).
Darwin's own views on language which are set forth most fully in
"The Descent of Man" (page 131 ff. (Popular Edition, 1906).) are
characterised by great modesty and caution. He did not profess to be a
philologist and the facts are naturally taken from the best known works
of the day (1871). In the notes added to the second edition he remarks
on Max Muller's denial of thought without words, "what a strange
definition must here be given to the word thought!" (Op. cit. page
135, footnote 63.) He naturally finds the origin of language in "the
imitation and modification of various natural sounds, the voices of
other animals, and man's own instinctive cries aided by signs and
gestures (op. cit. page 132.)... As the voice was used more and more,
the vocal organs would have been strengthened and perfected through the
principle of the inherited effects of use; and this would have reacted
on the power of speech." (Op. cit. page 133.) On man's own instinctive
cries, he has more to say in "The Expression of the Emotions". (Page 93
(Popular Edition, 1904) and elsewhere.) These remarks have been utilised
by Prof. Jespersen of Copenhagen in propounding an ingenious theory of
his own to the effect that speech develops out of singing. ("Progress in
Language", page 361, London, 1894.)
For many years and in many books Max Muller argued against Darwin's
views on evolution on the one ground that thought is impossible without
speech; consequently as speech is confined to the human race, there is a
gulf which cannot be bridged between man and all other creatures.
(Some interesting comments on the theory will be found in a lecture
on "Thought and Language" in Samuel Butler's "Essays on Life, Art and
Science", London, 1908.) On the title-page of his "Science of Thought"
he put the two sentences "No Reason without Language: No Language
without Reason." It may be readily admitted that the second dictum is
true, that no language properly so-called can exist without reason.
Various birds can learn to repeat words or sentences used by their
masters or mistresses. In most cases probably the birds do not attach
their proper meaning to the words they have learnt; they repeat them in
season and out of season, sometimes apparently for their own amusement,
generally in the expectation, raised by past experience, of being
rewarded for their proficiency. But even here it is difficult to prove
a universal negative, and most possessors of such pets would repudiate
indignantly the statement that the bird did not understand what was said
to it, and would also contend that in many cases the words which it used
were employed in their ordinary meaning. The first dictum seems to be
inconsistent with fact. The case of deaf mutes, such as Laura Bridgeman,
who became well educated, or the still more extraordinary case of Helen
Keller, deaf, dumb, and blind, who in spite of these disadvantages
has learnt not only to reason but to reason better than the average of
persons possessed of all their senses, goes to show that language and
reason are not necessarily always in combination. Reason is but the
conscious adaptation of means to ends, and so defined is a faculty which
cannot be denied to many of the lower animals. In these days when so
many books on Animal Intelligence are issued from the press, it seems
unnecessary to labour the point. Yet none of these animals, except by
parrot-imitation, makes use of speech, because man alone possesses in a
sufficient degree of development the centres of nervous energy which are
required for the working of articulation in speech. On this subject much
investigation was carried on during the last years of Darwin's life
and much more in the period since his death. As early as 1861 Broca,
following up observations made by earlier French writers, located the
centre of articulate speech in the third left frontal convolution of
the brain. In 1876 he more definitely fixed the organ of speech in
"the posterior two-fifths of the third frontal convolution" (Macnamara,
"Human Speech", page 197, London, 1908.), both sides and not merely the
left being concerned in speech production. Owing however to the greater
use by most human beings of the right side of the body, the left side of
the brain, which is the motor centre for the right side of the body, is
more highly developed than its right side, which moves the left side
of the body. The investigations of Professors Ferrier, Sherrington and
Grunbaum have still more precisely defined the relations between brain
areas and certain groups of muscles. One form of aphasia is the result
of injury to or disease in the third frontal convolution because the
motor centre is no longer equal to the task of setting the necessary
muscles in motion. In the brain of idiots who are unable to speak,
the centre for speech is not developed. (Op. cit. page 226.) In the
anthropoid apes the brain is similarly defective, though it has been
demonstrated by Professors Cunningham and Marchand "that there is a
tendency, especially in the gorilla's brain, for the third frontal
convolution to assume the human form... But if they possessed a centre
for speech, those parts of the hemispheres of their brains which form
the mechanism by which intelligence is elaborated are so ill-developed,
as compared with the rest of their bodies, that we can not conceive,
even with more perfect frontal convolutions, that these animals could
formulate ideas expressible in intelligent speech." (Op. cit. page 223.)