CHAPTER XI

THE MATHEMATICAL PRINCIPLES

As has been pointed out,[1] the aim of the second part of the

_Analytic of Principles_ is to determine the _a priori_ principles

involved in the use of the categories under the necessary sensuous

conditions. These principles Kant divides into four classes,

corresponding to the four groups of categories, and he calls

them respectively 'axioms of perception', 'anticipations of

sense-perception', 'analogies of experience', and 'postulates of

empirical thought'. The first two and the last two classes are grouped

together as 'mathematical' and 'dynamical' respectively, on the ground

that the former group concerns the perception of objects, i. e. their

nature apprehended in perception, while the latter group concerns

their existence, and that consequently, since assertions concerning

the existence of objects presuppose the realization of empirical

conditions which assertions concerning their nature do not, only the

former possesses an absolute necessity and an immediate evidence such

as is found in mathematics.[2]

[1] p. 246.

[2] The assertion that all perceptions (i. e. all objects of

perception) are extensive quantities relates, according to

Kant, to the nature of objects, while the assertion that an

event must have a necessary antecedent affirms that such an

antecedent must exist, but gives no clue to its specific

nature. Compare "But the existence of phenomena cannot be

known _a priori_, and although we could be led in this way to

infer the fact of some existence, we should not know this

existence determinately, i. e. we could not anticipate the

respect in which the empirical perception of it differed from

that of other existences". (B. 221, M. 134). Kant seems to

think that the fact that the dynamical principles relate to

the existence of objects is a sufficient justification of

their name.

It needs but little reflection to see that the distinctions

which Kant draws between the mathematical and the dynamical

principles must break down.

These two groups of principles are not, as their names might suggest,

principles within mathematics and physics, but presuppositions of

mathematics and physics respectively. Kant also claims appropriateness

for the special terms used of each minor group to indicate the kind of

principles in question, viz. 'axioms', 'anticipations', 'analogies',

'postulates'. But it may be noted as an indication of the

artificiality of the scheme that each of the first two groups contains

only one principle, although Kant refers to them in the plural as

axioms and anticipations respectively, and although the existence of

three categories corresponding to each group would suggest the

existence of three principles.

The axiom of perception is that 'All perceptions are extensive

quantities'. The proof of it runs thus:

"An extensive quantity I call that in which the representation of the

parts renders possible the representation of the whole (and therefore

necessarily precedes it). I cannot represent to myself any line,

however small it may be, without drawing it in thought, that is,

without generating from a point all its parts one after another, and

thereby first drawing this perception. Precisely the same is the case

with every, even the smallest, time.... Since the pure perception in

all phenomena is either time or space, every phenomenon as a

perception is an extensive quantity, because it can be known in

apprehension only by a successive synthesis (of part with part). All

phenomena, therefore, are already perceived as aggregates (groups of

previously given parts), which is not the case with quantities of

every kind, but only with those which are represented and apprehended

by us as _extensive_."[3]

[3] B. 203-4, M. 123.

Kant opposes an extensive quantity to an intensive quantity or a

quantity which has a degree. "That quantity which is apprehended

only as unity and in which plurality can be represented only by

approximation to negation = 0, I call _intensive quantity_."[4] The

aspect of this ultimate distinction which underlies Kant's mode of

stating it is that only an extensive quantity is a whole, i. e.

something made up of parts. Thus a mile can be said to be made up

of two half-miles, but a velocity of one foot per second, though

comparable with a velocity of half a foot per second, cannot be said

to be made up of two such velocities; it is essentially one and

indivisible. Hence, from Kant's point of view, it follows that it is

only an extensive magnitude which can, and indeed must, be apprehended

through a successive synthesis of the parts. The proof of the axiom

seems to be simply this: 'All phenomena as objects of perception are

subject to the forms of perception, space and time. Space and time are

[homogeneous manifolds, and therefore] extensive quantities, only

to be apprehended by a successive synthesis of the parts. Hence

phenomena, or objects of experience, must also be extensive

quantities, to be similarly apprehended.' And Kant goes on to add that

it is for this reason that geometry and pure mathematics generally

apply to objects of experience.

[4] B. 210, M. 127.

We need only draw attention to three points. Firstly, no justification

is given of the term 'axiom'. Secondly, the argument does not really

appeal to the doctrine of the categories, but only to the character

of space and time as forms of perception. Thirdly, it need not appeal

to space and time as forms of perception in the proper sense of ways

in which we apprehend objects, but only in the sense of ways in which

objects are related[5]; in other words, it need not appeal to Kant's

theory of knowledge. The conclusion follows simply from the nature of

objects as spatially and temporally related, whether they are

phenomena or not. It may be objected that Kant's thesis is that _all_

objects of perception are extensive quantities, and that unless space

and time are allowed to be ways in which _we must perceive_ objects,

we cannot say that all objects will be spatially and temporally

related, and so extensive quantities. But to this it may be replied

that it is only true that all objects of perception are extensive

quantities if the term 'object of perception' be restricted to parts

of the physical world, i. e. to just those realities which Kant is

thinking of as spatially and temporally related,[6] and that this

restriction is not justified, since a sensation or a pain which has

only intensive quantity is just as much entitled to be called an

object of perception.

[5] Cf. pp. 37-9.

[6] The context shows that Kant is thinking only of such

temporal relations as belong to the physical world, and not

of those which belong to us as apprehending it. Cf. p. 139.

The anticipation of sense-perception consists in the principle that

'In all phenomena, the real, which is an object of sensation, has

intensive magnitude, i. e. a degree'. The proof is stated thus:

"Apprehension merely by means of sensation fills only one moment

(that is, if I do not take into consideration the succession of many

sensations). Sensation, therefore, as that in the phenomenon the

apprehension of which is not a successive synthesis advancing from

parts to a complete representation, has no extensive quantity; the

lack of sensation in one and the same moment would represent it as

empty, consequently = 0. Now that which in the empirical perception

corresponds to sensation is reality (_realitas phaenomenon_); that

which corresponds to the lack of it is negation = 0. But every

sensation is capable of a diminution, so that it can decrease and thus

gradually vanish. Therefore, between reality in the phenomenon and

negation there exists a continuous connexion of many possible

intermediate sensations, the difference of which from each other is

always smaller than that between the given sensation and zero, or

complete negation. That is to say, the real in the phenomenon has

always a quantity, which, however, is not found in apprehension, since

apprehension takes place by means of mere sensation in one moment and

not by a successive synthesis of many sensations, and therefore does

not proceed from parts to the whole. Consequently, it has a quantity,

but not an extensive quantity."

"Now that quantity which is apprehended only as unity, and in which

plurality can be represented only by approximation to negation = 0,

I call an _intensive quantity_. Every reality, therefore, in a

phenomenon has intensive quantity, that is, a degree."[7]

[7] B. 209-10, M. 127.

In other words, 'We can lay down _a priori_ that all sensations have a

certain degree of intensity, and that between a sensation of a given

intensity and the total absence of sensation there is possible an

infinite number of sensations varying in intensity from nothing to

that degree of intensity. Therefore the real, which corresponds to

sensation, can also be said _a priori_ to admit of an infinite variety

of degree.'

Though the principle established is of little intrinsic importance,

the account of it is noticeable for two reasons. In the first place,

although Kant clearly means by the 'real corresponding to sensation' a

body in space, and regards it as a phenomenon, it is impossible to see

how he can avoid the charge that he in fact treats it as a thing in

itself.[8] For the correspondence must consist in the fact that the

real causes or excites sensation in us, and therefore the real, i. e.

a body in space, is implied to be a thing in itself. In fact, Kant

himself speaks of considering the real in the phenomenon as the cause

of sensation,[9] and, in a passage added in the second edition, after

proving that sensation must have an intensive quantity, he says that,

corresponding to the intensive quantity of sensation, an intensive

quantity, i. e. _a degree of influence on sense_, must be attributed

to all objects of sense-perception.[10] The difficulty of consistently

maintaining that the real, which corresponds to sensation, is a

phenomenon is, of course, due to the impossibility of distinguishing

between reality and appearance within phenomena.[11]

[8] Cf. p. 257 note.

[9] B. 210, M. 128.

[10] B. 208, M. 126. The italics are mine. Cf. from the same

passage, "Phenomena contain, over and above perception, the

materials for some object (through which is represented

something existing in space and time), i. e. they contain the

real of sensation as a merely subjective representation of

which we can only become conscious that _the subject is

affected_, and which we relate _to an object in general_."

(The italics are mine.)

[11] Cf. pp. 94-100.

In the second place, Kant expressly allows that in this anticipation

we succeed in discovering _a priori_ a characteristic of sensation,

although sensation constitutes that empirical element in phenomena,

which on Kant's general view cannot be apprehended _a priori_.

"Nevertheless, this anticipation of sense-perception must always be

somewhat surprising to an inquirer who is used to transcendental

reflection, and is thereby rendered cautious. It leads us to feel some

misgiving as to whether the understanding can anticipate such a

synthetic proposition as that respecting the degree of all that is

real in phenomena, and consequently respecting the possibility of the

internal distinction of sensation itself, if we abstract from its

empirical quality. There remains, therefore, a problem not unworthy of

solution, viz. 'How can the understanding pronounce synthetically and

_a priori_ upon phenomena in this respect, and thus anticipate

phenomena even in that which is specially and merely empirical, viz.

that which concerns sensations?'"[12] But although Kant recognizes

that the anticipation is surprising, he is not led to revise his

general theory, as being inconsistent with the existence of the

anticipation. He indeed makes an attempt[13] to deal with the

difficulty; but his solution consists not in showing that the

anticipation is consistent with his general theory--as he should have

done, if the theory was to be retained--but in showing that, in the

case of the degree of sensation, we do apprehend the nature of

sensation _a priori_.

[12] B. 217, M. 131; cf. B. 209, M. 127.

[13] B. 217-18, M. 132.

Strangely enough, Hume finds himself face to face with what is in

principle the same difficulty, and treats it in a not dissimilar way.

"There is, however, one contradictory phenomenon, which may prove,

that 'tis not absolutely impossible for ideas to go before their

correspondent impressions. I believe it will readily be allow'd, that

the several distinct ideas of colours, which enter by the eyes, or

those of sounds, which are convey'd by the hearing, are really

different from each other, tho' at the same time resembling. Now if

this be true of different colours, it must be no less so of the

different shades of the same colour, that each of them produces a

distinct idea, independent of the rest. For if this shou'd be deny'd,

'tis possible, by the continual gradation of shades, to run a colour

insensibly into what is most remote from it; and if you will not allow

any of the means to be different, you cannot without absurdity deny

the extremes to be the same. Suppose therefore a person to have

enjoyed his sight for thirty years, and to have become perfectly well

acquainted with colours of all kinds, excepting one particular shade

of blue, for instance, which it never has been his fortune to meet

with. Let all the different shades of that colour, except that single

one, be plac'd before him, descending gradually from the deepest to

the lightest; 'tis plain that he will perceive a blank, where that

shade is wanting, and will be sensible, that there is a greater

distance in that place betwixt the contiguous colours, than in any

other. Now I ask, whether 'tis possible for him, from his own

imagination, to supply this deficiency, and raise up to himself the

idea of that particular shade, tho' it had never been conveyed to him

by his senses? I believe there are few but will be of opinion that he

can; and this may serve as a proof, that the simple ideas are not

always derived from the correspondent impressions; tho' the instance

is so particular and singular, that 'tis scarce worth our observing,

and does not merit that for it alone we should alter our general

maxim."[14]

[14] Hume, _Treatise_, Bk. I, Part 1, Sec. 1.

Kant's Theory of Knowledge · 第 11 / 13 章