continuous struggle between Tsin and Ts'in on the one hand, and
between Tsin and Ts'u on the other. Meanwhile Ts'i had all its own
work cut out in order to keep the Tartars off the right bank of
the Yellow River in its lower course, and in order to protect the
orthodox Chinese states, Lu, Sung, Wei, etc., from their attacks;
but Ts'i never again after this date put in a formal claim to be
Protector, although in 610 she led a coalition of princes against
an offending member, and thus practically acted as Protector.
In addition to the Chinese adviser at the disposal of Ts'in, in
the year 626 the King (or a king) of the Tartars supplied Duke Muh
with a very able Tartar adviser of Tsin descent; i.e. his
ancestors had in past times migrated to Tartarland, though he
himself still "spoke the Tsin dialect," and must have had
considerable literary capacity, as he was an author. Ts'in was
now, in addition to being, if only informally, a federal Chinese
state, also supreme suzerain over all the Tartar principalities
within reach; well supplied, moreover, with expert advisers for
both classes of work. All this is important in view of the pre-
eminency of Ts'in when the time came, 400 years later, to abolish
the meticulous feudal system altogether.
CHAPTER XIV
MORE ON PROTECTORS
The Five Tyrants, or Protectors, are usually considered to be the
five personages we have mentioned; to wit, in order of succession,
the Marquess of Ts'i (679-643), under whose reign the great
economist, statesman, and philosopher Kwan-tsz raised this far
eastern part of China to a hitherto unheard-of pitch of material
prosperity; the Marquess of Tsin (632-628), a romantic prince,
more Turkish than Chinese, who was the first vassal prince openly
to treat the Emperor as a puppet; the Duke of Sung (died 637),
representing the imperial Shang dynasty ejected by the Chou family
in 1122, whose ridiculous chivalry failed, however, to secure him
the effective support of the other Chinese princes; the Earl of
Ts'in (died 621) who was, as we see, quietly creating a great
Tartar dominion, and assimilating it to Chinese ways in the west;
and the King of Ts'u (died 591), who, besides taking his place
amongst the recognized federal princes, and annexing innumerable
petty Chinese principalities in the Han River and Hwai River
basins, had been for several generations quietly extending his
dominions at the expense of what we now call the provinces of Sz
Ch'wan, Kiang Si, Hu Kwang-perhaps even Yun Nan and Kwei Chou;
Certainly Kiang Su and Cheh Kiang, and possibly in a loose way the
coast regions of modern Fuh Kien and the Two Kwang; but it cannot
be too often repeated that if any thing intimate was known of the
Yang-tsz basin, it was only Ts'u (in its double character of
independent local empire as well as Chinese federal prince) that
knew, or could have known, any thing about it; just as, if any
thing specific was known of the Far West, Turkestan, the Tarim
valley, and the Desert, it was only Ts'in (in its double character
of independent Tartar empire as well as Chinese federal prince)
that knew, or could know, any thing about them. Ts'i and Tsin were
also Tartar powers, at least in the sense that they knew how to
keep off the particular Tartars known to them, and how to make
friendly alliances with them, thus availing themselves, on the one
hand, of Tartar virility, and faithful on the other to orthodox
Chinese culture. So that, with the exception of the pedantic Duke
of Sung, who was summarily snuffed out after a year or two of
brief light by the lusty King of Ts'u, all the nominal Five
Protectors of China were either half-barbarian rulers or had
passed through the crucible of barbarian ordeals. Finally, so
vague were the claims and services of Sung, Ts'u, and Ts'in, from
a protector point of view, that for the purposes of this work, we
only really recognize two, the First Protector (of Ts'i) and,
after a struggle, the Second Protector (of Tsin): at most a
third,--Ts'u.
But although the Chinese historians thus loosely confine the Five-
Protector period to less than a century of time, it is a fact that
Ts'u and Tsin went on obstinately struggling for the hegemony, or
for practical predominance, for at least another 200 years;
besides, Ts'in, Ts'u, and Sung were never formally nominated by
the Emperor as Protectors, nor were they ever accepted as such by
the Chinese federal princes in the permanent and definite way that
Ts'i and Tsin had been and were accepted. Moreover, the barbarian
states of Wu and Yüeh each in turn acted very effectively as
Protector, and are never included in the Five-Great-Power series.
The fact is, the Chinese have never grasped the idea of principles
in history: their annals are mere diaries of events; and when once
an apparently definite "period" is named by an annalist, they go
on using it, quite regardless of its inconsistency when confronted
with facts adverse to a logical acceptance of it.
The situation was this: Tsin and Ts'u were at perpetual
loggerheads about the small Chinese states that lay between them,
more especially about the state of Cheng, which, though small, was
of quite recent imperial stock, and was, moreover, well supplied
with brains. Tsin and Ts'in were at perpetual loggerheads about
the old Tsin possessions on the west bank of the Yellow River,
which, running from the north to the south, lay between them; and
about their rival claims to influence the various nomadic Tartar
tribes living along both the banks, Tsin and Ts'i were often
engaged in disputes about Lu, Wei, and other orthodox states
situated in the Lower Yellow River valley running from the west to
the east and north-east; also in questions concerning eastern
barbarian states inhabiting the whole coast region, and concerning
the petty Chinese states which had degenerated, and whose manners
savoured of barbarian ways. Thus Ts'in and Ts'u, and also to some
extent Ts'i and Ts'u, had a regular tendency to ally themselves
against Tsin's flanks, and it was therefore always Tsin's policy
as the "middle man" to obstruct communications between Ts'in and
Ts'u, and between Ts'i and Ts'u. In 580 Tsin devised a means of
playing off a similar flanking game upon Ts'u: negotiations were
opened with Wu, which completely barbarous state only begins to
appear in history at all at about this period, all the kings
having manifestly phonetic barbarian names, which mean absolutely
nothing (beyond conveying the sound) as expressed in Chinese, Wu
was taught the art of war, as we have seen, by (page 34) a Ts'u
traitor who had fled to Tsin and taken service there; and the King
of Wu soon made things so uncomfortable for Ts'u that the latter
in turn tried by every means to block the way between Tsin and Wu.
Within a single generation Wu was so civilized that one of the
royal princes was sent the rounds of the Chinese states as special
ambassador, charged, under the convenient cloak of seeking for
civilization, ritual, and music, with the duty of acquiring
political and strategical knowledge. This prince so favourably
impressed the orthodox statesmen of Ts'i, Lu, Tsin, and Wei (the
ruling family of this state, like that of Sung, was, until it
revolted in 1106 B.C. against the new Chou dynasty, of Shang
dynasty origin, and the Yellow River ran through it northwards),
that he was everywhere deferentially received _as_ an equal:
his tomb is still in existence, about ten miles from the treaty-
port of Chinkiang, and the inscription upon it, in ancient
characters, was written by Confucius himself, who, though a boy of
eight when the Wu prince visited Lu in 544, may well have seen the
prince in the flesh elsewhere, for the latter lived to prevent a
war with Ts'u in 485; i.e. he lived to within six years of
Confucius' death: he is known, too, to have visited Tsin on a
spying mission in 515 B.C. The original descent of the first
voluntarily barbarous Wu princes from the same grandfather as the
Chou emperors would afford ample basis for the full recognition of
a Wu prince by the orthodox as their equal, especially when his
manners were softened by rites and music. It was like an oriental
prince being feted and invested in Europe, so long as he should
conform to the conventional dress and mannerisms of "society."
Just as Wu had been quietly submissive to Ts'u until the
opportunity came to revolt, so did the still more barbarous state
of Yueh, lying to the south-east of and tributary to Wu as her
mesne lord, eagerly seize the opportunity of attacking Wu when the
common suzerain, Ts'u, required it. The wars of Wu and Yueh are
almost entirely naval, and, so far as the last-named state is
concerned, it is never reported as having used war-chariots at
all. Wu adopted the Chinese chariot as rapidly as it had re-
adopted the Chinese civilization, abandoned by the first colonist
princes in 1200 B.C.; but of course these chariots were only for
war in China, on the flat Chinese plains; they were totally
impracticable in mountainous countries, except along the main
routes, and useless (as Major Bruce shows) in regions cut up by
gulleys; even now no one ever sees a two-wheeled vehicle in the
Shanghai-Ningpo region. It must, therefore, always be remembered
that Wu, though barbarous in its population, was, in its origin as
an organized system of rule, a colony created by certain ancestors
of the founder of the Chou dynasty, who had voluntarily gone off
to carve out an appanage in the Jungle; i.e. in the vague unknown
dominion later called Ts'u, of which dominion all coast regions
were a part, so far as they could be reduced to submission. This
gave the Kings of Wu, though barbarian, a pretext for claiming
equality with, and even seniority over Tsin, the first Chou-born
prince of which was junior in descent to most of the other
enfeoffed vassals of the imperial clan-name. In 502 Wu armies even
threatened the northern state of Ts'i, and asserted in China
generally a brief authority akin to that of Protector. Ts'i was
obliged to buy itself off by marrying a princess of the blood to
the heir-apparent of Wu, an act which two centuries later excited
the disgust of the philosopher Mencius. The great Ts'i statesman
and writer Yen-tsz, whom we have already mentioned more than once,
died in 500, and earlier in that year Confucius had become chief
counsellor of Lu, which state, on account of Confucius' skill as a
diplomat, nearly obtained the Protectorate. It was owing to the
fear of this that the assassination of the Lu prince was attempted
that year, as narrated in Chapter IX. In order to understand how
Wu succeeded in reaching Lu and Ts'i, it must be recollected that
the river Sz, which still runs from east to west past Confucius's
birthplace, and now simply feeds the Grand Canal, then flowed
south-east along the line of the present canal and entered the
Hwai River near Sü-chou. Moreover, there was at times boat-
communication between the Sz and the Yellow River, though the
precise channel is not now known. Consequently, the Wu fleets had
no difficulty in sailing northwards first by sea and then up the
Hwai and Sz Rivers. Besides, in 485, the King of Wu began what we
now call the Grand Canal by joining as a beginning the Yang-tsz
River with the Hwai River, and then carrying the canal beyond the
Hwai to the state of Sung, which state was then disputing with Lu
the possession of territory on the east bank of the Sz, whilst
Ts'u was pushing her annexations up to the west bank of the same
river. There were in all twelve minor orthodox states between the
Sz and the Hwai. In 482 the all-powerful King of Wu held a genuine
durbar as Protector, at a place in modern Ho Nan province, north
of the Yellow River as it now runs, but at that time a good
distance to the south-east of it. This is one of the most
celebrated meetings in Chinese history, partly because Wu
successfully asserted political pre-eminence over Tsin; partly
because Confucius falsifies the true facts out of shame (as we
have seen he did when Ts'u similarly seized the first place over
Tsin); and partly owing to the shrewd diplomacy of the King of Wu,
who had learnt by express messenger that the King of Ytieh was
marching on his capital, and who had the difficult double task to
accomplish of carrying out a "bluff," and operating a retreat
without showing his weak hand to either side, or losing his army
exposed between two foes.
In 473, after long and desperate fighting, Wu was, however, at
last annihilated by Yiieh, which state was now unanimously voted
Protector, _Vae victis!_ The Yueh capital was promptly removed
from near the modern Shao-hing (west of Ningpo) far away north
to what is now practically the German colony of Kiao Chou; but,
though a maritime power of very great-strength, Yiieh never succeeded
in establishing any real land influence in the Hwai Valley. During her
short protectorate she rectified the River Sz question by forcing
Sung to make over to Lu the land on the east bank of the River Sz.
CHAPTER XV
STATE INTERCOURSE
Whatever may be the reason why details of interstate movement are
lacking up to 842 B.C., it is certain that, from the date of the
Emperor's flight eastwards in 771, the utmost activity prevailed
between state and state within the narrow area to which, as we
have seen, the federated Chinese empire was confined. Confucius'
history, covering the 250-year period subsequent to 722, consists
largely of statements that this duke visited that country, or
returned from it, or drew up a treaty with it, or negotiated a
marriage with it. "Society," in a political sense, consisted of
the four great powers, Ts'in, Tsin, Ts'i, and Ts'u, surrounding
the purely Chinese enclave; and of the innumerable petty Chinese
states, mostly of noble and ancient lineage, only half a dozen of
them of any size, which formed the enclave in question, and were
surrounded by Ts'in, Tsin, Ts'i, and Ts'u, to the west, north,
east, and south. Secondary states in extent and in military power,
like Lu, CHÊNG, and Wei, whilst having orthodox and in some cases
barbarian sub-vassals of their own, were themselves, if not
vassals to, at all events under the predominant influence of, one
or the other of the four great powers. Thus Lu was at first nearly
always a handmaid of Ts'i, but later fell under the influence of
Tsin, Ts'u, and Wu; Cheng always coquetted between Tsin and Ts'u,
not out of love for either, but in order to protect her own
independence; and so on with the rest. If we inquire what a really
small state meant in those days, the answer is that the modern
walled city, with its district of several hundred square miles
lying around it, was (and usually still is) the equivalent of the
ancient principality; and proof of that lies in the fact that one
of the literary designations of what we now term a "district
magistrate" is still "city marquess." Another proof is that in
ancient times "your state" was a recognized way of saying "your
capital town"; and "my poor town" was the polite way of saying
"our country"; both expressions still used in elegant diplomatic
composition.
This being so, and it having besides been the practice for a
visiting duke always to take along with him a "minister in
attendance," small wonder that prominent Chinese statesmen from
the orthodox states were all personal friends, or at least
correspondents and acquaintances, who had thus frequent
opportunity of comparing political notes. To this day there are no
serious dialect differences whatever in the ancient central area
described in the first chapter, nor is there any reason to suppose
that the statesmen and scholars who thus often met in conclave had
any difficulty in making themselves mutually understood. The
"dialects"' of which we hear so much in modern times (which, none
the less, are all of them pure Chinese, except that the syllables
differ, just as _coeur, cuore, and _corazon, coraçao_, differ from
_cor_), all belong to the southern coasts, which were practically
unknown to imperial China in Confucius' time. The Chinese word which
we translate "mandarin" also means "public" or "common," and
"mandarin dialect" really means "current" or "common speech,"
such as is, and was, spoken with no very serious modifications all
over the enclave; and also in those parts of Ts'in, Tsin, Ts'i, and
Ts'u, which immediately impinged upon the enclave, in the ratio
of their proximity. Finally, Shen Si, Shan Si, Shan Tung, and Hu
Kwang are still called Ts'in, Tsin, Ts'i, and Ts'u in high-class official
correspondence; and so with all other place-names. China has never
lost touch with antiquity.
There is record for nearly every thing: the only difficulty is to
separate what is relevant from what is irrelevant in the mass of
confused _data_.
Another matter must be considered. Although the Chinese never had
a caste system in the Hindoo sense, there is, as we have stated
once before, every reason to believe that the ruling classes and
the educated classes were nearly all nobles, in the sense that
they were all lineal or branch descendants, whether by first-
class wife or by concubine, of either the ruling dynastic family
or of some previous imperial dynastic family. Some families were
by custom destined for hereditary ministers, others for hereditary
envoys, others again for hereditary soldiers; not, it is true, by
strict rule, but because the ancient social idea favoured the
descent of office, or land, or trade, or craft from father to son.
This, indeed, was part of the celebrated Kwan-tsz's economic
philosophy. Thus generation after generation of statesmen and
scholars kept in steady touch with one another, exactly as our
modern scientists of the first rank, each as a link, form an
unbroken intimate chain from Newton down to Lord Kelvin, outside
which pale the ordinary layman stands a comparative stranger to
the _arcana_ within.
Kwan-tsz, the statesman-philosopher of Ts'i, and in a sense the
founder of Chinese economic science, was himself a scion of the
imperial Chou clan; every writer on political economy subsequent
to 643 B.C. quotes his writings, precisely as every European
philosophical writer cites Bacon. Quite a galaxy of brilliant
statesmen and writers, a century after Kwan-tsz, shed lustre upon
the Confucian age (550-480), and nearly all of them were personal
friends either of Confucius or of each other, or of both. Thus
Tsz-ch'an of CHÊNG, senior to Confucius, but beloved and admired
by him, was son of a reigning duke, and a prince of the ducal
CHÊNG family, which again was descended from a son of the Emperor
who fled in 842 B.C.
If Tsz-ch'an had written works on philosophy and politics, it is
possible that he might have been China's greatest man in the place
of Confucius; for he based his ideas of government, as did
Confucius, who probably copied much from him, entirely upon
"fitting conduct," or "natural propriety"; in addition to which he
was a great lawyer, entirely free from superstition and hypocrisy;
a kind, just, and considerate ruler; a consummate diplomat; and a
bold, original statesman, economist, and administrator. The
anecdotes and sayings of Tsz-ch'an are as numerous and as
practical as those about Julius Caesar or Marcus Aurelius.
Another great pillar of the state praised by Confucius was Shuh
Hiang of Tsin, whose reputation as a sort of Chinese Cicero is not
far below that of Tsz-ch'an. He belonged to one of the great
private families of Tsin, of whom it was said in Ts'u that "any of
them could bring 100 war-chariots into the field." Nothing could
be more interesting than the interviews and letters (see Appendix
No. 1) between these two friends and their colleagues of Ts'i,
Ts'u, Lu, and Sung.
Yen-tsz of Ts'i almost ranks with Kwan-tsz as an administrator,
philosopher, economist, author, and statesman. Confucius has a
good word for him too, though Yen-tsz's own opinion of Confucius'
merits was by no means so high. The two men had to "spar" with
each other behind their respective rulers like Bismarck and
Gortschakoff did. Yen-tsz's interview with Shuh Hiang, when the
pair discussed the vices of their respective dukes, is almost as
amusing as a "patter" scene in the pantomime, a sort of by-play
which takes place whilst the curtain is down in preparation for
the next formal act (see Appendix No. 2).
[Illustration: K'ung Ling-i, the hereditary _Yen-sheng Kung,_
or "Propagating Holiness Duke"; 76th in descent from K'ung K'iu,
_alias_ K'ung Chung-ni, the original philosopher, 551--479
B.C.
This portrait was presented to "the priest P'eng" (Father Tschepe,
S.J.), on the occasion of his visit last autumn (7th moon, 33rd
year).]
Confucius himself had descended in the direct line from the ducal
family of Sung; but Sung, like the other states, was cursed with
the "great family" nuisance, and one of his ancestors, having
incurred a grandee's hostility, had met with his death in a palace
intrigue, in consequence of which the Confucian family, despairing
of justice, had migrated to Lu. When we read of Confucius'
extensive wanderings (which are treated of more at length in a
subsequent chapter), the matter takes a very different complexion
from what is usually supposed, especially if it be recollected
what a limited area was really covered. He never got even so far
as Tsin, though part of Tsin touched the Lu frontier, and it is
doubtful if he was ever 300 miles, as the crow flies, from his own
house in Lu; true, he visited the fringe of Ts'u, but it must be
remembered that the place he visited was only in modern Ho Nan
province, and was one of the recent conquests of Ts'u, belonging
to the Hwai River system. As we explained in the last chapter,
Ts'u's policy then was to work up eastwards to the river Sz; that
is, to the Grand Canal of to-day. Confucius, it is plain, was no
mere pedant; for we have seen how, in the year 500, when he first
enjoyed high political power, he displayed conspicuously great
strategical and diplomatic ability in defeating the treacherous
schemes of the ruler of Ts'i, who had been endeavouring to filch
Lu territory, and who was dreadfully afraid lest Lu should,
through Wu's favour, acquire the hegemony or protectorship. He
could even be humorous, for when the barbarian King of Wu put in a
demand for a "handsome hat," Confucius contemptuously observed
that the gorgeousness of a hat's trimmings appealed to this
ignorant monarch more than the emblem of rank distinguishing one
hat from another.
Sung provided one distinguished statesman in Hiang Suh, whose fame
is bound up with a kind of Hague Disarmament or Peace Conference,
which he successfully engineered in 546 B.C. (see Appendix No. 3).
In the year 558 he had been sent on a marriage mission to Lu. Ki-
chah of Wu, who died at the ripe age of 90, was quite entitled to
be king of that country, but he repeatedly waived his claims in
favour of his brothers. K'ü-pêh-yüh of Wei, is mentioned in the
Book of Rites, and in many other works. With him Confucius lodged
on the two occasions of long sojourn in Wei: he is the man
mentioned in Chapter XII who gave his authoritative "ritual"
opinion about traitors. Ts'in never seems to have produced a
native literary statesman on its own soil. During this 500-year
period of isolated development, and also during the later period
of conquest in the third century B.C., all its statesmen were
borrowed from Tsin, or from some orthodox state of China proper;
in military genius, however, Ts'in was unrivalled, and a special
chapter will be devoted to her huge _battues_. The literary
reputation of Ts'u was high at a comparatively early date, and
even now the "Elegies of Ts'u" include some of the very finest of
the Chinese poems and _belles lettres_; but in Confucius'
time no Ts'u man, except possibly Lao-tsz, had any reputation at
all; and Lao-tsz, being a mere archive keeper, not entrusted with
any influential office, naturally lacked opportunity to emerge
from the chrysalis stage. Moreover, the imperial dynasty, which
Lao-tsz served, had no political influence at all: it was an
ironical saying of the times; "the best civilians are Ts'u's, but
they all serve other states," (meaning that the Ts'u rule was too
capricious to attract talent). Hence, apart from the fact that
Confucius doubted the wisdom of Lao-tsz's novel philosophy,
Confucius had no occasion whatever to mention the secluded, self-
contained old man in his political history, or, rather, in his
bald annals of royal-movements.
CHAPTER XVI
LAND AND PEOPLE
What sort of folk were the masses of China, upon whom the ruling
classes depended, then as now, for their support? In the year 594
B.C. the model state of Lu for the first time imposed a tax of ten
per cent, upon each Chinese "acre" of land, being about one-sixth
of an English acre: as the tax was one-tenth, it matters not what
size the acre was. Each cultivator under the old system had an
allotment of 100 such acres for himself, his parents, his wife,
and his children; and in the centre of this allotment were 10
acres of "public land," the produce of which, being the result of
his labour, went to the State; there was no further taxation. A
"mile," being about one-third of an English mile, and, therefore,
in square measure one-ninth of an English square mile, consisted
of 300 fathoms (taking the fathom roughly), and its superficies
contained 900 "acres" of which 80 were public under the above
arrangement, 820 remaining for the eight families owning this
"well-field"--so called because the ideograph for a "well"
represents nine squares: a four-sided square in the centre, four
three-sided squares impinging on it; and four two-sided squares at
the corners; i.e. 100 "acres" each, plus 2-1/2 "acres" each for
"homestead and onions"; or 20 of these last in all. Nine
cultivators in one "well," multiplied by four, formed a township,
and four townships formed a "cuirass" of 144 armed warriors; but
this was under a modified system introduced four years later
(590). It will be observed that the arithmetic seems confused, if
not faulty; but that does not seriously affect the genuineness of
the picture, and may be ignored as mere detail.
The ancient classification of people was into four groups. The
scholar people employed themselves in studying _tao_ and the
sciences, from which we plainly see that the doctrine of
_tao,_ or "the way," existed long before Lao-tsz, in Confucius'
time, superadded a mystic cosmogony upon it, and made of it a socialist
or radical instead of an imperialist or conservative doctrine. The second
class were the trading people, who dealt in "produce from the four
quarters"; there is evidence that this meant chiefly cattle, grain, silk,
horses, leather, and gems. The third class were the cultivators, and
in those days tea and cotton, amongst other important products of
to-day, were totally unknown. The fourth class consisted of handicraftsmen,
who naturally made all things they could sell, or knew how to make.
Another classification of men is the following, which was given to
the King of Ts'u by a sage adviser, presumably an importation from
orthodox China. He divided people into ten classes, each inferior
class owing obedience to its superior, and the highest of all
owing obedience only to the gods or spirits. First, the Emperor;
secondly, the "inner" dukes, or grandees of estates within the
imperial domain: these grandees were dukes proper, not dukes by
posthumous courtesy like the vassal princes after decease, and the
Emperor used to send them on service, when required, to the vassal
states; they were, in fact, like the "princes of the Church" or
cardinals, who surround the Pope. Thirdly, "the marquesses," that
is the semi-independent vassal states, no matter whether duke,
marquess, earl, viscount, or baron; this term seems also to
include the reigning lords of very small states which did not
possess even the rank of baron, and which were usually attached to
a larger state as clients, under protectorate; in fact, the
recognized stereotyped way of saying "the vassal rulers" was "the
marquesses." Then came what we should call the "middle classes,"
or bourgeoisie, followed by the artisans and cultivators: it will
be noticed that the artisans are here given rank over the
cultivators, which is not in accord with either very ancient or
very modern practice; this, indeed, places cultivators before both
traders and artisans. Lastly came the police, the carriers of
burdens, the eunuchs, and the slaves. By "police" are meant the
runners attached to public offices, whose work too often involves
"squeezing" and terrorizing, torturing, flogging, etc. To the
present day police, barbers, and slaves require three generations
of purifying, or living down, before their descendants can enter
for the public examinations; or, to use the official expression,
their "three generations" must be "clear"; at least so it was
until the old Confucian examination system was abolished as a test
for official capacity a few years ago. Of eunuchs we shall have
more to say shortly; but very little indeed is heard of private
slaves, who probably then, as now, were indistinguishable from the
ordinary people, and were treated kindly. The callous Greek and
still more brutal Roman system, not to mention the infinitely more
cowardly and shocking African slavery abuses of eighteenth-
century Europe and nineteenth-century America, have never been
known in China: no such thing as a slave revolt has ever been
heard of there.
In the year 548 the kingdom of Ts'u ordered a cadastral survey,
and also a general stock-taking of arms, chariots, and horses.
Records were made of the extent and value of the land in each
parish, the extent of the mountains and forests, and the resources
they might furnish. Observation was also made of lakes and marshes
suitable for sport, and it was forbidden to fill these in. Note
was taken of such hills and mounds as might be available for
tombs--a detail which shows that modern graves in China differ
little if at all from the ancient ones; in fact in Canton "my
hill," or "mountain," is synonymous with "my cemetery." In order
to fix the taxes at a just figure, stock was taken of the salt-
flats, the unproductive lands, and the tracts liable to periodical
inundation. Areas rescued from the waters were protected by dykes,
and subdivided for allotment by sloping banks, but without
introducing the rigid nine-square system. Good lands, however,
were divided according to the method introduced by the Chou
dynasty; that is to say, six feet formed a "fathom," 100 fathoms
an "acre," 100 "acres" the allotment of one family; these English
terms are, of course, only approximately correct. Nine families
still formed a hamlet or "well," and they cultivated together 1000
"acres," the central hundred going to pay the imposts. Taxes,
direct and indirect, were fixed with exactitude, and also the
number of war-chariots that each parish had to furnish; the number
of horses; their value, age, and colour; the number of armoured
troopers and foot soldiers, with a return of their cuirasses and
shields. Regarding this colour classification, of the horses, it
may be mentioned that the Tartars, in the second century B.C.,
were in the habit of equipping whole regiments of cavalry on
mounts of the same colour, and it is, therefore, possible that
this practice may have been imitated in South China; but Ts'u
never once herself engaged in warfare with the Tartars; at all
events with Tartars other than Tartars brought into Chinese
settlements.
Long before this, the philosopher-statesman Kwan-tsz of Ts'i had
so developed the agriculture, fisheries, trade, and salt gabelle,
and had governed the country in such a way that his State,
hitherto of minor importance, soon took the lead amongst the
Chinese powers for wealth and for military influence. His
classification of the people was into scholars, artisans, traders,
and agriculturalists. He is generally credited with having
introduced the "Babylonian woman" into the Ts'i metropolis, in
order that traders, having sold their goods there, might leave as
much as possible of their money behind in the houses of pleasure.
There are many accounts of the luxury of this populous city, where
"every woman possessed one long and one short needle," and where a
premium levied upon currency, fish, and salt was applied to the
relief of the poor and (!) to the rewarding of virtue. Kwan-tsz
also maintained a standing army, or perhaps a militia force, of
30,000 men; but he was careful so to husband his strength that
Ts'i should not have the external appearance of dominating; his
aim was that she should rather hold her power in reserve, and only
use it indirectly: as we have seen, his master was, in consequence
of Kwan-tsz's able administration, raised to the high position of
the first of the Five Protectors.
From this it will be plain that there was considerable commercial
activity in China even before the time of Confucius: there was
quite a string of fairs or market towns extending from the
imperial reserve eastwards along the Yellow River to Choh-thou
(still so called, south of Peking), which was then the most
northernly of them: apparently each considerable state possessed
one of these fairs. The headwaters of the River Hwai system were
served by the great mart (now called Yii Chou) belonging to the
state of Cheng. As with our own histories, Chinese annals consist
chiefly of the record of what kings and grandees did, and mention
of the people is only occasional; and, even then, only in
connection with the policy of their leaders.
As soon as the second of the Protectors, the Marquess of Tsin, was
seated on his ancestral throne (637), his first act was to reduce
the tolls and make the roads safer; to facilitate trade, and to
encourage agriculture. Also to "make friends of the eleven great
families" (already mentioned twice in preceding pages), whose
development, however, in time led to the collapse of this princely
power, and to its division between three of the "great families."
A century after this, a minister of the Ts'u state praised very
highly the efficiency of the Tsin administration. "The common
people are devoted to agriculture; the merchants, artisans, and
menials are all dutiful." For the conveyance of grain between the
Ts'in and the Tsin capitals, both carts and boats were requisitioned,
from which we must assume that there were practicable roads of some
sort for two-wheeled vehicles. In the year 546, when some important
reserves were made by Tsin at the Peace Conference, an express
messenger was sent from Sung to the Ts'u capital to take the king's
pleasure: this means an overland journey from the sources of the Hwai
to the modern treaty port of Sha-shr above Hankow.
It may be added that, five centuries before Kwan-tsz existed, the
founder of the Ts'i state, as a vassal to the new Chou dynasty,
had already distinguished himself by encouraging trade,
manufactures, fisheries, and the salt production; so that Kwan-tsz
was an improver rather than an inventor.
Thus we see that, from very early times, China was by no means a
sleepy country of ignorant husbandmen, but was a place full of
multifarious activities; and that her local rulers, at least from
the time when the patriarchal power of the Emperors decayed in
771, were often men of considerable sagacity, quite alive to the
necessity of developing their resources and encouraging their
people: this helps us to understand their restlessness under the
yoke of "ritual."
CHAPTER XVII
EDUCATION AND LITERARY
There is singularly little mention of writing or education in
ancient times, and it seems likely that written records were at
first confined to castings or engravings upon metal, and carvings
upon stone. In the days when the written character was cumbrous,
there would be no great encouragement to use it for daily
household purposes. It is a striking fact, not only that writings
upon soft clay, afterwards baked, were not only non-existent in
China, but have never once been mentioned or conceived of as being
a possibility. This fact effectually disposes of the allegation
that Persian and Babylonian literary civilization made its way to
China, for it is unreasonable to suppose that an invention so well
suited to the clayey soil (of _loess_ mud with cementing properties)
in which the Chinese princes dwelt could have been ignored by them,
if ever the slightest inkling of it had been obtained.
In 770 B.C., when the Emperor, having moved his capital to the
east, ceded his ancestral lands in the west to Ts'in on condition
that Ts'in should recover them permanently from the Tartars, the
document of cession was engraved upon a metal vase. Fifteen
hundred years before this, the Nine Tripods of the founder of the
Hia dynasty, representing tributes of metal brought to the Emperor
by outlying tribes, were inscribed with records of the various
productions of China: these tripods were ever afterwards regarded
as an attribute of imperial authority; and even Ts'u, when it
began to presume upon the Chou Emperor's weakness, put in a claim
(probably based upon his ancestors' own ancient Chinese descent,
as explained in Chapter IV.) to possess them.
In distributing the fiefs amongst relatives and friends, the first
Chou emperors "composed orders" conferring rights upon their new
vassals; but it is not stated what written form these orders took.
Written prayers for the recovery of the first Emperor's health are
mentioned, but here again we are ignorant of the material on which
the prayers were written by the precentor. Four hundred years
later, in 65, when Ts'in had assisted to the throne his neighbour
the Marquess of Tsin, the latter gave a promise in writing to
Ts'in that he would cede to her all the territory lying to the
west of the Yellow River. The next ruler of Tsin, the celebrated
wanderer who afterwards became the second Protector, is distinctly
stated to have had an adviser who taught him to read; it is added
that the same marquess also consulted this adviser about a
suitable teacher for his son and heir. About the same time one of
the Marquess's friends, objecting to take office, took to flight:
his friends, as a protest, hung up "a writing" at the palace gate.
In 584 a Ts'u refugee in Tsin sends a writing to the leading
general of Ts'u, threatening to be a thorn in his side. It is
presumed that in all these cases the writing was on wood. The text
of a declaration of war against Ts'u by Ts'in in 313 B.C., at a
time when these two powers had ceased to be allies, and were
competing for empire, refers to an agreement made three centuries
earlier between the King of Ts'u and the Earl of Ts'in; this
declaration was carved upon several stone tablets; but it does not
appear upon what material the older agreement was carved. In 538,
at a durbar held by Ts'u, Hiang Suh, the learned man of Sung, who
has already been mentioned in Chapter XV. as the inventor of Peace
Conferences in 546, and as one of the Confucian group of friends,
remarked: "What I know of the diplomatic forms to be observed is
only obtained from books." A few years later, when the population
of one of the small orthodox Chinese states was moved for
political convenience by Ts'u away to another district, they were
allowed to take with them "their maps, cadastral survey, and
census records."
There is an interesting statement in the _Kwoh Yü_, an
ancillary history of these times, but touching more upon personal
matters, usually considered to have been written by the same man
that first expanded Confucius' annals, to the effect that in 489
B.C. (when Confucius was wandering about on his travels, a
disappointed and disgusted man) the King of Wu inflicted a
crushing defeat upon Ts'i at a spot not far from the Lu frontier,
and that he captured "the national books, 800 leather chariots,
and 3000 cuirasses and shields." If this translation be perfectly
accurate, it is interesting as showing that Ts'i did possess
_Kwoh-shu_, or "a State library," or archives. But unfortunately
two other histories mention the capture of a Ts'i general named Kwoh
Hia, _alias_ Kwoh Hwei-tsz, so that there seems to be a doubt
whether, in transcribing ancient texts, one character (_shu_) may
not have been substituted for the other (_hia_). Two years later
the barbarian king in question entered Lu, and made a treaty with that
state upon equal terms.
Shortly after this date, the Chinese adviser who brought about the
conquest of Wu by the equally barbarous Yiieh, had occasion to
send a "closed letter" to a man living in Ts'u. When we come to
later times, subsequent to the death of Confucius, we find written
communications more commonly spoken of. Thus, in 313, Ts'i,
enraged at the supposed faithlessness of Ts'u, "broke in two the
Ts'u tally" and attached herself to Ts'in instead. This can only
refer to a wooden "indenture" of which each party preserved a
copy, each fitting 'in, "dog's teeth like," as the Chinese still
say, closely to the other. A few years later we find letters from
Ts'i to Ts'u, holding forth the tempting project of a joint attack
upon Ts'in; and also a letter from Ts'in to Ts'u, alluding to the
escape of a hostage and the cause of a war. In the year 227, when
Ts'in was rapidly conquering the whole empire, the northernmost
state of Yen (Peking plain), dreading annexation, conceived the
plan of assassinating the King of Ts'in; and, in order to give the
assassin a plausible ground for gaining admittance to the tyrant's
presence, sent a map of Yen, so that the roads available for
troops might be explained to the ambitious conqueror, who would
fall into the trap. He barely escaped.
All these matters put together point to the clear conclusion that
such states as Ts'in, Tsin, Ts'i, Yen, and Ts'u (none of which
belonged, so far as the bulk of their population was concerned, to
the purely Chinese group concentrated in the limited area
described in the first chapter) were able to communicate by letter
freely with each other: _á fortiori_, therefore, must the
orthodox states, whose civilization they had all borrowed or
shared, have been able to communicate with them, and with each
other. Besides, there is the question of the innumerable treaties
made at the durbars, and evidently equally legible by all the
dozen or so of representatives present; and the written prayers,
already instanced, which were probably offered to the gods at most
sacrifices. A special chapter will be devoted to treaties.
In the year 523 the following passage occurs, or rather it occurs
in one of the expanded Confucian histories having retrospective
reference to matters of 523 B.C:--"It is the father's fault if, at
the binding up of the hair (eight years of age), boys do not go to
the teacher, though it may be the mother's fault if, before that
age, they do not escape the dangers of fire and water: it is their
own fault if, having gone to the teacher, they make no progress:
it is their friends' fault if they make progress but get no repute
for it: it is the executive's fault if they obtain repute but no
recommendation to office: it is the prince's fault if they are
recommended for office but not appointed." Here we have in effect
the nucleus at least of the examination system as it was until a
year or two ago, together with an inferential statement that
education was only meant for the governing classes.
It is rather remarkable that the invention of the "greater seal"
character in 827 B.C. practically coincides with the first signs
of imperial decadence; this is only another piece of evidence in
favour of the proposition that enlightenment and patriarchal rule
could not exist comfortably together. When Ts'in conquered the
whole of modern China 600 years later, unified weights and
measures, the breadth of axles, and written script, and remedied
other irregularities that had hitherto prevailed in the rival
states, it is evident that the need of a more intelligible script
was then found quite as urgent as the need of roads suitable for
all carts, and of measures by which those carts could bring
definite quantities of metal and grain tribute to the capital.
Accordingly the First August Emperor's prime minister did at once
set to work to invent the "lesser seal" character, in which (so
late as A.D. 200) the first Chinese dictionary was written; this
"lesser seal" is still fairly readable after a little practice,
but for daily use it has long been and is impracticable and
obsolete. If we reflect how difficult it is for us to decipher the
old engrossed charters and written letters of the English kings,
we may all the more easily imagine how even a slight change in the
form of "letters," or strokes, will make easy reading of Chinese
impossible. It is a mistake to suppose that the Chinese have to
"spell their way" laboriously through the written character so
familiar to them: it is just as easy to "skim over" a Chinese
newspaper in a few minutes as it is to "take in" the leading
features of the _Times_ in the same limited time; and volumes
of Chinese history or literature in general can be "gutted" quite
easily, owing to the facility with which the so-called pictographs,
once familiar, lend themselves to "skipping."
The Bamboo Books, dug up in A.D. 281, the copies of the classics
concealed in the walls of Confucius' house, the copy of Lao-tsz's
philosophical work recorded to have been in the possession of a
Chinese empress in 150 B.C.--all these were written in the
"greater seal," and the painstaking industry of Chinese
specialists was already necessary when the Christian era began, in
order to reduce the ancient characters to more modern forms. Since
then the written character has been much clarified and simplified,
and it is just as easy to express sentiments in written Chinese as
in any other language; but, of course, when totally new ideas are
introduced, totally new characters must be invented; and
inventions, both of individual characters and of expressions, are
going on now.
CHAPTER XVIII
TREATIES AND VOWS
Treaties were always very solemn functions, invariably accompanied
by the sacrifice of a victim. A part of the victim, or of its
blood, was thrown into a ditch, in order that the Spirit of the
Earth might bear witness to the deed; the rest of the blood was
rubbed upon the lips of the parties concerned, and also scattered
upon the documents, by way of imprecation; sometimes, however, the
imprecations, instead of being uttered, were specially written at
the end of the treaty. Just as we now say "the ink was scarcely
dry before, etc., etc.," the Chinese used to say "the blood of the
victim was scarcely dry on their lips, before, etc., etc." When
the barbarian King of Wu succeeded for a short period in
"durbaring" the federal Chinese princes, a dispute took place (as
narrated in Chapter XIV.) between Tsin and Wu as to who should rub
the lips with blood first--in other words, have precedence. In
the year 541 B.C., sixty years before the above event, Tsin and
Ts'u had agreed to waive the ceremony of smearing the lips with
blood, to choose a victim in common, and to lay the text of the
treaty upon the victim after a solemn reading of its contents.
This modification was evidently made in consequence of the
disagreement between Tsin and Ts'u at the Peace Conference of 546,
when a dispute had arisen (page 47), as to which should smear the
lips first. This was the occasion on which the famous Tsin
statesman, Shuh Hiang, in the face of seventeen states'
representatives, all present, had the courage to ignore Ts'u's
treachery in concealing cuirasses under the soldiers' clothes. He
said: "Tsin holds her pre-eminent position as Protector by her
innate good qualities, which will always command the adhesion of
other states; why need we care if Ts'u smears first, or if she
injures herself by being detected in treachery?" It has already
been mentioned that Confucius glosses over or falsifies both the
above cases, and gives the victory in each instance to Tsin.
Though these little historical peccadilloes on the part of the
saint _homme_ are considered even by orthodox critics to be
objectionable, it must be remembered that it was very risky work
writing history at all in those despotic times: even in
comparatively democratic days (100 B.C.), the "father of Chinese
history" was castrated for criticizing the reigning Emperor in the
course of issuing his great work; and so late as the fifth century
A.D. an almost equally great historian was put to death "with his
three generations" for composing a "true history" of the Tartars
then ruling as Emperors of North China; i.e. for disclosing their
obscure and barbarous origin, Moreover, foreigners who fix upon
these trifling specific and admitted discrepancies, in order to
discredit the general truth of all Chinese history, must remember
that the Chinese critics, from the very beginning, have always,
even when manifestly biased, been careful to expose errors; the
very discrepancies themselves, indeed, tend to prove the
substantial truth of the events recorded; and the fact that
admittedly erroneous texts still stand unaltered proves the
reverent care of the Chinese as a nation to preserve their
defective annals, with all faults, in their original condition.
At this treaty conference of 546 B.C., held at the Sung capital,
the host alone had no vote, being held superior (as host) to all;
and, further, out of respect for his independence, the treaty had
to be signed outside his gates: the existence of the Emperor was
totally ignored.
A generation before this (579) another important treaty between
the two great rivals, Tsin and Ts'u, had been signed by the high
contracting parties outside the walls of Sung. The articles
provided for community of interest in success or failure; mutual
aid in every thing, more especially in war; free use of roads so
long as relations remained peaceful; joint action in face of
menace from other powers; punishment of those neglecting to come
to court. The imprecation ran: "Of him who breaks this, let the
armies be dispersed and the kingdom be lost; moreover, let the
spirits chastise him." Although both orthodox powers professed
their anxiety to "protect" the imperial throne, yet, seeing that
the Emperor was quietly shelved in all these conventions, the
reference to "court duty" probably refers to the duty of Cheng and
the other small orthodox states to render homage to Tsin or Ts'u
(as the case might be) as settled by this and previous treaties.
In fact, at the Peace Conference of 546, it was agreed between the
two mesne lords that the vassals of Ts'u should pay their respects
to Tsin, and _vice versa_. But, during the negotiations, a
zealous Tsin representative went on to propose that the informal
allies of the chief contracting powers should also be dragged in:
"If Ts'in will pay us a visit, I will try and induce Ts'i to visit
T'su." These two powers had _ententes_, Ts'i with Tsin, and
Ts'u with Ts'in, but recognized no one's hegemony over them. It
was this surprise sprung upon the Ts'u delegates that necessitated
an express messenger to the king, as recounted at the end of
Chapter XVI. The King of Ts'u sent word: "Let Ts'in and Ts'i
alone; let the others visit our respective capitals." Accordingly
it was understood that Tsin and Ts'u should both be Protectors,
but that neither Ts'in nor Ts'i should recognize their status to
the point of subordinating themselves to the joint hegemons. This
was Ts'u's first appearance as effective hegemon, but her official
_debut_ alone did not take place till 538. Ts'i and Ts'in had
both approved, in principle, the terms of peace, but Ts'in sent no
representative, whilst Ts'i sent two. It is very remarkable that
Sz-ma Ts'ien (the great historian of 100 B.C., who was castrated)
does not mention this important meeting in his great work, either
under the heading of Ts'i, or of Tsin, or under the headings of
Sung and Ts'u. It seems, however, really to have had good effect
for several generations; but there was some thing behind it which
shows that love for humanity was not the leading motive of the
chief parties. Two years later it was that the philosophical
brother of the King of Wu went his rounds among the Chinese
princes, and it is evident that Ts'u only desired peace with North
China whilst she tackled this formidable new enemy on the coast.
Tsin, on the other hand, was in trouble with the "six great
families" (the survivors of the "eleven great families"
conciliated by the Second Protector), who were gradually
undermining the princely authority in Tsin to their own private
aggrandisement. In 572 B.C., when the legitimate ruler of Tsin,
who had been superseded by irregular successors, was fetched back
from the Emperor's court, to which he had gone for a quiet asylum,
he drew up a treaty of conditions with his own ministers, and
immolated a chicken as sanction; this idea is still occasionally
perpetuated in British courts of justice, where Chinese, probably
without knowing it, draw upon ancient history when asked by the
court how they are accustomed to sanction an oath; cocks are often
also carried about by modern Chinese boatmen for purposes of
sacrifice. In the year 504, after Wu had captured the Ts'u
capital, one of the petty orthodox Chinese states taken by Ts'u--
the first to be so taken by barbarians--in 684, but left by Ts'u
internally independent, declined to render any assistance to Wu,
unless she could prove her competence to hold permanently the Ts'u
territory thus conquered. The King of Ts'u was so grateful for
this that he drew some blood from the breast of his own half-
brother, and on the spot made a treaty with the vassal prince. It
662, even in a love vow, the ruler of Lu cut his own arm and
exchanged drops of blood with his lady-love. In 481 the people of
Wei (the small orthodox state on the middle Yellow River between
Tsin and Lu) forced one of their politicians to swear allegiance
to the desired successor under the sanction of a sacrificial pig.
The great Kwan-tsz insisted on his prince carrying out a treaty
which had been extorted in times of stress; but, as a rule, the
most opportunistic principles were laid down, even by Confucius
himself when he was placed under personal stress: "Treaties
obtained by force are of no value, as the spirits could not then
have really been present." In 589 Ts'u invaded the state of Wei,
just mentioned, and menaced the adjoining state of Lu, compelling
the execution of a treaty. Confucius, who once broke a treaty
himself, naturally retrospectively considered this ducal treaty of
no effect, and he even goes so far as to avoid mentioning in his
annals some of the important persons who were present; he
especially "burkes" two Chinese ruling princes, who were shameless
enough to ride in the same chariot with the King of Ts'u, under
whose predominancy they were, and who were therefore themselves
under a kind of stress. In 482 one of Confucius' pupils made the
following casuistical reply to the government of Wu on their
application for renewal of a treaty with her: "It is only fidelity
that gives solidity to treaties; they are determined by mutual
consent, and it is with sacrifices that they are laid before our
ancestors; the written words give expression to them, and the
spirits guarantee them. A treaty once concluded cannot be changed:
otherwise it were vain to make a new one. Remember the proverb:
"What needs warming up more may just as well be eaten cold." The
ordinary rough-and-ready form of oath or vow between individuals
was: "If I break this, may I be as this river"; or, "may the river
god be witness." There were many other similar forms, and it was
often customary to throw something valuable into the river as a
symbol.
CHAPTER XIX
CONFUCIUS AND LITERATURE
Let us return for a moment to the history of China's development.
Confucius was born in the autumn of 551, B.C., and he died in 479.
If we survey the condition of the empire during these seventy
years, we may begin to understand better the secret of his
teachings, and of his influence in later times. When he was a boy
of seven or eight years, the presence in Lu of Ki-chah, the
learned and virtuous brother of the barbarian King of Wu, must
have opened his eyes widely to the ominous rise, of a democratic
and mixed China. Lu, like Tsin, was now beginning to suffer from
the "powerful family" plague; in other words, the story of King
John and his barons was being rehearsed in China. Tsin and Ts'u
had patched up ancient enmities at the Peace Conference; Tsin
during the next twenty years administered snub after snub to the
obsequious ruler of Lu, who was always turned back at the Yellow
River whenever he started west to pay his respects. Lu, on the
other hand, declined to attend the Ts'u durbar of 538, held by
Ts'u alone only after the approval of Tsin had been obtained. In
522 the philosopher Yen-tsz, of Ts'i, accompanied his own marquess
to Lu in order to study the rites there: this fact alone proves
that Ts'i, though orthodox and advanced, had not the same lofty
spiritual status that was the pride of Lu. In 517 the Marquess of
Lu was driven from his throne, and Ts'i took the opportunity to
invade Lu under pretext of assisting him; however, the fugitive
preferred Tsin as a refuge, and for many years was quartered at a
town near the common frontier. But the powerful families (all
branches of the same family as the duke himself) proved too strong
for him; they bribed the Tsin statesmen, and the Lu ruler died in
exile in the year 510. In the year 500 Confucius became chief
counsellor to the new marquess, and by his energetic action drove
into exile in Tsin a very formidable agitator belonging to one of
the powerful family cliques. In 488 the King of Wu, after marching
on Ts'i, summoned Lu to furnish "one hundred sets of victims" as a
mark of compliancy; the king and the marquess had an interview;
the next year the king came in person, and a treaty was made with
him under the very walls of K'üh-fu, the Lu capital (this shameful
fact is concealed by Confucius, who simply says: "Wu made war on
us"). In 486 Lu somewhat basely joined Wu in an attack upon
orthodox Ts'i. In 484-483 Confucius, who had meanwhile been
travelling abroad for some years in disgust, was urgently sent
for; four years later he died, a broken and disappointed man.
Now, it is one thing to be told in general terms that Confucius
represented conservative forces, disapproved of the quarrelsome
wars of his day, and wished in theory to restore the good old
"rules of propriety"; but quite another thing to understand in a
human, matter-of-fact sort of way what he really did in definite
sets of circumstances, and what practical objects he had in view.
The average European reader, not having specific facts and places
under his eye, can only conceive from this rough generalization,
and from the usual anecdotal tit-bits told about him, that
Confucius was an exceedingly timid, prudent, benevolent, and
obsequious old gentleman who, as indeed his rival Lao-tsz hinted
to him, was something like a superior dancing-master or court
usher, But when the disjointed apothegms of his "Analects" (put
together, not by himself, but by his disciples) are placed
alongside the real human actions baldly touched upon in his own
"Springs and Autumns," and as expanded by his three commentators,
one of them, at least, being a contemporary of his own, things
assume quite a different complexion, Moreover, this last-mentioned
or earliest in date of the expanders (see p. 91) also composed a
chatty, anecdotal, and intimately descriptive account of Lu, Ts'i,
Tsin, CHÊNG, Ts'u, Wu, and Yiieh (of no other states except quite
incidentally); and we have also the Bamboo Books dug up in 281
A.D., being the Annals of Tsin and a sketch of general history
down to 299 B.C. Finally, the "father of history," in about go
B.C., published, or issued ready for publication, a _resumé_
of all the above (except what was in the Bamboo Books, which were
then, of course, unknown to him); so that we are able to compare
dates, errors, misprints, concealments, and so on; not to mention
the advantage of reading all that the successive generations of
commentators have had to say.
The matter may be compendiously stated as follows. Without
attempting to go backward beyond the conquest by the Chou
principality and the founding of a Chou dynasty in 122 B.C.
(though there is really no reason to doubt the substantial
accuracy of the vague "history" of patriarchal times, at least so
far back beyond that as to cover the 1000 years or more of the two
previous dynasties' reigns), we may state that, whilst in general
the principles and ritual of the two previous dynasties were
maintained, a good many new ideas were introduced at this Chou
conquest, and amongst other things, a compendious and all-
pervading practical ritual government, which not only marked off
the distinctions between classes, and laid down ceremonious rules
for ancestral sacrifice, social deportment, family duties,
cultivation, finance, punishment, and so on, but endeavoured to
bring all human actions whatsoever into practical harmony with
supposed natural laws; that is to say, to make them as regular, as
comprehensible, as beneficent, and as workable, as the perfectly
manifest but totally unexplained celestial movements were; as were
the rotation of seasons, the balancing of forces, the growth and
waning of matter, male and female reproduction, light and
darkness; and, in short, to make human actions as harmonious as
were all the forces of nature, which never fail or go wrong except
under (presumed) provocation, human or other. The Emperor, as
Vicar of God, was the ultimate judge of what was _tao_, or
the "right way."
Now this simple faith, when the whole of the Chinese Empire
consisted of about 50,000 square miles of level plain, inhabited
probably by not more than 2,000,000 or 3,000,000 homogeneous
people, was admirably suited for the patriarchal rule of a central
chief (the King or Emperor), receiving simple tribute of metals,
hemp, cattle, sacrificial supplies, etc.; entertaining his
relatives and princely friends when they came to do annual homage
and to share in periodical sacrifice; declaring the penal laws
(there were no other laws) for all his vassals; compassionating
and conciliating the border tribes living beyond those vassals.
But this peaceful bucolic life, in the course of time and nature,
naturally produced a gradual increase in the population; the
Chinese cultivators spread themselves over the expanse of
_loess_ formed by the Yellow River and Desert deposits and by
aeons of decayed vegetation in the low-lying lands; no other
nation or tribe within their ken having the faintest notion of
written character, there was consequently no political cohesion of
any sort amongst the non-Chinese tribes; the position was akin to
that of the European powers grafting themselves for centuries upon
the still primitive African tribes, comparatively few of which
have seen fit to turn the art of writing to the practical purpose
of keeping records and cementing their own power. Wherever a
Chinese adventurer went, there he became founder of a state; to
this day we see enterprising Chinamen founding petty "dynasties"
in the Siamese Malay Peninsula; or, for instance, an Englishman
like Rajah Brooke founding a private dynasty in Borneo.
Some of these frontier tribes, notably the Tartars, were of
altogether too tough a material to be assimilated. They even
endeavoured to check the Chinese advance beyond the Yellow River,
and carried fire and sword themselves into the federal conclave.
Where resistance was _nil_ or slight, as, for instance, among
some of the barbarians to the east, there the Chinese adventurers,
either adopting native ways, or persuading the autochthones to
adopt their ways, by levelling up or levelling down, developed
strong cohesive power; besides (owing to the difficulties of
inter-communication) creating a feeling of independence and a
disinclination to obey the central power. The emperors who used in
the good old days to summon the vassals--a matter of a week or two
in that small area--to chastise the wicked tribes on their
frontiers, gradually found themselves unable to cope with the more
distant Tartar hordes, the eastern barbarians of the coast, the
Annamese, Shans, and other unidentified tribes south of the Yang-
tsz, as they had so easily done with nearer tribes when the
Chinese had not pushed out so far. Moreover, new-Chinese, Chinese-
veneered, and half-Chinese states, recognizing their own
responsibilities, now interposed themselves as "buffers" or
barriers between the Emperor and the unadulterated barbarians;
these hybrid states themselves were quite as formidable to the
imperial power as the displaced barbarians had formerly been.
Hence, as we have seen, the pitiful flight from his metropolis of
one Emperor after the other; the rise of great and wealthy persons
outside the former limited sacred circle; the pretence of
protecting the Emperor, advanced by these rising powers, partly in
order to gain prestige by using his imperial name in support of
their local ambitions, and partly because--as during the Middle
Ages in the case of the Papacy--no one cared to brave the moral
odium of annihilating a venerable spiritual power, even though
gradually shorn of its temporal rights and influence.
Lu was almost on a par with the imperial capital in all that
concerns learning, ritual, music, sacrifice, deportment, and
spiritual prestige. Confucius, in his zeal for the recovery of
imperial rights, was really no more of a stickler for mere form
than were Tsz-ch'an of Cheng, Ki-chah of Wu, Hiang Suh of Sung,
Shuh Hiang of Tsin, and others already enumerated; the only
distinguishing feature in his case was that he was not a high or
influential official in his earlier days; besides, he was a Sung
man by descent, and all the great families were of the Lu princely
caste. Thus, for want of better means to assert his own views, he
took to teaching and reading, to collecting historical facts, to
pointing morals and adorning tales. As a youth he was so clever,
that one of the Lu grandees, on his death-bed, foretold his
greatness. It was a great bitterness for him to see his successive
princely masters first the humble servants of Ts'i, then buffeted
between Tsin and Ts'u, finally invaded and humiliated by barbarian
Wu, only to receive the final touches of charity at the hands of
savage Yiieh. His first act, when he at last obtained high office,
was to checkmate Ts'i, the man behind the ruler of which jealous
state feared that Lu might, under Confucius' able rule, succeed in
obtaining the Protectorate, and thus defeat his own insidious
design to dethrone the legitimate Ts'i house. The wily Marquess of
Ts'i thereupon--of course at the instigation of the intriguing
"great families"--tried another tack, and succeeded at last in
corrupting the vacillating Lu prince with presents of horses,
racing chariots, and dancing women. Then it was (497) that
Confucius set out disheartened on his travels. Recalled thirteen
years later, he soon afterwards began to devote his remaining
powers to the Annals so frequently referred to above, and it was
whilst engaged in finishing this task that he had presentiments of
his coming end; he does not appear to have been able to exercise
much political or advisory power after his return to Lu.
During his thirteen years of travel (a more detailed account of
which will be given in a subsequent chapter), he found time to
revise and edit the books which appear to have formed the common
stock-in-trade for all China; one of his ideas was to eliminate
from these all sentiments of an anti-imperial nature. They were
not then called "classics," but simply "The Book" (of History),
"The Poems" (still known by heart all over China), "The Rites" (as
improved by the Chou family), "The Changes" (a sort of cosmogony
combined with soothsaying), and "Music."
CHAPTER XX
LAW
Let us now consider the notions of law as they existed in the
primitive Chinese mind. As all government was supposed to be based
on the natural laws of the universe, of which universal law or
order of things, the Emperor, as "Son of Heaven," was (subject to
his own obedience to it) the supreme mouthpiece or expression,
there lay upon him no duty to define that manifest law; when it
was broken, it was for him to say that it was broken, and to
punish the breach. Nature's bounty is the spring, and therefore
rewards are conferred in spring; nature's fall is in the autumn,
which is the time for decreeing punishments; these are carried out
in winter, when death steals over nature. A generous table
accompanies the dispensing of rewards, a frugal table and no music
accompanies the allotment of punishments; hence the imperial
feasts and fasts. Thus punishment rather than command is what was
first understood by Law, and it is interesting to observe that
"making war" and "putting to death" head the list of imperial
chastisements, war being thus regarded as the Emperor's rod in the
shape of a posse of punitory police, rather than as an expression
of statecraft, ambitious greed, or vainglorious self-assertion.
Then followed, in order of severity, castration, cutting off the
feet or the knee-cap, branding, and flogging. The Emperor, or his
vassals, or the executive officers of each in the ruler's name,
declared the law, _i.e._ they declared the punishment in each
case of breach as it occurred. Thus from the very beginning the
legislative, judicial, and executive functions have never been
clearly separated in the Chinese system of thought; new words have
had to be coined within the last two years in order to express
this distinction for purposes of law reform. Mercantile Law,
Family Law, Fishery Laws--in a word, all the mass of what we call
Commercial and Civil Jurisprudence,--no more concerned the
Government, so far as individual rights were concerned, than
Agricultural Custom, Bankers' Custom, Butchers' Weights, and such
like petty matters; whenever these, or analogous matters, were
touched by the State, it was for commonwealth purposes, and not
for the maintenance of private rights. Each paterfamilias was
absolutely master of his own family; merchants managed their own
business freely; and so on with the rest. It was only when public
safety, Government interests, or the general weal was involved
that punishment-law stepped in and said,--always with _tao_,
"propriety," or nature's law in ultimate view: "you merchants may
not wear silk clothes"; "you usurers must not ruin the agriculturalists";
"you butchers must not irritate the gods of grain by killing cattle":--
these are mere examples taken at random from much later times.
The Emperor Muh, whose energies we have already seen displayed in
Tartar conquests and exploring excursions nearly a millennium
before our era, was the first of the Chou dynasty to decide that
law reform was necessary in order to maintain order among the
"hundred families" (still one of the expressions meaning "the
Chinese people"). A full translation of this code is given in Dr.
Legge's Chinese classics, where a special chapter of The Book is
devoted to it: in charging his officer to prepare it, the Emperor
only uses the words "revise the punishments," and the code itself
is only known as the "Punishments" (of the marquess who drew it
up); although it also prescribes many judicial forms, and lays
down precepts which are by no means all castigatory. The mere fact
of its doing so is illustrative of reformed ideas in the embryo.
There is good ground to suppose that the Chinese Emperor's "laws,"
such as they were at any given time, were solemnly and periodically
proclaimed, in each vassal kingdom; but, subject to these general imperial
directions, the _themis_, _diké_ or inspired decision of the
magistrate, was the sole deciding factor; and, of course, the ruler's
arbitrary pleasure, whether that ruler were supreme or vassal, often
ran riot when he found himself strong enough to be unjust. For instance,
in 894 B.C., the Emperor boiled alive one of the Ts'i rulers, an act that
was revenged by Ts'i 200 years later, as has been mentioned in previous
chapters.
In 796 B.C. a ruler of Lu was selected, or rather recommended to
the Emperor for selection, in preference to his elder brother,
because "when he inflicted chastisement he never failed to
ascertain the exact instructions left by the ancient emperors."
This same Emperor had already, in 817, nominated one younger
brother to the throne of Lu, because he was considered the most
attractive in appearance on an occasion when the brethren did
homage at the imperial court. For this caprice the Emperor's
counsellor had censured him, saying: "If orders be not executed,
there is no government; if they be executed, but contrary to
established rule, the people begin to despise their superiors."
In 746 B.C. the state of Ts'in, which had just then recently
emerged from Tartar barbarism, and had settled down permanently in
the old imperial domain, first introduced the "three stock" law,
under which the three generations, or the three family connections
of a criminal were executed for his crime as well as himself. In
596 and 550 Tsin (which thus seems to have taken the hint from
Ts'in) exterminated the families of two political refugees who had
fled to the Tartars and to Ts'i respectively. Even in Ts'u the
relatives of the man who first taught war to Wu were massacred in
585, and any one succouring the fugitive King of Ts'u was
threatened with "three clan penalties"; this last case was in the
year 529. The laws of Ts'u seem to have been particularly harsh;
in 55 the premier was cut into four for corruption, and one
quarter was sent in each direction, as a warning to the local
districts. About 650 B.C. a distinguished Lu statesman, named
Tsang Wen-chung, seems to have drawn up a special code, for one of
Confucius' pupils (two centuries later) denounced it as being too
severe when compared with Tsz-ch'an's mild laws--to be soon
mentioned. Confucius himself also described the man as being "too
showy." This Lu statesman, about twenty years later, made some
significant and informing observations to the ruler of Lu when
report came that Tsin (the Second Protector) was endeavouring to
get the Emperor to poison a federal refugee from Wei, about whose
succession the powers were at the moment quarrelling. He said:
"There are only five recognized punishments: warlike arms, the
axe, the knife or the saw, the branding instruments, the whip or
the bastinado; there are no surreptitious ones like this now
proposed." The result was that Lu, being of the same clan as the
Emperor, easily succeeded in bribing the imperial officials to let
the refugee prince go. The grateful prince eagerly offered Tsang
W&n-chung a reward; but the statesman declined to receive it, on
the ground that "a subject's sayings are not supposed to be known
beyond his own master's frontier." About, a century later a
distinguished Tsin statesman, asking what "immortality" meant, was
told: "When a man dies, but when his words live; like the words of
this distinguished man, Tsang W&n-chung, of Lu state." This same
Tsin statesman is said to have engraved some laws on iron (513),
an act highly disapproved by Confucius. It is only by thus piecing
together fragmentary allusions that we can arrive at the
conclusion that "there were judges in those days." Mention has
been several times made in previous chapters of Tsz-ch'an, whose
consummate diplomacy maintained the independence and even the
federal influence of the otherwise obscure state of Cheng during a
whole generation. In the year 536 B.C. he decided to cast the laws
in metal for the information of the people: this course was
bitterly distasteful to his colleague, Shuh Hiang of Tsin (see
Appendix I.), and possibly the Tsin "laws on iron" just mentioned
were suggested by this experiment, for it must be remembered that
Tsin, Lu, Wei, and Cheng were all of the same imperial clan.
Confucius, who had otherwise a genuine admiration for Tsz-ch'an,
disapproved of this particular feature in his career. In a minor
degree the same question of definition and publication has also
caused differences of opinion between English lawyers, so far as
the so-called "judge-made law" is concerned; it is still
considered to be better practice to have it declared as
circumstances arise, than to have it set forth beforehand in a
code. The arguments are the same; in both cases the judges profess
to "interpret" the law as it already exists; that is, the Chinese
judge interprets the law of nature, and the English judge the
common and statute laws; but neither wishes to hamper himself by
trying to publish in advance a scheme contrived to fit all future
hypothetical cases.
About 680 B.C. the King of Ts'u is recorded to have passed a law
against harbouring criminals, under which the harbourer was liable
to the same penalty as the thief; and at the same time reference
is made by his advisers to an ancient law or command of the
imperial dynasty, made before it came to power in 1122 B.C.-"If
any of your men takes to flight, let every effort be made to find
him." Thus it would seem that other ruling classes, besides those
of the Chou clan, accepted the general imperial laws, Chou-
ordained or otherwise. Although it is thus manifest that the
vassal states, at least after imperial decadence set in, in 771
B.C., drew up and published laws of their own, yet, at the great
durbar of princes held by the First Protector in 651 B.C., it is
recorded that the "Son of Heaven's Prohibitions" were read over
the sacrificial victim. They are quite patriarchal in their
laconic style, and for that reason recall that of the Roman Twelve
Tables. They run: "Do not block springs!" "Do not hoard grain!"
"Do not displace legitimate heirs!" "Do not make wives of your
concubines!" "Do not let women meddle with State affairs!" From
the Chinese point of view, all these are merely assertions of what
is Nature's law. In the year 640, the state of Lu applied the term
"Law Gate" to the South Gate, "because both Emperor and vassal
princes face south when they rule, and because that is,
accordingly, the gate through which all commands and laws do
pass." It is always possible, however, that this "facing south" of
the ancient ruler points to the direction whence some of his
people came, and towards which, as their guide and leader, he had
to look in order to govern them.
In the year 594 there is an instance cited where two dignitaries
were killed by direct specific order of the Emperor. In explaining
this exceptional case, the commentator says: "The lord of all
below Heaven is Heaven, and Heaven's continuer or successor is the
Prince; whilst that which the Prince holds fast is the Sanction,
which no subject can resist."
Not very long after Confucius' death in 479 B.C., the powerful and
orthodox state of Tsin, which had so long held its own against
Ts'in, Ts'i, and Ts'u, tottered visibly under the disintegrating
effects of the "great family" intrigues: of the six great families
which had, as representatives of the earlier eleven, latterly
monopolized power, three only survived internecine conflicts, and
at last the surviving three split up into the independent states
of Han, Wei, and Chao, those names being eponymous, as being their
sub-fiefs, and, therefore, their "surnames," or family names. In
the year 403 the Emperor formally recognized them as separate,
independent vassaldoms. Wei is otherwise known as Liang, owing to
the capital city having borne that name, and the kings of Liang
are celebrated for their conversations with the peripatetic
philosopher, Mencius, in the fourth century B.C. In order to
distinguish this state from that of Wei (imperial clan) adjoining
Lu and Sung, we shall henceforth call it Ngwei, as, in fact, it
originally was pronounced, and as it still is in some modern
dialects. The first of the Ngwei sovereigns had in his employ a
statesman named Li K'wei, who introduced, for taxation purposes, a
new system of land laws, and also new penal laws. These last were
in six books, or main heads, and, it is said, represented all that
was best in the laws of the different feudal states, mostly in
reference to robbery: the minor offences were roguery, getting
over city walls, gambling, borrowing, dishonesty, lewdness,
extravagance, and transgressing the ruler's commands--their exact
terms are now unknown. This code was afterwards styled the "Law
Classic," and its influence can be plainly traced, dynasty by
dynasty, down to modern times; in fact, until a year or two ago,
the principles of Chinese law have never radically changed; each
successive ruling family has simply taken what it found; modifying
what existed, in its own supposed interest, according to time,
place, and circumstance. Li K'wei's land laws singularly resembled
those recommended to the Manchu Government by Sir Robert Hart four
years ago.
CHAPTER XXI
PUBLIC WORKS
It is difficult to guess how much truth there is in the ancient
traditions that the water-courses of the empire were improved
through gigantic engineering works undertaken by the ancient
Emperors of China. There is one gorge, well known to travellers,
above Ich'ang, on the River Yang-tsz, on the way to Ch'ung-k'ing,
where the precipitous rocks on each side have the appearance and
hardness of iron, and for a mile or more--perhaps several miles--
stand perpendicularly like walls on both sides of the rapid Yang-
tsz River: the most curious feature about them is that from below
the water-level, right up to the top, or as far as the eye can
reach, the stone looks as though it had been chipped away with
powerful cheese-scoops: it seems almost impossible that any
operation of nature can have fashioned rocks in this way; on the
other hand, what tools of sufficient hardness, driven by what
great force, could hollow out a passage of such length, at such a
depth, and such a height? It is certain that after Ts'in conquered
the hitherto almost unknown kingdoms of Pa and Shuh (Eastern and
Western Sz Ch'wan) a Chinese engineer named Li Ping worked wonders
in the canalization of the so-called CH'ÊNg-tu plain, or the rich
level region lying around the capital city of Sz Ch'wan province,
which was so long as Shuh endured also the metropolis of Shuh. The
consular officers of his Britannic Majesty have made a special
study of these sluices, which are still in full working order, and
they seem almost unchanged in principle from the period (280 B.C.)
when Li Ping lived. The Chinese still regard this branch of the
Great River as the source; or at least they did so until the
Jesuit surveys of two centuries ago proved otherwise; it was quite
natural that they should do so in ancient times, for the true
upper course, and also Yiin Nan and Tibet through which that
course runs, were totally unknown to them, and unheard of by name;
even now the so-called Lolo country of Sz Ch'wan and Yiin Nan is
mostly unexplored, and the mountain Lolos are quite independent of
China. The fact that they have whitish skins and a written script
of their own (manifestly inspired by the form of Chinese
characters) makes them a specially interesting people. Li Ping's
engineering feats also included the region around Ya-thou and Kia-
ting, as marked on the modern maps.
The founder of the Hia dynasty (2205 B.C.) is supposed to have
liberated the stagnant waters of the Yellow River and sent them to
the sea; as this is precisely what all succeeding dynasties have
tried to do, and have been obliged to try, and what in our own
times the late Li Hung-chang was ordered to do just before his
death, there seems no good reason for suspecting the accuracy of
the tradition; the more especially as we see that the founder of
the Chou dynasty sent his chief political adviser and his two most
distinguished relatives to settle along this troublesome river's
lower course, as rulers of Ts'i, Yen, and Lu; the other
considerable vassals were all ranged along the middle course.
The original Chinese founder of the barbarian colony of Wu
belonged, as already explained, to the same clan or family as the
founder of the Chou dynasty, and in one respect even took
ancestral or spiritual precedence of him, because the emigrant had
voluntarily retired into obscurity with his brother in order to
make way for a third and more brilliant younger brother, whose
grandson it was that afterwards, in 1122 B.C., conquered China,
and turned the Chou principality, hitherto vassal to the Shang
dynasty, into the Chou dynasty, to which the surviving Shang
princes then became vassals in the Sung state and elsewhere. Even
though the founder of Wu may have adopted barbarian ways, such as
tattooing, hair-cutting, and the like, he must have possessed
considerable administrative power, for he made a canal (running
past his capital) for a distance of thirty English miles along the
new "British" railway from Wu-sih to Ch'ang-shuh, as marked on
present maps; his idea was to facilitate boat-travelling, and to
assist cultivators with water supplies for irrigation.
In the year 485 B.C. the King of Wu, who was then in the hey-day
of his success, and by way of becoming Protector of China, erected
a wall and fortifications round the well-known modern city of
Yangchow (where Marco Polo 1700 years later acted as governor); he
next proceeded for the first time in history to establish water
communication between the Yang-tsz River and the River Hwai; this
canal was then (483-481) continued farther north, so as to give
communication with the southern and central parts of modern Shan
Tung province.
His object was to facilitate the conveyance of stores for his
armies, then engaged in bringing pressure upon Ts'i (North Shan
Tung) and Lu (South Shan Tung). He succeeded in getting his boats
to the River Tsi, running past Tsi-nan Fu, and to the River I,
running past I-thou Fu, thus dominating the whole Shan Tung
region; for these two were then the only navigable rivers in Shan
Tung besides the Sz. The River Tsi is now taken possession of by
the Yellow River, which, as we have shown, then ran a parallel
course much to the westward of it; and the River I then ran south
into the River Sz, which, as already explained, has in its lower
course, in comparatively modern times, been taken possession of
permanently by the Grand Canal; but the upper course of the Sz,
now, as then, ran past Confucius' town, the Lu metropolis, of
K'üh-fu. In 483 B.C. the same king cast his faithful adviser (of
Ts'u origin) into the canal by which the waters of lake T'ai Hu
now run to modern Soochow, and thence to Hangchow. Ever since that
date the unfortunate man in question has been a popular "god of
the waters" in those parts. It follows, therefore, that the Wu
founder's modest canal must have been from time to time extended,
at least in an easterly direction. It was only after the conquest
of China by Ts'in, 250 years later, that the First August Emperor
extended this system of canals northwards and westwards, from
Ch'ang-thou Fu to Tan-yang and Chinkiang, as marked on the modern
maps. Thus the barbarian kings of Wu have found the true alignment
of our "British", railway for us; and, so far as the northern
canal is concerned, have really achieved the task for which credit
is usually given to Kublai Khan, the Mongol patron of Marco Polo.
Kublai merely improved the old work. The ancient Wu capital was 10
English miles south-east of Wu-sih, and 17 miles north of Soochow,
to which place the capital was transferred in the year 513 B.C.,
as it was more suitable than the old capital for the arsenals and
ship-building yards then, for the first time, being built on an
extensive scale by the King of Wu.
The first bridge over the Yellow River was constructed by the
kingdom of Ts'in in 257 B.C., on what is still the high-road
between T'ung-thou Fu and P'u-chou Fu. Previous to that date
armies had to cross the Yellow River at the fords; and, as an
instance of this, it may be stated that the founder of the Chou
dynasty in 1122 B.C. summoned his vassals to meet him at the Ford
of Mêng, a place still so marked on the maps, and lying on the
high-road between the two modern cities of Ho-nan Fu and Hwai-
k'ing Fu; thus there was no excuse for the feudal princes failing
to arrive at the rendezvous. It was not far from the same place,
but on the north bank of the river, that Tsin in 632 B.C. held the
great durbar as Second Protector, on the notorious occasion when
the puppet Emperor was "sent for" by the Tsin dictator. To conceal
this outrage on "the rites," Confucius says: "The Son of Heaven
went in camp north of the river." To go on hunt, or in camp, is
still a vague historical expression for "go on fief inspection,"
and it was so used in 1858, when the Manchu Emperor Hien-fêng took
refuge from the allied troops at Jêhol in Tartary.
The first thing Ts'in did when it united the empire in 221 B.C.
was to occupy all the fords and narrow passes, and to put them in
working order for the passage of armies. As even now the lower
Yellow River is only navigable for large craft for 20 miles from
its mouth (now in Shan Tung), it is easy to imagine how many fords
there must have been in its shallow waters, and also how it came
to pass that boats were so little used to convey large bodies of
troops with their stores.
The great wall of China of 217 B.C. was by no means the first of
its kind. A century before that date Ts'in built a long wall to
keep off the Tartars; and, half a century before that again, Ngwei
(one of the three powerful families of Tsin, all made independent
princes in 403) had built a wall to keep off its western neighbour
Ts'in; both these walls seem to have been in the north part of the
modern Shen Si region, and they were possibly portions of the
later continuous great wall of the August Emperor, which occupied
the forced energies of 700,000 men. There is a statement that the
same Emperor set 700,000 eunuchs to work on the palaces and the
tomb he was constructing for himself at his new metropolis (moved
since 350 B.C. to the city of Hien-yang, north of the river Wei,
opposite the present Si-ngan Fu). This probably means, not that
eunuchs were common in those times as palace _employés_, but
that castration still was the usual punishment inflicted
throughout China for grave offences not calling for the penalty of
death, or for the more serious forms of maiming, such as foot-
chopping or knee-slicing; and that all the prisoners of that
degree were told off to do productive work: although humiliatingly
deformed, they were still available for the common purposes of
native life, and their defenceless and forlorn plight would
probably make it an easier matter to handle them in gangs than to
handle sound males; and if they died off under the rough treatment
of task-masters, they would have no families to mourn or avenge
them in accordance with family duty; for a eunuch has no name and
no family. The palaces in question were joined by a magnificent
bridge on the high-road between Hien-yang and Si-ngan. This very
year a German firm has contracted to build an iron bridge over the
Yellow River at Lan-thou Fu, where crossed by Major Bruce.
CHAPTER XXII
CITIES AND TOWNS
There are singularly few descriptions of cities in ancient Chinese
history, but here again we may safely assume that most of them
were in principle, if only on a small scale, very much what they
are now, mere inartistic, badly built collections of hovels. Sõul,
the quaint capital of Corea, as it appeared in its virgin
condition to its European discoverers twenty-five years ago,
probably then closely resembled an ancient vassal Chinese prince's
capital of the very best kind. Modern trade is responsible for the
wealthy commercial streets now to be found in all large Chinese
cities; but a small _hien_ city in the interior--and it must
be remembered that a _hien_ circuit or district corresponds
to an old marquisate or feudal principality of the vassal unit
type--is often a poor, dusty, dirty, depressing, ramshackle
agglomeration of villages or hamlets, surrounded by a disproportionately
pretentious wall, the cubic contents of which wall alone would more
than suffice to build in superior style the whole mud city within; for half
the area of the interior is apt to be waste land or stagnant puddles: it
was so even in Peking forty years ago, and possibly is so still except
in the "Legation quarter."
In 745 B.C., when the Tsin marquess foolishly divided his
patrimony with a collateral branch, the capital town of this
subdivided state is stated to have been a greater place than the
old capital. They are both of them still in existence as
insignificant towns, situated quite close together on the same
branch of the River Fên (the only navigable river) in South Shan
Si; marked with their old names, too; that is to say, K'iih-wuh
and Yih-CH'ÊNg. It was only after the younger branch annexed the
elder in 679 that Tsin became powerful and began to expand; and it
was only when a policy of "home rule" and disintegration set in,
involving the splitting up of Tsin's orthodox power into three
royal states of doubtful orthodoxy, that China fell a prey to
Ts'in ambition. _Absit_ omen to us.
In 560, when the deformed philosopher Yen-tsz visited Ts'u, and
entertained that semi-barbarous court with his witticisms, he took
the opportunity boastfully to enlarge upon the magnificence of
Lin-tsz (still so marked), the capital of Ts'i. "It is," said he,
"surrounded by a hundred villages; the parasols of the walkers
obscure the sky, whose perspiration runs in such streams as to
cause rain; their shoulders and heels touch together, so closely
are they packed." The assembled Ts'u court, with mouths open, but
inclined for sport at the cost of their visitor, said: "If it is
such a grand place, why do they select you?" Yen-tsz played a
trump card when he replied: "Because I am such a mean-looking
fellow,"--meaning, as explained in Chapter IX., that "any pitiful
rascal is good enough to send to Ts'u." Exaggerations apart,
however, there is every reason to believe that the statesman-
philosopher Kwan-tsz, a century before that date, had really
organized a magnificent city. A full description of how he
reconstructed the economic life of both city and people is given
in the _Kwoh-yü_ (see Chapter XVII.), the authenticity of
which work, though not free from question, is, after all, only
subject to the same class of criticism as Rénan lavishes upon one
or two of the Gospels, the general tenor of which, be says, must
none the less be accepted, with all faults, as the _bonâfide_
attempt of some one, more or less contemporary, to represent what
was then generally supposed to be the truth.
Ts'u itself must have had something considerable to show in the
way of public buildings, for in the year 542 B.C. after paying a
visit to that country in accordance with the provisions of the
Peace Conference of 546, the ruler of Lu built himself a palace in
imitation of one he saw there. The original capital of Wu (see
Chapter VII.) was a poor place, and is described as having
consisted of low houses in narrow streets, with a vulgar palace;
this was in 523. In 513 a new king moved to the site now occupied
by Soochow, and he seems to have made of it the magnificent city
it has remained ever since--the place, of course it will be
remembered, where General Gordon and Li Hung-chang had their
celebrated quarrel about decapitating surrendered rebels. There
were eight gates, besides eight water-gates for boats; it was
eight English miles in circuit, and contained the palace, several
towers (pagodas, being Buddhist, were then naturally unknown),
kiosks, ponds, and duck preserves. The extensive arsenal and ship-
yard was quite separate from the main town. No city in the
orthodox part of China is so closely described as this one, nor is
it likely that there were many of them so vast in extent.
Judging by the frequency with which Ts'in moved its capitals (but
always within a limited area in the Wei valley, between that river
and its tributary the K'ien), they cannot have been very important
or substantial places; in fact, there are no descriptions of early
Ts'in economic life at all; and, for all we know to the contrary,
the headquarters of Duke Muh, when he entered upon his reforms in
the seventh century B.C., may have resembled a Tartar encampment.
The _Kwoh-yü_ has no chapter devoted to Ts'in, which (as indeed
stated) for 500 years lived a quite isolated life of its own. In later
times, especially after the reforms introduced by the celebrated
Chinese princely adventurer, Wei Yang, during the period 360--340,
the land administration was reconstituted, the capital was finally moved
to Hien-yang, and every effort was made to develop all the resources
of the country. Ts'in then possessed 41 _hien,_ those with a
population of under 10,000 having a governor with a lower title than
the governors of the larger towns, Probably the total population of
Ts'in by this time reached 3,000,000. A century later, when the First
August Emperor was conquering China, armies of half a million men
on each side were not at all uncommon. When his conquests were
complete, he set about building palaces on both banks of the Wei in
most lavish style, as narrated in the last chapter. It is said of him that,
"as he conquered each vassal prince, he had a sketch made of his
palace buildings," and, with these before him as models, he lined
the river with rows of beautiful edifices,--evidently, from the
description given, much resembling those lying along the Golden
Horn at Constantinople; if not in quality, at least in general
spectacular arrangement.
As to the minor orthodox states grouped along the Yellow River,
they seem to have shifted their capitals on very slight
provocation; scarcely one of them remained from first to last in
the same place. To take one as an instance, the state of Hu, an
orthodox state belonging to the same clan name as Ts'i. The
history of this petty principality or barony is only exactly known
from the time when Confucius' history begins, and it was
continually being oppressed by Cheng and Ts'u, its more powerful
neighbours; in 576, 533, 524 and onwards from that, there were
incessant removals, so that even the native commentators say: "it
was just like shifting a village, so superficial an affair was
it." The accepted belles _lettres_ style (see p. 78) of saying
"my country" is still the ancient _pi-yih_ or "unworthy village":
the Empress of China once (about 190 B.C.) used this expression,
even after the whole of China had been united, in order to reject
politely the offer of marriage conveyed to her by a powerful Tartar
king. The expression is particularly interesting, inasmuch as it recalls,
as we have already pointed out, a time when the "country" of each
feudal chief was simply his mud village and the few square miles of
fields around it, which were naturally divided off from the next chief's
territory by hills and streams. On the Burmo-Chinese frontier there are
at this moment many Kakhyen "kings" of this kind, each of them ruling
over his mountain or valley, and supreme in his own domain.
That there were walled cities in China (apart from the Emperor's,
which, of course, would be "the city" par _excellence_) is
plain from the language used at durbars, which were always held
"outside the walls." In the _loess_ plains there could not
have been any stone whatever for building purposes, and there is
little, if any, specific mention of brick. Probably the walls were
of adobe, i.e. of mud, beaten down between two rigid planks,
removed higher as the wall dries below. This is the way most of
the houses are still built in modern Peking, and perhaps also in
most parts of China, at least where stone (or brick) is not
cheaper; the "barbarian" parts of China are still the best built;
for instance, CH'ÊNg-tu in Sz Ch'wan, Canton in the south. Hankow
(Ts'u) is a comparatively poor place; Peking the dingiest of all.
Chinkiang is a purely _loess_ country.
At the time of the unification of China, during the middle of the
third century B.C., the Ts'in armies found it necessary to flood
Ta-liang or "Great Liang," the capital of Ngwei (otherwise called
Liang), corresponding to the modern K'ai-fêng Fu, the Jewish
centre in Ho Nan province: the waters of the Yellow River were
allowed to flood the country (this was again done by the Tai-p'ing
rebels fifty years ago, when the Jews suffered like other people,
and lost their synagogue), the walls of which collapsed. It is
evident that the ancient city walls could not have been such
solid, brick-faced walls as we now see round Peking and Nanking,
but simply mud ramparts.
CHAPTER XXIII
BREAK-UP OF CHINA
We must turn to unorthodox China once more, and see how it fared
after Confucius' death. After only a short century of international
existence, the vigorous state of Wu perished once for all in the
year 473 B.C., and the remains of the ruling caste escaped
eastwards in boats. When for the first time embassies between
the Japanese and the Chinese became fairly regular, in the
second and third centuries of our era, there began to be
persistent statements made in standard Chinese history that the
then ruling powers in Japan considered themselves in some way
lineally connected with a Chinese Emperor of 2100 B.C., and with
his descendants, their ancestors, who, it was said, escaped from
Wu to China. This is the reason why, in Chapter VII., we have
suggested, not that the population of Japan came from China, but
that some of the semi-barbarous descendants of those ancient
Chinese princes who first colonized the then purely barbarous Wu,
finding their power destroyed in 473 B.C. by the neighbouring
barbarous power of Yüeh, settled in Japan, and continued their
civilizing mission in quite a new sphere. Many years ago I
endeavoured, in various papers published in China and Japan, to
show that, apart from Chinese words adopted into Japanese ever
since A.D. 1 from the two separate sources of North China by land
and Central China by sea, there is clear reason to detect, in the
supposed pure Japanese language, as it was anterior to those
importations, an admixture of Chinese words adopted much earlier
than A.D. 1, and incorporated into the current tongue at a time
when there was no means or thought of "nailing the sounds down" by
any phonetic system of writing. There is much other very sound
Chinese historical evidence in favour of the migration view, and
it has been best summarized in an excellent little work in German,
by Rev. A. Tschepe, S.J., published in the interior of Shan Tung
province only last year.
The ancient native names for Wu and Yiieh, according to the clumsy
Confucian way of writing them, were something like _Keu-ngu_
and _O-viet_ (see Chapter VII.); but it is quite hopeless to
attempt reconstruction of the exact sounds intended then to be
expressed by syllables which, in Chinese itself, have quite
changed in power. The power of Yüeh was supreme after 473; its
king was voted Protector by the federal princes, and in 472 he
held a grand durbar at the "Lang-ya Terrace," which place is no
longer exactly identifiable, but is probably nothing more than the
German settlement at Kiao Chou; in 468 he transferred his capital
thither, and it remained there for over a century, till 379: but
his power, it seems, was almost purely maritime, and he never
succeeded in obtaining a sure footing north of or even in the Hwai
valley, the greater part of which he subsequently returned to
Ts'u. It must be remembered that the Hwai then had a free course
to the sea, and of a part of it, the now extinct Sui valley, the
Yellow River took possession for several centuries up to 1851 A.D.
He also returned to Sung the territory Wu had taken from her, and
made over to Lu 100 _li_ square (30 miles) to the east of the
River Sz; to understand this it must be remembered, at the cost of
a little iteration, that Sung and Lu were the two chief powers of
the middle and lower Sz valley, which is now entirely monopolized
by the Grand Canal.
[Illustration: MAP
1. The dotted lines mark the boundaries of modern Shen Si, Shan
Si, Chih Li, Ho Nan, Shan Tung, An Hwei, and Kiang Su.
2. The names Chao, Ngwei, and Han show how Tsin was split up into
three in 403 B.C.
3. The crosses (in the line of each name) show the successive
capitals as Ts'in encroached from the west, the _last_ capital in
each case having a circle round the cross.]
The imperial dynasty went from bad to worse; in 440 there were
family intrigues, assassinations, and divisions. The imperial
metropolis, which was towards the end about all the Emperors had
left to them, was divided into two, each half ruled by an Eastern
and a Western Emperor respectively; unfortunately, no literature
has survived which might depict for us the life of the inhabitants
during those wretched days. Meanwhile, the ambitious great
families of Tsin very nearly fell under the dictatorship of one of
their number; in 452 he was himself annihilated by a combination
of the others, and the upshot of it was that next year the three
families that had crushed the dictator and, emerged victorious,
divided up the realm of Tsin into three separate and practically
independent states, called respectively Wei or Ngwei (the Shan Si
parts), Han (the Ho Nan parts), and Chao (the Chih Li parts). The
other ancient and more orthodox state of Wei, occupying the Yellow
River valley to the west of Sung and Lu, was now a mere vassal to
these three Tsin powers, which had not quite yet declared
themselves independent, and which had for the present left the old
Tsin capital to the direct administration of the legitimate
prince. It was only in the year 403 that the Emperor's administration
formally declared them to be feudal princes. This year is really the
next great turning-point in Chinese history, in order of date, after the
flight of the Emperors from their old capital in 771 B.C.; and it is, in
fact, with this year that the great modern historical work of Sz-ma
Kwang begins; it was published A.D. 1084, and brings Chinese
events down to a century previous to that date.
As to the state of Ts'i, it also had fallen into evil ways. So
early as 539 B.C., when the two philosophers Yen-tsz and Shuh
Hiang had confided to each other their mutual sorrows (see
Appendix No. 2), the former had predicted that the powerful local
family of T'ien or Ch'en was slowly but surely undermining the
legitimate princely house, and would certainly end by seizing the
throne; one of the methods adopted by the supplanting family was
to lend money to the people on very favourable terms, and so to
manipulate the grain measures that the taxes due to the prince
were made lighter to bear; in this ingenious and indirect way, all
the odium of taxation was thrown upon the extravagant princes who
habitually squandered their resources, whilst the credit for
generosity was turned towards this powerful tax-farming family,
which thus took care of its own financial interests, and at the
same time secured the affections of the people. In 481 the
ambitious T'ien Hêng, _alias_ CH'ÊN Ch'ang, then acting as
hereditary _maire du palais_ to the legitimate house, assassinated
the ruling prince, an act so shocking from the orthodox point of view that
Confucius was quite heartbroken on learning of it, notwithstanding that his
own prince had narrowly escaped assassination at the hands of the
murdered man's grandfather. It was not until the year 391, however, that
the T'ien, or CH'ÊN, family, after setting up and deposing princes at
their pleasure for nearly a century, at last openly threw off the
mask and usurped the Ts'i throne: their title was officially
recognized by the Son of Heaven in the year 378.
As to Ts'in ambitions, for a couple of centuries past there had
been no further advance of conquest, at least in China. The
hitherto almost unheard of state of Shuh (Sz Ch'wan) now begins to
come prominently forward, and to contest with Ts'in mastery of the
upper course of the Yang-tsz River. After being for 260 years in
unchallenged possession of all territory west of the Yellow River,
Ts'in once more lost this to Tsin (_i.e._ to Ngwei) in 385.
It was not until the other state of Wei, lower down the Yellow
River, lost its individuality as an independent country that the
celebrated Prince Wei Yang (see Chapter XXII.), having no career
at home, offered his services to Ts'in, and that this latter
state, availing itself to the full of his knowledge, suddenly shot
forth in the light of real progress. We have seen in Chapter XX.
that an eminent lawyer and statesman of Ngwei, Ts'in's immediate
rival on the east, had inaugurated a new legal code and an
economic land system. This man's work had fallen under the
cognizance of Wei Yang, who carried it with him to Ts'in, where it
was immediately utilized to such advantage that Ts'in a century
later was enabled to organize her resources thoroughly, and thus
conquered the whole empire,
We have now arrived at what is usually called the Six Kingdom
Period, or, if we include Ts'in, against whose menacing power the
six states were often in alliance, the period of the Seven
Kingdoms. These were the three equally powerful states of Ngwei,
Han, and Chao (this last very Tartar in spirit, owing to its
having absorbed nearly all the Turko-Tartar tribes west of the
Yellow River mouth); the northernmost state of Yen, which seems in
the same way to have absorbed or to have exercised a strong
controlling influence over the Manchu-Corean group of tribes
extending from the Liao River to the Chao frontier; Ts'u, which
now had the whole south of China entirely to itself, and managed
even to amalgamate the coast states of Yiich in 334; and finally Ts'i.
In other words, the orthodox Chinese princes, whose comparatively
petty principalities in modern Ho Nan province had for several centuries
formed a sort of cock-pit in which Ts'in, Tsin, Ts'i, and Ts'u fought out
their rivalries, had totally disappeared as independent and even as
influential powers, and had been either absorbed by those four great
powers (of which Tsin and Ts'i were in reconstituted form), or had
become mere obedient vassals to one or the other of them. In former
times Tsin had been kinsman and defender; but now Tsin, broken up
into three of strange clans, herself afforded an easy prey to Ts'in
ambition; the orthodox states were in the defenceless position of the
Greek states after Alexander had exhausted Macedon in his Persian
wars, and when their last hope, Pyrrhus, had taught the Romans the art
of war: they had only escaped Persia to fall into the jaws of
Rome.
In the middle of the fourth century B.C. all six powers began to
style themselves _wang_, or "king," which, as explained before,
was the title borne by the Emperors of the Chou dynasty. Military,
political, and literary activities were very great after this at the
different emulous royal courts, and, however much the literary
pedants of the day may have bewailed the decay of the good
old times, there can be no doubt that life was now much more
varied, more occupied, and more interesting than in the sleepy,
respectable, patriarchal days of old. The "Fighting State" Period,
as expounded in the _Chan-Kwoh Ts'eh,_ or "Fighting State
Records," is the true period of Chinese chivalry, or knight-
errantry.
CHAPTER XXIV
KINGS AND NOBLES
The emperors of the dynasty of Chou, which came formally into
power in 1122 B.C., we have seen took no other title than that of
wang, which is usually considered by Europeans to mean "king"; in
modern times it is applied to the rulers of (what until recently
were) tributary states, such as Loochoo, Annam, and Corea; to
foreign rulers (unless they insist on a higher title); and to
Manchu and Mongol princes of the blood, and mediatized princes.
Confucius in his history at first always alludes to the Emperor
whilst living as _t'ien-wang_, or "the heavenly king"; it is
not until in speaking of the year 583 that he uses the old term
_t'ien-tsz_, or "Son of Heaven," in alluding to the reigning
Emperor. After an emperor's death he is spoken of by his
posthumous name; as, for instance, Wu Wang, the "Warrior King,"
and so on: these posthumous names were only introduced (as a
regular system) by the Chou dynasty.
The monarchs of the two dynasties Hia (2205-1767) and Shang (1766-
1123) which preceded that of Chou, and also the somewhat mythical
rulers who preceded those two dynasties, were called _Ti_, a
word commonly translated by Western nations as "Emperor." For many
generations past the Japanese, in order better to assert _vis-á-
vis_ of China their international rank, have accordingly made
use of the hybrid expression "_Ti_-state," by which they seek
to convey the European idea of an "empire," or a state ruled over
by a monarch in some way superior to a mere king, which is the
highest title China has ever willingly accorded to a foreign
prince; this royal functionary in her eyes is, or was, almost
synonymous with "tributary prince." Curiously enough, this "dog-
Chinese" (Japanese) expression is now being reimported into
Chinese political literature, together with many other excruciating
combinations, a few of European, but mostly of Japanese manufacture,
intended to represent such Western ideas as "executive and legislative,"
"constitutional," "ministerial responsibility," "party," "political view,"
and so on. But we ourselves must not forget, in dealing with the particular
word "imperial," that the Romans first extended the military title of
imperator to the permanent holder of the "command," simply because
the ancient and haughty word of "king" was, after the expulsion of
the kings, viewed with such jealousy by the people of Rome that
even of Caesar it is said that he did thrice refuse the title, So
the ancient Chinese Ti, standing alone, was at first applied both
to Shang Ti or "God" and to his Vicar on Earth, the Ti or Supreme
Ruler of the Chinese world. Even Lao-tsz (sixth century B.C.), in
his revolutionary philosophy, considers the "king" or "emperor" as
one of the moral forces of nature, on a par with "heaven,"
"earth," and "Tao (or Providence)." When we reflect what petty
"worlds" the Assyrian, Egyptian, and Greek worlds were, we can
hardly blame the Chinese, who had probably been settled in Ho Nan
just as long as the Western ruling races had been in Assyria and
Egypt respectively, for imagining that they, the sole recorders of
events amongst surrounding inferiors, were the world; and that the
incoherent tribes rushing aimlessly from all sides to attack them,
were the unreclaimed fringe of the world.
It does not appear clearly why the Chou dynasty took the new title
of wang, which does not seem to occur in any titular sense
previous to their accession: the Chinese attempts to furnish
etymological explanation are too crude to be worth discussing. No
feudal Chinese prince presumed to use it during the Chou
_régime_ and if the semi-barbarous rulers of Ts'u, Wu, and
Yiieh did so in their own dominions (as the Hwang Ti, or "august
emperor," of Annam was in recent times tacitly allowed to do),
their federal title in orthodox China never went beyond that of
viscount. When in the fourth century B.C. all the powers styled
themselves _wang_, and were recognized as such by the insignificant
emperors, the situation was very much the same as that produced in
Europe when first local Caesars, who, to begin with, had been
"associates" of the Augustus (or two rival Augusti), asserted their
independence of the feeble central Augustus, and then set themselves
up as Augusti pure and simple, until at last the only "Roman Emperor"
left in Rome was the Emperor of Germany.
It is not explained precisely on what grounds, when the first Chou
emperors distributed their fiefs, some of the feudal rulers, as
explained in Chapter VII., were made dukes; others marquesses,
earls, viscounts, and barons. Of course these translated terms are
mere makeshifts, simply because the Chinese had five ranks, and so
have we. In creating their new nobility, the Japanese have again
made use of the five old Chinese titles, except that for some
reason they call Duke Ito and Duke Yamagata "Prince" in English.
The size of the fiefs had something to do with it in China; the
pedigree of the feoffees probably more; imperial clandom perhaps
most of all. The sole state ruled by a duke in his own intrinsic
right from the first was Sung, a small principality on the
northernmost head-waters of the River Hwai, corresponding to the
modern Kwei-t&h Fu: probably it was because this duke fulfilled
the sacrificial and continuity duties of the destroyed dynasty of
Shang that he received extraordinary rank; just as, in very much
later days, the Confucius family was the only non-Manchu to
possess "ducal" rank, or, as the Japanese seem to hold in German
style, "princely" rank. But it must be remembered that the Chou
emperors had imperial dukes within their own appanage, precisely
as cardinals, or "princes of the Church," are as common around
Rome as they are scarce among the spiritually "feudal" princes of
Europe; for feudal they once practically were.
Confucius' petty state of Lu was founded by the Duke of Chou,
brother of the founder posthumously called the Wu Wang, or the
"Warrior King": for many generations those Dukes of Lu seem to
have resided at or near the metropolis, and to have assisted the
Emperors with their advice as counsellors on the spot, as well as
to have visited at intervals and ruled their own distant state,
which was separated from Sung by the River Sz and by the marsh or
lakes through which that river ran. Yet Lu as a state had only the
rank of a marquisate ruled by a marquess.
Another close and influential relative of the founder or "Warrior
King" was the Duke of Shao, who was infeoffed in Yen (the Peking
plain), and whose descendants, like those of the Duke of Chou,
seem to have done double duty at the metropolis and in their own
feudal appanage. Confucius' history scarcely records anything of
an international kind about Yen, which was a petty, feeble region,
dovetailed in between Tsin and Ts'i, quite isolated, and occupied
in civilizing some of the various Tartar and Corean barbarians;
but it must have gradually increased in wealth and resources like
all the other Chinese states; for, as we have seen in the last
chapter, the Earls of Yen blossomed out into Kings at the
beginning of the fourth century B.C., and the philosopher Mencius,
when advising the King of Ts'i, even strongly recommended him to
make war on the rising Yen power. The founder of Ts'i was the
chief adviser of the Chou founder, but was not of his family name;
his ancestors--also the ancestors later on claimed by certain
Tartar rulers of China--go back to one of the ultra-mythical
Emperors of China; his descendants bore, under the Chou dynasty,
the dignity of marquess, and reigned without a break until, as
already related, the T'ien or Ch'en family, emanating from the
orthodox state of Ch'en, usurped the throne. Ts'i was always a
powerful and highly civilized state; on one occasion, in 589 B.C.,
as mentioned in Chapter VI., its capital was desecrated by Tsin;
and on another, a century later, the overbearing King of Wu
invaded the country. After the title of king was taken in 378
B.C., the court of Ts'i became quite a fashionable centre, and the
gay resort of literary men, scientists, and philosophers of all
kinds, Taoists included.
Tsin, like Ts'i, was of marquess rank, and though its ruling
family was occasionally largely impregnated with Tartar blood by
marriage, it was not much more so than the imperial family itself
had sometimes been, The Chinese have never objected to Tartars
_quâ_ Tartars, except as persons who "let their hair fly,"
"button their coats on the wrong side," and do not practise the
orthodox rites; so soon as these defects are remedied, they are
eligible for citizenship on equal terms. There has never been any
race question or colour question in China, perhaps because the
skin is yellow in whichever direction you turn; but it is
difficult to conceive of the African races being clothed with
Chinese citizenship.
Wei was a small state lying between the Yellow River as it now is
and the same river as it then was: it was given to a brother of
the founder of the Chou dynasty, and his subjects, like those of
the Sung duke, consisted largely of the remains of the Shang
dynasty; from which circumstance we may conclude that the so-
called "dynasties," including that of Chou, were simply different
ruling clans of one and the same people, very much like the
different Jewish tribes, of which the tribe of Levi was the most
"spiritual": that peculiarity may account for the universal
unreadiness to cut off sacrifices and destroy tombs, an outrage we
only hear of between barbarians, as, for instance, when Wu sacked
the capital of Ts'u. We have seen in Chapter XII. that a reigning
duke even respected at least some of the sacrificial rights of a
traitor subject.
The important state of CHÊNG, lying to the eastward of the
imperial reserve, was only founded in the ninth century B.C. by
one of the then Emperor's sons; to get across to each other, the
great states north and south of the orthodox nucleus had usually
to "beg road" of CHÊNG, which territory, therefore, became a
favourite fighting-ground; the rulers were earls. Ts'ao (earls)
and Ts'ai (marquesses) were small states to the north and south of
CHÊNG, both of the imperial family name. The state of CH'ÊN was
ruled by the descendants of the Emperor Shun, the monarch who
preceded the Hia dynasty, and who, as stated before, is supposed
to have been buried in the (modern) province of Hu Nan, south of
the Yang-tsz River: they were marquesses. These three last-named
states were always bones of contention between Tsin and Ts'u, on
the one hand, and between Ts'i and Ts'u on the other. The
remaining feudal states are scarcely worth special mention as
active participators in the story of how China fought her way from
feudalism to centralization; most of their rulers were viscounts
or barons in status, and seem to have owed, or at least been
obliged to pay, more duty to the nearest great feudatory than
direct to the Emperor.
No matter what the rank of the ruler, so soon as he had been
supplied with a posthumous name (expressing, in guarded style, his
personal character) he was known to history as "the Duke So-and-
So." Even one of the Rings of Ts'u, is courteously called "the
Duke Chwang" after his death, because as a federal prince he had
done honour to the courtesy title of viscount. Princes or rulers
not enjoying any of the five ranks were, if orthodox sovereign
princes over never so small a tract, still called posthumously,
"the Duke X."
Hence Western writers, in describing Confucius' master and the
rulers of other feudal states, often speak of "the Duke of Lu," or
"of Tsin"; but this is only an accurate form of speech when taken
subject to the above reserves.
CHAPTER XXV
VASSALS AND EMPEROR
The relations which existed between Emperor and feudal princes are
best seen and understood from specific cases involving mutual
relations. The Chou dynasty had about 1800 nominal vassals in all,
of whom 400 were already waiting at the ford of the Yellow River
for the rendezvous appointed by the conquering "Warrior King";
thus the great majority must already have existed as such before
the Chou family took power; in other words, they were the vassals
of the Shang dynasty, and perhaps, of the distant Hia dynasty too.
The new Emperor enfeoffed fifteen "brother" states, and forty more
having the same clan-name as himself: these fifty-five were
presumably all new states, enjoying mesne-lord or semi-suzerain
privileges over the host of insignificant principalities; and it
might as well be mentioned here that this imperial clan name of
_Ki_ was that of all the ultra-ancient emperors, from 2700
B.C. down to the beginning of the Hia dynasty in 2205 B.C. Fiefs
were conferred by the Chou conqueror upon all deserving ministers
and advisers as well as upon kinsmen. The more distant princes
they enfeoffed possessed, in addition to their distant satrapies,
a village in the neighbourhood of the imperial court, where they
resided, as at an hotel or town house, during court functions;
more especially in the spring, when, if the world was at peace,
they were supposed to pay their formal respects to the Emperor.
The tribute brought by the different feudal states was, perhaps
euphemistically, associated with offerings due to the gods,
apparently on the same ground that the Emperor was vaguely
associated with God. The Protectors, when the Emperors degenerated,
made a great show always of chastising or threatening the other
vassals on account of their neglect to honour the Emperor.
Thus in 656 the First Protector (Ts'i) made war upon Ts'u for not
sending the usual tribute of sedge to the Emperor, for use in
clarifying the sacrificial wine. Previously, in 663, after assisting the
state of Yen against the Tartars, Ts'i had requested Yen "to go
on paying tribute, as was done during the reigns of the two first
Chou Emperors, and to continue the wise government of the
Duke of Shao." In 581, when Wu's pretensions were rising in a
menacing degree, the King of Wu said: "The Emperor complains to me
that not a single _Ki_ (_i.e._ not a single closely-related
state) will come to his assistance or send him tribute, and thus
his Majesty has nothing to offer to the Emperor Above, or to the
Ghosts and Spirits."
Land thus received in vassalage from the Emperor could not, or
ought not to, be alienated without imperial sanction. Thus in 711
B.C. two states (both of the _Ki_ surname, and thus both such
as ought to have known better) effected an exchange of territory;
one giving away his accommodation village, or hotel, at the
capital; and the other giving in exchange a place where the
Emperor used to stop on his way to Ts'i when he visited Mount
T'ai-shan, then, as now, the sacred resort of pilgrims in Shan
Tung. Even the Emperor could not give away a fief in joke. This,
indeed, was how the second Chou Emperor conferred the (extinct or
forfeited) fief of Tsin upon a relative. But just as
_Une reine d'Espagne ne regarde pas par la fenêtre,_
so an Emperor of China cannot jest in vain. An attentive scribe
standing by said: "When the Son of Heaven speaks, the clerk takes
down his words in writing; they are sung to music, and the rites
are fulfilled." When, in 665 B.C., Ts'i had driven back the
Tartars on behalf of Yen, the Prince of Yen accompanied the Prince
of Ts'i back into Ts'i territory. The Prince of Ts'i at once ceded
to Yen the territory trodden by the Prince of Yen, on the ground
that "only the Emperor can, when accompanying a ruling prince,
advance beyond the limits of his own domain." This rule probably
refers only to war, for feudal princes frequently visited each
other. The rule was that "the Emperor can never go out," i.e. he
can never leave or quit any part of China, for all China belongs
to him. It is like our "the King can do no wrong."