CHAPTER XVII

Optics of the Doer

Three basic concepts form the foundation for the present-day scientific

description of a vast field of optical phenomena, among them the

occurrence of the spectral colours as a result of light passing through

a transparent medium of prismatic shape. They are: 'optical

refraction', 'light-ray', and 'light-velocity' - the latter two serving

to explain the first. In a science of optics which seeks its foundation

in the intercourse between man's own visual activity and the doings and

sufferings of light, these three concepts must needs undergo a decisive

change, both in their meaning and in their value for the description of

the relevant optical phenomena. For they are all purely kinematic

concepts typical of the onlooker-way of conceiving things - concepts,

that is, to which nothing corresponds in the realm of the actual

phenomena.

Our next task, therefore, will be, where possible, to fill these

concepts with new meaning, or else to replace them by other concepts

read from the actual phenomena. Once this is done the way will be free

for the development of the picture of the spectrum phenomenon which is

in true accord with the Goethean conception of Light and Colour.

*

The first to be brought in this sense under our examination is the

concept of the 'light-ray'.

In present-day optics this concept signifies a geometrical line of

infinitely small width drawn, as it were, by the light in space, while

the cone or cylinder of light actually filling the space is described

as being composed of innumerable such rays. In the same way the object

producing or reflecting light is thought of as composed of innumerable

single points from which the light-rays emerge. All descriptions of

optical processes are based upon this conception.

Obviously, we cannot be satisfied with such a reduction of wholes into

single geometrically describable parts, followed by a reassembling of

these parts into a whole. For in reality we have to do with realms of

space uniformly filled with light, whether conical or cylindrical in

form, which arise through certain boundaries being set to the light. In

optical research we have therefore always to do with pictures,

spatially bounded. Thus what comes before our consciousness is

determined equally by the light calling forth the picture, and by the

unlit space bordering it.

Remembering the results of our earlier study, we must say further of

such a light-filled realm that it lacks the quality of visibility and

therefore has no colour, not even white. Goethe and other 'readers',

such as Reid and Ruskin, tried continually to visualize what such a

light-filled space represents in reality. Hence they directed their

attention first to those spheres where light manifests its

form-creative activity, as in the moulding of the organ of sight in

animal or man, or in the creation of the many forms of the plant

kingdom - and only then gave their mind to the purely physical

light-phenomena. Let us use the same method to form a picture of a

light-filled space, and to connect this with the ideas we have

previously gained on the co-operation in space of levity and gravity.

Suppose we have two similar plant-seeds in germ; and let one lie in a

space filled with light, the other in an unlit space. From the

different behaviour of the two seeds we can observe certain differences

between the two regions of space. We note that within the light-filled

region the spiritual archetype of the plant belonging to the seed is

helped to manifest itself physically in space, whereas in the dark

region it receives no such aid. For in the latter the physical plant,

even if it grows, does not develop its proper forms. This tells us, in

accordance with what we have learnt earlier, that in the two cases

there is a different relation of space to the cosmically distant,

all-embracing plane. Thus inside and outside the light-region there

exists a quite different relation of levity and gravity - and this

relation changes abruptly at the boundaries of the region. (This fact

will be of especial importance for us when we come to examine the

arising of colours at the boundary of Light and Dark, when light passes

through a prism.)

*

After having replaced the customary concept of the light-bundle

composed of single rays by the conception of two dynamically polar

realms of space bordering each other, we turn to the examination of

what is going on dynamically inside these realms. This will help us to

gain a proper concept of the propagation of light through space.

In an age when the existence of a measurable light-velocity seems to

belong to the realm of facts long since experimentally proved; when

science has begun to measure the universe, using the magnitude of this

velocity as a constant, valid for the whole cosmos; and when entire

branches of science have been founded on results thus gained, it is not

easy, and yet it cannot be avoided, to proclaim that neither has an

actual velocity of light ever been measured, nor can light as such ever

be made subject to such measurement by optical means - and that,

moreover, light, by its very nature, forbids us to conceive of it as

possessing any finite velocity.

With the last assertion we do not mean to say that there is nothing

going on in connexion with the appearance of optical phenomena to which

the concept of a finite velocity is applicable. Only, what is

propagated in this way is not the entity we comprise under the concept

of 'light'. Our next task, therefore, will be to create a proper

distinction between what moves and what does not move spatially when

light is active in the physical world. Once more an historical

retrospect will help us to establish our own standpoint with regard to

the existing theories.

The first to think of light as possessing a finite velocity was

Galileo, who also made the first, though unsuccessful, attempt to

measure it. Equally unsuccessful were attempts of a similar nature made

soon afterwards by members of the Accademia del Cimento. In both cases

the obvious procedure was to produce regular flashes of light and to

try to measure the time which elapsed between their production and

their observation by some more or less distant observer. Still, the

conviction of the existence of such a velocity was so deeply ingrained

in the minds of men that, when later observations succeeded in

establishing a finite magnitude for what seemed to be the rate of the

light's movement through space, these observations were hailed much

more as the quantitative value of this movement than as proof of its

existence, which was already taken for granted.

A clear indication of man's state of mind in regard to this question is

given in the following passage from Huygens's famous Traité de la Lumière, by

which the world was first made acquainted with the concept of light as

a sort of undulatory movement.

'One cannot doubt that light consists in the movement of a certain

substance. For if one considers its production one finds that here on

the earth it is chiefly produced by fire and flame, which without doubt

contain bodies in rapid motion, for they dissolve and melt numberless

other bodies. Or, if one considers its effects, one sees that light

collected, for instance, by a concave mirror has the power to heat like

fire, i.e. to separate the parts of the bodies; this assuredly points

to movement, at least in true philosophy in which one traces all

natural activity to mechanical causes. In my opinion one must do this,

or quite give up all hope of ever grasping anything in physics.'

In these words of Huygens it must strike us how he first provides an

explanation for a series of phenomena as if this explanation were

induced from the phenomena themselves. After he has drawn quite

definite conclusions from it, he then derives its necessity from quite

other principles - namely, from a certain method of thinking, accepting

this as it is, unquestioned and unalterably established. We are here

confronted with an 'unlogic' characteristic of human thinking during

its state of isolation from the dynamic substratum of the world of the

senses, an unlogic which one encounters repeatedly in scientific

argumentation once one has grown aware of it. In circles of modern

thinkers where such awareness prevails (and they are growing rapidly

to-day) the term 'proof of a foregone conclusion' has been coined to

describe this fact.1

'Proof of a foregone conclusion' is indeed the verdict at which one

arrives in respect of all the observations concerned with the velocity

of light - whether of existing phenomena detectable in the sky or of

terrestrial phenomena produced artificially - if one studies them with

the attitude of mind represented by the child in Hans Andersen's story.

In view of the seriousness of the matter it will not be out of place if

we discuss them here as briefly as possible, one by one.2

The relevant observations fall into two categories: observations of

certain astronomical facts from which the existence of a finite

velocity of light and its magnitude as an absolute property of it has

been inferred; and terrestrial experiments which permitted direct

observation of a process of propagation connected with the

establishment of light in space resulting in the measurement of its

speed. To the latter category belong the experiments of Fizeau (1849)

and Foucault (1850) as well as the Michelson-Morley experiment with its

implications for Einstein's Theory of Relativity. The former category

is represented by Roemer's observations of certain apparent

irregularities in the times of revolution of one of Jupiter's moons

(1676), and by Bradley's investigation into the reason for the apparent

rhythmic changes of the positions of the fixed stars (1728).

We shall start with the terrestrial observations, because in their case

alone is the entire path of the light surveyable, and what is measured

therefore is something appertaining with certainty to every point of

the space which spreads between the source of the light and the

observer. For this reason textbooks quite rightly say that only the

results drawn from these terrestrial observations have the value of

empirically observed facts. (The interpretation given to these facts is

another question.)

Now, it is a common feature of all these experiments that by necessity

they are based on an arrangement whereby a light-beam can be made to

appear and disappear alternately. In this respect there is no

difference between the first primitive attempts made by Galileo and the

Academicians, and the ingeniously devised experiments of the later

observers, whether they operate with a toothed wheel or a rotating

mirror. It is always a flash of light - and how could it be otherwise?

- which is produced at certain regular intervals and used for

determining the speed of propagation.

Evidently what in all these cases is measured is the speed with which a

beam of light establishes itself in space. Of what happens within the

beam, once it is established, these observations tell nothing at all.

The proof they are held to give of the existence of a finite speed of

light, as such, is a 'proof of a foregone conclusion'. All they tell us

is that the beam's front, at the moment when this beam is first

established, travels through space with a finite velocity and that the

rate of this movement is such and such. And they tell us nothing at all

about other regions of the cosmos.

That we have to do in these observations with the speed of the

light-front only, and not of the light itself, is a fact fully

acknowledged by modern physical optics. Since Lord Rayleigh first

discussed this matter in the eighties of the last century, physicists

have learnt to distinguish between the 'wave-velocity' of the light

itself and the velocity of an 'impressed peculiarity', the so-called

'group-velocity', and it has been acknowledged that only the latter has

been, and can be, directly measured. There is no possibility of

inferring from it the value of the 'wave-velocity' unless one has a

complete knowledge of the properties of the medium through which the

'groups' travel. Nevertheless, the modern mind allows itself to be

convinced that light possesses a finite velocity and that this has been

established by actual measurement. We feel reminded here of Eddington's

comment on Newton's famous observations: 'Such is the glamour of a

historical experiment.' (Chapter XIV.)3

Let us now turn to Roemer and Bradley. In a certain sense Roemer's

observations and even those of Bradley rank together with the

terrestrial measurements. For Roemer used as optical signals the

appearance and disappearance of one of Jupiter's moons in the course of

its revolution round the planet; thus he worked with light-flashes, as

the experimental investigations do. Hence, also, his measurements were

concerned - as optical science acknowledges - with group-velocity only.

In fact, even Bradley's observations, although he was the only one who

operated with continuous light-phenomena, are exposed to the charge

that they give information of the group-velocity of light, and not of

its wave-velocity. However, we shall ignore these limitations in both

cases, because there are quite other factors which invalidate the

proofs they are held to give, and to gain a clear insight into these

factors is of special importance for us.

Roemer observed a difference in the length of time during which a

certain moon of Jupiter was occulted by the planet's body, and found

that this difference underwent regular changes coincident with the

changes in the earth's position in relation to Jupiter and the sun.

Seen from the sun, the earth is once a year in conjunction with

Jupiter, once in opposition to it. It seemed obvious to explain the

time-lag in the moon's reappearance, when the earth was on the far side

of the sun, by the time the light from the moon needed to cover the

distance marked by the two extreme positions of the earth - that is, a

distance equal to the diameter of the earth's orbit. On dividing the

observed interval of time by the accepted value of this distance,

Roemer obtained for the velocity of light a figure not far from the one

found later by terrestrial measurements.

We can here leave out of account the fact that Roemer's reasoning is

based on the assumption that the Copernican conception of the relative

movements of the members of our solar system is the valid conception,

an assumption which, as later considerations will show, cannot be

upheld in a science which strives for a truly dynamic understanding of

the world. For the change of aspect which becomes necessary in this way

does not invalidate Roemer's observation as such; it rules out only the

customary interpretation of it. Freed from all hypothetical by-thought,

Roemer's observation tells us, first, that the time taken by a flash of

light travelling from a cosmic light-source to reach the earth varies

to a measurable extent, and, secondly, that this difference is bound up

with the yearly changes of the earth's position in relation to the sun

and the relevant planetary body.

We leave equally out of account the fact that our considerations of the

nature of space in Chapter XII render it impermissible to conceive of

cosmic space as something 'across' which light (or any other entity)

can be regarded as travelling this or that distance in this or that

time. What matters to us here is the validity of the conclusions drawn

from Roemer's discovery within the framework of thought in which they

were made.

Boiled down to its purely empirical content, Roemer's observation tells

us solely and simply that within the earth's cosmic orbit light-flashes

travel with a certain measurable speed. To regard this information as

automatically valid, firstly for light which is continuously present,

and secondly for everywhere in the universe, rests again on nothing but

a foregone conclusion.

Precisely the same criticism applies to Bradley's observation, and to

an even higher degree. What Bradley discovered is the fact that the

apparent direction in which we see a fixed star is dependent on the

direction in which the earth moves relatively to the star, a phenomenon

known under the name of 'aberration of light'. This phenomenon is

frequently brought to students' understanding by means of the following

or some similar analogy.

Imagine that a machine-gun in a fixed position has sent its projectile

right across a railway-carriage so that both the latter's walls are

pierced. If the train is at rest, the position of the gun could be

determined by sighting through the shot-holes made by the entrance and

exit of the bullet. If, however, the train is moving at high speed, it

will have advanced a certain distance during the time taken by the

projectile to cross the carriage, and the point of exit will be nearer

the rear of the carriage than in the previous case. Let us now think of

an observer in the train who, while ignorant of the train's movement,

undertook to determine the gun's position by considering the direction

of the line connecting the two holes. He would necessarily locate the

gun in a position which, compared with its true position, would seem to

have shifted by some distance in the direction of the train's motion.

On the other hand, given the speed of the train, the angle which the

line connecting the two holes forms with the true direction of the

course of the projectile - the so-called angle of aberration - provides

a measure of the speed of the projectile.

Under the foregone conclusion that light itself has a definite

velocity, and that this velocity is the same throughout the universe,

Bradley's observation of the aberration of the stars seemed indeed to

make it possible to calculate this velocity from the knowledge of the

earth's own speed and the angle of aberration. This angle could be

established by comparing the different directions into which a

telescope has to be turned at different times of the year in order to

focus a particular star. But what does Bradley's observation tell us,

once we exclude all foregone conclusions?

As the above analogy helps towards an understanding of the concept of

aberration, it will be helpful also to determine the limits up to which

we are allowed to draw valid conclusions from the supposed occurrence

itself. A mind which is free from all preconceived ideas will not

ignore the fact that the projectile, by being forced to pierce the wall

of the carriage, suffers a considerable diminution of its speed. The

projectile, therefore, passes through the carriage with a speed

different from its speed outside. Since, however, it is the speed from

hole to hole which determines the angle of aberration, no conclusion

can be drawn from the latter as to the original velocity of the

projectile. Let us assume the imaginary case that the projectile was

shot forth from the gun with infinite velocity, and that the

slowing-down effect of the wall was great enough to produce a finite

speed of the usual magnitude, then the effect on the position of the

exit hole would be precisely the same as if the projectile had moved

all the time ' with this speed and not been slowed down at all.

Seeing things in this light, the scientific Andersen child in us is

roused to exclaim: 'But all that Bradley's observation informs us of ,

with certainty is a finite velocity of the optical process going on

inside the telescope!' Indeed, if someone should claim with good reason

(as we shall do later on) that light's own velocity is infinite, and

(as we shall not do) that the dynamic situation set up in the telescope

had the effect of slowing down the light to the measured velocity -

there is nothing in Bradley's observation which could disprove these

assertions.

*

Having thus disposed of the false conclusions drawn by a kinematically

orientated thinking from the various observations and measurements of

the velocity which appears in connexion with light, we can carry on our

own studies undisturbed. Two observations stand before us representing

empirically established facts: one, that in so far as a finite velocity

has been measured or calculated from other observations, nothing is

known about the existence or magnitude of such a velocity except within

the boundaries of the dynamic realm constituted by the earth's presence

in the universe; the other, that this velocity is a 'group'-velocity,

that is, the velocity of the front of a light-beam in process of

establishment. Let us see what these two facts have to tell us when we

regard them as letters of the 'word' which light inscribes into the

phenomenal world as an indication of its own nature.

Taking the last-named fact first, we shall make use of the following

comparison to help us realize how little we are justified in drawing

from observations of the front speed of a light-beam any conclusions

concerning the kinematic conditions prevailing in the interior of the

beam itself. Imagine the process of constructing a tunnel, with all the

efforts and time needed for cutting its passage through the resisting

rock. When the tunnel is finished the activities necessary to its

production are at an end. Whereas these continue for a limited time

only, they leave behind them permanent traces in the existence of the

tunnel, which one can describe dynamically as a definite alteration in

the local conditions of the earth's gravity. Now, it would occur to no

one to ascribe to the tunnel itself, as a lasting quality, the speed

with which it had been constructed. Yet something similar happens when,

after observing the velocity required by light to lay hold on space,

this velocity is then attributed to the light as a quality of its own.

It was reserved for a mode of thought that could form no concept of the

real dynamic of Light and Dark, to draw conclusions as to the qualities

of light from experiences obtained through observing its original

spreading out into space.

To speak of an independently existing space within which light could

move forward like a physical body, is, after what we have learnt about

space, altogether forbidden. For space in its relevant structure is

itself but a result of a particular co-ordination of levity and gravity

or, in other words, of Light and Dark. What we found earlier about the

qualities of the two polar spaces now leads us to conceive of them as

representative of two limiting conditions of velocity: absolute

contraction representing zero velocity; absolute expansion, infinite

velocity (each in its own way a state of 'rest'). Thus any motion with

finite velocity is a mean between these two extremes, and as such the

result of a particular co-ordination of levity and gravity. This makes

it evident that to speak of a velocity taking its course in space,

whether with reference to light or to a physical body in motion, is

something entirely unreal.

Let us now see what we are really told by the number 186,000 miles a

second, as the measure of the speed with which a light-impulse

establishes itself spatially. In the preceding chapter we learnt that

the earth's field of gravity offers a definite resistance to our visual

ray. What is true for the inner light holds good equally for the outer

light. Using an image from another dynamic stratum of nature we can say

that light, while appearing within the field of gravity, 'rubs' itself

on this. On the magnitude of this friction depends the velocity with

which a light-impulse establishes itself in the medium of the resisting

gravity. Whereas light itself as a manifestation of levity possesses

infinite velocity, this is forced down to the known finite measure by

the resistance of the earth's field of gravity. Thus the speed of light

which has been measured by observers such as Fizeau and Foucault

reveals itself as a function of the gravitational constant of the

earth, and hence has validity for this sphere only.1 The same is true

for Roemer's and Bradley's observations, none of which, after what we

have stated earlier, contradicts this result. On the contrary, seen

from this viewpoint, Roemer's discovery of the light's travelling with

finite speed within the cosmic realm marked by the earth's orbit

provides an important insight into the dynamic conditions of this

realm.

*

Among the experiments undertaken with the aim of establishing the

properties of the propagation of light by direct measurements, quoted

earlier, we mentioned the Michelson-Morley experiment as having a

special bearing on Einstein's conceptual edifice. It is the one which

has formed the foundation of that (earlier) part of Einstein's theory

which he himself called the Special Theory of Relativity. Let us see

what becomes of this foundation - and with it the conceptual edifice

erected upon it - when we examine it against the background of what we

have found to be the true nature of the so-called velocity of light.

It is generally known that modern ideas of light seemed to call for

something (Huygens's 'certain substance') to act as bearer of the

movement attributed to light. This led to the conception of an

imponderable agency capable of certain movements, and to denote this

agency the Greek word ether was borrowed. (How this word can be used

again to-day in conformity with its actual significance will be shown

in the further course of our discussions.) Nevertheless, all endeavours

to find in the existence of such an ether a means of explaining wide

fields of natural phenomena were disappointed. For the more exact

concepts one tried to form of the characteristics of this ether, the

greater the contradictions became.

One such decisive contradiction arose when optical means were used to

discover whether the ether was something absolutely at rest in space,

through which physical bodies moved freely, or whether it shared in

their movement. Experiments made by Fizeau with running water seemed to

prove the one view, those of Michelson and Morley, involving the

movement of the earth, the other view. In the celebrated

Michelson-Morley experiment the velocity of light was shown to be the

same, in whatever direction, relative to the earth's own motion, it was

measured. This apparent proof of the absolute constancy of

light-velocity - which seemed, however, to contradict other

observations - induced Einstein to do away with the whole assumption of

a bearer of the movement underlying light, whether the bearer were

supposed to be at rest or itself in motion. Instead, he divested the

concepts of space and time, from which that of velocity is usually

derived, of the absoluteness hitherto attributed to them, with the

result that in his theory time has come to be conceived as part of a

four-dimensional 'space-time continuum'.

In reality the Michelson-Morley experiment presents no problem

requiring such labours as those of Einstein for its solution. For by

this experiment nothing is proved beyond what can in any event be known

- namely, that the velocity of the propagation of a light-impulse is

constant in all directions, so long as the measuring is confined to

regions where the density of terrestrial space is more or less the

same. With the realization of this truth, however, Einstein's Special

Theory loses its entire foundation. All that remains to be said about

it is that it was a splendid endeavour to solve a problem which,

rightly considered, does not exist.1

*

Now that we have realized that it is inadmissible to speak of light as

consisting of single rays, or to ascribe to it a finite velocity, the

concept of the refraction of light, as understood by optics to-day and

employed for the explanation of the spectrum, also becomes untenable.

Let us find out what we must put in its place.

The phenomenon which led the onlooker-consciousness to form the idea of

optical refraction has been known since early times. It

consists in the fact, surprising at first sight, that an object, such

as a coin, which lies at the bottom of a vessel hidden from an observer

by the rim, becomes visible when the vessel is filled with water.

Modern optics has explained this by assuming that from the separate

points of the floor of the vessel light-rays go out to all sides, one

ray falling in the direction of the eye of the observer. Hence, because

of the positions of eye and intercepting rim there are a number of

points from which no rays can reach the eye. One such point is

represented by the coin (P in Fig. 12a). Now if the vessel is filled

with water, light-rays emerging from it are held to be refracted, so

that rays from the points hitherto invisible also meet the eye, which

is still in its original position. The eye itself is not conscious of

this 'break' in the light-rays, because it is accustomed to 'project'

all light impressions rectilinearly out into space (Fig. 12b.). Hence,

it sees P in the position of P'. This is thought to be the origin of

the impression that the whole bottom of the vessel is raised.

This kind of explanation is quite in line with the peculiarity of the

onlooker-consciousness, noted earlier, to attribute an optical illusion

to the eye's way of working, while charging the mind with the task of

clearing up the illusion. In reality it is just the reverse. Since the

intellect can form no other idea of the act of seeing than that this is

a passive process taking place solely within the eye, it falls, itself,

into illusion. How great is this illusion we see from the fact that the

intellect is finally obliged to make the eye somehow or other 'project'

into space the impressions it receives - a process lacking any concrete

dynamic content.

Once more, it is not our task to replace this way of 'explaining' the

phenomenon by any other, but rather to combine the phenomenon given

here with others of kindred nature so that the theory contained in them

can be read from them direct. One other such phenomenon is that of

so-called apparent optical depth, which an observer encounters when

looking through transparent media of varying optical density. What

connects the two is the fact that the rate of the alteration of depth,

and the rate of change of the direction of light, are the same for the

same media.

In present-day optics this phenomenon is explained with reference to

the former. In proceeding like this, optical science makes the very

mistake which Goethe condemned in Newton, saying that a complicated

phenomenon was made the basis, and the simpler derived from the

complex. For of these two phenomena, the simpler, since it is

independent of any secondary condition, is the one showing that our

experience of depth is dependent on the density of the optical medium.

The latter phenomenon we met once before, though without reference to

its quantitative side, when in looking at a landscape we found how our

experiences of depth change in conformity with alterations in

atmospheric conditions. This, then, served to make us aware that the

way we apprehend things optically is the result of an interplay between

our visual ray and the medium outside us which it meets.

It is exactly the same when we look through a vessel filled with water

and see the bottom of it as if raised in level. This is in no sense an

optical illusion; it is the result of what takes place objectively and

dynamically within the medium, when our eye-ray passes through it. Only

our intellect is under an illusion when, in the case of the coin

becoming visible at the bottom of the vessel, it deals with the coin as

if it were a point from which an individual ray of light went out.. ..

etc., instead of conceiving the phenomenon of the raising of the

vessel's bottom as one indivisible whole, wherein the coin serves only

to link our attention to it.

*

Having thus cleared away the kinematic interpretation of the

coin-in-the-bowl phenomenon, we may pass on to discuss the optical

effect through which the so-called law of refraction was first

established in science. Instead of picturing to ourselves, as is

usually done, light-rays which are shifted away from or towards the

perpendicular at the border-plane between two media of different

optical properties, we shall rather build up the picture as light

itself designs it into space.

We have seen that our inner light, as well as the outer light, suffers

a certain hindrance in passing through a physical medium - even such as

the earth's gravity-field. Whilst we may not describe this retardation,

as is usually done, in terms of a smaller velocity of light itself

within the denser medium, we may rightly say that density has the

effect of lessening the intensity of the light. (It is the time

required for the initial establishment of a light-filled realm which is

greater within such a medium than outside it.) Now by its very nature

the intensity of light cannot be measured in spatial terms. Yet there

is a phenomenon by which the decrease of the inner intensity of the

light becomes spatially apparent and thus spatially measurable. It

consists in the alteration undergone by the aperture of a cone of light

when passing from one optical medium to another.

If one sets in the path of a luminous cone a glass-walled trough filled

with water, then, if both water and surrounding air are slightly

clouded, the cone is seen to make a more acute angle within the water

than outside it (Fig. 13). Here in an external phenomenon we meet the

same weakening in the light's tendency to expand that we recognized in

the shortening of our experience of depth on looking through a dense

medium. Obviously, we expect the externally observable narrowing of the

light-cone and the subjectively experienced change of optical depth to

show the same ratio.

In order to compare the rate of expansion of a luminous cone inside and

outside water, we must measure by how much less the width of the cone

increases within the water than it does outside. (To be comparable, the

measurements must be based upon the same distances on the edge of the

cone, because this is the length of the way the light actually

travels.) In Fig. 13 this is shown by the two distances, a-b and a'-b'.

Their ratio is the same as that by which the bottom of a vessel appears

to be raised when the vessel is filled with water (4:3).

Thus by means of pure observation we have arrived at nothing less than

what is known to physical optics as Snell's Law of Refraction. This law

was itself the result of pure observation, but was clothed in a

conceptual form devoid of reality. In this form it states that a ray of

light in transition between two media of different densities is

refracted at their boundary surface so that the ratio of the angle

which is formed by the ray in either medium with a line at right angles

to the boundary surface is such that the quotient of the sines of both

angles is for these media a constant factor. In symbols

sin α / sin β = c.

It will be clear to the reader familiar with trigonometry that this

ratio of the two sines is nothing else but the ratio of the two

distances which served us as a measure for the respective apertures of

the cone. But whereas the measurement of these two distances is

concerned with something quite real (since they express an actual

dynamic alteration of the light), the measuring of the angle between

the ray of light and the perpendicular is founded on nothing real. It

is now clear that the concept of the ray, as it figures in the usual

picture of refraction, is in reality the boundary between the luminous

space and its surroundings. Evidently the concept of the perpendicular

on the boundary between the two media is in itself a complete

abstraction, since nothing happens dynamically in its direction.

To a normal human understanding it is incomprehensible why a ray of

light should be related to an external geometrical line, as stated by

the law of refraction in its usual form. Physical optics, in order to

explain refraction, had therefore to resort to light-bundles spatially

diffused, and by use of sundry purely kinematic concepts, to read into

these light-bundles certain processes of motion, which are not in the

least shown by the phenomenon itself. In contrast to this, the idea

that the boundary of a luminous cone is spatially displaced when its

expansion is hindered by an optical medium of some density, and that

the measure of this displacement is equal to the shortening of depth

which we experience in looking through this medium, is directly

evident, since all its elements are taken from observation.

*

From what we have here found we may expect that in order to explain the

numerical relationships between natural phenomena (with which science

in the past has been solely concerned), we by no means require the

artificial theories to which the onlooker in man, confined as he is to

abstract thinking, has been unavoidably driven. Indeed, to an observer

who trains himself on the lines indicated in this book, even the

quantitative secrets of nature will become objects of intuitive

judgment, just as Goethe, by developing this organ of understanding,

first found access to nature's qualitative secrets. (The change in our

conception of number which this entails will be shown at a later stage

of our discussions.)

1 Compare with this our account in Chapter X of the rise of the

atomistic-kinematic interpretation of heat.

2 The following critical study leaves, of course, completely untouched

our recognition of the devotion which guided the respective observers

in their work, and of the ingenuity with which some of their

observations were devised and carried out.

3 The assumption is that the wave-velocity differs from the

group-velocity, if at all, by a negligible amount.

4 Once this is realized there can be no doubt that with the aid of an

adequate mathematical calculus (which would have to be established on a

realistic understanding of the respective properties of the fields of

force coming into play) it will become possible to derive by

calculation the speed of the establishment of light within physical

space from the gravitational constant of the earth.

5 The grounds of Einstein's General Theory were dealt with in our

earlier discussions.

Man or Matter Introduction to a Spiritual Understanding of Nature on the Basis of Goethe's Method of Training Observation and Thought · 第 14 / 16 章