THE NATURE
OF LIVING MATTER
BY
LANCELOT HOGBEN
_Professor of Social Biology in the University of London_
The mind that needs to know all things must needs
at last come to know its own limits, even its own nullity,
beyond a certain point.--D. H. Lawrence
LONDON
KEGAN PAUL, TRENCH, TRUBNER & CO., LTD.
BROADWAY HOUSE: 68-74 CARTER LANE, E.C.
1930
Made and Printed in Great Britain by
Butler & Tanner Ltd., Frome and London
To
BERTRAND RUSSELL
FOREWORD
In the summer of 1929 I was asked to speak for thirty-five minutes
in a symposium on the Nature of Life arranged by the officers of the
Physiological Section of the British Association. I soon discovered
that there are many ways of filling up thirty-five minutes devoted to
the consideration of so formidable a topic. Eventually I decided to
make my contribution in the form which appears almost unchanged in the
fourth essay of this book. By that time I had written a volume without
intending to break my silence before attaining my sixtieth year. With
the insertion of some material to elaborate the point of view I had
developed this collection might be described as the rejected addresses.
I owe to my friend Mr. Sewell, who has adopted the same standpoint in a
criticism of æsthetics in course of preparation, the suggestion of the
word _public_ in contradistinction to the _external_ world of Professor
Eddington.
Four contributors to the Symposium on the Nature of Life, General
Smuts, Dr. Haldane, Dr. Wildon Carr and Professor Eddington, had
already published their philosophical views in book form. General
Smuts and Dr. Haldane courteously wrote to me, expressing the hope
that I would criticize their views destructively. I found the time
at my disposal insufficient for stating my own point of view. I have
responded to their invitation in these essays. If certain passages
seem to some of my readers unduly polemical, I have the assurance that
my fellow-contributors will regard this collection as the continuation
of what was a very friendly argument.
I wish to acknowledge my indebtedness to my friend Professor Levy for
criticism and assistance in seeing this book through the press.
L. T. H.
Cape Town,
_April, 1930._
CONTENTS
PART I
VITALISM AND MECHANISM
Summary 1
Introduction 3
I: The Mechanization of Consciousness 33
II: The Atomistic View of Parenthood 56
III: The Nature of Life--an Introduction to the Theory
of a Public World 80
IV: The Concept of Adaptation 102
PART II
DARWINISM AND THE ATOMISTIC INTERPRETATION OF INHERITANCE
Summary 127
V: The Methodology of Evolution 129
VI: The Problem of Species 151
VII: Natural Selection and Experimental Research 170
VIII: The Survival of the Eugenist 193
PART III
HOLISM AND THE PUBLICIST STANDPOINT IN PHILOSOPHY
Summary 217
IX: Biology and Humanism 219
X: Publicity, Reality, and Religion 245
XI: Privacy, Publicity, and Education 266
XII: The Publicist Standpoint and Holism 289
PART I
VITALISM AND MECHANISM
SUMMARY
An uneasy recognition of the conflict between science and common sense
in our generation has rekindled interest in the relation of science to
moral philosophy. In this awakening the physicists have assumed the
leading part. It will not be possible to predict the outcome, until the
contribution of contemporary biology to natural philosophy is taken
into consideration. Some writers have expressed the hope that the
influence of biological concepts may assist to a reconciliation of the
claims of natural science and moral philosophy. This hope is based on a
failure to recognize that modern experimental biology is an ethically
neutral body of enquiry. The merits of a mechanistic or vitalistic
outlook in biology have been too often discussed from an ontological
rather than an epistemological standpoint. Our estimate of the
influence of biological concepts on the future of natural philosophy
must be guided by a recognition of the essential similarity of method
in biology and physics. This similarity is nowhere more evident than
in those branches of physiology which lie most conspicuously outside
the realm of applicability of physico-chemical hypotheses. Traditional
mechanistic physiology has accepted the Cartesian dualism of mind and
matter. The modern physiology of the conditioned reflex has undermined
the distinction between reflex and voluntary behaviour. There is thus
no nicely defined boundary at which physiology ends and philosophy
begins. Biology is annexing regions of enquiry which have hitherto
remained the province of moral philosophy. As a concept of biology
_Mind_ is replaced by _Behaviour_. Since modern biology claims to
interpret the characteristics of conscious behaviour as properties of
physical objects, the advance of biological science cannot be expected
to reinforce the claims of moral philosophy. How far it is possible
to reduce the interpretation of behaviour to purely physico-chemical
hypotheses, we have no means of predicting. At present we can foresee
no limit to progress in that direction. The significant issue is not
the completeness of the mechanistic solution, but whether there exists
any definable method of arriving at a more complete solution than the
mechanistic outlook permits.
* * * * *
“It is our happiness to live in one of those eventful periods of
intellectual and moral history when the fast-closed gates of discovery
and reform stand open at their widest. How long these good days may
last we cannot tell. It may be that the increasing power and range of
scientific method with its stringency of argument and constant check
of fact may start the world in a more steady and continuous course of
progress than it has moved on heretofore. But if history is to repeat
itself according to precedent, we must look forward to stiffer, duller
ages of traditionalists and commentators, when the great thinkers of
our time will be appealed to by men who slavishly accept their tenets,
yet cannot or dare not follow their methods through better evidence
to higher ends. In either case it is for those among us whose minds
are set on the advancement of civilization to make the most of present
opportunities that, even when in future years progress is arrested, it
may be arrested at a higher level.”
Tylor’s _Primitive Culture_
INTRODUCTION
§1
No one who is familiar with contemporary thought can have failed to
recognize two characteristics which have emerged into prominence during
the past two decades. With increasing elaboration of its logical
technique, science has been brought into apparently irreconcilable
conflict with common sense. The result is that scientists, uneasy
in the realization of this conflict, are seeking to establish a new
working relation between science and philosophy. This _rapprochement_
has been brought about especially through recent progress in physics.
It will not be possible to predict its outcome so long as the physicist
claims to speak for science as a whole. In this introductory essay I
propose to discuss in a somewhat discursive and preliminary way how far
the conflict between science and common sense is apparent rather than
real, and to indicate the special need for reviewing the progress of
modern biology in its philosophical bearings.
At the present time few biologists are anxious to court publicity
in the field of philosophic controversy. Those who do so are rarely
numbered among the ranks of those who are still actively contributing
to contemporary progress in biological enquiry. Those who are actively
contributing to the advancement of biological knowledge show little
disposition to commit themselves to far-reaching generalizations.
There has emerged from the morass of speculation associated with the
rise of the evolutionary hypothesis a recognition of the paramount
importance of painstaking quantitative study of limited aspects of
vital phenomena. This attitude is a salutary one. It does not signify
that biology is passing through a phase of stagnation. On the contrary
current biological discoveries contain the germ of philosophical issues
which may prove to be as revolutionary as Relativity and as repugnant
to common sense. In the essays which follow I shall confine myself
to accredited experimental data. I do not pretend that all or even
a majority of biologists will agree with my interpretation of their
philosophic significance.
There is no novelty in asserting the need for incorporating the
contribution of biological science in a modern philosophical outlook.
Herbert Spencer and the Evolutionists prepared the ground fifty years
ago; but they failed to lay emphasis on the methodological aspect of
biological enquiry. The methods and not the results of biological
science are specially significant to philosophical discussion. In
putting forward my own views upon the nature of life, it is not the
results of biological enquiry, but the methods which I propose to
discuss in the first series of essays in this volume. In contrasting
the methods and concepts of physical and biological science, I shall
sometimes draw inferences which will not commend themselves to the
judgment of biologists for whose contributions I entertain a lively
respect. I shall not be surprised to be told that my forecast of the
outcome of biological enquiry is pretentious, and that my philosophical
conclusions are in conflict with common sense.
At an early age I abandoned the conviction that scientific hypotheses
must conform to the requirements of common sense. When I was a boy,
there used to be in Portsmouth, the town of my nativity, a public
figure by name Ebenezer Breach. Mr. Breach was a philosopher. To be
precise he described himself as “Natural Astronomer and Poet.” In that
he belittled his gifts. Of his poetry I shall say nothing, save that he
stated the qualification “poet by Royal Patronage” in his fascinating
brochure _Twenty Reasons against Newtonianism or The Universal
Challenge to Unnatural Science_. This was sold for the modest price
of twopence sterling. As his contribution to modern thought may be
unfamiliar to many cultivated people who were not born in Portsmouth, I
propose to quote the first of his twenty reasons as representative of
the system he develops:
“Because the earth has no axis, therefore nothing on which to
revolve, an imaginary mathematical line is substituted. But no
solid body could revolve on an imaginary axis or line. It is an
imaginary cause which can only produce an imaginary effect, so all
that follows the cause must be imaginary. If anything be placed on
the top of a revolving body it will fly off at a tangent.”
From this you might infer, wrongly it happens, that Mr. Ebenezer
Breach earned a comfortable livelihood as Regius Professor of Moral
Philosophy in an authentic University. He had in fact chosen to bear
witness to the hope that was in him by the only alternative which a
harsher economic destiny had imposed. Every Saturday night he addressed
a handful of half-intoxicated seamen, tired commercial travellers,
adventurous nursery maids and irreverent pupil teachers foregathered
on the sea-front. There he occasionally succeeded in selling a copy
of the _Twenty Reasons_, and beyond this obtained, as far as I am
aware, no reward in the life that now is. In spite of his erudition and
distinction of person, Mr. Breach, the prophet of common sense, did
not make many converts. He was less successful in his popular appeal
than an evangelical competitor who used to minister to Portsmouth beach
before a banner whose legend stated, “the wages of sin is death.”
This banner I can still recall as, in its way, a work of art. On the
foreground were displayed the theatre, race-course, public-house,
dancing saloon and gaming tables along the edge of a precipice over
which poor folk in a semi-incandescent condition were tumbling into a
lake of brimstone and fire. It invariably drew a large crowd. I had
early imbibed the notion that science like Sunday travelling, whist and
dramatic entertainment is worldly, so that the gospel of Mr. Breach,
who condemned science on account of its essential unworldliness,
presented a new and arresting point of view. On the whole the
inhabitants of Portsmouth were more interested in their souls and what
would become of them after death. Mr. Breach had another competitor
with more peculiar views about the soul and about life. As far as I
can remember he held that the brain secretes consciousness in much the
same way as the liver secretes bile, and he asserted that the soul
was the shadow cast by the machine. My nurse held very definite views
about his domestic life. He was a materialist, and in all probability a
polygamist, if not worse. Mr. Breach who was a bachelor, the evangelist
who was certainly not a polygamist, and the Secularist who was
undoubtedly a bad man all agreed in one particular. Each believed that
the gospel he proclaimed was common sense.
Of the Flat Earth faith Mr. Ebenezer Breach is the only Confessor and,
financially speaking, Martyr I have been privileged to encounter. I
cherish the recollection of his secular ministrations for a reason
which is eminently relevant to everything which I propose to say about
the bearing of current biological concepts on philosophical discussion.
At an age when, to my way of thinking, Punch and Judy were the only
serious rivals to the magnetism of his stupendous intellectual
gifts Mr. Breach stands out in the sharp relief of retrospect as the
Forerunner of the coming conflict between science and common sense.
I have already remarked that the uneasy recognition that science
conflicts with common sense has been the keynote of philosophical
controversy during the past decade. Curiously enough some scientists
seem to regard this as a grave disability on the part of science.
They feel compelled in consequence to adopt an apologetic attitude
to the claims of traditional philosophy. Perhaps this is because the
protagonists of science in the nineteenth century made it their proud
boast that science is nothing more than organized common sense. They
therefore felt that they had the man in the crowd on their side. Even
Herbert Spencer, prophet of evolution, when evolution was still a
subversive doctrine, could soberly declare that “the ultimate truth of
a proposition is the inconceivableness of its negation.”
Neitzsche includes this quotation in the _Will to Power_ as one of his
“inscriptions over the porch of a modern lunatic asylum.” It is only
necessary to mention the word Relativity to indicate how impossible it
would be for a natural philosopher to express himself in similar terms
to-day. The situation which has been created by progress in modern
physics is not without parallel in human history. It is true that
the new theories have employed an immensely elaborate and difficult
logical technique. How far they can be simplified it is at present
impossible to predict. Newton’s fluxions were unfamiliar to his
contemporaries. The author of the _Principia_ devoted a good deal of
time to a geometrical presentation of his ideas, in order to make them
accessible to his generation. For more than a century after Newton’s
death the calculus remained a preserve for mathematical specialists.
To-day a knowledge of the calculus requisite to an elementary
understanding of the theory of elliptical orbits lies within the scope
of the first year’s work at a university, if it has not been acquired
in the higher forms of a good school. It is conceivable that the
mathematical development of modern physical theories will be simplified
in the course of time. In that sense the esoteric stage through which
physics is now passing may be a temporary phase. The essential feature
of the conflict between common sense and physical science in this
generation lies in the unfamiliarity of the new concepts. The conflict
between common sense and the new biological concepts shares the same
characteristic.
In Bernard Shaw’s _St. Joan_, La Tremouille asks: “Who the deuce was
Pythagoras?” “A sage,” replies the Archbishop, “who held that the earth
is round and that it moves round the sun.” “What an utter fool,” says
La Tremouille, “couldn’t he use his eyes?” La Tremouille here calls
attention to a fact that was overlooked by Herbert Spencer, by Mr.
Ebenezer Breach and by those Relativist philosophers, who, being unable
to convince the man in the crowd, indulge in the luxury of wondering
whether the claims of scientific method have been pushed too far.
Common sense is another name for what good citizens are prepared to
accept without argument. Scientific ideas only conflict with common
sense so long as they are still new and unfamiliar. Mr. Breach was in
advance of his time in daring to criticize the Newtonian system. He was
behind his time in thinking that Newton’s position could be assailed
successfully with the weapons of common sense. The essential rightness
of the Newtonian system had already become incorporated in British
middle-class respectability. To the rising generation suckled on Mr.
Wells’ _Outlines_ evolution is common sense. Two generations have
elapsed since, as La Tremouille would say, any fool who used his eyes
could see that a bishop was a product of special creation. The man in
the crowd has no clearer notion of the logical status of the doctrine
of descent than had his grandfathers who implicitly accepted the story
of the Fall.
The phenomenal success of those who set out to popularize the Theory
of Evolution makes it easy to overlook the circumstance that evolution
was wholly repugnant to common sense within the memory of those who
are still living. The outburst of public controversy which greeted its
announcement has no parallel in this generation. In consequence its
impact upon traditional philosophy has been far less apparent than
its influence upon religious dogma and social theory. The younger
generation of biologists cannot recapture the first fine raptures of
enthusiasm which their elders experienced. The prevailing attitude is
to welcome a return to the complacent dualism of pre-Darwinian days,
when scientists did not meddle with philosophy and metaphysicians
conceded to scientists the right to go to the devil in their own
way. Although this view is widely held, I do not believe that the
philosophical implications of evolution have ever been thoroughly
explored; or that it was possible to do so, while the study of animal
behaviour was still dominated by the language of introspective
psychology. By explaining the secular origin of philosophers Darwin
bequeathed to us the task of elucidating the anatomy of philosophy.
In the opening years of the present century, science had already
lost that truculence which one associates with the generation of
Huxley and Tyndall. It had surrendered its tradition of fearlessness
and candour. Academic philosophy, liberal theology and utilitarian
science went their placid ways without mutual interference. Bergson,
a philosopher more widely known than Mr. Ebenezer Breach, had cast
a pebble of _belles lettres_ into the mill-pond of compromise. The
indifference with which it was greeted by those engaged in the task
of placing the evolutionary problem upon a secure foundation of
experimental data is a measure of the esteem which they entertained
for it. It has been interpreted as assent by some contemporary writers
who are not themselves biologists. In _Science and the Modern World_
Dr. Whitehead even speaks of Bergson’s “instinctive grasp of modern
biology.” A modern biologist engaged in the study of behaviour would
refer with greater caution to Madame Blavatsky’s instinctive grasp
of modern astronomy or Mahatma Gandhi’s instinctive grasp of modern
economics. He would regard the instinctive grasp of any branch of
scientific knowledge with more suspicion than approval. No biologist
has undertaken the task of examining the philosophical implications
of Darwin’s doctrine in the light of contemporary progress in the
experimental analysis of living matter.
§2
Under the influence of Hegel, academic philosophy left the scientist
to his own devices. To-day the physicist has again driven the idealist
philosopher out of his retreat. He has compelled him to take account of
a conceptual world which we all recognize whenever we consult a railway
time-table or book a passage in an ocean liner. Secure in the prospect
of fresh philosophical victories, the astronomer surveys the world with
a blind eye to the microscope, and magnanimously dictates the new
territorial frontiers of science and moral philosophy to the advantage
of the latter. It has been customary in the past, and therefore common
sense, to assume that the issues with which moral philosophy deals are
more fundamental than those which fall within the scope of natural
science. It is an assumption which, whatever its meaning, does not
hamper the advance of pure physics; but the biologist is not bound to
accept this convention when it restricts his own field of enquiry. A
philosopher is a particular kind of organism. Philosophy itself might
therefore be regarded as an aspect of the behaviour of a piece of
living matter. The study of the properties of living matter is the
province of the biologist. From this point of view the study of biology
is more fundamental than the pursuit of moral philosophy.
The physicist brings to the discussion of philosophy the discipline
of an older branch of enquiry with a more elaborate logical technique
than that of biology. His claim to speak for the whole field of science
should be scrutinized with a critical eye. I am sure that Professor
Eddington will agree with me, when I say that the biologist has a
specific contribution to make to what he has aptly called the “world
symposium.” I am also confident that many biologists will agree with
me, when I state that the contributions of the Relativist philosophers
rarely display a profound understanding of the kind of problems
biologists are now attempting to solve, and the way in which the modern
biologist sets about his task. A quotation from Mr. Sullivan’s _Bases
of Modern Science_, a stimulating and provocative book, will illustrate
my meaning. Mr. Sullivan, whose physics I do not venture to criticize,
states: “The primary concepts in terms of which the science of physics
is constructed... have to be supplemented by others in the science of
chemistry, and for the sciences of life and mind, are so far from being
sufficient, that they have hardly yet been found to be relevant.” Half
a century has passed since the concept of chemical affinity was annexed
by thermodynamics, and the most conservative physiologist could hardly
refrain from ridiculing the latter part of this quotation. Professor
Eddington himself has adopted the “Principle of Indeterminacy” as an
_ad hoc_ hypothesis in a limited field of enquiry. From it he proceeds
to draw conclusions about human responsibility and the doctrine of free
will. These are topics which lie nearer to the province of biology than
physics. It would be well to await the verdict of biological science
before accepting inferences of so far reaching a character as those
which Professor Eddington has advanced.
By emphasizing the conflict between science and common sense Relativity
has engendered a new interest in the relation of science to moral
philosophy. To view that relation in its proper perspective the
concepts of modern biology must supplement the concepts of modern
physics. I am not suggesting that this need is overlooked by those
who are not biologists. Dr. Whitehead has gone so far as to advocate
replacing the traditional physical idea of matter by the biological
concept of organism, or as a modern biologist might prefer to say,
behaviour. When he expresses the hope that this will assist to “end
the divorce of science from the affirmations of æsthetic and ethical
experiences,” it is clear that his conception of the nature of
biological enquiry dates from Herbert Spencer and differs from that
which contemporary biologists would generally be willing to accept.
Owing to the separation of descriptive from experimental biology, a
separation for which the evolutionists were pre-eminently to blame,
a well-informed interest in the study of living matter is more rare
among physicists of our period than it was in the days of Robert Hooke
and Boyle or of Euler, Lavoisier, and Laplace. I am convinced that
very few scientists who are not biologists--perhaps no professional
philosophers--possess a clear notion of the way in which the modern
experimental biologist approaches the study of the organism and the
results at which he aims.
I have already suggested that there are special reasons why the
concepts of biology stand in a more intimate relation to the scope of
moral philosophy than do those of physical science in the restricted
sense. It is difficult to define the meaning of philosophy without
implying a particular point of view about the limitations of human
knowledge. There are as many different definitions of philosophy as
there are different schools of philosophical opinion. From the point of
view of the materialist a Hegelian is a sea lawyer. From the point of
view of the subjective idealist a materialist is not a philosopher at
all. If there is anything which all the two and seventy jarring sects
would agree to regard as a problem of philosophy, it is the Nature of
Life. If we are to avoid making any unjustifiable assumptions about the
nature of knowledge, we must for the present define a philosophical
discussion of the Nature of Life as the most comprehensive treatment of
the problem. It does not necessarily follow that there is any essential
difference between a scientific and a philosophic enquiry in this sense.
When people first hear their own voices recorded by a gramophone, it
is well known that they are often--like myself--a little humiliated,
and generally somewhat surprised. I once had occasion to witness an
instructive incident which occurred in the phonetics department of
the University of Cape Town. A gramophone record of three men engaged
in a conversation was prepared. None of the three participants had
previously listened to a record of his own voice. When the record
was completed each man agreed that the voices of the other two were
faithfully recorded. Each man denied that his own voice had any
semblance to its representation by the recording instrument. This
simple experiment in human behaviour illustrates what I shall later
call the distinction between the _private worlds_ and the _public
world_. It also illustrates a fundamental divergence of outlook which
distinguishes two tendencies in philosophical discussion, and makes
it difficult to give any definition of philosophy satisfactory to all
parties. One school of philosophers defines a good record as a record
which on the whole faithfully conveys the impression of human voices.
The philosopher of the opposing school feels that it ought to be
possible to manufacture a record which will faithfully represent the
voice of his opponent, while at the same time registering his own voice
as he hears it himself, when he is speaking, and would prefer other
people to hear it.
This distinction has an interesting history which will be discussed in
the third series of essays in this volume. Greek speculative philosophy
had its first beginnings in a secular curiosity about Nature.
Science and philosophy were thus one and the same thing to Thales,
to Empedocles or to Democritus. In Greek thought speculation was not
sufficiently disciplined by sustained observation of Nature. For that
reason it gave birth to innumerable conflicting hypotheses which could
never be made the subject of decisive tests. Out of this confusion of
conflicting ideas was born a reaction against science. Philosophy
turned from the slow and tedious task of examining the actual world
to the more facile and pretentious pursuit of an ideal world. In
the person of Plato it forfeited its secular temper. Science was
introduced into modern Europe by the Arabs, who assimilated the secular
curiosity of the Greeks. Ecclesiasticism seized upon the speculations
of the later Greek philosophers to provide a rational basis for
theological dogma. Since mediæval times scientists have submitted
to an arrangement which gives to those who have not studied Nature
the right to supervise the logical status of their conclusions. The
stability of this arrangement has been maintained by the circumstance
that human beings are far more interested in themselves than in any
other material objects. Greek materialism declined, because it could
not satisfy man’s curiosity about himself. The success of its rival
was not due to its ability to settle the problems of human nature and
social conduct. It succeeded because human nature demands a forum for
the ventilation of its grievances. Science has been most successful
in the past in dealing with inanimate things. Only in comparatively
recent times has the phenomenal success of scientific method, fortified
by the secular influence of Darwin’s teaching, encouraged the belief
that it might be applied to the study of man’s behaviour and social
organization. The belief that a philosophical discussion of the Nature
of Life lies beyond the province of the biologist is due to centuries
of subservience to a tradition which has identified philosophy with
the interests of statesmanship and ecclesiasticism. If the method of
science is applicable to the study of how statesmen and theologians
behave, it is legitimate to undertake a discussion of the nature
of life without assuming that the biological standpoint must be
reinforced by the discipline of scholastic philosophy.
There is a further assumption which we need not make in our enquiries
into the Nature of Life. We need not presume like Socrates that all
questions about life are permissible. A proper respect for our own
limitations is as essential to philosophy as to sanity and modesty in
everyday life. It is only possible to formulate questions in the right
way when we already have at our disposal a good deal of information
relevant to the correct answer. This was not recognized by the
materialists of the nineteenth century when they attempted to give a
common-sense solution of the Riddle of Life. To-day it is customary to
refer to materialism as an exploded fallacy. If instead of looking at
the way in which the materialist attempted to answer the man in the
crowd, we examine the way in which he attempted to answer the questions
which he himself propounded, the explosion of the fallacy is not so
encouraging to traditional beliefs. The term materialism, when it is
not employed like Bolshevism as a term of abuse, is loosely applied to
a constellation of beliefs, some of which concern the Nature of Life
and some of which concern the Nature of Knowledge. In the latter sense
materialism implies the conviction that the only genuine knowledge is
that which can be gained by pursuing the method devised by scientists
for the study of what are ordinarily called material objects. If this
conviction is carried to its logical conclusion, a discussion of the
Nature of Life in language which is intelligible to the audience of
Mr. Breach or his Secularist competitor is impossible. The materialist
who attempts a common-sense solution of the Riddle of Life is
inconsistent with his materialism. It is his inconsistency and not his
materialism which is an exploded fallacy. Common-sense materialism,
the materialism which is an exploded fallacy to-day, was based on the
belief that a plain answer to a plain question is the inalienable
birthright of the plain man. Secularist rationalism was the offspring
of Protestant democracy. Protestant democracy is suspicious of the
expert, who is the person who knows that there is a technique of asking
questions in the right way as well as a technique of answering them
in the right way. Perhaps Xanthippe, who has become the symbol of a
nagging wife, realized this profound truth more clearly than Socrates.
Perhaps her short way with introspective philosophers was based on a
considered recognition of human frailty, and experience of children.
An intelligent child of three once asked me to tell her the colour of
Wednesday. To the more sophisticated adult the question is ridiculous,
though I suppose the theosophist would regard it as permissible.
Metaphorically speaking, the habit of asking the colour of Wednesday
is not exclusively confined to children. Thousands of years ago human
beings began to associate particular sounds with objects around them,
so that these sounds became signals for activities. These activities
became increasingly more complex as articulate speech became more
elaborate. Gradually human beings ceased to employ a separate symbol
for every object around them. They began to condense and economize,
abstracting separate properties. It became no longer necessary to
have separate words for white cow, black cow, white horse and black
horse. In effecting this economy it was inevitable that new words with
no clear relation to experience were often invented. Common language
the world over is burdened with words which effect no economy of
discourse. Anyone who has not realized this may perform the simple
experiment of asking six educated people to define in writing on a
folded slip of paper the meaning of the word _sincerity_. With the
coming of civilization man invented a new form of symbolism, the
language of science. In spite of immense social inertia this symbolism
has become more and more important, because of the tremendous power
for controlling nature which it has given us. In the invention of this
new language not only sustained observation of nature, but active
interference with nature, or experiment, is enlisted in the process of
abstraction.
Because common language and the language of science are not the same
thing, there never can be a plain answer for the plain question of the
man in the crowd. There can only be a familiar one. In any restricted
field of scientific enquiry confusion of thought is avoided by the
introduction of new symbols to denote new experience, or a preliminary
re-definition of old symbols, if these are employed. So long as the
chemist is only concerned with the reducing power of a particular
sugar, it is sufficient for him to describe it as dextrose. When he
directs his attention to the optical properties of the sugars he finds
this symbol no longer adequate to define a homogeneous class, and
distinguishes between α dextrose, β dextrose and so forth. When
scientific hypothesis so broadens its channels as to merge into the
general current of human thought, the scientist finds himself dealing
with matters for which there already exists a vocabulary, but one that
has none of the precision of scientific nomenclature, one called into
being by an approach to experience which has none of the disciplined
restraint which scientific method imposes. That is why the practising
scientist is sometimes compelled to treat the conundrums of humanistic
philosophers like the question of the child who wanted to know the
colour of Wednesday. Concerning those things about which we talk most
our language is apt to be least definite.
§3
One of the things about which we talk most is life itself. A discussion
of the Nature of Life presupposes that we mean something quite
definite, when we use the term life. The familiar lines of Mr. Belloc
suggest a helpful analogy to illustrate the nature of a scientific
definition:
“Here you may put with critical felicity
The following question, ‘What is Electricity?’
‘Molecular activity,’ say some.
Others remain silent or are dumb.”
What is electricity?--is a plain question. It is only possible to
give it an intelligible answer when we translate it into the form,
what conditions determine electrical phenomena? A scientific concept
is a label for a class of properties which can be investigated
scientifically. Though this happens to be a cardinal doctrine of
modern logicians, it is also a commonplace of scientific thought,
when undisturbed by ulterior considerations. It is a commonplace
which is constantly overlooked by biologists as well as laymen in a
discussion concerning the nature of life. The temptation to overlook
it is assisted by the custom of spelling nature and life with capital
letters, a practice to which what the Melanesians call _mana_ adheres.
The only intelligible significance of the word Life in scientific
discussion is to denote collectively the properties of living[1] things.
The word life is variously employed in common language. To Mr.
Mantalini life is one demmed {sic} thing after another. Every
biological student is familiar with the experiment of removing a
frog’s heart from its body, maintaining its beat by perfusing it
with a suitable saline medium, arresting its rhythm and restarting
it by changing the constituents of the medium. This can be performed
repeatedly for many hours after the owner of the heart is, legally
speaking, dead. The layman confronted with this commonplace of the
laboratory invariably asks with some show of bewilderment, “Is it
alive?” It is extremely difficult to answer him in words he will
understand. He has been accustomed to think of an organism as a whole,
just as we think of solid matter as a whole. Unaided common sense
does not easily grasp the notion that the frog’s heart displays the
characteristic properties of living matter, after the frog, considered
as a whole, has ceased to display those characteristics of living
matter which we associate with whole frogs, when we say that they are
alive.
In biological discussion the nature of life can only be understood
to mean the characteristic properties of living things, how they are
related to one another and to the properties of non-living matter, how
they have come into being. To those who are accustomed to thinking in
abstract nouns and capital letters this way of defining life will seem
rather like the well-known definition of an archdeacon as a man who
discharges archidiaconal functions; but if life is only a convenient
label for the properties of living matter, we have foreshadowed an
important conclusion. Those who declare that materialism is an exploded
fallacy are usually those who deplore the judicial separation of
science and moral philosophy. If they entertain the hope that biology
is likely to effect a restitution of conjugal rights, they evidently
imply that life to the biologist means something more than the
properties of living matter. They assume that a biological concept of
life contains other implications of its use in common language.
The source of this confusion is easy to understand. The biologist
can no more avoid using the word life than the physicist can avoid
using the word matter in a loose and arbitrary sense in everyday
conversation. Whatever meaning the biologist may attach to the term
life, when he is exercising his domestic and political activities,
there is only one legitimate manner in which he can employ it in
his capacity as a scientist. Much discussion between the opposing
schools of vitalists and mechanists is utterly barren, because this
fundamental issue is not clearly defined at the outset. The vitalist
can legitimately attack the mechanist by pointing out that living
things have characteristic properties other than those which the
mechanist attempts to analyse. If he does so, he must specify what such
properties are. In the laboratory the biologist carries out his work
on the same lines, whether he calls himself a vitalist or a mechanist.
On the platform he may, and frequently does, overlook this. The layman
may thus acquire a disproportionate estimate of the extent to which
biologists differ among themselves about fundamental issues.
That biologists are still less unanimous than chemists in the hope of
resolving, in more universal terms, concepts traditionally restricted
to their own fields of enquiry, may be attributed to the complexity of
their subject matter. Biology is a younger science, and a vast amount
of purely descriptive work was necessary, before it was possible to
formulate the mechanical problems which living matter presents. This
task requiring considerable specialization in the descriptive study
of the exclusively geometrical aspects of the configuration of living
systems unhappily became divorced from the more fundamental issue of
biological enquiry. The physical analysis of the properties of living
matter is a problem necessarily spatio-temporal in its extension,
experimental in its method, and quantitative in its grammar. The
spectacular success of evolutionary speculation during the nineteenth
century preceded the birth of quantitative and experimental researches
on inheritance and variation, giving descriptive biology a reflected
glory on account of the far-reaching cosmological consequences of the
doctrine of descent.
By encouraging the hope of reconstructing the pedigree of mankind,
Natural Selection widened the gulf between descriptive and experimental
enquiry; and provided a satisfactory modus vivendi for two diverging
and independent schools of research. Anatomy claimed the relation of
one type of living being to another. Physiology concerned itself with
the relation of living matter to inanimate objects. During the present
generation evolutionary problems have emerged to the forefront of
experimental enquiry. Heredity and variation are no longer axioms with
which the taxidermist and the osteologist can conjure unchallenged.
Experimental biologists are grateful to those who have compiled
the Who’s Who of the Animal Kingdom. They refuse to concede that
the execution of this task implies a profound understanding of the
principles of political economy. Naturally the anatomist and the field
naturalist view the change with a jealous and suspicious eye.
Biologists agree among themselves in recognizing that the approach to
the organism as a physical object has led to many valuable discoveries;
and that the application of physical methods to the study of the
organism permits us to make many predictions about the behaviour
of living systems with as much confidence as we have in predicting
other secular events. In so far as recent investigation has probed
into phenomena which it has been customary to place beyond the limit
of applicability of physical methods and concepts to the analysis
of the properties of living matter, it is not surprising that many
biologists have failed to take stock of the situation. They may simply
deny that certain aspects of the behaviour of organisms can be treated
successfully by the traditional methods of experimental physiology. If
they do, it should be sufficient to set forth the new evidence at our
disposal. When they go further and assert that certain characteristics
of living things properly belong to the sphere of traditional
philosophy, it is permissible to entertain the suspicion that they
share the all too human desire to be _certain_ rather than to _know_.
The chief source of disagreement between different schools of opinion
in any discussion of the Nature of Life arises from the difficulty
of defining another concept which is intimately connected, but not
necessarily co-extensive with, that of life itself. It has been
customary in the past to assume that the concept of _consciousness_
defines a field in which the methods of experimental physiology break
down and require to be supplemented by the method of introspection. In
so far as it bears on the Nature of Life this implies the possibility
of identifying and specifying in living systems characteristics to
which the term consciousness directs attention. It is impossible to
avoid disagreement in connexion with this concept without recognizing a
fruitful source of confusion. The statement “I (N or M) am a conscious
being” has a formal relation to the statement “All men are conscious
beings” like the analogous statement “Mr. Bertrand Russell is a
conscious being,” so long as it is understood that I and Mr. Bertrand
Russell are both single valued and members of the class “men.” From
this it follows that any implication of the first proposition which is
not implicit in the second defies logical analysis and therefore eludes
philosophical enquiry. For the purpose of philosophical discussion “I
am a conscious being” contains nothing that is not implied by saying
that “all men are conscious beings.” I shall use the term _public_
to signify this way of looking at the concept of consciousness. Any
residuum of the first proposition which cannot be formally identified
with the third and shown like it to be included in the second and
more general proposition is a _private_ affair of the individual.
If we find that modern physiology has undertaken to investigate
those characteristics of the behaviour of living systems associated
with the term consciousness in its public sense, a new horizon of
philosophical discussion is unfolded. If physiology is more successful
than introspective philosophy in defining predictable conclusions about
living behaviour, we have no need to go outside the data of physiology
for the materials of a comprehensive discussion of the Nature of Life.
A philosophical discussion of the Nature of Life will only be more
comprehensive than a biological discussion of the Nature of Life in
the sense that more attention will be paid to the methods of enquiry
adopted.
Between two extreme schools of opinion existing at the present day the
issue, in so far as it is a tangible one to the practising biologist,
is thus defined by Dr. Haldane in his recent Gifford Lectures.
“We can of course leave the characteristic peculiarities of
conscious behaviour out of account, and regard persons from a
purely physical and chemical point, as weighing so much, as
yielding certain amounts of various proteins and other chemical
substances, distributed in a certain way, and as in various ways
continually converting potential into kinetic energy. This mode
of regarding persons is of great practical use for engineering
and other purposes, _but tells us nothing, however far we may
extend it, regarding the distinctive_ characters of conscious
behaviour...” (italics inserted).
In this passage Dr. Haldane is perfectly definite in stating where,
as he believes, the methods of traditional physiology cease to
be applicable. It is peculiarly felicitous that he uses the term
conscious behaviour rather than consciousness in this connexion. If
we find reason to believe that “conscious behaviour” can be analysed
with reference to a space-time framework by the methods of physical
science, Dr. Haldane’s attack on the mechanistic position falls to
the ground except in so far as he can refuse to capitulate until the
problem has been reduced to a question of pure physical chemistry. In
the succeeding essay on The Mechanization of Consciousness I shall
endeavour to show that in our generation the work of Pavlov’s school
has successfully tackled, for the first time in history, the problem of
what Dr. Haldane calls “conscious behaviour” in non-teleological terms.
It has reduced it to the investigation of the conditions under which
new reflex systems are brought into being.
In _Science and the Modern World_ Professor Whitehead states that
the “effect of physiology” on philosophical discussion has been
“to put mind back into nature.” I presume that he is referring to
the traditional distinction between reflex activity and voluntary
behaviour. It is true that physiology has accepted this distinction
which it inherited from the dualism of Descartes; but traditional
physiology never attempted to probe deeply into the nature of
voluntary behaviour. It was content to investigate reflex activity,
and concede the prerogative of discussing the characteristics of
conscious behaviour to moral philosophy. _Experimental physiology
like experimental physics is an ethically neutral science._ If Pavlov
has reduced the problem of conscious behaviour to the same level
of discussion as the problems of reflex behaviour, the traditional
distinction between reflex and voluntary activity has ceased to define
the boundary at which physiology ends and moral philosophy begins. If
the investigation of the characteristics of conscious behaviour can
be brought within the scope of an ethically neutral method, we must
abandon any hope that biology can assist to end “the divorce of science
from the affirmations of æsthetic and ethical experiences.” If the
Relativists can say that modern physics has given materialism its death
blow by referring solid matter to an atomic nexus of conceptual fields
of force which only exist in our consciousness, the physiologist can
add that modern biological enquiry is disintegrating consciousness into
an atomic nexus of reflex arcs. If modern physics has shown that we
can no longer think profitably of solid matter as existing in the way
in which it presents itself to common sense, modern biology is showing
that for the purpose of profitable discourse mind itself does not exist
as the essential unity which it assumes to common sense. If the advance
of science has disposed of the older forms of materialism, it is also
disposing of the traditional forms of idealism and dualism at the same
time.
Biological science no less than physics is opening up new fields
for exploration in philosophy. The new approach to the problem
of “conscious behaviour” involves an intellectual effort no less
repugnant than the non-Euclidean space of the relativist. The new,
in preference to the traditional biological standpoint, owes its
sanction to the same test as that by which relativistic theories must
in the last resort be assayed. A disinclination to discuss “conscious
behaviour” and a tendency to assert dogmatically the possibility of
reducing it to purely chemical concepts has been characteristic of the
mechanistic standpoint in the past. It would seem that to emphasize the
applicability of physical methods to living matter in all its aspects,
a new term, free from this taint, is now needed. _Behaviourist_ has
already acquired certain restricted implications, and for reasons which
will be set forth in a succeeding essay I shall sometimes speak of
the _publicist_ in preference to the mechanistic standpoint. Unlike
the Flat Earth doctrine of Mr. Breach the publicist standpoint in
philosophy is not based on an appeal to common sense.
I began these introductory remarks by calling attention to two
characteristic features of contemporary thought, the uneasy recognition
of the opposition of science to common sense and the renewed search
for a working agreement between the claims of science and of moral
philosophy. In concluding, I would add a third to which I have not
explicitly referred. The scientist brought into collision with common
sense has for the time being lost his former air of self-confidence.
We are told that science does not deal with reality, that the external
world of physics is a shadow world, that the laws of physics are only
statistical generalizations, that scientific hypotheses are no more
than convenient devices to aid us in the practical business of living.
I cannot but feel that the solemnity of these assertions is out of all
proportion to their novelty. I cannot discover why recent developments
in physics constitute a specially cogent reason for reiterating them
at the present moment. I am disposed to believe that some of the
younger generation who have been familiar with the writings of Mach,
of Pearson, of William James and of Bergson, since they first began to
think about the nature of scientific knowledge, must share with me a
sentiment of surprise, when told that living scientists ever seriously
put forward those extravagant claims which, as we are now assured,
received their death blow from the theory of a relativity and the new
quantum mechanics. The apologetic attitude so prevalent in science
to-day is not a logical outcome of the introduction of new concepts. It
is based upon the hope of reinstating traditional beliefs with which
science was at one time in open conflict. This hope is not a by-product
of scientific discovery. It has its roots in the social temper of
the period. For half a decade the nations of Europe abandoned the
exercise of reason in their relations with one another. Intellectual
detachment was disloyalty. Criticism of traditional belief was treason.
Philosophers and men of science bowed to the inexorable decree of herd
suggestion. Compromise to traditional belief became the hall-mark of
good citizenship. Contemporary philosophy has yet to find a way out of
the intellectual discouragement which is the heritage of a World War.
The physicist has abandoned teleology in his own field. He has banished
the spiritual values from the domain of his enquiries. He now looks
to the biologist to shoulder the task of proving that the universe is
consonant with our notions of ethical propriety. I shall endeavour to
show that the progress of modern biology gives no justification for
the belief that such a compromise is possible. In approaching this
task my aim is not primarily to advocate the mechanistic conception of
life or to criticise the vitalistic standpoint. Controversy between
writers of the mechanistic and vitalistic schools has too often focused
attention on whether a complete solution of the Nature of Life can be
found within the mechanistic framework. The more significant question
is whether any solution can be obtained outside the mechanistic
framework. It may be interesting to know how far the biologist has
progressed in his enquiry into the Nature of Life. Philosophically it
is more significant to understand what methods of investigation have
permitted him to advance towards an admittedly partial solution of his
problem. To show that the mechanistic conception of life is inadequate
is one thing. To show that any alternative and more comprehensive view
can be gained by pursuing methods other than the traditional methods
of experimental biology is a more difficult task. It appears to me
that the mechanist can admit every criticism which the vitalist brings
to bear upon his case without weakening its essential strength. If
we commence our enquiries with the assumption that it is possible to
know everything, we shall be disappointed to find that the mechanistic
conception of life does not--and probably never will--find an answer
to every question which we may be tempted to propound. In that
disappointment lies the false security of the vitalistic standpoint.
It was the peculiar merit of Hume’s philosophy that he rejected the
necessity of making this assumption.
In assessing the respective contributions of the biological and
physical sciences to the construction of a Public World, we are
investigating the existence of certain characteristics common to all
branches of natural science. The method of science is not static. It
is ever growing and expanding, incorporating new territories within
its empire. For this reason formal definitions unfortified by an
examination of the historic past tend to be superficial and barren.
The origins of even the most exact sciences are deeply rooted in
the soil of magic. At any stage in the progress of human knowledge
particular features may be evident in more than one branch of enquiry.
As time goes on fresh similarities present themselves. The exact line
of demarcation between the already scientific and what is not as yet
scientific is therefore somewhat arbitrary. No definition of scientific
method is adequate unless it implies the recognition of a developmental
sequence in which new characteristics emerge successively into
prominence.
In the natural sciences, as customarily defined, it is essential that
the data shall be publicly accredited by the testimony of independent
observers. The observation and recording of publicly accredited data
is not in itself regarded as an adequate criterion of scientific
study, unless the data are arranged or classified in a particular way.
Such classification makes it possible to draw inferences which extend
beyond the range of the original data. The validity of the relations
implied in a particular classification is referred to their capacity
to permit us to predict verifiable conclusions. In practice it is
necessary to classify the data of a problem in a variety of ways before
it is possible to arrive at the type of classification which yields
relations satisfying this criterion of validity. This circumstance
assists us to draw a rough distinction between a type of enquiry
which is maturely scientific and one which is in process of becoming
scientific. In the older and more firmly established branches of
science, it is evident that severe economy in the initial assumptions
promotes the construction of hypotheses which are valid in the sense
defined. Ethical values have been eliminated altogether. The same
characteristics are increasingly recognized in newer departments of
scientific investigation.
When every criticism of the limitations of scientific method has been
accepted, the belief that philosophy can provide a means of solving
the problems which lie outside the realm of scientific enquiry still
remains to be proved. In the essays which form the third series of this
volume, I shall endeavour to discuss whether an enquiry into the nature
of reality has any intelligible meaning. With Hume I doubt whether it
is possible to attach any significance to deciding whether scientific
beliefs are a faithful representation of “reality.” Scientific beliefs
are specially characterized by their communicability, or, to use the
term which I shall employ more frequently, their _publicity_. The
fundamental problem of a philosophy which does not presuppose what
it sets out to establish is to find what characteristics of beliefs
make them communicable. It is by examining these characteristics
that we can hope to decide whether the discussion of our ethical and
æsthetic predilections can yield conclusions which have the same kind
of communicability as scientific beliefs, and, if that is possible,
in what manner such discussion must be conducted. I shall endeavour
to show that there is a confusion of meaning involved in discussing
whether the experiences with which science deals are more or less real
than the experiences which moral philosophy has claimed for its parish.
The more modest task of deciding whether the conclusions of science
have more or less communicability than ethical and æsthetic beliefs is
not a problem which necessarily eludes unprejudiced investigation.
I have indicated that an enquiry into the nature of life and the
nature of consciousness presupposes the necessity of formulating the
problem in the right way. This task is a necessary preliminary to
the analogous question, what is philosophy? The firefly emits light.
When we say that we understand what animal light is, we mean that we
understand what processes are involved in the production of animal
light. The method of science can lay bare the structures in which
luminescent materials are secreted and the physical transformation
of their chemical energy into visible radiation. Animal light is an
unusual characteristic of a species of insect known as the firefly.
The light of reason is a peculiar characteristic of certain human
beings known as philosophers. We can only say that we truly understand
philosophy or the light of reason, if we understand the processes which
confer upon philosophers their unusual characteristics. A philosopher
brought into being by the process of natural generation develops in an
environment which includes inanimate objects and other human beings.
He reacts to his physical environment by growth and to his social
environment by learning. If the method of science can assist us to
elucidate the processes of growth, learning and natural generation,
science can assist us to understand what philosophy is. The anatomy
of philosophy and the physiology of philosophers are inseparable. We
need not be discouraged in pursuing this line of enquiry, because the
answer which science can give us at present is incomplete. It is the
chief glory of science that its answers are always incomplete. The
pitiful failure of introspective philosophy resides in the finality of
its answers. Perhaps the most permanent influence of Relativity in the
history of philosophy will prove to be the challenge it issued to the
finality with which Kant enunciated the concepts of space and time.
I. THE MECHANIZATION OF CONSCIOUSNESS
“Now, in conclusion, the Method which teaches adherence to the
true order and an exact enumeration of the conditions of the
thing sought includes all that gives certitude to the rules of
arithmetic.”--Descartes, _Discourse on Method_
§1
The onus of proving that all the properties of living matter can be
reduced eventually to problems in physical chemistry or, on the other
hand, of denying that such will ever be accomplished, may be laid on
the shoulders of those who commit themselves to rash affirmations and
denials. If this were the only matter to decide, a discussion of the
merits of the mechanistic conception of life could reveal nothing more
than a temperamental difference between the disputants. A temperamental
difference does exist. The mechanist has a cheerful attitude to
knowledge and refuses to capitulate to the fear of the Unknown: the
vitalist, a sadder but not necessarily wiser type, finds balm in the
limitations and failures of human effort. The average biologist, who
has little sympathy either for the heroic or the desperate point of
view, maintains a detached scepticism.
Such scepticism has much to commend it; but scepticism no less than
piety can be employed as an excuse for mere intellectual laziness.
Between those who advocate the mechanistic conception of life and those
who reject it, there is a divergence of outlook more fundamental than
usually appears in the course of controversy. Whether the same set of
hypotheses will ultimately serve to interpret the properties of living
and non-living matter may be left to the arbitrament of time. For
practical purposes a decision one way or the other makes very little
difference to the course of biological enquiry. The fundamental unity
of scientific method in chemistry and physics is not invalidated by
the fact that some phenomena can only be dealt with successfully in
thermodynamical terms, while yet others yield only to treatment with
the aid of kinetic and molecular hypotheses. It is less important to
know how far the properties of living matter can be reduced to physical
chemistry than to decide whether the logical structure of biological
enquiry is essentially similar to or different from that of physical
science. This is an issue of the most far-reaching consequences, not
merely for philosophy but for biology as well. Though rarely stated
explicitly, it represents the basic divergence of standpoint between
the mechanist and the vitalist or holist. It is not merely a matter of
taste or temperament: it is profoundly relevant to the way in which
biological enquiry continues to develop. In this matter scepticism can
only be justified by disinclination to face uncomfortable conclusions.
If the logical structure of biological enquiry is essentially similar
to that of physical science, we must entertain the possibility of
interpreting the whole domain of living matter without departing
from the principle of ethical neutrality. This is not a pleasant
possibility to admit; and it is hardly surprising that few biologists
are enthusiastic in committing themselves with regard to it. If we
find that there is no fundamental difference between the logical
structure of biological and physical science, we cannot follow Dr.
Whitehead in reviving the hope that scientific enquiry will eventually
yield conclusions about the universe in conformity with our ethical
predilections. If, without modifying the structure of its logic,
biological science is capable of annexing as its parish the entire
survey of living matter, there remains no nicely defined boundary
at which science ends and philosophy begins. Philosophical enquiry
must then abandon its pretensions to arrive at conclusions about
the universe unaided by scientific discovery. It must restrict its
operations to an examination of the logical structure of beliefs. It is
therefore remarkable that the biological standpoint has been so little
explored in contemporary criticism of traditional philosophy.
During the past two decades there have been three outstanding
developments in biological research, the work of A. V. Hill and
Meyerhof on the chemical mechanics of muscle, the extension of Mendel’s
hypothesis by Morgan and his colleagues at Columbia, and the study of
the conditioned reflex by Pavlov’s school. Of these the first alone
represents an advance in the actual reduction of vital processes to
physical chemistry. Yet no aspect of biology could be selected more
appropriately than Morgan’s hypothesis to illustrate its logical unity
with the study of chemistry. The study of the conditioned reflex
has not as yet enlisted the resources of physical chemistry to any
noticeable extent. Nor does it employ a logical technique as elaborate
as that of the modern chromosome hypothesis. Its importance lies in
the fact that it has emancipated biological study from the Cartesian
dualism with its implicit assumption that method of enquiry applicable
to one aspect of the properties of living matter is of a totally
different kind from that employed in dealing with the remainder.
To estimate the significance of this advance it is necessary to start
with a clear statement about the meaning of a word. The term _reflex_
is used by dentists, politicians and faith healers with a variety of
implications irrelevant to the biologist. To exclude these irrelevant
associations it is best to be concrete. Suppose that we decapitate
or destroy the brain of a frog, and suspend it, legs downwards, in a
vertical position. On raising a vessel of warm--about 40° C.--water,
until the tips of the toes touch the surface, the legs of the animal
are withdrawn after a short interval. This event takes place regularly
and similarly under the same conditions. It is as definite and
predictable a property of secular objects as is the precipitation of
barium sulphate on mixing a solution of barium chloride with a solution
of sodium sulphate. It is, if you care to express it in that way, a
physical reaction between warm water and frog toes. In biological
nomenclature it is a reflex.
The word reflex is not used in biology to denote every change that
occurs in living matter. To clarify its meaning further we must
consider how such a phenomenon can be studied more intimately. To the
biologist it presents two types of problem. One is that of analysing
the constituent parts of the reaction, and is analogous to what the
chemist does, when he determines the solubility and dissociation
constants of barium sulphate, barium chloride, sodium sulphate and
sodium chloride to define more precisely what occurs during the
reaction with a view to elucidating conditions under which it may be
expected to occur. In the biological example that we have taken the
first stage involves the purely spatial (or anatomical) examination of
the reaction. It may be noted in this connexion that anatomy in its
initial phase was an experimental science, and only became a catalogue
in its dotage. We observe that we are dealing with a localized response
to a localized agent involving a spatially localized structure the
nervous system. We can in fact obtain the reaction from a preparation
from which every structure but the skin of the toe, the nervous system
and the muscles of the leg have been removed. From this point we
proceed by a study of the temporal relations of the phenomenon, first
undertaken by Helmholtz, to show that a disturbance is propagated
at a measurable, predictable and modifiable rate from the seat of
application of the agent to the seat of the visible reaction. The
further analysis of the problem from the physico-chemical standpoint,
an essentially modern development, will be referred to in a subsequent
essay. We have now obtained the current definition of a reflex as a
localized response to a localized stimulus, involving the intervention
of the propagated disturbance known as the _nervous impulse_. Erroneous
ideas implied in the common use of the term reflex arise chiefly in
connexion with the second aspect of the study of reflex phenomena. This
is not readily comparable with the investigation of a simple reaction
like the precipitation of barium chloride. It might be compared with
the interpretation of a more complex system such as the oxidation of
oxalic acid in the presence of potassium permanganate and sulphuric
acid, when the behaviour of any two reactants towards one another is
already known. Frogs lift their legs from time to time in civil life,
when they enjoy the use of a head. We may therefore ask what part
do such reflexes, as we can study in the headless frog, play in the
behaviour of the intact animal.
In any reflex displayed by the pithed frog the nervous impulse
traverses a characteristic path. From the skin, the receptive area
affected, it passes by one of numerous fibres of microscopic thickness
to the spinal cord. Such fibres together with others carrying impulses
from the cord to the muscles or glands collectively constitute the
visible nerves. Fibres carrying impulses into the cord divide into very
fine branches in the inner core or grey matter. These fine branches
are intertwined with the ramifications of other fibres passing up
and down the length of the cord. The latter branch at their other
extremities around the fine endings of fibres which pass from the cord
to the glands and muscles. An impulse entering the spinal cord first
therefore passes across the junction or _synapse_ between the fibre
along which it enters the cord and some other fibre running up or down
the cord. Having traversed the latter, it passes across the junction or
synapse between its branched ending and that of some fibre connecting
the spinal cord with a muscle or gland. Reflex action depends upon the
fact that an impulse travelling along a particular fibre can traverse
some synapses more readily than others. This is a physical process,
occupying a measurable time. By the use of certain physical reagents it
is possible to increase the conductivity of the synapses, so that an
impulse entering the cord irradiates to all the muscles of the body.
Strychnine is such a reagent.
The familiar fact that the moth flies towards the candle will serve
to illustrate how the study of a simple reflex, like the withdrawal
of the toes of the pithed frog from warm water, makes it possible to
make predictable conclusions about the normal behaviour of animals.
If the nerves of the frog’s leg are severed, the leg hangs limply.
Normally the muscles of the leg are never completely relaxed. They
are maintained in a state of partial contraction or _tone_, reflexly
determined by a number of agencies which for our present purpose it
is unnecessary to specify. The nerve fibres which run up and down the
length of the spinal cord in the frog cross from one side to the other
at some level, and on this account most reflexes obtained in the pithed
frog, when only one side is stimulated, involve muscular response of
both sides of the body. Insects which move towards the light become
noticeably more limp in darkness. Light reflexly increases the tone of
their muscles. In insects there is little crossing of fibres from one
side of the central nervous system to the other. It follows that, if
light reflexly increases tone, the muscles of that side will be more
contracted, when one eye is illuminated more strongly than its fellow.
This will have the effect of bending the body round in the direction of
the incident beam, until the head is brought into such a position that
both sides are equally illuminated. Having attained this position the
body will continue to move along the direction of the incident beam. If
it swerves to the right or left, it is automatically readjusted.
This interpretation of the proverbial flight of the moth towards the
candle permits us to make a very large number of easily verifiable
predictions. One simple consequence repeatedly confirmed by experiment
on a variety of insects which fly towards the light is the fact that,
when one eye is blinded, they fly in circles. There is no need to
mention the variety of predictable positions which such insects occupy,
when allowed to crawl up rotating cylinders illuminated in various
ways. One other rather interesting result of the experimental analysis
of this phenomenon is worth mentioning. According to the common sense
view the insect moves towards the candle, because it likes the
light. There is one and only one fairly evident inference from the
teleological way of looking at the matter. It implies that the moth
should always fly from the darker to the brighter situation. Now the
interpretation of its movement in terms of reflex action signifies that
it is the direction of the light rays and not primarily the intensity
of illumination which determines the direction of its movement. In
Nature moving along the direction of the rays towards the source of
light usually involves progression from a darker to a brighter region.
In the laboratory it is easy to arrange conditions so that an insect
crawling along the direction of an obliquely incident beam, moves from
a brighter to a darker area, as it approaches the source. In doing so
it behaves, as it would be predicted to behave in such a situation
on the assumption that its behaviour is determined by reflex action.
According to the teleological view it should do the opposite.
Even in the behaviour of so capricious an animal as man himself, it
is possible to isolate units of behaviour to which the term _reflex_
is appropriate. The entire behaviour of a pithed frog or of a dog
deprived of its brain can be regarded as the summation of a number
of discrete reflexes compounded according to ascertainable laws. The
problem is not a simple one; but the way in which the operation of
one reflex affects the exercise of another has been elucidated with
considerable success by Sherrington and his co-workers. Sherrington has
paid special attention to what occurs in the simultaneous application
of two stimuli whose appropriate responses involve the propagation
of impulses along common fibres within the central nervous system.
A further complication is introduced by the existence of inhibitory
reflexes, responses which involve the cessation or the diminution of
activity already in progress before the application of the stimulus.
The work of Magnus and his colleagues, who have solved the riddle of
how a cat falls on all fours, demonstrates to a very large extent the
possibility of interpreting balancing movements of the body as the
summation of such reflexes as are readily exhibited in the brainless
or “spinal” animal. Yet few physiologists have ventured to entertain
the likelihood that the entire behaviour of even such an animal as a
cat, still less man himself, could be treated successfully in this
way. Hence has arisen the traditional distinction between reflex and
voluntary activity. So long as that distinction was a valid one,
biology admitted a fundamental dualism in its subject matter and in its
method. The vitalist was in a position to claim that there is a group
of properties of living matter in dealing with which we must adopt
introspective rather than physical methods of enquiry. The mechanist
might reply epigrammatically that physiology deals with what we know
about the central nervous system, psychology with what we do not know.
The distinction still remained.
There are certain fairly evident reasons why the behaviour of a frog
deprived of its brain should be simpler than that of the intact animal.
One is that the number of possible paths along which nervous impulses
can pass is much smaller. Another is the fact that the brain receives
the nerves which bring in impulses from the three great receptor
organs, or, in the older terminology, sense organs of the head. The eye
and the ear bring the organism within the range of physical influence
of innumerable events remotely situated in space. When we have allowed
for all such differences there remains a perfectly tangible distinction
between the behaviour of the spinal and that of the intact animal.
The response that we have hitherto called a reflex is such that for a
given agency under the same external conditions we may expect the same
result. There are the best of reasons, based not on any introspective
ideas but upon the study of behaviour to make us think that however
much we standardize the external conditions at the moment, when the
stimulus is applied, we can never predict from that alone exactly
what will happen as the result of the application of certain types of
stimuli. The performance of “learning” justifies this conclusion, and
it has been customary in the past to refer this property of living
matter to essentially non-physical concepts such as _memory_. By
defining in this way the distinction between reflex behaviour in the
traditional sense and voluntary or conscious behaviour, a new problem
has emerged. This may be stated in the following way. If instead of
concentrating exclusively on what is happening at the moment, we take
into consideration the way in which a given stimulus has been presented
to an organism on previous occasions, is it possible to establish any
relation between the effect it now produces and the events associated
with its application antecedently? In so stating the issue we have
introduced no new and introspective concepts foreign to the traditional
physiology of the reflex. We have simply envisaged the possibility of
studying conditions under which new reflex systems may be brought into
being.
§2
It is this problem which the Russian physiologist Pavlov and his
co-workers have attacked with such conspicuous success during the
past two decades. For some time their researches remained little known
in this country, but two translations of Pavlov’s lectures are now
accessible to the English-speaking reader. There is therefore no need
to go into details concerning the experimental technique which is
formidable. The more significant developments of the subject may be
dealt with by considering how aspects of behaviour which were formerly
referred to the introspective concepts of memory, attention and
sensation can now be investigated without departing from the language
adopted by physiologists, when describing the properties of simple
reflex action.
Pavlov’s investigations commenced with the study of salivary secretion
in dogs. A dog which has been deprived of the forebrain secretes
saliva, when food is introduced into the mouth. The intact animal also
secretes saliva, when food is brought within the range of its eyes or
nostrils. In the adult the sight or smell of food is an appropriate
stimulus for reflex salivary secretion. The ringing of a bell is
ordinarily without effect on the secretion of saliva; but the ringing
of a bell if repeated a certain number of times, when food is also
presented, eventually comes to evoke salivary secretion, when food
does not accompany it. In general it is found that, in the intact
animal, a previously indifferent stimulus applied at suitable intervals
simultaneously with the application of a stimulus which unconditionally
evokes a reflex response is found to acquire the property of evoking
the same reflex response, when unaccompanied by the original or
“unconditioned” stimulus. A new reflex has been built up. Such reflexes
are called by Pavlov _conditioned_ reflexes, and the previously
indifferent stimulus is called the conditioned stimulus. Any event in
the external world which affects a receptor organ may in the intact
animal become a conditioned stimulus, provided external conditions
are rigidly standardized in other respects, provided also that it
accompanies the unconditioned stimulus a sufficient number of times
depending on whether the application is precisely simultaneous, whether
the conditioned stimulus begins to operate before the unconditioned,
overlapping it in duration or separated from it by a short interval.
The task of defining the facility with which a conditioned reflex is
built up involves a study of the significance of the interval between
successive applications of both stimuli and of the juxtaposition of
conditioned and unconditioned stimulus. In defining the conditions
which determine the bringing into being of a new reflex system by this
method, we are investigating a class of phenomena which would formerly
have been attributed to “memory.” At no point is it necessary to depart
from the conventions of scientific nomenclature; and in place of a
descriptive epithet, we arrive at a definite specification regarding
when and whether an event will occur.
What it has been the custom to denote by the term memory is only one
aspect of the problem of “conscious” or “voluntary” behaviour, that
is to say those aspects of behaviour which are spatially referable to
reflex paths in the fore brain. An animal is constantly subject to
the simultaneous application of many indifferent and unconditioned
stimuli, but its behaviour is selective. This introduces the problem
of _attention_. To ascertain the conditions which prevent new reflex
systems from coming into being, or extinguish them when they have
become established, was perhaps the most important aspect of Pavlov’s
work, because an understanding of this part of the problem underlies
the successful control of experimental procedure. The possibility of
isolating a conditioned reflex for study implies the existence of
some inhibitory agencies which prevent the normal surroundings of the
laboratory from exerting a significant influence on the course of
the experiment. The inhibition of conditioned reflexes is a complex
question; and its complexity emphasizes how broad a basis they offer
for the interpretation of “conscious” behaviour in general and the
interpretation of _attention_ in particular.
From this standpoint two important types of inhibition are called
by Pavlov inhibition by extinction and conditional inhibition. The
first term refers to the fact that, when an indifferent stimulus has
been converted into a conditioned stimulus, and is then allowed to
act repeatedly without the unconditioned stimulus, it gradually loses
its potency, regaining it after an interval of rest. Conditional
inhibition is the extinction which occurs, when a new indifferent
stimulus is superimposed upon the effective phase of a conditioned
stimulus. A third and especially important form of inhibition is the
extinction of a state of inhibition by conditional inhibition, or as
Pavlov calls it, inhibition of inhibition. Let us suppose that an
organ note of one thousand vibrations per second has been made the
signal for salivary secretion by repeated application of the stimulus,
when food is administered to the animal. If it is now administered
repeatedly without the accompaniment of food, it suffers inhibition
by extinction, but recovers its efficacy after a period of rest. If,
during the indifferent period, the experimenter superimposes on the
now ineffective sound stimulus another indifferent agent such as the
flash of a lamp before the dog’s eyes, secretion of saliva ensues.
The sound regains its efficacy as a conditioned stimulus. One other
type of inhibition which can be studied experimentally is “generalized
inhibition” or elimination of the activity of the fore brain, which can
be brought about in the dog by local warming or cooling of an area of
the skin. This has an intimate bearing on the phenomena of sleep and
hypnotic trance, as also on the advantages of summer time.
Perhaps the most radical consequence of the line of work which we
are now considering lies in the possibilities which it presents for
inverting our traditional attitude to the discussion of “sensation.”
When we can isolate some simple unconditioned response to a particular
stimulus, we can investigate the extent to which the efficacy of
the stimulus is localized with reference to some receptive area,
and discuss the sense organ in the same way as a piece of physical
apparatus. We know for instance that a frog does not respond to white
or black background by the appropriate change in colour of the skin, if
its eyes are removed. The influence of the earth’s gravitational field
on the way in which a frog maintains its normal balance in swimming
provides another illustration of the way in which the experimental
biologist deals with the phenomenon of receptivity, when it is possible
to isolate a type of response which invariably accompanies a particular
type of stimulation. In this instance the receptor is that part of the
internal ear known as the labyrinthine organ. After destruction of the
labyrinthine organ on one side only, a frog swims in a spiral path. If
the internal ear of both sides is removed, it swims hither and thither,
as likely as not upside down or sideways without any sign of its normal
maintenance of balance. The inner ear of the frog or man with its
three semicircular canals in the three Cartesian planes is a rather
elaborate example of a type of receptor organ represented in shrimps
by two little sacs called statocysts at the base of the feelers.
These sacs contain concretions of sand known as the statoliths.
Experimentally the sand can be replaced by iron filings. If this is
done, the shrimp swims upside down, when a strong electromagnet is
placed above it. The position occupied by the statolith in its sac is
determined by the pull of gravity in ordinary circumstances. When the
body is bent, the statocyst comes into contact with a new portion of
the wall of the sac, thus stimulating a different set of nerve fibres,
and initiating appropriate muscular reflexes. The balancing movements
of a shrimp in swimming also depend on the eyes. With both feelers
removed a shrimp swims normally in daylight. It loses its balance
completely in a dark room; and swims on its back if illuminated from
below. Removal of one eye or one statocyst does not affect its balance
in daylight, unless the two operations are performed on the same
animal. It then swims in spirals.
A modern biologist adopts to the statocyst and the eye the same
attitude which he would adopt to the self starter of a motor car, if he
were quite ignorant of its mechanism. Sometimes his problem is further
complicated by the necessity of turning on the switch before the engine
will start, adjusting the spark or cutting down the air. In an animal
whose behaviour is largely conditioned behaviour, it is not so easy to
isolate simple invariable responses to particular types of external
agency. We lapse into the language of introspective psychology. Pavlov
has shown that this is unnecessary. By employing the method of building
up conditioned reflexes to define the limits of discrimination, the
analysis of sensation can be carried out without departing from the
attitude which we adopt to a motor car. Let us suppose that the sound
of a tuning fork of 256 vibrations per second, i.e. middle C, is
accompanied by electrical stimulation of the paw of the dog, until the
note itself becomes an effective stimulus for withdrawal of the paw.
A tuning fork of 264 vibrations will also evoke the withdrawal of the
paw; but the application of the second stimulus suffers inhibition by
extinction before the original (middle C), as can be shown by applying
the latter after response to the tuning fork of 264 vibrations has
been extinguished. Applying series of tuning forks in such experiments
it is found that the limits of discrimination in dogs is a fraction
of a tone. The delicacy of this method of testing discrimination or
selective receptivity to a given range of stimuli depends on the fact
that it is possible not merely to show whether one stimulus can be
substituted for another in a conditioned reflex but to measure the
extent to which a given stimulus can replace another. Judged from this
standpoint dogs and cats are colour blind, as far as such a statement
can have any tangible meaning. That is to say, differences of light
intensity but not of wave length in the effective range determine the
reactions of these animals to photic stimuli.
§3
In the light of Pavlov’s work the problem of conscious behaviour, or
as we should now say conditioned behaviour, no longer presents itself
to biological enquiry as a domain in which the methods of traditional
physiology must be abandoned in favour of introspective speculation.
It becomes the problem of defining how new reflex systems can be
built up. The possibility of a further analysis of the process on
mechanistic lines will be discussed elsewhere. Whatever success attends
such an attempt, the fact remains that the controversy between the
mechanistic and vitalistic schools must now be conducted on a new
basis. Mechanistic biology could not claim to take a comprehensive view
of the properties of living matter, so long as it failed to indicate
how “voluntary” activity, as it was almost universally denoted by
physiologists, differs from reflex activity. It is true that some of
the more radical mechanists like Loeb preferred to speak of associative
behaviour as having a more objective flavour. But Loeb’s own use of the
concept of “brain images” emphasizes how fundamental is the innovation
which the work of Pavlov’s school has introduced into philosophical
discussion. The mechanist never legitimately claimed more than the
right to investigate the properties of living matter in its simpler
manifestations by those methods whose success had been justified in
the domain of physics and chemistry. If the mechanist ventured to
speculate beyond those limits he transgressed his terms of reference.
Until the publication of the work of Pavlov’s school physiology was
tied hand and foot to the traditional distinction between reflex and
voluntary behaviour. Thus the author of a standard work on human
physiology with a distinctly mechanistic tendency writes on the
functions of the cerebellum: “... the degree of consciousness, if any,
exhibited by the cerebellum is of a much lower order than that shown
by the cerebrum. All observers agree that there is no apparent loss of
sensation after removal of the cerebellum, but Luciani, Russell and
others state their belief that in some indefinable way it is affected
by such operations. Whatever functions of this kind are present we can
define only by the unsatisfactory terms of subconscious rather than
unconscious...” What Howell wrote in 1905 might have been written by
any mechanist of that period. The physiologist inevitably lapsed into
introspective terminology, when dealing with brain physiology; and it
is this restricted mechanistic outlook which Dr. Haldane has attacked
in his recent Gifford Lectures. It is not difficult to show that the
mechanist, as that term is used by Dr. Haldane, accepted implicitly the
Cartesian compromise. It is surprising that, although Pavlov’s work
has been generally accepted by contemporary biologists, Dr. Haldane
completely refrains from considering its bearing on the present status
of the mechanistic conception of life.
Dr. Haldane’s statement that the method of traditional, i.e.
mechanistic, physiology “tells us nothing, however far we may extend
it, regarding the distinctive characters of conscious behaviour” is
especially remarkable. Although few writers have hitherto ventured to
formulate the far-reaching philosophical consequences of Pavlov’s work,
more than fifteen years have passed since the veteran physiologist Sir
William Bayliss made the following pronouncement:
“Pavlov states that he was struck by the fact that when the
physiologist leaves the study of the simpler parts of the central
nervous system which he has investigated by the observation of
reflexes, and proceeds to the higher parts, his methods suddenly
change. He gives up the observation of the relation between
external phenomena and the reaction of the organism to them and
introduces psychological ideas, derived from his own internal
consciousness. To extend to the higher centres the method of
observing what changes in the organism are correlated with external
changes might appear too difficult, but Pavlov has succeeded in
doing so to a remarkable degree” (_General Principles_, 1914, p.
502).
In denouncing the mechanistic view of life as set forth by Professor
Donnan at the meeting of the British Association in 1928, Dr. Haldane
states:
“I regard this view as now entirely obsolete, since it ignores
the facts, and this is far more evident now than it was a few
years ago, before physiology had become to so large an extent a
_quantitative science_” (italics inserted) “... The fact that
Professor Donnan, though his work in physical chemistry commands
universal respect among those who know it, is not a physiologist,
may partly account for his opinions.”
Perhaps also the fact that Dr. Haldane, whose work on the physiology
of respiration and excretion commands universal respect among those
who know it, neglects in his Gifford Lectures to make any reference to
the work of Pavlov may partly account for his belief that “a biologist
interprets his observations in a different manner from a physicist”
(p. 97). It is certainly permissible to state that Dr. Haldane is not
speaking for biologists as a whole, when he denies that the problem
of conscious behaviour can ever be attacked successfully by the
traditional method of the physiologist.
Biologists may be expected to differ in the hopes they may entertain
as to the progress of further investigation. We can at least envisage
the possibility that biology will advance towards a comprehensive
account of the properties of living matter without interpreting its
observations in a manner different from that adopted in physics. The
work of Pavlov’s school shows that it is not necessary to introduce
concepts foreign to other parts of biology in dealing with conscious
behaviour. Of late years the notion of matter which is so fundamental
to common sense has been disintegrated by the advance of the physical
sciences. The notion of mind or consciousness so fundamental to common
sense is being disintegrated by contemporary biology in an analogous
way. If materialism in the traditional sense is dead, idealism in
its traditional form is dead. Like traditional dualism they are dead
because they never contained within themselves the capacity for
growth. The success of biology in attacking the problem of “conscious
behaviour” in Haldane’s terminology has been consistent with the
attitude of treating _conditioned behaviour_ as an aspect of the
properties of a peculiar kind of matter, living matter. In that sense
the new philosophical outlook which emerges from Pavlov’s work is a
materialistic one.
Physiology has at length discovered a neutral ground for the
investigation of the problem of learning. If it is too early to
predict the final outcome of this advance, it is permissible to
proffer some tentative suggestions concerning its influence on the
future of philosophical discussion. From Plato to modern times
philosophical enquiry has mainly occupied itself with what Kant calls
“the problems of mere pure reason.” Of these Kant enumerates God,
Freedom and Immortality as the three principal objects of philosophical
enquiry. For the final solution of these problems, Kant asserted that
“philosophy stands in need of a science which shall determine the
possibility, principles and extent of human knowledge _a priori_.”
Introspective psychology was the “science” to which he assigned this
task. Introspective psychology has failed to fulfil the expectations
which Kant entertained, when he concluded the _Critique_ by expressing
the hope that it “would bring reason to perfect contentment in
regard to that which has always, but without permanent results,
occupied her powers and engaged her ardent desire for knowledge.”
The type of psychology which Kant promoted had already begun to
sever its connexion with moral philosophy before the emergence of
the Behaviourist tendency in an explicit form. Kant did not refute
Hume’s arguments when he proposed the question, “whence could our
experience acquire certainty, if all the rules on which it depends were
themselves empirical and fortuitous”? He stated a problem. For its
solution he lacked a method. For its discussion he lacked a vocabulary.
If the physiology of human learning continues to progress under the
Behaviourist influence to which Pavlov’s work has given birth, Kant’s
solution of the problem, which he himself propounded, must eventually
be relegated to the same status as astrology and palmistry in the
history of human knowledge.
The strength of Kant’s case against Hume’s empiricism lay in the
immature state of physiological knowledge, when the _Critique of
Pure Reason_ was published. Kant’s views on Space and Time were
circumscribed by the biological limitations of his period. The Kantian
conception of experience was defined by the influence of light, sound,
chemical stimuli, mechanical pressure and temperature affecting the
eye, the ear, the nose, the mouth and the skin--the only receptor
organs recognized by the physiologists of the eighteenth century. Two
of the most important instruments of receptivity in the human body, the
labyrinthine organ and the proprioceptors which respond to the state
of tone of the muscles, were not studied till the nineteenth century.
If Kant had been familiar with the physiology of the labyrinthine
organ, he would not have argued with the same cogency that the concept
of space is essentially different from the concept of weight. The
_a priori_ necessity of the proposition that “space has only three
dimensions” was determined, according to Kant, by the existence of an
“external sense” which is “a property of the mind.” If he had lived
fifty years later he would have realized that the “necessity” of the
Cartesian frame work is a material consequence of the structure of the
internal ear. If Kant had been familiar with Sherrington’s work on
the proprioceptor organs, he would have seen a deeper significance in
the experiment which Galileo performed, when he used his own pulse to
measure the period of a swinging lamp. Kant was compelled to attribute
the “_a priori_ necessity” of the proposition that “time has only
one dimension” to “the internal sense by which the mind contemplates
itself.” The time conditioned reflexes which Pavlov has demonstrated
are intelligible to modern physiology without recourse to a “faculty
of pure _a priori_ cognition.” The human body is itself a clock from
whose tickings we can never escape. Periodic changes in tone of the
body muscles influence the proprioceptor organs in a manner essentially
analogous to the way in which light exerts its effect on the eye.[2]
Kant’s physiology calls for more detailed treatment elsewhere. In
concluding this essay, I must remove one source of misunderstanding. I
do not assert that all aspects of conscious behaviour will eventually
be explained in terms of Pavlov’s conditioned reflexes. I do affirm
that Pavlov has successfully applied the methods of traditional
physiology to the study of processes presumably included in Dr.
Haldane’s definition of conscious behaviour. The strength of Dr.
Haldane’s position lies in the fact that behaviour ceases to be called
conscious so soon as it is possible to bring it within the range of
scientific prediction. I can well believe that the vitalists of fifty
years hence will be assuring their opponents that they never regarded
the process of learning, the phenomenon of attention or sensory
discrimination as characteristics of the conscious state.
II. THE ATOMISTIC VIEW OF PARENTHOOD
“When you can measure what you are talking about, and express
it in numbers, you know something about it; but when you cannot
measure it, when you cannot express it in numbers, your knowledge
is of a meagre and unsatisfactory kind; it may be the beginning
of knowledge, but you have scarcely in your thoughts advanced to
the stage of science whatever the matter may be...”--Lord Kelvin,
_Addresses_
§1
The future progress of biological science depends upon a large number
of unpredictable contingencies, some political, others meteorological.
The collision of the earth with a comet may leave the fate of the
argument between the mechanist and the vitalist for ever unsettled.
There is therefore no justification for a dogmatic assertion that
all the properties of living matter will eventually be reduced to
the same hypotheses as are adopted in physical chemistry. But it is
doubtful whether any biologists of the mechanistic persuasion have on
any occasion explicitly committed themselves to so rash a statement.
The vitalistic Sarah Gamp has invented a mechanistic Mrs. Harris with
the express object of giving her a piece of her mind. As a polemical
device this is most valuable, especially in political propaganda. It
does not help the mechanist to understand what vitalism can offer as a
guide to further biological enquiry. His perplexity is increased by the
circumstance that so many vitalists of the platform behave themselves
with mechanistic propriety in the laboratory. Dogmatism is at least as
frequent among those who call themselves vitalists as among mechanists.
The vitalist does not qualify his denial that a complete solution
of the riddle of life can be obtained in physico-chemical terms. The
mechanist is usually content to state that he knows of no other terms
in which an intelligible solution could be found. The vitalist even
goes further, and, quite inconsistently with his laboratory practice,
if he is a competent biologist, asserts, that in its very methodology,
biology is an _independent_ science. A biologist, says Dr. Haldane
in his Gifford Lectures, “interprets his observations in a different
manner from that of the physicist.”
This I think is the main bone of contention between the two attitudes
which are generically denoted by the terms mechanistic and vitalistic.
The real issue has shifted from deciding whether the hypotheses
of physics and chemistry suffice for the interpretation of vital
phenomena to deciding whether there is an essential difference between
the logical structure of those branches of science that deal with
living matter and those which deal with inanimate objects. This is a
welcome change, because it presents a much more genuine and concrete
problem for solution. It is somewhat surprising that the controversy
should undergo such a metamorphosis at the present moment. The recent
development of evolutionary biology is especially calculated to
reinforce the belief that biological theory only progresses, when the
biologist adopts towards the subject matter of his investigations the
same attitude as that which the chemist and physicist adopt towards the
objects which they study. In our generation it is possible to find in
those aspects of biology which are most recalcitrant to the application
of physico-chemical hypotheses the most conspicuous examples of a
fundamental similarity in the logical procedure which the biologist
on the one hand and the physicist or chemist on the other employ in
constructing their hypotheses. It would not be possible to select from
the whole field of biological science a more striking illustration of
the success of quantitative and experimental methods than the recent
extension of Mendel’s hypothesis by Morgan’s school. This advance
has entailed an extensive elimination of teleological concepts in
the interpretation of the evolutionary process. Yet the phenomena of
heredity and variation at present lie completely outside the scope of
physico-chemical analysis in the ordinary sense of the term; and any
attempt to formulate the problems of genetics in physico-chemical terms
is still a matter of pure conjecture.
In this sense we may agree with one writer of the vitalistic school in
saying that to speak of the “mechanism of heredity” is a meaningless
collocation of words. But if our interest is primarily directed not
to the end product itself but towards the way in which the scientist
proceeds to elaborate his hypotheses, the study of heredity provides
a particularly clear example of how a hypothesis developed without
any departure from the _principle of mechanism_ can yield verifiable
conclusions about the behaviour of living systems. From this point of
view it is both legitimate and intelligible to speak of the mechanisms
of heredity and variation; and the expression is as permissible as the
analogous phrase, the mechanism of chemical reaction. A comparison
of the growth of the Mendelian principle with Dalton’s atomic theory
of the structure of matter will help us to see whether the biologist
does actually interpret his observations in a manner different from
that adopted by the student of non-living matter, and whether the
biologist has recourse to a kind of logic which is different from
the logic which the physicist and chemist employ in framing their own
generalizations.
When Mendel took up the problem of hybridization, the nature of
fertilization in plants was known in a general way. Just a century
before Mendel began his work Kolreuter by painting pollen from one
individual on to the stigmas of another variety, and vice versa, had
shown that hybrids inherit equally from the pollen and seed plant. At
the end of the eighteenth century and the beginning of the nineteenth,
Knight and Goss in England had made further progress in crossing pure
bred varieties by calling attention to the “splitting” of hybrids, or
reappearance of parental types when intercrossing hybrid offspring.
Contemporaneously with Mendel, Naudin in France studied this phenomenon
more closely, and came very near to formulating Mendel’s principle.
His results were published in 1862. These pioneers in hybridization
laid down the necessity of working with what to the geneticist is like
pure chemicals to the chemist, pure breeding stock. They fell short of
arriving at far-reaching results, because their attitude to heredity
was dominated by the holistic standpoint. They could only think of
the plant in terms of a preconceived notion of individuality. They
refrained from focusing their attention on the separate parts, and
following out the fate of discrete characteristics in their crosses.
We must not overlook the debt which Mendel owed to the pioneers of
hybridization. There would have been no modern chemistry if the
Arabs and alchemists had not devoted years of laborious study to the
clarification of our idea of a pure substance; and there would have
been no genetics, if the idea of pure breeding stock had not been laid
down by Mendel’s predecessors. Chemistry failed to progress beyond
the stage of describing new compounds so long as it remained entangled
in the vitalistic “phlogiston” concept; and genetics, the study of
heredity and variation, remained purely descriptive, until it was
emancipated by Mendel from the holistic tendency to concentrate upon
the organism as a whole. Naudin did in fact envisage less definitely
than Mendel the atomistic concept of heredity, just as William Higgins
had partly visualized the chemical possibilities of atoms before Dalton
published his theory.
Mendel used in his researches pure breeding stocks differing only in
well-defined particulars, employing single characteristics as units
of study, and recording the progeny of every cross separately for
comparative observation. In his original work Mendel chiefly dealt
with the common pea, which possesses two advantages which recommend
it for such experimentation, namely, that its flowers are capable
of self fertilization (i.e., the pistil can be pollinated from the
stamens of the same flower) and that it has a number of well-marked
varieties distinguished by tangible characteristics such as the shape
(round or wrinkled) and colour (green or yellow) of the seeds, or the
stature (tall or dwarf) of the shoot, etc. In all his crosses involving
a single difference of this kind he found that the first generation
of the cross resembled one of the parents. When these crossbreeds
were self fertilized, they produced offspring resembling the original
parents in the constant ratio of three to one. One-quarter of the
offspring of the crossbreeds resembled one parent and bred true;
one-quarter resembled the other parent and bred true; and the remaining
half being like the “dominant” parent, which the first generation
of hybrids resembled, behaved exactly like the latter, when self
fertilized.
An investigator who had not the attitude which makes a capable chemist
might have been distracted by the peculiar circumstance of dominance,
or the resemblance of the impure individuals to one of the parents
exclusively. Mendel rightly judged this to be insignificant. A chemical
analogy will perhaps assist to make this clear. Sodium and potassium
yield colourless salts with most common acids, but the permanganates
of both are purple in solution. The salts of copper are generally of
a bluish or greenish tint in solution. In the one case the anion, in
the other case the kation, is the dominant factor in determining the
physical property of colour; but in both cases the other component
behaves in any reaction with no less characteristic efficacy, because
its presence is seemingly masked. So likewise Mendel looked beyond the
bodily resemblance of the dominant parental and hybrid individuals
to their hereditary makeup; and recognized in his experimental data
two general conclusions which prompted special consideration. One
was the fact that the original parental types can be recovered in
all their purity. The other was the fact that the various hereditary
types produced by hybridization regularly appear in the same numerical
ratios. Both conclusions are of universal validity, though Mendel had
the very good fortune to select materials which yield the simplest
type of numerical results which occur in crosses between pure strains.
When Dalton formulated the atomic hypothesis two fundamental empirical
generalisations of chemistry were fully accredited. The law of the
conservation of matter and the law of constant proportions had been
established. Mendel found in his data the proof of what we might call
the principle of the conservation of genetic materials and the law of
constant genetic proportions. To the recognition of these empirical
generalizations he added a conceptualization of the basis of their
existence in terms of discrete factors. These factors were according
to Mendel’s hypothesis (or Mendel’s “first law”) units of hereditary
combination, just as Dalton’s atoms were units of chemical combination.
Each character involved in his crosses was regarded by Mendel as
determined by a factor derived from the maternal and one derived from
the paternal parent. A pure individual was thus represented by _aa_
or _bb_, and an impure individual by _ab_. Mendel assumed that _a_
and _b_ are atoms of heredity in the sense that they retain their
separate entities through the whole course of development. Having
introduced this conception, he showed that all his numerical data
followed from the laws of chance, if the maternal and paternal factors
which determine a particular character separate in the formation
of the gametes (pollen and ovules) so that one-half of the gametes
contain only the maternal and one-half only the paternal factor for the
character considered. The combinations which may occur as the result of
fertilization are compatible with the assumption that any given male
gamete (pollen or sperm) may fertilize any given female gamete (ovule
or egg cell). Mendel’s first law may then be stated thus: characters
distinguishing different hereditary strains depend upon factors which
are inherited from both parents and _segregate_ in the formation of
the gametes, so that one-half contain the paternal and one-half the
maternal factor. Mendel tested the implications of this hypothesis by
crossing his hybrids to pure types with verifiable results. He then
proceeded to make crosses involving two or three character differences.
This led him to enunciate a second law which might be compared with the
law of multiple proportions in chemistry, for its validity is of less
general significance than the first law. It served eventually to direct
attention to the much more complicated numerical results which arise in
dealing with character differences attributable not to one but several
pairs of factors. The analysis of such cases was left to Mendel’s
successors.
There is internal evidence in Mendel’s writings to support the
view that Mendel himself realized that the atomistic conception of
inheritance would demand a drastic revision of the prevailing notion
of variation. To Mendel’s generation, to Darwin and the pioneers of
Natural Selection, variation and heredity were co-extensive terms.
Offspring were always on the whole like their parents, but always on
the other hand a little different. So the species in conformity with
sound liberal principles broadened down from precedent to precedent.
But on the atomistic view heredity is essentially conservative, and
variation essentially revolutionary. For an indefinite number of
generations the atoms of heredity remain unchanged. But times come,
when the political barometer falls, and the change when it happens is
a discontinuous one. Something new has been brought into being, as
when lead is produced from the disintegration of radium or another
allotropic modification of an element is formed. The full implications
of this were not destined to be realized till forty years had elapsed.
Meanwhile the evolutionary ship drifted upon an uncharted ocean of
speculation without the compass of experiment to direct its course.
§2