CHAPTER X

RELATIONS OF THE STATE JUDICIARY TO THE UNITED

STATES AND OF THE UNITED STATES JUDICIARY

TO THE STATES

Every judicial officer of a State is required by the Constitution

of the United States to bind himself by oath or affirmation to

support it, and this obligation compels him to respect every Act

of Congress made in pursuance of the Constitution, and every

treaty made under the authority of the United States, as, in case

of conflict, superior to anything in his State Constitution or

laws.

The courts of the national government are complementary to those

of the States. Both belong to one judicial system. Rights

arising under the laws of the United States may be enforced by a

State court as well as by a federal court, and rights arising

under a State law by a federal as well as by the State court,

unless in cases where there is some special restriction upon its

jurisdiction. Such a restriction may be imposed by either

government, as respects any right which it creates.

The judicial power of the United States extends only to certain

classes of cases. As to some of these it is necessarily

exclusive: as to any of the rest Congress can make it

such.[Footnote: The Moses Taylor, 4 Wallace's Reports, 411,

429.] On the other hand Congress may assume to invest a State

court with power to dispose of a certain matter of federal right,

and the State may decline to permit the exercise of such a power.

The United States cannot in that manner compel the courts of

another government to do their bidding. It would tend to throw

on the States a greater burden than they might deem necessary or

proper. They provide courts to meet the wants of those looking

to their own sovereignties for justice. Thus, although nothing

could seem more anomalous than for one sovereignty to confer

citizenship in another, the laws of the United States allow

naturalization to be obtained by proceedings in State courts.

Most aliens who become citizens of the United States do so in

that way, because the State courts are more easy of access. But

a State can at any time restrict or forbid the use of its courts

for such a purpose.[Footnote: Stephens, petitioner, 4 Gray's

(Mass.) Reports, 559; State _v._ Judges, 58 N. J. Law

Reports, 97; 32 Atlantic Reporter, 743.]

The federal courts can lend their aid to carry into effect a

right arising wholly from the statute of a State, even if it

affect maritime interests and must be enforced, if at all,

through an admiralty court. Admiralty suits, it is true, can

only be brought in the courts of the United States, but that is

the very reason why, if such a suit gives the only remedy,

jurisdiction of it should be entertained in the only sovereignty

competent to give relief.[Footnote: The Lottawanna, 21 Wallace's

Reports, 558, 580.]

There are many civil cases which can be brought, at the option of

the plaintiff, either in a court of the United States or in a

State court. Some of these, if brought in a State court, the

defendant can, at his option, allow to remain there or remove for

trial into the Circuit Court of the United States. Criminal

prosecutions by a State may also be removed, under certain

conditions, to the Circuit Court of the United States, when the

defense is one arising under the laws of the United States.

In any cause tried in a State court, if the decision turns on a

claim of right, set up under the Constitution, laws or treaties

of the United States, and is against its validity, the losing

party, if unable to secure its reversal by appeal to a higher

court of the State, can ask such relief from the Supreme Court of

the United States.

It will be observed that it is the losing party only who has this

remedy. If the State court decides, however erroneously, that

the claim of a federal right is well grounded, this is conclusive

as respects the controversy in that suit. If all State courts in

which the validity of an unconstitutional Act of Congress was

contested should uphold it, the courts of the United States would

be powerless to right the wrong, unless they were called upon to

enforce the statute in some suit brought before them for original

trial.

The obvious object of the limitation is to preserve so far as is

possible the sovereignty of the States. The courts of the nation

are to set aside acts or judgments flowing from that only in case

of necessity and to preserve rights flowing from the sovereignty

of the nation. For the same reasons, resort can be had to the

Supreme Court of the United States only after every right of

review given by the laws of the State has been exhausted.

Usually this requires one who loses his cause in a trial court to

take it up to the State court of last resort. Where, however,

this is not permitted by the State law, he may ask for a writ of

error from the Supreme Court of the United States to whatever

court was the highest to which he was able to remove it; and if,

by the State law, he was unable to appeal at all, then the writ

will go to the trial court. One of the greatest of Chief Justice

Marshall's great opinions was rendered on a writ of error to the

quarterly session court for the borough of Norfolk in Virginia,

held by the mayor, recorder, and aldermen of the

borough.[Footnote: Cohens _v._ Virginia, 6 Wheaton's

Reports, 264.]

It was the opinion of Hamilton that an appeal might be given from

the State courts to the inferior federal courts, in case of a

decision turning on a right claimed under the Constitution or

laws of the United States.[Footnote: _Federalist_,

No. LXXXII.] This is probably true, but Congress has wisely

forborne to make any such provision. It imposes a strain

sufficiently great on the sovereignty of a State to subject the

judgments of its court of last resort to reversal by the Supreme

Court of the nation.

The power to declare a statute void because inconsistent with

constitutional provisions belongs to every court in every case in

which such a statute is relied on either to support the action or

in defense.[Footnote: See Chap. VII.] It therefore belongs, as

respects a State statute which may be attacked as inconsistent

with the Constitution of the United States, to the trial courts

of the United States as well as to the Supreme Court. This makes

it possible for a District or Circuit Court of the United States

to adjudge the statute of a State in which it sits to be

unconstitutional and void, although it may have been declared

valid by a judgment of the highest court of the State, from which

no appeal to the Supreme Court of the United States was ever

taken.

However derogatory to the sovereignty of the States the

possession of such authority may seem and be, it is evidently a

necessary feature of our dual system of government. In some way

it was indispensable to provide for maintaining the full powers

of the United States against encroachments by State legislation,

and also for enforcing all the special limitations on the powers

of State legislation which the Constitution of the United States

lays down. This could have been done effectually in but two

ways: either by giving to Congress or to the President a veto

upon State laws; or by leaving the right of control to lie

dormant until a necessity for exercising it should arise, and

then putting it in the hands of the judiciary. The latter method

was clearly open to the least objection.[Footnote: See Hamilton's

discussion on this point in the _Federalist_, No. LXXX.]

Jefferson maintained that there was a third, and one which the

Constitution expressly provided. This was the calling of a

convention of all the States for proposing amendments to it. If,

he said, a State on the one hand by her highest authorities

asserts a certain line of action to be within her powers, and the

United States by their highest authorities deny it, "the ultimate

arbiter is the people of the Union, assembled by their deputies

in convention, at the call of Congress, or of two-thirds of the

States. Let them decide to which they mean to give an authority

claimed by two of their organs."[Footnote: Letter to Mr. Justice

Johnson, Tucker, "Life of Thomas Jefferson," II, 455.] There

seems a plain fallacy in this proposition. The question to be

decided, in case of a conflict of judicial authority, is not

which doctrine ought to be adopted, but which was adopted when

the Constitution was framed. To amend that instrument and make

it something else could not justly be allowed to alter the effect

of acts previously done.

But one serious proposition has ever been made to call a national

constitutional convention for any such purpose. That was by

Kentucky in January, 1861, when civil war was threatened; and it

was not pressed. The very delays which would be inevitable in

assembling such a body were then a reason for the call, for they

would give time for the "sober second thought." The plan,

however, seemed and probably was impracticable. The movement

toward secession had gone too far.[Footnote: Debates and

Proceedings of the National Peace Convention, 45, 61, 67.]

There were many, at the time when the Constitution of the United

States was before the people for ratification, who feared that

the jurisdiction of their courts would be extended by judicial

construction beyond the limits of the grant. New York in her

vote of ratification incorporated a declaration that she

understood it to be impossible that the jurisdiction of any court

of the United States could ever be enlarged "by any fiction." In

the Maryland Convention, this sentiment took shape in a proposed

amendment to the Constitution adopted by a committee appointed

for the purpose, but never reported, "that the Federal courts

shall not be entitled to jurisdiction by fictions or

collusion."[Footnote: Elliot's Debates, 550; Proceedings

Massachusetts Historical Society, XVII, 504-7.] Had such an

amendment been proposed and adopted, it would have cut off a

large share of the most important cases now brought before the

Circuit Courts. In 1787, there were only twenty-seven business

corporations in the United States.[Footnote: Report of the

American Historical Association for 1902, 267; _American

Historical Review_, VIII, 449.] It was not long before they

became countless and the large affairs of the country were in

their hands. Could they sue and be sued in the courts of the

United States? The decision on this point was that, by force of

a pure legal fiction, invented for the purpose, they might be.

They were, indeed, not citizens of any State;[Footnote: Paul

_v._ Virginia, 8 Wallace Reports, 168.] but the persons who

composed them probably were. Therefore, it must be assumed that

they certainly were, and also that they were all citizens of the

same State and that the State from which incorporation was

obtained.[Footnote: Louisville, Cincinnati and Charleston

R. R. Co. _v._ Letson, 2 Howard's Reports, 497, 555; Ohio

and Mississippi R. R. Co. _v._ Wheeler, I Black's Reports,

286.]

Sir Henry Maine maintained that legal fictions were the rude

device of early stages in government, and to add to them

disturbed the symmetry of a legal system and was unworthy the

approval of modern courts.[Footnote: Ancient Law, 26.] But while

they are among the things that it is hard to justify on

principle, it is harder to dispense with them in actual practice,

as the instance given conspicuously illustrates.

Although the United States are the only depositary of the power

of ordering foreign relations, foreign governments are often

aggrieved by acts of the courts of a State which the United

States have but imperfect means of preventing or rectifying.

In 1841, we were brought to the verge of war with Great Britain

by an incident of this nature.

An insurrection broke out in Canada in 1837, and a New York

steamboat was chartered to bring supplies across the Niagara

River to those engaged in it. One night when she was moored on

the New York side of the river a party of loyal Canadians seized

and burned her. During the accompanying affray an American was

killed. A Canadian named McLeod, who was charged with having

fired the fatal shot, was afterwards arrested in New York and

indicted for murder. The British government then informed ours

that it had ordered the burning of the steamer, and thereupon

demanded McLeod's release. Our Secretary of State replied that

the prosecution was in the hands of the State of New York, and

the United States had no control over it. Lord Palmerston made

the affair the subject of a dispatch, in which he stated that

McLeod's execution would produce "a war of retaliation and

vengeance." The President at once requested the Governor of New

York to order a discontinuance of the prosecution. This was

declined, but with a promise to grant a pardon in case of

conviction.[Footnote: Lothrop, "Life of William H. Seward," 35.]

The State courts refused to discharge the prisoner. He was tried

on the original charge, but acquitted.

Congress in 1842 did what it could to prevent the recurrence of

such a conflict of authority by passing an Act giving the Circuit

and District Courts of the United States jurisdiction on

_habeas corpus_ proceedings in favor of foreigners held by

State authority, who might claim a right of release under the

principles of international law.[Footnote: U. S. Revised

Statutes, Sec. 762.]

The Circuit Court has since 1875 been given power to entertain

original jurisdiction of any causes arising under the

Constitution, laws or treaties of the United States, regardless

of the citizenship of the parties, if a value of $2,000 is

involved. In all cases, also, of imprisonment by State

authority, whether under arrest before trial or after a sentence

of conviction, in violation of rights claimed under the

Constitution, laws or treaties of the United States, the prisoner

may now be summarily discharged on a writ of _habeas corpus_

by a court or judge of the United States. Ordinarily, however,

as a matter of comity, he will be left to seek his remedy in the

State courts, and if without success there, on a writ of error

from the Supreme Court of the United States.[Footnote: _In

re_ Neagle, 135 U. S. Reports, 1; _Ex parte_ Royall, 117

U. S. Reports, 241.]

The State courts have no power to release on _habeas corpus_

one who is held under the authority of the United States. If

that authority has been illegally exerted, his remedy is in the

federal courts alone.[Footnote: Ableman _v._ Booth, 21

Howard's Reports, 506.]

The cases in which a State can be sued in an original suit in the

Supreme Court of the United States are defined in the

Constitution and, as limited by the eleventh amendment to it, are

quite few.

Several such actions have been brought. In the earlier ones, the

State declined to recognize the jurisdiction of the court and did

not enter an appearance. The court thereupon decided to proceed

_ex parte_ on hearing the plaintiff;[Footnote: See New

Jersey _v._ New York, 5 Peters' Reports, 283;

U. B. Phillips, "Georgia and State Rights;" Report of American

Historical Association for 1901, II, 83.] and in the later cases

the States have appeared and made defense.

The court, in one of these suits, was asked to issue an

injunction in favor of the Cherokee Indians against the State of

Georgia to prevent her and her Governor, judges and other

officers whatsoever from enforcing certain of her statutes which

were alleged to be unconstitutional. The case went off on

another point, but the majority of the court intimated it to be

their opinion that no such injunction could properly issue

against a sovereign State. Marshall thought it savored "too much

of the exercise of political power to be within the proper

province of the judicial department." Mr. Justice Johnson said

that it was an attempt to compel the President of the United

States, and by indirection, to do what he had declined to do on

the plaintiff's application to him; namely, "to declare war

against a State or to use the public force to repel the force and

resist the laws of a State."[Footnote: Cherokee Nation _v._

Georgia, 5 Peters' Reports, 1, 19, 29.]

It would be no easy thing to enforce a judgment against a State

should it resist. Hence the Supreme Court has been justly

reluctant ever to make any order which would take money out of a

State treasury, unless in cases where the Treasurer was

individually sued, and the money in dispute was not mingled with

other public funds. In 1794, four years before the adoption of

the eleventh amendment, a judgment against the State of Georgia,

authorizing an assessment of general money damages against her,

had been entered in the Supreme Court in favor of one Chisholm,

to whom she owed a debt. Georgia had refused to enter an

appearance in the suit, and in anticipation of this result her

House of Representatives had resolved, in 1793, that if any

Federal marshal should attempt to levy an execution on such a

judgment against the State, it should be a felony, and on

conviction he should be hanged. The Senate had not concurred in

this measure, but it reflected pretty closely the general state

of public feeling in a State largely indebted for what her people

thought it belonged to the United States to pay. The eleventh

amendment was proposed by Congress during the term of court at

which judgment was entered, but not adopted until 1798.

Meanwhile, the court had thought best to defer further

proceedings, and none were ever taken afterwards. The plaintiff

therefore won a barren victory.[Footnote: U. B. Phillips,

"Georgia and State Rights," Report of American Historical

Association for 1901, II, 25.]

The appellate jurisdiction of the Supreme Court of the United

States over States is large, for the State is the party in whose

name all criminal prosecutions in its courts are brought, and in

many of these the defendant sets up some claim under the laws of

the United States which is overruled.

Here again, in case of resistance, it would be difficult to

enforce a judgment of reversal.

Shortly before the action of the Cherokee Nation for an

injunction, the Georgia courts had sentenced Corn Tassel, one of

the tribe, to death for murdering another of them. Tassel had

claimed that by the laws of the United States and their treaty

with his nation he could only be prosecuted before one of his

tribal courts. He obtained a writ of error from the Supreme

Court to review his case on this ground. It was served, but

before it could be heard the day set for his execution had

arrived. By the laws of the United States the allowance of the

writ of error superseded the sentence until the appeal should be

decided. The Governor laid the matter before the legislature,

saying that he did not propose to regard any orders from the

Supreme Court interfering with those of Georgia courts, and

should resist any attempt to enforce them with all the forces at

his command. The legislature approved his position,[Footnote:

U. B. Phillips, "Georgia and State Rights," Report of American

Historical Association for 1901, II, 77.] and Tassel was hanged

on the day originally set.[Footnote: "Memoirs of William Wirt,"

II, 291.] There had been no time to resort again to the Supreme

Court for relief, and as soon as he was dead his writ of error

fell with him, for such a proceeding is legally terminated if the

plaintiff in error dies.

Two years later, Rev. Mr. Worcester, a missionary who had gone to

teach the Christian religion to the Cherokees, was convicted in

the Superior Court of Gwinnet County on an indictment for

residing among them without a license from the State, and sent to

the State prison. He appealed to the Supreme Court of the United

States, which decided that Georgia had no jurisdiction over the

Cherokee reservation, and could not require such licenses. The

judgment against him was therefore reversed, and an order made

"that all proceedings on the said indictment do forever surcease;

and that the said Samuel A. Worcester be and hereby is henceforth

dismissed therefrom, and that he go thereof quit without day, and

that a special mandate do go from this court to the said Superior

Court to carry the judgment into execution."[Footnote: Worcester

_v._ Georgia, 6 Peters' Reports, 515, 596.] The Superior

Court of Gwinnet County paid no respect to this mandate; the

Governor of Georgia characterized it as an attempt at usurpation

which he should meet in a spirit of determined resistance; and

Worcester remained in prison until, on expressing his willingness

to abandon any further efforts for his discharge by authority of

the judgment on his writ of error, the Governor gave him a pardon

on condition of his leaving the State.

A year later, James Grady, who lay under a sentence of death

under proceedings similar to those in Tassel's case, like him

obtained a writ of error from the Supreme Court of the United

States and had it served on the Georgia court, only to find it

disregarded. His execution, in spite of the _"supersedeas"_

which goes by law with every such suit, was the last of this

series of judicial outrages.[Footnote: "Georgia and State

Rights," 83.]

It was unfortunate for the sufferers in these proceedings that

they took place at a time when the cry of "State Rights" was

particularly loud and general in the South. South Carolina had

been quieted with difficulty by Jackson's action in regard to her

nullification ordinance, and he did not wish to go farther than

he thought it necessary in insisting on the supremacy of the

United States.

Since the Civil War, such defiance by a State of the authority of

the Supreme Court of the United States has been unknown and would

be almost inconceivable. The absolute right of the Supreme Court

of the United States to pronounce finally, so far as the States

are concerned, upon every question brought before it as to the

meaning and effect of the national Constitution, has come to be

universally acknowledged.

The courts of a State have the same right, except that it is not

final. This the original Judiciary Act of 1789 (Sec. 25) fully

recognized. Something like it may belong to a Convention of the

whole people of a State, called to act upon its fundamental

concerns; for that would represent the sovereignty of the State

as a whole in the fullest manner. It was from such a convention

that the nullifying ordinance of 1832 proceeded, but the vice of

its action was, not so much that it pronounced the protective

tariff Acts unconstitutional and void, but that it assumed to

deny any right of appeal in litigation growing out of these Acts

and the Ordinance of Nullification, from the courts of South

Carolina to the courts of the United States. This liberty of

appeal in the regular course of judicial procedure is the one

thing which keeps the United States in existence.

The law governing the ordinary transactions of life is that of

the State where they may have their seat. This was affirmed in

the original Judiciary Act,[Footnote: U. S. Revised Statutes, Sec.

721. As "equity follows the law," State legislation creating new

equitable rights or varying those formerly established also

affects causes in equity in the Federal courts. Brine _v._

Insurance Co., 96 U. S. Reports, 627; but see James _v._

Gray, 131 Federal Reporter, 401.] as a general rule for the

courts of the United States in trials at common law. By another

Act of Congress,[Footnote: _Ibid_., Sec. 914.] the practice,

pleadings, and form and mode of proceeding in civil causes, other

than those of equity and admiralty jurisdiction, in the Circuit

and District Courts are to conform as nearly as may be to that

followed in the State within which these courts may be held.

The State laws which are thus made a rule for the United States

courts are the law of the State as it is understood and applied

in its own courts. Hence the construction of a State statute, or

the doctrines of the common law in a particular State, if

definitely settled by the courts of that State, must be followed

in subsequent litigation in the federal courts. Where, however,

a State court has taken a certain position as to what the law is,

and afterwards changes its position, the federal courts are not

compelled to change with it, if this would do injustice to one

who has meanwhile acted on the faith of the original

ruling.[Footnote: Burgess _v._ Seligman, 107 U. S. Reports,

20, and see argument of Daniel Webster in Groves _v._

Slaughter, 15 Peters' Reports, 449, 489.]

Nor are the federal courts, in large questions of a commercial

nature, bound always to accept the opinion of a State court as to

what the common law of the State may be. The manner in which

this doctrine has been evolved is an interesting example of the

manner in which law develops by litigation, and new points are

struck out in a single case as the joint product of lawyer and

judge.[Footnote: See Chaps, XVII, XVIII.]

A bill of exchange drawn in Maine on one Tyson, a merchant in New

York, and bearing his acceptance, was indorsed over to one Swift,

who took it in good faith before it fell due, in payment of a

pre-existing debt. He sued Tyson upon it in the Circuit Court of

the United States in Maine. If his rights were as good as if he

had paid value for it at the time he received it, he was entitled

to recover. If not, his action failed; for the acceptance had

been obtained by fraud. It was made in New York. The judicial

decisions of that State, contrary to the prevailing opinion as to

what was the general common law rule, seemed to favor the view

that a pre-existing debt did not stand on as good a footing as a

present payment, in support of a claim upon negotiable paper.

Samuel Fessenden of Portland, a lawyer of great ability, was his

counsel. The cause was submitted on briefs, without oral

argument. Mr. Fessenden, admitting that the law of the place

where acceptance was made must govern the obligations of Tyson,

insisted that the New York decisions were wrong in principle and

ought not to be regarded.

"If," said his brief, "there is any question of law, not local,

but widely general in its nature and effects, it is the present

question. It is one in which foreigners, the citizens of

different States in their contests with each other, nay, every

nation of the civilized commercial world, are deeply

interested. By all without the United States this Court is

looked to as the judiciary of the whole nation, known as the

United States, whose commerce and transactions are as widely

diffused as is the use of bills of exchange.... How can this

Court preserve its control over the reason and affections of

the people of the United States; that control in which its

usefulness consists, and which its own untrammeled learning and

judgment would enable it naturally to maintain; if its records

show that it has decided-as it may be compelled to decide if

the construction referred to, advocated on the part of the

defendant, is established-the same identical question, arising

on a bill of exchange, first one way, and then the other, with

vacillating inconsistency?"

Mr. Dana, for Tyson, maintained the opposite view with equal

ability. "In coming together," he said, "from the respective

States, the framers of the Constitution, and our representatives

in Congress after them, must be regarded as having had in view

the language, laws, and institutions of the States which they

represented."

Mr. Justice Story gave the opinion of the court. Referring to

the provision in the Judiciary Act (now U. S. Revised Statutes,

Sec. 721) above mentioned, on the construction of which the case

must turn, "It never," he remarked, "has been supposed by us that

the section did apply, or was designed to apply, to questions of

a more general nature, not at all dependent upon local statutes

or local usages of a fixed and permanent operation, as, for

example, to the construction of ordinary contracts or other

written instruments, and especially to questions of general

commercial law, where the State tribunals are called upon to

perform the like functions as ourselves, that is, to ascertain

upon general reasoning and legal analogies, what is the true

exposition of the contract or instrument, or what is the just

rule furnished by the principles of commercial law to govern the

case.... The law respecting negotiable instruments may be truly

declared in the language of Cicero, adopted by Lord Mansfield in

Luke _v._ Lyde, 2 Burr. B., 883, 887, to be in a great

measure, not the law of a single country only, but of the

commercial world. _Non erit alia lex Romae, alia Athenis, alia

nunc, alia posthac, sed et apud omnes gentes, et omni tempore,

una eademque lex obtinebit."_[Footnote: Swift _v._ Tyson,

16 Peters' Reports, 1, 8, 9, 10, 11, 13, 18.]

This opinion had been submitted to the court for the first time

during the evening before it was delivered.[Footnote:

_Ibid_., 23.] It could not have received any very close

scrutiny. It relied on no authority except that of Cicero, for

Lord Mansfield, in the case of Luke _v._ Lyde, was speaking

of the law of the sea, which in the nature of things no one

nation can prescribe or change. It was not easy to reconcile it

with precedents cited by Mr. Dana, in one of which Mr. Justice

Chase of the same court had held on the circuit as early as 1798

that the United States had no common law of their own, and that

the "common law, therefore, of one State is not the common law of

another; but the common law of England is the law of each State,

so far as each State has adopted it; and it results from that

position, connected with the judicial act, that the common law

will always apply to suits between citizen and citizen, whether

they are instituted in a Federal, or State, Court."[Footnote:

United States _v._ Worrall, 2 Dallas' Reports, 384, 394.]

So the Supreme Court itself had said, in 1834, in a famous

judgment, concurred in by Mr. Justice Story himself, that "it is

clear, there can be no common law of the United States. The

federal government is composed of twenty-four sovereign and

independent States; each of which may have its local usages,

customs and common law. There is no principle which pervades the

union and has the authority of law that is not embodied in the

constitution or laws of the union. The common law could be made

a part of our federal system only by legislative adoption. When,

therefore, a common law right is asserted, we must look to the

State in which the controversy originated."[Footnote: Wheaton

_v._ Peters, 8 Peters' Reports, 658.]

The State courts have looked upon the doctrine announced in Swift

_v._ Tyson with an unfriendly eye. In some, its authority

is denied.[Footnote: See Porepaugh _v._ Delaware, Lackawanna

and Western R. R. Co., 128 Pennsylvania State Reports, 217; 18

Atlantic Reporter, 503.] In none will it affect the disposition

of a cause turning upon its own law, and not pending in the

federal courts. It has, however, been repeatedly reaffirmed by

the Supreme Court of the United States, though the later

decisions appear to limit its effect to questions growing out of

commercial transactions not wholly confined to a single

State.[Footnote: Western Union Telegraph Co. _v._ Call

Publishing Co., 181 United States Reports, 92. See Article on

the Common Law of the Federal Courts, by Edward C. Eliot,

_American Law Review_, XXXVI, 498.]

The right of recovery on a cause of action of a commercial nature

will therefore often depend on the court which the plaintiff

selects. If he sues in a State court, the common law of the

State, as the judicial authorities of that State declare it to

be, will be applied; if he sues in a court of the United States,

the common law of the State as the judicial authorities of the

United States declare it to be. Each tribunal will profess to

decide by the same rule--the law of the State; but the federal

court will really apply the common law of England, as it is

generally understood to be, instead of the common law of that

State as it is locally understood to be.

The relations between the federal and State courts which have

been described obviously present many occasions for conflicts of

authority. That such conflicts are so infrequent is mainly due

to a spirit of comity, which the judges of each sovereignty

should and generally do show to those of the other. The federal

courts are also prohibited by Act of Congress from issuing any

injunction to stay proceedings in a State court, except in

certain cases arising under the bankruptcy laws. Independent of

any statute, however, the general principles of jurisprudence

forbid any direct attempt either by a court of the State to

control the action of a court of the United States or by a court

of the United States to control the action of a State court,

except to the limited extent for which provision is made in the

national Constitution.[Footnote: Diggs _v._ Wolcott, 4

Cranch's Reports, 179; M'Kim _v._ Voorhies, 7 Cranch's

Reports, 279.] Each court, this exception aside, exercises

powers belonging to an independent sovereign, and therefore

subject to control by that sovereign only.

The equitable jurisdiction of the courts of the United States

enables them to interfere in disputes arising out of State

elections in certain cases in which the claim is set up that

rights held under the Constitution or laws of the United States

have been violated. Actions for such relief are rare, and

instances have occurred in which the remedy has been abused for

political purposes.[Footnote: See the proceedings in the case of

Kellogg _v._ Warmoth in the United States Circuit Court in

Louisiana in 1872. McPherson's "History of Reconstruction,"

100-108.]

The centralizing and nationalizing tendencies which set in early

in the nineteenth century and were so greatly strengthened by the

course of events during and following soon after the Civil War

have greatly weakened the position and influence of the State

courts. They have thus rendered the State bench less attractive.

In 1791, John Rutledge, an associate justice of the Supreme Court

of the United States, resigned that office for the Chief

Justiceship of South Carolina. During the last half century,

several Chief Justices of States have resigned to become

Associate Justices of the Supreme Court of the United States.

Associate Justices of Supreme Courts in the smaller States have

also frequently resigned to accept the position of District

Judge, attracted by the life tenure, larger salary, and retiring

pension.

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The American Judiciary · 第 2 / 17 章