technology upon which our civilization is based, the easier it will be
for us to live with it. We shall discern the ideals of our industry in
the necessities of industry itself. They are the direction in which it
must evolve if it is to fulfill itself. That is what ideals are. They
are not hallucinations. They are not a collection [p259] of pretty and
casual preferences. Ideals are an imaginative understanding of that
which is desirable in that which is possible. As we discern the ideals
of the machine technology we can consciously pursue them, knowing that
we are not vainly trying to impose our casual prejudices, but that we
are in harmony with the age we live in.
CHAPTER XIII [p260]
GOVERNMENT IN THE GREAT SOCIETY
1. _Loyalty_
The difficulty of discovering an industrial philosophy which fits
machine industry on a large scale has proved less trying than the
discovery of a political philosophy which fits the modern state. I do
not know why this should be so unless it be that, as compared with
politicians, business men have had a closer opportunity to observe
and more pressing reasons for trying to understand the transformation
wrought by machinery and scientific invention. Certainly even the best
political thinking is notably inferior in realism and in pertinence
to the economic thinking which now plays so important a part in the
direction of industry. To a very considerable degree the writer on
politics to-day is about where the economist was when all economic
theory began and for all practical purposes seemed to end with Robinson
Crusoe and his man Friday. Nobody takes political science very
seriously, for nobody is convinced that it is a science or that it has
any important bearing on politics.
In very considerable measure political theory in the modern world
is sterilized by its own ideas. There have been passed down from
generation to generation a collection of concepts which are so hallowed
and so dense that their only use is to excite emotions and to obscure
insight. [p261] How many of us really know what we are talking
about when we use words like the state, sovereignty, independence,
democracy, representative government, national honor, liberty, and
loyalty? Very few of us, I think, could define any of these terms
under cross-examination, though we are prepared to shed blood, or at
least ink, in their behalf. These terms have ceased to be intellectual
instruments for apprehending the facts we have to deal with and have
become push buttons which touch off emotional reflexes.
As good a way as any to raise the temperature of political debate is to
talk about loyalty. Everybody regards himself as loyal and resents any
imputation upon his loyalty, yet even a cursory inspection of this term
will show, I think, that it may mean any number of different things.
It is clearest when used in a military sense. A loyal soldier is one
who obeys his superior officer. A loyal officer is one who obeys his
commander-in-chief. But just exactly what is a loyal commander-in-chief
cannot be told so easily. He is loyal to the nation. He is loyal to the
best interests of the nation. But what those best interests may be,
whether they mean making peace or carrying the war into the enemy’s
country, is an exceedingly debatable question. When the citizen’s
loyalty is in question the whole matter becomes immensely subtle. Must
he be loyal to every law and every command issued by the established
authorities, kings, legislators, and aldermen? There are many who would
say that this is the definition of civic loyalty, to obey the law
without qualifications while it is a law. But such definition puts the
taint of disloyalty on almost all citizens [p262] of the modern state.
For the fact is that all the laws on the books are not even known, and
that a considerable portion are entirely disregarded, and many it is
impossible to obey. The definition, moreover, places outside the pale
many who rank as great patriots, men who defied the law out of loyalty
to some principle which the lawmakers have rejected. But what makes
matters even more complicated is the fact that in modern communities
the principle is accepted that the commands of the established
authorities not only may be criticized but that they ought to be.
At this stage of political development the military element in
loyalty has virtually disappeared. The idea of toleration, of freedom
of speech, and above all the idea of organized opposition, alters
radically the attributes of the sovereign. For a sovereign who has to
be obeyed but not believed in, whose decisions are legitimate matters
of dispute, who may be displaced by his bitterest opponents, has lost
all semblance of omnipotence and omniscience. “He has sovereignty,”
wrote Jean Bodin, “who, after God, acknowledges no one greater than
himself.” Our governors command only for the time being—and within
strict limits. Their authority is only such as they can win and hold.
Political loyalty under these conditions, whatever else it may be,
is certainly not unqualified allegiance to those who hold office, to
the policies they pursue, or even to the laws they enact. Neither the
government as it exists, nor its conduct, nor even the constitution by
which it operates, exercises any ultimate claim upon the loyalty of the
citizen. The most one can say, I think, is that the loyal citizen is
one who loves his country and regards the status quo as an arrangement
which he [p263] is at liberty to modify only by argument, according to
well-understood rules, without violence, and with due regard for the
interests and opinions of his fellow men. If he is loyal to this ideal
of political conduct he is as loyal as the modern state can force him
to be, or as it is desirable that he should be.
2. _The Evolution of Loyalty_
Broadly speaking, the evolution of political loyalty passes through
three phases. In the earliest, the most primitive, and for almost all
men the most natural, loyalty is allegiance to a chieftain; in the
middle phase it tends to become allegiance to an institution—that is
to say, to a corporate, rather than to a human, personality; and in the
last phase it becomes allegiance to a pattern of conduct. The kind of
government which any community is capable of operating is very largely
determined by the kind of loyalty of which its members are capable.
It is plain, for example, that among a people who are capable only of
loyalty to another human being the political system is bound to take
the shape of a hierarchy, in which each man is loyal to his superior,
and the man at the top is loyal to God alone. Such a society will be
feudal, military, theocratic. If it is successfully organized it will
be an ordered despotism, culminating, as the feudal system did, in
God’s Vice-gerent on earth. If it is unsuccessfully organized, as for
example, in the more backward countries of Central America to-day,
the system of personal allegiances will produce little factions each
with its chief, all of them contending for, without quite achieving,
absolute power. This type of organization is so fundamentally [p264]
human that it prevails even in communities which think they have
outgrown it. Thus it appears in what Americans call a political
machine, which is nothing but a hierarchy of professional politicians
held together by profitable personal loyalties. The political boss
is a demilitarized chieftain in the direct line of descent from his
prototypes.
The modern world has come to regard organization on the basis of human
allegiances as alien and dangerous. Yet the political machine exists
even in the most advanced communities. The reason for that is obvious.
With the enfranchisement of virtually the whole adult population,
political power has passed into the hands of a great mass of people
most of whom are altogether incapable of loyalty to institutions,
much less to ideas. They do not understand them. For these voters
the only kind of political behavior is through allegiance to a human
superior, and modern democracies are considered fortunate if the
political leaders and bosses on whom these human allegiances converge
are relatively loyal to the institutions of the country. This, for
example, is the meaning of the dramatic speech in which President
Calles on September 1, 1928, voluntarily renounced the continuation of
his own dictatorship. “For the first time in Mexican history,” he said,
“the Republic faces a situation (owing to the assassination of General
Obregon) whose dominant note is the lack of a military leader, which
is going to make it finally possible for us to direct the policy of
the country into truly institutional channels, striving to pass once
for all from our historical condition of one-man rule to the higher,
more dignified, more useful, and more civilized condition of a nation
of laws and institutions.” It is [p265] hardly to be supposed that
President Calles thought that the Mexican people as a whole could pass
once for all from their historical condition of one-man rule. What he
meant was that the political chieftains to whom the people were loyal
ought thereafter to arrange the succession and to exercise power not
as seemed desirable to them, or as they might imagine that God had
privately commanded them, but in accordance with objective rules of
political conduct.
The conceptions of sovereignty which we inherit are derived from the
primitive system of personal allegiances. That is why the conception
of sovereignty has become increasingly confused as modern civilization
has become more complex. In the Middle Ages the theory reached its
symmetrical perfection. Mankind was conceived as a great organism in
which the spiritual and temporal hierarchies were united as the soul
is united with the body in “an inseverable connection and an unbroken
interaction which must display itself in every part and also throughout
the whole.” But of course even in the Middle Ages the symmetry of this
conception was marred by the fierce disputes between the Emperors and
the Popes. After the Sixteenth Century the whole conception began to
disintegrate. There appeared a congeries of monarchs each claiming to
rule in his territory by divine right. But obviously when there are
many agents of the Lord ruling men, and when they do not agree, the
theory of sovereignty in its moral aspects is in grave difficulties.
As time went on, limitations of all kinds began to be imposed upon
sovereigns. The existence at the same time of many sovereigns produced
the need of international law, for obviously there could have been no
international [p266] law in a world where all of mankind, barring
infidels who did not have to be considered, were under one sovereign
power. The limitations imposed by international law from without were
accompanied by limitations imposed from within.
These limitations from within were based on quite practical
considerations. There grew up slowly in the Middle Ages the idea
that the State originated “in a contract of Subjection made between
People and Ruler.” The first modern writer to argue effectively that
government was based not on a warrant from the Lord, but on a “social
compact” is said to have been Richard Hooker, a clergyman of the
Established Church, who held, in 1594, that the royal authority was
derived from a contract between the king and the people. This idea
soon became popular, for it suited the needs of all those who did not
participate in the privileges of the absolute monarchy. It suited not
only the Church of England, when as in Hooker’s time it was assailed,
but also the dissenting churches, and then the rising middle class
whose ambitions were frustrated by the landed nobles with the king at
their head. The doctrine of the social compact was expounded in many
different forms in the Seventeenth and Eighteenth Centuries by men like
Milton, Spinoza, Hobbes, Locke, and Rousseau.
As an historical theory to explain the origin of human society it
is of course demonstrably false, but as a weapon for breaking up
the concentration of sovereign power and distributing it, the idea
has played a mighty role in history. It is almost certain to appear
wherever there is an absolutism which men feel the need of checking.
But the [p267] theory of the social compact disappears when power
has become so widely diffused that no one can any longer locate
the sovereign. That is what is happening in the advanced modern
communities. The sovereign, whom it was once desirable to put under
contract, has become so anonymous and diffuse that his very existence
to-day is a legal fiction rather than a political fact. And loyalty
by the same token is no longer provided with a personal superior of
indubitable prestige to which it can be attached.
3. _Pluralism_
The relationship between lord and vassals in which each man attaches
himself for better or worse to some superior person tends gradually to
disappear in the modern world. Its passing was somewhat prematurely
announced by the Declaration of the Rights of Man; it did not wholly
disappear by the dissolution of the bonds which bound one man to
another, for the psychological bonds are stronger than the legal.
Nevertheless the effect of modern civilization is to dissolve these
psychological bonds, to break up clannishness and personal dependence.
Men and women alike tend to become more or less independent persons
rather than to remain members of a social organism.
The reason for this lies in the diversification of their interests.
Life in the ancestral order was not only simpler and contained within
narrower limits than it is to-day, but there was a far greater unity
in the activity of each individual. Working the land, fighting,
raising a family, worshipping, were so closely related that they could
be governed by a very simple allegiance to the chief of the tribe
[p268] or the lord of the manor. In the modern world this synthesis
has disintegrated and the activities of a man cannot be directed by a
simple allegiance. Each man finds himself the center of a complex of
loyalties. He is loyal to his government, he is loyal to his state, he
is loyal to his village, he is loyal to his neighborhood. He has his
own family. He has his wife’s family. His wife has her family. He has
his church. His wife may have a different church. He may be an employer
of thousands of men. He may be an employee. He must be loyal to his
corporation, to his trade union, or his professional society. He is
a buyer in many different markets. He is a seller in many different
markets. He is a creditor and a debtor. He owns shares in several
industries. He belongs to a political party, to clubs, to a social set.
The multiplicity of his interests makes it impossible for him to give
his whole allegiance to any person or to any institution.
It may be, in fact for most men it must be, that in each of these
associations he follows a leader. In any considerable number of people
it is certain that they will group themselves in hierarchical form.
In every club, in every social circle, in every trade union, in every
stockholders’ meeting there are leaders and their lieutenants and the
led. But these allegiances are partial. Because a man has so many
loyalties each loyalty commands only a segment of himself. They are
not, therefore, whole-hearted loyalties like that of a good soldier
to his captain. They are qualified, calculated, debatable, and they
are sanctioned not by inherent authority but by expediency or inertia.
[p269]
The outward manifestation of these complex loyalties of the modern man
is the multitude of institutions through which the affairs of mankind
are directed. Now since each of these corporate entities represents
only a part of any man’s interest, except perhaps in the case of the
paid executive secretary, none of these institutions can count to the
bitter end upon the undivided loyalty of all its members. The conflicts
between institutions are in considerable measure conflicts of interest
within the same individuals. There is a point where the activity of a
man’s trade union may so seriously affect the value of the securities
he owns that he does not know which way his interest lies. The
criss-crossing of loyalties is so great in an advanced community that
no grouping is self-contained. No grouping, therefore, can maintain a
military discipline or a military character. For when men strive too
fiercely as members of any one group they soon find that they are at
war with themselves as members of another group.
The statement that modern society is pluralistic cannot, then, be
dismissed as a newfangled notion invented by theorists. It is a sober
description of the actual facts. Each man has countless interests
through which he is attached to a very complex social situation.
The complexity of his allegiance cannot fail to be reflected in his
political conduct.
4. _Live and Let Live_
One of the inevitable effects of being attached to many different,
somewhat conflicting, interdependent groupings is to blunt the edges
of partisanship. It is possible to [p270] be fiercely partisan only
as against those who are wholly alien. It is a fair generalization to
say that the fiercest Democrats are to be found where there are the
fewest Republicans, the most bloodthirsty patriots in the safest swivel
chairs. Where men are personally entangled with the groups that are
in potential conflict, where Democrats and Republicans belong to the
same country club and where Protestants and Catholics marry each other,
it is psychologically impossible to be sharply intolerant. That is
why astute directors of corporations adopt the policy of distributing
their securities as widely as they can; they know quite well that
even the most modest shareholder is in some measure insulated against
anti-corporate agitation. It is inherent in the complex pluralism of
the modern world that men should behave moderately, and experience
amply confirms this conclusion.
There is little doubt that in the great metropolitan centers there
exists a disposition to live and let live, to give and take, to agree
and to agree to differ, which is not to be found in simple homogeneous
communities. In complex communities life quickly becomes intolerable if
men are intolerant. For they are in daily contact with almost everybody
and everything they could conceivably wish to persecute. Their victims
would be their customers, their employees, their landlords, their
tenants and perhaps their wives’ relations. But in a simple community
a kind of pastoral intolerance for everything alien adds a quaint
flavor to living. For the most part it vents itself in the open air.
The terrible indictments drawn up in a Mississippi village against the
Pope in Rome, the Russian nation, the vices of Paris, and the [p271]
enormities of New York are in the main quite lyrical. The Pope may
never even know what the Mississippi preacher thinks of him and New
York continues to go to, but never apparently to reach, hell.
When an agitator wishes to start a crusade, a religious revival, an
inquisition, or some sort of jingo excitement, the further he goes from
the centers of modern civilization the more following he can attract.
It is in the backwoods and in the hill country, in kitchens and in
old men’s clubs, that fanaticism can be kindled. The urban crowd, if
it has been urban for any length of time and has become used to its
environment, may be fickle, faddish, nervous, unstable, but it lacks
the concentration of energy to become fiercely excited for any length
of time about anything. At its worst it is a raging mob, but it is
not persistently fanatical. There are too many things to attract its
attention for it to remain preoccupied for long with any one thing.
To responsible men of affairs the complexity of modern civilization is
a daily lesson in the necessity of not pressing any claim too far, of
understanding opposing points of view, of seeking to reconcile them, of
conducting matters so that there is some kind of harmony in a plural
society. This accounts, I think, for the increasing use of political
devices which are wholly unknown in simpler societies. There is, for
example, the ideal of a civil service. It is wholly modern and it is
quite revolutionary. For it assumes that a great deal of the business
of the state can and must be carried on by a class of men who have no
personal and no party allegiance, who are in fact neutral in politics
and concerned only with the execution [p272] of a task. I know how
imperfectly the civil service works, but that it should exist at all,
and that the ideal it embodies should be generally acknowledged,
is profound testimony as to how inherent in the modern situation
is the concept of disinterestedness. The theory of an independent
judiciary arises out of the same need for disinterested judgment.
Even more significant, perhaps, is the use in all political debates
of the evidence of technicians, experts, and neutral investigators.
The statesman who imagined he had thought up a solution for a social
problem while he was in his bath would be a good deal of a joke; even
if he had stumbled on a good idea, he would not dare to commit himself
to it without elaborate preliminary surveys, investigations, hearings,
conferences, and the like.
Men occupying responsible posts in the Great Society have become aware,
in short, that their guesses and their prejudices are untrustworthy,
and that successful decisions can be made only in a neutral spirit by
comparing their hypotheses with their understanding of reality.
5. _Government in the People_
It has been the cause of considerable wonder to many persons that the
most complex modern communities, where the old loyalties are most
completely dissolved, where authority has so little prestige, where
moral codes are held in such small esteem, should nevertheless have
proved to be far more impervious to the strain of war and revolution
than the older and simpler types of civilization. It has been Russia,
China, Poland, Italy, Spain, rather than England, Germany, Belgium,
and the United States which have been most disorderly in the post-war
[p273] period. The contrary might have been expected. It might well
have been anticipated that the highly organized, delicately poised
social mechanisms would disintegrate the most easily.
Yet it is now evident why modern civilization is so durable. Its
strength lies in its sensitiveness. The effect of bad decisions is
so quickly felt, the consequences are so inescapably serious, that
corrective action is almost immediately set in motion. A simple society
like Russia can let its railroads go gradually to wrack and ruin, but
a complex society like London or New York is instantly disorganized
if the railroads do not run on schedule. So many persons are at once
affected in so many vitally important ways that remedies have to be
found immediately. This does not mean that modern states are governed
as wisely as they should be, or that they do not neglect much that they
cannot really afford to neglect. They blunder along badly enough in all
conscience. There is nevertheless a minimum of order and of necessary
services which they have to provide for themselves. They have to keep
going. They cannot afford the luxury of prolonged disorder or of a
general paralysis. Their own necessities are dependent on such fragile
structures, and everyone is so much affected, that when a modern state
is in trouble it can draw upon incomparable reserves of public spirit.
“I made ninety-one local committees in ninety-one local communities to
look after the Mississippi flood,” Mr. Hoover once explained, “that’s
what I principally did.... You say: ‘a couple of thousand refugees are
coming. They’ve got to have accommodations. Huts. [p274] Water-mains.
Sewers. Streets. Dining-halls. Meals. Doctors. Everything.’... So
you go away and they go ahead and just simply do it. Of all those
ninety-one committees there was just one that fell down.” Mr. Hard,
who reports these remarks, goes on to make Mr. Hoover say that: “No
other Main Street in the world could have done what the American
Main Street did in the Mississippi flood; and Europe may jeer as it
pleases at our mass production and our mass organization and our mass
education. The safety of the United States is its multitudinous mass
leadership.” Allowing for the fact that these remarks appeared in a
campaign biography at a time when Mr. Hoover’s friends were rather
concerned about demonstrating the intensity of his patriotism, there
is nevertheless substantial truth in them. I am inclined to believe
that “multitudinous mass leadership” will be found wherever industrial
society is firmly established, that is to say, wherever a people has
lived with the machine process long enough to acquire the aptitudes
that it calls for. This capacity to organize, to administer affairs,
to deal realistically with necessity, can hardly be due to some
congenital superiority in the American people. They are, after all
only transplanted Europeans. That their aptitudes may be somewhat more
highly developed is not, however, inconceivable: the new civilization
may have developed more freely in a land where it did not have to
contend with the institutions of a military, feudal, and clerical
society.
The essential point is that as the machine technology makes social
relations complex, it dissolves the habits of obedience and dependence;
it disintegrates the centralization [p275] of power and of leadership;
it diffuses the experience of responsible decision throughout the
population, compelling each man to acquire the habit of making
judgments instead of looking for orders, of adjusting his will to the
wills of others instead of trusting to custom and organic loyalties.
The real law under which modern society is administered is neither the
accumulated precedents of tradition nor a set of commands originating
on high which are imposed like orders in an army upon the rank and file
below. The real law in the modern state is the multitude of little
decisions made daily by millions of men.
Because this is so, the character of government is changing radically.
This change is obscured for us in our theorizing by the fact that our
political ideas derive from a different kind of social experience.
We think of governing as the act of a person; for the actual king we
have tried to substitute a corporate king, which we call the nation,
the people, the majority, public opinion, or the general will. But
none of these entities has the attributes of a king, and the failure
of political thinking to lay the ghosts of monarchy leads to endless
misunderstanding. The crucial difference between modern politics and
that to which mankind has been accustomed is that the power to act and
to compel obedience is almost never sufficiently centralized nowadays
to be exercised by one will. The power is distributed and qualified so
that power is exerted not by command but by interaction.
The prime business of government, therefore, is not to direct the
affairs of the community, but to harmonize the direction which the
community gives to its affairs. [p276] The Congress of the United
States, for example, does not consult the conscience and its God and
then decree a tariff law. It enacts the kind of tariff which at the
moment represents the most stable compromise among the interests which
have made themselves heard. The law may be outrageously unfair. But if
it is, that is because those whose interests are neglected did not at
that time have the power to make themselves felt. If the law favors
manufacturers rather than farmers, it is because the manufacturers
at that time have greater weight in the social equilibrium than the
farmers. That may sound hard. But it is doubtful whether a modern
legislature can make laws effective if those laws are not the formal
expression of what the persons actually affected can and wish to do.
The amount of law is relatively small which a modern legislature can
successfully impose. The reason for this is that unless the enforcement
of the law is taken in hand by the citizenry, the officials as such
are quite helpless. It is possible to enforce the law of contracts,
because the injured party will sue; it is possible to enforce the law
against burglary, because almost everybody will report a burglary to
the police. But it is not possible to enforce the old-fashioned speed
laws on the highways because the police are too few and far between,
the pedestrians are uninterested, and motorists like to speed. There is
here a very fundamental principle of modern lawmaking: insofar as a law
depends upon the initiative of officials in detecting violations and in
prosecuting, that law will almost certainly be difficult to enforce. If
a considerable part of the population is hostile to the law, and if the
[p277] majority has only a platonic belief in it, the law will surely
break down. For what gives law reality is not that it is commanded by
the sovereign but that it brings the organized force of the state to
the aid of those citizens who believe in the law.
What the government really does is not to rule men, but to add
overwhelming force to men when they rule their affairs. The passage
of a law is in effect a promise that the police, the courts, and the
officials will defend and enforce certain rights when citizens choose
to exercise them. For all practical purposes this is just as true when
what was once a private wrong to be redressed by private action in law
courts on proof of specific injury has been made by statute a public
wrong which is preventable and punishable by administrative action.
When the citizens are no longer interested in preventing or punishing
specific instances of what the statute declares is a public wrong, the
statute becomes a dead letter. The principle is most obviously true in
the case of a sumptuary law like prohibition. The reason prohibition
is unenforceable in the great cities is that the citizens will not
report the names and addresses of their bootleggers to the prohibition
officials. But the principle is no less true in less obvious cases,
as, for example, in tariffs or laws to regulate railroads. Thus it is
difficult to enforce the tariff law on jewels, for they are easily
smuggled. Insofar as the law is enforced it is because jewelers find
it profitable to maintain an organization which detects smuggling.
Because they know the ins and outs of the trade, and have men in all
the jewelry markets of the world who have an interest in catching
smugglers, it is possible for the United [p278] States Government to
make a fair showing in administering the law. The government cannot
from hour to hour inspect all the transactions of its people, and
any law which rests on the premise that government can do this is
a foolish law. The railroad laws are enforced because shippers are
vigilant. The criminal laws depend upon how earnestly citizens object
to certain kinds of crime. In fact it may be said that laws which make
certain kinds of conduct illicit are effective insofar as the breach
of these laws arouses the citizenry to call in the police and to take
the trouble to help the police. It is not enough that the mass of the
population should be law-abiding. A minority can stultify the law if
the population as a whole is not also law-enforcing.
This is the real sense in which it can be said that power in the modern
state resides not in the government but in the people. As that phrase
is usually employed it alleges that ‘the people,’ as articulated by
elected officials, can govern by command as the monarch or tribal
chieftain once governed. In this sense government by the people is a
delusion. What we have among advanced communities is something that
might perhaps be described as government in the people. The naively
democratic theory was that out of the mass of the voters there arose a
cloud of wills which ascended to heaven, condensed into a thunderbolt,
and then smote the people. It was supposed that the opinion of masses
of persons somehow became the opinion of a corporate person called The
People, and that this corporate person then directed human affairs like
a monarch. But that is not what happens. Government is in the people
and stays there. Government is [p279] their multitudinous decisions in
concrete situations, and what officials do is to assist and facilitate
this process of governing. Effective laws may be said to register an
understanding among those concerned by which the law-abiding know
what to expect and what is expected of them; they are insured with
all the force that the state commands against the disruption of this
understanding by the recalcitrant minority. In the modern state a law
which does not register the inward assent of most of those who are
affected will have very little force as against the breakers of that
law. For it is only by that inward assent that power becomes mobilized
to enforce the law. The government in the person of its officials, its
paltry inspectors and policemen, has relatively little power of its
own. It derives its power from the people in amounts which vary with
the circumstances of each law. That is why the same government may act
with invincible majesty in one place and with ludicrous futility in
another.
6. _Politicians and Statesmen_
The role of the leader would be easier to define if it were agreed
to give separate meanings to two very common words. I mean the words
“politician” and “statesman.” In popular usage a vague distinction
is recognized: to call a man a statesman is eulogy, to call him a
politician is to be, however faintly, disparaging. The dictionary, in
fact, defines a politician as one who seeks to subserve the interests
of a political party _merely_; as an afterthought it defines him as
one skilled in political science: a statesman. And in defining a
statesman the [p280] dictionary says that he is a political leader of
distinguished ability.
These definitions can, I think, be improved upon by clarifying the
meanings which are vaguely intended in popular usage. When we think
offhand of a politician we think of a man who works for a partial
interest. At the worst it is his own pocket. At the best it may be
his party, his class, or an institution with which he is identified.
We never feel that he can or will take into account all the interests
concerned, and because bias and partisanship are the qualities of
his conduct, we feel, unless we are naively afflicted with the same
bias, that he is not to be trusted too far. Now the word ‘statesman,’
when it is not mere pomposity, connotes a man whose mind is elevated
sufficiently above the conflict of contending parties to enable him to
adopt a course of action which takes into account a greater number of
interests in the perspective of a longer period of time. It is some
such conception as this that Edmund Burke had in mind when he wrote
that the state “ought not to be considered as nothing better than a
partnership in a trade of pepper and coffee, calico or tobacco, or
some other such low concern, to be taken up for a little temporary
interest and to be dissolved by the fancy of the parties.... It is a
partnership in a higher and more permanent sense—a partnership in all
science; a partnership in all art; a partnership in every virtue and in
all perfection. As the ends of such a partnership cannot be obtained
in many generations it becomes a partnership not only between those
who are living, but between those who are dead and those who are to be
born.” [p281]
The politician, then, is a man who seeks to attain the special objects
of particular interests. If he is the leader of a political party he
will try either to purchase the support of particular interests by
specific pledges, or if that is impracticable, he will employ some
form of deception. I include under the term ‘deception’ the whole art
of propaganda, whether it consists of half-truths, lies, ambiguities,
evasions, calculated silence, red herrings, unresponsiveness, slogans,
catchwords, showmanship, bathos, hokum, and buncombe. They are, one and
all, methods of preventing a disinterested inquiry into the situation.
I do not say that any one can be elected to office without employing
deception, though I am inclined to think that there is a new school of
political reporters in the land who with a kind of beautiful cruelty
are making it rather embarrassing for politicians to employ their old
tricks. A man may have to be a politician to be elected when there is
adult suffrage, and it may be that statesmanship, in the sense in which
I am using the term, cannot occupy the whole attention of any public
man. It is true at least that it never does.
The reason for this is that in order to hold office a man must array in
his support a varied assortment of persons with all sorts of confused
and conflicting purposes. When then, it may be asked, does he begin to
be a statesman? He begins whenever he stops trying merely to satisfy or
to obfuscate the momentary wishes of his constituents, and sets out to
make them realize and assent to those hidden interests of theirs which
are permanent because they fit the facts and can be harmonized with the
interests of their neighbors. The politician says: “I [p282] will give
you what you want.” The statesman says: “What you think you want is
this. What it is possible for you to get is that. What you really want,
therefore, is the following.” The politician stirs up a following; the
statesman leads it. The politician, in brief, accepts unregenerate
desire at its face value and either fulfills it or perpetrates a fraud;
the statesman re-educates desire by confronting it with the reality,
and so makes possible an enduring adjustment of interests within the
community.
The chief element in the art of statesmanship under modern conditions
is the ability to elucidate the confused and clamorous interests which
converge upon the seat of government. It is an ability to penetrate
from the naive self-interest of each group to its permanent and real
interest. It is a difficult art which requires great courage, deep
sympathy, and a vast amount of information. That is why it is so rare.
But when a statesman is successful in converting his constituents from
a childlike pursuit of what seems interesting to a realistic view of
their interests, he receives a kind of support which the ordinary glib
politician can never hope for. Candor is a bitter pill when first it is
tasted but it is full of health, and once a man becomes established in
the public mind as a person who deals habitually and successfully with
real things, he acquires an eminence of a wholly different quality from
that of even the most celebrated caterer to the popular favor. His hold
on the people is enduring because he promises nothing which he cannot
achieve; he proposes nothing which turns out to be a fake. Sooner or
later the politician, because he deals in unrealities, is found out.
Then he either goes to jail, or he is tolerated [p283] cynically as a
picturesque and amiable scoundrel; or he retires and ceases to meddle
with the destinies of men. The words of a statesman prove to have value
because they express not the desires of the moment but the conditions
under which desires can actually be adjusted to reality. His projects
are policies which lay down an ordered plan of action in which all the
elements affected will, after they have had some experience of it,
find it profitable to co-operate. His laws register what the people
really desire when they have clarified their wants. His laws have force
because they mobilize the energies which alone can make laws effective.
It is not necessary, nor is it probable, that a statesmanlike policy
will win such assent when it is first proposed. Nor is it necessary
for the statesman to wait until he has won complete assent. There are
many things which people cannot understand until they have lived with
them for a while. Often, therefore, the great statesman is bound to
act boldly in advance of his constituents. When he does this he stakes
his judgment as to what the people will in the end find to be good
against what the people happen ardently to desire. This capacity to
act upon the hidden realities of a situation in spite of appearances
is the essence of statesmanship. It consists in giving the people
not what they want but what they will learn to want. It requires the
courage which is possible only in a mind that is detached from the
agitations of the moment. It requires the insight which comes only from
an objective and discerning knowledge of the facts, and a high and
imperturbable disinterestedness.
CHAPTER XIV [p284]
LOVE IN THE GREAT SOCIETY
1. _The External Control of Sexual Conduct_
While the changes which modernity implies affect the premises of
all human conduct, the problem as a whole engages the attention of
relatively few persons. The larger number of men and women living
within the orbit of the Great Society are no doubt aware that their
inherited beliefs about religion, politics, business, and sex do not
square entirely with the actual beliefs upon which they feel compelled
to act. But the fundamental alterations in political and economic
ideals which the machine technology is inducing come home to each man
only indirectly and partially. The consequences are subtle, delayed,
and what is even more important, they are outside the scope of the
ordinary man’s personal decision. There is little that is urgent,
immediate, or decisive which he can do, even if he understands them,
about the changes in the structure and purpose of industry and the
state. Most men can manage, therefore, to live without ever attempting
to decide for themselves any fundamental question about business or
politics. But they can neither ignore changes in sexual relations nor
do they wish to. It is possible for a man to be a socialist or an
individualist without ever having to make one responsible decision
in which his theories play any part. But what he thinks [p285]
about divorce and contraception, continence and license, monogamy,
prostitution, and sexual experience outside of marriage, are matters
that are bound at some point in his life to affect his own happiness
immediately and directly. It is possible to be hypocritical about
sex. But it is not possible for any adult who is not anæsthetic to be
indifferent. The affairs of state may be regulated by leaders. But the
affairs of a man and a woman are inescapably their own.
That obviously is the reason why in the popular mind it is immediately
assumed that when morals are discussed it is sexual morals that are
meant. The morals of the politician and the voter, of the shareholder
and executive and employee, are only moderately interesting to the
general public: thus they almost never supply the main theme of popular
fiction. But the relation between boy and girl, man and woman, husband
and wife, mistress and lover, parents and children, are themes which
no amount of repetition makes stale. The explanation is obvious. The
modern audience is composed of persons among whom only a comparatively
negligible few are serenely happy in their personal lives. Popular
fiction responds to their longings: to the unappeased it offers some
measure of vicarious satisfaction, to the prurient an indulgence, to
the worried, if not a way out, then at least the comfort of knowing
that their secret despair is a common, and not a unique, experience.
Yet in spite of this immense preoccupation with sex it is
extraordinarily difficult to arrive at any reliable knowledge of what
actual change in human behavior it reflects. This is not surprising.
In fact this is the very [p286] essence of the matter. The reason it
is difficult to know the actual facts about sexual behavior in modern
society is that sexual behavior eludes observation and control. We know
that the old conventions have lost most of their authority because we
cannot know about, and therefore can no longer regulate, the sexual
behavior of others. It may be that there is, as some optimists believe,
a fine but candid restraint practiced among modern men and women. It
may be that incredible licentiousness exists all about us, as the
gloomier prophets insist. It may be that there is just about as much
unconventional conduct and no more than there has always been. Nobody,
I think, really knows. Nobody knows whether the conversation about
sex reflects more promiscuity or less hypocrisy. But what everybody
must know is that sexual conduct, whatever it may be, is regulated
personally and not publicly in modern society. If there is restraint it
is, in the last analysis, voluntary; if there is promiscuity, it can be
quite secret.
The circumstances which have wrought this change are inherent in modern
ways of living. Until quite recently the main conventions of sex were
enforced first by the parents and then by the husband through their
control over the life of the woman. The main conventions were: first,
that she must not encourage or display any amorous inclinations except
where there was practical certainty that the young man’s intentions
were serious; second, that when she was married to the young man
she submitted to his embraces only because the Lord somehow failed
to contrive a less vile method of perpetuating the species. All the
minor conventions were [p287] subsidiary to these; the whole system
was organized on the premise that procreation was the woman’s only
sanction for sexual intercourse. Such control as was exercised over
the conduct of men was subordinate to this control over the conduct of
women. The chastity of women before marriage was guarded; that meant
that seduction was a crime, but that relations with “lost” or unchaste
women were tolerated. The virtuous man, by popular standards, was one
who before his marriage did not have sexual relations with a virtuous
woman. There is ample testimony in the outcries of moralists that even
in the olden days these conventions were not perfectly administered.
But they were sufficiently well administered to remain the accepted
conventions, honored even in the breach. It was possible, because of
the way people lived, to administer them.
The woman lived a sheltered life. That is another way of saying
that she lived under the constant inspection of her family. She
lived at home. She worked at home. She met young men under the
zealous chaperonage of practically the whole community. No doubt,
couples slipped away occasionally and more went on than was known or
acknowledged. But even then there was a very powerful deterrent against
an illicit relationship. This deterrent was the fear of pregnancy.
That in the end made it almost certain that if a secret affair were
consummated it could not be kept secret and that terrible penalties
would be exacted. In the modern world effective chaperonage has become
impracticable and the fear of pregnancy has been virtually eliminated
by the very general knowledge of contraceptive methods. [p288]
The whole revolution in the field of sexual morals turns upon the fact
that external control of the chastity of women is becoming impossible.
2. _Birth Control_
The Biblical account of how Jehovah slew Onan for disobeying his
father’s commandment to go to his brother’s widow, Tamar, and “perform
the duty of an husband’s brother,” shows that the deliberate prevention
of conception is not a new discovery. Mr. Harold Cox must be right when
he says “it is fairly certain that in all ages and in all countries
men and women have practiced various devices to prevent conception
while continuing to indulge in sexual intercourse.” For while I know
of no positive evidence to support this, it appears to be self-evident
that the human race within historical times has not multiplied up to
the limits of human fecundity. Since it is hardly probable that this
has been due to the continence of husbands, nor wholly to infanticide,
abortion, infant mortality, and postponement of marriage, it is safe to
conclude that birth control is an ancient practice.
Nevertheless, it was not until the Nineteenth Century that the
practice of contraception began to be publicly advocated on grounds
of public policy. Until the industrial age the weight of opinion was
overwhelmingly in favor of very large families. Kings and nobles needed
soldiers and retainers: “As arrows in the hand of a mighty man, so are
the children of youth. Happy is the man that hath his quiver full of
them. They shall not be ashamed, but they shall speak with the enemies
in the [p289] gate.” Fathers of families desired many sons. The early
factory owners could use abundant cheap labor. There had been men from
Plato’s time who had their doubts about the value of an indefinitely
growing population. But the substantial opinion down to the end of
the Eighteenth Century was Adam Smith’s that: “the most decisive mark
of the prosperity of any country is the increase of the number of its
inhabitants.”
Apparently it was the sinister character of the early factory system,
and the ominous unrest which pervaded Europe after the French
Revolution, which rather suddenly changed into pessimism this bland
optimism about an ever growing population. Malthus published the first
edition of his _Essay on Population_ in 1798. This book is undoubtedly
one of the great landmarks of human culture, for it focussed the
attention of Europe on the necessity of regulating the growth of
population. Malthus himself, it seems, hoped that this regulation
could be achieved by the postponement of marriage and by continence.
It is not clear whether he disapproved of what is now called
neo-Malthusianism, or whether he did not regard it as practicable.
Nevertheless, within less than twenty-five years James Mill in the
_Encyclopædia Britannica_ had in guarded fashion put forward the
neo-Malthusian principle, and shortly thereafter, that is in 1823, an
active public propaganda was set on foot, most probably by Francis
Place, by means of what were known as the “diabolical handbills.”
These leaflets were addressed to the working classes and contained
descriptions of methods for preventing conception. Some of them were
sent to a good lady named Mrs. Fildes, who [p290] indignantly, but
mistakenly from her point of view, assisted the nefarious propaganda
by exposing it in the public prints. Fifty years later Mr. Bradlaugh
and Mrs. Besant had themselves indicted and tried for selling an
illustrated edition of Knowlton’s _Fruits of Philosophy_. After that
advertisement, neo-Malthusian principles and practices were known and
were, therefore, available to all but the poorest and most illiterate.
No propaganda so threatening to the established moral order ever
encountered such an ineffective opposition. I do not know how much
money has been spent on the propaganda nor how many martyrs have had
to coerce reluctant judges to try them. But it is evident that once it
was known that fairly dependable methods of contraception exist, the
people took the matter into their own hands. For the public reasons by
which neo-Malthusianism was justified were also private reasons. The
social philosopher said that population must be adjusted to the means
of subsistence. Man and wife said that they must have only as many
children as they could afford to rear. The eugenist said that certain
stocks ought not to multiply. Individual women decided that too many
children, or even any children, were bad for their health. But these
were not the only reasons which explain the demand for neo-Malthusian
knowledge. There was also the very plain demand due to a desire to
enjoy sexual intercourse without social consequences.
On this aspect of birth control the liberal reformers have, I think,
been until recently more than a little disingenuous. They have been
arguing for the removal of the prohibitory laws, and they have built
their case on two [p291] main theses. They have argued, first, that
the limitation of births was sound public policy for economic and
eugenic reasons; and second, that it was necessary to the happiness
of families, the health of mothers, and the welfare of children. All
these reasons may be unimpeachable. I think they are. But it was idle
to pretend that the dissemination of this knowledge, even if legally
confined to the instruction of married women by licensed physicians,
could be kept from the rest of the adult population. Obviously that
which all married couples are permitted to know every one is bound
to know. Human curiosity will make that certain. Now this is what
the Christian churches, especially the Roman Catholic, which oppose
contraception on principle, instantly recognized. They were quite
right. They were quite right, too, in recognizing that whether or
not birth control is eugenic, hygienic, and economic, it is the most
revolutionary practice in the history of sexual morals.
For when conception could be prevented, there was an end to the theory
that woman submits to the embrace of the male only for purposes of
procreation. She had to be persuaded to co-operate, and no possible
reason could be advanced except that the pleasure was reciprocal.
She had to understand and inwardly assent to the principle that it
is proper to have sexual intercourse with her husband and to prevent
conception. She had, therefore, to give up the whole traditional theory
which she may have only half-believed anyway, that sexual intercourse
was an impure means to a noble end. She could no longer believe that
procreation alone mitigated the vileness of cohabiting with a man, and
so she had to change her valuation [p292] and accept it as inherently
delightful. Thus by an inevitable process the practice of contraception
led husbands and wives to the conviction that they need not be in the
least ashamed of their desires for each other.
But this transvaluation of values within the sanctity of the marital
chamber could hardly be kept a secret. What had happened was that
married couples were indulging in the pleasures of sex because
they had learned how to isolate them from the responsibilities of
parenthood. When we talk about the unconventional theories of the
younger generation we might in all honesty take this fact into account.
They have had it demonstrated to them by their own parents, by those
in whom the administering of the conventions is vested, that under
certain circumstances it is legitimate and proper to gratify sexual
desire apart from any obligation to the family or to the race. They
have been taught that it is possible to do this, and that it may be
proper. Therefore, the older generation could no longer argue that
sexual intercourse as such was evil. It could no longer argue that it
was obviously dangerous. It could only maintain that the psychological
consequences are serious if sexual gratification is not made incidental
to the enduring partnership of marriage and a home. That may be, in
fact, I think it can be shown to be, the real wisdom of the matter.
Yet if it is the wisdom of the matter, it is a kind of wisdom which
men and women can acquire by experience alone. They do not have it
instinctively. They cannot be compelled to adopt it. They can only
learn to believe it.
That is a very different thing from submitting to a convention upheld
by all human and divine authority. [p293]
3. _The Logic of Birth Control_
With contraception established as a more or less legitimate idea in
modern society, a vast discussion has ensued as to how the practice
of it can be rationalized. In this discussion the pace is set by
those who accept the apparent logic of contraception and are prepared
boldly to revise the sexual conventions accordingly. They take as
their major premise the obvious fact that by contraception it is
possible to dissociate procreation from gratification, and therefore
to pursue independently what Mr. Havelock Ellis calls the primary and
secondary objects of the sexual impulse. They propose, therefore, to
sanction two distinct sets of conventions: one designed to protect
the interests of the offspring by promoting intelligent, secure, and
cheerful parenthood; the other designed to permit the freest and
fullest expression of the erotic personality. They propose, in other
words, to distinguish between parenthood as a vocation involving public
responsibility, and love as an art, pursued privately for the sake of
happiness.
As a preparation for the vocation of parenthood it is proposed
to educate both men and women in the care, both physical and
psychological, of children. It is proposed further that mating for
parenthood shall become an altogether deliberate and voluntary
choice: the argument here is that the duties of parenthood cannot
be successfully fulfilled except where both parents cheerfully and
knowingly assume them. Therefore, it is proposed, in order to avert the
dangers of love at first sight and of mating under the blind compulsion
of instinct, that a period of free experimentation [p294] be allowed
to precede the solemn engagement to produce and rear children. This
engagement is regarded as so much a public responsibility that it is
even proposed, and to some extent has been embodied in the law of
certain jurisdictions, that marriages for parenthood must be sanctioned
by medical authority. In order, too, that no compulsive considerations
may determine what ought to be a free and intelligent choice, it is
argued that women should be economically independent before and during
marriage. As this may not be possible for women without property
of their own during the years when they are bearing and rearing
children, it is proposed in some form or other to endow motherhood.
This endowment may take the form of a legal claim upon the earnings of
the father, or it may mean a subsidy from the state through mothers’
pensions, free medical attention, day nurseries, and kindergartens. The
principle that successful parenthood must be voluntary is maintained
as consistently as possible. Therefore, among those who follow the
logic of their idea, it is proposed that even marriages deliberately
entered into for procreation shall be dissoluble at the will of either
party, the state intervening only to insure the economic security of
the offspring. It is proposed, furthermore, that where women find the
vocation of motherhood impracticable for one reason or another, they
may be relieved of the duty of rearing their children.
Not all of the advanced reformers adopt the whole of this program, but
the whole of this program is logically inherent in the conception of
parenthood as a vocation deliberately undertaken, publicly pursued, and
motivated solely by the parental instincts. [p295]
The separate set of conventions which it is proposed to adopt for the
development of love as an art have a logic of their own. Their function
is not to protect the welfare of the child but the happiness of lovers.
It is very easy to misunderstand this conception. Mr. Havelock Ellis,
in fact, describes it as a “divine and elusive mystery,” a description
which threatens to provide a rather elusive standard by which to fix a
new set of sexual conventions. But baffling as this sounds, it is not
wholly inscrutable, and a sufficient understanding of what is meant can
be attained by clearing up the dangerous ambiguity in the phrase “love
as an art.”
There are two arts of love and it makes a considerable difference
which one is meant. There is the art of love as Casanova, for example,
practiced it. It is the art of seduction, courtship, and sexual
gratification: it is an art which culminates in the sexual act. It
can be repeated with the same lover and with other lovers, but it
exhausts itself in the moment of ecstasy. When that moment is reached,
the work of art is done, and the lover as artist “after an interval,
perhaps of stupor and vital recuperation” must start all over again,
until at last the rhythm is so stale it is a weariness to start at
all; or the lover must find new lovers and new resistances to conquer.
The aftermath of romantic love—that is, of love that is consummated
in sexual ecstasy—is either tedium in middle age or the compulsive
adventurousness of the libertine.
Now this is not what Mr. Ellis means when he talks about love as an
art. “The act of intercourse,” he says, “is only an incident, and not
an essential in love.” Incident to what? His answer is that it is an
incident to an [p296] “exquisitely and variously and harmoniously
blended” activity of “all the finer activities of the organism,
physical and psychic.” I take this to mean that when a man and woman
are successfully in love, their whole activity is energized and
victorious. They walk better, their digestion improves, they think
more clearly, their secret worries drop away, the world is fresh and
interesting, and they can do more than they dreamed that they could
do. In love of this kind sexual intimacy is not the dead end of desire
as it is in romantic or promiscuous love, but periodic affirmation of
the inward delight of desire pervading an active life. Love of this
sort can grow: it is not, like youth itself, a moment that comes and is
gone and remains only a memory of something which cannot be recovered.
It can grow because it has something to grow upon and to grow with;
it is not contracted and stale because it has for its object, not the
mere relief of physical tension, but all the objects with which the
two lovers are concerned. They desire their worlds in each other, and
therefore their love is as interesting as their worlds and their worlds
are as interesting as their love.
It is to promote unions of this sort that the older liberals are
proposing a new set of sexual conventions. There are, however,
reformers in the field who take a much less exalted view of the sexual
act, who regard it, indeed, not only as without biological or social
significance, but also as without any very impressive psychological
significance. “The practice of birth control,” says Mr. C. E. M. Joad,
for example, “will profoundly modify our sexual habits. It will enable
the pleasures of sex to be tasted without its penalties, and it will
remove the most [p297] formidable deterrent to irregular intercourse.”
For birth control “offers to the young ... the prospect of shameless,
harmless, and unlimited pleasure.” But whether the reformers agree with
Mr. Ellis that sexual intimacy is, as he says, a sacrament signifying
some great spiritual reality, or with Mr. Joad that it is a harmless
pleasure, they are agreed that the sexual conventions should be revised
to permit such unions without penalties and without any sense of shame.
They ask public opinion to sanction what contraception has made
feasible. They point out that “a large number of the men and women
of to-day form sexual relationships outside marriage—whether or
not they ultimately lead to marriage—which they conceal or seek to
conceal from the world.” These relationships, says Mr. Ellis, differ
from the extra-marital manifestations of the sexual life of the past
in that they do not derive from prostitution or seduction. Both of
these ancient practices, he adds, are diminishing, for prostitution is
becoming less attractive and, with the education of women, seduction
is becoming less possible. The novelty of these new relations, the
prevalence of which is conceded though it cannot be measured, lies in
the fact that they are entered into voluntarily, have no obvious social
consequences, and are altogether beyond the power of law or opinion to
control. The argument, therefore, is that they should be approved, the
chief point made being that by removing all stigma from such unions,
they will become candid, wholesome, and delightful. The objection of
the reformers to the existing conventions is that the sense of sin
poisons the spontaneous goodness of such relationships. [p298]
The actual proposals go by a great variety of fancy names such as free
love, trial marriage, companionate marriage. When these proposals are
examined it is evident they all take birth control as their major
premise, and then deduce from it some part or all of the logical
consequences. Companionate marriage, for example, is from the point
of view of the law, whatever it may be subjectively, nothing but
a somewhat roundabout way of saying that childless couples may be
divorced by mutual consent. It is a proposal, if not to control, then
at least to register, publicly all sexual unions, the theory being that
this public registration will abolish shame and furtiveness and give
them a certain permanence. Companionate marriage is frankly an attempt
at a compromise between marriages that are difficult to dissolve and
clandestine relationships which have no sanction whatever.
The uncompromising logic of birth control has been stated more clearly,
I think, by Mr. Bertrand Russell than by anyone else. Writing to Judge
Lindsey during the uproar about companionate marriage, Mr. Russell said:
I go further than you do: the things which your enemies say about
you would be largely true of me. My own view is that the state
and the law should take no notice of sexual relations apart from
children, and that no marriage ceremony should be valid unless
accompanied by a medical certificate of the woman’s pregnancy.
But when once there are children, I think that divorce should be
avoided except for very grave cause. I should not regard physical
infidelity as a very grave cause and should teach people that
it is to be expected and tolerated, but should not involve the
begetting of illegitimate children—not because illegitimacy is
bad in [p299] itself, but because a home with two parents is
best for children. I do not feel that the main thing in marriage
is the feeling of the parents for each other; the main thing is
cooperation in bearing children.
In this admirably clear statement there is set forth a plan for that
complete separation between the primary and secondary function of
sexual intercourse which contraception makes possible.
4. _The Use of Convention_
It is one thing, however, to recognize the full logic of birth control
and quite another thing to say that convention ought to be determined
by that logic. One might as well argue that because automobiles can be
driven at a hundred miles an hour the laws should sanction driving at
the rate of a hundred miles an hour. Birth control is a device like the
automobile, and its inherent possibilities do not fix the best uses to
be made of it.
What an understanding of the logic of birth control does is to set
before us the limits of coercive control of sexual relations. The law
can, for example, make divorce very difficult where there are children.
It could, as Mr. Bertrand Russell suggests, refuse divorce on the
ground of infidelity. On the other hand the law cannot effectively
prohibit infidelity, and as a matter of fact does not do so to-day.
It cannot effectively prohibit fornication though there are statutes
against it. Therefore, what Mr. Russell has done is to describe
accurately enough the actual limits of effective legal control.
But sexual conventions are not statutes, and it is important to define
quite clearly just what they are. In the [p300] older world they were
rules of conduct enforceable by the family and the community through
habit, coercion, and authority. In this sense of the word, convention
tends to lose force and effect in modern civilization. Yet a convention
is essentially a theory of conduct and all human conduct implies some
theory of conduct. Therefore, although it may be that no convention
is any longer coercive, conventions remain, are adopted, revised, and
debated. They embody the considered results of experience: perhaps the
experience of a lonely pioneer or perhaps the collective experience of
the dominant members of a community. In any event they are as necessary
to a society which recognizes no authority as to one which does. For
the inexperienced must be offered some kind of hypothesis when they
are confronted with the necessity of making choices: they cannot be so
utterly open-minded that they stand inert until something collides with
them. In the modern world, therefore, the function of conventions is to
declare the meaning of experience. A good convention is one which will
most probably show the inexperienced the way to happy experience.
Just because the rule of sexual conduct by authority is dissolving,
the need of conventions which will guide conduct is increasing.
That, in fact, is the reason for the immense and urgent discussion
of sex throughout the modern world. It is an attempt to attain an
understanding of the bewilderingly new experiences to which few men or
women know how to adjust themselves. The true business of the moralist
in the midst of all this is not to denounce this and to advocate that,
but to see as clearly as he can into the meaning of it, so that out
of the chaos of [p301] pain and happiness and worry he may help to
deliver a usable insight.
It is, I think, to the separation of parenthood as a vocation from love
as an end in itself that the moralist must address himself. For this is
the heart of the problem: to determine whether this separation, which
birth control has made feasible and which law can no longer prevent, is
in harmony with the conditions of human happiness.
5. _The New Hedonism_
Among those who hold that the separation of the primary and secondary
functions of the sexual impulse is good and should constitute the major
premise of modern sexual conventions, there are, as I have already
pointed out, two schools of thought. There are the transcendentalists
who believe with Mr. Havelock Ellis that “sexual pleasure, wisely used
and not abused, may prove the stimulus and liberator of our finest and
most exalted activities,” and there are the unpretentious hedonists
who believe that sexual pleasure is pleasure and not the stimulus or
liberator of anything important. Both are, as we say, emancipated:
neither recognizes the legitimacy of objective control unless a child
is born, and both reject as an evil the traditional subjective control
exercised by the sense of sin. Where they differ is in their valuation
of love.
Hedonism as an attitude toward life is, of course, not a new thing in
the world, but it has never before been tested out under such favorable
conditions. To be a successful hedonist a man must have the opportunity
to seek his pleasures without fear of any kind. Theodorus of Cyrene,
[p302] who taught about 310 B.C., saw that clearly, and therefore
to release men from fear openly denied the Olympian gods. But the
newest hedonism has had an even better prospect than the classical:
it finds men emancipated not only of all fear of divine authority
and human custom but of physical and social consequences as well. If
the pursuit of pleasure by carefree men were the way to happiness,
hedonism ought, then, to be proving itself triumphantly in the modern
world. Possibly it is too early to judge, but the fact is nevertheless
highly significant, I think, that the new hedonists should already have
arrived at the same conclusion as the later hedonists in the classical
world. Hegesias, for example, wrote when hedonism had already had a
great vogue: he was called, rather significantly, the “persuader to
die.” For having started from the premise that pleasure is the end of
life, he concluded that, since life affords at least as much pain as
pleasure, the end of life cannot be realized. There is now a generation
in the world which is approaching middle age. They have exercised the
privileges which were won by the iconoclasts who attacked what was
usually called the Puritan or Victorian tradition. They have exercised
the privileges without external restraint and without inhibition. Their
conclusions are reported in the latest works of fiction. Do they report
that they have found happiness in their freedom? Well, hardly. Instead
of the gladness which they were promised, they seem, like Hegesias, to
have found the wasteland.
“If love has come to be less often a sin,” says that very discerning
critic of life and letters, Mr. Joseph Wood Krutch, “it has come also
to be less often a supreme privilege. [p303] If one turns to the
smarter of those novelists who describe the doings of the more advanced
set of those who are experimenting with life—to, for example, Mr.
Aldous Huxley or Mr. Ernest Hemingway,—one will discover in their
tragic farces the picture of a society which is at bottom in despair
because, though it is more completely absorbed in the pursuit of love
than in anything else, it has lost the sense of any ultimate importance
inherent in the experience which preoccupies it; and if one turns to
the graver of the intellectual writers,—to, for example, Mr. D. H.
Lawrence, Mr. T. S. Eliot, or Mr. James Joyce,—one will find both
explicitly and implicitly a similar sense that the transcendental value
of love has become somehow attenuated, and that, to take a perfectly
concrete example, a conclusion which does no more than bring a man and
woman into complete possession of one another is a mere bathos which
does nothing except legitimately provoke the comment, ‘Well, what of
it?’ One can hardly imagine them concerned with what used to be called,
in a phrase which they have helped to make faintly ridiculous, ‘the
right to love.’ Individual freedom they have inherited and assumed
as a right, but they are concerned with something which their more
restricted forefathers assumed—with, that is to say, the value of love
itself. No inhibitions either within or without restrain them, but they
are asking themselves, ‘What is it worth?’ and they are certainly no
longer feeling that it is obviously and in itself something which makes
life worth the living.
“To Huxley and Hemingway—I take them as the most conspicuous exemplars
of a whole school—love is at times only a sort of obscene joke. The
former in particular has [p304] delighted to mock sentiment with
physiology, to place the emotions of the lover in comic juxtaposition
with quaint biological lore, and to picture a romantic pair ‘quietly
sweating palm to palm.’ But the joke is one which turns quickly bitter
upon the tongue, for a great and gratifying illusion has passed away,
leaving the need for it still there. His characters still feel the
psychological urge, and, since they have no sense of sin in connection
with it, they yield easily and continually to that urge; but they
have also the human need to respect their chief preoccupation, and
it is the capacity to do this that they have lost. Absorbed in the
pursuit of sexual satisfaction, they never find love and they are
scarcely aware that they are seeking it, but they are far from content
with themselves. In a generally devaluated world they are eagerly
endeavoring to get what they can in the pursuit of satisfactions which
are sufficiently instinctive to retain inevitably a modicum of animal
pleasure, but they cannot transmute that simple animal pleasure into
anything else. They themselves not infrequently share the contempt with
which their creator regards them, and nothing could be less seductive,
because nothing could be less glamorous, than the description of the
debaucheries born of nothing except a sense of the emptiness of life.”
This “generally devaluated world,” of which Mr. Krutch speaks, what
is it after all, but a world in which nothing connects itself very
much with anything else? If you start with the belief that love is
the pleasure of a moment, is it really surprising that it yields only
a momentary pleasure? For it is the most ironical of all illusions
to suppose that one is free of illusions in contracting any [p305]
human desire to its primary physiological satisfaction. Does a man
dine well because he ingests the requisite number of calories? Is he
freer from illusions about his appetite than the man who creates an
interesting dinner party out of the underlying fact that his guests and
he have the need to fill their stomachs? Would it really be a mark of
enlightenment if each of them filled his stomach in the solitary and
solemn conviction that good conversation and pleasant companionship are
one thing and nutrition is another?
This much the transcendentalists understand well enough. They do
not wish to isolate the satisfaction of desire from our “finest
and most exalted activities.” They would make it “the stimulus and
the liberator” of these activities. They would use it to arouse to
“wholesome activity all the complex and interrelated systems of the
organism.” But what are these finest and most exalted activities which
are to be stimulated and liberated? The discovery of truth, the making
of works of art, meditation and insight? Mr. Ellis does not specify. If
these are the activities that are meant, then the discussion applies to
a very few of the men and women on earth. For the activities of most
of them are necessarily concerned with earning a living and managing
a household and rearing children and finding recreation. If the art
of love is to stimulate and liberate activities, it is these prosaic
activities which it must stimulate and liberate. But if you idealize
the logic of birth control, make parenthood a separate vocation,
isolate love from work and the hard realities of living, and say that
it must be spontaneous and carefree, what have you done? You have
separated [p306] it from all the important activities which it might
stimulate and liberate. You have made love spontaneous but empty, and
you have made home-building and parenthood efficient, responsible, and
dull.
What has happened, I believe, is what so often happens in the first
enthusiasm for a revolutionary invention. Its possibilities are so
dazzling that men forget that inventions belong to man and not man to
his inventions. In the discussion which has ensued since birth control
became generally feasible, the central confusion has been that the
reformers have tried to fix their sexual ideals in accordance with the
logic of birth control instead of the logic of human nature. Birth
control does make feasible this dissociation of interests which were
once organically united. There are undoubtedly the best of reasons
for dissociating them up to a point. But how completely it is wise
to dissociate them is a matter to be determined not by saying how
completely it is possible to dissociate them, but how much it is
desirable to dissociate them.
All the varieties of the modern doctrine that man is a collection of
separate impulses, each of which can attain its private satisfaction,
are in fundamental contradiction not only with the traditional body of
human wisdom but with the modern conception of the human character.
Thus in one breath it is said in advanced circles that love is a series
of casual episodes, and in the next it transpires that the speaker is
in process of having himself elaborately psychoanalyzed in order to
disengage his soul from the effects of apparently trivial episodes
in his childhood. On the one hand it is asserted that sex pervades
everything and on the other that sexual behavior is inconsequential.
[p307] It is taught that experience is cumulative, that we are what
our past has made us and shall be what we are making of ourselves now,
and then with bland indifference to the significance of this we are
told that all experiences are free, equal, and independent.
6. _Marriage and Affinity_
It is not hard to see why those who are concerned in revising sexual
conventions should have taken the logic of birth control rather than
knowledge of human nature as their major premise. Birth control is an
immensely beneficent invention which can and does relieve men and women
of some of the most tragic sorrows which afflict them: the tragedies of
the unwanted child, the tragedies of insupportable economic burdens,
the tragedies of excessive child bearing and the destruction of youth
and the necessity of living in an unrelenting series of pregnancies. It
offers them freedom from intolerable mismating, from sterile virtue,
from withering denials of happiness. These are the facts which the
reformers saw, and in birth control they saw the instrument by which
such freedom could be obtained.
The sexual conventions which they have proposed are really designed to
cure notorious evils. They do not define the good life in sex; they
point out ways of escape from the bad life. Thus companionate marriage
is proposed by Judge Lindsey not as a type of union which is inherently
desirable, but as an avenue of escape from corrupt marriages on the
one hand and furtive promiscuity on the other. The movement for free
divorce comes down to this: it is necessary because so many marriages
[p308] are a failure. The whole theory that love is separate from
parenthood and home-building is supported by the evidence in those
cases where married couples are not lovers. It is the pathology of
sexual relations which inspires the reformers of sexual conventions.
There is no need to quarrel with them because they insist upon remedies
for manifest evils. Deep confusion results when they forget that these
remedies are only remedies, and go on to institute them as ideals.
It is better, without any doubt, that incompatible couples should
be divorced and that each should then be free to find a mate who is
compatible. But the frequency with which men and women have to resort
to divorce because they are incompatible will be greatly influenced by
the notions they have before and during marriage of what compatibility
is, and what it involves. The remedies for failure are important. But
what is central is the conception of sexual relations by which they
expect to live successfully.
They cannot—I am, of course, speaking broadly—expect to live
successfully by the conception that the primary and secondary functions
of sex are in separate compartments of the soul. I have indicated
why this conception is self-defeating and why, since human nature is
organic and experience cumulative, our activities must, so to speak,
engage and imply each other. Mates who are not lovers will not really
cooperate, as Mr. Bertrand Russell thinks they should, in bearing
children; they will be distracted, insufficient, and worst of all they
will be merely dutiful. Lovers who have nothing to do but love each
other are not really to be envied; love and nothing else very soon is
nothing else. The emotion of love, in spite [p309] of the romantics,
is not self-sustaining; it endures only when the lovers love many
things together, and not merely each other. It is this understanding
that love cannot successfully be isolated from the business of living
which is the enduring wisdom of the institution of marriage. Let the
law be what it may be as to what constitutes a marriage contract and
how and when it may be dissolved. Let public opinion be as tolerant
as it can be toward any and every kind of irregular and experimental
relationship. When all the criticisms have been made, when all
supernatural sanctions have been discarded, all subjective inhibitions
erased, all compulsions abolished, the convention of marriage still
remains to be considered as an interpretation of human experience. It
is by the test of how genuinely it interprets human experience that the
convention of marriage will ultimately be judged.
The wisdom of marriage rests upon an extremely unsentimental view of
lovers and their passions. Its assumptions, when they are frankly
exposed, are horrifying to those who have been brought up in the
popular romantic tradition of the Nineteenth Century. These assumptions
are that, given an initial attraction, a common social background,
common responsibilities, and the conviction that the relationship is
permanent, compatibility in marriage can normally be achieved. It is
precisely this that the prevailing sentimentality about love denies.
It assumes that marriages are made in heaven, that compatibility is
instinctive, a mere coincidence, that happy unions are, in the last
analysis, lucky accidents in which two people who happen to suit
each other happen to have met. The convention of marriage rests on
an interpretation of [p310] human nature which does not confuse the
subjective feeling of the lovers that their passion is unique, with
the brutal but objective fact that, had they never met, each of them
would in all probability have found a lover who was just as unique.
“Love,” says Mr. Santayana, “is indeed much less exacting than it
thinks itself. Nine-tenths of its cause are in the lover, for one-tenth
that may be in the object. Were the latter not accidentally at hand,
an almost identical passion would probably have been felt for some one
else; for, although with acquaintance the quality of an attachment
naturally adapts itself to the person loved, and makes that person
its standard and ideal, the first assault and mysterious glow of the
passion is much the same for every object.”
This is the reason why the popular conception of romantic love as the
meeting of two affinities produces so much unhappiness. The mysterious
glow of passion is accepted as a sign that the great coincidence has
occurred; there is a wedding and soon, as the glow of passion cools, it
is discovered that no instinctive and preordained affinity is present.
At this point the wisdom of popular romantic marriage is exhausted. For
it proceeds on the assumption that love is a mysterious visitation.
There is nothing left, then, but to grin and bear a miserably dull and
nagging fate, or to break off and try again. The deep fallacy of the
conception is in the failure to realize that compatibility is a process
and not an accident, that it depends upon the maturing of instinctive
desire by adaptation to the whole nature of the other person and to the
common concerns of the pair of lovers.
The romantic theory of affinities rests upon an immature [p311] theory
of desire. It springs from an infantile belief that the success of
love is in the satisfactions which the other person provides. What
this really means is that in childlike fashion the lover expects
his mistress to supply him with happiness. But in the adult world
that expectation is false. Because nine-tenths of the cause, as Mr.
Santayana says, are in the lover for one-tenth that may be in the
object, it is what the lover does about that nine-tenths which is
decisive for his happiness. It is the claim, therefore, of those
who uphold the ideal of marriage as a full partnership, and reject
the ideal which would separate love as an art from parenthood as a
vocation, that in the home made by a couple who propose to see it
through, there are provided the essential conditions under which
the passions of men and women are most likely to become mature, and
therefore harmonious and disinterested.
7. _The Schooling of Desire_
They need not deny, indeed it would be foolish as well as cruel for
them to underestimate, the enormous difficulty of achieving successful
marriages under modern conditions. For with the dissolution of
authority and compulsion, a successful marriage depends wholly upon the
capacity of the man and the woman to make it successful. They have to
accomplish wholly by understanding and sympathy and disinterestedness
of purpose what was once in a very large measure achieved by habit,
necessity, and the absence of any practicable alternative. It takes
two persons to make a successful marriage in the modern world, and
that fact more than doubles its difficulty. For these reasons alone
the modern state ought to do what it [p312] would none the less be
compelled to do: it ought to provide decent ways of retreat in case of
failure.
But if it is the truth that the convention of marriage correctly
interprets human experience, whereas the separatist conventions are
self-defeating, then the convention of marriage will prove to be the
conclusion which emerges out of all this immense experimenting. It
will survive not as a rule of law imposed by force, for that is now, I
think, become impossible. It will not survive as a moral commandment
with which the elderly can threaten the young. They will not listen.
It will survive as the dominant insight into the reality of love and
happiness, or it will not survive at all. That does not mean that all
persons will live under the convention of marriage. As a matter of fact
in civilized ages all persons never have. It means that the convention
of marriage, when it is clarified by insight into reality, is likely
to be the hypothesis upon which men and women will ordinarily proceed.
There will be no compulsion behind it except the compulsion in each man
and woman to reach a true adjustment of his life.
It is in this necessity of clarifying their love for those who are
closest to them that the moral problems of the new age come to a
personal issue. It is in the realm of sexual relations that mankind is
being schooled amidst pain and worry for the novel conditions which
modernity imposes. It is there, rather than in politics, business, or
even in religion, that the issues are urgent, vivid, and inescapable.
It is there that they touch most poignantly and most radically the
organic roots of human personality. And it is there, in the ordering of
their personal attachments, [p313] that for most men the process of
salvation must necessarily begin.
For disinterestedness in all things, as Dean Inge says, is a mountain
track which the many are likely in the future as in the past to find
cold, bleak, and bare: that is why “the road of ascent is by personal
affection for man.” By the happy ordering of their personal affections
they may establish the type and the quality and the direction of their
desires for all things. It is in the hidden issues between lovers,
more than anywhere else, that modern men and women are compelled, by
personal anguish rather than by laws and preachments or even by the
persuasions of abstract philosophy, to transcend naive desire and to
reach out towards a mature and disinterested partnership with their
world.
CHAPTER XV [p314]
THE MORALIST IN AN UNBELIEVING WORLD
1. _The Declaration of Ideals_
Of all the bewilderments of the present age none is greater than that
of the conscientious and candid moralist himself. The very name of
moralist seems to have become a term of disparagement and to suggest
a somewhat pretentious and a somewhat stupid, perhaps even a somewhat
hypocritical, meddler in other men’s lives. In the minds of very many
in the modern generation moralists are set down as persons who, in the
words of Dean Inge, fancy themselves attracted by God when they are
really only repelled by man.
The disesteem into which moralists have fallen is an historical
accident. It so happens that those who administered the affairs of the
established churches have, by and large, failed utterly to comprehend
how deep and how inexorable was the dissolution of the ancestral order.
They imagined either that this change in human affairs was a kind of
temporary corruption, or that, like the eighty propositions listed in
the Syllabus of Pope Pius IX, it could be regarded as due to “errors”
of the human mind. There were, of course, churchmen who knew better,
but on the whole those who prevailed in the great ecclesiastical
[p315] establishments could not believe that the skepticism of mind
and the freedom of action which modern men exercise were due to
inexorable historic causes. They declined to acknowledge that modern
freedom was not merely a wilful iconoclasm, but the liquidation of an
older order of human life.
Because they could not comprehend the magnitude of the revolution in
which they were involved, they set themselves the task of impeding its
progress by chastising the rebels and refuting their rationalizations.
This was described as a vindication of morals. The effect was to
associate morality with the vindication of the habits and dispositions
of those who were most thoroughly out of sympathy with the genuine
needs of modern men.
The difficulties of the new age were much more urgent than those which
the orthodox moralists were concerned with. The moralists insisted
that conduct must conform to the established code; what really worried
men was how to adjust their conduct to the novel circumstances which
confronted them. When they discovered that those who professed to be
moralists were continuing to deny that the novelty of modern things had
any bearing upon human conduct, and that morality was a word signifying
a return to usages which it was impossible to follow, even if it were
desirable, there was a kind of tacit agreement to let the moralists be
moral and to find other language in which to describe the difference
between good and bad, right and wrong. Mr. Joad is not unrepresentative
of this reaction into contempt when he speaks of “the dowagers, the
aunts, the old maids, the parsons, the town councillors, the clerks,
the members of vigilance committees and purity [p316] leagues, all
those who are themselves too old to enjoy sex, too unattractive to
obtain what they would wish to enjoy, or too respectable to prefer
enjoyment to respectability.” Thus for many the name of moralist came
to be very nearly synonymous with antipathy to the genius and the
vitality of the modern age.
But it is idle for moralists to ascribe the decline of their influence
to the perversity of their fellow creatures. The phenomenon is
world-wide. Moreover, it is most intensely present at precisely those
points where the effect of science and the machine technology have
been most thoroughly manifested. The moralists are not confronted
with a scandal but with history. They have to come to terms with a
process in the life of mankind which is working upon the inner springs
of being and altering inevitably the premises of conduct. They need
not suppose that their pews are empty and that their exhortations are
ignored because modern men are really as wilful as the manners of the
younger generation lead them to conclude. Much of what appears to be a
tough self-sufficiency is protective: it is a brittle crust covering
depths of uncertainty. If the advice of moralists is ignored, it is
not because this generation is too proud to listen, or unaware that
it has anything to learn. On the contrary there is such curiosity and
questioning as never before engaged so large a number of men. The
audience to which a genuine moralist might speak is there. If it is
inattentive when the orthodox moralist speaks, it is because he seems
to speak irrelevantly.
The trouble with the moralists is in the moralists themselves: they
have failed to understand their times. They [p317] think they are
dealing with a generation that refuses to believe in ancient authority.
They are, in fact, dealing with a generation that cannot believe in
it. They think they are confronted with men who have an irrational
preference for immorality, whereas the men and women about them are
ridden by doubts because they do not know what they prefer, nor why.
The moralists fancy that they are standing upon the rock of eternal
truth, surveying the chaos about them. They are greatly mistaken.
Nothing in the modern world is more chaotic—not its politics, its
business, or its sexual relations—than the minds of orthodox moralists
who suppose that the problem of morals is somehow to find a way of
reinforcing the sanctions which are dissolving. How can we, they say in
effect, find formulas and rhetoric potent enough to make men behave?
How can we revive in them that love and fear of God, that sense of the
creature’s dependence upon his creator, that obedience to the commands
of a heavenly king, which once gave force and effect to the moral code?
They have misconceived the moral problem, and therefore they
misconceive the function of the moralist. An authoritative code of
morals has force and effect when it expresses the settled customs of
a stable society: the pharisee can impose upon the minority only such
conventions as the majority find appropriate and necessary. But when
customs are unsettled, as they are in the modern world, by continual
change in the circumstances of life, the pharisee is helpless. He
cannot command with authority because his commands no longer imply the
usages of the community: they express the prejudices of the moralist
rather than the practices of men. When that [p318] happens, it is
presumptuous to issue moral commandments, for in fact nobody has
authority to command. It is useless to command when nobody has the
disposition to obey. It is futile when nobody really knows exactly
what to command. In such societies, wherever they have appeared among
civilized men, the moralist has ceased to be an administrator of usages
and has had to become an interpreter of human needs. For ages when
custom is unsettled are necessarily ages of prophecy. The moralist
cannot teach what is revealed; he must reveal what can be taught. He
has to seek insight rather than to preach.
The disesteem into which moralists have fallen is due at bottom to
their failure to see that in an age like this one the function of the
moralist is not to exhort men to be good but to elucidate what the
good is. The problem of sanctions is secondary. For sanctions cannot
be artificially constructed: they are a product of agreement and
usage. Where no agreement exists, where no usages are established,
where ideals are not clarified and where conventions are not
followed comfortably by the mass of men, there are not, and cannot
be, sanctions. It is possible to command where most men are already
obedient. But even the greatest general cannot discipline a whole army
at once. It is only when the greater part of his army is with him that
he can quell the mutiny of a faction.
The acids of modernity are dissolving the usages and the sanctions to
which men once habitually conformed. It is therefore impossible for the
moralist to command. He can only persuade. To persuade he must show
that the course of conduct he advocates is not an arbitrary pattern
[p319] to which vitality must submit, but that which vitality itself
would choose if it were clearly understood. He must be able to show
that goodness is victorious vitality and badness defeated vitality;
that sin is the denial and virtue the fulfilment of the promise
inherent in the purposes of men. The good, said the Greek moralist, is
“that which all things aim at”; we may perhaps take this to mean that
the good is that which men would wish to do if they knew what they were
doing.
If the morality of the naive hedonist who blindly seeks the
gratification of his instincts is irrational in that he trusts immature
desire, disregards intelligence and damns the consequences, the
morality of the pharisee is no less irrational. It reduces itself to
the wholly arbitrary proposition that the best life for man would be
some other kind of life than that which satisfies his nature. The true
function of the moralist in an age when usage is unsettled is what
Aristotle who lived in such an age described it to be: to promote good
conduct by discovering and explaining the mark at which things aim. The
moralist is irrelevant, if not meddlesome and dangerous, unless in his
teaching he strives to give a true account, imaginatively conceived,
of that which experience would show is desirable among the choices
that are possible and necessary. If he is to be listened to, and if
he is to deserve a hearing among his fellows, he must set himself
this task which is so much humbler than to command and so much more
difficult than to exhort: he must seek to anticipate and to supplement
the insight of his fellow men into the problems of their adjustment to
reality. He must find ways to make clear and ordered and expressive
those concerns [p320] which are latent but overlaid and confused by
their preoccupations and misunderstandings.
Could he do that with perfect lucidity he would not need to summon the
police nor evoke the fear of hell: hell would be what it really is,
and what in all inspired moralities it has always been understood to
be, the very quality of evil itself. Nor would he find himself in the
absurd predicament of seeming to argue that virtue is highly desirable
but intensely unpleasant. It would not be necessary to praise goodness,
for it would be that which men most ardently desired. Were the nature
of good and evil really made plain by moralists, their teachings would
appear to the modern listener not like exhortations from without, but
as Keats said of poetry: “a wording of his own highest thoughts and ...
almost a remembrance.”
2. _The Choice of a Way_
What modernity requires of the moralist is that he should see with an
innocent eye how men must reform their wants in a world which is not
concerned to make them happy. The problem, as I have tried to show, is
not a new one. It has been faced and solved by the masters of wisdom.
What is new is the scale on which the problem is presented—in that so
many must face it now—and its radical character in that the organic
bonds of custom and belief are dissolving. There ensues a continual
necessity of adjusting their lives to complex novelty. In such a
world simple customs are unsuitable and authoritative commandments
incredible. No prescription can now be written which men can naively
and obediently follow. They have, therefore, to reeducate their
[p321] wants by an understanding of their own relation to a world
which is unconcerned with their hopes and fears. From the moralists
they can get only hypotheses—distillations of experience carefully
examined—probabilities, that is to say, upon which they may begin to
act, but which they themselves must constantly correct by their own
insight.
It is difficult for the orthodox moralists to believe that amidst the
ruins of authority men will ever learn to do this. They can point to
the urban crowds and ask whether anyone supposes that such persons are
capable of ordering their lives by so subtle an instrument as the human
understanding. They can insist with unanswerable force that this is
absurd: that the great mass of men must be guided by rules and moved
by the symbols of hope and fear. And they can ask what there is in
the conception of the moralist as I have outlined it which takes the
character of the populace into account.
What I take into account first of all is the fact, which it seems to
me is indisputable, that for the modern populace the old rules are
becoming progressively unsuitable and the old symbols of hope and fear
progressively unreal. I ascribe that to the inherent character of the
modern ways of living. I conclude from this that if the populace must
be led, if it must have easily comprehended rules, if it must have
common symbols of hope and fear, the question is how are its leaders
to be developed, rules to be worked out, symbols created. The ultimate
question is not how the populace is to be ruled, but what the teachers
are to think. That is the question that has to be settled first: it is
the preface to everything else.
For while moralists are at sixes and sevens in their own [p322]
souls, not much can be done about morality, however high or low may
be our estimates of the popular intelligence and character. If it
were necessary to assume that ideals are relevant only if they are
universally attainable, it would be a waste of time to discuss them.
For it is evident enough that many, if not most men, must fail to
comprehend what modern morality implies. But to recognize this is not
to prophesy that the world is doomed unless men perform the miracle
of reverting to their ancestral tradition. This is not the first time
in the history of mankind when a revolution in the affairs of men
has produced chaos in the human spirit. The world can endure a good
deal of chaos. It always has. The ideal inherent in any age is never
realized completely: Greece, which we like to idealize as an oasis of
rationality, was only in some respects Hellenic; the Ages of Faith
were only somewhat Christian. The processes of nature and of society
go on somehow none the less. Men are born and they live and die with
some happiness and some sorrow though they neither envisage wholly nor
nearly approximate the ideals they pursue.
But if civilization is to be coherent and confident it must be _known_
in that civilization what its ideals are. There must exist in the form
of clearly available ideas an understanding of what the fulfilment of
the promise of that civilization might mean, an imaginative conception
of the good at which it might, and, if it is to flourish, at which
it must aim. That knowledge, though no one has it perfectly, and
though relatively few have it at all, is the principle of all order
and certainty in the life of that people. By it they can clarify the
practical conduct [p323] of life in some measure, and add immeasurably
to its dignity.
To elucidate the ideals with which the modern world is pregnant is
the original business of the moralist. Insofar as he succeeds in
disentangling that which men think they believe from that which
it is appropriate for them to believe, he is opening his mind to
a true vision of the good life. The vision itself we can discern,
only faintly, for we have as yet only the occasional and fragmentary
testimony of sages and saints and heroes, dim anticipations here and
there, a most imperfect science of human behavior, and our own obscure
endeavor to make explicit and rational the stresses of the modern
world within our own souls. But we can begin to see, I think, that the
evidence converges upon the theory that what the sages have prophesied
as high religion, what psychologists delineate as matured personality,
and the disinterestedness which the Great Society requires for its
practical fulfilment, are all of a piece, and are the basic elements of
a modern morality. I think the truth lies in this theory.
If it does, experience will enrich and refine it, and what is now an
abstract principle arrived at by intuition and dialectic will engender
ideas that marshal, illuminate, and anticipate the subtle and intricate
detail of our actual experience. That at least can be our belief. In
the meantime, the modern moralist cannot expect soon to construct a
systematic and harmonious moral edifice like that which St. Thomas
Aquinas and Dante constructed to house the aspirations of the mediæval
world. He is in a much earlier phase in the evolution of his world,
in the phase of inquiry and prophecy rather than of ordering and
harmonizing, [p324] and he is under the necessity of remaining close
to the elements of experience in order to apprehend them freshly.
He cannot, therefore, permit the old symbols of faith and the old
formulations of right and wrong to prejudice his insight. Insofar as
they contain wisdom for him or can become its vehicles, he will return
to them. But he cannot return to them with honor or with sincerity
until he has himself gone and drunk deeply at the sources of experience
from which they originated.
Only when he has done that can he again in any honest sense take
possession of the wisdom which he inherits. It requires wisdom to
understand wisdom; the music is nothing if the audience is deaf.
In the great moral systems and the great religions of mankind are
embedded the record of how men have dealt with destiny, and only the
thoughtless will argue that that record is obsolete and insignificant.
But it is overlaid with much that is obsolete and for that reason it
is undeciphered and inexpressive. The wisdom it contains has to be
discovered anew before the old symbols will yield up their meaning.
That is the only way in which Bacon’s aphorism can be fulfilled,
that “a little philosophy inclineth man’s mind to atheism, but depth
in philosophy bringeth men’s minds about to religion.” The depth
in philosophy which can bring them about is a much deeper and more
poignant experience than complacent churchmen suppose.
It can be no mere settling back into that from which men in the ardor
of their youth escaped. This man and that may settle back, to be sure;
he may cease to inquire though his questions are unanswered. But such
conformity is sterile, and due to mere weariness of mind and [p325]
body. The inquiry goes on because it has to go on, and while the
vitality of our race is unimpaired, there will be men who feel with Mr.
Whitehead that “to acquiesce in discrepancy is destructive of candor
and of moral cleanliness,” and that “it belongs to the self-respect of
intellect to pursue every tangle of thought to its final unravelment.”
The crisis in the religious loyalties of mankind cannot be resolved by
weariness and good nature, or by the invention of little intellectual
devices for straightening out the dilemmas of biology and Genesis,
history and the Gospels with which so many churchmen busy themselves.
Beneath these little conflicts there is a real dilemma which modern men
cannot successfully evade. “Where is the way where light dwelleth?”
They are compelled to choose consciously, clearly, and with full
realization of what the choice implies, between religion as a system of
cosmic government and religion as insight into a cleansed and matured
personality: between God conceived as the master of that fate, creator,
providence, and king, and God conceived as the highest good at which
they might aim. For God is the supreme symbol in which man expresses
his destiny, and if that symbol is confused, his life is confused.
Men have not, hitherto, had to make that choice, for the historic
churches have sheltered both kinds of religious experience, and the
same mysteries have been the symbols of both. That confusion is no
longer benign because men are no longer unconscious of it. They are
aware that it is a confusion, and they are stultified by it. Because
the popular religion of supernatural governments is undermined, the
symbols of religion do not provide clear channels [p326] for religious
experience. They are choked with the debris of dead notions in which
men are unable to believe and unwilling to disbelieve. The result is a
frustration in the inner life which will persist as long as the leaders
of thought speak of God in more senses than one, and thus render all
faith invalid, insincere, and faltering.
3. _The Religion of the Spirit_
The choice is at last a personal one. The decision is rendered not by
argument but by feeling. Those who believe that their salvation lies
in obedience to, and communion with, the King of Creation can know how
whole-hearted their faith is by the confidence of their own hearts. If
they are at peace, they need inquire no further. There are, however,
those who do not find a principle of order in the belief that they are
related to a supernatural power. They cannot be argued into the ancient
belief, for it has been dissolved by the circumstances of their lives.
They are deeply perplexed. They have learned that the absence of belief
is vacancy; they know, from disillusionment and anxiety, that there is
no freedom in mere freedom. They must find, then, some other principle
which will give coherence and direction to their lives.
If the argument in these pages is sound, they need not look for and,
in fact, cannot hope for, some new and unexpected revelation. Since
they are unable to find a principle of order in the authority of a
will outside themselves, there is no place they can find it except
in an ideal of the human personality. But they do not have to invent
such an ideal out of hand. The ideal way of life for men who must make
their own terms with experience and find [p327] their own happiness
has been stated again and again. It is that only the regenerate, the
disinterested, the mature, can make use of freedom. This is the central
insight of the teachers of wisdom. We can see now, I think, that it
is also the mark at which the modern study of human nature points. We
can see, too, that it is the pattern of successful conduct in the most
advanced phases of the development of modern civilization. The ideal,
then, is an old one, but its confirmation and its practical pertinence
are new. The world is able at last to take seriously what its greatest
teachers have said. And since all things need a name, if they are to be
talked about, devotion to this ideal may properly be called by the name
which these greatest teachers gave it; it may be called the religion
of the spirit. At the heart of it is the knowledge that the goal of
human effort is to be able, in the words I have so often quoted from
Confucius, to follow what the heart desires without transgressing what
is right.
In an age when custom is dissolved and authority is broken, the
religion of the spirit is not merely a possible way of life. In
principle it is the only way which transcends the difficulties. It
alone is perfectly neutral about the constitution of the universe, in
that it has no expectation that the universe will justify naive desire.
Therefore, the progress of science cannot upset it. Its indifference to
what the facts may be is indeed the very spirit of scientific inquiry.
A religion which rests upon particular conclusions in astronomy,
biology, and history may be fatally injured by the discovery of new
truths. But the religion of the spirit does not depend upon creeds and
cosmologies; it has no vested interest in any particular truth. It is
[p328] concerned not with the organization of matter, but with the
quality of human desire.
It alone can endure the variety and complexity of things, for the
religion of the spirit has no thesis to defend. It seeks excellence
wherever it may appear, and finds it in anything which is inwardly
understood; its motive is not acquisition but sympathy. Whatever is
completely understood with sympathy for its own logic and purposes
ceases to be external and stubborn and is wholly tamed. To understand
is not only to pardon, but in the end to love. There is no itch in
the religion of the spirit to make men good by bearing down upon them
with righteousness and making them conform to a pattern. Its social
principle is to live and let live. It has the only tolerable code of
manners for a society in which men and women have become freely-moving
individuals, no longer held in the grooves of custom by their ancestral
ways. It is the only disposition of the soul which meets the moral
difficulties of an anarchical age, for its principle is to civilize the
passions, not by regulating them imperiously, but by transforming them
with a mature understanding of their place in an adult environment.
It is the only possible hygiene of the soul for men whose selves have
become disjointed by the loss of their central certainties, because
it counsels them to draw the sting of possessiveness out of their
passions, and thus by removing anxiety to render them harmonious and
serene.
The philosophy of the spirit is an almost exact reversal of the
worldling’s philosophy. The ordinary man believes that he will be
blessed if he is virtuous, and therefore virtue seems to him a price
he pays now for a blessedness he [p329] will some day enjoy. While
he is waiting for his reward, therefore, virtue seems to him drab,
arbitrary, and meaningless. For the reward is deferred, and there is
really no instant proof that virtue really leads to the happiness he
has been promised. Because the reward is deferred, it too becomes
vague and dubious, for that which we never experience, we cannot truly
understand. In the realm of the spirit, blessedness is not deferred:
there is no future which is more auspicious than the present; there
are no compensations later for evils now. Evil is to be overcome now
and happiness is to be achieved now, for the kingdom of God is within
you. The life of the spirit is not a commercial transaction in which
the profit has to be anticipated; it is a kind of experience which is
inherently profitable.
And so the mature man would take the world as it comes, and within
himself remain quite unperturbed. When he acted, he would know that he
was only testing an hypothesis, and if he failed, he would know that he
had made a mistake. He would be quite prepared for the discovery that
he might make mistakes, for his intelligence would be disentangled from
his hopes. The failure of his experiment could not, therefore, involve
the failure of his life. For the aspect of life which implicated his
soul would be his understanding of life, and, to the understanding,
defeat is no less interesting than victory. It would be no effort,
therefore, for him to be tolerant, and no annoyance to be skeptical.
He would face pain with fortitude, for he would have put it away
from the inner chambers of his soul. Fear would not haunt him, for
he would be without compulsion to seize anything and without anxiety
[p330] as to its fate. He would be strong, not with the strength of
hard resolves, but because he was free of that tension which vain
expectations beget. Would his life be uninteresting because he was
disinterested? He would have the whole universe, rather than the prison
of his own hopes and fears, for his habitation, and in imagination all
possible forms of being. How could that be dull unless he brought the
dullness with him? He might dwell with all beauty and all knowledge,
and they are inexhaustible. Would he, then, dream idle dreams? Only if
he chose to. For he might go quite simply about the business of the
world, a good deal more effectively perhaps than the worldling, in
that he did not place an absolute value upon it, and deceive himself.
Would he be hopeful? Not if to be hopeful was to expect the world to
submit rather soon to his vanity. Would he be hopeless? Hope is an
expectation of favors to come, and he would take his delights here and
now. Since nothing gnawed at his vitals, neither doubt nor ambition,
nor frustration, nor fear, he would move easily through life. And so
whether he saw the thing as comedy, or high tragedy, or plain farce, he
would affirm that it is what it is, and that the wise man can enjoy it.
APPENDIX [p331]
ACKNOWLEDGMENTS
At the suggestion of the publishers, the references which follow have
been segregated in an appendix instead of being scattered as footnotes
through the text. They felt, rightly enough, I think, that in a book of
this character the purpose of the notes was to acknowledge indebtedness
for the material cited rather than to support the argument, and
that the reader would prefer not to have the text encumbered by the
apparatus of a kind of scholarship to which the author makes no
pretensions.