THE DRAMA OF DESTINY
1. _The Soul in the Modern World_
The effect of modernity, then, is to specialize and thus to intensify
our separated activities. Once all things were phases of a single
destiny: the church, the state, the family, the school were means to
the same end; the rights and duties of the individual in society, the
rules of morality, the themes of art, and the teachings of science
were all of them ways of revealing, of celebrating, of applying the
laws laid down in the divine constitution of the universe. In the
modern world institutions are more or less independent, each serving
its own proximate purpose, and our culture is really a collection of
separate interests each sovereign within its own realm. We do not put
shrines in our workshops, and we think it unseemly to talk business
in the vestibule of a church. We dislike politics in the pulpit and
preaching from politicians. We do not look upon our scholars as priests
or upon our priests as learned men. We do not expect science to sustain
theology, nor religion to dominate art. On the contrary we insist with
much fervor on the separation of church and state, of religion and
science, of politics and historical research, of morality and art, of
business and love. This separation of activities has its counterpart
in a separation of selves; the life of a modern man is not so much
the [p113] history of a single soul; it is rather a play of many
characters within a single body.
That may be why the modern autobiographical novel usually runs to two
volumes; the author requires more space to explain how his various
personalities came to be what they were at each little crisis of
adolescence and of middle age than St. Augustine, St. Thomas à Kempis,
and St. Francis put together needed in order to describe their whole
destiny in this world and the next. No doubt we are rather long-winded
and tiresome about the complexities of our souls. But from the
knowledge that we are complex there is no escape.
The modern man is unable any longer to think of himself as a single
personality approaching an everlasting judgment. He is one man to-day
and another to-morrow, one person here and another there. He does not
feel he knows himself. He is sure that no one else knows him at all.
His motives are intricate, and not wholly what they seem. He is moved
by impulses which he feels but cannot describe. There are dark depths
in his nature which no one has ever explored. There are splendors which
are unreleased. He has become greatly interested in his moods. The
precise nuances of his likes and dislikes have become very important.
There is no telling just what he is or what he may become, but there
is a certain breathless interest in having one of his selves watch and
comment upon the mischief and the frustrations of his other selves.
The problems of his character have become dissociated from any feeling
that they involve his immortal destiny. They have become dissociated
from the feeling that they deeply matter. From the feeling that [p114]
they are deeply his own. From the feeling that there is any personality
to own them. There they are: his inferiority complex and mine, your
sadistic impulse and Tom Jones’s, Anna’s father fixation, and little
Willie’s pyromania.
The thoroughly modern man has really ceased to believe that there is
an immortal essence presiding like a king over his appetites. The
word ‘soul’ has become a figure of speech, which he uses loosely,
sometimes to mean his tenderer aspirations, sometimes to mean the
whole collection of his impulses, sometimes, when he is in a hurry,
to mean nothing at all. It is certainly not the fashion any longer to
think of the soul as a little lord ruling the turbulent rabble of his
carnal passions; the constitutional form in popular psychology to-day
is republican. Each impulse may invoke the Bill of Rights, and have
its way if the others will let it. As Bertrand Russell has put it: “A
single desire is no better and no worse, considered in isolation, than
any other; but a group of desires is better than another group if all
of the first group can be satisfied, while in the second group some are
inconsistent with others,” but since, unhappily as is usually the case,
desires are extremely inconsistent, the uttermost that the modern man
can say is that the victory must go to the strongest desires. Morality
thus becomes a traffic code designed to keep as many desires as
possible moving together without too many violent collisions. When men
insist that morality is more than that, they are quickly denounced, in
general correctly, as Meddlesome Matties, as enemies of human liberty,
or as schemers trying to get the better of their fellow men. Morality,
conceived as a discipline [p115] to fit men for heaven, is resented;
morality, conceived as a discipline for happiness, is understood by
very few. The objective moral certitudes have dissolved, and in the
liberal philosophy there is nothing to take their place.
2. _The Great Scenario_
The modern world is like a stage on which a stupendous play has just
been presented. Many who were in the audience are still spellbound,
and as they pass out into the street, the scenario of the drama still
seems to them the very clue and plan of life. In the prologue the earth
was without form and void, and darkness was upon the face of the deep.
Then at the command of God the sun, the moon, the stars, the earth, its
plants and its animals, then man, and after him woman, were created.
And in the epilogue the blessed were living in the New Jerusalem, a
city of pure gold like clear glass, with walls laid on foundations of
precious stones. Between the darkness that preceded creation and the
glory of this heavenly city which had no need of the sun, a plot was
unfolded which constitutes the history of mankind. In the beginning man
was perfect. But the devil tempted him to eat the forbidden fruit, and
as a punishment God banished him from paradise, and laid upon him and
his descendants the curse of labor and of death.
But in meting out this punishment, God in his mercy promised ultimately
to redeem the children of Adam. From among them he chose one tribe who
were to be the custodians of this promise. And then in due time he
sent his Son, born of a Virgin, to teach the gospel of salvation, and
to expiate the sin of Adam upon a cross. [p116] Those who believed
in this gospel and followed its commandments, would at the final day
of reckoning enter into the heavenly Jerusalem; the rest would be
consigned to the devil and his everlasting torments.
Into this marvelous story the whole of human history and of human
knowledge could be fitted, and only in accordance with it could they
be understood. This was the key to existence, the answer to doubt,
the solace for pain, and the guarantee of happiness. But to many who
were in the audience it is now evident that they have seen a play, a
magnificent play, one of the most sublime ever created by the human
imagination, but nevertheless a play, and not a literal account of
human destiny. They know it was a play. They have lingered long enough
to see the scene shifters at work. The painted drop is half rolled
up; some of the turrets of the celestial city can still be seen, and
part of the choir of angels. But behind them, plainly visible, are the
struts and gears which held in place what under a gentler light looked
like the boundaries of the universe. They are only human fears and
human hopes, and bits of antique science and half-forgotten history,
and symbols here and there of experiences through which some in each
generation pass.
Conceivably men might once again imagine another drama which was as
great as the epic of the Christian Bible. But like _Paradise Lost_
or _Faust_, it would remain a work of the imagination. While the
intellectual climate in which we live is what it is, while we continue
to be as conscious as we are of how our own minds work, we could not
again accept naively such a gorgeous fable of our destiny. Yet only
five hundred years ago the whole [p117] of Christendom believed that
this story was literally and objectively true. God was not another
name for the evolutionary process, or for the sum total of the laws of
nature, or for a compendium of all noble things, as he is in modernist
accounts of him; he was the ruler of the universe, an omnipotent,
magical King, who felt, who thought, who remembered and issued his
commands. And because there was such a God, whose plan was clearly
revealed in all its essentials, human life had a definite meaning,
morality had a certain foundation, men felt themselves to be living
within the framework of a universe which they called divine because it
corresponded with their deepest desires.
If we ask ourselves why it is impossible for us to sum up the meaning
of existence in a great personal drama, we have to begin by remembering
that every great story of this kind must assume that the universe
is governed by forces which are essentially of the same order as
the promptings of the human heart. Otherwise it would not greatly
interest us. A story, however plausible, about beings who had no human
qualities, a plot which unfolded itself as utterly indifferent to our
own personal fate, would not serve as a substitute for the Christian
epic. This is the trouble with the so-called religion of creative
evolution: even if it is true, which is far from certain, it is so
profoundly indifferent to our individual fate, that it leaves most men
cold. For there are very few who are so mystical as to be able to sink
themselves wholly in the hidden purposes of an unconscious natural
force. This, too, as the Catholic Church has always insisted, is the
trouble with pantheistic religion, for if everything is [p118] divine,
then nothing is peculiarly divine, and all the distinctions of good and
evil are meaningless.
The story must not only assume that human ideals inspire the whole
creation, but it must contain guarantees that this is so. There must
be no doubt about it. Science must confirm the moral assumptions; the
highest and most certain available knowledge must clinch the conviction
that the story unfolded is the secret of life.
3. _Earmarks of Truth_
Religious teachers who were close to the people have always understood
that they must perform wonders if they were to make their God
convincing and their own title to speak for him valid. The writer of
Exodus, for example, was quite clear in his mind about this:
And Moses answered and said, But, behold, they will not believe me,
nor hearken unto my voice: for they will say, The Lord hath not
appeared unto thee.
And the Lord said unto him, What is that in thine hand? And he
said, A rod.
And he said, Cast it on the ground. And he cast it on the ground,
and it became a serpent; and Moses fled from before it.
And the Lord said unto Moses, Put forth thine hand, and take it by
the tail. And he put forth his hand, and caught it, and it became a
rod in his hand:
That they may believe that the Lord God of their fathers, the God
of Abraham, the God of Isaac, and the God of Jacob, hath appeared
unto thee.
Even in the wildest flights of his fancy the common man is almost
always primarily interested in the prosaic consequences. If he believes
in fairies he is not likely [p119] to imagine them as spirits
inhabiting a world apart, but as little people who do things which
affect his own affairs. The common man is an unconscious pragmatist:
he believes because he is satisfied that his beliefs change the course
of events. He would not be inspired to worship a god who merely
contemplates the universe, or a god who created it once, and then
rested, while its destiny unfolds itself inexorably. To the plain
people religion is not disinterested speculation but a very practical
matter. It is concerned with their well-being in this world and in an
equally concrete world hereafter. They have wanted to know the will of
God because they had to know it if they were to put themselves right
with the king of creation.
Those who professed to know God’s will had to demonstrate that they
knew it. This was the function of miracles. They were tangible evidence
that the religious teacher had a true commission. “Then those men, when
they had seen the miracle (of the loaves and the fishes) that Jesus
did, said, This is of a truth that prophet that should come into the
world.” When Jesus raised the dead man at the gate of the city of Nain,
“there came a fear on all: and they glorified God, saying, That a great
prophet is risen up among us; and, That God hath visited his people.”
The most authoritative Catholic theologians teach that miracles “are
not wrought to show the internal truth of the doctrines, but only to
give _manifest_ reasons why we should accept the doctrines.” They are
“essentially an appeal to knowledge,” demonstrations, one might almost
say divine experiments, by which men are enabled to know the glory and
the providence of God. [p120]
The Catholic apologists maintain that God can be known by the exercise
of reason, but the miracle helps, as it were, to clinch the conviction.
The persistent attachment of the Catholic Church to miracles is
significant. It has a longer unbroken experience with human nature than
any other institution in the western world. It has adapted itself to
many circumstances, and under the profession of an unalterable creed it
has abandoned and then added much. But it has never ceased to insist
upon the need of a physical manifestation of the divine power. For with
an unerring instinct for realities, Catholic churchmen have understood
that there is a residuum of prosaic, matter-of-factness, of a need to
touch and to see, which verbal proofs can never quite satisfy. They
have resolutely responded to that need. They have not preached God
merely by praising him; they have brought God near to men by revealing
him to the senses, as one who is great enough and good enough and
sufficiently interested in them to heal the sick and to make the floods
recede.
But to-day scientists are ever so much superior to churchmen at this
kind of demonstration. The miracles which are recounted from the pulpit
were, after all, few and far between. There are even theologians who
teach that miracles ceased with the death of the Apostles. But the
miracles of science seem to be inexhaustible. It is not surprising,
then, that men of science should have acquired much of the intellectual
authority which churchmen once exercised. Scientists do not, of course,
speak of their discoveries as miracles. But to the common man they have
much the same character as miracles. They are [p121] wonderful, they
are inexplicable, they are manifestations of a great power over the
forces of nature.
It cannot be said, I think, that the people at large, even the
moderately educated minority, understand the difference between
scientific method and revelation, or that they have decided upon
reflection to trust science. There is at least as much mystery in
science for the common man as there ever was in religion; in a sense
there is more mystery, for the logic of science is still altogether
beyond his understanding, whereas the logic of revelation is the logic
of his own feelings. But if men at large do not understand the method
of science, they can appreciate some of its more tangible results.
And these results are so impressive that scientific men are often
embarrassed by the unbounded popular expectations which they have so
unintentionally aroused.
Their authority in the realm of knowledge has become virtually
irresistible. And so when scientists teach one theory and the Bible
another, the scientists invariably carry the greater conviction.
4. _On Reconciling Religion and Science_
The conflicts between scientists and churchmen are sometimes ascribed
to a misunderstanding on both sides. But when we examine the proposals
for peace, it is plain, I think, that they are in effect proposals
for a truce. There is, for example, the suggestion first put out, I
believe, in the Seventeenth Century that God made the universe like
a clock, and that having started it running he will let it alone
till it runs down. By this ingenious metaphor, which can neither be
proved nor disproved, [p122] it was possible to reconcile for a time
the scientific notion of natural law with the older notion of God as
creator and as judge. The religious conception was held to be true for
the beginning of the world and for the end, the scientific conception
was true in between. Later, when the theatre of the difficulty was
transferred from physics and astronomy to biology and history, a
variation was propounded. God, it was said, created the world and
governs it; the way he creates and governs is the way described by
scientists as ‘evolution.’
Attempts at reconciliations like these are based on a theory that it
is feasible somewhere in the field of knowledge to draw a line and
say that on one side the methods of science shall prevail, on the
other the methods of traditional religion. It is acknowledged that
where experiment and observation are possible, the field belongs to
the scientists; but it is argued that there is a vast field of great
interest to mankind which is beyond the reach of practical scientific
inquiry, and that here, touching questions like the ultimate destiny
of man, the purpose of life, and immortality, the older method of
revelation, inspired and verified by intuition, is still reliable.
In any truce of this sort there is bound to be aggression from both
sides. For it is a working policy rather than an inwardly accepted
conviction. Scientists cannot really believe that there are fields of
possible knowledge which they can never enter. They are bound to enter
all fields and to explore everything. And even if they fail, they
cannot believe that other scientists must always fail. Their essays,
moreover, create disturbance and doubt which orthodox churchmen are
forced to resent. For in [p123] any division of authority, there must
be some ultimate authority to settle questions of jurisdiction. Shall
scientists determine what belongs to science, or shall churchmen? The
question is insoluble as long as both claim that they have the right to
expound the nature of existence.
And so while the policy of toleration may be temporarily workable, it
is inherently unstable. Therefore, among men who are at once devoted
to the method of science and sensitive to the human need of religion,
the hope has arisen that something better can be worked out than a
purely diplomatic division of the mind into spheres of influence. Mr.
Whitehead, for example, in his book called _Science and the Modern
World_, argues “there are wider truths and finer perspectives within
which a reconciliation of a deeper religion and a more subtle science
will be found.” He illustrates what he means in this fashion. Galileo
said the earth moves and the sun is fixed; the Inquisition said the
earth is fixed and the sun moves; the Newtonian astronomers said that
both the sun and the earth move. “But now we say that any one of these
three statements is equally true, provided you have fixed your sense of
‘rest’ and ‘motion’ in the way required by the statement adopted. At
the date of Galileo’s controversy with the Inquisition, Galileo’s way
of stating the facts was beyond question the fruitful procedure for the
sake of scientific research. But at that time the concepts of relative
motion were in nobody’s mind; so that the statements were made in
ignorance of the qualifications required for the more perfect truth....
All sides had got hold of important truths.... [p124] But with the
knowledge of those times, the truths appeared to be inconsistent.”
This is reconciliation through a higher synthesis. But I cannot help
feeling that the scientist has here produced the synthesis, and that
the churchmen have merely provided one of the ideas which are to be
synthesized. Mr. Whitehead argues in effect that a subtler science
would confirm many ideas that were once taken on faith. But he holds
unswervingly to the belief of the scientist that his method contains
the criterion of truth. In his illustration the reconciliation between
Galileo, the Inquisition, and the Newtonian physicists is reached if
all three parties accept “the modern concept of relative motion.”
But the modern concept of relative motion was reached by scientific
thought, and not by apostolic revelation. To Mr. Whitehead, therefore,
the ultimate arbiter is science, and what he means by reconciliation is
a scientific view of the universe sufficiently wide and sufficiently
subtle to justify many of the important, but hitherto unverified,
claims of traditional religion. Mr. Whitehead, it happens, is an
Englishman as well as a great logician, and it is difficult to resist
the suspicion that he conceives the church of the future as enjoying
the dignities of an Indian Maharajah, with a resident scientist behind
the altar.
A reconciliation of this kind may soften the conflict for a while.
But it cannot for long disguise the fact that it is based on a denial
of the premises of faith. If the method of science has the last word,
then revelation is reduced from a means of arriving at absolute
certainty to a flash of insight which can be trusted if and when it
is verified by science. Under such terms of peace, the religious
[p125] experiences of mankind become merely one of the instruments of
knowledge, like the microscope and the binomial theorem, usable now
and then, but subject to correction, and provisional. They no longer
yield complete, ultimate, invincible truths. They yield an hypothesis.
But the religious life of most men has not, until this day at least,
been founded upon hypotheses which, when accurately stated, included a
coefficient of probable error.
5. _Gospels of Science_
Because its prestige is so great, science has been acclaimed as a new
revelation. Cults have attached themselves to scientific hypotheses
as fortune-tellers to a circus. A whole series of pseudo-religions
have been hastily constructed upon such dogmas as the laws of
nature, mechanism, Darwinian evolution, Lamarckian evolution, and
psychoanalysis. Each of these cults has had its own Decalogue of
Science founded at last, it was said, upon certain knowledge.
These cults are an attempt to fit the working theories of science to
the ordinary man’s desire for personal salvation. They do violence
to the integrity of scientific thought and they cannot satisfy the
layman’s need to believe. For the essence of the scientific method is
a determination to investigate phenomena without conceding anything to
naive human prejudices. Therefore, genuine men of science shrink from
the attempts of poets, prophets, and popular lecturers to translate
the current scientific theory into the broad and passionate dogmas
of popular faith. As a matter of common honesty they know that no
theory has the kind of absolute verity which [p126] popular faith
would attribute to it. As a matter of prudence they fear these popular
cults, knowing quite well that freedom of inquiry is endangered when
men become passionately loyal to an idea, and stake their personal
pride and hope of happiness upon its vindication. In the light of human
experience, men of science have learned what happens when investigators
are not free to discard any theory without breaking some dear old
lady’s heart. Their theories are not the kind of revelation which the
old lady is seeking, and their beliefs are relative and provisional to
a degree which must seem utterly alien and bewildering to her.
Here, for example, is the conclusion of some lectures by one of the
greatest living astronomers. I have italicized the words which the dear
old lady would not be likely to hear in a sermon:
I have dealt mainly with two salient points—the problem of the
source of a star’s energy, and the change of mass which must
occur if there is any evolution of faint stars from bright stars.
I have shown how these _appear_ to meet in the _hypothesis_ of
the annihilation of matter. I _do not hold this as a secure
conclusion_. I _hesitate even to advocate it as probable_, because
there are many details which seem to me to throw _considerable
doubt_ on it, and I have formed a strong impression that there
must be _some essential point which has not yet been grasped_.
I _simply_ tell it you as the _clue_ which at the moment we are
_trying_ to follow up—_not knowing whether it is false scent or
true_. I should have liked to have closed these lectures by leading
up to some great climax. But perhaps it is more in accordance with
the true conditions of scientific progress that they should _fizzle
out_ with a glimpse of the _obscurity_ which marks the frontiers of
present knowledge. I do not apologize for the [p127] _lameness_ of
the conclusion, _for it is not a conclusion_. I _wish I could feel
confident that it is even a beginning_.
This great climax, to which Dr. Eddington was unable to lead up, is
what the layman is looking for. We know quite well what the nature
of that great climax would be: it would be a statement of fact which
related the destiny of each individual to the destiny of the universe.
That is the kind of truth which is found in revelation. It is the kind
of truth which men would like to find in science. But it is the kind of
truth which science does not afford. The difficulty is deeper than the
provisional character of scientific hypothesis; it is not due merely to
the inability of the scientist to say that his conclusion is absolutely
secure. The layman in search of a dogma upon which to organize his
destiny might be willing to grant that the conclusions of science
to-day are as yet provisional. What he tends to misunderstand is that
even if the conclusions were guaranteed by all investigators now and
for all time to come, those conclusions would still fail to provide him
with a conception of the world of which the great climax was a prophecy
of the fate of creation in terms of his hopes and fears.
The radical novelty of modern science lies precisely in the rejection
of the belief, which is at the heart of all popular religion, that
the forces which move the stars and atoms are contingent upon the
preferences of the human heart. The science of Aristotle and of the
Schoolmen, on the other hand, was a truly popular science. It was in
its inspiration the instinctive science of the unscientific man. “They
read into the cause and goal of the universe,” as Dr. Randall has said,
“that which alone [p128] justifies it for man, its service of the
good.” They provided a conception of the universe which was available
for the religious needs of ordinary men, and in the _Divine Comedy_ we
can see the supreme example of what science must be like if it is to
satisfy the human need to believe. The purpose of the whole poem, said
Dante himself, “is to remove those who are living in this life from the
state of wretchedness, and to lead them to the state of blessedness.”
Mediæval science, which follows the logic of human desire, was such
that Dante could without violence either to its substance or its spirit
say at the summit of Paradise:
To the high fantasy here power failed; but already my desire and
will were rolled—even as a wheel that moveth equally—by the Love
that moves the sun and the other stars.
This is the great climax which men instinctively expect: the ability
to say with perfect assurance that when the truth is fully evident it
will be seen that their desire and will are rolled by the love that
moves the sun and the other stars. They hope not only to find the will
of God in the universe but to know that his will is fundamentally like
their own. Only if they could believe that on the basis of scientific
investigation would they really feel that science had ‘explained’ the
world.
Explanation, in this sense, cannot come from modern science because
it is not in this sense that modern science attempts to explain the
universe. It is wholly misleading to say, for example, that the
scientific picture of the world is mechanical. All that can properly
be said is that many scientists have found it satisfying to think
about the universe as if it were built on a mechanical model. “If
I [p129] can make a mechanical model,” said Lord Kelvin, “I can
understand it. As long as I cannot make a mechanical model all the way
through, I cannot understand it.” But what does the scientist mean by
“understanding it”? He means, says Professor Bridgman, that he has
“reduced a situation to elements with which we are so familiar that we
accept them as a matter of course, so that our curiosity rests.” Modern
men are familiar with machines. They can take them apart and put them
together, so that even though we should all be a little flustered if
we had to tell just what we mean by a machine, our curiosity tends to
be satisfied if we hear that the phenomenon, say, of electricity or of
human behavior, is like a machine.
The place at which curiosity rests is not a fixed point called ‘the
truth.’ The unscientific man, like the Schoolmen of the Middle Ages,
really means by the truth an explanation of the universe in terms of
human desire. What modern science means by the truth has been stated
most clearly perhaps by the late Charles S. Peirce when he said
that “the opinion which is fated to be ultimately agreed to by all
those who investigate, is what we mean by the truth, and the object
represented in this opinion is the real.” When we say that something
has been ‘explained’ by science, we really mean only that our own
curiosity is satisfied. Another man, whose mind was more critical,
who commanded a greater field of experience, might not be satisfied
at all. Thus “the savage is satisfied by explaining the thunderstorm
as the capricious act of an angry God.... (But) even if the physicist
believed in the existence of the angry god, he would not be satisfied
with this explanation of the thunderstorm [p130] because he is not so
well acquainted with angry gods as to be able to predict when anger
is followed by a storm. He would have to know why the god had become
angry, and why making a thunderstorm eased his ire.” But even carrying
the explanation to this point would not be carrying it to its limit.
For there is no formal limit. The next scientist might wish to know
what a god was and what anger is. And when he had been told what their
elements are, the next man might be dissatisfied until he had found the
elements of these elements.
The man who says that the world is a machine has really advanced no
further than to say that he is so well satisfied with this analogy that
he is through with searching any further. That is his business, as long
as he does not insist that he has reached a clear and ultimate picture
of the universe. For obviously he has not. A machine is something in
which the parts push and pull each other. But why are they pushing and
pulling, and how do _they_ work? Do they push and pull because of the
action of the electrons in their orbits within the atoms? If that is
true, then how does an electron work? Is it, too, a machine? Or is it
something quite different from a machine? Shall we attempt to explain
machines electrically, or shall we attempt to explain electricity
mechanically?
It becomes plain, therefore, that scientific explanation is altogether
unlike the explanations to which the common man is accustomed. It does
not yield a certain picture of anything which can be taken naively as
a representation of reality. And therefore the philosophies which have
grown up about science, like mechanism or [p131] creative evolution,
are in no way guaranteed by science as the account of creation in
Genesis is guaranteed by the authority of Scripture. They are nothing
but provisional dramatizations which are soon dissolved by the progress
of science itself.
That is why nothing is so dead as the scientific religion of yesterday.
It is far more completely dead than any revealed religion, because the
revealed religion, whatever may be the defects of its cosmology or its
history, has some human experience at its core which we can recognize
and to which we may respond. But a religion like scientific materialism
has nothing in it, except the pretension that it is a true account of
the world. Once that pretension is exploded, it is wholly valueless as
a religion. It has become a collection of discarded concepts.
6. _The Deeper Conflict_
It follows from the very nature of scientific explanation, then, that
it cannot give men such a clue to a plan of existence as they find
in popular religion. For that plan must suppose that existence is
explained in terms of human destiny. Now conceivably existence might
again be explained, as it was in the Middle Ages, as the drama of human
destiny. It does not seem probable to us; yet we cannot say that it
is impossible. But even if science worked out such an explanation, it
would still be radically different from the explanations which popular
religion employs.
For if it were honestly stated, it would be necessary to say first,
that it is tentative, and subject to disproof by further experiment;
second, that it is relative, in that [p132] the same facts seen from
some other point and with some other purpose in mind could be explained
quite differently; third, that it is not a picture of the world, as
God would see it, and as all men must see it, but that it is simply
one among many possible creations of the mind into which most of the
data of experience can be fitted. When the scientist had finished
setting down his qualifications, the essence of the matter as a simple,
devout man sees it, would have evaporated. Certainty, as the devout
desire it, would be gone; verity, as they understand it, would be gone;
objectivity, as they imagine it, would be gone. What would remain
would be a highly abstracted, logical fiction, suited to disinterested
inquiry, but utterly unsuited to be the vehicle of his salvation.
The difficulty of reconciling popular religion with science is far
deeper than that of reconciling Genesis with Darwin, or any statement
of fact in the Bible with any discovery by scientists. It is the
difficulty of reconciling the human desire for a certain kind of
universe with a method of explaining the world which is absolutely
neutral in its intention. One can by twisting language sufficiently
“reconcile” Genesis with “evolution.” But what no one can do is to
guarantee that science will not destroy the doctrine of evolution the
day after it has been triumphantly proved that Genesis is compatible
with the theory of evolution. As a matter of fact, just that has
happened. The Darwinian theory, which theologians are busily accepting,
is so greatly modified already by science that some of it is almost as
obsolete as the Babylonian myth in Genesis. The reconciliation which
theologians are attempting is an impossible one, because one of the
[p133] factors which has to be reconciled—namely, the scientific
theory, changes so rapidly that the layman is never sure at any one
moment what the theory is which he has to reconcile with religious
dogma.
Yet the purpose of these attempts at reconciliation is evident enough.
It is to find a solid foundation for human ideals in the facts of
existence. Authority based on revelation once provided that foundation.
It gave an account of how the world began, of how it is governed, and
of how it will end, which made pain and joy, hope and fear, desire and
the denial of desire the central motives in the cosmic drama. This
account no longer satisfies our curiosity as to the nature of things;
the authority which certifies it no longer commands our complete
allegiance. The prestige, which once adhered to those who spoke by
revelation, has passed to scientists. But science, though it is the
most reliable method of knowledge we now possess, does not provide
an account of the world in which human destiny is the central theme.
Therefore, science, though it has displaced revelation, is not a
substitute for it. It yields a radically different kind of knowledge.
It explains the facts. But it does not pretend to justify the ways of
God to man. It enables us to realize some of our hopes. But it offers
no guarantees that they can be fulfilled.
7. _Theocracy and Humanism_
There is a revolution here in the realm of the spirit. We may describe
it briefly by saying that whereas men once felt they were living under
the eye of an all-powerful spectator, to-day they are watched only by
their neighbors [p134] and their own consciences. A few, perhaps, act
as if posterity were aware of them; the great number feel themselves
accountable only to their own consciences or to the opinion of the
society in which they live. Once men believed that they would be judged
at the throne of God. They believed that he saw not only their deeds
but their motives; there was no hole deep enough into which a man could
crawl to hide himself from the sight of God; there was no mood, however
fleeting, which escaped his notice.
The moral problem for each man, therefore, was to make his will conform
to the will of God. There were differences of opinion as to how this
could be done. There were differing conceptions of the nature of God,
and of what he most desired. But there was no difference of opinion on
the main point that it was imperative to obey him. Whether they thought
they could serve God best by burnt offerings or a contrite heart, by
slaying the infidel or by loving their neighbors, by vows of poverty or
by the magnificence of their altars, they never doubted that the chief
duty of man, and his ultimate chance of happiness, was to discover and
then to cultivate a right relationship to a supreme being.
This was the major premise upon which all human choices hinged. There
followed from it certain necessary conclusions. In determining what was
a right relationship to God, the test of rightness lay in a revelation
of the putative experience of God and not in the actual experience of
His creatures. It was God alone, therefore, who really understood the
reasons for righteousness and its nature. “The procedure of Divine
Justice,” said [p135] Calvin, “is too high to be scanned by human
measure or comprehended by the feebleness of human intellect.” That was
good which man understood was good in the eyes of God, regardless of
how it seemed to men.
Thus the distinction between good and evil, including not only all
rules of personal conduct but the whole arrangement of rights and
duties in society, were laws established not by the consent of the
governed, but by a king in heaven. They were his commandments. By
obedience men could obtain happiness. But they obtained it not because
virtue is the cause of happiness but because God rewarded with
happiness those who obeyed his commandments. Men did not really know
why God preferred certain kinds of conduct; they merely professed to
know what kind of conduct he preferred. They could not really ask
themselves what the difference was between good and evil. That was a
secret locked in the nature of a being whose choices were ultimately
inscrutable. The only question was what he willed. Even Job had to be
content without fathoming his reasons.
The moral commandments based upon divine authority were, in the nature
of things, rather broad generalizations. Obviously there could not be
special revelation as to the unique aspects of each human difficulty.
The divine law, like our ordinary human law, was addressed to typical
rather than to individual cases. Nevertheless, for much the greater
part of recorded history men have accepted such law without questioning
its validity. They could not have done so if the rules of morality had
not, at least in some rough way, worked. It is not difficult to see
why they worked. They were broad rules of conduct imposed [p136] upon
people living close to the soil, upon people, therefore, whose ways of
living changed little in the course of generations. The same situations
were so nearly and so often repeated that a typical solution would on
the whole be satisfactory.
These typical solutions, such as we find in the Mosaic law or the
code of Hammurabi, were no doubt the deposits of custom. They had,
therefore, become perfected in practice, and were solidly based upon
human experience. In the society in which they originated, there was
nothing arbitrary or alien about them. When, therefore, the lawgiver
carried these immemorial usages up with him on to Sinai, and brought
them down again graven on tablets of stone, the rationality of the
revelation was self-evident. It appeared to be arbitrary only when a
radical change in the way of life dissolved the premises and the usages
upon which the authoritative code was established.
That dissolution has proceeded to great lengths within the centuries
which we call modern. The crisis was reached, it seems, during the
Eighteenth Century, and in the teaching of Immanuel Kant it was made
manifest to the educated classes of the western world. Kant argued
in the _Critique of Pure Reason_ that the existence of God cannot be
demonstrated. He then insisted that without belief in God, freedom, and
immortality, there was no valid and true morality. So he insisted that
God must exist to justify morality. This highly sophisticated doctrine
marks the end of simple theism in modern thought. For Kant’s proof of
the existence of God was nothing but a plea that God ought to exist,
and the whole temper [p137] of the modern intellect is to deny that
what ought to be true necessarily is true.
Insofar as men have now lost their belief in a heavenly king, they have
to find some other ground for their moral choices than the revelation
of his will. It follows necessarily that they must find the tests of
righteousness wholly within human experience. The difference between
good and evil must be a difference which men themselves recognize and
understand. Happiness cannot be the reward of virtue; it must be the
intelligible consequence of it. It follows, too, that virtue cannot be
commanded; it must be willed out of personal conviction and desire.
Such a morality may properly be called humanism, for it is centered not
in superhuman but in human nature. When men can no longer be theists,
they must, if they are civilized, become humanists. They must live
by the premise that whatever is righteous is inherently desirable
because experience will demonstrate its desirability. They must live,
therefore, in the belief that the duty of man is not to make his
will conform to the will of God but to the surest knowledge of the
conditions of human happiness.
It is evident that a morality of humanism presents far greater
difficulties than a morality premised on theism. For one thing, it
is put immediately to a much severer test. When Kant, for example,
argued that theism was necessary to morality, his chief reason was that
since the good man is often defeated on earth, he must be permitted to
believe in a superhuman power which is “able to connect happiness and
morality in exact harmony with each other.” Humanism is not provided
with such [p138] reserves of moral credit; it cannot claim all
eternity in which its promises may be fulfilled. Unless its wisdom in
any sphere of life is demonstrated within a reasonable time in actual
experience, there is nothing to commend it.
A morality of humanism labors under even greater difficulties.
It appears in a complex and changing society; it is an attitude
toward life to which rational men necessarily turn whenever their
circumstances have rendered a theistic view incredible. It is just
because the simpler rules no longer work that the subtler choices
of humanism present themselves. These choices have to be made under
conditions, like those which prevail in modern urban societies, where
the extreme complexity of rapidly changing human relations makes it
very difficult to foresee all the consequences of any moral decision.
The men who must make their decisions are skeptical by habit and
unsettled amidst the novelties of their surroundings.
The teachers of a theistic morality, when the audience is devout, have
only to fortify the impression that the rules of conduct are certified
by God the invisible King. The ethical problem for the common man is
to recognize the well-known credentials of his teachers. In practice
he has merely to decide whether the priest, the prince, and the
elders, are what they claim to be. When he has done that, there are no
radical questions to be asked. But the teachers of humanism have no
credentials. Their teaching is not certified. They have to prove their
case by the test of mundane experience. They speak with no authority,
which can be scrutinized once and for all, and then forever accepted.
They can proclaim no rule of conduct with certainty, for they have no
inherent personal [p139] authority and they cannot be altogether sure
they are right. They cannot command. They cannot truly exhort. They
can only inquire, infer, and persuade. They have only human insight
to guide them and those to whom they speak must in the end themselves
accept the full responsibility for the consequences of any advice they
choose to accept.
Yet with all its difficulties, it is to a morality of humanism that men
must turn when the ancient order of things dissolves. When they find
that they no longer believe seriously and deeply that they are governed
from heaven, there is anarchy in their souls until by conscious effort
they find ways of governing themselves.
PART II [p141]
THE FOUNDATIONS OF HUMANISM
_The stone which the builders rejected,
The same is become the head of the corner?_
Luke XX, 17.
INTRODUCTION [p143]
The upshot of the discussion to this point is that modernity destroys
the disposition to believe that behind the visible world of physical
objects and human institutions there is a supernatural kingdom from
which ultimately all laws, all judgments, all rewards, all punishments,
and all compensations are derived. To those who believe that this
kingdom exists the modern spirit is nothing less than treason to God.
The popular religion rests on the belief that the kingdom is an
objective fact, as certain, as definite, and as real, in spite of
its invisibility, as the British Empire; it holds that this faith
is justified by overwhelming evidence supplied by revelation,
unimpeachable testimony, and incontrovertible signs. To the modern
spirit, on the other hand, the belief in this kingdom must necessarily
seem a grandiose fiction projected by human needs and desires. The
humanistic view is that the popular faith does not prove the existence
of its objects, but only the presence of a desire that such objects
should exist. The popular religion, in short, rests on a theory which,
if true, is an extension of physics and of history; the humanistic view
rests on human psychology and an interpretation of human experience.
It follows, then, that in exploring the modern problem it is necessary
consciously and clearly to make a choice between these diametrically
opposite points of view. The [p144] choice is fundamental and
exclusive, and it determines all the conclusions which follow. For
obviously to one who believes that the world is a theocracy, the
problem is how to bring the strayed and rebellious masses of mankind
back to their obedience, how to restore the lost provinces of God the
invisible King. But to one who takes the humanistic view the problem is
how mankind, deprived of the great fictions, is to come to terms with
the needs which created those fictions.
In this book I take the humanistic view because, in the kind of world I
happen to live in, I can do no other.
CHAPTER VIII [p145]
GOLDEN MEMORIES
It will be granted, I suppose, that there would be no need for
certainty about the plan and government of the universe if, as a
matter of course, all our desires were regularly fulfilled. In a world
where no man desired what he could not have, there would be no need to
regulate human conduct and therefore no need for morality. In a world
where each man could have what he desired, there would be no need for
consolation and for reassuring guarantees that justice, mercy, and love
will ultimately prevail. In a world where there was perfect adjustment
between human desires and their environment, there would be no problem
of evil: we should not know the meaning of sin, sorrow, crime, fear,
frustration, pain, and emptiness. We do not live in such a well-ordered
world. But we can imagine it by making either of two assumptions:
that we have ceased to desire anything which causes evil, or that
omnipotence fulfills all our desires. The first of these assumptions
leads to the Nirvana of the Buddhists, where all craving has ceased and
there is perfect peace. The second leads to the heaven of all popular
religions, to some paradise like that of Mohammed perhaps where, as Mr.
Santayana says, men may “sit in well-watered gardens, clad in green
silks, drinking delicious sherbets, and transfixed by the gazelle-like
glance of some young girl, all innocence and fire.” [p146]
Among educated men it has always been difficult to imagine a heaven
of fulfilled desires. For since no two persons have exactly the
same desires, one man’s imagination of heaven may not suit another
man’s. In general, the attempts which have been made to picture the
Christian heaven reflect the temperaments of highly contemplative
spirits, and it is customary nowadays to say that this heaven would
be a most uninteresting place. No doubt it would be to those who are
not contemplative. But the objectors have missed the main point, which
is that no one is supposed to pass through the pearly gates who is
not suited to dwell in Paradise. That is what St. Peter is there for,
to see that the unfit do not enter; the other places, Purgatory and
the Inferno, are available to those spirits who could not be happy in
Heaven. There are, by definition, no uncongenial spirits in Heaven.
There were once, but Satan and his followers were thrown out headlong,
and they now live in places which are suited to their temperaments. A
devout man may quite properly, therefore, advise those who do not think
they would enjoy Heaven to go to Hell.
The attempt to imagine a heaven is an attempt to conceive a world in
which the disorders of human desire no longer exist. Now it is in their
prayers that men have sought to come to terms with their disorders, and
their prayers reveal most concretely how much the hunger for certainty
and for help is a hunger for the fulfillment of desire. For prayer,
says Father Wynne, is “the expression of our desires to God whether
for ourselves or for others.” In the higher reaches of religion “the
expression is not intended to instruct or direct God what to do, but to
[p147] appeal to His goodness for the things we need; and the appeal
is necessary, not because He is ignorant of our needs or sentiments,
but to give definite form to our desires, to concentrate our whole
attention on what we have to recommend to Him, to help us appreciate
our close personal relation with Him.” But in order to know what to
pray for, we need grace, that is to say, God Himself must teach us what
to ask Him for. We can be sure that we should pray for salvation, but
in particular we need guidance from God “to know the special means that
will most help us in any particular need.” But besides the spiritual
objects of prayer “we are to ask also for temporal things, our daily
bread and all that it implies, health, strength, and other worldly or
temporal goods ...”; we are to pray also for escape from evils, “the
penalty of our sins, the dangers of temptation, and every manner of
physical or spiritual affliction.”
There has, however, always been a logical difficulty about offering
petitions to an all-wise and all-powerful Providence. Thus in the
_Dialogue of Dives and Pauper_, which was published in 1493, the
question is put: “Why pray we to God with oure mouth sithe he knowyth
alle oure thoughte, all our desire, al our wyl and what us nedeth?”
To this question the only answer which was not evasive came from the
mystics who led a life of contemplation. Prayer, they said, is not mere
petition; it is communion with God. It is not because prayer gives a
man what he wants, but because it “ones the soul to God,” that it is
rational and necessary. This, too, is the conception of prayer held by
a liberal pastor like Dr. Fosdick who looks with scorn upon “clamorous
petition to an [p148] anthropomorphic God” and says that “true prayer
... is to assimilate ... (the) spirit which is God (that) ... surrounds
our lives.” The same idea, stated in somewhat more precise language,
is set down by Mr. Santayana when he says that “in rational prayer the
soul may be said to accomplish three things important to its welfare:
it withdraws within itself and defines its good, it accommodates itself
to destiny, and it grows like the ideal which it conceives.”
But, of course, this is not the way the common man through the ages
has conceived prayer. In fact he must have prayed before he had any
clear conception of what a prayer is or of whom it is addressed to.
Thus we are told that in Arcadia the girls invoked Hera by the title of
“Hera the Girl,” the married women prayed to “Hera the Married One,”
and the widows prayed to “Hera the Widow.” Sometimes the prayer is a
spontaneous expression of sorrow or of delight, a lyrical cry which
has no ulterior purpose and is addressed to no one. Sometimes prayer
is a magical formula which compels the deity to listen and to obey.
The subject is both complicated and obscure. But this much at least is
clear: along with elements which can be described only as spontaneous
and lyrical, with traces of magic, and at times with a purely
disinterested desire to commune with God, simple people have looked
upon prayer as “an instrument for applying God’s illimitable power to
daily life.”
Popular discussion of prayer has often been extremely practical: “How
can prayer be made most efficient? Is it by ordinary Masses or by other
offices? Is it by the elaboration or the multiplication of services?”
Lady Alice [p149] West who died in 1395 ordered 4400 Masses “in the
most haste that it may be do, withynne xiiii nyght next after my
deces.” Thomas Walwayn who died in 1415 left orders for 10,000 Masses
“with oute pompe whyche may not profyt myn soule.” John Plot, however,
wished his Masses said “with solempne seruise that ys for to sayn
wyth Belle Ryngyng.” There was debate as to whether prayers were most
effective if said in Rome or in the Holy Land ... by certain priests
rather than by others ... by the friars rather than by the priests ...
whether there were more potent prayers than the _Pater_ ... whether
prayers should be addressed to the Father, the Son, or to St. Mary
... whether St. Mary could be approached best through her mother, St.
Anne....
It is not necessary to dogmatize by saying that prayer is magic, or
soliloquy, or communion, or petition for this and that, in order to
see that it is the expression of a human need. The quality of the need
varies. It may be anything from a desire for rain to a desire for
friendship with unseen spirits, but always it illustrates the saying
that “all men stand in need of God.”
If we ask ourselves what we mean by ‘need,’ we must answer, I suppose,
that the resources of our own natures and the power we are able to
exercise over events are insufficient to satisfy the cravings of our
natures. We must eat, but we cannot be sure that drought will not
destroy the crops. We are beset by enemies, and we are not sure we
can conquer them. We are threatened by earthquake, storm, and disease
against which we cannot wholly protect ourselves. We become deeply
attached to other persons. But they must die and we must die, and we
cannot stay [p150] the doom. In brief, we find ourselves in a world in
which our hopes are defeated.
Somehow we are so constituted that we demand the impossible. There is
in us somewhere an intimation that we ought not to be defeated. But
where did this intimation come from? How is it that we are not born
satisfied with our mortality, content with our fate? Why is it that the
normal fate of man seems to us abnormal? What is there in the back of
our heads which keeps telling us that life as we find it is not what it
ought to be?
The biologist might answer, I suppose, that this craving for a
different kind of world is simply our own consciousness of that blind
push of natural forces which create the variations on which natural
selection works to produce the survival of the fittest. Nature, he
might say, is wholly indifferent to the outcries of the individual;
this vast process of which each of us is so insignificant a part,
keeps going because there is in all the parts a superabundant urging
to go on. There is no human economy in it and no human order. Man, for
example, has far more sexual desire than is needed for the rational
propagation of the species. But there is no rational plan in nature. It
works here, and everywhere, on the principle that by having too much
there will surely be enough; the seeds which do not germinate, the
seedlings which perish, the desires which are left over, are no concern
of nature’s. For nature has no concern. There is no concern except that
which we ourselves feel, and that is a mere flicker on the stream of
time, and will soon go out.
While there is no way of gainsaying that this explanation is true,
it is true only if we look at life from the particular point of view
which the biologist adopts. If, however, [p151] we look inwardly
upon ourselves, instead of surveying our species from the outside, we
find, I think, that this sense that the world ought not to be what it
is seems to originate in a kind of dim memory that it once was what
we feel it ought to be. Indeed, so vivid is this memory that for ages
men took it to be an account of historical events; in absolute good
faith they constituted for themselves the picture of a Golden Age which
existed before evil came into the world. Hope was, therefore, a kind
of memory; the ideal was to achieve something which had been lost. The
memory of an age of innocence has haunted the whole of mankind. It has
been a light behind their present experience which cast shadows upon
it, and made it seem insubstantial and not inevitable. Before this
life, there had been another which was happier. And so they reasoned
that what once was possible must somehow be possible again. Having once
known the good, it was unbelievable that evil should be final.
Even after criticism has dissolved the beautiful legends in which it
was embodied, this memory of a Golden Age persists. It persists as an
intimation of our own inward experience, and like an uneasy spirit it
intrudes itself upon our most realistic efforts to accept the world
as we find it. For it takes many shapes, which sometimes deceive us,
appearing then not as the memory of a happiness we have lost, but as
the anticipation of utopia to come.
It is an intimation that man is entitled to live in the land of heart’s
desire. It is a deep conviction that happiness is possible, and all
inquiry into the foundations of morals turns ultimately upon whether
man can achieve this happiness by pursuing his desires, or whether he
must first learn to desire the kind of happiness which is possible.
CHAPTER IX [p152]
THE INSIGHT OF HUMANISM
1. _The Two Approaches to Life_
The land of heart’s desire is a place in which no man desires what he
cannot have and each man can have what he desires. There have been
great differences of opinion among men as to how they could best enter
this happy land.
If they thought their natural impulses were by way of being lecherous,
greedy, and cruel, they have accepted some form of the classical and
Christian doctrine that man must subdue his naive impulses, and by
reason, grace, or renunciation, transform his will. If they thought
that man was naturally innocent and good, they have accepted some one
of the many variants of liberalism, and concerned themselves not with
the reform of desire but with the provision of opportunities for its
fulfilment.
There are differences of emphasis among liberals, but they all accept
the same premise, which is that if only external circumstances are
favorable the internal life of man will adjust itself successfully.
So completely does this theory of human nature dominate the field of
contemporary thought that modern men are rarely reminded, and then only
by those whom it is the fashion to ignore, that they are challenging
the testimony not merely of their maiden aunts, but of all the greatest
teachers of wisdom. [p153] Yet if the modern man is an optimist on
the subject of his impulses, the reason is to be found less in his own
self-confidence than in his distrust of men and in his intoxication
over things.
Owing to the dissolution of the ancestral order he has learned to
distrust those who exercise authority. Owing to the progress of science
he has acquired an unbounded confidence in his capacity to create
desirable objects. He is so rebellious and so constructive that he has
still to ask himself whether the free and naive pursuit of desirable
objects can really produce a desirable world. Yet in all the books of
wisdom that is the question which confronts him. There it is written in
many languages and in the idiom of many different cultures that if man
is to find happiness, he must reconstruct not merely his world, but,
first of all, himself.
Is this wisdom dead and done with, or has it a bearing upon the deep
uneasiness of the modern man? The answer depends upon what we must
conceive to be the nature of man.
2. _Freedom and Restraint_
It is significant that fashions in human nature are continually
changing. There are, as it were, two extremes: at the one is the belief
that our naive passions are evil, at the other that they are good,
and between these two poles, the prevailing opinion oscillates. One
might suppose that somewhere, perhaps near the center, there would be
a point which was the truth, and that on that point men would reach
an agreement. But experience shows that there is no agreement, and
that there is no known point [p154] where the two views are perfectly
balanced. The fact is that the prevailing view is invariably a rebound
from the excesses of the other, and one can understand it only by
knowing what it is a reaction from.
It is impossible, for example, to do justice to Rousseau and
the romantics without understanding the dead classicism, the
conventionalities, and the tyrannies of the Eighteenth Century. It is
equally impossible to do justice to the Eighteenth Century without
understanding the licentiousness of the High Renaissance and the
political disorders resulting from the Reformation. These in their turn
become intelligible only when we have understood the later consequences
of the mediæval view of life. No particular view endures. When human
nature is wholly distrusted and severely repressed, sooner or later it
asserts itself and bursts its bonds; and when it is naively trusted, it
produces so much disorder and corruption that men once again idealize
order and restraint.
We happen to be living in an age when there is a severe reaction
against the distrust and repression practiced by those whom it is
customary to describe as Puritans. It is, in fact, a reaction against a
degenerate form of Puritanism which manifested itself as a disposition
to be prim, prudish, and pedantic. For latter-day Puritanism had become
a rather second-rate notion that less obvious things are more noble
than grosser ones and that spirituality is the pursuit of rarefied
sensations. It had embraced the idea that a man had advanced in the
realm of the spirit in proportion to his concern with abstractions, and
cults of grimly spiritual persons devoted themselves to the worship of
sonorous generalities. All this associated itself [p155] with a rather
preposterous idealism which insisted that maidens should be wan and
easily frightened, that draperies and decorations should conceal the
essential forms of objects, and that the good life had something to do
with expurgated speech, with pale colors, and shadows and silhouettes,
with the thin music of harps and soprano voices, with fig leaves and
a general conspiracy to tell lies to children, with philosophies that
denied the reality of evil, and with all manner of affectation and
self-deception.
Yet in these many attempts to grow wings and take off from the things
that are of the earth earthy, it is impossible not to recognize a
resemblance, somewhat in the nature of a caricature, to the teaching of
the sages. There is no doubt that in one form or another, Socrates and
Buddha, Jesus and St. Paul, Plotinus and Spinoza, taught that the good
life is impossible without asceticism, that without renunciation of
many of the ordinary appetites, no man can really live well. Prejudice
against the human body and a tendency to be disgusted with its habits,
a contempt for the ordinary concerns of daily experience is to be
found in all of them, and it is not surprising that men, living in an
age of moral confusion like that associated with the name of the good
Queen Victoria, should have come to believe that if only they covered
up their passions they had conquered them. It was a rather ludicrous
mistake as the satirists of the anti-Victorian era have so copiously
pointed out. But at least there was a dim recognition in this cult of
the genteel that the good life does involve some kind of conquest of
the carnal passions.
That conception of the good life has become so repulsive [p156] to the
present generation that it is almost incapable of understanding and
appreciating the original insight of which the works of Dr. Bowdler and
Mrs. Grundy are a caricature. Yet it is a fact, and a most arresting
one, that in all the great religions, and in all the great moral
philosophies from Aristotle to Bernard Shaw, it is taught that one of
the conditions of happiness is to renounce some of the satisfactions
which men normally crave. This tradition as to what constitutes the
wisdom of life is supported by testimony from so many independent
sources that it cannot be dismissed lightly. With minor variations it
is a common theme in the teaching of an Athenian aristocrat like Plato,
an Indian nobleman like Buddha, and a humble Jew like Spinoza; in
fact, wherever men have thought at all carefully about the problem of
evil and of what constitutes a good life, they have concluded that an
essential element in any human philosophy is renunciation. They cannot
all have been so foolish as Anthony Comstock. They must have had some
insight into experience which led them to that conclusion.
If asceticism in all its forms were as stupid and cruel as it is now
the fashion to think it is, then the traditions of saintliness and
of heroism are monstrously misleading. For in the legends of heroes,
of sages, of explorers, inventors and discoverers, of pioneers and
patriots, there is almost invariably this same underlying theme of
sacrifice and unworldliness. They are poor. They live dangerously. By
ordinary standards they are extremely uncomfortable. They give up ease,
property, pleasure, pride, place, and power to attain things which are
transcendent and rare. They live for ends which seem to yield them
[p157] no profit, and they are ready to die, if need be, for that
which the dead can no longer enjoy. And yet, though there is nothing
in our current morality to justify their unworldliness, we continue to
admire them greatly.
In saying all this I am not trying to clinch an argument by appealing
to great names. There is much in the teaching of all the spiritual
leaders of the past which is wholly obsolete to-day, and there is no
compulsive authority in any part of their teaching. They may have been
as mistaken in their insight into the human soul as they usually were
in their notions of physics and history. To say, then, that there is
an ascetic element in all the great philosophies of the past is not
proof that there must be one in modern philosophy. But it creates a
presumption, I think, which cannot be ignored, for we must remember
that the least perishable part of the literature and thought of the
past is that which deals with human nature. Scientific method and
historical scholarship have enormously increased our competence in
the whole field of physics and history. But for an understanding of
human nature we are still very largely dependent, as they were, upon
introspection, general observation, and intuition. There has been no
revolutionary advance here since the hellenic philosophers. That is why
Aristotle’s ethics is still as fresh for anyone who accustoms himself
to the idiom as Nietzsche, or Freud, or Bertrand Russell, whereas
Aristotle’s physics, his biology, or his zoology is of interest only to
antiquarians.
It is, then, as an insight into human nature, and not as a rule
authoritatively imposed or highly sanctioned by the prestige of great
men, that I propose now to inquire what meaning there is for us in the
fact that men in the [p158] past have so persistently associated the
good life with some form of ascetic discipline and renunciation. The
modern world, as it has emancipated itself from its ancestral regime,
has assumed almost as a matter of course that the human passions, if
thoroughly liberated from all tyrannies and distortions, would by their
fulfilment achieve happiness. All those who teach asceticism, deny
this major premise of modernity, and the result is that the prevailing
philosophy is at odds on the most fundamental of all issues with the
wisdom of the past.
3. _The Ascetic Principle_
The average man to-day, when he hears the word asceticism, is likely
to think of St. Simeon Stylites who sat on top of a pillar, of hermits
living in caves, of hair-shirts, of long fasts, chastity, strange
vigils, and even of tattooing, self-mutilation, and flagellation. Or
if he does not think of such examples, which the modern man regards as
pathological and for the psychiatrist to explain, the word asceticism
may connote some such attitude of mind as Herbert Asbury has recorded
in the biography of his kinsman, Bishop Asbury, the founder of American
Methodism, of whom a friend, who knew him well, wrote: “I never saw
him indulge in even innocent pleasantry. His was the solemnity of an
apostle; it was so interwoven with his conduct that he could not put
off the gravity of the bishop either in the parlour or the dining-room.
He was a rigid enemy to ease; hence the pleasures of study and the
charms of recreation he alike sacrificed to the more sublime work
of saving souls.... He knew nothing about pleasing the flesh at the
expense of duty; flesh [p159] and blood were enemies with whom he
never took counsel.”
If asceticism meant only this sort of thing, it might be interesting
only as a curiosity. But apart from the asceticism of primitive peoples
and of the pathological, there is a sane and civilized asceticism which
presents a quite different face. There is, for example, the argument of
Socrates in the _Phædo_ that the body is a nuisance to a philosopher in
search of truth. It is, he says, “a source of endless trouble to us by
reason of the mere requirement of food; and is liable also to diseases
which overtake and impede us in the search after true being: it fills
us full of loves, and lusts, and fears, and fancies of all kinds, and
endless foolery, and in fact, as men say, takes away from us the power
of thinking at all. Whence come wars, and fightings, and factions?
Whence but from the body and the lusts of the body? Wars are occasioned
by the love of money, and money has to be acquired for the sake and in
the service of the body; and by reason of all these impediments we have
no time to give to philosophy; and, last and worst of all, even if we
are at leisure and betake ourselves to some speculation, the body is
always breaking in upon us, causing us turmoil and confusion in our
inquiries, and so amazing us that we are prevented from seeing the
truth.”
Plato, in pursuing the argument in this particular dialogue, concludes
that because the body is such a nuisance the only pure philosopher is
a dead one. It is, perhaps, a logical conclusion. But in other places,
particularly in the _Republic_, Plato described a system of education
which he thought would produce philosophers: the neophytes [p160]
were put through a stern discipline of hard living and gymnastics and
learning, were compelled to live in tents, to own nothing which they
could call their own, and to cut themselves off from all family ties.
When the description of this regime provokes Adeimantus to remark
that “you are not making the men of this class particularly happy,”
Socrates is made to reply that while it is not his object to make any
class particularly happy, yet it would not surprise him if in the given
circumstances even this class were very happy. When we look further
for his meaning, we find it to be that the guardians are trained by
their ascetic discipline to abandon all private aims and to find their
happiness in an appreciation of a perfectly ordered commonwealth. If
we understand this we shall, I believe, understand what civilized
asceticism means. We shall have come back to the original meaning of
the word itself, which is derived from the Greek ἀσκέω, “I practice,”
and “embodies a metaphor taken from the ancient wrestling place or
palæstra, where victory rewarded those who had best trained their
bodies.” An ascetic in the original meaning of the term is an athlete;
and it was in this spirit that the early Christians trained themselves
deliberately as “athletes of Christ” to bear without flinching the
tortures of their martyrdom.
When asceticism is irrational, it is a form of totemism or fetich
worship and derives from a belief that certain things are tabu or
that evil spirits can be placated by human suffering. Or without any
coherent belief whatsoever asceticism may be merely a perversion
arising out of that ambivalence of the human passions which often makes
pain, inflicted on others or self-inflicted, an exquisite [p161]
pleasure. But when asceticism is rational, it is a discipline of the
mind and body to fit men for the service of an ideal. Its purpose
is to harden and to purify, to suppress contrary passions, and thus
to intensify the passion for the ideal. “I chastise my body,” said
St. Paul, “and bring it into subjection.” The Church, especially in
the earlier centuries, was compelled to fight continually against
irrational asceticism, and as late as the Middle Ages, the Inquisition
pursued sects which regarded marriage as the “greater adultery” and
practiced self-emasculation. The rational view was the view of St.
Jerome: “Be on your guard when you begin to mortify your body by
abstinence and fasting, lest you imagine yourself to be perfect and a
saint; for perfection does not consist in this virtue. It is only a
help; a disposition; a means, though a fitting one, for the attainment
of true perfection.”
Now when St. Paul said that he had to bring his body into subjection,
when Aristotle defined the barbarians’ ideal as “the living as one
likes,” when Plato made Socrates say that the soul is infected by
the body, when Buddha preached the extinction of all craving, when
Spinoza wrote that because we rejoice in virtue we are able to
control our lusts, they accepted a view of human nature which is
quite diametrically opposed to one which has had wide currency in our
civilization since the Renaissance.
This contrary view was undoubtedly provoked by the evils which came
from the attempt to put the ascetic principle extensively into
practice. Rabelais is by all odds the most convincing of the moderns
who revolted, for [p162] Rabelais not only talked about the natural
man but actually knew him and delighted in him. Thus when Villers
writes to Madame de Staël that in her work “primitive, incorruptible,
naive, passionate nature” is “in conflict with the barriers and
shackles of conventional life,” we feel, I think, that neither Villers
nor the lady would really have cared very much for primitive nature in
all its naivete. The natural man that they were talking about lived
in Arcady and his passions were as violent as those of a lapdog;
throughout the romantic movement, with rare exceptions, the talk about
passion and impulse and instinct has this air of unreality and of
neurotic confusion. There is not in it, as there is in Rabelais, for
example, an honest gusto for the passions that are to be liberated
from the restraints imposed by that “rabble of squint-minded fellows,
dissembling and counterfeit saints, demure lookers, hypocrites,
pretended zealots, tough friars, buskin-monks, and other such sects of
men, who disguise themselves like masquers to deceive the world.”
Rabelais advised his readers that if they desired to become good
Pantagruelists, “that is to say, to live in peace, joy, health, making
yourself always merry—never trust those men that always peep out
through a little hole.” And in establishing the Abbey of Theleme,
Gargantua furnished it magnificently and barred the gates against
bigots, hypocrites, dissemblers, attorneys, barristers, usurers,
drunkards, and cannibals; he invited in all noble blades and brisk
and handsome people, faithful expounders of the Scripture, and lovely
ladies, proper, fair, and mirthful. “Their life,” he says, “was spent
not in laws, statutes, or rules, but at their own free will and
pleasure. [p163] They rose from bed when they thought good, drank,
ate, worked, slept, when the desire came to them. None did awaken them,
none constrained them either to drink or eat, nor to do any other
thing: for so had Gargantua established it. The Rule of their order had
but one clause: _Do What Thou Wilt._”
But there was a catch in this rule. Not only had drunkards and
cannibals been excluded in the first place, but Rabelais assures us
that those who were admitted, because they were “free, well born, well
educated, and accustomed to good company, have by nature an instinct
and spur which prompts them to virtuous acts and withdraws them from
vice. This they call honor.” And in another passage Rabelais limits the
propensities of the natural man even more radically when he speaks of
“a certain gaiety of spirit _cured_ in contempt of chance and fortune.”
There is always a catch in any doctrine of the natural goodness of man.
For mere passive obedience to impulse as it comes and goes, without
effort to check it or direct it, ends in something like Alfred de
Musset’s Rolla, of whom it was said:
It was not Rolla who ruled his life,
It was his passions; he let them go
As a drowsy shepherd watches the water flow.
So even Dora Russell at the crisis of her assault upon the Christian
tradition advises us to “live by instinct _and_ intelligence,” which
must mean, if it means anything, that intelligence is to be in some
respects the master as well as the servant of instinct. That this is
what Mrs. Russell means is abundantly plain by her fury at capitalists,
imperialists, [p164] conservatives, and churchmen, whose instincts
lead them to do things of which she does not approve. For like her
distinguished husband she trusts those impulses which are creative and
beneficent, and distrusts those which are possessive and destructive.
That is to say, like every other moralist, she trusts those parts of
human nature which she trusts.
4. _Oscillation between Two Principles_
These cycles of action and reaction are disastrous to the establishment
of a stable humanism. A theocratic culture depends upon an assured
view of the way in which God governs the universe, and as long as
that view suits the typical needs of a society made stable by custom,
the theocratic culture is stable. But humanism arises in complex
and changing societies, and if it is to have any power to make life
coherent and orderly, it must hold an assured view of how man can
govern himself. If he oscillates aimlessly between the belief that he
must distrust his impulses and the belief that he may naively obey
them, it is impossible for him to fix any point of reference for
the development of his moral code, his educational plans, his human
relationships, his politics, and his personal ideals.
It is not hard to see, I think, why he oscillates in this fashion
between trust and distrust. He cannot obey every impulse, for he has
conflicting impulses within himself. There are also his neighbors with
their impulses. They cannot all be satisfied, for the very simple
reason that the sum of their demands far outruns the available supply
of satisfactions. There is not room enough, there are not objects
[p165] enough in the world to fulfill all human desires. Desires are,
for all practical purposes, unlimited and insatiable, and therefore any
ethics which does not recognize the necessity of putting restraint upon
naive desire is inherently absurd. On the other hand, it is impossible
to distrust every impulse, for the only conclusion then is to commit
suicide. Buddha did, to be sure, teach that craving was the source
of all misery, and that it must be wholly extinguished. But it is
evident from an examination of what he actually advised his disciples
to renounce, that while they were to be poor, chaste, unworldly, and
incurious about the nature of things, they were to be rewarded with
the highest of all satisfactions, and were to be “like the broad
earth, unvexed; like the pillar of the city gate, unmoved; like a
pellucid lake, unruffled.” For Nirvana meant, as Rhys Davids says, the
extinction of a sinful, grasping condition of mind.
Confronted by two opposed views of human nature, neither of which can
be taken unreservedly, moralists have had to pick and choose, deciding
how much or how little they would trust the different impulses. But
there is no measure by which they could decide how much of an impulse
is virtuous, how much more is intemperate, and how much more than
that is utterly sinful. The attempts to regulate the sexual impulse
illustrate the difficulty. Shall the moralist call the complete
absence of all conscious sexual desire virtue? Then he disobeys the
commandment to be fruitful and multiply and replenish the earth. Shall
he then limit virtuous desire to that which is felt for a lawful
mate? That implies that man and woman must mate with the first person
for whom they feel any sexual desire. [p166] But this cannot always
be arranged. The first person may be otherwise engaged. It becomes
necessary then to permit a certain amount of promiscuous, though
unfulfilled, sexual desire in the process of sexual selection. And
then having somehow gotten past that difficulty, and with two persons
safely mated, a whole new series of problems arise out of the question
of how far sexual satisfaction depends for its virtue upon its being
the successful means to, or more subtly still, the intended means
to, procreation. I shall not pursue the matter further. The attempt
to measure the degree in which impulse is to be permitted to express
itself is obviously full of difficulties.
The moral problem remains utterly insoluble as long as men regard it as
an attempt to separate their good impulses from their bad ones, and to
decide how much their good impulses are to be encouraged. Morality, if
it is not fixed by custom and authority, becomes a mere matter of taste
determined by the idiosyncrasies of the moralist.
5. _The Golden Mean and Its Difficulties_
Aristotle faced this fundamental difficulty of humanism in the
_Ethics_. He had expounded the theory that happiness is due to virtue,
and that virtue is a mean between two extremes. There must, he said, be
neither defect nor excess of any quality. We must, in brief, go so far
but no further in obedience to our impulses. Thus between rashness and
cowardice the mean is courage; between prodigality and niggardliness
it is liberality; between incontinence and total abstinence it is
temperateness; between ostentation and meanness it is magnificence;
between empty boasting and little-mindedness it is magnanimity; between
[p167] flattery and moroseness it is friendliness; between bashfulness
and impudence it is modesty; between arrogance and false modesty, it is
truthfulness.
So runs the Aristotelian catalogue, and probably no code ever described
so well the ideal of a gentleman. But having laid down his general
precepts, Aristotle, unlike most moralists, faced the difficulty of
applying them. He recognized that it is one thing to accept the theory
of a golden mean, and quite another to know where that mean lies. “For
in each case it is difficult to find the mean ... thus it is easy, and
in every man’s power to be angry, and to give and spend money; but to
determine the person to whom, and the quantity, and the time, and the
motive, and the manner, is no longer in every man’s power, nor is it
easy; therefore excellence is rare, and praiseworthy and honorable.”
For while the mean between excess and defect is excellent, “it is easy
to miss a mark, but difficult to hit it.”
If we look at the matter more closely in order to find out why moral
codes are, as Aristotle says, so hit and miss, we must, I think, come
to the conclusion that there is an undetected fallacy in most moral
thinking which renders moral insight abortive. It is that fallacy which
I now propose to examine.
A moral code like Aristotle’s, which we may fairly regard as the
rational prototype of all humanistic codes, consists of an inventory
of good and bad appetites and of good and bad satisfactions. All
conventional moralizing, which does not rest on the sheer fiat of
public opinion, custom, or God, assumes the existence of some such
inventory of permissible desires and permissible fulfilments. But what
[p168] does the making of such inventories mean? It means that good
and evil are believed to be objective qualities of the natural world
like weight, dimension, and motion, that certain desires are inherently
good, certain others are inherently bad, and that the same is true
of the different objects of desire. But this is nothing but what is
known as the pathetic fallacy. For surely each desire and each object
as such, taken separately without relation to anything else, is as
innocent and as neutral as the forces that move the planets.
The categories of good and evil would not apply if there were no
sentient being to experience good and evil. In such a world no object
would be any better or any worse than any other object; nobody talks
about good and bad electrons. All electrons are morally alike because
no sentient being can tell them apart. Nor would the categories of
good and evil apply to a world in which each impulse was in a vacuum
of its own. In such a world all our impulses would be like our
digestive tracts on a day when we do not know we have a stomach. If
our impulses did not impinge upon each other and upon objects there
would be no problem of good and evil. Therefore the quality of good
and evil lies not in impulses as such, nor in objects as such, but in
the relationship between impulses and objects. Therefore the making of
inventories is fundamentally misleading.
There is another fallacy which is closely associated with this one.
We make lists of our impulses. A standard list which is much used
comprises the following: flight, repulsion, curiosity, pugnacity,
self-abasement, self-assertion, parental, reproductive, gregarious,
acquisitive, constructive. [p169] Whether this is a good list or not
is neither here nor there. Through the ages men have been making such
lists in the fond belief that they were analyzing the human character.
No doubt these terms describe something; we all recognize that these
words are the names of impulses that move us. But if we consider them
further, we must also recognize that these impulses do not move all
persons the same way, nor any one person the same way at all times in
his life and under all circumstances.
It is hardly necessary, I am sure, to labor the point very much. There
is the instinct to be curious: it disposes one man to measure the
diameter of Betelgeuse when he is forty years old; when he was a child
it disposed him to find out whether he could hang up a cat by its
tail; that curious child’s companion in the experiment on the cat was
disposed, when he grew up, to take much trouble in finding out how much
income tax his neighbor paid and whether his employer was faithful to
his wife. The parental instinct of one man is to launch his child on
the world as an independent human being; in another man the instinct
manifests itself as a determination to have children who will depend
upon him and cater to him all his days long. So when we make lists of
our impulses we really do not know enough about them to pass judgment.
For desires are complex, and their greatest complexity lies in the fact
that they change.
The objects of desire are no less complex. Take, for example, a jade
goddess. To a Chinese coolie it is an object with mysterious powers, a
part of the mechanism which governs the universe. But the jade goddess
is now in a Fifth Avenue shop window, and a policeman on his beat
[p170] sees it. It is a green stone figure to him. The dealer inside
knows that it is rare and is worth a thousand dollars. The collector
could enjoy it immensely if he possessed it. The connoisseur finds
intricate pleasure in it as a work of art and an elaborate interest in
it as a memento of a whole culture. The objects of desire, then, are
not simple things. We help to create them. We say that this man desires
that woman. But what, in fact, does he desire? A few moments of ecstasy
from her body, something which a thousand women could give him equally
well, or an intimate union with so much of her whole being that for
that very reason she is unique to him? The quality of his passion and
the character of his mistress will depend in a very large degree on how
much of her being he takes into account. It depends also, I hasten to
add, on how much there is to take into account.
At any moment in our lives we desire only those objects which we are
then capable of desiring and in the way we are then capable of desiring
them. But our desires do not remain fixed from the cradle to the grave.
They change. And as they change the desirability of objects about us
changes too. It is impossible, then, to make lists of good and evil
desires and of good and evil objects. For good and evil are qualities
in the relationship between variable desires and variable objects of
desire.
The attempt to construct moral codes on the basis of an inventory
is an attempt to understand something which is always in process of
change by treating it as a still life and taking snapshots of it. That
is what moralists have almost always attempted to do. They have tried
to capture the essence of a changing thing in a collection [p171] of
fixed concepts. It cannot be done. The reality of human nature is bound
to elude us if we look only at a momentary cross-section of it. To
understand it, therefore, for the purposes of moralizing, we have to
revise our intellectual apparatus, and learn to look upon each moment
of behavior not as the manifestation of certain fixed elements in human
nature, but as a stage in the evolution of human nature. We grow up,
mature, and decline; being endowed with memory and the capacity to form
habits, our conduct is cumulative. We drag our past along with us and
it pushes us on. We do not make a new approach to each new experience.
We approach new experiences with the expectations and habits developed
by previous experience, and under the impact of novelty these
expectations and habits become modified.
6. _The Matrix of Humanism_
The conception of human nature as developing behavior is, of course,
accepted by all modern psychologists. If they study the child they are
bound to consider him as potentially an adult. If they study the adult
they are bound to regard him as originally a child. Abnormal psychology
makes sense only insofar as it can be understood as an abnormal
development of the personality, regardless of whether that abnormality
is traceable to pre-natal variations, to organic disease, or to
functional disturbance. Folk psychology, whether or not one accepts the
interesting but speculative hypothesis that there is a parallel between
the development of the individual and the development of the race, is
another mode of investigating the evolution of behavior. The concept
of development [p172] is thoroughly established in psychology as the
major clue to the understanding of human nature.
The moralist, since he is concerned with human nature, is compelled
to employ this concept. But he employs it somewhat differently than
the scientist. Being a moralist, he is interested in understanding the
principles of behavior in order that he may understand the principles
of right behavior. The psychologist, as such, is interested in the
development of behavior, regardless of whether that development leads
to misery or to happiness. He studies the various processes no matter
where they lead. For in science the concept of development implies
no judgment as to whether there is a good or a bad development. The
development of an idiot and of a genius are on the same footing, and
are theoretically of equal interest. But to the moralist the study of
development is focussed on the effort to discover those processes of
development which can be made to produce right relationships between
the individual and his environment, and by a right relationship he is
bound to mean one in which there is an harmonious adjustment between
desires and the objects of desire. How often, and how nearly, it
is possible for human beings to approximate such perfection is an
unanswerable question. The proof of that pudding lies in the eating
of it, and it is not the function of the moralist under humanism to
guarantee the outcome. His function is to point out as clearly as it is
possible to do so the path which presumably leads toward the good life.
In describing that path he is bound to depend upon the best available
insight into the processes by which good and bad adjustments are made.
In the present state of [p173] our knowledge this means that he must
rely to a very large degree upon his own intuitions, commonsense, and
sense of life. Great progress has been made in scientific psychology
within the last generation, enough progress, I think, to supplement
in important ways our own unanalyzed and intuitive wisdom about life.
But it would be idle to suppose that the science of psychology is
in a stage where it can be used as a substitute for experienced and
penetrating imaginative insight. We can be confident that on the whole
a good meteorologist can tell us more about the weather than even the
most weather-wise old sea captain. But we cannot have that kind of
confidence in even the best of psychologists. Indeed, an acquaintance
with psychologists will, I think, compel anyone to admit that, if they
are good psychologists, they are almost certain to possess a gift
of insight which is unaccounted for by their technical apparatus.
Doubtless it is true that in all the sciences the difference between
a good scientist and a poor one comes down at last, after all the
technical and theoretical procedure has been learned, to some sort of
residual flair for the realities of that subject. But in the study
of human nature that residual flair, which seems to be composed of
intuition, commonsense, and unconsciously deposited experience, plays a
much greater role than it does in the more advanced sciences.
The uses of psychology to the moralist are, therefore, in confirming
and correcting, in broadening and organizing, his insight into human
nature. He is confronted, of course, with a great deal of confusion.
There is, to begin with, no agreed terminology, and therefore it is
often almost impossible to know whether two psychologists [p174]
using the same word mean the same thing. Anyone who has stumbled about
amidst words like instinct, impulse, consciousness, the unconscious,
will know how confusing it all is. Psychologists are still using a
literary language in which the connotations of words tend to overwhelm
their precise signification. To make the confusion greater there is
the elaborate system-making, the headstrong generalizing, and the
fierce dogmatism which have produced the psychological sects. But all
of this is characteristic of a young science, and if that is borne in
mind, there is nothing disconcerting about it. The Eighteenth Century
in dealing with the Newtonian physics, and the Nineteenth in dealing
with the Darwinian biology, went through a hullabaloo similar to
that which we are now going through in connection with behaviorism,
psychoanalysis, and the so-called _gestalt-theorie_. Our only concern
here is to ask whether underneath all the controversy there is not some
trustworthy common ground on which the moralist can stand.
I have already said that there was common ground in the concept of
development. We can go further than that, however, and say, I think,
that with the help of psychology we are in position now to construct
reliable and useful pictures, which confirm and correct our own
intuitive understanding, of the infantile and of the mature approach
to experience. We can, as it were, fix these two poles and regard the
history of each soul as the history of its progress from infantilism
to maturity. We are by no means able as yet to describe all the phases
of development between these two poles; we know that progress is
often temporarily interrupted, often completely [p175] arrested, and
sometimes turned into a rout. But insofar as we are able to realize
clearly what a fully matured character is like, the word progress has
a meaning because we know what we mean by the goal of moral effort.
That goal is maturity. If we knew all the stages in the development to
maturity, and how to control them, we should have an adequate science
of education, we could deal successfully with functional disorders, we
should have a very great mastery of the art of life. For the problems
of education are at bottom problems in how to lead the child from one
stage of development to another until at last he becomes an harmonious
and autonomous personality; the functional disorders of the character
are problems in the fixations and repressions on the path to maturity;
the art of living is to pass gracefully from youth to old age, and, at
last, as Montaigne said, to learn to die.
It is this progress which we have to understand and imaginatively to
conceive. For in conceiving it we conceive the matrix of humanism. In
this conception is to be found, I believe, the substitute for that
conception of divine government which gives shape and form to the
theocratic culture. To replace the conception of man as the subject of
a heavenly king, which dominates the whole ancestral order of life,
humanism takes as its dominant pattern the progress of the individual
from helpless infancy to self-governing maturity.
7. _The Career of the Soul_
If our scientific knowledge of human nature were adequate, we could
achieve in the humanistic culture that which all theologies have tried
to achieve: we could found [p176] our morality on tested truths.
They would be truths about the development of human nature, and not,
as in the popular religions, truth of physics and of history. But
our knowledge of human nature is inadequate, and therefore, like the
teachers of popular religion, we have in place of exact knowledge
to invent imaginative fictions in the hope that the progress of
science will confirm and correct, but will not utterly contradict,
our hypotheses. We can claim no more than this: for our understanding
of human nature we are compelled to use our insight and the best
available psychological science of our age, exactly as Dante, for his
understanding of the divine constitution of the universe, had to use
the accepted astronomy of his day. If our psychology turns out to be
wrong, the only difference will be that we shall have to discard an
hypothesis whereas our forefathers had to discard a revealed dogma.
The sketch which I am about to make of the progress from infancy to
maturity is to be taken, then, not as tested scientific truth, but as
an imaginative construction. It will be, if you like, a modern fable
which symbolizes rather than describes, as the primitive legends of the
sun god symbolized, rather than described, the observed facts. Because
it is an imaginative construction, the same meaning might be expressed
in other ways and with many variations of detail. But though the
fiction itself is of no consequence, the meaning it conveys is of the
highest consequence, and it is confirmed, as I shall attempt to show,
not only by ordinary insight but by the deepest wisdom of the greatest
teachers.
Freud, in a famous paper, has described the passage [p177] from
infancy to maturity as a transition from the dominion of momentary
pleasure and pain to the dominion of reality. This theory is not
peculiar to psychoanalysis in any of its several schools, and it does
not depend upon the controverted points of doctrine. It is, in fact,
more or less of a commonplace in psychological thought. I am employing
it here because a distinguished colleague of Freud’s, Dr. S. Ferenczi
of Budapest, has made an attempt to indicate the chief stages in the
development between these two poles of experience. It is a most useful
bit of speculation, and while I believe it could be duplicated in terms
either of behaviorism or of the _gestalt-theorie_, I do not happen to
have come across any portrait of the idea which is as vivid as Dr.
Ferenczi’s.
The first stage of human development, says Ferenczi, takes place in
the womb where the embryo lives as a parasite of the mother’s body.
An outer world exists for it only in a very restricted degree; all it
needs for protection, warmth, and nourishment is assured by the mother.
Because everything is there which is necessary for the satisfaction
of the instincts, Ferenczi calls this the Period of Unconditional
Omnipotence.
It is, therefore, rather disagreeable and perhaps terrifying to be
born, for with the detachment from the mother and the “rude disturbance
of the wish-less tranquillity he had enjoyed in the womb,” the trouble
of living begins, and evokes feelings which might perhaps be described
as a longing to recover the perfect pre-natal adjustment. Nurses
instinctively recognize this longing, says Ferenczi, and as soon as
the infant expresses his discomfort by struggling and crying, they
deliberately create a situation [p178] which resembles as closely
as possible the one he has just left. They lay him down by the warm
body of the mother, or wrap him up in soft, warm coverings, shield his
eyes from the light and his ears from noise. The illusion is more or
less complete, for, of course, the infant is unaware of the activities
of the nurse. For all he knows “his wishes are realized simply by
imagining the satisfaction of them.” Ferenczi calls this the Period of
Magical-Hallucinatory Omnipotence.
But this period does not last very long, since the nurse is unable
to anticipate every desire that the growing infant feels. “The
hallucinatory representation of the wish-fulfilment soon proves
inadequate to bring about any longer a real wish-fulfilment.” So the
infant has to give signals, and the more complicated his wishes become
the more signals he has to give. He begins to use a gesture-language,
and if there is a willing nurse always at hand without too many
new-fangled notions, the child gets what he wants for the mere trouble
of expressing his wants. Ferenczi calls this the Period of Omnipotence
by the Help of Magic Gestures.
But as time goes on and as the number of his wants increase these
gestures lose some of their magic. The number of the conditions
increase to which he has to submit. “The outstretched hand must often
be drawn back empty.... Indeed, an invincible hostile power may
forcibly oppose itself to this gesture and compel the hand to resume
its former position.” At this point his sense of reality begins; the
sense, that is to say, of something outside himself which does not
submit to his wishes. “Till now the ‘all-powerful’ being has been
able [p179] to feel himself one with the world that obliged him
and followed his every nod, but gradually there appears a painful
discordance in his experiences.” Because all experiences are no longer
incorporated in the ego, Ferenczi calls this the Projection Phase.
But though the child has now begun to discern the existence of reality,
his sense of that reality is still quite imperfect. At first, perhaps,
he regards this outer world, though it opposes his wishes, as having
qualities like his own. Ferenczi calls this the Animistic Period.
The child then begins to talk and to substitute for gestures actual
statements of what he desires. Provided he lives in a household bent on
fulfilling his wants as soon as possible, he retains to a very great
degree the illusion that his wishes are sovereign. Ferenczi calls this
the Period of Magic Thoughts and Magic Words.
Finally, if he matures successfully, he passes into the last period
where he is no longer under the domination of the pleasure-principle:
the feeling of omnipotence gives way to the full appreciation of the
force of circumstances. Now unfortunately neither Freud nor Ferenczi,
nor, so far as I know, any other psychoanalyst, devotes much attention
to this last phase of maturity in which the sense of reality has become
perfected. They are preoccupied with pathology; that is to say, with
the problems which arise out of a failure to attain this last stage in
which the adult makes a complete adjustment with his world because his
wishes are matured to accept the conditions which reality imposes.
Yet it is this last stage which plainly constitutes the goal of moral
effect, for here alone the adult once again [p180] recovers that
harmony between himself and his environment which he lost in that
period of infancy when he first discovered that his wishes were no
longer sovereign. It is the memory of that earliest harmony which he
carries with him all his days. This is his memory of a golden age,
his intimation, as Wordsworth says, of immortality. But insofar as he
expects by an infantile philosophy to recover that heaven which lay
about him in his infancy, he is doomed to disappointment. In the womb,
and for a few years of his childhood, happiness was the gratification
of his naive desires. His family arranged the world to suit his wishes.
But as he grows up, and begins to be an independent personality, this
providence ministering to his wishes disappears. He can then no longer
hope that the world will be adjusted to his wishes, and he is compelled
by a long and difficult process of learning and training to adjust his
wishes to the world. If he succeeds he is mature. If he is mature, he
is once again harmonious with the nature of things. He has virtue. And
he is happy.
The process of maturing consists then of a revision of his desires
in the light of an understanding of reality. When he is completely
infantile there is nothing in the world but his wishes. Therefore, he
does not need and does not have an understanding of the outer world.
It exists for him merely as gratification or denial. But as he begins
to learn that the universe is not composed of his wishes, he begins to
see his wishes in a context and in perspective. He begins to acquire
a sense of space and to learn how much there is beyond his reach,
until at last he realizes how small a figure he is on this earth, and
how small a part of the universe is the solar system of which [p181]
ours is one of the smaller planets. He has learned a lot from the
days when he put out his hand and reached for the moon. He begins,
also, to acquire a sense of time and to realize that the moment in
which he feels the intense desire to seize something is an instant
in a lifetime, an infinitesimal point in the history of the race. He
acquires a sense of birth and decay and death, a knowledge that that
which he craves, his craving itself, and he himself who feels that
craving, did not have this craving yesterday and will no longer have
it to-morrow. He acquires a sense of cause and effect, a knowledge,
that is to say, that the sequences of events are not to be interrupted
by his preferences. He begins to discern the existence of other beings
beside himself, and to understand that they too have their preferences
and their wishes, that these wishes are often contrary to his own,
and that there is not room enough in the world, nor are there things
enough, to gratify all the wishes of everybody.
Thus to learn the lessons of experience is to undergo a transvaluation
of the values we bring with us from the womb and to transmute our
naive impulses. The breakdown of the infantile adjustment in which
providential powers ministered to every wish compels us either to flee
from reality or to understand it. And by understanding it we create new
objects of desire. For when we know a good deal about a thing, know how
it originated, how it is likely to behave, what it is made of, and what
is its place amidst other things, we are dealing with something quite
different from the simple object naively apprehended.
The understanding creates a new environment. The more subtle and
discriminating, the more informed and [p182] sympathetic the
understanding is, the more complex and yet ordered do the things
about us become. To most of us, as Mr. Santayana once said, music is
a pleasant noise which produces a drowsy revery relieved by nervous
thrills. But the trained musician hears what we do not hear at all; he
hears the form, the structure, the pattern, and the significance of an
ideal world. A naturalist out of doors perceives a whole universe of
related life which the rest of us do not even see. A world which is
ordinarily unseen has become visible through the understanding. When
the mind has fetched it out of the flux of dumb sensations, defined
it and fixed it, this unseen world becomes more real than the dumb
sensations it supplants. When the understanding is at work, it is as if
circumstance had ceased to mutter strange sounds and had begun to speak
our language. When experience is understood, it is no longer what it is
wholly to the infant, very largely to youth, and in great measure to
most men, a succession of desirable objects at which they instinctively
grasp, interspersed with undesirable ones from which they instinctively
shrink. If objects are seen in their context, in the light of their
origin and destiny, with sympathy for their own logic and their own
purposes, they become interesting in themselves, and are no longer
blind stimuli to pleasant and unpleasant sensations.
For when our desires come into contact with the world created by
the understanding, their character is altered. They are confronted
by a much more complex stimulus which evokes a much more complex
response. Instead of the naive and imperious lust of our infantile
natures which is to seize, to have and to hold, our lusts are offset
[p183] by other lusts and a balance between them is set up. That is
to say, they are made rational by the ordered variety with which the
understanding confronts them. We learn that there are more things in
heaven and earth than we dreamed of in our immature philosophy, that
there are many choices and that none is absolute, that beyond the
mountains, as the Chinese say, there are people also. The obviously
pleasant or unpleasant thus becomes less obviously what we felt it
was before our knowledge of it became complicated by anticipation and
memory. The immediately desirable seems not quite so desirable and the
undesirable less intolerable. Delight is perhaps not so intense nor
pain so poignant as youth and the romantics would have them. They are
absorbed into a larger experience in which the rewards are a sustained
and more even enjoyment, and serenity in the presence of inescapable
evil. In place of a world, where like children we are ministered to
by a solicitous mother, the understanding introduces us into a world
where delight is reserved for those who can appreciate the meaning and
purpose of things outside ourselves, and can make these meanings and
purposes their own.
8. _The Passage into Maturity_
The critical phase of human experience, then, is the passage from
childhood to maturity; the critical question is whether childish
habits and expectations are to persist or to be transformed. We grow
older. But it is by no means certain that we shall grow up. The human
character is a complicated thing, and its elements do not necessarily
march in step. It is possible to be a sage in some [p184] things and
a child in others, to be at once precocious and retarded, to be shrewd
and foolish, serene and irritable. For some parts of our personalities
may well be more mature than others; not infrequently we participate in
the enterprises of an adult with the mood and manners of a child.
The successful passage into maturity depends, therefore, on a breaking
up and reconstruction of those habits which were appropriate only to
our earliest experience.
In a certain larger sense this is the essence of education. For unless
a man has acquired the character of an adult, he is a lost soul no
matter how good his technical equipment. The world unhappily contains
many such lost souls. They are often in high places, men trained
to manipulate the machinery of civilization, but utterly incapable
of handling their own purposes in any civilized fashion. For their
purposes are merely the relics of an infancy when their wishes were
law, and they knew neither necessity nor change.
When a childish disposition is carried over into an adult environment
the result is a radically false valuation of that environment. The
symptoms are fairly evident. They may appear as a disposition to feel
that everything which happens to a man has an intentional relation to
himself; life becomes a kind of conspiracy to make him happy or to make
him miserable. In either case it is thought to be deeply concerned with
his destiny. The childish pattern appears also as a deep sense that
life owes him something, that somehow it is the duty of the universe to
look after him, and to listen sharply when he speaks to it. The notion
that the universe is full of [p185] purposes utterly unknown to him,
utterly indifferent to him, is as outrageous to one who is imperfectly
matured as would be the conduct of a mother who forgot to give a hungry
child its lunch. The childish pattern appears also as a disposition to
believe that he may reach out for anything in sight and take it, and
that having gotten it nobody must ever under any circumstances take
it away. Death and decay are, therefore, almost an insult, a kind of
mischief in the nature of things, which ought not to be there, and
would not be there, if everything only behaved as good little boys
believe it should. There is indeed authority for the belief that we
are all being punished for the naughtiness of our first grandmother;
that work and trouble and death would not really be there to plague us
but for her unhappy transgression; that by rights we ought to live in
paradise and have everything we want for ever and ever.