IV. THE SOUL.

The customs and beliefs, the superstitious practices and supernatural

beings, of modern European folk-lore are sometimes explained as the wrecks

and remnants of the Pagan polytheism which preceded Christianity. And if

the Aryan peoples were from the very beginning polytheists; if the Hellenes

and the Hindoos, the Teutons and the Scandinavians, brought their myths and

their cults with them from the original Aryan home, then this explanation

seems more reasonable than that which proceeds on a mere conjecture, a pure

assumption that the Aryan religion was animistic ere it was polytheistic;

for then we are obliged to relegate Aryan animism almost to the æon "of

chaos and eternal night,"—at any rate, to an abysm of time which is such

that neither linguistic palæontology nor any other science has dared

"to venture down

The dark descent and up to reascend."

But if the proposition submitted in the previous sections be sound, if in

early but still historic times Italian religion was still in a stage

anterior to polytheism, then Aryan animism is no longer a mere assumption,

and need no longer be thrust back into pro-ethnic times. Early Italian

customs and beliefs will not be the _débris_ of a previous polytheism, and

it will therefore be unreasonable to explain their counterparts in modern

folk-lore as mutilated myths or as the cult of gods degraded but worshipped

still.

Plutarch, in the fifth of his _Romane Questions_ (p. 8 below), propounds an

interesting problem: _Why are they who have beene falsly reported dead in a

strange countrey, although they returne home alive, not received nor

suffred to enter directly at the dores, but forced to climbe up to the

tiles of the house, and so to get down from the roufe into the house?_ This

remarkable custom continued to be practised long after its origin and

object had been forgotten; for Plutarch relates a tale which is obviously a

popular explanation, invented to account for a practice the _rationale_ of

which had become unintelligible.[30] Hard, however, as Plutarch's question

appears at first sight, it may by the aid of modern folk-lore and savage

custom be explained. We have to note, in the first place, that the mode of

entry prescribed for the returned traveller is not spontaneously adopted by

him; and presumably, therefore, is not prescribed in his interest: it is

enforced by his relatives, and probably for their own protection. In the

next place, though the traveller himself knows, of course, that he has not

returned from that bourne from which no traveller returns, his relatives

have no such assurance: it may be, indeed, that he did not die whilst away,

as they were informed or led to believe; but, on the other hand, he may be

"the ghost of their dear friend dead," seeking to obtain an entrance into

his old home. The reasonable course for them to pursue, therefore, is to

treat him as though he were a ghost: if he is no ghost, it will do him no

harm; if he is, they will have protected themselves.

Thus far our explanation is hypothetical: to verify the hypothesis it is

necessary to show that the dead are or were as a matter of fact treated as

the Roman custom prescribes that the _soi disant_ living man shall be

treated. That the spirits of the dead are considered unwelcome visitors

both in modern folk-lore and by savage man, has been insisted on most

recently by Mr. G. L. Gomme.[31] I will, therefore, only add one or two

instances of the precautions taken to prevent the return of the deceased to

his home.[32] The first thing is to get the soul out of the house; this may

be effected by sweeping out the house and by flapping dusters about, care

being taken to shake and turn upside down all vessels, meal-boxes, &c., in

which the soul might take refuge. Then the coffin must be carried foot

foremost through the door; for if the corpse's face be turned to the house,

the ghost can return. In Siam they run the corpse three times round the

house, apparently on the same principle as, in the game of blind-man's

buff, the blind-man is spun round in order to make him lose his bearings.

In Bohemia they turn the coffin about cross-wise, outside the house-door,

to prevent the dead man from coming back.

More pertinent for our present purpose are the precautions taken to prevent

the dead from obtaining access to the house through the door. The safest

course is to carry the corpse out, not through the door, for that gives the

dead man the right of way which it is sought to bar, but through some

opening which is specially made for the purpose and can be permanently

closed. Thus the Hottentots make a breach through the wall for the purpose.

The ancient Norsemen did the same.[33] The Teutons, in pre-Christian times,

dug a hole under the threshold and pulled the corpse through with a rope.

In Christian times they only treated the bodies of criminals and suicides

in this way, though in the thirteenth century Brother Berthhold of

Regensburg recommended it in the case of heretics and usurers.

When circumstances make it difficult or impossible to construct a special

exit of this kind for the corpse, then some other means is found to avoid

carrying the corpse through the door. The Eskimo take the body through a

window; and a window was in 1858 used in Sonneberg in the case of a hanged

man; while even now in East Prussia, if several children have died one

after another, the corpse of the next to die is conveyed through the

window.

Eventually it comes to be considered sufficient if a special means of

egress is provided, not for the corpse, which is not likely to "walk," but

for the spirit, which may want to return. Thus in China, at the moment of

death, a small hole is made through the roof; while the custom of opening

the window, to allow the soul of the dying man to depart, is universal in

Germany and not unknown in England.

Finally, all that is considered necessary to bar the right of way to the

dead man's spirit is to close the house-door immediately after the

departure of the corpse, and keep it closed until the return of the funeral

party.

If the explanation which has now been given of Plutarch's fifth question be

correct, we must ascribe to the early Italians beliefs and customs similar

to or identical with those quoted above from modern folk-lore; and it will

not be illegitimate to seek further parallels to Italian religion from the

same source. Thus, in _Romane Questions_, 51, Plutarch inquires why the

Lares Præstites are represented as clad in dog-skins and as having a dog by

their side.[34] Now, it is universally admitted that the Lar Familiaris of

the Romans is the same as the house-spirit of the Teutons, and that both

are the spirits of a deceased ancestor, the founder of the family and its

spirit guardian. In the absence of any presumption to the contrary, we may

conclude that the Lares Præstites were also spirits of deceased ancestors.

The dog which accompanies the Lares was explained by the ancients as a

symbolic representation of the fidelity and watch-dog functions of the

Lares.[35] So, too, the priests of ancient Egypt said that the animal forms

in which their gods were represented were merely symbolical.[36] But it may

safely be laid down as a law in the evolution of religion that

beast-worship is primitive, and that the theory of symbolism is but a _via

media_ whereby more elevated conceptions of deity are reconciled with the

older and more savage worship. Analogy, then, is all in favour of the

supposition that the Lares Præstites were originally conceived not in human

shape, but in the form of dogs. What we require to confirm the analogy is

evidence that the dead—if possible, evidence that guardian

spirits—sometimes appear in the shape of a dog. As a matter of fact, the

belief that a dead man's spirit may manifest itself in the likeness of a

black dog still survives in Germany.[37] As for the guardian spirit, I

would suggest that the Mauthe dog of Peel Castle is a house-spirit; for as

the hearth was the peculiar seat of the Lar Familiaris and of the Hûsing or

Herdgota, and as the English house-spirit

"Stretch'd out all the chimney's length

Basks at the fire;"

so the Mauthe dog, "as soon as candles were lighted, came and lay down

before the fire."[38] From this point of view we may consider that the

black dog, which in modern folk-lore comes and lies down or howls before a

house, in token that one of the inmates is about to die, was originally a

spirit summoning the inmate to join the dead. This belief, it may further

be conjectured, has been incorporated into Hindoo mythology, where a dog

acts as the messenger of the death-god, Yama; and probably the Greek dog,

Cerberus, was taken up into the literary mythology of Hellas from the same

folk-belief.

Finally, we may here notice the fifty-second of Plutarch's Questions,

wherein he wonders why a dog was sacrificed to Genita Mana, and a prayer

made to her that none born in the house should become Manes. Genita Mana

was, as her name plainly indicates, a spirit of birth and of death; and the

prayer was such as might properly be offered to her. The sacrifice may be

explained on the principle laid down by Professor Robertson Smith,[39] that

an animal sacrificed to a deity was itself originally the deity. That one

and the same spirit should have to do with "the child from the womb and the

ghost from the tomb," points to the existence of a belief among the Romans

similar to one held by the Algonkins. "Algonkin women who wished to become

mothers flocked to the side of a dying person, in the hope of receiving and

being impregnated by the passing soul."[40]

Let us now turn to another point in which early Italian beliefs and modern

folk-lore mutually illustrate each other. On the origin of fairies various

theories have been held, and without denying that fairies are sometimes the

representatives of earlier gods, sometimes of still earlier satyrs, fauns,

nymphs, and wild men of the wood, we may recognise that they are sometimes

spirits of the departed. In the first place, as the Italians called the

dead "the good," _manes_, so in England and in Ireland fairies are "the

good people."[41] Next, fairies are small; and the savage conceives the

soul of man as a smaller man. It is, according to Hurons, "a complete

little model of the man himself," like the man, but smaller, of course,

because, as the Australian blacks explain, it is within the man's

breast.[42] According to Kaffir ideas, the world of _manes_ is exactly like

that of the living, only much smaller, and the dead are themselves but

mannikins.[43] Again, the Teutonic house-spirit on the one hand is

admittedly a deceased ancestor, and on the other is an indubitable fairy.

Further, fairies are sometimes explicitly stated in folk-tales to be

deceased spirits.[44]

Now, one of most marked differences between the Greek and the Roman modes

of worship was that the Greeks worshipped with their heads uncovered, the

Romans with heads covered, _velato capite_. Roman antiquaries explained the

practice as due to fear lest the worshipper should see anything of evil

omen during his prayer. But I submit that we must connect it with the

folk-belief that fairies resent being seen by mortals. "They are fairies;

he that speaks to them shall die." If fairies were originally departed

souls, the fear and the danger of seeing them is at once explained. On the

other hand, the Roman custom of worshipping _velato capite_ dates from a

time before the introduction of polytheism, and must therefore have been

attached originally to the worship of some beings other than gods. It is at

least plausible, therefore, to conjecture that it was a precaution adopted

in the worship of deceased ancestors and of spirits, which, like Genita

Mana, are best explained as spirits of the departed. The conjecture is

somewhat confirmed by the fact that the Romans veiled their heads at the

funeral of father or mother (_R. Q._ 14).

Plutarch's Romane Questions With dissertations on Italian cults, myths, taboos, man-worship, aryan marriage, sympathetic magic and the eating of beans · 第 7 / 23 题