We have been accustomed for years to give the name of “folksongs” to

this species of poetry, not because it is really composed by the people

or for the people, but because it embraces in itself something so

vigorous and wholesome that the healthy stock of the nation understands

it, remembers it, appropriates it, and at times propagates it. Poetry

of this kind is as true poetry as can possibly exist. It has an

incredible charm even for us who stand on a higher plane of culture,

just as the sight of young people and the memory of one’s own youth

have for old age. Art in them is in conflict with nature; and it is

because of their gradual development, their mutual influence, and their

striving for form that these songs seem to seek a further perfection

when they have already reached their goal. True poetic genius, wherever

it appears, is perfect in itself: no matter what imperfections of

language, of external technique, or anything else, stand in its way, it

possesses the higher inner form which ultimately has everything at its

command, and often in an obscure and imperfect medium produces a more

striking effect than it can later produce in a more perfect medium. The

vivid poetic perception of a limited state or condition gives to what

is purely individual a universal significance, finite to be sure, but

after all limitless and unrestricted, so that within a small compass we

fancy we see the whole world. The promptings of a profound intuition

urge the poet to a significant brevity; and what would seem in prose

unpardonably topsy-turvy is to the true poetic sense a necessity

and a virtue; even a solecism, if it appeals seriously to our whole

imagination, stimulates it to a surprisingly high degree of enjoyment.

In characterizing the individual poems we avoided the kind of formal

classification which may more readily be made in the future when

several authentic and typical examples of every kind have been

collected. But we cannot conceal our own preference for those songs

in which lyric, dramatic, and epic treatment is interwoven in such a

way that a problem, at first shrouded in mystery, is finally solved

skilfully, or even, if you will, epigrammatically. The well-known

ballad, “Why dois your brand sae drop wi’ bluid, Edward, Edward?” is,

especially in the original, the most perfect example of this species of

poetry.

We hope that the editors will be encouraged to publish in the near

future another volume of poems from the rich store collected by them

as well as from those already printed. We trust that when they do

this they will guard themselves carefully against the sing-song of

the Minnesingers, the blatant coarseness and the platitudes of the

Mastersingers, as well as against everything monkish and pedantic. If

they should collect a second volume of these German songs, they might

also be asked to select songs of the same kind from foreign nations

and to give them in the original and in translations that are either

already extant or may be made by them for this special purpose. The

most of these, to be sure, will be from the English, fewer from the

French, some of a different type from the Spanish, and almost none from

the Italian.

If from the outset we have doubted the competence of criticism, even

in its highest sense, to judge this work, we have all the more reason

to ignore that kind of research which attempts to separate the songs

that are genuine from those that have been more or less restored. The

editors, so far as it is possible in these later times, have caught

the spirit of their task, and we ought to be grateful to them even for

those poems which have been oddly restored or made up of heterogeneous

parts or are absolutely spurious. Who does not know what a song has to

undergo when it has been for some time in the mouth of the people, and

not merely uneducated people either? Why should he who finally writes

it down and inserts it in a collection with other poems not have a

certain personal right to it? We do not possess any poetic or sacred

book of earlier times which has not depended for its final form on the

skill or whim of him who first wrote it down or some later copyist.

If we accept the printed collection lying before us from this point of

view, and with a grateful and kindly spirit, we may charge the editors

all the more earnestly to keep their poetic archives pure, lofty, and

in good order. It serves no purpose to print everything; but they

will place the whole nation in their debt if they contribute toward

that thorough, faithful, and intelligent history of our poetry and our

poetic culture which from now on must be the ultimate goal of scholars.

FOLKSONGS AGAIN COMMENDED

(1823)

My old love for original folksongs has not lessened, but has rather

been increased by receiving valuable communications from many quarters.

In particular, I have received from the East, some separately, and some

in collections, such songs of many different peoples; they extend from

Olympus to the Baltic Sea, and from that line towards the northeast.

My hesitation in publishing any of them is due partly to the fact that

many varied interests have drawn me here and there and so prevented me,

but also more particularly to the following circumstance.

All true national poems have a small circle of ideas, to which they are

always limited, and in which they revolve. For that reason they become

monotonous in mass, because they express one and the same limited

situation.

Examine the six modern Greek songs inserted above; every one will

admire the powerful contrast between the virile freedom of spirit in

the wilderness and a government, orderly indeed, but still barbaric and

of insufficient power. A dozen or more would be sufficient to exhibit

this refractory character in them, and show us repetitions such as we

find in our own folksongs, where we often come upon more or less happy

variations of the same theme, as well as mixed and heterogeneous

fragments.

It is remarkable, nevertheless, how much the individual peoples

mentioned above differ among themselves in their songs; this

characteristic we shall not discuss abstractly, but will rather develop

by means of examples from time to time in the ensuing numbers.

Since contributions for this purpose will be highly welcome from all

quarters, we request the friend who showed us at Wiesbaden in the

summer of 1815 some Greek songs in the original and in a very happy

translation, promising to send us soon a copy which never however

appeared, to get in touch with us again and cooperate with us in this

praiseworthy undertaking.

LAURENCE STERNE

(1827)

In the swift progress of literary, as of human, culture it happens

commonly that we forget the person to whom we owe the first stimulus,

the original influence. What is, and what flourishes here and now, we

believe had to be so and had to happen so. But in this we are wrong,

for we lose sight of those who guided us to the right path. From this

point of view I call attention to a man who first gave the stimulus to

the great epoch in the second half of the last century, an epoch of

clearer human knowledge, nobler toleration, gentler humanity.

Of this man, to whom I owe so much, I am often reminded, especially

when the talk is of truth and error, which fluctuate here and there

among mankind. A third word may be added of gentler meaning, that is,

“singularity” (_Eigenheit_), for there are certain human phenomena

which can be best expressed by this term. Viewed externally they are

erroneous, but from within full of truth, and rightly considered, of

the highest psychological importance. They are those qualities which

constitute the individual; the universal is thereby specified, and

in the most peculiar of them there always shines some intelligence,

reason, and good-will which charms us and fetters us. From this

standpoint, “Yorick” Sterne, revealing in the tenderest way the human

in men, has called these “singularities,” in so far as they express

themselves in action, “ruling passions.” For certainly they are what

drive men in a certain direction, push them along on a consistent

track, and without requiring reflection, conviction, purpose or

strength of will, keep them continually in life and motion. It is

immediately apparent how closely related habit is to them; for it

promotes that convenience in which our idiosyncrasies love to saunter

undisturbed.

THE ENGLISH REVIEWERS

(1821)

English critics, as we have come to know them from their various

Reviews, deserve a great deal of respect. Their acquaintance not only

with their own literature, but also with that of other countries, is

most gratifying; the seriousness and the thoroughness with which they

go to work arouse our admiration, and we are glad to confess that much

may be learned from them. Moreover, we find ourselves very favorably

impressed by the attitude these men take toward their calling as

critics and the respect which they have for the intelligence of the

public,--a public, to be sure, which is very attentive to all things

written and spoken, but is probably hard to satisfy, and ever disposed

to contradict and argue.

No matter how thorough and comprehensive the presentation of a case by

an attorney before a body of judges or by a speaker before a provincial

diet may be, some opponent will very soon come to the fore with

forcible arguments; the attentive and critical hearers will themselves

be divided, and many an important matter is often decided by a very

small majority.

Such a spirit of opposition, even though passive, we occasionally

assume toward critics, both at home and abroad, whose knowledge of

facts we by no means deny and whose premises we often grant, but whose

conclusions nevertheless we do not share.

Still we must be especially forbearing to the English when they appear

harsh and unjust toward foreign productions; for those who count

Shakespeare among their forebears may well allow themselves to be

carried away by their pride of ancestry.

GERMAN LITERATURE IN GOETHE’S YOUTH

(1811-14)

So much has been written about the condition of German literature at

that time,[12] and to such good purpose, that every one who takes any

interest in it can obtain full information; the opinions with regard to

it, too, are fairly unanimous; so that anything I say about it here,

in my fragmentary and desultory fashion, is not so much an analysis

of its characteristics as of its relation to me. I will therefore

first speak of those branches which especially react upon the public,

those two hereditary foes of all easy-going life, and of all cheerful,

self-sufficient, living poetry:--I mean, satire and criticism.

In quiet times every one desires to live after his own fashion; the

citizen wishes to carry on his trade or his business, and then enjoy

himself; so, too, the author likes to produce something, see his work

published, and, in the consciousness of having done something good and

useful, looks, if not for remuneration, at any rate for praise. From

this state of tranquillity the citizen is roused by the satirist, the

author by the critic, and so it comes that peaceful society is rudely

disturbed.

The literary epoch in which I was born developed out of the preceding

one by opposition. Germany, so long inundated by foreign people,

pervaded by other nations, employing foreign languages in learned

and diplomatic transactions, could not possibly cultivate her own.

Together with so many new ideas, innumerable strange words were

obtruded necessarily and unnecessarily upon her, and even for objects

already known people were induced to make use of foreign expressions

and turns of language. The Germans, brutalized by nearly two centuries

of misery and confusion, took lessons from the French in manners and

from the Latins in the art of expression. This art ought to have

been cultivated in German, since the use of French and Latin idioms,

and their partial translation into German, made both their social

and business style ridiculous. Besides this, they recklessly adopted

figures of speech belonging to the southern languages, and employed

them most extravagantly. In the same way the stately ceremoniousness of

prince-like Roman citizens had been transferred to the educated circles

in German provincial towns. As a result, they nowhere felt themselves

at home, least of all in their own houses.

But in this epoch works of genius had already appeared, and the German

independence of mind and enjoyment of life began to assert themselves.

This cheerful spirit, combined with an honest sincerity, led to the

demand for purity and naturalness in writing, without the intermixture

of foreign words, and in accordance with the dictates of plain common

sense. By these praiseworthy endeavors, however, the flood-gates were

thrown open to a prolix national insipidity, nay, the dam was broken

down, and an inundation was bound to follow. However, a stiff pedantry

continued for some time to hold sway in the four learned professions,

and eventually, at a much later date, fled for refuge first to one and

then to another.

Men of parts, children of nature looking freely about them, had

therefore two objects on which they could exercise their faculties,

against which they could direct their energies, and, as the matter was

of no great importance, vent their mischievousness; these were, on the

one hand, a language disfigured by foreign words, forms, and turns of

speech; and on the other, the worthlessness of such writings as had

been careful to avoid those faults; but it never occurred to any one

that each evil was being combated by fostering the other.

Liscow, a daring young man, first ventured to attack by name a shallow,

silly writer, whose foolish behavior soon gave him an opportunity for

yet more drastic treatment. He then sought other subjects, invariably

directing his satire against particular objects and persons, whom he

despised and sought to render despicable; indeed, he pursued them

with passionate hatred. But his career was short; for he died early,

and was remembered only as a restless, irregular youth. The talent

and character shown in what he did, in spite of the smallness of his

production, may well have seemed valuable to his countrymen: for the

Germans have always shown a peculiar piety towards the promise of

genius prematurely cut off. Suffice it to say that in our early youth

Liscow was praised and commended to us as an excellent satirist, who

might justly claim preference even before the universally beloved

Rabener. But we did not gain much from him; for the only thing we

discovered from his works was that he considered the absurd absurd, and

this seemed to us a matter of course.

Rabener, well educated, grown up under good school discipline, of a

cheerful and by no means passionate or malicious disposition, turned

to general satire. His censure of so-called vices and follies is

the outcome of clear-sighted and unimpassioned common sense, and of

a definite moral conception as to what the world ought to be. His

denunciation of faults and failings is harmless and cheerful; and in

order to excuse even the slight daring of his writings, he assumes that

the attempt to improve fools by ridicule is not in vain.

Rabener’s personal character was such as we do not often meet. A

thorough and strict man of business, he did his duty, and so gained

the good opinion of his fellow-townsmen and the confidence of his

superiors; at the same time, by way of relaxation, he indulged in

a genial contempt for all that immediately surrounded him. Learned

pedants, vain youngsters, every sort of narrowness and conceit, he

made fun of rather than satirized, and even his satire expressed no

scorn. Just in the same way he jested about his own condition, his

unhappiness, his life, and his death.

There is little of the æsthetic in the manner in which this writer

treats his subjects. In external form he is indeed varied enough, but

throughout he makes too much use of direct irony, that is, in praising

the blameworthy and blaming the praiseworthy, whereas this rhetorical

device should be adopted extremely sparingly; for, in the long run,

it becomes annoying to the clear-sighted, perplexes the foolish,

but appeals, it is true, to the great majority, who without special

intellectual effort imagine themselves cleverer than other people.

But all that he presents to us, whatever its form, bears witness to

his rectitude, cheerfulness, and equanimity, so that we are always

favorably impressed. The unbounded admiration of his own times was a

consequence of these moral excellencies.

It was natural that people should try to discover originals for his

general descriptions and should succeed; and consequently he was

attacked on this score by certain individuals: his over-long apologies

denying that his satire was personal, prove the annoyance to which he

was subjected. Some of his letters do honor to him both as a man and

an author. The confidential epistle in which he describes the siege

of Dresden and the loss of his house, his effects, his writings, and

his wigs, without having his equanimity in the least shaken or his

cheerfulness clouded, is most estimable, although his contemporaries

and fellow-citizens could not forgive him his happy temperament. The

letter in which he speaks of the decay of his strength and of his

approaching death is in the highest degree worthy of respect, and

Rabener deserves to be honored as a saint by all happy sensible people,

who cheerfully accept their earthly lot.

I tear myself away from him reluctantly, and merely add this remark:

his satire refers throughout to the middle classes; he lets us see here

and there that he is also acquainted with the upper classes, but does

not hold it advisable to discuss them. It may be said that he had no

successor; it would be impossible to point to any one at all equal, or

even similar to him.

Let us turn to criticism; and first of all to the theoretic attempts.

It is not going too far to say that idealism had at that time fled from

the world to religion; it was hardly discoverable even in ethics; of

a supreme principle in art no one had a notion. They put Gottsched’s

_Critical Art of Poetry_ into our hands; it was useful and instructive

enough, for it gave us historical information about the various kinds

of poetry, as well as about rhythm and its different movements;

poetic genius was taken for granted! But besides this the poet was to

have education, and even learning, he should possess taste, and other

things of the same nature. Finally, we were referred to Horace’s _Art

of Poetry_; we gazed at single golden maxims of this invaluable work

with veneration, but did not know in the least what to do with it as a

whole, or how to use it.

The Swiss came to the front as Gottsched’s antagonists; hence they

must intend to do something different, to accomplish something better:

accordingly we heard that they were, in fact, superior. Breitinger’s

_Critical Art of Poetry_ was now studied. Here we entered a wider

field, or, properly speaking, only a greater labyrinth, which was the

more wearisome, as an able man in whom we had confidence drove us about

in it. Let a brief review justify these words.

As yet no one had been able to discover the essential principle of

poetry; it was too spiritual and too evanescent. Painting, an art

which one could keep within sight, and follow step by step with the

external senses, seemed more adapted to such an end; the English and

French had already theorized about the arts of painting and sculpture,

and it was thought possible to explain the nature of poetry by drawing

a comparison from these arts. Painting presented images to the eyes,

poetry to the imagination; poetical images, therefore, were the

first thing to be taken into consideration. Similes came first, then

descriptions and whatever it was possible to represent to the external

senses came under discussion.

Images, then! But whence should these images be taken except from

nature? The painter obviously imitated nature; why not the poet also?

But nature, just as she is, cannot be imitated: she contains so much

that is insignificant and unsuitable, that a selection must be made;

but what determines the choice? what is important must be selected; but

what is important?

The answer to this question the Swiss probably took a long time

to consider: for they arrived at an idea which is indeed strange,

but pretty, even amusing; for they said what is new is always most

important: and after they had considered this for a while, they

discovered that the marvelous is always newer than anything else.

Apparently they now had the essentials of poetry before them, but it

had further to be taken into consideration that the marvelous may

be barren and without human interest. This human interest which is

indispensable must be moral, and would then obviously tend to the

improvement of man; hence that poem would fulfil its ultimate aim which

in addition to its merits possessed utility. It was the fulfilment of

all these demands which constituted the test they wished to apply to

the various kinds of poetry, and that species which imitated nature,

and furthermore was marvelous, and at the same time moral in purpose

and effect, they placed first and highest. And after much deliberation

this great preëminence was finally ascribed, with the utmost

conviction, to Æsop’s fables!

Strange as such a deduction may now appear, it had the most decided

influence on the best minds. That Gellert and subsequently Lichtwer

devoted themselves to this department of literature, that even Lessing

attempted to do work in it, that so many others applied their talents

to it, speaks for the faith they put in this species of poetry. Theory

and practice always act upon each other; one can see from men’s works

what opinions they hold; and, from their opinions, it is possible to

predict what they will do.

Yet we must not dismiss our Swiss theory without doing it justice.

Bodmer, with all the pains he took, remained in theory and practice a

child all his life. Breitinger was an able, learned, sagacious man,

who, after making a careful survey, recognized all the requirements

to be fulfilled by a poem; in fact, it can be shown that he was dimly

conscious of the deficiencies of his method. Noteworthy, for instance,

is his query, whether a certain descriptive poem by König, on the

_Review Camp of Augustus the Second_, is properly speaking a poem;

and the answer to it displays good sense. But it may serve for his

complete justification that, after starting on a wrong track and nearly

completing his circle, he yet discovers the main issue, and at the end

of his book, as a kind of supplement, feels it incumbent on him to urge

the representation of manners, character, passions, in short the inner

man--which surely constitutes the chief theme of poetry.

It may well be imagined into what perplexity young minds were thrown by

such maxims torn from their contexts, half-understood laws, and random

dogmas. We clung to examples, and there, too, were no better off: the

foreign as well as the classical ones were too remote from us; behind

the best native ones always lurked a distinct individuality, the good

points of which we could not arrogate to ourselves, and into the faults

of which we could not but be afraid of falling. For any one conscious

of productive power it was a desperate condition.

When one considers carefully what was wanting in German poetry, it

was a significant theme, especially of national import; there was

never any lack of gifted writers. It is only necessary to mention

Günther, who may be called a poet in the full sense of the word. A

decided genius, endowed with sensuousness, imagination, memory, the

gifts of conception and representation, productive in the highest

degree, possessing rhythmic fluency, ingenious, witty, and at the same

time well-informed;--he possessed, in short, all the requisites for

creating by his poetry a second life out of the actual commonplace life

around him. We admire the great facility with which, in his occasional

poems, he ennobles all situations by appealing to the emotions, and

embellishes them with suitable sentiments, images, and historical and

fabulous traditions. The roughness and wildness in them belong to his

time, his mode of life, and especially to his character, or, if you

will, his want of character. He did not know how to curb himself, and

so his life, like his poetry, proved ineffectual.

Goethe's literary essays · 第 13 / 17 段