Scope of Royal Commission

As has been the practice in New Zealand when a Commission of Inquiry

consists only of or is chaired by a High Court Judge, the Erebus

Commission was a Royal Commission in that the warrant was expressed to

be issued under the authority of the Letters Patent of 1917 constituting

the office of Governor-General. One of the powers delegated by the

Letters Patent to the Governor-General is to "constitute and appoint, in

Our name and on Our behalf, all such ... Commissioners ... as may be

lawfully constituted or appointed by Us". The warrant was also expressed

to be issued under the authority of and subject to the provisions of the

Commissions of Inquiry Act 1908, and s. 15 of that Act extends and

applies not only to inquiries under statutory Commissions appointed by

the Governor-General or Governor-General in Council but also to

inquiries under the Letters Patent. This means inter alia that

statutory-powers of summoning witnesses and requiring the production of

documents apply, that a Judge of the High Court acting as Commissioner

has the ordinary judicial immunity, and that interested persons have

statutory rights to be heard under s. 4A, inserted by an amendment made

in 1980 shortly before the inquiry now in question began. Section 2 of

the 1908 Act empowers the Governor-General by Order-in-Council to

appoint any person to be a Commission to inquire into and report upon

any question arising out of or concerning a range of matters. The

relevant one is "(e) Any disaster or accident (whether due to natural

causes or otherwise) in which members of the public were killed or

injured ..." In giving statutory power to appoint Commissions and

listing permissible subjects the Act differs from the Evidence Acts

considered in Australian cases. The Australian Acts presuppose the

existence of Commissions appointed under prerogative or inherent

executive powers and merely confer ancillary powers of compelling

evidence and the like. Under Acts of that type the validity of the

Commission depends on the common law and the division of powers in the

Australian Constitution. Under the New Zealand Act a Commission can be

given a statutory source for its basic authority even if it is a Royal

Commission and has a prerogative source as well.

The Erebus Commission was appointed to inquire into the causes and

circumstances of the crash. Among the particular questions referred to

it was:

(g) Whether the crash of the aircraft or the death of the

passengers and crew was caused or contributed to by any person

(whether or not that person was on board the aircraft) by an act or

omission in respect of any function in relation to the operation,

maintenance, servicing, flying, navigation, manoeuvring, or air

traffic control of the aircraft, being a function which that person

had a duty to perform or which good aviation practice required that

person to perform?

All the terms of reference fall well within s. 2 (e). The Commission was

not appointed to inquire into allegations of crime so we are not now

called upon to go into the question whether a Royal Commission can be

appointed for such a purpose, on which New Zealand and Australian

authorities diverge (see _In re The Royal Commission on Licensing_

(1945) N.Z.L.R. 665, 679; and D.R. Mummery "Due Process and

Inquisitions", 97 L.Q.R. 287). Nevertheless paragraph 377 of the Royal

Commission Report contains findings of organized perjury. The judgment

in the leading New Zealand case, _Cock_ v. _Attorney-General_, while

denying that the prerogative can authorize a Commission with the main

object of inquiring into alleged crimes, recognizes at p. 425 that a

Commissioner may investigate an alleged crime if to do so would be

"merely incidental to a legitimate inquiry and necessary for the purpose

of that inquiry". We think that the test must be what is reasonably

incidental to valid terms of reference. In relation to paragraph 377 the

allegation of excess of jurisdiction turns accordingly on whether the

findings are reasonably incidental to an inquiry into the causes and

circumstances of the crash.

It is difficult to find reasons why the Court should refuse to entertain

that question. While Commissions of mere inquiry and report are largely

free from judicial control, there is strong authority indicating that

the Courts have at least a duty to see that they keep within their terms

of reference. We agree with the opinion of Myers C.J. in the _Royal

Commission on Licensing_ case at p. 680 that it is implicit in all the

judgments in the Privy Council and the High Court in _Attorney-General

for the Commonwealth of Australia_ v. _Colonial Sugar Refining Co. Ltd_

(1914) A.C. 237, 15 C.L.R. 182, that if it can be said in advance that

proposed questions are clearly outside the scope of the inquiry they are

irrelevant and cannot be permitted. In the _Royal Commission on

Licensing_ case that very principle was applied in this Court, it being

held that certain matters were not within the ambit of the Commission's

inquiry. That decision was given on a case stated by the Royal

Commission under ss. 10 and 13 of the 1908 Act, but the _Sugar Company_

case was an action for declaration and injunctions and the procedure was

expressly approved in the judgment of their Lordships delivered by

Viscount Haldane L.C. ((1914) A.C. at 249-50). Similarly in _McGuinness_

v. _Attorney-General_ (1940) 63 C.L.R. 73 the High Court, on an appeal

from a conviction for refusing to answer a question touching the subject

matter of an inquiry by a Commissioner, accepted without any apparent

difficulty that the Court had authority to determine whether the

question was relevant.

We do not overlook that the cases just cited were concerned with the

scope of questions that might be put to witnesses under compulsory

powers given by statute. They were not directly concerned with the scope

of findings in reports. But if the Court has jurisdiction to determine

the true scope of a Commission's inquiry and require the Commission to

keep within that scope there are obvious arguments that it should have a

corresponding jurisdiction in the matter of findings. A vital part of

the constitutional role of the Courts is to ensure that all public

authorities, whether they derive their powers from statute or the

prerogative, act within the limits of those powers.

A different view was taken by Stephen J. sitting at first instance in

chambers in _R._ v. _Collins_ (1976) 8 A.L.R. 691, but we note the

opinion expressed in several Canadian cases that the Court will

intervene where a Commissioner has inquired or seeks to inquire into

matters outside his terms of reference: _Re Sedlmayr_ (1978) 82 D.L.R.

(3d.) 161; _Re Anderson_ (1978) 82 D.L.R. (3d.) 706; _Landreville_ v.

_The Queen_ (1973) 41 D.L.R. (3d.) 574; _Landreville_ v. _The Queen_

(No. 2) (1977) 75 D.L.R. (3d.) 380, 400-402.

In _Re Royal Commission on Thomas Case_ (1980) 1 N.Z.L.R. 602 a Full

Court (Molier, Holland and Thorp JJ.) held inter alia that the Court may

prohibit a Commission from acting in excess of its jurisdiction and that

the creation of a Commission pursuant to the Letters Patent does not

exempt it from the supervisory role of the Court. However part of the

Full Court's decision in that case is the subject of a pending appeal to

this Court and other proceedings relating to the Thomas Commission have

been moved into this Court. So we refrain from expressing any final view

upon it.

For the foregoing reasons we think that if the applicants make out their

claim that the findings of the Erebus Commission in paragraph 377 are

outside the commissioner's terms of reference, they could be granted a

declaration to that effect at common law. To obtain a setting aside of

the findings under s. 4 (2) of the Judicature Amendment Act 1977 they

have to show in addition that the findings were made in the exercise of

a statutory power of decision. We think this requirement should not

present final difficulty if regard is had to the evident intent and

spirit of the 1972 Act and particularly the amendments made by

Parliament in 1977.

Judgments of the Court of Appeal of New Zealand on Proceedings to Review Aspects of the Report of the Royal Commission of Inquiry into the Mount Erebus Aircraft Disaster C.A. 95/81 · 第 17 / 41 题