Taken as a whole, this piece is immeasurably finer than any movement of

its kind produced up to that time, save alone those of Mozart; and the

advance is not only in method but in the essence of the idea itself.

There is a geniality and warmth about this music that marks a new era.

Bach was more profound, but more isolated; here we have simple human

sentiment and a kind of naïve charm that distinguished Haydn's music

from that of all other composers.

V. FORM OF HAYDN'S ADAGIO.

This Adagio of Haydn is a good illustration of what we have called

"sectional form." It may be tabulated as follows:

TABULAR VIEW OF SECTIONS IN HAYDN'S ADAGIO.

--------------------+-------------------+-------------------+-----------------

1 | 2 | 3 | 4

--------------------+-------------------+-------------------+-----------------

Section in E-flat | Section in the | Section of free | Double Section

measures 1-16 | dominant (B-flat) | modulation 30-54 | in E-flat 55-82

| 16-30 | | Coda 83-91

| | |

Duality | Plurality | Unity

----------------------------------------+-------------------+-----------------

Section four contains practically the same material as Sections 1

and 2, with its last half in the tonic instead of the dominant. It

will be observed that the harmonic plan of the movement is that of

"sonata-form," but that the first two sections (which would constitute

the exposition) are not repeated, as was the invariable custom in

Haydn's first movements. Yet the resemblance is quite close, for

the third part is like a development section and the fourth like a

restatement. Still there is not here that decided difference between

the three sections of exposition, development, and recapitulation that

is essential to sonata-form.

VI. MOZART AND THE CLASSIC STYLE.

The slow movements of the symphonies and string quartets of Mozart, who

represents the culmination of the classic type in music, are thoroughly

characteristic of the ideals of the classical period. Unlike the rustic

Haydn, Mozart was accustomed from his childhood to the atmosphere of

courts and lived in the favor of princes. His music is never brusque,

nor does it have the homely wit and sentiment of Haydn--it does

not smack of the soil--but it possesses a certain ideal beauty and

elegance, a certain finesse and finely pointed wit that were beyond

Haydn's powers. Yet these ideally beautiful compositions of Mozart

are absolutely spontaneous. We are never admitted into his work-shop;

we never trace a sign of his labor; his music seems to have sprung

full born from his brain. He is the type of the consummate artist

who deals with the language of music as easily as an ordinary mortal

deals with his native tongue. He was not a philosopher like Bach, nor

a great man like Beethoven. We find no evidences of his having been,

outside his music, particularly distinguished from his fellows, for his

improvidence and fondness for amusement are matters of record. When we

think of Beethoven's music we think of Beethoven; Mozart and his art

are distinct and separate.[33]

At this point the question naturally arises: "Just what do we mean

by classic beauty?" In a general way a book, a picture or a piece of

music becomes a "classic" when it is universally accepted as a model

of its kind. In this sense Grey's "Elegy in a Country Churchyard" is a

classic; so are Lincoln's Gettysburg Address, the Sistine Madonna, and

the Apollo Belvedere. The same term is applied to Beethoven's Fifth

Symphony, and to Schumann's "Träumerei." These works of art represent

many varieties of mood, of style, and of structure, and the application

to them all of the term "classic" is a very broad usage. "Classic,"

as opposed to "Romantic," in music, means something quite different

and much more definite. It refers to purity of outline and simplicity

of harmony; to pure beauty of sound as opposed to luxuriance or the

poignancy produced by dissonances; to clear and translucent colors

and definite lines curved in beauty, rather than to picturesqueness.

Classical music tells its story clearly and definitely and does not

depend on suggestion, as does, for example, the romantic music of

Schumann.

Our illustrations from Haydn have revealed how this classic spirit

gradually approached its culmination. In his Andante with Variations

there is something of the classic spirit, though the occasional diffuse

ornamentation of the trio theme mars the purity of the composition.

In the movement from the "Surprise" Symphony there is too much that

is rustic to admit of its being considered altogether classic. But a

fine example of the classic type is afforded by the first movement of

Mozart's G-minor Symphony, discussed in Chapter IX. The distinction

may be made still more clear by reference to Figure XLIV, containing

(a) the opening phrases of the Finale of Tschaikowsky's "Pathétique"

Symphony, and (b) a short quotation from Schumann's Novelette, op. 21,

No. 1.

[Music: score]

(_a_)

[Music: score]

(_b_)

FIGURE XLIV.

The poignancy of the passage from Tschaikowsky is remarkable, and the

opening chord, modulating at once to another key than the tonic,

produces a feeling of unrest which is further intensified, as the

piece proceeds, by harsh dissonances. The quotation from Schumann's

Novelette is notable for its brusqueness, and for the roughness of

its dissonances. Effects like these would not have been tolerated in

Mozart's time, and illustrate the tendency of music to become more

personal and to seek to express a wider range of human feeling. A

comparison of these two quotations with the opening of the andante by

Mozart will reveal how far apart are the ideals of classic and romantic

music.

EXAMPLE FOR ANALYSIS, No. 16.

_Mozart: Andante from String Quartet_[34] _in C-major,

dedicated to Haydn._

In Chapter IX reference has been made to the influence of Haydn and

Mozart on each other. Mozart undoubtedly profited by Haydn's labors in

the quartet form, and Haydn, in turn, shows in his latest quartets that

he had learned something from his younger contemporary. Ever since this

form came into being it has been a favorite one with composers, for

in it they are able to express musical ideas in all their purity and

divested of extraneous influences. For this reason the quartet became

the medium for their most advanced ideas. Both Mozart and Beethoven

wrote quartets that were far in advance of their time, and that were

subjected to harsh criticism by their contemporaries. The introduction

to the quartet from which this andante is taken is a case in point.

The harmonies, within the space of a few measures, wander far from the

home key, and commit what were then unpardonable sins of cacophony.

A brief quotation from the beginning of this introduction is shown

in Figure XLV. The harsh dissonances between the A-flat in the first

measure of the viola part and the succeeding A-natural in the first

violin part should be noted.

[Music: score]

(_a_)

[Music: score]

(_b_)

FIGURE XLV.

The vague harmonies of this introduction serve as an admirable foil to

the bright opening of the first movement. The æsthetic purpose they

serve is one of which Beethoven also made constant use when he desired

to enhance the charm of a passage by vivid contrast of color. The

opening theme of the movement (shown at (b) in Figure XLV) will be seen

to be foreshadowed in the introduction (Figure XLV (a); viola part,

measure 3, first violin part, measures 4-5). From the point of view of

both harmony and thematic development this introduction is therefore

extremely modern.

[Music: score]

FIGURE XLVI.

Of this andante by Mozart we can say unreservedly that it is a perfect

specimen of pure classic beauty. Its translucent harmonies, its

exquisite curve of melody, its clear outlines, all make it a model of

its kind. The chief theme, extending to measure 12 (see Figure XLVI),

should be compared with those of Handel, Haydn and Mozart shown in

previous chapters. This comparison will reveal an important element

in the present theme, namely, the element of organization. In our

earliest musical examples quoted in the first two chapters there was a

conspicuous lack of variety. "Three Blind Mice" contented itself with

two motives, which were repeated over and over again. "Barbara Allen"

was made up of one rhythmic figure, constantly reiterated, and even in

the themes of Philip Emanuel Bach and Haydn there were many rhythmic

repetitions. In the Haydn quartet movement there were but two motives,

and while they were used with the greatest skill, the theme itself was

entirely constructed from them. In Mozart's theme, on the contrary,

there is hardly a single repetition of rhythm. An examination of the

melody will reveal how great a variety is imparted to it by the many

different rhythmic figures. Yet there is no sense of vagueness about

it; it holds together firmly. This quality distinguishes all highly

organized melodies, and is never found in folk-music. The same element

may be observed in a developed language in which words have come to be

flexible in their meaning, and more or less complicated sentences are

possible. In this theme one does not get the sense of what the composer

is trying to say until the melody ends; in simple themes, made up by

repeating the same motive, one can foresee the end long before it is

reached. Themes like this beautiful one of Mozart are possible only

after art has become well developed, and after people in general have

become sufficiently familiar with the phraseology of music to be able

to follow complicated musical sentences.

A further charm is added to this movement by the free and flowing

counterpoint of the several parts. This is an essential element in the

string quartet, since without it, there being little variety in the

tone of the four instruments, monotony would result.

VII. FORM OF MOZART'S ANDANTE.

Here, as in the Haydn slow movement, we find another example of

sectional form. It may be tabulated as follows:

TABULAR VIEW OF SECTIONS IN MOZART'S ANDANTE.

--------------------------------------------------------------------------

I. | II.

--------------------------------------+-----------------------------------

Modulating from tonic to dominant | Modulating from dominant back to

and containing theme I, episode theme | tonic with the same succession of

(13) and theme II (26), 1-44. | themes. Coda (102), 54-114.

--------------------------------------+-----------------------------------

The sub-divisions of the above should be carefully noted (as indicated

by the entrance of the different themes). These sub-divisions break

the piece up into smaller sections, each distinct from the others. A

particularly interesting and beautiful effect is produced in the coda

(measures 103-5) by the augmentation of the phrase from measures 1-2,

which is reproduced in longer notes against a familiar counterpoint.[35]

SUGGESTIONS FOR COLLATERAL READING.

_C. H. H. Parry: "The Evolution of the Art of Music," Chapters XI and

XII. W. H. Hadow: "Sonata Form," Chapter X. D. G. Mason: "Beethoven and

His Forerunners," Chapters V and VI._

FOOTNOTES:

[31] The instruments employed in the string quartet are two violins

(first and second) viola, and violoncello.

[32] Published in miniature score, Payne edition, price 20 cents. This

quartet also appears among Haydn's works in the form of a sonata for

violin and piano.

[33] See Mason's "Beethoven and his Forerunners," pages 232-240.

[34] Published in miniature score, Payne edition, price 20 cents.

[35] A reference to the full score of this movement will reveal certain

crossings of the lower instruments over the upper by which interesting

effects of tone color are produced.

CHAPTER XI.

BEETHOVEN--I.

I. GENERAL CHARACTER OF BEETHOVEN'S WORK.

The reader who has attentively followed the story of the long and

gradual development of music from the folk-song and peasant dance up

to the point we have now reached, cannot but have been impressed by

the character of preparation for some supreme achievement of which

this development seems to partake throughout. All the laborious steps

lead on toward a goal which even in the splendid work of Haydn and

Mozart is not quite reached. Haydn crystallizes the form and style of

instrumental music; Mozart adds his peculiar aristocratic grace of

manner and classical beauty of substance, yet even in his work there

remains a certain coldness and conventionality--the body of the art is

perfect, but the spiritual passion of modern music as we know it is

still lacking. Even during the life-times of these great musicians,

however, the supreme genius who was to bring to its perfect flowering

the plant they had so carefully tended was preparing for his work. In

1791, when Mozart died, and when Haydn made his first journey to London

to produce his Salomon symphonies, Ludwig van Beethoven, born in 1770,

was just entering on his young manhood.

In order to understand the character and work of Beethoven, it is

necessary constantly to bear in mind the two-sided truth that

the greatest men are those who combine the utmost receptivity and

teachableness with a perfect self-dependence and fearless initiative.

Beethoven, who is equally remarkable for both, could never have done

what he did had he lacked either. Had he been merely "original"

he could not have securely founded himself on the work of his

predecessors, and, therefore, would probably not have surpassed them.

Had he been content always to imitate, had he never ventured beyond

what was sanctioned by tradition, he would never have inaugurated a

new epoch in music. It becomes, therefore, a matter of great interest

to trace these opposed but complementary traits of docility and

unconventionality, first in his character, and secondly in his music.

In what has been written of Beethoven, his eccentricities have been

so dwelt upon that his capacity for laborious study has hardly been

appreciated. It is true that he was a restive pupil. He was taught

for a while by Haydn, but soon quarreled with him. His teacher in

counterpoint, the learned pedagogue Albrechtsberger, said of him: "He

will never do anything according to rule; he has learnt nothing."

But Beethoven was essentially self-taught; and in his efforts, under

his own guidance, to master all the technical difficulties of his

art, he showed the most inexhaustible patience and subjected himself

to the most tireless labor. Never did the veriest dolt drudge more

faithfully at the A, B, C of his art than the "divine Beethoven." We

have proof of this in his sketch-books, many of which have been edited

and printed by Nottebohm. In them we see him jotting down his ideas,

often surprisingly trite in the first instance, and then returning,

day after day, to the task of developing them into the perfect themes

of his finished compositions. Nothing could be more salutary to those

who fancy that musical creation is entirely a matter of "inspiration"

than a perusal of these endless pages in which Beethoven slowly and

painfully separates the pure metal from the ore of his thought and

refines it to complete purity.[36]

Beethoven's wonderful certainty of touch, economy of material, and

logical coherence of ideas were doubtless attainable only by this

laborious method of working. He learned, by careful imitation, all

that the models left by his predecessors could teach him before he

ventured to push beyond them. Yet even in his early 'prentice work,

like the first two symphonies and the earlier piano sonatas, in which

the influence of Haydn and Mozart are constantly evident, there is a

vigor of execution, a ruggedness of style, and a depth of feeling, that

are all his own. In other words, his strong originality was already

coloring all that he did; even when he imitated, it was with a subtle

difference.

Later, as his powers developed and self-confidence grew, he became

more and more indifferent to tradition, more and more singly bent on

following his own genius wherever it might lead him. A strong dramatic

instinct began to possess him, showing itself in a love for sudden

changes of harmony and rhythm, for unexpected transitions from loud

to soft or from soft to loud, and in other such eccentricities. His

rhythms became more striking, his melodies broader and more various,

his harmonies and modulations so daring and unprecedented that the

conservatives of the day held up their hands in horror. His sense of

musical structure, of that combining of themes in long movements which

is akin to the architect's combination of pillars, arches, windows,

buttresses and colonnades in great buildings, became so powerful and

unerring that he created works of vaster proportions and more subtle

symmetry than had ever been dreamed of before--so great and complex

that they could be followed only by the highly trained ear and mind.

Such were the works of his maturity. Later still, as he became more and

more thrown in upon himself by poverty, pride, the terrible affliction

of deafness, and the failure of his contemporaries to understand him,

he came to live entirely in his own ideal world, and his music became

more and more markedly individual, and in some cases almost perversely

so. His latest works are not thoroughly understood, even to-day, except

after the most patient, exhaustive study.

The customary division of Beethoven's artistic life into three

periods[37] is based on these internal differences observable in his

works. Those of the first period, extending to about 1803, of which the

most important are the piano sonatas up to opus 53, the first three

piano concertos, the string quartets, opus 18, and the first and second

symphonies, show him under the influence of Haydn and Mozart, though

already more poignant, impassioned, and forcible than his models.

In the second period, the period of full and vigorous maturity,

extending from 1803 to 1813, he throws off all restricting traditions,

and stands forth a heroic figure, the like of which music had never

seen, and may never see again. The compositions of this decade, among

which may be specially mentioned the piano sonatas from the "Waldstein"

to opus 90, the fourth and fifth piano concertos, the unique concerto

for violin, the string quartets, opus 59 and opus 74, the overtures

"Coriolanus" and "Egmont," the opera "Fidelio," the great Mass in C,

and above all the six magnificent symphonies from the "Eroica" to the

eighth, are among the supreme achievements of human art. They combine

the utmost variety of form and style with a perfect unity; they are

models of structure for all time; and as to expression, one knows not

what to marvel at most, their rugged virility and intensity of passion,

their deep pathos and tender sentiment, their moods of effervescent

merriment, humor, and whimsical perversity, or their almost superhuman

moments of mystical elevation.

The third period, extending from 1813 to Beethoven's death in 1827, is

as we have said characterized by an almost excessive individuality,

and is difficult to relate to the normal progress of musical art.

Nevertheless it contains some of his greatest works--notably the Ninth

Symphony, the Mass in D, and the final sonatas and quartets. The

detailed study of it falls outside the province of this book.

With this brief and necessarily cursory survey of Beethoven's

achievement in its entirety, we may pass on to the examination of a

single typical work, hoping in the course of it to make clearer to

the student the two main facts about Beethoven on which we have been

trying to insist: his indebtedness to his predecessors in the matters

of general structure and style, and the indomitable originality by

virtue of which all that he does is infused with a novel beauty and

an unparalleled profundity of feeling. We shall choose for our first

example one of the finest compositions of his first period--the

"Pathétique Sonata," for piano, opus 13, taking up in later chapters

some typical examples of his more advanced style.

II. ANALYSIS OF A BEETHOVEN SONATA.

EXAMPLE FOR ANALYSIS, No. 17.

_Beethoven: Piano Sonata, Opus 13. First movement._

It will be noted that Beethoven adds to the three traditional sections

of the sonata-form an introduction in slow tempo (of which we saw an

earlier example in Haydn's "Surprise" Symphony) and a brief coda,

based on the main material of the movement, to round out the complete

movement satisfactorily. In his later work both of these additional

sections came often to figure very prominently, the increased

development he gave to them being indeed one of his most important

contributions to sonata-form. We shall see in his Fifth Symphony a fine

example of his treatment of the coda, which raises it to a dignity

equal to that of the other organic sections. The introduction of the

Fourth Symphony extends to thirty-eight measures of slow tempo, that

of the Seventh Symphony to sixty-two measures, with great variety of

treatment.

The general structure of this movement, which is in extended

sonata-form, is shown in the following tabular view:

TABULAR VIEW OF STRUCTURE OF FIRST MOVEMENT OF THE PATHÉTIQUE SONATA.

-------------------+---------------------------------------------+----------

Sections. | Themes. | Measures.

-------------------+---------------------------------------------+----------

Slow Introduction | | 1-10

-------------------+---------------------------------------------+----------

Exposition (A) | First theme, C minor | 11-27

| Transition, based on first theme | 27-50

Duality of | Second theme, E-flat minor | 51-88

Harmony | Codetta or Conclusion section, E-flat major | 89-134

| Consisting of |

| Conclusion-theme I | 89-112

| Conclusion-theme II | 113-120

| Reminiscence of theme I | 121-134

-------------------+---------------------------------------------+----------

Development (B) | Introduction-motive | 135-138

Plurality of | Theme I and Introduction-motive treated | 139-196

Harmony | |

-------------------+---------------------------------------------+----------

Recapitulation (A) | First theme, C minor | 197-209

| New transition | 209-222

Unity of | Second theme, F minor | 223-254

Harmony | Codetta, C minor | 255-296

-------------------+---------------------------------------------+----------

Coda | | 297-312

| Consisting of |

| Introduction motive | 297-300

| First theme, reminiscence | 301-311

-------------------+---------------------------------------------+----------

The motive of the introduction, shown in Figure XLVII, is a deeply

expressive bit of melody which at once establishes the mood to which

the sonata owes its name of "Pathetic." How incisive and seizing is

this very first measure! What a different world it takes us into--a

romantic world of personal feeling--from the classic realms of Haydn

and Mozart! The emotion thus suggested at the outset becomes deeper,

too, as we proceed, first with the higher utterance of the same motive

in the second measure, and then with the fragments of it in the third

and fourth, urging us on to a climax on the high A-flat. Finally,

in the fifth and succeeding measures, the pulsating rhythm of the

accompaniment adds a still greater agitation, while the melody climbs

ever higher and higher until it reaches the F of measure 9, after

which it dies away in preparation for the main theme. The intensity of

Beethoven's expression, by which his claim to the title of "romantic"

is most surely indicated, could hardly be better shown than by this

brief introduction of ten measures.

[Music: score]

(_a_) Motive of the Introduction, Pathétique Sonata.

[Music: score]

(_b_) Treatment of this motive in the Development.

FIGURE XLVII.

The body of the movement begins energetically, yet sombrely, with the

first theme, in minor key and strongly pronounced rhythm. This merges

quickly in the transition (27-50), which is neither a bit of empty

passage-work as often with Haydn, nor a new melody as with Mozart, but

contains constant references to the main theme (35-37, 39-41, 43-45).

The second theme is both more lyrical in character and more extended

than the first. It is not in the traditional key of the relative major

(see Chapters II and III), but oscillates between E-flat minor and

D-flat, coming into E-flat major (the relative of C-minor) only as it

closes and debouches into the first conclusion theme (89-112). The

closing section or codetta is, however, almost entirely in E-flat, and

is moreover fairly long and important. It consists of two independent

themes and of a reminiscence of the first theme at measures 121-135. A

fine instance of melodic germination is found in the first conclusion

theme, where the gradually rising melody twice builds itself up into

a long phrase of eight measures (93-100, and 105-112) with splendidly

sustained effect. The great variety of rhythm embodied in the codetta

should be especially noticed.

The development begins with a restatement of the poignant

introduction-motive, so managed that it leads into the remote key of

E-minor. Now begins, with the resumption of the allegro tempo, a rather

short but most interesting treatment of the first theme, continued with

an ingenious variant of the introduction-motive (measures 142-143,

148-149: see Figure XLVII (_b_)), followed by the transference of the

fragment of the first theme to the bass, where it is thrice repeated,

amid constant modulation. Then, in the measure following 169, comes

one of those inimitably hushed, mysterious passages so peculiar to

Beethoven, through which, like fountains from a sombre pool, rise

fragments of the first theme. Then, with a rapidly descending passage,

the movement plunges into its recapitulation.

This section the reader will have no difficulty in analyzing for

himself, not failing to note the felicity with which a new transition,

from first to second themes (209-222), is made to germinate from

the last two measures of the main theme. The coda, very brief,

contains nothing but a final announcement of fragments of the

introduction-motive and a single sentence of the first theme.

EXAMPLE FOR ANALYSIS, No. 18.

_Beethoven: Piano Sonata, opus 13. Second movement._

This slow movement, a beautiful _adagio cantabile_ in Beethoven's

tranquilly serious mood, takes on the sectional form of the rondo,

consisting of a theme (_A_), an episode (_B_), recurrence of the theme

(_A_), a second episode (_C_), second recurrence of the theme (_A_),

and brief codetta.

[Music: score]

FIGURE XLVIII.

The theme itself, filling only eight measures, but repeated at a higher

pitch in the second eight measures, is a fine example of the variety

in unity of Beethoven's melodies, secured only after much laborious

sketching. It is shown in Figure XLVIII, and should be examined

carefully. Almost every measure of it presents a new rhythm, so that

there is none of the monotony of those themes which endlessly repeat

a single rhythmic figure. (Compare the tunes of primitive savages

shown in Chapter I.) Yet the whole melody is so deftly composed that

its final impression of unity is perfect. The sequence form which the

harmonies of the last four measures take contributes in no small degree

to this impression of unity.

The theme being in the key of A-flat, both episodes are planned to give

variety of key, the first (B--measures 17-28) being in the relative

minor, F-minor, and the second (C--measures 37-50), beginning in A-flat

minor and modulating, through E-major, back to the home-key.

With the third entrance of the main theme, the accompaniment takes the

more animated rhythm of triplets; and these continue through the brief

but delightful codetta (66-73).

EXAMPLE FOR ANALYSIS, No. 19.

_Beethoven: Piano Sonata, opus 13. Third movement._[38]

This movement is an example of rondo form, being, like the Mozart rondo

we have already studied, based on the alternation of a chief theme,

with sections containing other material. The tabular view on the next

page exhibits the complete structure.

The first theme, sprightly and energetic, and recalling in its melodic

curve the second theme of the first movement, is in strophic form,

with its last half repeated, and the cadence extended for greater

emphasis. The sequences in measures 6-7 and 10-11 should be noted.

The transition also starts off with a sequence, measures 23-26,

corresponding to 19-22. Our old familiar, the device of imitation, also

figures in measures 38 and 39. It is interesting to see Beethoven using

these tools of the polyphonic style (see Chapters I and III) in a work

so far removed from it, and with such ingratiating freshness.

TABULAR VIEW OF THE STRUCTURE OF THE FINALE OF THE PATHÉTIQUE SONATA.

---------+---------------------------------------------------+--------

Sections.| Themes. |Measures.

---------+---------------------------------------------------+--------

A. | First theme, C-minor | 1-18

| Transition | 19-26

---------+---------------------------------------------------+--------

B. | Second theme, E-flat major | 26-44

| Closing theme (Codetta) | 44-52

| Transition (on motive from close of second theme) | 52-62

---------+---------------------------------------------------+--------

A. | First theme, C-minor | 62-79

---------+---------------------------------------------------+--------

C. | Third theme, A-flat | 80-108

| Florid passage work | 108-121

---------+---------------------------------------------------+--------

A. | First theme, C-major | 121-135

---------+---------------------------------------------------+--------

B. | Second theme, C-minor | 135-154

| Closing theme (codetta) | 155-171

---------+---------------------------------------------------+--------

A. | First theme, C-minor | 172-183

| Codetta, extended | 183-203

| Final suggestions of first theme | 203-211

---------+---------------------------------------------------+--------

The second theme enters for only eight measures, after which the

gay little imitations are again resorted to, and carry us to the

re-entrance of the main theme.

The episode (C), based on a new theme in the key of A-flat major, for

the sake of the harmonic variety so essential to the middle part of a

movement, is again in sequence form, and in strict polyphonic style,

first with two voices and later with three. In measures 100-103 we have

the theme in the right hand, and set against it in the left a staccato

counterpoint in eighth-notes; in the next four measures this scheme is

just reversed. A rather florid passage, which may be compared to the

cadenza in the rondo from Mozart analyzed in Chapter VI, leads over to

the return of the first theme.

[Music: score]

FIGURE XLIX.

The appearance of the second theme, on its return, in the key of

C-major instead of E-flat major, imparts organic solidity to the

movement by its insistence on the tonic key, as in similar cases in the

sonata-form (compare again Chapter VI). It is also this time made to

germinate into eight additional measures (see Figure XLIX).

In the final section A (172-end) the little motive of the transitions

does further duty, and a new figure is introduced in measure 194. After

the pause of measures 202-203, we have brief hints, piano, of the main

theme, and then with one of the sudden fortissimos Beethoven loves so

well, a precipitous downward scale ends the movement with vigor.

III. SUMMARY.

The "Pathétique Sonata" illustrates most vividly the general truths

about its composer's first period which we have tried to bring out

above. The similarity to the style of Haydn and Mozart is most

striking. Not only do we find the general types of structure developed

by them applied with great fidelity, but there are many details of

style, such as the accompaniment figures and the ornamentation, which

recall them. Yet the strings, so to speak, are all tightened, there

is not a trace of flabbiness or diffuseness, everything irrelevant is

omitted, and the style is at once more varied and more unified than

theirs. The vigor and individuality of all the themes is consummate;

the organic beauty of such themes as that of the Adagio is supreme.

The transitions are notable for their pertinency and derivation from

the thematic materials of the movement--there are no empty scales

and arpeggios. The developments give the impression of inevitability,

of growing from the primary motives as naturally as plants grow

from their seeds. Contrast in rhythm, in melody, in harmony, and in

style (as exemplified in the use of polyphonic style in the finale)

abounds. There is never a dull moment, yet interest is never secured

at the expense of unity. Above all, the virility, profundity, and

earnestness of the expression, surprise us; there is here none of the

detachment, the cool remoteness, of classic art; every note throbs with

personal feeling--music has left the innocence and transparent gaiety

of childhood behind it, and begun to speak with the deeper and more

moving, if less serene, accents of maturity.

In the next chapters we shall trace this progress further.

SUGGESTIONS FOR COLLATERAL READING.

_E. Dickinson: "The Study of the History of Music," Chapter XXVI. C.

H. H. Parry: "The Evolution of the Art of Music," Chapter XII. D. G.

Mason: "Beethoven and His Forerunners," Chapters VII, VIII, and IX._

FOOTNOTES:

[36] See for quotations from the sketch-books, Mason's "Beethoven and

His Forerunners," pp. 304-314. Several of the complete sketch-books,

edited by Nottebohm, are published by Breitkopf and Härtel.

[37] See Von Lenz's "Beethoven et ses trois styles."

[38] In numbering the measures, begin with the first (partial) measure,

even though it is incomplete.

CHAPTER XII.

BEETHOVEN--II.

I. FORM AND CONTENT.

Our study of the Pathétique Sonata has shown how closely Beethoven

followed the models of Haydn and Mozart, at the same time infusing

into them a new spirit. The first movement of that sonata does not

differ materially in form from the first movement of Mozart's G-minor

Symphony, discussed in Chapter IX, yet Beethoven takes us into a new

world, far removed from that world of pure impersonal beauty in which

Mozart dwelt. Beethoven is the man struggling, fighting, working out

his own individuality, learning through bitter experience; Mozart

is the artist not so much turning his own experience into music, as

creating outside himself imperishable works of an almost superhuman

beauty. In many of Beethoven's works there is this same regularity of

form coupled with freedom of expression. The brusqueness of his style

led his contemporaries to think him an iconoclast; and it was not till

many years after works like the Fifth Symphony were produced that the

public began to understand how orthodox they are.

This free individual expression, now a characteristic of art generally

and evident enough in all phases of human life--this assertion of the

personal point of view--began with Beethoven and has been increasing

ever since his day, until we now have music in which certain phrases

or themes no longer please us as beautiful sounds, but exist for some

ulterior and individual purpose.

[Music: score]

(_a_)

[Music: score]

(_b_)

FIGURE L.

This change was perhaps only a part of that more general transformation

of society by which the composer, who had previously been subject

to the favor of princely patrons, became an independent individual,

living in direct contact with the public at large. Music, thus freed

and given an independent existence, became an expressive art and took

deeper root in human experience. It lost, in this process, something of

that calm, ethereal beauty it had possessed, but it gained greatly in

expressiveness. In Beethoven's hands it became plastic; he enlarged the

range of harmonic combinations far beyond that of Mozart, and created

themes that were of wider application to human feeling. In illustration

of this there will be found in Figure L, (_a_) a quotation from the

slow movement of Beethoven's piano sonata, op. 2, no. 2, and in (_b_)

a quotation from the slow movement of his sonata, op. 10, no. 3. These

should be compared with the theme from Mozart's piano sonata in Figure

XLI. The difference between the themes of Beethoven and that of Mozart

is in their content rather than in their form.

The purpose of Mozart's theme is beauty; the purpose of Beethoven's

themes is expressiveness, the conveyance of deep emotion. They are

lacking in one essential quality of melodic beauty, namely, outline, or

curve.[39] These two quotations are not representative of Beethoven's

lyric genius, for he has left us many fine melodies, but they reveal

a general tendency of his to seek in music an outlet for his deepest

thoughts and feelings, and to sacrifice, if necessary, that beauty of

outline that characterizes Mozart's finest tunes.

II. BEETHOVEN'S STYLE.

One peculiarity of Beethoven's music, due to his constant search

after expressiveness rather than mere formal symmetry, is a unity

and conciseness of style notably superior to that of Mozart. Many of

his themes lack the perfect balance of phrases, in exact thesis and

antithesis, found in Mozart's, their structure resulting rather from a

logical development of the leading motive, which, by a favorite device

of his, presses on, in constant repetition and with increasing vigor,

to an emotional climax. The contrast between this method of treating a

theme and the method of Mozart may be seen in Figure LI.

[Music: score]

(_a_) From Mozart's G-minor Symphony.

[Music: score]

(_b_) From Beethoven's first piano Sonata.

[Music: score]

(_c_) From Beethoven's String Quartet, op. 59, No. 1.

FIGURE LI.

In the quotation from Mozart's symphony it will be observed that the

two-measure phrases exactly balance each other, but that the second

phrase is melodically unrelated to the first, and is, furthermore, a

somewhat trivial figure. One feels in listening to the whole theme

that the real significance of it lies in the opening phrase, and this

conclusion is justified by reference to the development section of the

movement, where the composer altogether discards the second phrase. The

style of this theme is, therefore, largely dictated by the convention

of perfect phrase balance. The style of the two Beethoven themes, on

the contrary, is vigorous and terse. The outward symmetry is dictated

by the inner sense.

In the sonata theme Beethoven presses home his idea with greater

and greater intensity until the climax is reached, after which the

tension is gradually abated; in the theme from the string quartet an

almost identical method is pursued. For a further illustration of the

terseness of Beethoven's style reference may be made to the development

sections of this sonata and string quartet, where most interesting

use is made of the short motives from which these themes are derived.

These methods of writing give evidence of the fine economy Beethoven

continually displays. There is, in his music, nothing redundant--no

unnecessary word--and it is this quality of style that produces such an

effect of life and vigor.

Beethoven carries out these methods in whole movements, and even in

complete symphonies. We have already seen how, in the Pathétique

Sonata, a theme in the finale is derived from one in the first

movement, but a much more interesting example of the process[40] may be

found in the Fifth Symphony.

EXAMPLE FOR ANALYSIS, No. 20.

_Beethoven: The Fifth Symphony._[41] _First movement._

[Music: score]

(_a_)

[Music: score]

(_b_)

[Music: score]

(_c_)

[Music: score]

(_d_) From the Scherzo.

FIGURE LII.

In Figure LII will be found quotations from the three themes of the

first movement of the Fifth Symphony, and from the secondary theme of

the scherzo.

It will be observed that the first motive in theme I--consisting of

three short notes followed by a long one--is the germ from which both

the conclusion theme and scherzo theme spring, and that the same motive

serves as the bass to the second theme. This motive, in fact, dominates

the entire first movement, the extraordinary vitality of which is

largely due to the incisive quality of the motive itself and to the

occasional thunderous proclamations of it by the entire orchestra.

Here we have the virility of Beethoven's style admirably illustrated;

no time is given to platitudes, no single measure wanders away from

the chief issues. At times this first motive is extended into a

succession of loud chords from the full orchestra; again the prevailing

two-measure rhythm is interrupted by a measure of silence that shifts

the accents dramatically from one place to another, dislocating the

whole passage.[42] This intensity of utterance--each phrase hammered

home--gives to the whole work a quite unique place among symphonies.

The complete movement may be tabulated as follows:

TABULAR VIEW OF STRUCTURE OF FIRST MOVEMENT OF BEETHOVEN'S

FIFTH SYMPHONY.

----------------+---------------------------------------------------+---------

Sections. | Themes. |Measures.

----------------+---------------------------------------------------+---------

Introduction. | On motive from theme I | 1-5

----------------+---------------------------------------------------+---------

Exposition (A) | First theme, C-minor | 6-56

| Transition consisting of a chord of modulation | 58

Duality of | Introduction to theme II based on original motive | 59-62

Harmony | Second theme in E-flat major | 63-95

| Codetta or Conclusion-section consisting of |

| Conclusion-theme | 95-119

| Reminiscence of theme I | 110-124

----------------+---------------------------------------------------+---------

Development (B) | Motive from theme I treated | 125-179

| Introduction to theme II lengthened and treated |

| in sequence (G-minor and C-minor) | 179-195

Plurality of | Half note phrase pass the same extended into |

Harmony | long passage finally losing its contour and |

| retaining only its rhythm | 195-240

----------------+---------------------------------------------------+---------

Recapitulation | Further treatment of theme I | 240-252

(A) | First theme, C-minor | 253-300

| Transition leading to C-major | 302

Unity of | Introduction to theme II | 303-306

Harmony | Second theme in C-major | 307-346

| Conclusion-theme C-major | 346-374

----------------+---------------------------------------------------+---------

Coda | Theme I treated | 374-397

| Introduction to theme II with new counterpoint | 398-406

| Motive from the same in diminution (basses) | 406-415

| Motive from theme II treated | 416-469

| Motive from theme I treated | 469-502

----------------+---------------------------------------------------+---------

The foregoing table should be compared with those in Chapters VIII and

IX in order to get a comprehensive view of the gradual development

of sonata-form. It will be seen that Beethoven destroys nothing, but

that the changes he makes in the older models are changes such as

the nature of his themes and the length of the movement demand. The

chief difference in themes is that the first theme is less lyric than

those of Mozart, and more suited to development; a better contrast

between themes I and II is thereby provided. The coda is extended far

beyond that of the old model, and becomes an important part of the

structure--important, because at this stage of the development of

sonata form (audiences having become accustomed to listening to long

pieces of pure music) the repetition of the whole first section (A) is

a little too obvious, and the introduction of a dramatic coda after the

recapitulation section provides fresh interest at the point where it is

most needed.

Sir Hubert Parry[43] writes of Beethoven's innovations in this phase

of musical development as follows: "It was his good fortune that the

sonata-form had been so perfectly organized and that the musical

public had been made so perfectly familiar with it, that they were

ready to follow every suggestion and indication of the principle of

form; and even to grasp what he aimed at when he purposely presumed on

their familiarity with it to build fresh subtleties and new devices

upon the well known lines; and even to emphasize the points by making

progressions in directions which seemed to ignore them."

But most important of all is the close reasoning (if we may use the

term) displayed throughout this movement. There is hardly a single note

in it that has not some direct bearing on the subject matter, the two

chords in the transitions being the only portions not derived from

the themes proper. With all these elements of strength, and the added

cohesion resulting from the similarity of themes, this movement stands

as a model of what a symphonic first movement should be.

III. THE DRAMATIC ELEMENT IN BEETHOVEN'S MUSIC.

[Music: score]

(_a_)

[Music: score]

(_b_)

[Music: score]

(_c_)

FIGURE LIII.

We have referred in Chapter VIII to that process of development whereby

a theme becomes gradually changed, losing its physiognomy little by

little until it is only a shadow of its former self. In the quotation

in Figure LIII this process might almost be said to be the opposite

of development, since the theme is gradually denuded of its melodic

curve, until nothing but its rhythm remains; but the effect, at least,

is to produce something quite new out of a germinal motive, and to

relieve, for a moment, that insistence on melody that characterizes

the first section. The device is a favorite one with Beethoven, and in

this movement he makes interesting use of it. The passage begins at

measure 195 ((_a_) in the figure) with the phrase used to introduce

the second theme, as if it intended going on with the theme as before,

but instead there enters a long passage of half-notes, (_b_), in which

the _outline_ of the half-note phrase is preserved for a while, after

which the rhythm only is retained, and the passage becomes a series of

chords floating mysteriously, and dimly outlined as in a cloud ((_c_)

in the figure). The original motive crashes through (measure 228) for

a moment, the soft chords sound again, and then the whole orchestra

rushes rapidly to the end of the section.

The effect of this cessation of the rapid movement that has thus far

animated the music is very dramatic, and the startling interruption of

its peaceful flow by the loud chords at measures 228-231--as if they

were impatient to begin the turmoil again--gives the whole passage a

peculiarly vivid effect. This device is analogous to that employed in

the novel when the author prepares his readers, by a page or two of

peaceful narrative, for his most dramatic episode. The significance of

this passage is, of course, due to its connection with the introductory

phrase from which it sprang, but it should be noted that the whole

passage is a re-creation from the original motive and not a restatement

of it in another key. And its position in the movement is exactly at

the point where some relief is needed from what might otherwise be a

too great insistence on the first theme, and just before the beginning

of the recapitulation, where the first theme is to appear in its

original form. It will be found that such passages are usually placed

in this position.

The themes in Beethoven's finest works are not only hammered out, as

it were, from the rough metal, but we may say of them--as we cannot

say of those of Haydn's and Mozart's--that they are pregnant with

possibilities which are not fully realized until the composition is

finished. With Haydn and Mozart the development section is usually

a string of different versions of the original theme--as is the

latter's G-minor symphony, first and last movements. With Beethoven the

development section reveals what was latent in the original theme, but

what had not been before realized. In the development section of the

Fifth Symphony he not only convinces us by his logic, but overpowers us

by the sweep of his eloquence.

IV. THE SIGNIFICANCE OF THE FIRST MOVEMENT OF THE FIFTH SYMPHONY.

It is impossible to express in words the significance of this music,

but it runs almost the complete gamut of human feeling. The opening

theme is so incisive and has such a tremendous energy that it takes

us into a new world. If we compare it with Mozart's first movement

themes we realize at once that it deals with things that music had

never attempted to express before. The second theme is not by any

means a fine melody, being made up of a constantly reiterated phrase,

but it has an appealing beauty of its own that we would not exchange

for perfection. Occasionally the terrible asserts itself, as in those

ominous chords with empty fifths in the coda (measures 481-482), while

the whole movement seems to have been struck off at white heat.

That this was not the case, however, but that on the contrary even the

first theme itself took its present shape only after a laborious effort

of the composer's mind, we know from the evidence of his sketch-book.

The theme first appears there in the following form.

[Music: score]

FIGURE LIV.

This commonplace theme evidently lay generating in Beethoven's mind for

a long period. Various sketches on it appear from time to time, and it

was only after much thought that it finally emerged in its permanent

form. This was always his method of composition. Unlike Mozart, who

wrote music with the utmost fluency and rapidity, Beethoven rewrote his

themes many times before they satisfied him, and the process caused

him actual mental agony. With him composing was a struggle, a fight;

he stamped, and sang, and shouted over the composition of some of his

larger works, and finally emerged from his solitude exhausted.

There is no doubt but that Beethoven was affected by the prevailing

social unrest of his time--by the revolutionary ideas that were then

stirring. Although we cannot attempt to translate into words the

significance of the fifth symphony, there is no mistaking its language

as that of independence and freedom from conventional shackles.

"Writing in a period of revolution," says Mr. Hadow,[44] "himself an

ardent revolutionary, he broke in upon the politeness of the Austrian

court with an eloquence as tempestuous as that of Mirabeau or Danton."

So that, looking at his music as a whole, we are not only struck by

its significance, but by the close relation in which it stands to the

life of Beethoven's period. Never before had music been so untrammeled,

so free. The medium itself--harmony, melody, rhythm--had become more

plastic, and the old incubus of tradition had been thrown off. Not only

that, but the various elements in composition were fused for the first

time in Beethoven's music. Polyphony takes its place as a means and

not an end; pure melody--even folk-melody--becomes a part of the larger

scheme in which its beauty is set off against contrasting elements--and

is thereby enhanced; rhythm becomes a means of expression in itself,

and not merely a vehicle; harmony is made an important part of the

general design, and its latent possibilities as a means of expression

are realized.

All these threads were gathered together by Beethoven, and woven into

the complex fabric of his music. Great men are usually born at just the

right moment, and Beethoven was no exception to the rule; for he found

the art at just the point where a master spirit was needed to take its

various elements and fuse them. Under his hands all the inessential

parts dropped away, and the essentials were placed in such relation to

each other that a completely organic work of art resulted.

SUGGESTIONS FOR COLLATERAL READING.

_"Oxford History" Vol. III: Chapters X and XI. Grove's "Beethoven and

His Nine Symphonies." Grove's "Dictionary of Music and Musicians:"

articles "Beethoven," "Symphony," and "Form." Mason's "Beethoven and

His Forerunners," Chapters VII, VIII, and IX._

FOOTNOTES:

[39] An examination of any one of the best folk-songs quoted in

Chapter II, or the melodies of Bach, Handel, Haydn or Mozart quoted in

succeeding chapters, will show how important an element of melody is

this curve or outline.

[40] The themes in the minuet and finale of Haydn's "Emperor" quartet

have a slight similarity of contour.

[41] Published for piano, two or four hands, by Peters, Leipzig. For

convenience of reference, number all measures and parts of measures

consecutively.

[42] The presence of measure 389--which is silent--has been a subject

of discussion among musicians: it is sometimes omitted in performance.

[43] "Evolution of the Art of Music," Chapter XII.

[44] "Oxford History of Music."

CHAPTER XIII.

BEETHOVEN--III.

I. THE SLOW MOVEMENT BEFORE BEETHOVEN.

The slow movements of the sonatas and symphonies of Haydn and Mozart

were essentially lyric pieces in which the composer relied for his

effect on the beauty of his melodies. These melodies, usually two in

number, were varied by being presented in different keys and by being

ornamented with passing-notes, scale passages, trills, etc. Each

section was clearly separated from the others by cadence chords, so

that the total effect was of a series of separate divisions, each, as

it were, independent and complete in itself. There are, of course,

exceptions to this method of procedure, particularly in the string

quartets of Haydn and Mozart, which are more highly developed than is

usual in their piano sonatas, but as a general rule this was their way

of treating slow movements.

This lyric, sectional form of slow movement served as a foil to the

more involved first movement. The lovely, serene melodies were not

disturbed by passion, nor sacrificed for picturesque effect of any

kind. In the string quartets and symphonies they were enlivened by a

certain amount of polyphony (see Chapter X), and in the piano sonatas

they occasionally departed from the simple regular form, but they

seldom dealt with tragedy and seldom presented any evidence of that

idiosyncrasy and intense individuality that marks the slow movement of

later times.

II. THE SLOW MOVEMENTS OF BEETHOVEN'S EARLY SYMPHONIES.

The early sonatas and symphonies of Beethoven are largely constructed

on the old model. The first piano sonata, referred to in Chapter XII,

has a sectional slow movement that might almost have been written by

Mozart. The slow movement of the first symphony is simplicity itself,

both in form and content; and even the adagio of the Pathétique Sonata

(see Chapter XI) is a straightforward sectional piece with a lyric

melody presented several times, with varying accompaniment, and with

the usual contrasting middle section.

[Music: score]

(_a_)

[Music: score]

(_b_)

[Music: score]

(_c_)

[Music: score]

(_d_)

[Music: score]

(_e_)

[Music: score]

(_f_)

[Music: score]

(_g_)

FIGURE LV.

In Figure LV is shown the first theme of the andante of the first

symphony, (_a_) themes from the larghetto of the second symphony,

(_b_) and (_e_) and portions of the middle section of the same (_c_),

(_d_), (_f_), and (_g_). Each of these themes is distinctly strophic;

each has perfect phrase balance, charm of contour or outline, and

simplicity of harmonization. Not so highly organized as the theme from

the Pathétique Sonata (see Chapter XI, Figure XLVII) they resemble the

themes of the older masters, but bear, nevertheless, some evidence

of the individuality that so fully characterizes Beethoven's later

music. But in the treatment of the theme from the second symphony that

individuality is clearly manifested. Instead of a mere restatement

varied by new harmonization or by elaboration of the theme itself,

there is a free play of fancy, one or two short motives from the

first theme being tossed about in the orchestra from one instrument to

another in delightful by-play.

All sorts of devices are resorted to to keep the interest of the

listener at its height. The chief motive (Figure LV, (_b_)) passes from

calm serenity to playfulness, and again to splendid sonorous grandeur;

a phrase from this same motive becomes the subject of an almost crabbed

discussion (Figure LV, (_d_)), while the charming secondary theme

(Figure LV, (_e_)), whose whimsical gayety animates the early part of

the movement, is given a plaintive quality by a change to minor (Figure

LV, (_f_)) and the touching contrapuntal phrases that are set against

it. A little later a single phrase from the same theme becomes the

subject of a bit of vigorous by-play between the different instruments

(Figure LV, (_g_)).

Thus the slow movement, even in Beethoven's early works, becomes

vivified by his intense individuality. In his more mature compositions

in this form the whole body of the music pulsates with life--no single

part stagnates.

EXAMPLE FOR ANALYSIS, No. 21.

_Beethoven: The Fifth Symphony, Slow movement._

We have already pointed out in Chapter X that the slow movement is

usually written in some sectional form. Beethoven followed the old

models in this respect in the majority of his slow movements, but

his enrichment of the content of the music and his skill in avoiding

conventional endings and other platitudes makes his pieces less rigid

in effect than those of Haydn and Mozart. He was particularly fond of

leaving his listeners until the last moment in doubt of the ultimate

conclusion of a passage, leading them away from his point and coming

back to it by an unexpected modulation or turn of phrase; he frequently

ends the section of a movement with one or two brusque chords suddenly

inserted after a passage full of sentiment. In short, his sectional

movements are less obvious in design, and more flowing and continuous,

than was the custom before his day.

The andante of the Fifth Symphony is in free variation form, the

divisions--unlike those in the variations referred to in Chapter

VII--not being clearly marked nor regular in form. The theme has

two parts, but Beethoven skillfully avoids that prolixity sometimes

evident in Haydn's "Andante with Variations;" nor does he lengthen

his two themes to such an extent as to make them a little doubtful as

proper subjects for variation treatment, as did Haydn. Furthermore,

although the second part of Beethoven's theme is a better subject

than Haydn's "Trio" theme, being more terse and more characteristic,

Beethoven presents it in nearly its original form each time it appears,

making the first and more important subject serve as the basis of his

variations. Such changes as do occur in the second theme will be noted

later. The complete movement may be tabulated as follows:

TABULAR VIEW OF STRUCTURE OF THE ANDANTE OF THE FIFTH SYMPHONY.[45]

---------+----------------------------------------------------+---------

Sections.| Themes. |Measures.

---------+----------------------------------------------------+---------

1. | Theme I in A-flat major | 1-23

| Theme II in A-flat and C-major | 23-50

---------+----------------------------------------------------+---------

2. | First variation of theme I, A-flat major | 50-72

| Second part of theme I as before but with |

| more elaborate accompaniment | 72-99

---------+----------------------------------------------------+---------

3. | Second variation of theme I, A-flat major |

| (theme given out three times: cellos, | 99-124

| violins and basses) |

| Episode, founded on initial motive from theme I | 124-148

| Theme II in C-major (first two phrases lengthened) | 148-158

| Episode, founded on motive from theme I | 158-167

| Theme I in A-flat minor | 167-177

| Transition passage leading to return of theme I | 177-186

---------+----------------------------------------------------+---------

4. | Theme I, A-flat major | 186-206

---------+----------------------------------------------------+---------

5. | Coda | 206-248

---------+----------------------------------------------------+---------

The foregoing table may be compared with that of the Haydn variations

in Chapter VII. While the general scheme is the same--for the two

themes are in each case presented several times--the Beethoven

variations are much more concise, and at the same time much more fully

expressive and illustrative of the original theme. Haydn's variations

are naïve; Beethoven's are conscious. Beethoven presents his themes

from widely different points of view; Haydn presents charmingly

elaborate versions of the same melodies. "Composers did not for a

long while," says Parry,[46] "find out the device of making the same

tune or 'theme' appear in different lights, so as to make studies of

different aspects of the same story under changing conditions, as in

Robert Browning's _Ring and the Book_."

These entirely distinct presentations of the original idea give to this

movement an especial charm, placing it far above any of Haydn's or

Mozart's variations.

III. INDIVIDUALITY OF THE ANDANTE OF THE FIFTH SYMPHONY.

The peculiar charm of this andante lies not so much in its melodies,

beautiful as they are, as in the individuality of their treatment. The

first version of the theme as it appears in Beethoven's sketch-book is

shown in Figure LVI (_a_), and at (_b_) is given the first part of the

completed theme.

[Music: score]

(_a_)

[Music: score]

(_b_)

FIGURE LVI.

It will be observed that the original idea was somewhat mechanical in

its rhythm, and lacked that variety imparted to the completed theme

by the tied note at the beginning of measure 3 and at the middle of

measure 5. Beethoven's original intention must have been quite at

variance in other ways with what he finally evolved, for he marks his

first sketch, "Andante quasi Minuetto," _i. e._ "in the style of the

minuet," and of this there is left no evidence whatever.

Each variation of this theme is quite distinct from the original,

particularly in its mood. While the original theme has a calm and even

pensive beauty, full of sentiment, the two variations of it are less

serious and, at times, verge on the humorous and playful (as at measure

108), or on the grotesque (as at measure 115). But in the episodes

that occur between the variations--in the transitions or links between

the different parts--Beethoven's fancy has fullest play. He ranges all

the way from comedy to tragedy, from delicate gaiety to lumbering,

Brobdingnagian heaviness. Simple raillery seizes him when, at measure

160, he allows the violin to take up the familiar motive and toss it

to the basses and take it back again, or when he amuses himself with

weaving thirds up and down (134), crossing and recrossing, spinning out

the little three-note motive into a fine web, which is finally torn

apart as the whole orchestra thunders out the secondary theme (148).

These two passages (portions of which are shown in Figure LVII) in

their freedom from restraint and their expression of the composer's

idiosyncrasies, are quite beyond what had ever been attempted before.

We see working here a mind full of resource and capable of sounding

the greatest depths of the subject.

[Music: score]

[Music: score]

FIGURE LVII.

And this highly imaginative method of treating the transitions or

connecting passages is one of the fundamental differences between the

variations of Haydn and Mozart and those of Beethoven "_A priori_,"[47]

says Mr. Hadow, "it would be easy to conjecture that the variation form

is unsatisfactory. It affords little scope for structural organization,

little for episode or adventure, it seems to have no higher aim than

that of telling the same story in the largest possible number of

different words. Indeed, composers before Beethoven are often in

evident straits to maintain its interest." An examination of any set

of variations by an inferior composer will reveal just the defects

Mr. Hadow refers to. But Beethoven not only tells the story in quite

different words, but finds opportunity for all sorts of interesting

episodes and adventures, so that the structural weakness of the form

is quite lost sight of. With him the connecting passages skillfully

avoid too great stress on pure melody--with which the listeners would

otherwise be surfeited--and, at the same time, they never degenerate

into unmeaning passages of empty chords and scales such as often

occurred in the music of Haydn and Mozart.

IV. THE HARMONIC PLAN.

The recurrence in the same key of the theme in the variation form

gives to it a certain monotony of harmonization unless the episodes

are treated with great harmonic freedom. As was pointed out in Chapter

II, harmony sometimes becomes an important element of structure,

particularly in the rondo and variation forms, and in Haydn's and

Mozart's variations the harmonic plan is not sufficiently varied to

provide this much needed contrast. Beethoven, however, always much more

free in the use of modulation than his predecessors, imparts to these

variations almost at the outset great variety of key, and in all his

episodes ranges freely about, unhampered by limitations. In measure

28, for example, he suddenly starts towards the key of B-flat minor,

only to emerge a moment later in C-major. The passage, beginning at

measure 39, not only provides that relief from too great insistence

on melody which we have already referred to as characteristic of his

episodes, but its harmonies are purposely vague, leaving us in doubt

until the last moment as to their ultimate conclusion. An interesting

and beautiful effect is again produced, at measures 167-177, by the

changes of key, while the scale passages that follow introduce further

harmonic variety. At measure 206 begins a passage that seems to intend

the key of D-flat, but again our expectations are not realized. So that

the total impression we receive from the harmony of this movement is

of a more complete unity and variety than is produced by the themes

themselves.

It must also be noted in general that this freedom of harmony is one of

the signs of advancement in the art of music, and that at the present

time the combination of chords is much less restricted than was the

case in Beethoven's day. And this steady advance has been as steadily

opposed by theorists. When we remember that Monteverde (1567-1643) was

bitterly criticised for introducing in a chord the unprepared dominant

seventh, making thereby a dissonance almost as familiar to modern ears

as is the simple major triad--we can easily realize how difficult it

was for people in Beethoven's time to understand his far-reaching

modulations. The steady progress is further illustrated by Wagner's

music-dramas, which were considered when they first appeared as almost

cacophonous in their harmonization, but which now seem perfectly simple

and normal.

V. THE UNIVERSALITY OF BEETHOVEN'S GENIUS.

A piece of music like this is a human document. It embraces so many

phases of human feeling, and it places them all, as it were, in

such proper focus that we feel in listening to it as though we had

come in contact with elemental human experience. This music is not

unapproachably grand; we hear in it echoes of our own strivings, hopes,

and despairs. And it is this sense of proportion, this wideness of

vision, that makes Beethoven's music so universal. For in the last

analysis the effect of any work of art depends on the artist's sense

of values; a fine situation in a novel is all the finer for being set

against a proper background; a tragedy must have moments of relief;

beauty alone, whether in a painting or a piece of music, soon palls

upon us; in the greatest works of art this sense of values--this

feeling for proportion--is always present to save the situation

(whatever it may be) from the deadly sin of being uninteresting.

Beethoven continually gives evidence of his mastery over this important

element in composition. The beauty of his melodies never palls. Before

that point is reached there is some sudden change of feeling, some

unexpected turn of melody or modulation, some brusque expression that

shocks us out of our dream. He is particularly fond of the latter

device, and frequently lulls us into a fancied quiet only to awaken

us abruptly when we least expect it. With him everything has its

proportionate value, so that we get a clearly defined impression of

the whole work, just as in a fine novel the values are so carefully

preserved that we feel the locality of every incident, and come to

know the characters as we know our own friends.

One who is thoroughly familiar with the andante of the Fifth Symphony

feels this quality as predominant. We are not enraptured by the theme

itself, as we are by that of Mozart's andante from the string quartet

(referred to in Chapter X), but we feel the charm of incident and

by-play, we are just as much interested in the connecting passages as

we are in any other part of the piece; and we think of it all as we

do of a finely written play, where one incident hangs on another, and

nothing happens that does not bear on the plot.

Thus, judging music from the standpoint of universal human feeling,

Beethoven reaches the highest point in its development. No other

composer, before or since, has equalled him in this particular, and the

more we study him the more we find in him. Repeated hearings do not

dim the luster of his genius, nor have the great composers who have

followed him had as broad a survey of human life as he possessed.

SUGGESTIONS FOR COLLATERAL READING.

_Hadow: "Oxford History," Vol. V. Parry: "Studies of Great Composers."

Mason: "Beethoven and His Forerunners," Chapters VII, VIII, and IX._

FOOTNOTES:

[45] Number the measures and parts of measures consecutively from

beginning to end--making 248 measures in all.

[46] "Oxford History," Vol. III, p. 85.

[47] "Oxford History of Music," Vol. V, p. 272.

CHAPTER XIV.

BEETHOVEN--IV.

I. BEETHOVEN'S HUMOR.

One of Beethoven's most prominent characteristics, without a special

consideration of which no account of him would be at all complete, was

his humor. In the three foregoing chapters we have had passing glimpses

of it: we have noted his distaste for the obvious, the trite, the

conventional, and his fondness for breaking in on the tranquillity of

his audience, sometimes in danger of lapsing into inattentive dullness,

with all manner of shocks and surprises--clashing chords in the midst

of soft passages, unexpected modulations to distant keys, piquant

interruptions of rhythm, long holds, sudden spasms of wild speed.

All such tricks were dear to him as means of avoiding the monotony

which is the one unpardonable sin of an artist, and of attaining

constant novelty and a kaleidoscopic diversity of effect. None of his

predecessors, and perhaps none of his successors, carried to such

lengths as he did this peculiar kind of musical humor. It is one of the

most essentially "Beethovenish" of all his qualities.

The particular form of movement in which his humor attained its freest

scope (though it is hardly ever entirely absent in anything that he

wrote) was the minuet of his earlier, and the scherzo of his later

sonatas and symphonies. The minuet of Haydn and Mozart, which we have

discussed in Chapter VII, though not entirely lacking in the element of

whim and perversity which gives rise to humor, was primarily stately,

formal, and suave. When we listen to a minuet of this old school, our

mind's eye conjures up the picture of a group of eighteenth century

dames and cavaliers, hoop-skirted and bewigged, gravely going through

the set evolutions of their dance with unfailing dignity and courtly

grace. From such a scene a Beethoven scherzo whisks us in a moment

to some merry gathering of peasants, where all is wild conviviality,

boisterous rejoicing, and unrestrained high spirits.

Doubtless this contrast was in some measure due, as Sir George Grove

points out in an interesting passage, to the differences of the social

conditions under which the composers lived. "The musicians of the

eighteenth century," he says, "were too commonly the domestic servants

of archbishops and princes, wore powder and pigtails, and swords, and

court dresses, and gold lace, dined at the servants' table, and could

be discharged at a moment's notice like ordinary lackeys. Being thus

forced to regulate their conduct by etiquette, they could not suddenly

change all their habits when they came to make their music, or give

their thoughts and feelings the free and natural vent which they would

have had, but for the habits engendered by the perpetual curb and

restraint of their social position. But Beethoven had set such social

rules and restrictions at naught. It was his nature, one of the most

characteristic things in him, to be free and unrestrained. Almost with

his first appearance in Vienna he behaved as the equal of everyone he

met, and after he had begun to feel his own way his music is constantly

showing the independence of his mind."[48]

Whatever the causes of this mental independence of Beethoven, whatever

part of it was due to changed social conditions, and what to his purely

personal character, there is ample testimony to its existence in his

biography. The man who could throw a badly cooked stew at the head of

the waiter, who could in a fit of temper publicly shake his fist under

the window of one of his best friends and patrons, who could haughtily

refuse to make the ordinary salutations to his emperor and empress on

a chance meeting, lest he appear servile, and who when he was asked

whether he were of noble blood answered proudly that his nobility lay

in his head and in his heart, was not likely to pay exaggerated respect

to traditions, whether in life or in art. Indeed, perhaps the deepest

secret of his greatness was that while, as his sketch-books signally

prove, he spared no pains or labor to conform his work to those great

natural laws which are above all individual wills, he paid not the

slightest respect to mere rules and conventions, and held especially

in contempt the arbitrary codes of pedants and pedagogues. "It is not

allowed?" he inquired quizzically, when some such dogmatist objected to

a passage he had written: "Very well, then, _I_ allow it."

[Music: score]

(_a_)

[Music: score]

(_b_)

FIGURE LVIII.

Little wonder is it, then, that such a daring spirit, such a hater of

the timid and the droning, such a passionate lover of the individual,

the striking, the bizarre, and even the grotesque, found a congenial

task in infusing humor and irresponsibility into the classic minuet.

This form, already the lightest part of the sonata and symphony,

already consecrated to the expression of the composer's gayest and most

graceful thoughts, needed only to be made plastic enough to include

fantasy and banter in order to give free scope to Beethoven's most

frolicsome moods. To the task of thus aerating the symphonic minuet he

applied himself very early. Take, as an instance, the minuet of the

very first piano sonata, opus 2, number 1. As a whole it breathes the

polite graciousness of Mozart. The first cadence, especially, recalls

the sweetly formal manner of the old school. (See Figure LVIII (_a_).)

Yet a moment later Beethoven begins to play with this very cadence in

true scherzo fashion, like a cat with a mouse, twice pawing it gently,

so to speak, and then pouncing on it with fury: ((_b_) in the same

figure.)

In the other two sonatas bearing the same opus number he adopts the

name scherzo--which is an Italian word meaning "joke" or "jest"--and

with it introduces still more of the playful spirit; and as the sonatas

progress we find this tendency growing, until in opus 26 and opus 28 we

have full-fledged, though rather brief, examples of the real Beethoven

scherzo. Let us look at these more carefully.

II. SCHERZOS FROM BEETHOVEN'S SONATAS.

EXAMPLE FOR ANALYSIS, No. 22.[1]

_Beethoven: Scherzo_[49] _from the Twelfth Sonata, opus 26._

We note first of all that though the time-signature is three-four, as

in the old minuet, the pace is much more rapid--"allegro molto"--so

that a sense of bustle and restless activity is substituted for the

well-bred deliberateness of the minuet. This acceleration of time is

observable in most of the scherzos.

Again, the theme (measures 1-17) is of most energetic character, which

is even further intensified, on its re-entrance in the bass at measure

46, by a rushing accompaniment in eighth-notes.

A characteristic passage precedes this return of the theme. To make the

excitement more welcome when it comes Beethoven has one of his "lulls"

for sixteen measures (31-46), during which the motion dies out and all

seems to stagnate for a moment. This sort of quiescence, in which one

takes breath for a new access of energy, is always consummately managed

by Beethoven, who has made the "lull" a famous device.

The trio calls for no particular comment. It is in binary form, while

the scherzo itself is ternary.

EXAMPLE FOR ANALYSIS, No. 23.

_Beethoven: Scherzo from the Fifteenth Sonata, opus 28._

The tempo is again brisk--"allegro vivace."

The theme is exceedingly whimsical: long notes jumping down through

four octaves--first single notes, then thirds, then sixths--followed

each time by a quaint little cadence in which the staccato touch is

prominent.

The section of contrast after the double-bar (measures 33-48) takes the

form of a sequence, in which the left hand part carries the original

theme.

In the return of the theme we find one of those violent dynamic

contrasts so beloved by Beethoven, the theme in measures 49-53 being

sounded in a mild _piano_ and then, without warning, in measures 58-61,

pealed forth _fortissimo_ in large chords.

The trio is again inconspicuous, save for its charming harmonization.

These two scherzos give a good idea of how Beethoven gives play to

his whimsicality in his piano sonatas,[50] but to get the Beethoven

scherzo at its highest power we must go to the symphonies. There he

has all the wondrous potentialities of instrumental coloring to fire

his imagination, and a canvas broad enough to afford scope for endless

ingenuity. It is a fascinating study to trace out how he gradually

advanced in the power to utilize all these possibilities.

III. THE SCHERZOS OF BEETHOVEN'S SYMPHONIES.

The third movement of the first symphony, though called "Minuetto,"

is marked "allegro molto e vivace," and with its spirited theme,

fascinating harmonies, and striking rhythms, is essentially a scherzo.

Perhaps the most interesting single feature of it is the completely

Beethovenish means adopted for getting back to the theme and the home

key of C-major after the section of contrast.

[Music: score]

FIGURE LIX.

The passage is shown in Figure LIX, and merits careful study. From

D-flat major, a key far distant from C, return is made by imperceptible

degrees. At the same time there is a crescendo of power, until finally

the theme breaks out vigorously in the home-key. It will be noted that

the brief phrases played by the left hand in this passage are made from

the first two notes of the theme itself. Thus closely does Beethoven

stick to his text.

The forcible syncopated rhythms and dissonant harmonies near the end

of this movement also deserve notice. They give it a rugged character

strangely at variance with its title of "minuet."

In the second symphony the name scherzo is adopted, and the phials

of mirth are freely opened. Sudden alternations of loud and soft are

especially conspicuous, as will be seen by referring to the theme,

quoted in (_a_) in Figure LX. Each new measure, here, brings something

unexpected and deliciously piquant.

Violent shifts of accent on to ordinarily unimportant parts of the

measure will be noticed in the twenty-first and twenty-fifth measures,

affording relief from what might without them become monotonous.

A little later, after the reappearance of the theme, Beethoven

indulges in one of those passages which puzzle us and pique our

curiosity (Figure LX (_b_).) Where is he going? we ask ourselves,

what will he do next? But after a few moments' suspense, in which

the music seems to be spinning about in an eddy, so to speak, it

falls into the current again, and all goes cheerfully to the end.

[Music: score]

(_a_)

[Music: score]

(_b_)

FIGURE LX.

In the trio, the student should note the whimsicality of the long hold

on an F-sharp through six entire measures, _pianissimo_, followed by a

sudden loud chord on A.

Indeed, the prankishness of the entire movement is inexhaustible.

We do not reach the full stature of the Beethoven scherzo, however,

until we get to that of the third or "Eroica" symphony. In this

wonderful movement we have a perfect masterpiece of irresistible,

tireless, kaleidoscopic humor, a great epic of irresponsibility which

must be ranked with such unique expressions of the humorous spirit

in literature as Shakespeare's Falstaff plays, Sterne's "Sentimental

Journey," or Stevenson's "New Arabian Nights." Well may Sir George

Grove say of it, that it is "perhaps the most _Beethovenish_ of all

his compositions," and that in it "the tragedy and comedy of life are

startlingly combined."

It begins with a stealthy, soft succession of staccato chords in the

strings, uniformly pianissimo and yet most insistent in rhythm. Against

this is presently outlined the most piquant little theme by the oboe

((_a_) in Figure LXI); the chords go on again, and then sounds above

them once more this incisive little theme. In the contrast section

after the double-bar comes first more playing with the rapid soft

chords, and then a charming bit of "imitation" of the theme from one

voice to another ((_b_) in Figure LXI). The note D is finally reached

in this way, and then Beethoven, instead of making some trite and

uninteresting modulation back to E-flat, whither he wishes to go in

order to begin his restatement, simply goes on sounding D for ten

measures, _piano_, and then without warning drops down to B-flat,

_pianissimo_, for four measures, and therewith proceeds with his theme

again. The mystery and charm of this return to key are indescribable;

the persistent _pianissimo_ adds much to its extraordinary

effectiveness.

[Music: score]

(_a_)

[Music: score]

(_b_)

[Music: score]

(_c_)

[Music: score]

(_d_)

FIGURE LXI.

Now, however, with the return of the theme, we at last get a good

ear-filling fortissimo, the whole orchestra taking part in a vigorous

game of musical tag (the theme made into a canon--(_c_) in Figure LXI).

A fine climax is reached in a passage of bold leaping melody in the

strings, in which the accents are dramatically placed on the second

instead of the first beats of the measures, followed and completed by

staccato chords on the wood-wind instruments ((_d_) in Figure LXI).

This is enormously vigorous, and makes a fitting culmination for

this first part of the movement, besides giving an opportunity for

still greater effect later, as we shall see in a moment. After it, a

cadence is soon reached, though not before the strings and wood-wind

instruments have had a brief whimsical dialogue on the subject of the

staccato chords.

So far all is bantering merriment, iridescent color, and energetic high

spirits. But in the trio, one of the most wonderful of all Beethoven's

strokes of genius, the mood changes, and while the quick three-four

measure is still felt underneath, the long notes, and the deep mellow

tones of the horns, give an almost tragic quality to the music. The

theme, given out by three horns alone, with a brief cadence by the

strings, does not reach its full stature until its recurrence near the

end of the trio. In its second phrase the lowest horn reaches, and

holds for two measures, a D-flat which is of almost unearthly solemnity

of effect. This passage repays careful study, so wonderfully does it

use the simplest means to gain the highest beauty. Sir George Grove

well says of it: "If ever horns talked like flesh and blood, they do it

here."

The scherzo, on its return, goes on much as at first. Yet Beethoven

still has one last shot in reserve, as we suggested a moment back.

When he comes to that splendidly proud passage of descending leaps in

the strings (Figure LXI, _d._), instead of repeating it, as he did at

first, in the same rhythm, he suddenly transforms it into even half

notes, which crash downwards like an avalanche, quite irresistible.

(See Figure LXII.) The effect is again indescribable in words; its

gigantesque vigor is of a kind to be found nowhere but in Beethoven,

and in him only in his inspired moments.

[Music: score]

FIGURE LXII.

In this wonderful movement the Beethoven scherzo first reaches its full

stature. It may be questioned whether he ever achieved anything finer.

Yet in its own way the scherzo of the Fifth Symphony[51] is equally

original and characteristic, and as we have already analyzed two

movements of that symphony we will now make a detailed analysis of this

movement too.

EXAMPLE FOR ANALYSIS, No. 24.

_Beethoven: Scherzo from the Fifth Symphony._

This scherzo is interlinked with the finale, into which it is merged

by a famous passage derived from the scherzo itself, and leading

up from the softest pianissimo to a grand outburst of the full

orchestra. We shall, however, end our analysis where this passage

begins. The complete scherzo, therefore, omitting this link-passage,

will have three hundred and thirty measures, which should be numbered

continuously for easy reference (counting the first partial measure as

one, as well as the incomplete measures at the beginning of the trio).

The theme is of a very curious character, certainly nothing like the

usual bustling scherzo theme, but on the contrary mysterious, vague,

groping. Berlioz says of it: "It is as fascinating as the gaze of

a mesmerizer." After seventeen measures of this, a more energetic,

rhythmic theme succeeds (20-45) given out by the horns, fortissimo,

with rugged chords in accompaniment, in which we recognize a new

variant of that motive of three short notes and a long, which was so

prominent in the first movement (see Chapter XII). The remainder of

the scherzo proper is worked up out of these two contrasting strains,

thus: 46-71, from the first, mysterious one; 72-97, from the second,

energetic one; 98-133, beginning softly in mystery with the first, and

later (116) continuing with it a new, more lively melody (note how the

phrase of measures 3 and 4 persists in the bass all through this part);

134-141, concluding cadence, on the second strain.

The trio, measures 142 to 238, is irresistibly ludicrous in the

elephantine antics through which the unwieldy double-basses are

put. They announce (142-148) a scrambling fugue theme, which is

"answered"--in imitation--several times at higher pitches (measures

148, 154, 156) by the other and more agile stringed instruments. A

sonorous close is reached at the double bar.

Then comes a most grotesque and amusing passage, in which, three

several times, these poor lumbering double basses hurl themselves upon

the theme, twice only to give up in despair after the first measure

and pause as if for breath. The effect of this brave attack and utter

failure to "keep up the pace" is irresistibly comic. But the third time

proverbially never fails, and in the measures following 168 they hold

to their effort with bull-dog tenacity, and succeed in reaching a safe

haven in the G of measure 173. Thereupon the theme enters once more

above them, and is once more carried through an exciting fugal chase,

the entrances, which the student should trace out carefully, occurring

in measures 176, 180, 182, and 184, each time a little higher up.

The cadence is reached in 200, and the entire passage from the inept

onslaughts of the basses is almost literally repeated (200-227), except

that now it becomes quieter and quieter, and finally leads back to the

mysterious scherzo theme (239-257).

This time the ruggedness of the second strain of the scherzo has all

disappeared, and it remains delicate, almost ethereal, through measures

258 to 330, with which the scherzo proper ends. As has been stated, no

complete pause is reached before the finale, but instead of the cadence

we have placed at the end, there is a long passage leading over into

the splendid march-like theme of the last movement. How this passage is

made out of the themes of the scherzo itself will be seen by referring

to Figure LXIII.

[Music: score]

FIGURE LXIII.

With this scherzo from the Fifth Symphony we may take our farewell of

Beethoven for the present, and also of the art in which he represents

one of the great culminating points. After him it seemed to musicians

for a while as if the triumphs of organic musical structure could no

further go, and they turned their attention in other directions, and

sought for other kinds of interest. But to follow them on these new

paths is not a part of our present undertaking.

IV. GENERAL SUMMARY.

We have now followed the continuous and unbroken course of the

development of music from the most primitive sounds grouped together

in rude patterns by savages, up to the symphonies of Beethoven, which

must always remain among its most wonderful and perfect monuments. We

have seen how all music, which has any beauty or interest, is based

on certain short characteristic groups of tones called motives, and

how these are made to take on variety, without losing unity, by being

"imitated," "transposed," "restated after contrast," "inverted,"

"augmented" or "diminished," "shifted in rhythm," and otherwise

manipulated. We have examined simple cases of this treatment of musical

ideas in representative folk-songs. We have seen how the polyphonic

style of Bach, in which these bits of melody occur everywhere

throughout the tissue of the music, arose and reached its perfection.

We have studied the simple dances which, adopted by the musicians of

the seventeenth and eighteenth centuries, were developed by them and

combined in "suites." Then, proceeding to a higher stage of artistic

evolution, we have examined the various plans which composers devised

for making longer pieces in which variety and unity were still able to

coexist--such forms as the minuet, the theme and variations, the rondo,

and the sonata-form. In conclusion, we have analyzed representative

examples of music composed in these typical forms during the great

classical period of Haydn, Mozart, and Beethoven.

Yet all this study and analysis, which may often have seemed to

the reader uselessly detailed and dully scientific, has been made

with an ulterior aim in view, and unless that aim has been in some

degree attained, our work has been futile indeed. The great object

of musical analysis must always be to concentrate the attention

of the music-lover, to focus his mind as well as his ears on the

melodies, and their developments, which he hears, and so eventually

to increase his pleasure in music, and to help him to substitute for

that "drowsy reverie, relieved by nervous thrills," an active, joyful,

vigorous co-operation with composers, through which alone he can truly

appreciate their art.

That, and that alone, is the object of the analytic study of music.

For what shall it profit a man if he can tell a second theme from a

transition-passage, or a minuet from a set of variations, if he has not

meanwhile, through this exercise, got into vital contact with the music

itself? But that he can do, no matter how great his natural sensibility

to sound, only by learning how to listen.

FOOTNOTES:

[48] Grove's "Beethoven and His Nine Symphonies," page 35.

[49] For convenience of reference number the measures and partial

measures consecutively. There will be 69 in the scherzo proper, and 31

in the trio.

[50] The student should also study the interesting scherzo of the

Eighteenth Sonata, which is not in minuet form but in regular

sonata-form. It is carried out with immense spirit.

[51] The Fourth Symphony has again, like the First, a minuet, though a

most active one.

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38. Transposition _J. Warriner_ 1.00

39. The Art of Training Choir Boys _G. C. Martin_ 1.50

39A. Double. (Exercises only) _G. C. Martin_ .50

40. Biographical Dictionary of Musicians _W. H. Cummings_ 1.00

41. Examples in Strict Counterpoint. Part I.

_Gordon Saunders_ 1.50

41A. Examples in Strict Counterpoint. Part II.

_Gordon Saunders_ 1.50

42. Summary of Musical History _C. H. H. Parry_ 1.00

43. Musical Gestures _J. F. Bridge_ 1.00

43A. Rudiments in Rhyme _J. F. Bridge_ .35

44. Basses and Melodies _Ralph Dunstan_ 1.25

45. First Steps at the Pianoforte. _Francesco Berger_ 1.25

46. A Dictionary of Pianists and Composers for the Pianoforte

_E. Pauer_ 1.00

47. Organ Pedal Technique. Part I. _B. W. Horner_ 1.00

47A. Organ Pedal Technique. Part II. _B. W. Horner_ 1.00

48. Twelve Trios by Albrechtsberger _A. W. Marchant_ .75

49. Fifty Three-part Studies _J. E. Vernham_ .75

50. Choral Society Vocalisation _J. Stainer_ 1.00

50A. Choral Society, the Exercises arranged and adapted for

Female Voices _A. W. Marchant_ .75

51. Two-part Solfeggi _James Higgs_ .50

52. Short History of the Pianoforte _A. J. Hipkins_ 1.25

53. Scales and Arpeggios _Franklin Taylor_ 1.00

54. Sonata-Form _W. H. Hadow_ 1.25

55. A Dictionary of Violin Makers _C. Stainer_ 1.25

56. The Forty-eight Preludes and Fugues of J. S. Bach

(_or in 4 parts, 50 cents each_) _F. Iliffe_ 1.50

57. Appendix to "Analysis of Form" _H. A. Harding_ .25

58. Harmonization of Melodies _J. E. Vernham_ .50

59. "Braille" Music Notation (_Boards_) _E. Watson_ 3.75

60. Five-part Harmony _F. E. Gladstone_ 1.00

61. The Viola _Berthold Tours_ 1.00

62. Harmonics and Resultants _C. E. Lowe_ .50

63. Breathing for Voice Production (_Cloth_) _H. H. Hulbert_ 1.00

64. The Choir-boy's Elements of Music _G. J. Bennett_ .50

65. First Steps for the Violin _E. Kreuz_ .75

65A. First Steps for the Violin, Part II. The pieces for

Violin, with Pianoforte accompaniment _E. Kreuz_ 1.25

66. Score-Reading Exercises _Emily R. Daymond_ .75

66A. Ditto. Book II _Emily R. Daymond_ .75

67. A Method of Singing _J. Stockhausen_ 2.00

68. A Treatise on Strict Counterpoint. Part I .75

_F. E. Gladstone_

69. A Treatise on Strict Counterpoint. Part II

_F. E. Gladstone_ .75

70. Examination Questions and How to Work Them

_Cuthbert Harris_ 1.00

71. Voice Culture for Children. Part I. Instructions

_James Bates_ .75

72. Voice Culture for Children. Part 11.

Exercises _James Bates_ .75

73. Voice Culture for Children. Part III.

Appendix _James Bates_ .30

(The 3 Parts complete) 1.75

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73A. Voice Culture for Children in Tonic Sol-fa Notation

_James Bates_ .15

74. The Choir-boy's Guide to the Cathedral Psalter

_Ernest Newton_ .35

75. Twelve Elementary Duets for Pianoforte _Emma Mundella_ .50

76. Harmony for Schools _F. E. Gladstone_ 1.25

77. Key to ditto .75

78. Elementary Score Reading _A. H. Peppin_ .75

79. Figured-Bass Playing _J. R. Tobin_ .75

80. Tenor Voice Exercises _E. D. Palmer_ .50

81. Three-part Studies _Hugh Blair_ .35

82. Music in its Relation to the Intellect and the Emotions

_John Stainer_ .50

83. A Military Band Primer _George Miller_ 1.00

84. Equal Temperament _H. Spain_ .50

85. Guide to Solo Singing _G. Garcia_ 1.00

86. Theory of Music _J. A. O'Neill_ .50

87. Self-help for Singers _D. C. Taylor_ 1.00

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TRANSCRIBER'S NOTES:

Italic text is denoted by _underscores_.

A number of words in this book have both hyphenated and non-hyphenated

variants. It was also detected that some words have two different

spellings, both of which are correct. For the words with both variants

present the one used more times has been kept.

Obvious punctuation and other printing errors have been corrected.

It was noted that the label FIGURE XXXVIII was used in two different

places in the original book. The label was used in page 124 and in page

132 of the original. In this transcription the latter was changed to

FIGURE XXXVIIIa. The reference made in the text to the latter figure was

consistently changed to take into account the modification made.

During the formatting process some of the tables have been transposed

from their original lay-out due to their width. This was done to avoid

excessively long lines or unsupported display.

The Appreciation of Music - Vol. 1 (of 3) · 第 16 / 16 章