CHAPTER III. GENERAL PRINCIPLES OF EXPRESSION—_concluded_.

The principle of direct action of the excited nervous system on the

body, independently of the will and in part of habit—Change of colour

in the hair—Trembling of the muscles—Modified

secretions—Perspiration—Expression of extreme pain—Of rage, great joy,

and terror—Contrast between the emotions which cause and do not cause

expressive movements—Exciting and depressing states of the

mind—Summary.

We now come to our third Principle, namely, that certain actions which

we recognize as expressive of certain states of the mind, are the

direct result of the constitution of the nervous system, and have been

from the first independent of the will, and, to a large extent, of

habit. When the sensorium is strongly excited nerve-force is generated

in excess, and is transmitted in certain directions, dependent on the

connection of the nerve-cells, and, as far as the muscular system is

concerned, on the nature of the movements which have been habitually

practised. Or the supply of nerve-force may, as it appears, be

interrupted. Of course every movement which we make is determined by

the constitution of the nervous system; but actions performed in

obedience to the will, or through habit, or through the principle of

antithesis, are here as far as possible excluded. Our present subject

is very obscure, but, from its importance, must be discussed at some

little length; and it is always advisable to perceive clearly our

ignorance.

The most striking case, though a rare and abnormal one, which can be

adduced of the direct influence of the nervous system, when strongly

affected, on the body, is the loss of colour in the hair, which has

occasionally been observed after extreme terror or grief. One authentic

instance has been recorded, in the case of a man brought out for

execution in India, in which the change of colour was so rapid that it

was perceptible to the eye.[301]

Another good case is that of the trembling of the muscles, which is

common to man and to many, or most, of the lower animals. Trembling is

of no service, often of much disservice, and cannot have been at first

acquired through the will, and then rendered habitual in association

with any emotion. I am assured by an eminent authority that young

children do not tremble, but go into convulsions under the

circumstances which would induce excessive trembling in adults.

Trembling is excited in different individuals in very different degrees

and by the most diversified causes,—by cold to the surface, before

fever-fits, although the temperature of the body is then above the

normal standard; in blood-poisoning, delirium tremens, and other

diseases; by general failure of power in old age; by exhaustion after

excessive fatigue; locally from severe injuries, such as burns; and, in

an especial manner, by the passage of a catheter. Of all emotions, fear

notoriously is the most apt to induce trembling; but so do occasionally

great anger and joy. I remember once seeing a boy who had just shot his

first snipe on the wing, and his hands trembled to such a degree from

delight, that he could not for some time reload his gun; and I have

heard of an exactly similar case with an Australian savage, to whom a

gun had been lent. Fine music, from the vague emotions thus excited,

causes a shiver to run down the backs of some persons. There seems to

be very little in common in the above several physical causes and

emotions to account for trembling; and Sir J. Paget, to whom I am

indebted for several of the above statements, informs me that the

subject is a very obscure one. As trembling is sometimes caused by

rage, long before exhaustion can have set in, and as it sometimes

accompanies great joy, it would appear that any strong excitement of

the nervous system interrupts the steady flow of nerve-force to the

muscles.[302]

The manner in which the secretions of the alimentary canal and of

certain glands—as the liver, kidneys, or mammæ are affected by strong

emotions, is another excellent instance of the direct action of the

sensorium on these organs, independently of the will or of any

serviceable associated habit. There is the greatest difference in

different persons in the parts which are thus affected, and in the

degree of their affection.

The heart, which goes on uninterruptedly beating night and day in so

wonderful a manner, is extremely sensitive to external stimulants. The

great physiologist, Claude Bernard,[303] has shown how the least

excitement of a sensitive nerve reacts on the heart; even when a nerve

is touched so slightly that no pain can possibly be felt by the animal

under experiment. Hence when the mind is strongly excited, we might

expect that it would instantly affect in a direct manner the heart; and

this is universally acknowledged and felt to be the case. Claude

Bernard also repeatedly insists, and this deserves especial notice,

that when the heart is affected it reacts on the brain; and the state

of the brain again reacts through the pneumo-gastric nerve on the

heart; so that under any excitement there will be much mutual action

and reaction between these, the two most important organs of the body.

The vaso-motor system, which regulates the diameter of the small

arteries, is directly acted on by the sensorium, as we see when a man

blushes from shame; but in this latter case the checked transmission of

nerve-force to the vessels of the face can, I think, be partly

explained in a curious manner through habit. We shall also be able to

throw some light, though very little, on the involuntary erection of

the hair under the emotions of terror and rage. The secretion of tears

depends, no doubt, on the connection of certain nerve-cells; but here

again we can trace some few of the steps by which the flow of

nerve-force through the requisite channels has become habitual under

certain emotions.

A brief consideration of the outward signs of some of the stronger

sensations and emotions will best serve to show us, although vaguely,

in how complex a manner the principle under consideration of the direct

action of the excited nervous system of the body, is combined with the

principle of habitually associated, serviceable movements.

When animals suffer from an agony of pain, they generally writhe about

with frightful contortions; and those which habitually use their voices

utter piercing cries or groans. Almost every muscle of the body is

brought into strong action. With man the mouth may be closely

compressed, or more commonly the lips are retracted, with the teeth

clenched or ground together. There is said to be “gnashing of teeth” in

hell; and I have plainly heard the grinding of the molar teeth of a cow

which was suffering acutely from inflammation of the bowels. The female

hippopotamus in the Zoological Gardens, when she produced her young,

suffered greatly; she incessantly walked about, or rolled on her sides,

opening and closing her jaws, and clattering her teeth together.[304]

With man the eyes stare wildly as in horrified astonishment, or the

brows are heavily contracted. Perspiration bathes the body, and drops

trickle down the face. The circulation and respiration are much

affected. Hence the nostrils are generally dilated and often quiver; or

the breath may be held until the blood stagnates in the purple face. If

the agony be severe and prolonged, these signs all change; utter

prostration follows, with fainting or convulsions.

A sensitive nerve when irritated transmits some influence to the

nerve-cell, whence it proceeds; and this transmits its influence, first

to the corresponding nerve-cell on the opposite side of the body, and

then upwards and downwards along the cerebro-spinal column to other

nerve-cells, to a greater or less extent, according to the strength of

the excitement; so that, ultimately, the whole nervous system maybe

affected.[305] This involuntary transmission of nerve-force may or may

not be accompanied by consciousness. Why the irritation of a nerve-cell

should generate or liberate nerve-force is not known; but that this is

the case seems to be the conclusion arrived at by all the greatest

physiologists, such as Müller, Virchow, Bernard, &c.[306] As Mr.

Herbert Spencer remarks, it may be received as an “unquestionable truth

that, at any moment, the existing quantity of liberated nerve-force,

which in an inscrutable way produces in us the state we call feeling,

MUST expend itself in some direction—MUST generate an equivalent

manifestation of force somewhere;” so that, when the cerebro-spinal

system is highly excited and nerve-force is liberated in excess, it may

be expended in intense sensations, active thought, violent movements,

or increased activity of the glands.[307] Mr. Spencer further maintains

that an “overflow of nerve-force, undirected by any motive, will

manifestly take the most habitual routes; and, if these do not suffice,

will next overflow into the less habitual ones.” Consequently the

facial and respiratory muscles, which are the most used, will be apt to

be first brought into action; then those of the upper extremities, next

those of the lower, and finally those of the whole body.[308]

An emotion may be very strong, but it will have little tendency to

induce movements of any kind, if it has not commonly led to voluntary

action for its relief or gratification; and when movements are excited,

their nature is, to a large extent, determined by those which have

often and voluntarily been performed for some definite end under the

same emotion. Great pain urges all animals, and has urged them during

endless generations, to make the most violent and diversified efforts

to escape from the cause of suffering. Even when a limb or other

separate part of the body is hurt, we often see a tendency to shake it,

as if to shake off the cause, though this may obviously be impossible.

Thus a habit of exerting with the utmost force all the muscles will

have been established, whenever great suffering is experienced. As the

muscles of the chest and vocal organs are habitually used, these will

be particularly liable to be acted on, and loud, harsh screams or cries

will be uttered. But the advantage derived from outcries has here

probably come into play in an important manner; for the young of most

animals, when in distress or danger, call loudly to their parents for

aid, as do the members of the same community for mutual aid.

Another principle, namely, the internal consciousness that the power or

capacity of the nervous system is limited, will have strengthened,

though in a subordinate degree, the tendency to violent action under

extreme suffering. A man cannot think deeply and exert his utmost

muscular force. As Hippocrates long ago observed, if two pains are felt

at the same time, the severer one dulls the other. Martyrs, in the

ecstasy of their religious fervour have often, as it would appear, been

insensible to the most horrid tortures. Sailors who are going to be

flogged sometimes take a piece of lead into their mouths, in order to

bite it with their utmost force, and thus to bear the pain. Parturient

women prepare to exert their muscles to the utmost in order to relieve

their sufferings.

We thus see that the undirected radiation of nerve-force from the

nerve-cells which are first affected—the long-continued habit of

attempting by struggling to escape from the cause of suffering—and the

consciousness that voluntary muscular exertion relieves pain, have all

probably concurred in giving a tendency to the most violent, almost

convulsive, movements under extreme suffering; and such movements,

including those of the vocal organs, are universally recognized as

highly expressive of this condition.

As the mere touching of a sensitive nerve reacts in a direct manner on

the heart, severe pain will obviously react on it in like manner, but

far more energetically. Nevertheless, even in this case, we must not

overlook the indirect effects of habit on the heart, as we shall see

when we consider the signs of rage.

When a man suffers from an agony of pain, the perspiration often

trickles down his face; and I have been assured by a veterinary surgeon

that he has frequently seen drops falling from the belly and running

down the inside of the thighs of horses, and from the bodies of cattle,

when thus suffering. He has observed this, when there has been no

struggling which would account for the perspiration. The whole body of

the female hippopotamus, before alluded to, was covered with

red-coloured perspiration whilst giving birth to her young. So it is

with extreme fear; the same veterinary has often seen horses sweating

from this cause; as has Mr. Bartlett with the rhinoceros; and with man

it is a well-known symptom. The cause of perspiration bursting forth in

these cases is quite obscure; but it is thought by some physiologists

to be connected with the failing power of the capillary circulation;

and we know that the vasomotor system, which regulates the capillary

circulation, is much influenced by the mind. With respect to the

movements of certain muscles of the face under great suffering, as well

as from other emotions, these will be best considered when we treat of

the special expressions of man and of the lower animals.

We will now turn to the characteristic symptoms of Rage. Under this

powerful emotion the action of the heart is much accelerated,[309] or

it may be much disturbed. The face reddens, or it becomes purple from

the impeded return of the blood, or may turn deadly pale. The

respiration is laboured, the chest heaves, and the dilated nostrils

quiver. The whole body often trembles. The voice is affected. The teeth

are clenched or ground together, and the muscular system is commonly

stimulated to violent, almost frantic action. But the gestures of a man

in this state usually differ from the purposeless writhings and

struggles of one suffering from an agony of pain; for they represent

more or less plainly the act of striking or fighting with an enemy.

All these signs of rage are probably in large part, and some of them

appear to be wholly, due to the direct action of the excited sensorium.

But animals of all kinds, and their progenitors before them, when

attacked or threatened by an enemy, have exerted their utmost powers in

fighting and in defending themselves. Unless an animal does thus act,

or has the intention, or at least the desire, to attack its enemy, it

cannot properly be said to be enraged. An inherited habit of muscular

exertion will thus have been gained in association with rage; and this

will directly or indirectly affect various organs, in nearly the same

manner as does great bodily suffering.

The heart no doubt will likewise be affected in a direct manner; but it

will also in all probability be affected through habit; and all the

more so from not being under the control of the will. We know that any

great exertion which we voluntarily make, affects the heart, through

mechanical and other principles which need not here be considered; and

it was shown in the first chapter that nerve-force flows readily

through habitually used channels,—through the nerves of voluntary or

involuntary movement, and through those of sensation. Thus even a

moderate amount of exertion will tend to act on the heart; and on the

principle of association, of which so many instances have been given,

we may feel nearly sure that any sensation or emotion, as great pain or

rage, which has habitually led to much muscular action, will

immediately influence the flow of nerve-force to the heart, although

there may not be at the time any muscular exertion.

The heart, as I have said, will be all the more readily affected

through habitual associations, as it is not under the control of the

will. A man when moderately angry, or even when enraged, may command

the movements of his body, but he cannot prevent his heart from beating

rapidly. His chest will perhaps give a few heaves, and his nostrils

just quiver, for the movements of respiration are only in part

voluntary. In like manner those muscles of the face which are least

obedient to the will, will sometimes alone betray a slight and passing

emotion. The glands again are wholly independent of the will, and a man

suffering from grief may command his features, but cannot always

prevent the tears from coming into his eyes. A hungry man, if tempting

food is placed before him, may not show his hunger by any outward

gesture, but he cannot check the secretion of saliva.

Under a transport of Joy or of vivid Pleasure, there is a strong

tendency to various purposeless movements, and to the utterance of

various sounds. We see this in our young children, in their loud

laughter, clapping of hands, and jumping for joy; in the bounding and

barking of a dog when going out to walk with his master; and in the

frisking of a horse when turned out into an open field. Joy quickens

the circulation, and this stimulates the brain, which again reacts on

the whole body. The above purposeless movements and increased

heart-action may be attributed in chief part to the excited state of

the sensorium,[310] and to the consequent undirected overflow, as Mr.

Herbert Spencer insists, of nerve-force. It deserves notice, that it is

chiefly the anticipation of a pleasure, and not its actual enjoyment,

which leads to purposeless and extravagant movements of the body, and

to the utterance of various sounds. We see this in our children when

they expect any great pleasure or treat; and dogs, which have been

bounding about at the sight of a plate of food, when they get it do not

show their delight by any outward sign, not even by wagging their

tails. Now with animals of all kinds, the acquirement of almost all

their pleasures, with the exception of those of warmth and rest, are

associated, and have long been associated with active movements, as in

the hunting or search for food, and in their courtship. Moreover, the

mere exertion of the muscles after long rest or confinement is in

itself a pleasure, as we ourselves feel, and as we see in the play of

young animals. Therefore on this latter principle alone we might

perhaps expect, that vivid pleasure would be apt to show itself

conversely in muscular movements.

With all or almost all animals, even with birds, Terror causes the body

to tremble. The skin becomes pale, sweat breaks out, and the hair

bristles. The secretions of the alimentary canal and of the kidneys are

increased, and they are involuntarily voided, owing to the relaxation

of the sphincter muscles, as is known to be the case with man, and as I

have seen with cattle, dogs, cats, and monkeys. The breathing is

hurried. The heart beats quickly, wildly, and violently; but whether it

pumps the blood more efficiently through the body may be doubted, for

the surface seems bloodless and the strength of the muscles soon fails.

In a frightened horse I have felt through the saddle the beating of the

heart so plainly that I could have counted the beats. The mental

faculties are much disturbed. Utter prostration soon follows, and even

fainting. A terrified canary-bird has been seen not only to tremble and

to turn white about the base of the bill, but to faint;[311] and I once

caught a robin in a room, which fainted so completely, that for a time

I thought it dead.

Most of these symptoms are probably the direct result, independently of

habit, of the disturbed state of the sensorium; but it is doubtful

whether they ought to be wholly thus accounted for. When an animal is

alarmed it almost always stands motionless for a moment, in order to

collect its senses and to ascertain the source of danger, and sometimes

for the sake of escaping detection. But headlong flight soon follows,

with no husbanding of the strength as in fighting, and the animal

continues to fly as long as the danger lasts, until utter prostration,

with failing respiration and circulation, with all the muscles

quivering and profuse sweating, renders further flight impossible.

Hence it does not seem improbable that the principle of associated

habit may in part account for, or at least augment, some of the

above-named characteristic symptoms of extreme terror.

That the principle of associated habit has played an important part in

causing the movements expressive of the foregoing several strong

emotions and sensations, we may, I think, conclude from considering

firstly, some other strong emotions which do not ordinarily require for

their relief or gratification any voluntary movement; and secondly the

contrast in nature between the so-called exciting and depressing states

of the mind. No emotion is stronger than maternal love; but a mother

may feel the deepest love for her helpless infant, and yet not show it

by any outward sign; or only by slight caressing movements, with a

gentle smile and tender eyes. But let any one intentionally injure her

infant, and see what a change! how she starts up with threatening

aspect, how her eyes sparkle and her face reddens, how her bosom

heaves, nostrils dilate, and heart beats; for anger, and not maternal

love, has habitually led to action. The love between the opposite sexes

is widely different from maternal love; and when lovers meet, we know

that their hearts beat quickly, their breathing is hurried, and their

faces flush; for this love is not inactive like that of a mother for

her infant.

A man may have his mind filled with the blackest hatred or suspicion,

or be corroded with envy or jealousy, but as these feelings do not at

once lead to action, and as they commonly last for some time, they are

not shown by any outward sign, excepting that a man in this state

assuredly does not appear cheerful or good-tempered. If indeed these

feelings break out into overt acts, rage takes their place, and will be

plainly exhibited. Painters can hardly portray suspicion, jealousy,

envy, &c., except by the aid of accessories which tell the tale; and

poets use such vague and fanciful expressions as “green-eyed jealousy.”

Spenser describes suspicion as “Foul, ill-favoured, and grim, under his

eyebrows looking still askance,” &c.; Shakespeare speaks of envy “as

lean-faced in her loathsome case;” and in another place he says, “no

black envy shall make my grave;” and again as “above pale envy’s

threatening reach.”

Emotions and sensations have often been classed as exciting or

depressing. When all the organs of the body and mind,—those of

voluntary and involuntary movement, of perception, sensation, thought,

&c.,—perform their functions more energetically and rapidly than usual,

a man or animal may be said to be excited, and, under an opposite

state, to be depressed. Anger and joy are from the first exciting

emotions, and they naturally lead, more especially the former, to

energetic movements, which react on the heart and this again on the

brain. A physician once remarked to me as a proof of the exciting

nature of anger, that a man when excessively jaded will sometimes

invent imaginary offences and put himself into a passion, unconsciously

for the sake of reinvigorating himself; and since hearing this remark,

I have occasionally recognized its full truth.

Several other states of mind appear to be at first exciting, but soon

become depressing to an extreme degree. When a mother suddenly loses

her child, sometimes she is frantic with grief, and must be considered

to be in an excited state; she walks wildly about, tears her hair or

clothes, and wrings her hands. This latter action is perhaps due to the

principle of antithesis, betraying an inward sense of helplessness and

that nothing can be done. The other wild and violent movements may be

in part explained by the relief experienced through muscular exertion,

and in part by the undirected overflow of nerve-force from the excited

sensorium. But under the sudden loss of a beloved person, one of the

first and commonest thoughts which occurs, is that something more might

have been done to save the lost one. An excellent observer,[312] in

describing the behaviour of a girl at the sudden death of her father,

says she “went about the house wringing her hands like a creature

demented, saying ‘It was her fault;’ ‘I should never have left him;’

‘If I had only sat up with him,’” &c. With such ideas vividly present

before the mind, there would arise, through the principle of associated

habit, the strongest tendency to energetic action of some kind.

As soon as the sufferer is fully conscious that nothing can be done,

despair or deep sorrow takes the place of frantic grief. The sufferer

sits motionless, or gently rocks to and fro; the circulation becomes

languid; respiration is almost forgotten, and deep sighs are drawn. All

this reacts on the brain, and prostration soon follows with collapsed

muscles and dulled eyes. As associated habit no longer prompts the

sufferer to action, he is urged by his friends to voluntary exertion,

and not to give way to silent, motionless grief. Exertion stimulates

the hear, and this reacts on the brain, and aids the mind to bear its

heavy load.

Pain, if severe, soon induces extreme depression or prostration; but it

is at first a stimulant and excites to action, as we see when we whip a

horse, and as is shown by the horrid tortures inflicted in foreign

lands on exhausted dray-bullocks, to rouse them to renewed exertion.

Fear again is the most depressing of all the emotions; and it soon

induces utter, helpless prostration, as if in consequence of, or in

association with, the most violent and prolonged attempts to escape

from the danger, though no such attempts have actually been made.

Nevertheless, even extreme fear often acts at first as a powerful

stimulant. A man or animal driven through terror to desperation, is

endowed with wonderful strength, and is notoriously dangerous in the

highest degree.

On the whole we may conclude that the principle of the direct action of

the sensorium on the body, due to the constitution of the nervous

system, and from the first independent of the will, has been highly

influential in determining many expressions. Good instances are

afforded by the trembling of the muscles, the sweating of the skin, the

modified secretions of the alimentary canal and glands, under various

emotions and sensations. But actions of this kind are often combined

with others, which follow from our first principle, namely, that

actions which have often been of direct or indirect service, under

certain states of the mind, in order to gratify or relieve certain

sensations, desires, &c., are still performed under analogous

circumstances through mere habit although of no service. We have

combinations of this kind, at least in part, in the frantic gestures of

rage and in the writhings of extreme pain; and, perhaps, in the

increased action of the heart and of the respiratory organs. Even when

these and other emotions or sensations are aroused in a very feeble

manner, there will still be a tendency to similar actions, owing to the

force of long-associated habit; and those actions which are least under

voluntary control will generally be longest retained. Our second

principle of antithesis has likewise occasionally come into play.

Finally, so many expressive movements can be explained, as I trust will

be seen in the course of this volume, through the three principles

which have now been discussed, that we may hope hereafter to see all

thus explained, or by closely analogous principles. It is, however,

often impossible to decide how much weight ought to be attributed, in

each particular case, to one of our principles, and how much to

another; and very many points in the theory of Expression remain

inexplicable.

The Expression of the Emotions in Man and Animals · 第 3 / 14 章