return from across the sea [from Palestine], came to Rome to visit us.
He repeated what we had heard from many others, that a pagan race had
overcome the Christians and with horrible cruelty had devastated
everything almost to the walls of Constantinople, and were now governing
the conquered lands with tyrannical violence, and that they had slain
many thousands of Christians as if they were but sheep. If we love God
and wish to be recognized as Christians, we should be filled with grief
at the misfortune of this great empire [the Greek] and the murder of so
many Christians. But simply to grieve is not our whole duty. The example
of our Redeemer and the bond of fraternal love demand that we should lay
down our lives to liberate them. "Because he laid down his life for us:
and we ought to lay down our lives for the brethren" [1 John 3:16].
Know, therefore, that we are trusting in the mercy of God and in the
power of his might and that we are striving in all possible ways and
making preparations to render aid to the Christian empire [the Greek] as
quickly as possible. Therefore we beseech you by the faith in which you
are united through Christ in the adoption of the sons of God, and by the
authority of St. Peter, prince of apostles, we admonish you that you be
moved to proper compassion by the wounds and blood of your brethren and
the danger of the aforesaid empire and that, for the sake of Christ, you
undertake the difficult task of bearing aid to your brethren [the
Greeks]. Send messengers to us at once to inform us of what God may
inspire you to do in this matter.
279. The Speech of Urban II at the Council of Clermont, 1095. Fulcher of
Chartres.
Bongars, Gesta Dei per Francos, I, pp. 382 f.
In 1094 or 1095, Alexius, the Greek emperor, sent to the pope, Urban II,
and asked for aid from the west against the Turks, who had taken nearly
all of Asia Minor from him. At the council of Clermont Urban addressed a
great crowd and urged all to go to the aid of the Greeks and to recover
Palestine from the rule of the Mohammedans. The acts of the council have
not been preserved, but we have four accounts of the speech of Urban
which were written by men who were present and heard him. We give the
two most important of these accounts. The interest of the speech lies in
the fact that it gave the impulse which started the crusading movement.
"Most beloved brethren: Urged by necessity, I, Urban, by the permission
of God chief bishop and prelate over the whole world, have come into
these parts as an ambassador with a divine admonition to you, the
servants of God. I hoped to find you as faithful and as zealous in the
service of God as I had supposed you to be. But if there is in you any
deformity or crookedness contrary to God's law, with divine help I will
do my best to remove it. For God has put you as stewards over his family
to minister to it. Happy indeed will you be if he finds you faithful in
your stewardship. You are called shepherds; see that you do not act as
hirelings. But be true shepherds, with your crooks always in your hands.
Do not go to sleep, but guard on all sides the flock committed to you.
For if through your carelessness or negligence a wolf carries away one
of your sheep, you will surely lose the reward laid up for you with God.
And after you have been bitterly scourged with remorse for your faults,
you will be fiercely overwhelmed in hell, the abode of death. For
according to the gospel you are the salt of the earth [Matt. 5:13]. But
if you fall short in your duty, how, it may be asked, can it be salted?
O how great the need of salting! It is indeed necessary for you to
correct with the salt of wisdom this foolish people which is so devoted
to the pleasures of this world, lest the Lord, when He may wish to speak
to them, find them putrefied by their sins, unsalted and stinking. For
if He shall find worms, that is, sins, in them, because you have been
negligent in your duty, He will command them as worthless to be thrown
into the abyss of unclean things. And because you cannot restore to Him
His great loss, He will surely condemn you and drive you from His loving
presence. But the man who applies this salt should be prudent,
provident, modest, learned, peaceable, watchful, pious, just, equitable,
and pure. For how can the ignorant teach others? How can the licentious
make others modest? And how can the impure make others pure? If anyone
hates peace, how can he make others peaceable? Or if anyone has soiled
his hands with baseness, how can he cleanse the impurities of another?
We read also that if the blind lead the blind, both will fall into the
ditch [Matt. 15:14]. But first correct yourselves, in order that, free
from blame, you may be able to correct those who are subject to you. If
you wish to be the friends of God, gladly do the things which you know
will please Him. You must especially let all matters that pertain to the
church be controlled by the law of the church. And be careful that
simony does not take root among you, lest both those who buy and those
who sell [church offices] be beaten with the scourges of the Lord
through narrow streets and driven into the place of destruction and
confusion. Keep the church and the clergy in all its grades entirely
free from the secular power. See that the tithes that belong to God are
faithfully paid from all the produce of the land; let them not be sold
or withheld. If anyone seizes a bishop let him be treated as an outlaw.
If anyone seizes or robs monks, or clergymen, or nuns, or their
servants, or pilgrims, or merchants, let him be anathema [that is,
cursed]. Let robbers and incendiaries and all their accomplices be
expelled from the church and anathematized. If a man who does not give a
part of his goods as alms is punished with the damnation of hell, how
should he be punished who robs another of his goods? For thus it
happened to the rich man in the gospel [Luke 16:19]; for he was not
punished because he had stolen the goods of another, but because he had
not used well the things which were his.
"You have seen for a long time the great disorder in the world caused by
these crimes. It is so bad in some of your provinces, I am told, and you
are so weak in the administration of justice, that one can hardly go
along the road by day or night without being attacked by robbers; and
whether at home or abroad, one is in danger of being despoiled either by
force or fraud. Therefore it is necessary to reenact the truce, as it is
commonly called, which was proclaimed a long time ago by our holy
fathers. I exhort and demand that you, each, try hard to have the truce
kept in your diocese. And if anyone shall be led by his cupidity or
arrogance to break this truce, by the authority of God and with the
sanction of this council he shall be anathematized."
After these and various other matters had been attended to, all who were
present, clergy and people, gave thanks to God and agreed to the pope's
proposition. They all faithfully promised to keep the decrees. Then the
pope said that in another part of the world Christianity was suffering
from a state of affairs that was worse than the one just mentioned. He
continued:
"Although, O sons of God, you have promised more firmly than ever to
keep the peace among yourselves and to preserve the rights of the
church, there remains still an important work for you to do. Freshly
quickened by the divine correction, you must apply the strength of your
righteousness to another matter which concerns you as well as God. For
your brethren who live in the east are in urgent need of your help, and
you must hasten to give them the aid which has often been promised them.
For, as the most of you have heard, the Turks and Arabs have attacked
them and have conquered the territory of Romania [the Greek empire] as
far west as the shore of the Mediterranean and the Hellespont, which is
called the Arm of St. George. They have occupied more and more of the
lands of those Christians, and have overcome them in seven battles. They
have killed and captured many, and have destroyed the churches and
devastated the empire. If you permit them to continue thus for awhile
with impunity, the faithful of God will be much more widely attacked by
them. On this account I, or rather the Lord, beseech you as Christ's
heralds to publish this everywhere and to persuade all people of
whatever rank, foot-soldiers and knights, poor and rich, to carry aid
promptly to those Christians and to destroy that vile race from the
lands of our friends. I say this to those who are present, it is meant
also for those who are absent. Moreover, Christ commands it.
"All who die by the way, whether by land or by sea, or in battle against
the pagans, shall have immediate remission of sins. This I grant them
through the power of God with which I am invested. O what a disgrace if
such a despised and base race, which worships demons, should conquer a
people which has the faith of omnipotent God and is made glorious with
the name of Christ! With what reproaches will the Lord overwhelm us if
you do not aid those who, with us, profess the Christian religion! Let
those who have been accustomed unjustly to wage private warfare against
the faithful now go against the infidels and end with victory this war
which should have been begun long ago. Let those who, for a long time,
have been robbers, now become knights. Let those who have been fighting
against their brothers and relatives now fight in a proper way against
the barbarians. Let those who have been serving as mercenaries for small
pay now obtain the eternal reward. Let those who have been wearing
themselves out in both body and soul now work for a double honor.
Behold! on this side will be the sorrowful and poor, on that, the rich;
on this side, the enemies of the Lord, on that, his friends. Let those
who go not put off the journey, but rent their lands and collect money
for their expenses; and as soon as winter is over and spring comes, let
them eagerly set out on the way with God as their guide."
280. The Council of Clermont, 1095. Robert the Monk.
Bongars, I, pp. 31 f.
In 1095 a great council was held in Auvergne, in the city of Clermont.
Pope Urban II, accompanied by cardinals and bishops, presided over it.
It was made famous by the presence of many bishops and princes from
France and Germany. After the council had attended to ecclesiastical
matters, the pope went out into a public square, because no house was
able to hold the people, and addressed them in a very persuasive speech,
as follows: "O race of the Franks, O people who live beyond the
mountains [that is, reckoned from Rome], O people loved and chosen of
God, as is clear from your many deeds, distinguished over all other
nations by the situation of your land, your catholic faith, and your
regard for the holy church, we have a special message and exhortation
for you. For we wish you to know what a grave matter has brought us to
your country. The sad news has come from Jerusalem and Constantinople
that the people of Persia, an accursed and foreign race, enemies of God,
'a generation that set not their heart aright, and whose spirit was not
steadfast with God' [Ps. 78:8], have invaded the lands of those
Christians and devastated them with the sword, rapine, and fire. Some of
the Christians they have carried away as slaves, others they have put to
death. The churches they have either destroyed or turned into mosques.
They desecrate and overthrow the altars. They circumcise the Christians
and pour the blood from the circumcision on the altars or in the
baptismal fonts. Some they kill in a horrible way by cutting open the
abdomen, taking out a part of the entrails and tying them to a stake;
they then beat them and compel them to walk until all their entrails are
drawn out and they fall to the ground. Some they use as targets for
their arrows. They compel some to stretch out their necks and then they
try to see whether they can cut off their heads with one stroke of the
sword. It is better to say nothing of their horrible treatment of the
women. They have taken from the Greek empire a tract of land so large
that it takes more than two months to walk through it. Whose duty is it
to avenge this and recover that land, if not yours? For to you more than
to other nations the Lord has given the military spirit, courage, agile
bodies, and the bravery to strike down those who resist you. Let your
minds be stirred to bravery by the deeds of your forefathers, and by the
efficiency and greatness of Karl the Great, and of Ludwig his son, and
of the other kings who have destroyed Turkish kingdoms, and established
Christianity in their lands. You should be moved especially by the holy
grave of our Lord and Saviour which is now held by unclean peoples, and
by the holy places which are treated with dishonor and irreverently
befouled with their uncleanness.
"O bravest of knights, descendants of unconquered ancestors, do not be
weaker than they, but remember their courage. If you are kept back by
your love for your children, relatives, and wives, remember what the
Lord says in the Gospel: 'He that loveth father or mother more than me
is not worthy of me' [Matt. 10:37]; 'and everyone that hath forsaken
houses, or brothers, or sisters, or father, or mother, or wife, or
children, or lands for my name's sake, shall receive a hundredfold and
shall inherit everlasting life' [Matt. 19:29]. Let no possessions keep
you back, no solicitude for your property. Your land is shut in on all
sides by the sea and mountains, and is too thickly populated. There is
not much wealth here, and the soil scarcely yields enough to support
you. On this account you kill and devour each other, and carry on war
and mutually destroy each other. Let your hatred and quarrels cease,
your civil wars come to an end, and all your dissensions stop. Set out
on the road to the holy sepulchre, take the land from that wicked
people, and make it your own. That land which, as the Scripture says, is
flowing with milk and honey, God gave to the children of Israel.
Jerusalem is the best of all lands, more fruitful than all others, as it
were a second Paradise of delights. This land our Saviour made
illustrious by his birth, beautiful with his life, and sacred with his
suffering; he redeemed it with his death and glorified it with his tomb.
This royal city is now held captive by her enemies, and made pagan by
those who know not God. She asks and longs to be liberated and does not
cease to beg you to come to her aid. She asks aid especially from you
because, as I have said, God has given more of the military spirit to
you than to other nations. Set out on this journey and you will obtain
the remission of your sins and be sure of the incorruptible glory of the
kingdom of heaven."
When Pope Urban had said this and much more of the same sort, all who
were present were moved to cry out with one accord, "It is the will of
God, it is the will of God." When the pope heard this he raised his eyes
to heaven and gave thanks to God, and, commanding silence with a gesture
of his hand, he said: "My dear brethren, today there is fulfilled in you
that which the Lord says in the Gospel, 'Where two or three are gathered
together in my name, there am I in the midst' [Matt. 18:20]. For unless
the Lord God had been in your minds you would not all have said the same
thing. For although you spoke with many voices, nevertheless it was one
and the same thing that made you speak. So I say unto you, God, who put
those words into your hearts, has caused you to utter them. Therefore
let these words be your battle cry, because God caused you to speak
them. Whenever you meet the enemy in battle, you shall all cry out, 'It
is the will of God, it is the will of God.' And we do not command the
old or weak to go, or those who cannot bear arms. No women shall go
without their husbands, or brothers, or proper companions, for such
would be a hindrance rather than a help, a burden rather than an
advantage. Let the rich aid the poor and equip them for fighting and
take them with them. Clergymen shall not go without the consent of their
bishop, for otherwise the journey would be of no value to them. Nor will
this pilgrimage be of any benefit to a layman if he goes without the
blessing of his priest. Whoever therefore shall determine to make this
journey and shall make a vow to God and shall offer himself as a living
sacrifice, holy, acceptable to God [Rom. 12:1], shall wear a cross on
his brow or on his breast. And when he returns after having fulfilled
his vow he shall wear the cross on his back. In this way he will obey
the command of the Lord, 'Whosoever doth not bear his cross and come
after me is not worthy of me'" [Luke 14:27]. When these things had been
done, while all prostrated themselves on the earth and beat their
breasts, one of the cardinals, named Gregory, made confession for them,
and they were given absolution for all their sins. After the absolution,
they received the benediction and the permission to go home.
281. The Truce of God and Indulgence for Crusaders. The Council of
Clermont, 1095.
Mansi, XX, 816.
The canons of this council in their original form have not been
preserved. We have translated the first two canons as Mansi has
formulated them. See also nos. 240 ff. for truce of God.
1. It was decreed that monks, clergymen, women, and whatever they may
have with them, shall be under the protection of the peace all the time
[that is, shall never be attacked]. On three days of the week, that is,
Monday, Tuesday, and Wednesday, an act of violence committed by one
person against another shall not be regarded as a violation of the peace
[truce]. But on the remaining four days of the week if anyone does an
injury to another, he shall be held to be a violator of the holy peace
[truce], and he shall be punished as has been decreed.
2. If anyone out of devotion alone and not for honor or gain sets out
for Jerusalem to free the church of God, the journey shall be regarded
as the equivalent of all penance.
282. Rabble Bands of Crusaders. Ekkehard of Aura, Hierosolimita.
Edited by Hagenmeyer, pp. 122 ff.
The lack of unity and organization in the first crusade gave many
persons an opportunity to plunder and rob and commit all kinds of
violence under the cloak of religion. Because they had taken the cross
they pretended that they were privileged and might do as they pleased.
They attempted to live at the expense of others. This and the following
selection will give an idea of the violence and excesses committed by
them. Their villainous conduct led many devout persons to criticise the
crusading movement very sharply. The events described by Ekkehard
occurred in 1096. He wrote the account between 1103 and 1106.
Folkmar [a priest] led his following [about 12,000] through Bohemia.
When they came to Neitra, a town of Hungary, the people rose against
them, took some of them prisoners and killed others. Only a very few of
them escaped and they still tell how the sign of the cross appeared in
the sky over them and saved them from imminent death.
Gotschalk, not a true but a false servant of God, suffered some losses
while passing with his army through Austria. After entering Hungary, as
a remarkable proof of their hypocrisy, they fortified a certain town on
a hill and, after establishing a garrison there, the rest of them began
to plunder the country round about. But the town was soon taken by the
natives and many of the crusaders were killed. Gotschalk, the hireling
and not a pastor, and those who were with him were driven off.
There arose also in those days a certain knight, named Emicho, a count
from the Rhine region, who for a long time had been infamous because of
his manner of living. Like a second Saul [1 Sam. 10:9-13], he said that
he had been called by divine revelation to engage in this sort of
religious undertaking. He gathered about 12,000 crusaders, and while
passing through the cities along the Rhine, Main, and Danube, led by
their zeal for Christianity, they persecuted the hated race of the Jews
wherever they found them, and strove either to destroy them completely
or to compel them to become Christians. They were joined on the way by
many men and women. When they came to the frontier of Hungary, which is
protected by swamps and forests, they were prevented from entering it by
guards who were stationed there for that purpose; for king Coloman had
heard that the Germans made no distinction between pagans and
Hungarians. The crusaders besieged Wieselburg [at the junction of the
Danube and the Leitha] for six weeks, during which time they suffered a
good many hardships. A foolish quarrel arose among them over the
question who of them should rule as king over Hungary after they had
taken it. They were about to take the city, the walls were broken down
and the inhabitants were fleeing and setting fire to their own houses,
when, in a miraculous manner, the victorious army of crusaders began to
flee, leaving all their provisions and supplies. They escaped with
nothing but their lives.
283. Peter the Hermit. Anonymi Gesta Francorum, 1097-99.
Edited by Hagenmeyer, pp. 106 ff.
The anonymous author of the Gesta Francorum was a knight from southern
Italy who went with Boemund on the crusade. He wrote his account of the
crusade at various times while on the march to Jerusalem. After the
capture of the city and the battle with the Mohammedans before Ascalon,
he added a chapter in which he described those events. From the passage
here given it will be seen that Peter the Hermit played a very
inglorious part in the first crusade. His army did not differ either in
its character or in its fate from those of Folkmar, Gotschalk, and
Emicho.
One of the divisions of the Franks passed through Hungary. The leaders
of these were Peter the Hermit, Godfrey, his brother Baldwin, and
Baldwin, count of Mt. Henno. These most powerful knights and many
others, whose names I do not know, went by the road which Karl the
Great, the famous king of France, had caused to be made to
Constantinople. But Peter, with a large number of Germans, preceded all
the others to Constantinople, which he reached August 1 [1096]. There he
found some Lombards, [other] Italians, and many others assembled. The
emperor had given them a market and had told them not to cross the
strait until the great body of crusaders should come, because they were
not numerous enough to meet the Turks in battle. But these crusaders
were conducting themselves badly. They were destroying and burning
palaces [in the suburbs of Constantinople], and they stole the lead with
which the churches were covered, and sold it to the Greeks. At this the
emperor became angry and ordered them to cross the strait. But after
they crossed they continued to do all the damage possible, burning and
plundering houses and churches. At length they came to Nicomedia where,
because of the haughtiness of the French, the Lombards, Italians, and
Germans separated from them and chose a leader named Raynald. They then
marched four days into the interior. Beyond Nicæa they found a castle,
named Xerigordon, which had no garrison. They took it and found in it a
good deal of grain, wine, and meat, and an abundance of all kinds of
provisions. The Turks, hearing that the Christians were in this castle,
came to besiege it. Before the gate of the castle was a well and at the
foot of the castle a spring of water. Near this spring Raynald laid an
ambush to catch the Turks. But they came on St. Michael's day [September
29], and discovered the ambuscade and fell upon Raynald and those who
were with him, and killed many of them. Those who escaped fled into the
castle. The Turks laid close siege to the castle and cut off its supply
of water. And the crusaders suffered so from thirst that they bled the
horses and donkeys and drank their blood. And some let down girdles and
pieces of rags into the cistern and squeezed the water out of them into
their mouths. Some even drank urine, and others, to relieve their
thirst, dug holes in the ground and, lying on their backs, covered their
breasts with the moist earth. The bishops and priests comforted them and
urged them not to give up, saying, "Be strong in the faith of Christ,
and fear not those who persecute you, as the Lord said, 'Fear not them
which kill the body, but are not able to kill the soul'" [Matt. 10:28].
This continued for eight days. Finally the leader of the Germans agreed
with the Turks to betray his companions to them. So, pretending to go
out to fight, he fled to the Turks and many went with him. But those who
would not deny their Lord were killed. The Turks took some prisoners and
divided them like sheep among themselves. Some of these they put up as
targets and shot arrows at them. Others they sold or gave away as if
they were animals. Some took their prisoners home with them as slaves.
In this way some of the Christians were taken to Chorasan, some to
Antioch, some to Aleppo, and still others to other places. These were
the first to suffer a glorious martyrdom for the name of the Lord Jesus.
Now the Turks, learning that Peter the Hermit and Walter the Penniless
were at Civitot, which is above Nicæa, came thither with great rejoicing
to kill them and those who were with them. Walter was leading his men
out toward Xerigordon when the Turks met them and killed them. But Peter
the Hermit had a short time before gone back to Constantinople because
he could not control his people, who refused to obey him. The Turks then
attacked those who were encamped near Civitot, some of whom they found
asleep, others lying down, and others naked, and killed them. Among them
they found a priest saying mass and killed him at the altar. Those who
were able to escape fled into Civitot. Some sprang into the sea, and
others hid in the woods and mountains. The Turks followed those who went
into the castle, and gathered wood to burn them with the castle. But the
Christians in the castle threw fire into the piles of wood, and the
fire, turned against the Turks, burned some of them. But God delivered
ours from the fire. But at length the Turks took them alive, divided
them among themselves, as they had done before, and scattered them
through all those regions. Some were sent to Chorasan and others into
Persia. All this was done in the month of October [1096].
284. Eugene III Announces a Crusade, December 1, 1145.
Migne, 180, cols. 1064 f.
Edessa was taken by Zenki, the emir of Mosul, in December, 1144. The
news of this disaster was carried to the west and at the same time an
appeal for help was made. For some time no response was made to this
appeal, but finally Eugene III issued this call, and appointed Bernard
of Clairvaux to preach the crusade. The student will observe that the
pope exercises high authority in secular matters, such as the payment of
interest, the pawning of fiefs, etc. Since the days of Gregory VII
(1073-85), the pope acts as the supreme law-giver in all matters, both
spiritual and secular.
Eugene, bishop, servant of the servants of God, to his most beloved son,
Louis, the illustrious and glorious king of the Franks, and to his
beloved sons, the princes, and to all the faithful in God in Gaul,
greeting and apostolic benediction.
From the history of our predecessors we learn how much they labored for
the deliverance of the oriental church. For, in order to deliver it, our
predecessor, Urban II, of blessed memory, sounded, as it were, a
trumpet, and called together the sons of the holy Roman church from all
parts of the world. At his voice, people from beyond the mountains, and
especially the bravest and strongest warriors of the Franks and of Italy
were inflamed with the ardor of love and came together. So a great army
was collected which, with the aid of God, and not without great loss of
life, freed from the filth of the pagans that city in which our Saviour
died for us and left his glorious tomb as a memorial of his suffering
for us. And they took many other cities which, for the sake of brevity,
we omit. By the grace of God and the zeal of your fathers in defending
them, these cities have, up to this time, remained in the hands of the
Christians, and Christianity has been spread in those parts, and other
cities have been valiantly taken from the infidels. But now, because of
our sins and the sins of the people in the east (we cannot say it
without great sorrow and weeping), the city of Edessa, or Rohais, as we
call it, which was the only Christian city in those parts when the
pagans held that country, has been taken by the enemies of the cross of
Christ, and many Christian fortresses have been seized by them. The
archbishop of Edessa and his clergy and many other Christians have been
killed there. The relics of the saints have been trampled under foot by
the infidels and scattered. You know as well as we how great a danger is
threatening the church and the whole Christian world. If you bravely
defend those things which the courage of your fathers acquired, it will
be the greatest proof of your nobility and worth. But if not, it will be
shown that you have less bravery than your fathers. Therefore we exhort,
ask, command, and for the remission of your sins, we order all of you,
and especially the nobles and the more powerful, to arm yourselves
manfully to defend the oriental church, and to attack the infidels and
to liberate the thousands of your brethren who are now their captives,
that the dignity of the Christian name may be increased, and your
reputation for courage, which is praised throughout the world, may
remain unimpaired. Take for your example that Mattathias, who, to
preserve the laws of his country, did not hesitate to expose himself,
his children, and his relatives to death, and to leave all that he
possessed in this world. And finally, by the divine aid, after many
labors, he and his family triumphed over his enemies [1 Maccabees 2:1
ff.].
Wishing, therefore, to provide for your welfare as well as to relieve
the church in the east, we grant to those who, in a spirit of devotion,
shall determine to accomplish this holy and necessary work, by the
authority of God conferred on us, the same remission of sins as our
predecessor, Pope Urban, granted. And we decree that their wives and
children, their goods and possessions, shall be under the protection of
the holy church, of ourselves, and of the archbishops, bishops, and
other prelates of the church of God. And until they return, or their
death is known, we forbid by our apostolic authority any lawsuit to be
brought against them about any of the property of which they were in
peaceful possession when they took the cross. Moreover, since those who
fight for the Lord should not have their minds set on fine clothing, or
personal decoration, or [hunting] dogs, or falcons, or other things
which savor of worldliness, we urge you to take care that those who
undertake so holy a journey shall not deck themselves out with gay
clothing and furs, or with gold and silver weapons, but that they shall
try to supply themselves with such arms, horses, and other things as
will aid them to defeat the infidels.
If any are in debt but with a pure intention set out on this holy
journey, they shall not pay the interest already due; and if they or
others are pledged to pay the interest, by our apostolic authority we
absolve them from their oath or pledge. If their relatives or the lords
on whose fiefs they live cannot or will not lend them the money
[necessary for the journey], they may pawn their lands and other
possessions to churches, to clergymen, or to others, without the consent
of the lords of their fiefs. In accordance with the grant of our
predecessor and by the authority of omnipotent God, and of St. Peter,
prince of the apostles, which authority is vested in us, we grant such
remission of sins and absolution that whoever shall devoutly undertake
and complete so holy a journey, or shall have died while on the way,
shall have absolution for all his sins which he shall have confessed
with a humble and contrite heart, and he shall receive the reward of
eternal life from God the rewarder of all.
285. The Third Crusade, 1189-90. From the Chronicle of Otto of St.
Blasien.
M. G. SS. folio, XX, pp. 318 ff
The Greek emperor, Isaac Angelus, and Saladin had made an alliance
against the sultan of Iconium, who was their common enemy. Isaac's
hostility to Frederick is explained in part by the fact that he had
promised Saladin to try to prevent the crusaders from reaching
Palestine. It was only natural that the sultan of Iconium should try to
make an alliance with Frederick, since the latter was going to attack
Saladin. But before Frederick reached Iconium, the sultan had divided
his government among his sons, one of whom, Kutbeddin, was governor of
Iconium. Kutbeddin had made an alliance with Saladin and married one of
his daughters. This explains why the treaty with Frederick was broken.
In order not to confuse the student we have corrected a few errors in
Otto's account.
In the year 1187, Saladin, king of the Saracens, seeing the very base
conduct of the Christians, and knowing that they were afflicted with
discord, hatred, and avarice, thought the time was favorable and so
planned to conquer all Syria with Palestine. He collected a very large
army of Saracens from all the orient and made war on the Christians.
Attacking them everywhere in Palestine with fire and sword, he took many
fortresses and cities and killed or took prisoner all their Christian
inhabitants, and put Saracen colonists in their place. The king of
Jerusalem and the noble prince, Reinaldus [of Chatillon, governor of
Kerak], and other nobles collected a large army and went out to meet
Saladin. The true cross was carried at the head of the army. But they
were defeated [at the battle of the Horns of Hattin, July 5, 1187] and
many thousands of Christians were slain. The true cross, alas! was
captured by the Saracens, and the Christians were put to flight. The
king and Reinaldus and many others were taken prisoner, and carried off
to Damascus, where ... Reinaldus was beheaded, confessing the true
faith. The pagans were made bold by this victory and took all the cities
of the Christians except Tyre, Sidon, Tripolis, and Antioch, and a few
other cities and fortresses which were the best fortified and most
difficult to take. After taking Acco, where there is a port which had
been the sole refuge of the Christians, they besieged Jerusalem. They
destroyed all the churches about the city, among them those in Bethlehem
and on the Mount of Olives. Finally the Christians surrendered,
Jerusalem was taken, and the holy places were profaned and inhabited by
pagans [Oct. 2, 1187].
I think that I should relate that while Jerusalem was besieged by the
pagans, one of the towers of the city was taken, many of the Christians
defending it were slain, and the standard of Saladin was raised over it.
This caused the people to despair and they gave up the defence of the
walls. And on that day the city came very nearly being taken and
destroyed. But a certain German knight, seeing this, and made bold by
the desperate situation, urged some of his companions to join him in
making a bold attack on the enemy. They retook the tower, killed the
pagans in it, tore down the standard of Saladin and threw it to the
ground. By this act, he restored courage to the Christians and persuaded
them to return to the defence of the walls. After the city had
surrendered, as has been said, the sepulchre of the Lord was held in
veneration for the sake of gain....
Frederick the emperor, after ending the wars all over Germany and
establishing peace, held a general diet in Mainz at mid-lent [March 27,
1188], and discussed the affairs of state. Papal delegates came to this
diet and told the emperor about the destruction of the church beyond the
sea [in Palestine], and, making complaint in the name of the pope and of
the whole church, begged for his aid. A meeting having been held to
consider the matter, Frederick offered to go to the aid of Jerusalem,
and, for the remission of their sins, he and his son, Frederick, duke of
Suabia, took the cross. Frederick publicly declared that he would avenge
the insult which had been offered the cross, and by his example he
aroused many nobles and a great multitude of various ranks and ages to
take the cross. After these things were done, the cardinals preached the
crusade in various parts of the country and persuaded many to leave
father and mother, wife and children, and lands, for the name of Christ
and to take the cross and follow him across the sea. They raised a large
army. The emperor set the time of departure in May of the following
year. He ordered the poor to provide themselves with at least three
marks [about thirty dollars] for their expenses, and the rich to take as
much money as they could. Under threat of excommunication he forbade
anyone to go who did not have three marks, because he did not wish the
army to be burdened with a useless crowd. After these things were done
in Germany the pope sent cardinals to Philip [II], king of the Franks,
and to Richard, king of the English, and persuaded them to take the
cross. In England and in France he also raised a large army for the
crusade.
At this time messengers of the sultan of Iconium came to Frederick and,
with the intention to deceive, renewed the treaty with him. They
promised him a free passage through all Cilicia if he would go
peaceably. For Frederick was going to pass with his army through
Cilicia, the land of the sultan, and the pagans, fearing for their land,
preferred to have peace rather than war. But the outcome was not what
they had expected.
At Pentecost, 1189, Frederick held a general diet at [Regensburg] ...
and had his army gather there. He gave the royal insignia to his son,
king Henry. He appointed a certain income to each of his other sons,
conferred titles on them, and after making all necessary arrangements,
said farewell to all. His son, Frederick, duke of Suabia, the marquis of
Meissen, with the Saxons, and many other princes and bishops, went with
him. And so with a very large army, well equipped and organized, he set
out for the orient to attack Saladin and all the enemies of the cross.
While passing through Hungary its king honored him with many gifts and
gave the army large supplies of flour, wine, and meat. When he entered
Bulgaria the inhabitants tried to block the road. But he forced his way
through, killed many of those who opposed him, took some of them
prisoner, and hung them on the trees along the road. By this he showed
that he was visiting the grave of the Lord not with a pilgrim's wallet,
but with the sword and lance of a warrior. Thus he passed through
Bulgaria and entered Greece. But the Greeks were worse than the
Bulgarians. At the command of the Greek emperor they showed the army no
kindness and even refused to sell them anything to eat. They shut
themselves up in their fortresses, into which they had taken all their
possessions. It made Frederick angry to receive such treatment from
Christians, and so he permitted his army to plunder the country. He
determined to treat the Greeks as pagans because, by their acts, they
showed that they were aiding his enemy, Saladin. His whole army besieged
Philipopolis, a very rich city, and took and plundered it. He likewise
captured a very strong fortress called Demotica. By this he so
frightened the Greeks that he got possession of several fortresses and
cities. After devastating the country and taking much booty, he
compelled the rest of the Greeks to furnish the army with provisions.
These things were done about the end of August [1189]. After consulting
the princes, the emperor determined to pass the winter in Greece. So he
took possession of the country round about, fortified a strong mountain
as a camp for his soldiers and called it Kingsmountain. Having thus
taken up a strong position against Constantinople, he had supplies for
the army brought from the neighboring territory, and thus overcame Greek
treachery with Roman strength and German bravery. He remained there all
winter to the next Easter [March 25, 1190]. The Greeks were unable to
resist his army and always fled before it.
Now the Greek emperor, not being able to withstand the power of
Frederick, made amends for what he had done, and entered into a treaty
with him. He appeased the army by supplying them with provisions. Thus,
having been reconciled with Frederick, he set him and his army across
the Propontis [March 22-28, 1190, from Gallipolis]. Frederick now
entered Asia with his army. He marched for some time, meeting everywhere
with success, and all the people in Romania [western Asia Minor]
submitted to him. As the emperor approached Iconium, the sultan broke
his treaty, caused all the provisions to be carried into the fortresses,
and, like a barbarian and Scythian, refused to sell the army provisions.
The army suffered from hunger and were compelled to eat the flesh of
mules, donkeys, and horses. Besides, the pagans attacked the rear and
those who went out foraging, and killed some of them. In this way they
hindered the army. Our troops wished to meet the Saracens in open battle
and often drew themselves up in battle array, but the Saracens always
withdrew and refused to join in a general engagement. Now although the
army was annoyed in this way and was suffering from hunger and want, the
emperor, out of regard for the treaty with the sultan, kept his army
from devastating and plundering the country, because he thought the
people were attacking him without the permission of the sultan. But when
he learned from couriers that the sultan had perfidiously ordered the
people to attack him, he was angry, and, declaring the sultan an enemy,
he permitted the army to take vengeance. They devastated Cilicia,
Pamphilia, and Phrygia with slaughter, rapine, fire, and sword, while
the pagan army constantly withdrew before them. The army now turned
toward Iconium, which is the capital of Cilicia, and the chief residence
of the sultan, and quickly took it [May 18, 1190]. It was a very
populous city, well fortified with strong walls and high towers, and had
in its midst an impregnable citadel. It was well supplied with victuals
against a siege, while all the surrounding country was stripped of
provisions, in order that when the emperor came he would not long be
able to support an army there. But God overruled their efforts so that
the outcome was just the opposite of what they sought. For the emperor
suddenly attacked the city with great violence before the third hour of
the day [9 o'clock], killed a great many of the inhabitants and took the
city by storm before the ninth hour [3 o'clock P.M.]. Many people, of
both sexes and of all ages, were put to the sword. The sultan with many
of his nobles fled into the citadel, which the emperor began to besiege
the same day. Now the sultan saw that nothing could resist the force of
the Germans and that, supported by some divine power, they despised
death and without hesitation attacked everything that resisted them. So,
taught by dangerous experience, and thinking it necessary to demand
peace from the emperor, he asked to speak with him. The emperor granted
his request. The sultan then marched out of the citadel and surrendered
at the discretion of the emperor, and gave hostages. After peace was
made the city of Iconium and his kingdom were restored to him.
The army was thus made rich with spoil and the emperor left Iconium in
triumph. The Armenian princes from all sides began to come to him, among
them Leo, the noblest Christian prince of all that country. They all
welcomed Frederick with joy and thanked him heartily for coming and
attacking the Saracens. They were all well disposed toward him, so he
set out for Tarsus, famous as the birthplace of St. Paul. But God who is
terrible in his doing toward the children of men [Ps. 66:5], showing
that the time had not yet come for showing mercy on Zion [Ps. 102:13],
cut the anchor of the little boat of St. Peter and permitted it to be
tossed about and beaten by the storms of this world. For the great
emperor, Frederick, while on the road to Tarsus, after a part of the
army had crossed a certain river, went into the water to refresh
himself. For it was very hot and he was a good swimmer. But the cold
water overcame him and he sank. So the emperor, powerful by land and
sea, met with an unfortunate death. Some say that this happened in the
Cydnus river, in which Alexander the Great almost met the same fate. For
the Cydnus is near Tarsus. He died in the 38th year of his reign, the
35th of his rule as emperor [June 10, 1190]. If he had lived he would
have been a terror to all the orient, but by his death the army lost all
its courage, and was overwhelmed with grief. His intestines and flesh
were buried in Tarsus, but his bones were carried to Antioch and buried
with royal ceremony.
286. Innocent III Forbids the Venetians to Traffic with the Mohammedans,
1198.
Migne, 214, col. 493.
The maritime cities of Italy took quite a part in the crusades, but
their interests were largely commercial. In all the cities of the
eastern Mediterranean and the Black Sea they tried to get harbor
privileges, freedom from tolls or at least a reduction in them, and
quarters, consisting of a few city blocks, in which their agents or
colonists could reside. They carried on an extensive commerce with the
Mohammedans and cleverly and selfishly made use of the crusades to
increase it. While the church was glad to have their aid in the wars
with the Mohammedans, it found them a disturbing element, because they
were content and wished to end hostilities as soon as they had secured
good commercial advantages. The popes took the position that there
should be no peaceable intercourse between Christians and Mohammedans,
and so tried to prevent all commerce between them. This letter of
Innocent III to the people of Venice illustrates the attitude of the
pope in this matter, informs us what some of the chief articles of
commerce were, and shows how the pope was compelled to make concessions
to the commercial spirit.
In support of the eastern province [that is, the crusading states], in
addition to the forgiveness of sins which we promise those who, at their
own expense, set out thither, and besides the papal protection which we
give those who aid that land, we have renewed that decree of the Lateran
council [held under Alexander III, 1179], which excommunicated those
Christians who shall furnish the Saracens with weapons, iron, or timbers
for their galleys, and those who serve the Saracens as helmsmen or in
any other way on their galleys and other piratical craft, and which
furthermore ordered that their property be confiscated by the secular
princes and the consuls of the cities, and that, if any such persons
should be taken prisoner, they should be the slaves of those who
captured them. We furthermore excommunicated all those Christians who
shall hereafter have anything to do with the Saracens either directly or
indirectly, or shall attempt to give them aid in any way so long as the
war between them and us shall last. But recently our beloved sons,
Andreas Donatus and Benedict Grilion, your messengers, came and
explained to us that your city was suffering great loss by this our
decree, because Venice does not engage in agriculture, but in shipping
and commerce. Nevertheless, we are led by the paternal love which we
have for you to forbid you to aid the Saracens by selling them, giving
them, or exchanging with them, iron, flax (oakum), pitch, sharp
instruments, rope, weapons, galleys, ships, and timbers, whether hewn or
in the rough. But for the present and until we order to the contrary, we
permit those who are going to Egypt to carry other kinds of merchandise
whenever it shall be necessary. In return for this favor you should be
willing to go to the aid of the province of Jerusalem and you should not
attempt to evade our apostolic command. For there is no doubt that he
who, against his own conscience, shall fraudulently try to evade this
prohibition, shall be under divine condemnation.
287. Papal Protection of Crusaders. Innocent III Takes the King of the
Danes under his Protection, 1210.
Migne, 216, col. 258.
We commend you because, fired with zeal for the orthodox faith and for
the praise of God and for the honor of the Christian religion, you have
taken the cross and have drawn your royal sword to repress the cruelty
of an infidel people [the Turks]. And we also give you our apostolic
favor, and take under the protection of St. Peter as well as under our
own your person and your kingdom with all your possessions, decreeing
that so long as you are engaged in this work all your possessions shall
remain intact and free from all molestation. Nevertheless we urge upon
you to take all possible precautions to protect you and yours, in order
that you may not suffer any loss.{122}
{122} From this sentence it may be inferred that the papal protection
was not always respected. It sometimes failed to protect the possessions
of a crusader from violence and seizure.
288. Innocent III and the Lateran Council Announce a Crusade, 1215.
Bullarium Romanum (Rome, 1740), Vol. III, para. i, pp. 173 ff.
It was the greatest ambition of Innocent III to recover Palestine from
the Mohammedans. During his pontificate he never lost sight of this
object. One of the chief purposes of the Lateran council which he called
together in 1215, was to arrange for a universal crusade. This decree
shows his earnestness in the matter, but at the same time betrays the
difficulties which were in the way. (1) The character of the clergy was
not such as to insure the best results, and their conduct was not above
reproach. They were jealous of each other, and intrigued to secure
places to which much honor and rich livings were attached (par. 2). (2)
Many who took the cross afterwards refused to go. Some had no doubt made
the vow in a moment of enthusiasm; others, in a calculating spirit,
hoping to gain some reputation, or secure some advantage, such as an
extension of time in the payment of their debts, the cancellation of
interest, the freedom from local taxation, or feudal dues, the right to
raise money by pawning their fiefs, etc. (pars. 4, 10, and 11). (3)
There was a general unwillingness on the part of the rich to go in
person on a crusade. Nor were they all willing to equip someone to go in
their place (pars. 5 and 6). (4) The commercial interests and spirit of
the Italian cities were stronger than their religious sentiment, and led
them to sell arms and ships to the Mohammedans, and even to serve in
important positions on their boats (pars. 12, 13, and 14). (5) The
warlike spirit of the west had found a new outlet in the bloody
tournaments which were now much in fashion, and the feuds and private
warfare offered the ambitious and adventurous knight a convenient field
for the constant exercise of arms (pars. 15 and 16).
In spite of his great efforts, many things made the execution of
Innocent's plan impossible. The popular days of the crusades were over.
Innocent escaped a bitter disappointment only by his death, which
occurred the following year, 1216.
Since we earnestly desire to liberate the holy land from the hands of
the wicked, we have consulted wise men who fully understand the present
situation. And at the advice of the holy council we decree that all
crusaders who shall determine to go by sea shall assemble in the kingdom
of Sicily a year from the first of next June. They may gather at their
convenience either at Brindisi, Messina, or in any other place on either
side of the strait. If the Lord permits, we shall also be there in order
that the Christian army may, with our advice and aid, be well organized,
and set out with the divine benediction and papal blessing.
1. Those who determine to go by land shall be ready at the same date,
and they shall keep us informed of their plans in order that we may send
them a suitable legate to counsel and aid them.
2. All clergymen of whatever rank, who go on the crusade, shall
diligently devote themselves to prayer and exhortation, by word and
example teaching the crusaders always to have the fear and the love of
God before their eyes and not to say or do anything to offend the divine
majesty. Even if they sometimes fall into sin, they shall rise again by
true penitence. They shall show humility of heart and of body, and
observe moderation in their way of living and in their dress. They shall
altogether avoid dissensions and rivalries, and shun hatred and envy.
Thus, equipped with spiritual and material arms, they shall fight more
securely against the enemies of the faith, not resting on their own
power but hoping in the divine strength.
3. These clergymen shall receive all the income of their benefices for
three years, just as if they were residing in them, and, if it is
necessary, they may pawn their benefices for the same length of time.
4. In order that this holy undertaking may not be prevented or delayed,
we earnestly command all prelates, each in his own locality, to urge and
insist that all who have taken the cross fulfil their vows to the Lord.
And, if necessary, they may compel them to do so, in spite of all their
subterfuges, by putting their persons under excommunication and their
lands under the interdict. We except, however, those who may find some
real hindrance in the way, on account of which we may decide that their
vow may be commuted or put off.
5. In addition to these things, that nothing relating to Christ's
business may be neglected, we command patriarchs, archbishops, bishops,
abbots, and all others who have the care of souls, zealously to preach
the crusade to those who are under their charge, by the Father, Son, and
Holy Spirit, one only true eternal God, beseeching kings, dukes,
princes, marquises, counts, barons, and other magnates, as well as the
communes of cities, villages, and towns, that those who do not go in
person to aid the holy land may, in proportion to their wealth, furnish
a suitable number of fighting men and provide for their necessary
expenses for three years. This they shall do for the remission of their
sins according to the terms published in our general letter, and, for
the sake of greater clearness, repeated below. Not only those who give
their own ships, but also those who shall try to build ships for this
purpose, shall have a share in this remission of sins.
6. If any shall be found so ungrateful to the Lord as to refuse, we warn
them that they must answer for it to us before the terrible judge on the
last day. Let all such consider with what conscience and what security
they will be able to make their confession before the only begotten Son
of God, Jesus Christ, into whose hands the Father has given all things,
if, in this matter which so peculiarly concerns them, they refuse to
obey him who was crucified for sinners, by whose favor and goodness they
live and are sustained, nay, more, by whose blood they are redeemed.
7. Lest we should seem to put on other men's shoulders burdens so heavy
that we would not so much as put a finger to them, like those who say,
but do not, we give 30,000 pounds out of our savings for this work, and
besides the passage-money which we give all crusaders from Rome and the
surrounding country, we also give 3,000 silver marks which are left in
our hands from the gifts of certain Christians, the rest having been
spent for the benefit of the holy land by the patriarchs of Jerusalem
and the masters of the Templars and the Hospitallers.
8. Since we wish all other prelates and clergy to have a share in this
meritorious work and its reward, we, with the approval of the council,
decree that all the clergy of whatever rank shall, for three years, give
the twentieth of the income of their churches to the aid of the holy
land, and for the collection of it we shall appoint certain persons. We
except from this tax certain monks and also those who shall take the
cross and go in person on the crusade.
9. Moreover, we and our brethren, the cardinals of the holy Roman
church, will pay a tenth of our incomes; and let all know that they must
faithfully do this. For any cardinal who shall knowingly commit any
fraud in this matter shall incur the sentence of excommunication.
10. Now, because it is only just that those who devote themselves to the
service of the heavenly ruler should enjoy some special prerogative, and
since it is a little more than a year until the time set for going, we
decree that all who have taken the cross shall be free from all
collections, taxes, and other burdens. As soon as they take the cross we
receive them and their possessions under the protection of St. Peter and
of ourselves, so that archbishops, bishops, and other prelates are
entrusted with their defence, and besides, other protectors shall be
specially appointed to defend them. And until they return or their death
shall be certainly known, their possessions shall not be molested. And
if anyone shall act contrary to this he shall be restrained by
ecclesiastical censure.
11. If any of those who go on the crusade are bound by oath to pay
interest, their creditors, under threat of ecclesiastical censure, shall
be compelled to free them from their oath and from the payment of the
interest. If anyone compels them to pay the interest, he shall be forced
to pay it back to them. We order the secular authorities to compel the
Jews to remit the interest to all crusaders, and until they do remit it
they shall have no intercourse with Christians. If any are not able for
the present to pay their debts to Jews, the secular authorities shall
secure an extension of time for them, so that after they have set out on
the journey until their return or their death is certainly known, they
shall not be disturbed about the interest. The Jews shall be compelled,
after deducting the necessary expenses, to apply the income which they
receive in the meantime from the property which they hold in pawn,
toward the payment of the debt; since a favor of this kind, which defers
the payment but does not cancel the debt, does not seem to cause much
loss. Moreover, all prelates must know that they will be severely
punished if they are lax in securing justice for crusaders or their
families.
12. Since corsairs and pirates greatly impede the work by taking and
robbing those who are going to, or returning from, the holy land, we
excommunicate all who aid and protect them. Under the threat of anathema
we forbid anyone knowingly to have anything to do with them in buying or
selling, and we command all rulers of cities and other places to prevent
them from practising this iniquity. Otherwise, since not to interfere
with the wicked is the same as to aid them, and since he who does not
prevent a manifest crime is suspected of having a secret share in it, we
command all prelates to exercise ecclesiastical severity against their
persons and lands.
13. Besides, we excommunicate and anathematize those false and impious
Christians who, against Christ and the Christian people, furnish the
Saracens with arms, irons, and timbers for their galleys. If any who
sell galleys or ships to the Saracens, or accept positions on their
piratical craft, or give them aid, counsel, or support with regard to
their [war] machines to the disadvantages of the holy land, we decree
that they shall be punished with the loss of all their goods, and they
shall be the slaves of those who capture them. We command that this
decree be published anew every Sunday and Christian feast day in all the
maritime cities, and the bosom of the church shall not be opened to
offenders against it unless, for the support of the holy land, they give
all that they have gained from such a damnable business, and as much
more from their possessions, so that they shall be justly punished for
their crimes. But if they cannot pay, they shall be punished in some
other way, in order that by their punishment others may be prevented
from impudently attempting things of the same sort.
14. We forbid all Christians for the next four years to send their
ships, or permit them to be sent, to lands inhabited by Saracens, in
order that a larger supply of vessels may be on hand for those who wish
to go to the aid of the holy land, and also that the Saracens may be
deprived of that aid which they have been accustomed to get from this.
15. Although tournaments have been prohibited by many councils under the
general threat of punishment, we forbid them for three years under the
threat of excommunication, because the crusade is hindered by them.
16. Since, for the accomplishment of this work, it is necessary that
Christian princes and peoples live in peace, and in order that the
clergy may be able to make peace between all who are quarreling, or
persuade them to make an inviolable truce, with the approval of the holy
universal council we decree that a general peace shall be observed in
the whole world for at least four years. And those who shall refuse to
observe this peace shall be compelled to do so by excommunication of
their persons and interdict on their lands, unless they have been so
malicious in inflicting injuries on others that they themselves do not
deserve the protection of such a peace. If they disregard the censure of
the church, the ecclesiastical authorities shall invoke the secular
power against them as disturbers of the business of Christ.
17. Trusting, therefore, in the mercy of omnipotent God and the
authority of Saints Peter and Paul, and by the authority to bind and
loose, which God has given us, to all who shall personally and at their
own expense go on this crusade we grant full pardon of their sins, which
they shall repent and confess, and, besides, when the just shall receive
their reward we promise them eternal salvation. And to those who shall
not go in person, but nevertheless at their own expense and in
proportion to their wealth and rank shall send suitable men, and
likewise to those who go in person but at the expense of others, we
grant the full pardon of their sins. All who shall give a fitting part
of their wealth to the aid of the holy land shall, in proportion to
their gifts and according to the degree of their devotion, have a share
in this forgiveness. This universal council wishes to aid in the
salvation of all who piously set out on this work, and therefore grants
them in common the benefit of all its merits. Amen.
Given at the Lateran, 19 kal. Jan., year 18 of our pontificate.
X. SOCIAL CLASSES AND CITIES IN GERMANY
289. Otto III Forbids the Unfree Classes to Attempt to Free Themselves,
_ca._ 1000.
Altmann und Bernheim, no. 61.
In the tenth century a large part of the peasant population of Germany
was unfree. But from this decree of Otto III it is apparent that they
were trying to escape from this condition. From various causes they had
been able to avoid rendering their servile dues, and had, on that
account, asserted their freedom.
While the number of unfree was great, they were not all equally unfree.
The lowest grade were slaves in the real sense of the word; that is,
they were chattels. But this class was not numerous and was tending to
disappear. The highest grade was composed of those who were personally
free, and who could amass property; but they were unfree in that they
had no legal status. That is, they could not appear in court as a party
to a suit, nor could they testify as witnesses. In all legal matters
they had to have some one to represent them in the court. These are the
two extremes, between which there were a great many unfree classes or
groups, each differing from the other in the degree of personal or
property rights which they possessed. An idea of some of these classes
will be gained from the following documents.
There is need of careful legislation because the princes of the empire,
both lay and clerical, rich and poor, the higher as well as the lower,
make frequent complaints that they are not able to obtain from their
unfree subjects those services to which they have a right. For some
falsely declare that they are free because their lords, in many cases,
cannot prove the servitude which they [their unfree subjects] are trying
in a dishonest way to escape. Others are trying to rise to the honor of
freedom because their lords have, for a long time, been hindered from
knowing anything about their unfree subjects, and hence the latter have
not been kept in their accustomed state of servitude, nor are they
forced to pay a tax as a proof of their unfree state. So on this account
they declare that they are free and boast that they have lived in
freedom, because for a short time they have not fulfilled their servile
duties. Therefore we have issued this imperial law: (1) If a serf, led
by his desire for liberty, says that he is free, his lord may settle the
case by a duel with him, fighting either in person or by his champion
[representative], as he may wish. The lord is given this privilege
because of the great difficulty there is in proving such things in the
regular way. The unfree man may secure a champion for himself if,
because of age or disease, he is unable to fight.(2) In order that the
unfree may not hide his real condition by avoiding his duties for a
time, we decree by this our edict, which, with the help of God, shall be
valid forever, that hereafter each one shall show his servile condition
by paying a denar of the ordinary currency every year on the first of
December to his lord or to the agent whom he shall appoint for this
purpose. (3) The children of the free shall begin to pay this tax as a
proof of their servile condition in their twenty-fifth year and at the
appointed time. And no matter how long they may avoid paying this tax,
they shall not thereby become free. (4) If any unfree man belonging to
the church shall disobey this edict, he shall be fined one-half of all
his goods and he shall be reduced to his former unfree condition. For an
unfree man of the church may never become free. We strictly forbid the
unfree of the churches to be set free, and we order all those who have,
by any device, been freed to be reduced to servitude again.
290. Henry I Frees a Serf, 926.
Bresslau, Centum Diplomata, pp. 3 f.
There were many ways in which a serf could be set free, but after 850
the form used in this document was not uncommon. A freeman was to a
great extent dependent on his relatives as witnesses. He could not prove
his freedom without their testimony. When a serf was set free he was
without a family, because his relatives, being serfs, could not testify
in court. The charter which the king gave him was the only evidence of
freedom which he possessed. It took the place of the testimony of his
relatives.
When a serf was freed he became a "freedman." But generally he was not
entirely free, for there was still a personal bond between him and his
lord, to whom he must pay a poll-tax. The coin which was knocked out of
his hand symbolized this poll-tax. That is, his offer to pay the
poll-tax is rejected, the coin is knocked out of his hand as a symbol
that he is now entirely free, and is no longer bound to pay the
poll-tax.
In the name of the holy and undivided Trinity. Henry, by the divine
clemency king. Let all our faithful subjects, both present and future,
know that at the request of Arnulf, our faithful and beloved duke, and
also to increase our eternal reward, we have freed a certain priest,
named Baldmunt, who is our serf, born on the land of the monastery of
Campido. We freed him by striking a penny out of his hand in the
presence of witnesses, according to the Salic law, and we have thereby
released him entirely from the yoke of servitude. And by this writing we
have given a sure proof of his freedom and we desire that he shall
remain free forever. We ordain that the said Baldmunt, the reverend
priest, shall enjoy such freedom and have such rights [that is, have the
same legal status] as all those have who up to this time have been set
free in this way by the kings or emperors of the Franks.
291. Henry III Frees a Female Serf, 1050.
Bresslau, Centum Diplomata, p. 49.
See introductory note to no. 290.
Henry, etc. Let all our faithful Christian subjects, both present and
future, know that we, at the request of a certain nobleman, named
Richolf, have freed a certain one of his female serfs, named Sigena, by
striking a penny out of her hand. We have freed her from the yoke of
servitude, and have decreed that the said Sigena shall in the future
have the same liberty and legal status as all other female serfs have
who have been freed in the same way by kings or emperors....
292. The Recovery of Fugitive Serfs, 1224.
M. G. LL. 4to, IV, 2, no. 287.
The condition of the serfs was a hard one. They had heavy work, poor
shelter, and bad food. It is not strange that they sought freedom by
running away. The cities offered them a good asylum, for they regarded
it as a part of their law that a serf remaining in a free city a year
and a day without being reclaimed by his lord became free. The lords
objected to this, but without effect. Since the cities refused to
deliver serfs to their lord on demand, it was necessary for the lords to
enter the city and search for them. But in doing so they ran great risk
of being stoned from the house-tops. Henry [VII] prescribed that they
should have protection from the king as well as from the officials of
the city which they wished to search.
Henry [VII], etc.... When a quarrel arose between our cities of Elsass
and the nobles and ministerials of the same province in regard to the
serfs who had run away and gone to the cities, or might hereafter do so,
... it was settled by the following decision: If a serf belonging to a
noble or ministerial runs away and goes to one of our cities and stays
there, his lord may recover him if he can bring seven persons who are of
the family of the serf's mother, who will swear that he is a serf, and
belongs to the said lord. If the lord cannot secure seven such
witnesses, he may bring two suitable witnesses from among his neighbors,
who will swear that before the serf ran away the said lord had been in
peaceable possession of him, ... and he may then recover his serf. We
also decree and command that all nobles and ministerials who wish to
recover their serfs may enter a city for this purpose with our
permission and protection, and no one shall dare injure them. At their
request a safe-conduct shall be furnished them by the _Schultheissen_
and council of the city.
293. The Rank of Children Born of Mixed Marriages is Fixed, 1282.
Altmann und Bernheim, no. 76.
We, Rudolf, by the grace of God king, Augustus, wish by this writing to
inform all that while we were holding court at Germersheim on
Ash-Wednesday our faithful and beloved subject, Adolf, count of Monte,
presented the following question for an official decision: If free
peasants contract marriage with unfree, or with others whether of a
higher or lower social status, what shall be the status of the children
born of such mixed marriages? And all who were present declared that
children should always have the rank of that one of its parents who has
the lower social status. And by this writing we confirm this decision as
a reasonable one.
294. Frederick II Confers Nobility, about 1240.
Altmann und Bernheim, no. 74.
There was a noble class among the ancient Germans. As they established
themselves on Roman soil, the nobility itself underwent a change and it
was added to in various ways. Through great possessions in land, and
through appointment to office, which generally led to the acquisition of
lands, an aristocratic class was formed which came to be regarded as
noble. From the tenth century the man who fought on horseback was a
knight, and hence of the noble class. As the class became conscious of
itself and its privileges, it tended to put up barriers and exclude from
its ranks all except those who were born into it. Thus in the days of
Barbarossa if a knight were challenged by another, he could refuse to
fight him unless the challenger could prove that his grandfather was a
knight.
Frederick, etc. We wish all to know that A---- of N---- has told us that
although his father was not a knight yet he wishes to become one. He
therefore besought us to make him a knight. In order to reward the
faithfulness of him and of his family we grant his petition and, out of
the fulness of our power, we grant that, although his father was not a
knight, and although our laws forbid anyone to be a knight who is not
born of a noble family, he may nevertheless with our permission put on
the military girdle, and we forbid all people to hinder or prevent him
from doing this.
295. Charles IV Confers Nobility on a Doctor of Both Laws, 1360.
Altmann und Bernheim, no. 78.
The king by virtue of his royal power could confer nobility on all whom
he wished. The document of Charles IV is especially interesting as
showing the degree of honor attaching to learning. The learned man was,
because of his learning, the equal of the noble. He who had taken the
Master's degree in both laws was thereby raised to the same social plane
as the knight, but, of course, was not thereby knighted. Charles IV
recognized this principle and conferred knighthood on his friend, the
professor, who had received this degree.
Charles IV, by divine clemency emperor of the Romans, Augustus, and king
of Bohemia, sends his favor and wishes all good to the honorable Wycker,
_scholasticus_{123} of the church of St. Stephen of Mainz, his [that
is, the emperor's] chaplain, intimate table companion, and devoted and
beloved member of his household.
Beloved and devoted: Although, according to your birth and to the
standards of the world, you were not born of a noble family and are not
reckoned as a knight, nevertheless, because you are adorned with so
great and remarkable knowledge of both the civil and canon law, that it
supplies what you lack by birth [that is, nobility], in imitation of our
predecessors, the emperors of great and renowned memory, we regard your
knowledge and ability as the equivalent of nobility, and out of the
fulness of our imperial power we decree that you are noble and knightly,
and of the same rank, honor, and condition as any other noble and
knight. Therefore we strictly command all princes, ecclesiastical and
secular, counts, chiefs, nobles, and all our other faithful subjects, to
whom this letter may come, under threat of the loss of imperial favor,
to regard, hold, and treat you as such [that is, as a knight], in all
places; and out of reverence for the holy empire to admit you to all the
rights, privileges, etc., which noblemen are accustomed to enjoy....
{123} That is, he was a professor in the school connected with that
church.
296. The Law of the Family of the Bishop of Worms, 1023.
Altmann und Bernheim, no. 62; M. G. LL. 4to, I. pp. 640 ff.
The bishop of Worms was a large landholder, possessing a great deal of
the land in the city as well as in the country. This land may be divided
into two groups according to the way in which it was held and tilled.
Some of it was let out as fiefs, and from this the bishop received only
the regular feudal dues according to the terms on which he let it out.
The rest of his land was called the domain, and was tilled by serfs who
lived on it and were attached to it. There was great variety in the
condition of the serfs. Some of them had little or no right to the
products of their labors, except to what they needed to eat and wear. It
would of course be impossible for such to acquire property. Others had a
right to a greater or less share of the products of their labors, and
hence they could amass property. Through their wealth all such could, in
the course of time, improve their condition and rise in the social
scale. All those of this servile group were unfree; they were bondmen of
the church. All of them taken together were called the family of St.
Peter. They were attached to the soil which they tilled, paid a tax in
money or in kind, or rendered services, and were under the protection of
the church and the jurisdiction of the bishop.
From paragraphs 9, 13, 16, etc., we learn that there were two classes of
these serfs, the _fisgilini_, and the _dagewardi_. Of these the
_fisgilini_ were the higher in the social scale. According to paragraphs
9 and 29 they had a share in the _wergeld_ of members of their family
and they were not compelled to render services except of a certain kind
or in certain departments of the bishop's household. The services which
they were bound to render were considered less servile, less ignoble,
than those required of the _dagewardi_. From these facts it is inferred
that their ancestors had at one time been free, but had surrendered
their lands and their freedom and become bondmen of the church for the
sake of securing protection. Bishops and abbots were generally regarded
as lenient lords in comparison with secular princes, and many preferred
to become bondmen of the church rather than of secular lords. The lands
which they held they passed on from father to son (par. 2 and 3), and
they could amass property and dispose of it (par. 1 and 4). From
paragraphs 26, 27, and 28 there seems to have been some difference
between the _fisgilini_ who lived in the city and those who lived in the
country. The former were no doubt artisans, the latter, peasants. But it
is not clear what other differences existed between them.
Besides these bondmen, mention is made in the introduction and par. 14
of knights and freemen. These were the vassals of the bishop, holding
the lands of the church as fiefs. They were not included in the "family
of St. Peter."
Three officials are mentioned. (1) The advocate was a layman who
represented the bishop and the church in all secular matters, held the
three regular courts of the year, collected the fines which fell to the
bishop, etc. In theory he was the protector of the church against all
violence and oppression, but not infrequently he took advantage of his
position, and by threats and other unjust measures oppressed the church
and extorted money from it. (2) The _vidame_ was the aid or
representative of the advocate and assisted him in the administration of
his office. (3) The "official" of the introduction is the same as the
"local official" in paragraphs 2, 12, and 24. As the people on these
lands lived in villages, he was probably the official whom the bishop
entrusted with the government of the village. He held the local or
village court. (See note to par. 13.) There were _scabini_ or
_Schoeffen_ who assisted all these officials in administering justice
(see Glossary).
In par. 29 we have the origin of a new class which came to be called
ministerials. Since no. 297 treats of them especially, the student is
referred to it for a discussion of this class.
Although not logically arranged, this document is in fact a little code
of laws for the government of the bondmen of the church. A careful
analysis of each paragraph is recommended and the student will find it
profitable to attempt a classification of its provisions. The laws
concerning the different classes should at least be grouped together.
This family of St. Peter may be regarded as a partial cross section of
the society in and about Worms, showing many of the layers of which that
society was composed. The bishop's lands were no doubt scattered about,
and not in one mass. So there were other serfs, probably of different
grades, as were the _fisgilini_ and _dagewardi_, and other freemen,
knights, etc., living as neighbors to the serfs and vassals of the
bishop.
Because of the frequent lamentations of my unfortunate subjects and the
great injustice done them by many who have habitually wronged the family
of St. Peter, imposing different laws upon them and oppressing all the
weaker ones by their unjust judgments and decisions, I, Burchard, bishop
of Worms, with the advice of my clergy, knights, and of all my family,
have ordered these laws to be written, in order that hereafter no
advocate, nor vidame, nor official, nor any other malicious person may
be able to add any new law to the detriment of the afore-mentioned
family, but that the whole family, rich and poor alike, may have the
same law.
1. If anyone of the family of St. Peter legally marries a woman who is
also a member of the family, and gives her a dower and she has peaceable
possession of it for a year and a day, then if the man dies, the wife
shall hold the whole of the dower until she dies. When the woman dies,
if they had no children, the dower goes to the nearest heirs of the man.
If the woman dies first, the same disposition shall be made of it [that
is, it reverts to the husband and his heirs]. If after marriage they
acquire property, when one of them dies, the other shall have it and do
what he will with it. If the wife brought any property to her husband at
the time of marriage, at the death of both, their children, if they have
any, shall inherit it. If they have no children, it shall return to her
relatives unless she gives it away before her death. If the children die
after inheriting it, it shall return to the nearest relatives of their
mother.
2. If anyone has inherited a piece of land with serfs, and becomes poor
and is forced to sell it, he must first, in the presence of witnesses,
offer to sell it to his nearest heirs. If they will not buy it, he may
sell it to any member of the family of St. Peter. If a piece of land
has, by judicial process, been declared forfeited to the bishop [because
the holder has not paid the proper dues or rendered the due services],
and any one of the heirs of the one who held it wishes to pay the back
dues, he may do so and receive the land. But if no heir wishes to pay
the back dues, the local official may let the land to any member of the
family he may wish, and the one thus receiving it shall hold it. If
after a few years someone comes and says: "I am the heir. I was poor, I
was an orphan, I had no means of support, so I left home and have been
supporting myself in another place by work," and if he tries by his own
testimony alone to dispossess him who, with the consent of the bishop,
received the land, and who has cultivated it well and improved it, he
shall not be able to do so. For since there was no heir at the time who
was willing to pay the back dues, let him to whom the local official
gave it keep it. For [it may be said to the new claimant]: "If you were
the heir, why did you go away? Why did you not stay at home and look
after your inheritance?" No hearing shall be granted him unless he has a
good and reasonable excuse [for his absence]. If anyone who has a piece
of land by hereditary right dies leaving a child as heir, and this child
is not able to render the service due, and there is a near relative who
is willing to render the due service for this land until the heir
becomes of age, he may do so. But let the heir not be disinherited
because of his youth. We beg that he may be treated mercifully in this
matter [that is, that he may receive his inheritance when he comes of
age].
3. If anyone on our domain land dies leaving an inheritance, his heir
shall receive it without being bound to give us a present, and
thereafter he shall render the due service for it.
4. If any member of the family dies leaving free property, unless he has
given it away, his nearest heirs shall inherit it.
5. If anyone in the presence of witnesses and with the consent of his
wife parts with [alienates] any piece of property, no matter what it is,
the bargain shall stand unless there is some other good reason for
breaking it.
6. If anyone sells his land or his inheritance to another member of the
family in the presence of one of his heirs, and that heir does not
object at the time, he shall never afterwards have the right to object.
If an heir were not present, but, after learning of the sale, did not
object within that year, he shall afterwards not have the right to
object to it.
7. If anyone is, by the judgment of his fellows, put "into the bishop's
hand," he and all his possessions are in the bishop's power.
8. If anyone takes some of his fellows and does some injustice to a
member of the family, he shall pay a fine for himself and for his
accomplices and each one of them shall pay his own fine.
9. Five pounds of the _wergeld_ of a _fisgilinus_ go to the bishop's
treasury and two and one-half pounds go to his friends [kin].
10. If a man and his wife die leaving a son and a daughter, the son
shall receive the inheritance of the servile land [_i.e._, the land
which the father held], and the daughter shall receive the clothing of
her mother and all the cash on hand. Whatever other property there is
shall be divided equally between them.
11. If anyone has received a piece of land and serfs by inheritance, and
takes his bed because of illness so that he cannot ride on horseback or
walk alone, he shall not alienate [dispose of in any way] the land and
serfs to the disadvantage of his heirs, unless he wishes to give
something for the salvation of his soul. All his other property [that
is, all that he has gained in addition to what he inherited] he may give
to whomever he wishes.
12. In order that there may not be so many perjuries, if any member of
the family has done some wrong to a fellow-member in the matter of land,
or vineyards, or any other less important thing, and the case has been
brought before the local official, we desire that the local official
shall, with the aid of his fellows, decide the case without having
anyone take an oath.
13. If any _fisgilinus_ does an injustice, either great or small, he
shall, like the _dagewardus_, pledge five solidi to the treasury of the
bishop and pay five solidi as composition to him to whom he did the
wrong, if he is of the same society. If he is outside his society he
shall pledge one ounce and no oath shall be taken.
14. If anyone from the bishop's domain lands marries someone who belongs
to a fief which is held from the bishop, he shall continue to be under
the bishop's jurisdiction. If anyone from such a fief marries someone
from the bishop's domain land, he shall continue under the jurisdiction
of the lord of the fief on which he lives.
15. If anyone marries a foreign woman [that is, one who does not live on
the bishop's territory], when he dies two-thirds of their possessions
shall go to the bishop.
16. If a _fisgilinus_ marries a _dagewarda_, their children shall be of
the lower rank; and likewise if a _dagewardus_ marries a _fisgilina_.
17. If anyone makes an unjust outcry in court, or becomes angry and
leaves the court, or does not come in time to the court, and those
sitting in the court with him do not convict him of this, he shall not
take an oath about it, but the _Schoeffen_ shall decide it.
18. If anyone has a suit against his fellow, he alone shall take an oath
about it. But if it concerns a feud, or is against the bishop, he shall
have six men [compurgators] to take an oath with him.
19. It has frequently happened that if one lent his money to another,
the borrower would repay as much as he wished and then swear that he
owed no more. In order to prevent perjury we have decreed that the
lender need not accept the oath of the borrower but may, if he wishes,
challenge him to a duel, and so [by defeating him] prove his
indebtedness. If the lender is so important a person that he does not
wish to fight the borrower on such an account, he may appoint someone to
fight for him.
20. If anyone in the city of Worms is convicted by losing a duel, he
shall pledge sixty solidi. If he is defeated by a member of the family
who lives outside of the city, he shall pay the victor three times the
amount of the fine, because he challenged him unjustly, and he shall pay
the bishop's ban, and twenty solidi to the advocate, or he shall lose
his skin and hair [that is, he shall be beaten and his head shaved].
21. If anyone of the family of St. Peter buys a piece of land and serfs
from a free man [that is, one who is not a member of the family], or has
acquired it in any other way, he shall not dispose of it to anyone
outside of the family, unless he exchanges it [for other land and
serfs].
22. If anyone attempts to reduce a _fisgilinus_ to the rank of a
_dagewardus_ and subject him to an unjust poll tax [as a symbol of his
servile rank], the _fisgilinus_ shall prove his rank by the testimony of
seven of his nearest relatives, but he shall not hire them for this
purpose. If the charge is made that his father was not a _fisgilinus_,
two female witnesses shall be taken from his father's family and one
from his mother's. If it is said that his mother was not of that rank,
two shall be taken from her family and one from his father's family,
unless he can prove his rank by the testimony of the _Schoeffen_ or of
his relatives.
23. If any member of the family enters the house of another with an
armed force and violates his daughter, he shall pay to her father, or to
her guardian, three times the value of every piece of clothing which she
had on when she was seized, and to the bishop his ban for each piece of
clothing. And he shall also pay to her father a triple fine and the
bishop's ban. And because the law of the church does not permit him to
marry her, he shall appease her family by giving to twelve members of it
twelve shields and as many lances and one pound of money.
24. If anyone confesses a debt in the presence of the local official but
the said official has not the time to render a decision that day, and he
who confessed the debt denies it the next day, the said official, if he
had a witness to the confession, shall render the decision in accordance
with the confession.
25. But if the said official had no witness to the confession, he shall
render the decision according to what the man says in court and not
according to his former confession.
26. If anyone in the city has inherited a building site, it cannot be
declared forfeited to the bishop unless he has refused to pay the tax
and all other dues for three years. After he has failed to pay these
dues for three years, he shall be summoned to court three times, and if
he wishes to pay all the back dues he may do so and retain the building
site. If he sells the house, he forfeits the building site.
27. If anyone in the city strikes another so hard that he knocks him
down, he shall pay sixty solidi to the bishop. If he strikes another
with his fist or a light stick without knocking him down, he shall pay
only five solidi.
28. If anyone in the city draws his sword to kill another or stretches
his bow and puts an arrow on the bow-string, or tries to strike him with
his lance, he shall pay sixty solidi.
29. If the bishop wishes to take a _fisgilinus_ into his service, he may
put him to work under the chamberlain, or the cup-bearer, or the steward
[dish-bearer], or the master of the horse, or under the official who has
charge of the bishop's lands and collects the dues from them [_i.e._,
the advocate]. But if he does not wish to serve the bishop in any of
these departments of the bishop's household, he may pay four denars
every time the bishop is summoned by the king to call out his men for
the purpose of fighting, and six when the bishop is summoned to
accompany the emperor to Rome, and he must attend the three regular
sessions of court which are held every year, and then he may serve
whomsoever he wishes.
30. Homicides take place almost daily among the family of St. Peter, as
if they were wild beasts. The members of the family rage against each
other as if they were insane and kill each other for nothing. Sometimes
drunkenness, sometimes wanton malice is the cause of a murder. In the
course of one year thirty-five serfs of St. Peter belonging to the
church of Worms have been murdered without provocation. And the
murderers, instead of showing penitence, rather boast and are proud of
it. Because of the great loss thus inflicted on our church, with the
advice of our faithful subjects, we have made the following laws in
order to put an end to such murders. If any member of the family of St.
Peter kills a fellow member except in self-defence, that is, while
defending either himself or his property [against the attacks of the man
whom he kills], we decree that he shall be beaten and his head shaved,
and he shall be branded on both jaws with a red-hot iron, made for this
purpose, and he shall pay the _wergeld_ and make peace in the customary
way with the relatives of the man whom he killed. And those relatives
shall be compelled to accept this. If the relatives of the slain man
refuse to accept it and make war on the relatives of the murderer,
anyone of the latter may secure himself against their violence by taking
an oath that he knew nothing of the murder and had nothing to do with
it. If the relatives of the slain man disregard such an oath and try to
injure the one who took it, even though they do not succeed in doing so,
they shall be beaten and have their heads shaved, but they shall not be
branded on the jaws. But if they kill him or wound him, they shall be
beaten and their heads shaved, and they shall be branded on the jaws. If
a murderer escapes, all his property shall be confiscated, but his
relatives, if they are innocent, shall not be punished for him. If the
murderer does not flee, but, in order to prove his innocence [that is,
that he acted in self-defence], wishes to fight a duel with some
relative of the slain man, and if he wins [in the duel], he shall pay
the _wergeld_ and satisfy the relatives of the slain man. If no relative
of the slain man wishes to fight a duel with the murderer, the murderer
shall clear himself before the bishop with the ordeal of boiling water,
and pay the _wergeld_, and make peace with the relatives of the slain
man, and they shall be compelled to accept it. If through fear of this
law the relatives of the slain man go to another family [that is, to
people who do not belong to the family of St. Peter], and incite them to
violence against the relatives of the murderer, if they will not clear
themselves by a duel [that is, prove that they did not incite them,
etc.], they shall clear themselves before the bishop by the ordeal of
boiling water, and whoever is proven guilty by the ordeal shall be
beaten, his head shaved, and he shall be branded on the jaws. If any
member of the family who lives in the city kills a fellow member except
in self-defence, he shall be punished in the same way, and besides he
shall pay the bishop's ban, and the _wergeld_, and make peace with the
relatives of the slain man, and they shall be compelled to accept it. If
any foreigner [that is, one who does not belong to the family of St.
Peter] who cultivates a piece of St. Peter's land [that is, holds it as
a fief from the bishop], kills a member of the family of St. Peter
except in self-defence, he shall either be punished in the same way
[that is, by beating, etc.], or he shall lose his fief and he shall be
at the mercy of the advocate and the family of St. Peter [that is, they
may carry on a feud against him, and slay him]. If anyone who is serving
us [that is, anyone who is serving the bishop in one of the five
departments named in paragraph 29] or one of our officials commits such
a crime [that is, kills someone], it shall be left to us to punish him
as we, with the advice of our subjects, may see fit.
31. If one member of the family has a dispute with another about
anything, such as fields, vineyards, serfs, or money, if possible, let
it be decided by witnesses without oaths. If it cannot be decided in
that way, let both parties to the case produce their witnesses in court.
After the witnesses have testified, each for his side [that is, each one
says that he believes the man whom he is supporting is telling the
truth], two men shall be chosen, one from each side, to decide the suit
by a duel. He whose champion is defeated in the duel shall lose his
suit, and his witnesses shall be punished for bearing false witness,
just as if they had taken an oath to it.
32. If any member of the family commits a theft not because of hunger,
but from avarice and covetousness, or habit, and the stolen object is
worth five solidi or more, and it can be proved that the thief, either
in a public market or in a meeting of his fellow members, has restored
the stolen object, or given a pledge to do so, we decree for the
prevention of such crimes that as a punishment of his theft the thief
shall lose his legal status--that is, if anyone accuses him of a crime,
he cannot clear himself by an oath, but must prove his innocence by a
duel or by the ordeal of boiling water or red-hot iron. The same
punishment shall be inflicted on one who is guilty of perjury, or of
bearing false witness, and also on one who is convicted by duel of
theft, and of those who plot with the bishop's enemies against the honor
and safety of his lord, the bishop.
Par. 2. As a reasonable excuse, the claimant might prove that he had
been serving the bishop in war, or that he had been held as a prisoner.
In such cases he must have a hearing.
Par. 3. It was customary for an heir on entering into his inheritance to
give his lord as a present either his best piece of furniture or
clothing, or his best animal (horse, etc.). The bishop here surrenders
his right to all such presents.
Par. 4. "Free property" is such as he has acquired and has the right to
dispose of as he wishes.
Par. 7. "Into the bishop's hand," see especially no. 297, par. 7.
Par. 13. It is not clear what is meant by being of the same society.
Probably those who lived in the same neighborhood or village were
regarded as forming a society or group for administrative purposes. They
were probably under the local official who has already been spoken of in
the introduction.
Par. 14. Here the land which was held by the unfree or servile classes
is clearly distinguished from that which was held as fiefs by freemen,
knights, etc., who were the bishop's vassals.
Par. 20. The bishop's ban was sixty solidi. That is, this was a fixed
sum which all who were convicted of certain offenses had to pay as a
fine to the bishop.
Par. 26. In recognition of the fact that the ground or building-site
originally belonged to the bishop, and that he still had a certain legal
claim on it, the one who held it paid an annual tax on it. He passed it
on to his heirs, but could not sell it or transfer it to anyone. For
certain crimes it reverted to the bishop. It is characteristic of German
mediæval law that it distinguished sharply between the building-site and
the buildings on it, attaching much more importance to the building-site
than to the buildings. Thus no one in the cities was entitled to
citizenship who did not possess such a building-site in the city.
Par. 30. From the last three paragraphs one may gain a good idea of the
amount of violence, and especially of the feuds, which raged among the
serfs. The serfs of the bishop of Worms were probably no worse than
those of other lords. These paragraphs also contain several indications
of legal procedure which are worthy of note (see section VII).
297. The Charter of the Ministerials of the Archbishop of Cologne, 1154.
Altmann und Bernheim, no. 70.
It required a large number of servants to conduct the household of a
great landed proprietor and prince, such as the king, a duke, count,
archbishop, bishop, or abbot, was. For the household included the
management of his lands, the administration of justice, etc., as well as
the care of his palace, or, more likely, palaces. The household was
divided into five departments, each under a head. The head of the first
was the chamberlain, of the second, the cup-bearer, of the third, the
steward, of the fourth, the marshal (master of the horses), and of the
fifth, the advocate. The law of the bishop of Worms shows that he
obtained a sufficient number of servants to man his household by calling
in _fisgilini_ to serve in relays. All the other great lords did the
same thing. It was natural that those who had obtained some experience
in this work should be called in again and again, and so it came about
that those who served in this way were regarded as a class quite
separate from their fellow serfs who remained in the country and did not
serve in the lord's household. The position and honor became hereditary
and differentiated them from all others. They gradually rose in the
social scale. Every great lord, from the king down, developed such a
class of servants, who were called without distinction ministerials. The
kings of Germany made use of their ministerials in the administration of
the government.
As soon as they became conscious of themselves as a class they began to
haggle with their lords for more rights and privileges. They gradually
obtained a body of rights and established a set of customs which, when
written, formed a little code of laws for them. Their history shows a
constant improvement in their condition and an enlargement of their
rights. Every such lord needed soldiers, so he early began to arm his
ministerials, to put them on horseback, and to train them to fight for
him. It was soon understood that every ministerial was bound to fight
for his lord. But as soon as a man began to fight on horseback, he was a
knight, and the title of knight carried with it the conception of
nobility. We have the strange circumstance that serfs, by fighting on
horseback, partake to a certain extent of the knightly character and
rank. The outcome of it was that those ministerials who fought on
horseback forgot their servile origin and succeeded in attaching
themselves to the nobility. They formed the lower nobility in Germany.
The ministerial knights who were developed on the lands of the Staufer
served their lords in their wars and were used in the administration of
the imperial government. When the Staufer family disappeared, their
knights called themselves imperial knights and declared that they were
attached to the crown, and owed allegiance directly to the emperor,
whoever he might be.
In the name of the holy and undivided Trinity. These are the rights of
the ministerials of St. Peter in Cologne, which have been decreed,
fixed, and observed for a long time, and are still to be observed.
1. The ministerials of St. Peter shall take an oath of fidelity to their
lord, the archbishop, without any reservation or exception, and they
shall be faithful to him against every man [that is, the archbishop is
their supreme lord. Their oath to him takes precedence over their oath
to anyone else, even to the emperor].
2. If anyone invades the territory of Cologne and the lands of the
bishopric, all the ministerials of St. Peter, both those who hold fiefs
[from the archbishop] and those who do not, shall assist their lord, the
archbishop, in defending his lands, and shall follow him with arms to
the frontier of the bishopric. If the archbishop wishes to go beyond the
limits of his bishopric, the ministerials are not bound to follow him.
But they may go with him if they do so of their own accord, or if their
lord can persuade them to do so [that is, by gifts, concessions, etc.].
If the lands of the archbishop, which lie outside of his bishopric, are
violently invaded by anyone, the ministerials are bound to follow their
lord thither for the purpose of repelling this violence.
3. If the archbishop becomes so offended by one of his ministerials that
he denies him his grace and confiscates his property, that ministerial
shall beg the nobles of the land, and especially those who are the
highest officials of the archbishop's court, to intercede for him with
the archbishop. But if he is not able to regain the archbishop's grace
within a year, he may, at the end of the year, attach himself to some
other lord and serve him, but he shall never assist his new lord in
plundering the lands or burning the houses on the lands of his lord, the
archbishop. If the archbishop does not confiscate his property but
merely denies him his grace, after a year he may refuse to serve the
archbishop further until the archbishop again grants him his grace.
4. The ministerials of St. Peter are bound to go with their lord, the
archbishop, in his expedition across the Alps for the coronation of the
emperor, especially those who hold fiefs of him which have the value of
five marks or more. An exception is made in favor of the advocate and
treasurer. These two shall remain at home, because the advocate must
collect and take care of the income from the archbishop's lands [that
is, those that are not let out, but tilled by his serfs], and the
treasurer must collect the money from tolls and from the mint. But all
the others who hold fiefs of the archbishop, worth five marks or more,
shall go if the archbishop wishes them to do so. To fit him for the
journey and to clothe his servants the archbishop shall give each one of
them ten marks and forty yards of cloth which is called "scarlet," and
to every two knights he shall give a pack-horse and a saddle with all
that belongs to it, and two bags with a cover for them (which is called
a "dekhut"), and four horseshoes and twenty-four nails. After they reach
the Alps the archbishop shall give each knight a mark a month for his
expenses. If the archbishop refuses to give this mark to any knight at
the proper time and place, the said knight shall inform the officials of
the archbishop's court, and, if possible, by their help get his money.
But if even with their aid he cannot obtain the mark, he shall, toward
evening, and in the presence of a witness, place a rod which has been
stripped of its bark, on the bed of the archbishop. Nor shall anyone
remove this rod until the archbishop finds it on going to bed. If the
archbishop asks, "Who did this?" and, on being told, gives the knight
the mark due, the knight shall proceed with him. But if the knight does
not receive the mark, he shall come early the next morning to the
archbishop and fall on his knees before him; and in the presence of two
of his fellow ministerials he shall kiss the hem of the pallium of the
archbishop. He then has the right to go back home without suffering
either in his rights or honor or possessions. But if the archbishop is
angry and refuses to let him kiss his pallium, the knight shall call his
two fellow ministerials to witness and then he may go back home. Those
who hold fiefs from the archbishop of less than five marks in value need
not go on the expedition unless they wish to do so. But each one of them
shall pay an army tax, that is, the half of the income of his fief. The
archbishop shall announce the expedition to all his ministerials a year
and a day before the time of departure.
5. Of all the ministerials of St. Peter no one shall propose a verdict
[that is, render a decision in a case in court], except the advocate
alone, if he is present. If he is not present, the archbishop may ask
some other ministerial to propose the verdict.
6. The advocate of Cologne has the control and management [and income]
of the following twelve farms: Elberfeld, Helden, Zunz, Nyle, Duze,
Merreche, Pinnistorp, Lunreche, Dekstein, Blatsheim, Merzenich and
Rudisheim. He may appoint and remove the overseers in them as he sees
the interests of his lord the archbishop demand. Because Merzenich and
Rudisheim have been given as a fief to others, Burche and Bardenbach are
given the advocate in their stead. The archbishop shall have the control
of all his other farms and shall appoint and remove the overseers as he
pleases.
7. No ministerial of St. Peter shall fight a duel with another
ministerial, no matter what the one has done to the other. If one
ministerial kills another wilfully and without a good reason, the
relatives of the slain man shall make charges against the slayer before
the archbishop. If the slayer confesses the deed, he shall be delivered
into the power of his lord [that is, the archbishop]. If he denies the
deed, the archbishop shall convict him on the testimony of seven of his
ministerials who are related neither to the slayer nor to the slain. If
convicted in this way he shall be delivered into the power of his lord.
After he is delivered into the power of his lord he shall always follow
him wherever he goes. He shall have with him three horses and two
servants. But he shall never willingly let the archbishop see him,
unless it happens that the archbishop unexpectedly turns and comes back
by a road along which he has just passed. The archbishop shall supply
him and his two servants with food and provender [for their horses]. He
shall constantly follow his lord thus, and labor earnestly with the
officials of the city and the lords of the land [that is, the vassals of
the archbishop] and with all whom he can that they may aid him in
recovering the grace of the archbishop and that he may be reconciled
with the family of the man whom he has slain. If he cannot do this
within a year and a day, the advocate and the treasurer shall shut him
up in the room which is nearest to the chapel of St. Thomas under the
palace of the archbishop. This room is so near the chapel that through
its window he can daily hear the divine services. He shall be shut in
the room in the following manner: A woollen thread shall be stretched
from one doorpost to the other and each end fastened with a wax seal.
Every day at sunrise the door of the room shall be opened and it shall
remain open until sunset. He shall be under the protection of the
archbishop and secure from his enemies [the family of the man whom he
slew]. After sunset the door shall be closed from the inside so that he
will be protected from his enemies. While he is shut up in this room he
shall be at his own expense, and the archbishop shall give him nothing
toward his support. Never as long as he lives shall he leave this room
until he has recovered the grace of his archbishop and the friendship of
the family of the man whom he has slain. The archbishop shall not grant
him his grace until he has compounded with the friends of the man whom
he has slain. But he may leave the room at certain times in the year,
namely, at Christmas, at Easter, and on St. Peter's day [Aug. 1]. At
each one of these times he may go out for three days to urge and beseech
all the officials of the church, and the nobles of the land and all his
friends and fellow ministerials, to intercede for him. If he fails to
recover the grace of the archbishop within the three days, he shall at
once return to the room and remain there as before. If he leaves the
room in any other way he shall thereby lose all his rights,
ecclesiastical and secular, and he shall be deprived of his honor and
his Christianity [that is, he shall be excommunicated]. And if
afterwards he is chased and captured and killed in the church or in
sanctuary, in the city or out of it, in peace or in war, in any place
and at any time, he shall not be buried in holy ground and no punishment
shall be inflicted on those who have killed him. As long as he remains
in the room, his friends and relatives and acquaintances may freely come
to see him and stay with him, provided that in coming in or going out
they do not break the thread or the seals. His wife may visit him also,
but if she bears a child while he is thus imprisoned, it shall be
illegitimate and shall have no secular rights [that is, it cannot
inherit].
8. If a ministerial of St. Peter challenges a ministerial of the empire
to a duel [to settle some suit] in the court of the archbishop, fifteen
days before the duel the archbishop shall send both of them to the
emperor that they may fight in his presence and the ministerial shall
obtain his justice there [in the court of the emperor]. If a ministerial
of the emperor challenges a ministerial of St. Peter to a duel, the
emperor shall send them both to the archbishop that he may decide the
case. And if the emperor does not judge the ministerials of St. Peter
but sends them to their lord the archbishop, it is evident that the
nobles of the territory of Cologne who have jurisdiction on their lands,
have no right to sit in judgment on the ministerials of St. Peter in
matters concerning their allodial holdings and in capital charges. But
if the nobles have anything against the ministerials, which concerns
their persons or their allodial holdings, they shall enter suit in the
archbishop's court and obtain justice there.
9. No archdeacon, no deacon, and no parish priest shall exercise
ecclesiastical authority over the ministerials of St. Peter or
excommunicate them for anything that they may do, unless they seize the
tithes or property of the church. If they do this they must answer for
it in the court of the priest in whose parish they have committed the
offence. If they do anything else worthy of punishment, the chaplain of
the archbishop shall punish them for it. The day after the feast of St.
Peter the chaplain shall hold a synod [an ecclesiastical court] in the
old house of the archbishop before the chapel of St. John, and he shall
sit in the stone chair which is there. And all the ministerials of St.
Peter shall be present to answer to the chaplain as to their spiritual
father for all the faults which they have committed in person.
10. Every ministerial is born and appointed to service in a certain
department at the court of the archbishop. There are five of these
departments. In them only the ministerials of St. Peter may serve, and
especially the oldest sons. They shall serve in the following manner:
Each one shall serve for six weeks in that department of the household
to which he was born. After one has served six weeks he shall go home
and another shall take his place. If anyone wishes to go home he shall
come into the presence of the archbishop and tell him that his six weeks
are ended and shall ask him for permission to go home. If the archbishop
refuses his permission, the ministerial shall nevertheless kiss the
border of the archbishop's robe and go home without offending the
archbishop. But if the archbishop is not willing to be without him and
can persuade him to stay [that is, by paying him in some way], the
archbishop may use him in whatever honorable service he pleases, but he
may not use him in any of the five departments until his turn of six
weeks comes around again.