when some country would refuse to buy its peace, would refuse to pay
danegelt, “for the end of that game is oppression and shame, and the
nation that plays it is lost.”
Did these defendants then intend to withdraw German demands, or was
Germany to enforce them and manipulate propaganda so as to place the
blame for the war on the nation so unreasonable as to resist? Events
have answered that question, and documents such as Admiral Carls’
memorandum, earlier quoted, leave no doubt that the events occurred as
anticipated.
But some of the defendants argue that the wars were not aggressive and
were only intended to protect Germany against some eventual danger from
the “menace of Communism,” which was something of an obsession with many
Nazis.
At the outset this argument of self-defense falls because it completely
ignores this damning combination of facts clearly established in the
record: First, the enormous and rapid German preparations for war;
second, the repeatedly avowed intentions of the German leaders to
attack, which I have previously cited; and third, the fact that a series
of wars occurred in which German forces struck the first blows, without
warning, across the borders of other nations.
Even if it could be shown—which it cannot—that the Russian war was
really defensive, such is demonstrably not the case with those wars
which preceded it. It may also be pointed out that even those who would
have you believe that Germany was menaced by Communism also compete with
each other in describing their opposition to the disastrous Russian
venture. Is it reasonable that they would have opposed that war if it
were undertaken in good-faith self-defense?
The frivolous character of the self-defense theory on the facts it is
sought to compensate, as advocates often do, by resort to a theory of
law. Dr. Jahrreiss, in his scholarly argument for the Defense, rightly
points out that no treaty provision and no principle of law denied
Germany, as a sovereign nation, the right of self-defense. He follows
with the assertion for which there is authority in classic international
law, that “... every state is alone judge of whether in a given case it
is waging a war of self-defense.”
It is not necessary to examine the validity of an abstract principle
which does not apply to the facts of our case. I do not doubt that if a
nation arrived at a judgment that it must resort to war in self-defense,
because of conditions affording reasonable grounds for such an honest
judgment, any tribunal would accord it great and perhaps conclusive
weight, even if later events proved that judgment mistaken. But the
facts in this case call for no such deference to honest judgment because
no such judgment was ever pretended, much less honestly made.
In all the documents which disclose the planning and rationalization of
these attacks, not one sentence has been or can be cited to show a
good-faith fear of attack. It may be that statesmen of other nations
lacked the courage forthrightly and fully to disarm. Perhaps they
suspected the secret rearmament of Germany. But if they hesitated to
abandon arms, they did not hesitate to neglect them. Germany well knew
that her former enemies had allowed their armaments to fall into decay,
so little did they contemplate another war. Germany faced a Europe that
not only was unwilling to attack, but was too weak and pacifist even
adequately to defend, and went to the very verge of dishonor, if not
beyond, to buy its peace. The minutes we have shown you of the Nazis’
secret conclaves identify no potential attacker. They bristle with the
spirit of aggression and not of defense. They contemplate always
territorial expansion, not the maintenance of territorial integrity.
Minister of War Von Blomberg, in his 1937 directive prescribing general
principles for the preparation for war of the Armed Forces, has given
the lie to these feeble claims of self-defense. He stated at that time:
“The general political situation justifies the supposition that
Germany need not consider an attack on any side. Grounds for
this are, in addition to the lack of desire for war in almost
all nations, particularly the Western Powers, the deficiencies
in the preparedness for war in a number of states and of Russia
in particular.”
Nevertheless, he recommended:
“... a continuous preparation for war in order to (a)
counterattack at any time, and (b) to enable the military
exploitation of politically favorable opportunities should they
occur” (C-175).
If these defendants may now cynically plead self-defense, although no
good-faith need of self-defense was asserted or contemplated by any
responsible leader at that time, it reduces nonaggression treaties to a
legal absurdity. They become additional instruments of deception in the
hands of the aggressor, and traps for well-meaning nations. If there be
in nonaggression pacts an implied condition that each nation may make a
_bona fide_ judgment as to the necessity for self-defense against
imminent threatened attack, it certainly cannot be invoked to shelter
those who never made any such judgment at all.
In opening this case I ventured to predict that there would be no
serious denial that the crimes charged were committed, and that the
issue would concern the responsibility of particular defendants. The
defendants have fulfilled that prophecy. Generally, they do not deny
that these things happened, but it is contended that they “just
happened,” and that they were not the result of a common plan or
conspiracy.
One of the chief reasons the defendants say there was no conspiracy is
the argument that conspiracy was impossible with a dictator. The
argument runs that they all had to obey Hitler’s orders, which had the
force of law in the German State, and hence obedience could not be made
the basis of an original charge. In this way it is explained that while
there have been wholesale killings, there have been no murderers.
This argument is an effort to evade Article 8 of the Charter, which
provides that the order of the Government or of a superior shall not
free a defendant from responsibility but can only be considered in
mitigation. This provision of the Charter corresponds with the justice
and with the realities of the situation, as indicated in Defendant
Speer’s description of what he considered to be the common
responsibility of the leaders of the German nation:
“... with reference to utterly decisive matters, there is total
responsibility. There must be total responsibility insofar as a
person is one of the leaders, because who else could assume
responsibility for the development of events, if not the
immediate associates who work with and around the head of the
State?”
Again he told the Tribunal:
“... it is impossible after the catastrophe to evade this total
responsibility. If the war had been won, the leaders would also
have assumed total responsibility.”
Like much of Defense Counsel’s abstract arguments, the contention that
the absolute power of Hitler precluded a conspiracy crumbles in the face
of the facts of record. The Führerprinzip of absolutism was itself a
part of the common plan, as Göring has pointed out. The defendants may
have become the slaves of a dictator, but he was their dictator. To make
him such was, as Göring has testified, the object of the Nazi movement
from the beginning. Every Nazi took this oath:
“I pledge eternal allegiance to Adolf Hitler. I pledge
unconditional obedience to him and the Führers appointed by him
(1893-PS).”
Moreover; they forced everybody else in their power to take it. This
oath was illegal under German law, which made it criminal to become a
member of an organization in which obedience to “unknown superiors or
unconditional obedience to known superiors is pledged.” These men
destroyed free government in Germany and now plead to be excused from
responsibility because they became slaves. They are in the position of
the fictional boy who murdered his father and mother and then pleaded
for leniency because he was an orphan.
What these men have overlooked is that Adolf Hitler’s acts are their
acts. It was these men among millions of others, and it was these men
leading millions of others, who built up Adolf Hitler and vested in his
psychopathic personality not only innumerable lesser decisions but the
supreme issue of war or peace. They intoxicated him with power and
adulation. They fed his hates and aroused his fears. They put a loaded
gun in his eager hands. It was left to Hitler to pull the trigger, and
when he did they all at that time approved. His guilt stands admitted,
by some defendants reluctantly, by some vindictively. But his guilt is
the guilt of the whole dock, and of every man in it.
But it is urged that these defendants could not be in agreement on a
common plan or in a conspiracy because they were fighting among
themselves or belonged to different factions or cliques. Of course, it
is not necessary that men should agree on everything in order to agree
on enough things to make them liable for a criminal conspiracy.
Unquestionably there were conspiracies within the conspiracy, and
intrigues and rivalries and battles for power. Schacht and Göring
disagreed, but over which of them should control the economy, not over
whether the economy should be regimented for war. Göring claims to have
departed from the plan because through Dahlerus he conducted some
negotiations with men of influence in England just before the Polish
war. But it is perfectly clear that this was not an effort to prevent
aggression against Poland but to make that aggression successful and
safe by obtaining English neutrality (TC-90). Rosenberg and Göring may
have had some differences as to how stolen art should be distributed but
they had none about how it should be stolen. Jodl and Göring may have
disagreed about whether to denounce the Geneva Convention, but they have
never disagreed about violating it. And so it goes through the whole
long and sordid story. Nowhere do we find a single instance where any
one of the defendants stood up against the rest and said: “This thing is
wrong and I will not go along with it.” Wherever they differed, their
differences were as to method or disputes over jurisdiction, but always
within the framework of the common plan.
Some of the defendants also contend that in any event there was no
conspiracy to commit war crimes or crimes against humanity because
cabinet members never met with the military to plan these acts. But
these crimes were only the inevitable and incidental results of the plan
to commit the aggression for Lebensraum purposes. Hitler stated, at a
conference with his commanders, that:
“The main objective in Poland is the destruction of the enemy
and not the reaching of a certain geographical line” (1014-PS).
Frank picked up the tune and suggested that when their usefulness was
exhausted,
“... then, for all I care, mincemeat can be made of the Poles
and Ukrainians and all the others who run around here—it does
not matter what happens” (2233-PS).
Reichskommissar Koch in the Ukraine echoed the refrain: “I will draw the
very last out of this country. I did not come to spread bliss...”
(1130-PS).
This was Lebensraum on its seamy side. Could men of their practical
intelligence expect to get neighboring lands free from the claims of
their tenants without committing crimes against humanity?
The last stand of each defendant is that even if there was a conspiracy,
he was not in it. It is therefore important in examining their attempts
at avoidance of responsibility to know, first of all, just what it is
that a conspiracy charge comprehends and punishes.
In conspiracy we do not punish one man for another man’s crime. We seek
to punish each for his own crime of joining a common criminal plan in
which others also participated. The measure of the criminality of the
plan and therefore of the guilt of each participant is, of course, the
sum total of crimes committed by all in executing the plan. But the gist
of the offense is participation in the formulation or execution of the
plan. These are rules which every society has found necessary in order
to reach men, like these defendants, who never get blood on their own
hands but who lay plans that result in the shedding of blood. All over
Germany today, in every zone of occupation, little men who carried out
these criminal policies under orders are being convicted and punished.
It would present a vast and unforgivable caricature of justice if the
men who planned these policies and directed these little men should
escape all penalty.
These men in this dock, on the face of this record, were not strangers
to this program of crime, nor was their connection with it remote or
obscure. We find them in the very heart of it. The positions they held
show that we have chosen defendants of self-evident responsibility. They
are the very top surviving authorities in their respective fields and in
the Nazi State. No one lives who, at least until the very last moments
of the war, outranked Göring in position, power, and influence. No
soldier stood above Keitel and Jodl, and no sailor above Raeder and
Dönitz. Who can be responsible for the diplomacy of duplicity if not the
Foreign Ministers, Von Neurath and Ribbentrop, and the diplomatic handy
man, Von Papen? Who should be answerable for the oppressive
administration of occupied countries if Gauleiters, protectors,
governors, and Kommissars such as Frank, Seyss-Inquart, Frick, Von
Schirach, Von Neurath, and Rosenberg are not? Where shall we look for
those who mobilized the economy for total war if we overlook Schacht and
Speer and Funk? Who was the master of the great slaving enterprise if it
was not Sauckel? Where shall we find the hand that ran the concentration
camps if it was not the hand of Kaltenbrunner? And who whipped up the
hates and fears of the public, and manipulated the Party organizations
to incite these crimes, if not Hess, Von Schirach, Fritzsche, Bormann,
and the unspeakable Julius Streicher? The list of defendants is made up
of men who played indispensable and reciprocal parts in this tragedy.
The photographs and the films show them again and again together on
important occasions. The documents show them agreed on policies and on
methods, and all working aggressively for the expansion of Germany by
force of arms.
Each of these men made a real contribution to the Nazi plan. Each man
had a key part. Deprive the Nazi regime of the functions performed by a
Schacht, a Sauckel, a Von Papen, or a Göring, and you have a different
regime. Look down the rows of fallen men and picture them as the
photographic and documentary evidence shows them to have been in their
days of power. Is there one who did not substantially advance the
conspiracy along its bloody path toward its bloody goal? Can we assume
that the great effort of these men’s lives was directed toward ends they
never suspected?
To escape the implications of their positions and the inference of guilt
from their activities, the defendants are almost unanimous in one
defense. The refrain is heard time and again: These men were without
authority, without knowledge, without influence, without importance.
Funk summed up the general self-abasement of the dock in his plaintive
lament that: “I always, so to speak, came up to the door, but I was not
permitted to enter.”
In the testimony of each defendant, at some point there was reached the
familiar blank wall: Nobody knew anything about what was going on. Time
after time we have heard the chorus from the dock: “I only heard about
these things here for the first time.”
These men saw no evil, spoke none, and none was uttered in their
presence. This claim might sound very plausible if made by one
defendant. But when we put all their stories together, the impression
which emerges of the Third Reich, which was to last a thousand years, is
ludicrous. If we combine only the stories of the front bench, this is
the ridiculous composite picture of Hitler’s Government that emerges. It
was composed of:
A Number 2 man who knew nothing of the excesses of the Gestapo which he
created, and never suspected the Jewish extermination program although
he was the signer of over a score of decrees which instituted the
persecutions of that race;
A Number 3 man who was merely an innocent middleman transmitting
Hitler’s orders without even reading them, like a postman or delivery
boy;
A foreign minister who knew little of foreign affairs and nothing of
foreign policy;
A field marshal who issued orders to the Armed Forces but had no idea of
the results they would have in practice;
A security chief who was of the impression that the policing functions
of his Gestapo and SD were somewhat on the order of directing traffic;
A Party philosopher who was interested in historical research and had no
idea of the violence which his philosophy was inciting in the twentieth
century;
A governor general of Poland who reigned but did not rule;
A Gauleiter of Franconia whose occupation was to pour forth filthy
writings about the Jews, but who had no idea that anybody would read
them;
A minister of interior who knew not even what went on in the interior of
his own office, much less the interior of his own department, and
nothing at all about the interior of Germany;
A Reichsbank president who was totally ignorant of what went in and out
of the vaults of his bank;
And a plenipotentiary for the war economy who secretly marshaled the
entire economy for armament, but had no idea it had anything to do with
war.
This may seem like a fantastic exaggeration, but this is what you would
actually be obliged to conclude if you were to acquit these defendants.
They do protest too much. They deny knowing what was common knowledge.
They deny knowing plans and programs that were as public as _Mein Kampf_
and the Party program. They deny even knowing the contents of documents
they received and acted upon.
Nearly all the defendants take two or more conflicting positions. Let us
illustrate the inconsistencies of their positions by the record of one
defendant—who, if pressed, would himself concede that he is the most
intelligent, honorable, and innocent man in the dock. That is Schacht.
And this is the effect of his own testimony—but let us not forget that
I recite it not against him alone, but because most of its
self-contradictions are found in the testimony of several defendants:
Schacht did not openly join the Nazi movement until it had won, nor
openly desert it until it had lost. He admits that he never gave it
public opposition, but asserts that he never gave it private loyalty.
When we demand of him why he did not stop the criminal course of the
regime in which he was a minister, he says he had not a bit of
influence. When we ask why he remained a member of the criminal regime,
he tells us that by sticking on he expected to moderate its program.
Like a Brahmin among untouchables, he could not bear to mingle with the
Nazi socially, but never could he afford to separate from them
politically. Of all the Nazi aggressions by which he now claims to have
been shocked there is not one that he did not support before the world
with the weight of his name and prestige. Having armed Hitler to
blackmail a continent, his answer now is to blame England and France for
yielding.
Schacht always fought for his position in a regime he now affects to
despise. He sometimes disagreed with his Nazi confederates about what
was expedient in reaching their goal, but he never dissented from the
goal itself. When he did break with them in the twilight of the regime,
it was over tactics, not principles. From then on he never ceased to
urge others to risk their positions and their necks to forward his
plots, but never on any occasion did he hazard either of his own. He now
boasts that he personally would have shot Hitler if he had had the
opportunity, but the German newsreel shows that even after the fall of
France, when he faced the living Hitler, he stepped out of line to grasp
the hand he now claims to loathe and hung upon the words of the man he
now says he thought unworthy of belief. Schacht says he steadily
“sabotaged” the Hitler Government. Yet the most relentless secret
service in the world never detected him doing the regime any harm until
long after he knew the war to be lost and the Nazis doomed. Schacht, who
dealt in hedges all his life, always kept himself in a position to claim
that he was in either camp. The plea for him is as specious on analysis
as it is persuasive on first sight. Schacht represents the most
dangerous and reprehensible type of opportunism—that of the man of
influential position who is ready to join a movement that he knows to be
wrong because he thinks it is winning.
These defendants, unable to deny that they were the men in the very top
ranks of power, and unable to deny that the crimes I have outlined
actually happened, know that their own denials are incredible unless
they can suggest someone who is guilty.
The defendants have been unanimous, when pressed, in shifting the blame
on other men, sometimes on one and sometimes on another. But the names
they have repeatedly picked are Hitler, Himmler, Heydrich, Goebbels, and
Bormann. All of these are dead or missing. No matter how hard we have
pressed the defendants on the stand, they have never pointed the finger
at a living man as guilty. It is a temptation to ponder the wondrous
workings of a fate which has left only the guilty dead and only the
innocent alive. It is almost too remarkable.
The chief villain on whom blame is placed—some of the defendants vie
with each other in producing appropriate epithets—is Hitler. He is the
man at whom nearly every defendant has pointed an accusing finger.
I shall not dissent from this consensus, nor do I deny that all these
dead and missing men shared the guilt. In crimes so reprehensible that
degrees of guilt have lost their significance they may have played the
most evil parts. But their guilt cannot exculpate the defendants. Hitler
did not carry all responsibility to the grave with him. All the guilt is
not wrapped in Himmler’s shroud. It was these dead men whom these living
chose to be their partners in this great conspiratorial brotherhood, and
the crimes that they did together they must pay for one by one.
It may well be said that Hitler’s final crime was against the land he
had ruled. He was a mad messiah who started the war without cause and
prolonged it without reason. If he could not rule he cared not what
happened to Germany. As Fritzsche has told us from the stand, Hitler
tried to use the defeat of Germany for the self-destruction of the
German people. He continued to fight when he knew it could not be won,
and continuance meant only ruin. Speer, in this courtroom, has described
it as follows:
“...The sacrifices which were made on both sides after January
1945 were without sense. The dead of this period will be the
accusers of the man responsible for the continuation of that
fight, Adolf Hitler, just as much as the destroyed cities,
destroyed in that last phase, who had lost tremendous cultural
values and tremendous numbers of dwellings.... The German
people”—he said—“remained faithful to Adolf Hitler until the
end. He has betrayed them knowingly. He has tried to throw them
into the abyss...”
Hitler ordered everyone else to fight to the last and then retreated
into death by his own hand. But he left life as he lived it, a deceiver;
he left the official report that he had died in battle. This was the man
whom these defendants exalted to a Führer. It was they who conspired to
get him absolute authority over all of Germany. And in the end he and
the system they created for him brought the ruin of them all. As stated
by Speer on cross-examination:
“...the tremendous danger, however, contained in this
totalitarian system only became abundantly clear at the moment
when we were approaching the end. It was then that one could see
what the meaning of the principle was, namely, that every order
should be carried out without any criticism. Everything ... you
have seen in the way of orders which were carried out without
any consideration, did after all turn out to be mistakes... This
system—let me put it like this—to the end of the system it had
become clear what tremendous dangers are contained in any such
system, as such, quite apart from Hitler’s principle. The
combination of Hitler and this system, then, brought about this
tremendous catastrophe to this world.”
But let me for a moment turn devil’s advocate. I admit that Hitler was
the chief villain. But for the defendants to put all blame on him is
neither manly nor true. We know that even the head of the state has the
same limits to his senses and to the hours of his days as do lesser men.
He must rely on others to be his eyes and ears as to most that goes on
in a great empire. Other legs must run his errands; other hands must
execute his plans. On whom did Hitler rely for such things more than
upon these men in the dock? Who led him to believe he had an invincible
air armada if not Göring? Who kept disagreeable facts from him? Did not
Göring forbid Field Marshal Milch to warn Hitler that in his opinion
Germany was not equal to the war upon Russia? Did not Göring, according
to Speer, relieve General Galland of his air force command for speaking
of the weaknesses and bungling of the air forces? Who led Hitler,
utterly untraveled himself, to believe in the indecision and timidity of
democratic peoples if not Ribbentrop, Von Neurath, and Von Papen? Who
fed his illusion of German invincibility if not Keitel, Jodl, Raeder,
and Dönitz? Who kept his hatred of the Jews inflamed more than Streicher
and Rosenberg? Who would Hitler say deceived him about conditions in
concentration camps if not Kaltenbrunner, even as he would deceive us?
These men had access to Hitler and often could control the information
that reached him and on which he must base his policy and his orders.
They were the Praetorian Guard, and while they were under Caesar’s
orders, Caesar was always in their hands.
If these dead men could take the witness stand and answer what has been
said against them, we might have a less distorted picture of the parts
played by these defendants. Imagine the stir that would occur in the
dock if it should behold Adolf Hitler advancing to the witness box, or
Himmler with an armful of dossiers, or Goebbels, or Bormann with the
reports of his Party spies, or the murdered Röhm or Canaris. The
ghoulish defense that the world is entitled to retribution only from the
cadavers is an argument worthy of the crimes at which it is directed.
We have presented to this Tribunal an affirmative case based on
incriminating documents which are sufficient, if unexplained, to require
a finding of guilt on Count One against each defendant. In the final
analysis, the only question is whether the defendant’s own testimony is
to be credited as against the documents and other evidence of their
guilt. What, then, is their testimony worth?
The fact is that the Nazi habit of economizing in the use of truth pulls
the foundations out from under their own defenses. Lying has always been
a highly approved Nazi technique. Hitler, in _Mein Kampf_, advocated
mendacity as a policy. Von Ribbentrop admits the use of the “diplomatic
lie.” Keitel advised that the facts of rearmament be kept secret so that
they could be denied at Geneva (EC-177). Raeder deceived about
rebuilding the German Navy in violation of Versailles. Göring urged
Ribbentrop to tell a “legal lie” to the British Foreign Office about the
Anschluss, and in so doing only marshaled him the way he was going
(2947-PS). Göring gave his word of honor to the Czechs and proceeded to
break it (TC-27). Even Speer proposed to deceive the French into
revealing the specially trained among their prisoners (R-124).
Nor is the lie direct the only means of falsehood. They all speak with a
Nazi double talk with which to deceive the unwary. In the Nazi
dictionary of sardonic euphemisms “final solution” of the Jewish problem
was a phrase which meant extermination; “special treatment” of prisoners
of war meant killing; “protective custody” meant concentration camp;
“duty labor” meant slave labor; and an order to “take a firm attitude”
or “take positive measures” meant to act with unrestrained savagery.
Before we accept their word at what seems to be its face, we must always
look for hidden meanings. Göring assured us, on his oath, that the Reich
Defense Council never met “as such.” When we produced the stenographic
minutes of a meeting at which he presided and did most of the talking,
he reminded us of the “as such” and explained this was not a meeting of
the Council “as such” because other persons were present. Göring denies
“threatening” Czechoslovakia; he only told President Hacha that he would
“hate to bomb the beautiful city of Prague.”
Besides outright false statements and double talk, there are also other
circumventions of truth in the nature of fantastic explanations and
absurd professions. Streicher has solemnly maintained that his only
thought with respect to the Jews was to resettle them on the island of
Madagascar. His reason for destroying synagogues, he blandly said, was
only because they were architecturally offensive. Rosenberg was stated
by his counsel to have always had in mind a “chivalrous solution” to the
Jewish problem. When it was necessary to remove Schuschnigg after the
Anschluss, Ribbentrop would have had us believe that the Austrian
Chancellor was resting at a “villa.” It was left to cross-examination to
reveal that the “villa” was Buchenwald Concentration Camp. The record is
full of other examples of dissimulations and evasions. Even Schacht
showed that he, too, had adopted the Nazi attitude that truth is any
story which succeeds. Confronted on cross-examination with a long record
of broken vows and false words, he declared in justification—and I
quote from the record:
“I think you can score many more successes when you want to lead
someone if you don’t tell them the truth than if you tell them
the truth.”
This was the philosophy of the National Socialists. When for years they
have deceived the world, and masked falsehood with plausibilities, can
anyone be surprised that they continue their habits of a lifetime in
this dock? Credibility is one of the main issues of this Trial. Only
those who have failed to learn the bitter lessons of the last decade can
doubt that men who have always played on the unsuspecting credulity of
generous opponents would not hesitate to do the same, now.
It is against such a background that these defendants now ask this
Tribunal to say that they are not guilty of planning, executing, or
conspiring to commit this long list of crimes and wrongs. They stand
before the record of this Trial as bloodstained Gloucester stood by the
body of his slain king. He begged of the widow, as they beg of you: “Say
I slew them not.” And the Queen replied, “Then say they were not slain.
But dead they are...” If you were to say of these men that they are not
guilty, it would be as true to say that there has been no war, there are
no slain, there has been no crime.
THE PRESIDENT: I call upon the chief prosecutor for the United Kingdom
of Great Britain.
MR. JUSTICE JACKSON: Would it be agreeable, Your Honors, if Sir Hartley
Shawcross should start his address after the recess?
THE PRESIDENT: Yes. Then we will sit again at a quarter to 2.
MR. JUSTICE JACKSON: And may I add this for the purpose of the record. I
have filed with the Tribunal and furnished to counsel copies of the
summation with footnotes to the record. These footnotes are designed, of
course, to direct the attention of adversaries and of the Tribunal to
the supporting data in the record. I thought they might be helpful in
reading it.
THE PRESIDENT: Thank you. The Tribunal will adjourn.
[_The Tribunal recessed until 1345 hours._]
_Afternoon Session_
THE PRESIDENT: I call on the Chief Prosecutor of the United Kingdom of
Great Britain and Northern Ireland.
SIR HARTLEY SHAWCROSS (Chief Prosecutor for the United Kingdom): May it
please the Tribunal; like my distinguished colleague, whose succinct,
able, and eloquent speech I cannot hope to emulate, I desire on behalf
of the British prosecutors at this Trial to lay before the Tribunal some
comment. I am afraid it is of some length on those salient and
outstanding features of the evidence which, in our submission, make
clear the guilt of these defendants. Although throughout these
proceedings the representatives of the prosecuting powers have worked in
the closest co-operation and agreement and although there are certain
matters which I shall be laying before the Tribunal on behalf of all of
us, we all thought it right at this final stage, even at the cost of
some inevitable repetition and overlapping, that we should prepare our
final submissions quite independently so that the Tribunal and our own
countries might know exactly the grounds on which we seek the
condemnation of these men; and if it turns out that several of us point
to the same evidence or reach similar conclusions, as no doubt it will,
that very coincidence reached independently may perhaps add force to our
submissions that each of these defendants is legally guilty.
I say legally guilty. That these defendants participated in and are
morally guilty of crimes so frightful that the imagination staggers and
reels back at their very contemplation is not in doubt. Let the words of
the Defendant Frank, which were repeated to you this morning, be well
remembered: “Thousands of years will pass and this guilt of Germany will
not be erased.” Total and totalitarian war, waged in defiance of solemn
undertakings and in breach of treaties; great cities, from Coventry to
Stalingrad, reduced to rubble, the countryside laid waste, and now the
inevitable aftermath of war so fought—hunger and disease stalking
through the world; millions of people homeless, maimed, bereaved. And in
their graves, crying out, not for vengeance but that this shall not
happen again: 10 million who might be living in peace and happiness at
this hour, soldiers, sailors, airmen, and civilians killed in battles
that ought never to have been.
Nor was that the only or the greatest crime. In all our countries when
perhaps in the heat of passion or for other motives which impair
restraint some individual is killed, the murder becomes a sensation, our
compassion is aroused, nor do we rest until the criminal is punished and
the rule of law is vindicated. Shall we do less when not one but on the
lowest computation 12 million men, women, and children, are done to
death? Not in battle, not in passion, but in the cold, calculated,
deliberate attempt to destroy nations and races, to disintegrate the
traditions, the institutions, and the very existence of free and ancient
states. Twelve million murders! Two-thirds of the Jews in Europe
exterminated, more than 6 million of them on the killers’ own figures.
Murder conducted like some mass production industry in the gas chambers
and the ovens of Auschwitz, Dachau, Treblinka, Buchenwald, Mauthausen,
Maidanek, and Oranienburg.
And is the world to overlook the revival of slavery in Europe, slavery
on a scale which involved 7 million men, women, and children taken from
their homes, treated as beasts, starved, beaten, and murdered?
It may be that the guilt of Germany will not be erased, for the people
of Germany share it in large measure, but it was these men who, with a
handful of others, brought that guilt upon Germany and perverted the
German people. “It is my guilt”—confessed the Defendant Schirach—“that
I educated the German youth for a man who committed murders a
millionfold.”
For such crimes these men might well have been proceeded against by
summary executive action and had the treatment, which they had been
parties to meting out against so many millions of innocent people, been
meted out to them, they could hardly have complained. But this Tribunal
is to adjudge their guilt not on any moral or ethical basis alone, but
according to law—that natural justice which demands that these crimes
should not go unpunished, at the same time insists that no individual
should be punished unless patient and careful examination of the facts
shows that he shared the guilt for what has been done. And so, during
these many months, this Tribunal has been investigating the facts and
has now to apply the law in order both that justice may be done to these
individuals as to their countless victims, and also that the world may
know that in the end the predominance of power will be driven out and
law and justice shall govern the relations between states.
For the effects of this Trial will reach out far beyond the punishment
of a score or so of guilty men. Issues are at stake far greater than
their fate, although upon their fate those issues, in some measure,
depend. In the pages of history it will count for nothing whether this
Trial lasted for 2 months or for 10. But it will count for much that by
just and patient examination the truth has been established about deeds
so terrible that their mark may never be erased, and it will count for
much that law and justice have been vindicated in the end.
Within the space of a year evidence far exceeding that previously
presented to any tribunal in history has been collected, sifted, and
placed before you. Almost all of that evidence consists of the captured
records and documents of the government to which these men belonged, and
much of it directly implicates each one of them with knowledge of, and
participation in one or other aspect of the crimes committed by the Nazi
State. This evidence has not been refuted and it will remain forever to
confront those who may hereafter seek to excuse or mitigate that which
has been done. Yet now that this mass of evidence has been presented to
you, I shall invite you for a little to detach your minds from its
detail to consider the cumulative effect and to review this overwhelming
case as a whole. It is only by chance that their own captured papers
have enabled us to establish these crimes out of the very mouths of the
criminals. But the case against these men can be established on a
broader basis than that, and must be looked at in the light of its
historical background.
When one considers the nature and the immensity of the crimes committed,
the responsibility of those who held the highest positions of influence
and authority in the Nazi State is manifest beyond doubt. For years, in
a world where war had itself been declared a crime, the German State was
organized for war; in a world where we proclaim the equality of men, for
years the Jews were boycotted, deprived of their elementary rights of
property, liberty, life itself; for years honest citizens lived in fear
of denunciation and arrest by one or other of the organizations,
criminal as we allege them to be, through which these men ruled Germany;
for years throughout the German Reich millions of foreign slaves worked
in farm and factory, were moved like cattle on every road, on every
railway line.
These men, with Hitler, Himmler, Goebbels, and a few other confederates,
were at once the leaders and the drivers of the German people; it was
when they held the highest positions of authority and of influence that
these crimes were planned and perpetrated. If these men are not
responsible, who are? If minions who did no more than obey their orders,
Dostler, Eck, Kramer, and a hundred others, have already paid the
supreme penalty, are these men less responsible? How can it be said that
they and the offices of state which they directed took no part? Lammers,
their own witness, head of the Reich Chancellery, said in 1938 (Document
Number 3863-PS):
“Despite the total concentration of power of authority in the
person of the Führer as a matter of principle, no excessively
strong and unnecessary centralization of administration in the
hands of the Führer results in the governmental
administration....
“The authority of the subordinate leaders”—the
Unterführer—“directed downwards, forbids interference with
every individual order he may issue. This principle is applied
by the Führer in his governmental leadership in such a way that,
for example, the position of Reich ministers is actually much
more independent today than formerly, even though today the
Reich ministers are subordinated to the Führer’s unlimited power
of command.... Willingness to bear responsibility, ability to
make decisions, aggressive energy, and real authority—these are
the qualities which the Führer demands primarily of his
subordinate leaders. Therefore he allows them the greatest
freedom in the direction of their affairs and in the manner in
which they fulfill their tasks.”
Let them now, accused murderers as they are, attempt to belittle the
power and influence they exercised how they will, we have only to recall
their ranting as they strutted across the stage of Europe dressed in
their brief authority, to see the part they played. They did not then
tell the German people or the world that they were merely the ignorant,
powerless puppets of their Führer. The Defendant Speer has said (Session
of 21 June 1946):
“... even in a totalitarian system there must be total
responsibility... it is impossible after the catastrophe to
evade this total responsibility. If the war had been won, the
leaders would also have assumed total responsibility.”
Had the war been won is it to be supposed that these men would have
retired to the obscurity and comparative innocence of private
citizenship? That opportunity was not denied to them before the war had
they wished to disassociate themselves from what was taking place. They
chose a different path. From small beginnings, at a time when resistance
instead of participation could have destroyed this thing, they fostered
the Hitler legend, they helped to build up the Nazi power and ideology
and to direct its activities until, like some foul octopus, it spread
its slime over Europe and extended its tentacles throughout the world.
Were these men ignorant of the ends sought to be achieved during that
period of the rise to power? Paul Schmidt, Hitler’s interpreter, a
witness of great knowledge, has testified (Document Number 3308-PS):
“The general objectives of the Nazi leadership were apparent
from the start—namely, the domination of the European
continent, to be achieved first by the incorporation of all
German-speaking groups in the Reich, and secondly, by
territorial expansion under the slogan of ‘Lebensraum.’”
That slogan “Lebensraum”—that entirely false idea that the very
existence of the German people depended upon territorial expansion under
the Nazi flag—was from the earliest days an openly avowed part of the
Nazi doctrine—yet any thinking person must have known that it would
lead inevitably to war.
It was the justification Hitler offered to his fellow conspirators at
those secret meetings on the 5th of November 1937 (Document Number
386-PS), 23d of May (Document Number L-79), and 23d of November 1939
(Document Number 789-PS), at which the fate of so many countries was
sealed.
Although less concrete it was no less false than the demand for a
revision of the Treaty of Versailles. The so-called injustice of
Versailles, so cunningly exploited to provide a popular rallying point
under the Nazi banner, had succeeded in uniting behind the Nazis many
Germans who would not otherwise have supported some of the rest of the
Nazi program.
And the effect of that propaganda can be judged from the repeated
efforts here made by the Defense to develop the alleged injustice of the
treaty. Unjust or not, it was a treaty and no government content to live
at peace need have complained of its provisions. Even if the complaints
were justified, there was comparatively soon no ground left for them.
The provisions of the treaty could have been—in some respects they
were—revised by peaceful negotiations. By 1935, 4 years before the
world was plunged into war, these men had publicly renounced the treaty.
What miserable rubbish is the long tirade on behalf of the treaty, when
one realizes that by 1939 not only were they free of nearly all the
restrictions of which they had complained, but they had seized territory
which had never belonged to Germany in the whole of European history.
The cry of Versailles was a device for rallying men to wicked and
aggressive purposes. But it was a device no less diabolical than the cry
of anti-Semitism and racial purity, by which these men sought both to
rally and cement the various forms of public opinion in their own
country and to sow discord and antagonism amongst the people of foreign
lands. Rauschning reports Hitler’s statement (Document Number USSR-378):
“Anti-Semitism is a useful revolutionary expedient. Anti-Semitic
propaganda in all countries is an almost indispensable medium in
the extension of our political campaign. You will see how little
time we shall need in order to upset the ideas and criteria of
the whole world simply and solely by attacking Judaism. It is
beyond question the most important weapon in our propaganda
arsenal.”
And as a result of this wicked propaganda, I would remind you of the
words of Bach-Zelewski who, when he was asked how Ohlendorf could admit
that the men under his command had murdered 90,000 people, replied:
“As to this I am of a different opinion. When, for years, for
decades, the doctrine is preached that the Slav race is an
inferior race and Jews are not even human beings, then such
outburst is inevitable.” (Session of 7 January 1946.)
And so, from the earliest day, the aims of the Nazi movement were clear
and beyond doubt: Expansion, European domination, elimination of the
Jews, ultimate aggression, ruthless disregard of the rights of any
people but themselves.
Such were the beginnings. I shall not pause to trace the Nazi Party’s
growth to power; how, as the writer of the history of the SA has said,
they found that (Document Number 2168-PS) “... possession of the streets
is the key to power in the state,” or how, by the organized terror which
the witness Severing has described the storm troops of Brown Shirts
terrified the people whilst the Nazi propaganda, headed by _Der
Stürmer_, vilified all opponents and incited people against the Jews.
I shall not examine that period, grave as are the lessons which
democratic peoples ought to learn from it, for it may not be easy to say
exactly at what date each of these defendants must have realized, if,
indeed, he had not known and gloried in it all from the beginning, that
Hitler’s apparently hysterical outpourings in _Mein Kampf_ were intended
in all seriousness and that they formed the very basis of the German
plan. Some, no doubt, such as Göring, Hess, Ribbentrop, Rosenberg,
Streicher, Frick, Frank, Schacht, Schirach, and Fritzsche, realized it,
very early. In the case of one or two, such as Dönitz and Speer, it may
have been comparatively late. Few can have been ignorant after 1933; all
must have been active participants by 1937. When one remembers the
apprehension caused abroad during that period there can be no doubt, in
our submission, that these men, almost all of whom were the rulers of
Germany from 1933 onward, Hitler’s intimate associates, admitted to his
secret meetings, with full knowledge of plans and events, not only
acquiesced in what was taking place, but were active and willing
participants.
May I then examine in a little more detail the period of the
“build-up”—the position of domestic government in Germany between 1933
and 1939, because what happened then makes clear the criminal
involvement of these men in what was done later. What I say now has some
special reference to the first Count in the Indictment, for it is
against this general background that we must consider the allegation
that these men were common conspirators to commit the crimes (such as
Crimes Against Peace, and the Crime Against Humanity), which are more
specifically charged in the later Counts.
Totalitarian government brooks no opposition. Any means justifies the
end and the immediate end was ruthlessly to gain complete control of the
German State and to brutalize and train its people for war. What stood
in the way in January 1933? First, the members of the other political
parties; secondly, the democratic system of election and of public
assembly, the organization of trade unions; thirdly, the moral standards
of the German people, and the churches which fostered them.
Accordingly the Nazis set out, quite deliberately, to eliminate this
opposition: first, by imprisoning or terrorizing their opponents;
second, by declaring illegal all elements of tolerance and liberalism,
outlawing trade unions and opposition parties, reducing the democratic
assembly to a farce and controlling elections; third, by systematic
discouragement and persecution of religion, by replacing the ethics of
Christianity with the idolatry of the Führer and the cult of the blood
and by rigidly controlling education and youth. Youth was systematically
prepared for war and taught to hate and persecute the Jews; the plans
for aggression required a nation trained in brutality and taught that it
was both necessary and heroic to invade the peoples of other countries.
It is a measure of the wickedness and effectiveness of this domestic
policy that, after 6 years of rule, the Nazis found little difficulty in
leading a perverted nation into the greatest criminal enterprise in
history. It is perhaps worth considering from the evidence a few
examples of how this policy developed during these 6 years. They are
examples of what was happening in every German town and village. It must
be remembered here that in the need to avoid cumulative evidence you
have, in the result, been deprived of its cumulative effect (Document
Number D-911).
First then, the elimination of political opponents. Within 6 weeks of
the Nazis coming to power in January 1933, the German newspapers were
quoting official sources for the statement that 18,000 Communists had
been imprisoned whilst the 10,000 prisoners in the jails of Prussia
included many Socialists and intellectuals. The fate of many of these
men was described by Severing, who estimated that at least 1,500 Social
Democrats and a similar number of Communists were murdered in
concentration camps recently established by Göring as Chief of the
Gestapo.
These camps, controlled by the Party organizations, were deliberately so
run as to strike terror throughout the country. In the words of the
witness Severing, the concentration camps represented for the people
“the incarnation of all that was terrible.”
Göring has said: “We found it necessary that we should permit no
opposition,” and he admitted that there were arrested and taken into
protective custody people who had committed no crime.
It might have been well if at that time they had read the maxim of which
they spoke yesterday, _nulla poena sine lege_.
Göring added: “... if everyone knows that if he acts against the State
he will end up in a concentration camp that is our advantage.”
The camps were at first run indiscriminately by the SA and the SS, and
according to Göring were created “... as an instrument which at all
times was the instrument of power for home politics.”
Gisevius, who at that time had recently joined the Gestapo, you
remember, gave the following description:
“I was hardly more than 2 days in that new police office when I
had discovered already that incredible conditions existed there.
There was no police which interfered against crimes, against
murder, against arrests, against burglary. There was a police
organization which protected just those who committed such
crimes. Those arrested were not those who were guilty of such
crimes; they arrested those who sent their cries for help to the
police. It was not a police which interfered for protection, but
a police whose task, it seemed, was in fact to hide, to cover
up, and to sponsor crimes; those commandos of the SA and SS who
played police were encouraged by that so-called Secret State
Police and all possible aid was given to them....
“Special concentration camps for the Gestapo were installed, and
their names will remain as a terrible shame in history. They
were Oranienburg and the private prison of the Gestapo, in the
Papestrasse, the Columbia House, or, as it was called cynically,
the ‘Columbia Diele’.... I asked one of my colleagues, who was
also a professional civil servant.... ‘Tell me, please, am I
here in a police office or in a robber’s cave?’ The answer that
I received was: ‘You are in a robber’s cave and you can expect
that you will see much more yet.’”
Gisevius went on to describe Göring’s order to murder the National
Socialist Strasser and how he gave “blank authority” for murder to the
political police by signing a form granting amnesty to the policeman,
leaving a blank space for the name of the murdered person in respect of
whom the amnesty had been granted.
If confirmation of the evidence of these defense witnesses were
required, it is to be found in the series of reports dated in May and
June 1933, from the Munich Public Prosecutor to the Minister of Justice,
which are in evidence recording a succession of murders by SS officials
in the concentration camp at Dachau (Documents 641, 642, 644, 645-PS).
In 1935 the Reich Minister of Justice is writing to Frick (Document
Number 3751-PS). He is protesting against numerous instances of
ill-treatment in concentration camps, including:
“Beating as a disciplinary punishment...
“Ill-treatment—mostly of political internees—in order to make
them talk.”—and—“Ill-treatment of internees arising out of
wantonness or sadistic motives.”
He went on to complain that:
“The beating of the Communists held in custody is regarded as an
indispensable police measure for a more effective suppression of
Communist activities.”
And after citing instances of torture, he concludes: “These few examples
show a degree of cruelty which is an insult to German sensibility....”
Frick’s sensibility was apparently not so tender. The very next year he
received a similar protest from one of his own subordinates and shortly
afterward he issued a decree making all police forces subordinate to
Himmler, the very man whom he knew to be responsible for these
atrocities (Document Number 775-PS).
These brutalities, well known to ministers, as we suggest they were,
were not confined to the privacy of concentration camps. It is perhaps
worth quoting one instance from the thousands who suffered from the
policy which was being pursued.
The Tribunal will remember the account by Sollman, a Social Democrat,
and member of the Reichstag from 1919 to 1933. He spoke of the incident
on 9 March 1933 when, to quote his own words (Document Number 3231-PS):
“... members of the SS and SA came to my home in Cologne and
destroyed the furniture and my personal records. At that time I
was taken to the Brown House in Cologne, where I was tortured,
being beaten and kicked for several hours. I was then taken to
the regular Government prison in Cologne where I was treated by
two medical doctors and released the next day. On 11 March 1933
I left Germany....”
The second object, the suppression of all democratic institutions, was
comparatively simple. The necessary laws were passed to outlaw trade
unions. The Reichstag became a farce directly the opposition parties had
been dissolved and their members had been put in concentration camps.
The witness Severing has spoken of the treatment of the Reichstag
members. In 1932, on Von Papen’s order he, who was chief of the Prussian
Ministry of the Interior, was forcibly removed from his office. It was
not long after the 30th of January 1933 that the Communist and Social
Democratic parties were decreed illegal and all form of public
expression, other than by the Nazis, was prevented. This action resulted
from deliberate planning. Frick has said as far back as 1927 (Document
Number 2513-PS):
“The National Socialists longed for the day when
...”—they—“... could put an inglorious but well-deserved end
to this infernal sham (the Reichstag) and open the way for a
national dictatorship.”
At this time when democratic government is seeking to re-establish
itself throughout the world, the Nazi attitude to elections is not to be
forgotten. Free elections could not, of course, be permitted. Göring had
told Schacht in February 1933 when seeking money for the Party from
industry, and I quote (Document Number D-203):
“The sacrifice asked for will surely be so much easier for
industry to bear if it is realized that the election of 5 March
will be the last one for the next 10 years, probably for the
next 100 years.”
In these circumstances it is not surprising to find that thereafter, as
the evidence such as the SD report on the conduct of the plebiscite at
Kappel makes clear, the occasional votes of the people, always announced
as triumphs for the Nazis, were conducted dishonestly (Document Number
R-142).
I turn to the third class of opposition, the churches—Bormann’s
memorandum sent in December 1941 to all Gauleiter and distributed to the
SS sums up the Nazi attitude to Christianity (Document Number D-75):
“National Socialist and Christian, concepts are irreconcilable.
... If therefore in the future our youth knows nothing more of
this Christianity whose doctrines are far below ours,
Christianity will disappear by itself.... All influences which
might impair or damage the leadership of the people exercised by
the Führer with the aid of NSDAP must be eliminated. More and
more the people must be separated from the churches and their
organs, the pastors....”
The persecution of the churches makes a melancholy story. From the
abundance of evidence which has been submitted to the Tribunal it is
perhaps permissible to quote from a complaint to Frick made early in
1936 (Document Number 775-PS):
“... lately half the political police reports concern clerical
matters. We have untold petitions from all kinds of cardinals,
bishops, and dignitaries of the Church. Most of these complaints
concern matters under the jurisdiction of the Reich Ministry of
the Interior, although the respective rules were not decreed by
it....”
And then after referring to the chaos resulting from the division of
authority between the various police forces, the report goes on to refer
to the results of the religious struggle:
“Instances of disturbances of congregations are mounting
terribly fast lately, often necessitating the intervention of
the emergency squad.... After discarding the rubber truncheon,
the idea of exposing executive officials to situations in which,
during interruptions of meetings, they may be forced to use cold
steel, is unbearable.”
The diary of the Minister of Justice for 1935 provides ample instances
of the sort of behavior which was being encouraged by the Hitler Youth
under the Defendant Schirach and the Defendant Rosenberg. The Hitler
Jugend, whose membership increased from just under 108,000 in 1932 to
nearly 8 million in 1939, was organized on a military basis (Document
Number 2435-PS). The close collaboration between Keitel and Schirach in
their military education has been described; the special arrangement
between Schirach and Himmler by which the Hitler Jugend became the
recruiting organization for the SS is in evidence (Document Number
2396-PS). You will not have forgotten the words of Schirach’s deputy
(Document Number 1992-PS): “In the course of years we want to insure
that a gun feels just as natural in the hands of a German boy as a pen.”
What a horrible doctrine!
The terrorization, murder, and persecution of political opponents, the
dissolution of all organizations affording opportunity for opposition,
criticism, or even free speech, the systematic perversion of youth and
training for war would not, however, have sufficed without persecution
of the Jews.
Let no one be misled by the metaphysical explanations which are put
forward for this most frightful crime. What Hitler himself in this very
town described as the fanatical combat against the Jews was part and
parcel of the policy of establishing “ein Volk”—“ein Herrenvolk,” which
would dominate Europe and the world. And so the persecution of the Jews
was popularized throughout the country. It provided the cement which
bound the people to the regime. It gave the youths a butt to bully and
so to acquire practical schooling in brutality.
With the accession to power the persecution of the Jews increased in
violence. The final solution of mass murder had then been conceived. In
_Mein Kampf_ of Hitler, the bible of the Nazis, Hitler had regretted
that poison gas had not been employed to exterminate the German Jews
during the last war, and as early as 1925 Streicher said (Document
Number M-13): “Let us make a new beginning today, so that we can
annihilate the Jew.” It may be that he, even before Hitler, Himmler, or
the others, had visualized the annihilation of the Jews, but the Nazis
were not at first ready completely to defy world opinion and they
confined themselves to persecution and to making life in Germany
unbearable for Jews. To the never-ceasing accompaniment of the _Stürmer_
and the official Nazi press the campaign of Jew-baiting was fostered and
encouraged. Rosenberg, Von Schirach, Göring, Hess, Funk, Bormann, Frick
joined hands with Streicher and Goebbels. The boycott in April 1933
celebrated the Nazi accession to power and provided only a taste of what
was to follow. It was accompanied by demonstrations and
window-smashing—“Action Mirror” as it has been referred to in this
Court. Accounts of typical incidents are given in the affidavit of the
witness Geist who describes the events in Berlin on 6 March 1933
(Document Number 1759-PS):
“Wholesale attacks on the Communists, Jews, and those who were
suspected of being either; mobs of SA men roamed the streets,
beating up, looting, and even killing persons.”
In 1935 followed the infamous Nuremberg Decrees. In 1938 the so-called
spontaneous demonstrations ordered throughout Germany resulted in the
burning of the synagogues, the throwing of 20,000 Jews into
concentration camps with the accompaniment of penalties, of Aryanization
of property, and the wearing of a yellow star.
The cynicism of these men and the merciless character of their policy
towards the Jews appeared at Göring’s meeting of 12 November 1938, when
they vied with each other in suggesting methods of degrading and
persecuting their helpless victims. Neither Hitler nor Himmler, whom
today they seek to blame, was present, but who, reading the record of
that meeting, can doubt the end in store for the Jews of Europe? At that
meeting Heydrich reported on the events which occurred on the night of 9
November: 101 synagogues destroyed by fire, 76 demolished and 7,500
stores ruined throughout the Reich. The Reichsmark approximate cost of
replacing broken glass alone was estimated at 6 million and the damage
to one store alone in Berlin at 1.7 million Reichsmark. Heydrich also
reported 800 cases of looting, the killing of 35 Jews, and estimated the
total damage of property, furniture, and goods at several hundred
million Reichsmark.
You will recall Heydrich’s order for the riot, including the arrests of
the Jews and their removal to concentration camps. After referring to
the fact that demonstrations were to be expected in view of the killing
of a German legation official in Paris that night, he instructs the
Police on the prospective burning of synagogues, destruction of
business, and private apartments of Jews, and in their duty to refrain
from hindering the demonstrators: “... the Police has only to supervise
compliance with the instructions.” And finally (Document Number
3051-PS):
“In all districts as many Jews—especially rich ones—are to be
arrested as can be accommodated in the existing prisons. For the
time being only healthy men, not too old, are to be arrested.
Upon their arrest, the appropriate concentration camps should be
contacted immediately in order to confine them in these camps as
fast as possible.”
We now know from the evidence with regard to the seizure of the houses
of Jews by Neurath and Rosenberg why the orders were to concentrate upon
the richest (Document Number 1759-PS).
These events are neither secret nor hidden. Ministers were writing to
each other and discussing them. Long before 1939 they were common
knowledge not only to Germany but to the whole world. Every one of these
defendants must have heard again and again stories similar to that of
Sollman. Almost all of them have sought to gain credit from helping one
or two Jews; and you will remember the evidence of a special office in
Göring’s Ministry to deal with protests, and his witness Körner who
stated with pride that Göring had always intervened on behalf of
individuals (Session of 12 March 1946 a. m.). Perhaps it afforded them
some gratification or eased their conscience in some way occasionally to
demonstrate their influence by exempting some unhappy individual who
sought their favor from the general horror of the regime which they
continued to uphold. But these men participated in a Government which
was conducted without any regard for human decency or established law.
There is not one of them who, being a member of the Government during
that period, has not got the blood of hundreds of his own countrymen on
his hands.
Göring and Frick established the concentration camps; the witness
Severing and the documents quoted testify to the murders which took
place in them at a time when these two were directly responsible. Even
Göring could not defend all the murders of 30 June 1934. He shares with
Hess and Frick the responsibility for the Nuremberg Laws. The record of
the meeting of 12 November 1938 (Document Number 1816-PS) and Göring’s
initials on Heydrich’s order of the 9 November (Document Number 3051-PS)
require no comment.
As Ambassador in England, Ribbentrop must have been well aware of the
facts, if only from the English papers, whilst his delegate Woermann
assented to the atrocities reported to the meeting of 12 November 1938.
The previous owner of his country house, Herr Von Remitz, was placed in
a concentration camp, and he expressed his sentiments toward the Jews to
M. Bonnet, on 8 December 1938 in the following terms (Document Number
L-205):
“The German Government had therefore decided to assimilate
them”—the Jews—“with the criminal elements of the population.
The property which they acquired illegally would be taken from
them. They would be forced to live in districts inhabited by the
criminal classes.”
Hess, who set up an office for racial policy in 1933, shares
responsibility for the Nuremberg Decrees (Document Number 1814-PS).
At the meeting of 12 November 1938 a full report was given of similar
measures against the Jews in Austria (Document Number 1816-PS) and it
seems certain that the Defendant Kaltenbrunner as a faithful member of
the Party was giving full support to the necessary measures. The
evidence that Seyss-Inquart was playing his part is before the Tribunal.
Rosenberg was writing _The Myth of the 20th Century_ and taking his full
share in the struggle against the Church and in the anti-Semitic policy
of the Government; whilst even Raeder on Heroes’ Day 1939 was speaking
of “the clear and inspiring summons to fight Bolshevism and
international Jewry whose race-destroying activities we have
sufficiently experienced on our own people.”
Frick, as Minister of the Interior, bears a responsibility second to
none for the horrors of the concentration camps and for the Gestapo,
whilst Frank, as Minister of Justice for Bavaria, was presumably
receiving the reports on the murders in Dachau. He was the leading
jurist of the Party, a member of the Central Committee which carried out
the boycott of the Jews in March 1933 and he spoke on the wireless in
March 1934 justifying racial legislation and the elimination of hostile
political organizations. He also was present at Göring’s meeting.
The Tribunal will not require to be reminded of the part played by
Streicher. It was in March 1938 that the _Stürmer_ began consistently to
advocate extermination, the first article of a series which was to
continue throughout the next 7 years, beginning with an article signed
by Streicher ending with the words: “We are approaching wonderful
times—a Greater Germany without Jews.”
Funk, as Vice President of the Reich Chamber for Culture from 1933, had
participated in the policy for the elimination of the Jews (Document
3505-PS); he was present and assented to the recommendations at Göring’s
November meeting in 1938 at which it will be remembered Göring suggested
that it would have been better to kill 200 Jews, whereupon Heydrich
mentioned that in fact the number was a mere 35 (Document 1816-PS).
Schacht himself admitted that as early as the second half of 1934 and
the first half of 1935 he found that he was wrong in thinking that
Hitler would bring the “revolutionary” force of the Nazis into a
regulated atmosphere, and that he discovered that Hitler, having done
nothing to stop the excesses of individual Party members or Party
groups, was in fact pursuing a “policy of terror.” Nevertheless he
remained in office and Schacht accepted the Golden Party Badge in
January 1937 when Von Eltz refused it.
Schirach has confirmed his part in insuring that the younger generation
of Germany grew up rabid anti-Semites under his teaching. He cannot
escape responsibility for training the youth to bully Jews, to persecute
the Church, to prepare for war. This perversion of children is perhaps
the basest crime of all.
Sauckel, who had joined the Party in 1921, filled the post of Gauleiter
of Thuringia (Document Number 2974-PS). He cannot have been ignorant of
the persecution of the churches, of the trade unions, of other political
parties and of the Jews, taking place throughout this important Gau, and
there is every reason to suppose that he gave the fullest support to
these policies and thus enhanced his reputation with the Nazis. Papen
and Neurath were in a better position to judge these matters than any of
the other defendants, since it was their political associates who were
being persecuted; whilst, in the case of Papen, some of his own staff
were killed and he himself arrested and was lucky to escape with his
life.
Neurath’s attitude to the Jews is shown by his speech in September 1933:
“The stupid talk about purely internal affairs, as for example
the Jewish question, will quickly be silenced if one realizes
that the necessary cleaning up of public life must temporarily
entail individual cases of personal hardship but that
nevertheless it only serves to establish all the more firmly the
authority of justice and law in Germany.”
What prostitution of these great words!
Of the remainder, all were men of intelligence and already held
positions of considerable authority. None of them can have been ignorant
of what the whole world knew, yet not one of them has suggested that he
made any effective protest against this regime of brutality and terror.
All of these men continued in their spheres of government and in the
highest positions of responsibility. Each in his part—and such a vital
part—these men built up the evil thing, the ultimate purpose of which
was so well known to them, and instilled the evil doctrines which were
essential to the achievement of that purpose. It was Lord Acton—that
great European—who, 80 years ago, in expressing his conviction of the
sanctity of human life, said: “The greatest crime is homicide. The
accomplice is no better than the assassin; the theorist is the worst.”
I shall return if I may, later, to the question of conspiracy and to the
part these men played in it, but no conclusion upon the conspiracy
charge in the first Count of the Indictment is really possible until the
specific crimes set out in the subsequent counts have been considered.
And first of these is the Crime against Peace, set out in Count Two. I
say first, first in its place in the Indictment. Moralists may argue
which is greatest in moral guilt. But this perhaps should be said at the
very outset. It is said that there is no such crime as a crime against
peace, and those superficial thinkers who, whether in this Court or in
armchairs elsewhere, have questioned the validity of these proceedings,
have made much of this argument. Of its merits I shall have something to
say presently. But let it be said plainly now that these defendants are
charged also as common murderers. That charge alone merits the
imposition of the supreme penalty and the joinder in the Indictment of
this Crime against Peace can add nothing to the penalty which may be
imposed on these individuals. Is it, then, a mere work of supererogation
to have included this matter in the Indictment at all? We think not, for
the very reason that more is at stake here than the fate of these
individuals. It is the crime of war which is at once the object and the
parent of the other crimes; the Crimes against Humanity, the War Crimes,
the common murders. These things occur when men embark on total war as
an instrument of policy for aggressive ends.
Moreover, taking this crime, the Crime against Peace, in isolation, it
was responsible for the deaths in battle of 10 million men, and for
bringing to the very edge of ruin the whole moral and material structure
of our civilization. Although it may be that it may add nothing to the
penalty which may be imposed upon these men, it is a fundamental part of
these proceedings to establish for all time that international law has
the power, inherent in its very nature, both to declare that a war is
criminal and to deal with those who aid and abet their states in its
commission. I shall come back to the law. Let me first refer to the
facts.
You have had from Defense Counsel an elaborate, but a partial and a
highly controversial account of foreign relations leading up to 1939. I
do not propose to follow them in that examination, nor am I concerned to
say that as events have turned out, the policies pursued by the
democratic powers may not sometimes have been weak, vacillating, and
open to criticism. Defense Counsel have sought to base some argument on
the protocol attached to the German-Soviet Pact. They argue that it was
wrong. I am not concerned with that, and, of course, I do not concede
it. But let them argue that it was wrong. Do two wrongs make a right?
Not in that international law which this Tribunal will administer.
The review which Defense Counsel have made entirely overlooks the two
basic facts in this case, that from the time of _Mein Kampf_ on, the
whole aim of Nazi policy was expansion, aggression, domination, and that
the democratic powers had to deal with a Germany of which that was, in
spite of occasional lip service to peace, the fundamental aim. If peace
was contemplated at all, it was peace only at Germany’s price. And
knowing that that price would not be and could not be paid voluntarily,
the Germans were determined to secure it by force.
Whilst the German people were being psychologically prepared for war,
the necessary measures of rearmament were taken simultaneously. At his
conference on the 23d of November 1939, Hitler summed up this period of
preparation in these words (Document Number 789-PS):
“I had to reorganize everything beginning with the mass of the
people extending it to the Armed Forces. First internal
reorganization, eradication of appearances of decay and of
defeatist ideas, education for heroism. While reorganizing
internally, I undertook the second task to release Germany from
its international ties ... secession from the League of Nations
and denunciation of the Disarmament Conference ... After that
the order for rearmament... In 1935 the introduction of
compulsory armed service. After that militarization of the
Rhineland...”
The conspirators set out first to get rid of the political restraints
which prevented rearmament. In October 1933 Germany left the League of
Nations and in March 1935 renounced the armament clauses of Versailles
and informed the world of the establishment of an air force, of a large
standing army, and of conscription. Already the Reich Defense Council
had been set up and its Working Committee had had its second meeting as
early as 26 April 1933 with representatives from every department. It is
difficult, is it not, to believe that reading the minutes of these
meetings, as they must have done, Neurath, Frick, Schacht, Göring,
Raeder, Keitel, and Jodl, the last two being generally present, can have
supposed that the regime did not intend war.
On the economic side Schacht, already President of the Reichsbank and
Minister of Economics, was made General Plenipotentiary for War Economy
in May 1935. The appointment was to be a complete secret (Document
Number 2261-PS). His contribution is best expressed in his own words
(Document Number EC-611):
“It is possible that no bank of issue in peacetime carried on
such a daring credit policy as the Reichsbank since the seizure
of power by National Socialism. With the aid of this credit
policy, however, Germany created an armament second to none and
this armament in turn made possible the results of our policy.”
Schacht’s speech on 29 November 1938 is seen to be no boast when the
report of his deputy, which has been put in evidence, is considered.
That report shows that under Schacht’s guidance, 180,000 industrial
plants had been surveyed as to usefulness for war purposes (Document
Number EC-258). Economic plans for the production of 200 basic materials
had been worked out. A system for the letting of war contracts had been
revised, allocations of coal, motor fuel and power had been determined,
248 million Reichsmark had been spent on storage facilities alone,
evacuation plans for skilled workers and war materials and military
zones had been worked out; 80 million wartime ration cards had already
been printed and distributed to local areas and a card index on the
skill of some 20 million workers had been prepared.
The most detailed and thorough preparations which that report sets out
were not made without the knowledge of every member of the Government
and no more graphic illustration of the common purpose and awareness of
the aim which permeated all departments of the State is to be found than
the second meeting of the Reich Defense Council itself held on 25 June
1939, under the presidency of the Defendant Göring, the head of the Four
Year Plan. The Defendants Frick, Funk, Keitel, and Raeder were present
and Hess and Ribbentrop were represented. The methodical detail in the
plans which were being worked out—the preparation in respect of
manpower involving the use of concentration camp workers and the
unfortunate slaves of the protectorate are eloquent testimonies to the
size of the struggle upon which these men knew that Germany was about to
embark.
The major share in rearmament must be attributed to the Defendants
Göring, Schacht, Raeder, Keitel, and Jodl, but the others, too, each in
his sphere, played their parts: Rosenberg, Schirach, and Streicher in
education, Dönitz in the preparation of the U-boat fleet, Neurath and
Ribbentrop in the field of foreign affairs.
Funk and Fritzsche were reorganizing propaganda and news systems until
the former succeeded Schacht and became Minister of Economics and in
September 1938 General Plenipotentiary for Economics. As Plenipotentiary
Funk was charged with insuring the economic conditions for the
production of the armament industry, according to the requirements of
the High Command. Frick as Plenipotentiary for the Reich Administration
(Document Number 2978-PS), with Funk and Keitel, formed the Three Man
College planning the necessary steps and decrees in case of war.
It is unnecessary in assessing this work of rearmament to do more by way
of summary than to quote the words of Hitler himself in the memorandum
which Jodl described as written during two nights of work by the Führer
personally and which he sent to the Defendants Raeder, Göring, and
Keitel. In that memorandum of 9 October 1939, Hitler finally disposes of
the evidence of these defendants that Germany was never adequately
prepared for war (Document Number L-52):
“The military application of our people’s strength has been
carried through to such an extent that within a short time at
any rate it cannot be markedly improved upon by any manner of
effort.”
And again:
“The warlike equipment of the German people is at present larger
in quantity and better in quality for a great number of German
divisions, than in the year 1914. The weapons themselves, taking
a substantial cross section, are more modern than is the case
with any other country in the world at this time. They have just
proved their supreme warworthiness in a victorious campaign. In
the case of the armaments of other countries this has yet to be
demonstrated. In some arms Germany today possesses clear
indisputable superiority of weapons.”
And then, speaking of the ammunition available after the conclusion of
the Polish campaign:
“There is no evidence available to show that any country in the
world disposes of a better total ammunition stock than the
German Reich.... The Air Force at present is numerically the
strongest in the world.... The anti-aircraft artillery is not
equalled by any country in the world.”
That, then, was the practical result of 6 years of intensive rearmament
carried out at the expense and with the knowledge of the whole of the
German people.
Meanwhile the youth of Germany was educated and drilled in semimilitary
formations for war and then, on reaching the age for conscription, was
called up for more intensive training. This was going on throughout the
Reich, together with the enormous work of economic preparation. Is it to
be believed that any one of these men did not guess—did not, indeed,
know—the purpose of this terrific effort?
If, indeed, any of them was in doubt, the successful actions in
which—to use the words of one of Neurath’s witnesses—“the Nazis were
able to reap cheap laurels without war through the successfully
practiced tactics of bluff and sudden surprise,”—must have opened their
eyes.
The first step was the Rhineland and the technique became the model for
each subsequent move. On 21 May 1935, Hitler gave a solemn assurance
that the stipulations of Versailles and Locarno were being observed. Yet
3 weeks earlier on the very day of the conclusion of the Franco-Soviet
Pact, later to become the official excuse for the reoccupation of the
Rhineland, and the defense for it, before this Tribunal, the first
directive for reoccupation had been issued to the service chiefs. The
Defendant Jodl, having perhaps noted the significance of the date, has
sought to persuade the Tribunal that his first admission, that
“Operation Schulung” referred to the reoccupation of the Rhineland, was
wrong, and that it applied to some military excursion in the Tyrol. Yet
on the 26th of June he himself was addressing the Working Committee of
the Reich Defense Council on the plans for reoccupation and revealing
that weapons, equipment, insignia, and field grey uniforms were being
stored in the zone under conditions of the greatest secrecy (Document
Number EC-405). Can anyone who reads his words doubt that this process
had been going on at least for 7 weeks?
Any representative of the innumerable departments who attended that
meeting and heard Jodl’s remarks on the 26th of June 1935 or who
subsequently read the minutes knew what to expect. On the 2d of March
1936 the final orders were given and passed to the Navy 4 days later
(Document Number C-194). The Defendants Keitel, Jodl, Raeder, Frick,
Schacht, and Göring were all involved in the necessary executive action
and, if his U-boats complied with the instruction of the 6th of March,
the Defendant Dönitz, as well.
From the beginning, at every stage you see the common plan worked
out—and worked out as it could only be if each of those men played his
allotted part. First the period of apparent quiet, during which treaties
are concluded, assurances given, and protestations of friendship made
while beneath the surface the Auslands-Organisation under Hess and
Rosenberg begins to undermine and disrupt. The victim is deceived by
open promises and weakened by underhand methods. Next, the decision to
attack is taken and military preparations are hastened. If the victim
shows signs of suspicion, the assurances of friendship are redoubled.
Meanwhile, the finishing touches are put to the work accomplished by the
fifth column. Then when all is prepared, what Hitler called “the
propagandist cause for starting the war” is chosen, frontier incidents
are faked, abuse and threats take place of fair words and everything is
done to terrify the victim into submission. Finally, the blow is struck
without warning. The plan varies in detail from case to case, but
essentially, it is the same, the perfect example repeated again and
again, of treachery, intimidation, and murder.
The next step was Austria. First, the Nazis arranged the murder of
Dollfuss in 1934. After the evidence in the case of the Defendant
Neurath, there can be little doubt as to his assassination being plotted
in Berlin and arranged by Habicht and Hitler some six weeks before. The
failure of that Putsch made it necessary to temporize, and accordingly
in May 1935 Hitler gave a complete assurance to Austria (Document Number
TC-26). At the same time the Defendant Papen was sent to undermine the
Austrian Government. With the occupation of the Rhineland, Austria was
next on the program but Hitler was still not yet ready, hence the solemn
agreement of July 1936 (Document Number T-22). By the autumn of 1937
Papen’s reports showed progress and accordingly the plot was divulged at
the Hossbach meeting (Document Number 386-PS). A slight delay was
necessary for the removal of the refractory Army leaders, but in
February 1938, Papen having completed his plotting with Seyss-Inquart,
Schuschnigg was lured to Berchtesgaden and bullied by Hitler,
Ribbentrop, and Keitel. Shortly afterward, the final scene took place;
Göring played his part in Berlin. The defendants, Göring, Hess, Keitel,
Jodl, Raeder, Frick, Schacht, Papen, and Neurath, were all aware of this
Austrian plot, Neurath and Papen from the very beginning of it.
With the exception of Göring, each one of them has attempted to put
forward a defense of ignorance which cannot be regarded as other than
ludicrous in the light of the documents. Not one of them has suggested
that he protested, each one of them remained in office thereafter.
Already the plan for Czechoslovakia was ready; it had been discussed at
the Hossbach meeting in November 1937, within 3 weeks of the Munich
Agreement the directive to prepare to march in had been given and on the
15th of March 1939, President Hacha having been duly bullied by Hitler,
Ribbentrop, Göring, and Keitel, Prague was occupied and the Protectorate
established by Frick and Neurath. You will remember the astonishing
admission of Göring that although he certainly threatened to bomb Prague
he never really intended to do it. Ribbentrop also seems to have
considered that in diplomacy any lie is permissible.
The stage was now set for Poland.
As Jodl explained (Document Number L-172):
“The peaceful solution of the Czech conflict in the autumn of
1938 and the annexation of Czechoslovakia rounded off the
territory of greater Germany so that it was possible to consider
the Polish problem on a basis of more or less favorable
strategic premises.”
And now the time has come when, to use Hitler’s words (Document Number
386-PS): “German policy must reckon with its two hateful enemies,
England and France.” And accordingly followed the policy laid down by
Ribbentrop in January 1938 (Document Number TC-75): “The formation in
great secrecy but with whole-hearted tenacity of a coalition against
England.”
In the case of Poland, however, the German Foreign Office had already
advised Ribbentrop as long ago as a month before Munich in the following
terms (Document Number TC-76):
“It is unavoidable that the German departure from the border
problems in the southeast and their direction to the east and
northeast must make the Poles sit up. The fact is that after the
solution of the Czech problem it will be generally assumed that
Poland will be the next in turn. But the later this assumption
sinks in in international politics as a firm factor the better.
In this sense, however, it is important for the time being to
carry on German policy under the well-known and proved slogans
of the right to autonomy and racial unity. Anything else might
be interpreted as pure imperialism on our part and create
resistance to our plan by the Entente at an earlier date and
more energetically than our forces could stand up to.”
In this case, therefore, the usual assurances were reiterated and again
and again Hitler and Ribbentrop made the most explicit statements.
Meanwhile the usual steps were taken, and following the meeting of the
23d of May 1939 (Document L-79), which Raeder described as an academic
lecture on war, the final military economic and political preparations
for war against Poland were taken and in due time war was commenced; and
you get that quotation that you have heard so often, and it ought to be
remembered for all times (Document Number 1014-PS):
“The victor shall not be asked later on whether we were telling
the truth or not. In starting and making a war, not the right is
what matters, but victory.”
These were Hitler’s words, but those men echoed and implemented them at
every stage. That was the doctrine underlying Nazi policy. Step by step
the conspirators had reached the crucial stage and had launched Germany
upon an attempt to dominate Europe and involve the world in untold
horror. Not one of these men had turned against the regime. Not one of
them except Schacht—to whose vital contribution to the creation of the
Nazi monster I shall return later—had resigned and even he continued to
lend his name to the Nazi Government.
Would that be a convenient place to adjourn?
THE PRESIDENT: Yes, we will adjourn now.
[_A recess was taken._]
SIR HARTLEY SHAWCROSS: If it please the Tribunal: Holland having been
overrun, the course of the war soon showed that Germany’s military aims
and the interests of her strategy would be improved by further
aggression. I do not propose to take time now by tracing again the
various steps. As Hitler said at the meeting in November 1939 (Document
739-PS):
“Breach of the neutrality of Belgium and Holland is meaningless.
No one will question that when we have won. We shall not bring
forth as silly a reason for the breach of neutrality as in
1914.”
Norway and Denmark were invaded. No kind of excuse, then or now, has
been put forward for the occupation of Denmark, but a strenuous attempt
has been made in the course of this Trial to suggest that Norway was
invaded only because the Germans believed that the Allies were about to
take a similar step. Even if it were true, it would be no answer, but
the German documents completely dispose of the suggestion that it was
for such a reason that the Germans violated Norwegian neutrality.
Hitler, Göring, and Raeder had agreed as early as November 1934, and I
quote (Document Number C-190): “... no war could be carried on if the
Navy was not able to safeguard the ore imports from Scandinavia.”
Accordingly, as the European struggle drew near, a nonaggression pact
was made with Denmark on 31 May 1939 (Document Number TC-24) following
the mutual assurance to both Norway and Denmark which had already been
given a month earlier (Document Number TC-30). At the outbreak of the
war a further assurance was made to Norway (Document Number TC-31),
followed by another on the 6th of October (Document Number TC-32). On
the 6th of September, 4 days after his assurance, Hitler was discussing
with Raeder the Scandinavian problem and his political intentions in
regard to the Nordic states, expressed in Admiral Assman’s diary as: “a
North Germanic community with limited sovereignty in close dependence on
Germany.”
On the 9th of October, 3 days after his most recent assurance, in his
memorandum for the information of Raeder, Göring, and Keitel, Hitler was
writing of the great danger of the Allies blocking the exits for U-boats
between Norway and the Shetlands and of the consequent importance of
“the creation of U-boat strongpoints outside these constricted home
bases” (Document Number L-52). Where outside the constricted home bases
if not in Norway?
It is significant that the very next day Dönitz submitted a report on
the comparative advantages of the different Norwegian bases (Document
C-5), having discussed the matter with Raeder some 6 days before
(Document C-122). The strategic advantages were apparent to all these
men and the hollowness of the defense that the invasion of Norway was
decided upon because it was believed that the Allies were going to
invade is completely exposed when you consider the statement in Hitler’s
memorandum preceding the passage I have just quoted, that (Document
Number L-52):
“Provided no completely unforeseen factors appear, their
neutrality in the future is also to be assumed. The continuation
of German trade with these countries appears possible even in a
war of long duration.”
Hitler saw no threat from the Allies at that time.
Rosenberg and Göring’s deputy, Körner, had been in touch with Quisling
and Hagelin as early as June and it is clear from Rosenberg’s subsequent
report that Hitler had been kept fully informed (Document Number
004-PS). In December the time for planning had arrived and the decision
to prepare for invasion was accordingly taken at a meeting between
Hitler and Raeder (Document Number C-66). It was not long before Keitel
and Jodl issued the necessary directives and in due course as necessary,
Göring, Dönitz, and Ribbentrop were involved.
On the 9th of October, as I have already said, Hitler was confident that
there would be no danger to the Nordic states from the Allies. All the
alleged intelligence reports contain no information which comes within
miles of justifying an anticipatory invasion based—you might think it
is laughable—on the doctrines of self-preservation. It is true that in
February 1940 Raeder pointed out to him that if England did occupy
Norway the whole Swedish supply of ore to Germany would be endangered
(Document Number D-881), but on the 26th of March he advised that the
Russo-Finnish conflict having ceased, the danger of an Allied landing
was no longer considered serious. Nonetheless he went on to suggest that
the German invasion, for which all the directives had been issued,
should take place at the next new moon, on the 7th of April (Document
Number R-81). It is interesting to note that Raeder’s own war diary
signed by himself and his chief of staff operations records a similar
opinion 4 days earlier. If further evidence were needed to show that the
actual step was taken regardless of any risk of interference from the
West, it is to be found in telegrams from the German ministers at both
Oslo and Stockholm and from the German military attaché at Stockholm,
advising the German Government that, far from being worried over
invasion by the British, the Scandinavian Governments were apprehensive
that it was the Germans who intended to invade (Documents Number D-843,
D-844, D-845). Perhaps Jodl’s comment in his diary for March that Hitler
“is still looking for an excuse” (Document Number 1809-PS) with Raeder’s
lame explanation that this refers to the text of the diplomatic note
which would have to be sent and Ribbentrop’s assertion that he was
informed of the invasion only a day or so before it was to take place
are as conclusive as anything else of the dishonesty of this defense.
Once again all these men in their different spheres were playing their
appointed parts—notably, of course, Rosenberg, who paved the way,
Göring, Raeder, Keitel, Jodl, and Ribbentrop who took the necessary
executive action. Not one of them protested: Even Fritzsche’s only
defense is that he was not told until a very late stage when he was as
usual required to broadcast. He does not suggest that he protested. Once
again, a completely ruthless invasion of two countries was undertaken in
breach of every treaty and assurance, solely because it was
strategically desirable to have Norwegian bases and to secure
Scandinavian ore.
And so it went on: Yugoslavia, her fate settled before the war, Greece,
and then Soviet Russia. The German-Soviet Pact of the 23d of August 1939
paved the way. Complete worthlessness of a Ribbentrop signature is made
clear by Hitler’s memorandum 6 weeks later, where he remarked (Document
Number L-52): “The trifling significance of treaties of agreement has
been proved on all sides in recent years.”
By the 18th of December 1940 it must have become apparent that the
German hopes of overcoming the resistance of Great Britain—then and for
many months holding the fort of freedom and democracy alone against an
enemy never more powerful than at that time—were vain, and so the first
directive was issued for an attack in another direction this
time—against Soviet Russia (Document Number 446-PS). It is indeed
true—and it is interesting—that on this occasion a number of the
defendants did make some objection. Little Norway might be violated
without protest: There was no danger there. There was happy acquiescence
in the rape of the gallant Netherlands and of Belgium. But here was an
enemy which might perhaps strike fear in the heart of the bully. The
defendants objected, of course, if at all, on purely military grounds,
although Raeder does say that he was influenced by the moral wrong which
a breach of the German Soviet treaty would involve. It is for you to
say. These moral scruples which ought so properly to have manifested
themselves on countless other occasions are only previously recorded
when one of his officers wishes to marry a lady of doubtful reputation.
The truth is that some of these men were beginning to become
apprehensive. Great Britain’s resistance had already begun to make them
think. Was Hitler now taking on another enemy whom he could not defeat?
Once the decision was taken, however, every one of them set to work to
play his part with his usual disregard for all laws of morality or even
decency.
In no single case did a declaration of war precede military action. How
many thousands of innocent, inoffensive men, women, and children,
sleeping in their beds in the happy belief that their country was and
would remain at peace, were suddenly blown into eternity by death
dropped on them without warning from the skies? In what respect does the
guilt of any one of these men differ from the common murderer creeping
stealthily to do his victims to death in order that he may rob them of
their belongings?
In every single case, as the documents (Documents 386-PS, L-79) make
clear, this was the common plan. The attack must be “blitzartig
schnell”—without warning, with the speed of lightning—Austria,
Czechoslovakia, Poland—Raeder repeating Keitel’s directive for “heavy
blows struck by surprise” (Document Number C-126)—Denmark, Norway,
Belgium, Holland, Russia. As Hitler had said in the presence of a number
of these men (Document Number L-79): “Considerations of right or wrong
or treaties do not enter into the matter.”
The killing of combatants in war is justifiable, both in international
and in municipal law, only where the war itself is legal. But where a
war is illegal, as a war started not only in breach of the Pact of Paris
but without any sort of warning or declaration clearly is, there is
nothing to justify the killing, and these murders are not to be
distinguished from those of any other lawless robber bands.
Every one of these men knew of these plans at one stage or another in
their development. Every one of these men acquiesced in this technique,
knowing full well what it must represent in terms of human life. How can
any one of them now say he was not a party to common murder in its most
ruthless form?
But I am dealing now not with the murders which alone so well justify
the condemnation of these men, but with their crime against peace. Let
me say something about the legal aspect of this matter, for it is one to
the firm establishment of which His Majesty’s Government of the United
Kingdom, and indeed all the chief prosecutors here, attach great
importance.
The distinguished speech by Professor Jahrreiss for the Defense was free
of ambiguity. The effect was that though the Kellogg-Briand Pact and the
other international declarations and treaties rendered aggressive war
illegal, they did not make it criminal. In support of this contention it
was argued that they could not have done so because any such attempt to
make aggressive war a crime would be contrary to the sovereignty of
states, and that, in any event, the entire system of prohibition of war
had collapsed before the outbreak of the second World War and therefore
ceased to be law. It was further argued that these treaties were not
taken seriously by numerous jurists and journalists whose opinions were
cited and were not really entitled to be treated seriously because they
contained no provision for coping with the problem of the peaceful
change of the _status quo_. With regard to the Pact of Paris itself,
counsel contended that there could be no question of a criminal—or even
unlawful—breach of that Pact of Paris because it left to each state,
including Germany, the right to determine whether it was entitled to go
to war in self-defense. Finally it was suggested that the state could
not become the subject of criminal responsibility and that, if that
proposition were not admitted, the crime was one of the German State and
not of individual members of it, because in the German State which
launched that war upon the world there were no individual wills but only
one sovereign, uncontrolled, and final will—that of the
dictator-Führer.
It might be enough for me to say that this entire line of arguments is
beside the point and cannot be heard in this Court since it is in
contradiction to the Charter. For the Charter lays down expressly that
the planning—and I emphasize the word “planning”—preparation,
initiation, or waging of a war of aggression or of a war in violation of
international treaties, agreements, or assurances shall be considered
crimes coming within the jurisdiction of the Tribunal. It would appear,
therefore, that the only way in which the accused can escape liability
is to show to the satisfaction of the Tribunal that these wars were not
wars of aggression or in violation of treaties. They have not done that.
That being so one asks what is the purpose of the argument which has
been advanced in their behalf. Is it to deny the jurisdiction of this
Tribunal in this matter? Or what is perhaps more probable, is it a
political appeal to some outside audience which may be more easily
impressed by the complaint that the accused are being made the object of
post factum legislation?
Whatever its object, it is important that the argument should not go
unchallenged. I am anxious not to take up time by repeating what I said
in my opening statement on the change effected in the position of war in
international law as the result of the long series of treaties, in
particular the General Treaty for the Renunciation of War. I have
submitted that that treaty, one of the most generally signed
international treaties, established a rule of international law with a
solemnity and clarity which is often lacking in customary international
law; that the profound change which it produced, and this is important,
although indeed the distinction between just and unjust wars had been
recognized in medieval times, was reflected in weighty pronouncements of
governments and statesmen. I submit that it rendered illegal recourse to
war in violation of the treaty, and that there is no difference between
illegality and criminality in a breach of law involving the deaths of
millions and a direct attack on the very foundations of civilized life.
Nor do I propose to take time by answering in detail the, if I may say
so, strange chain of legal argument put forward by the Defense such as
that the treaty had no effect attributed to it by its signatories on the
ground that it was received in some quarters with disbelief or cynicism.
Even more curious to ordinary legal thinking is the reasoning that in
any case that treaty—and the other treaties and assurances which
followed it—had ceased to be legally binding by 1939 because by that
time the entire system of collective security had collapsed. The fact
that the United States declared its neutrality in 1939 was cited as an
example of the collapse of the system as if the United States had been
under any legal obligation to act otherwise. But what is the relevance
of the fact that the system designed to enforce these treaties and to
prevent and to penalize criminal recourse to war failed to work? Did the
aggressions of Japan and Italy and the other states involved in the Axis
conspiracy, followed by the German aggressions against Austria and
Czechoslovakia, deprive those obligations of their binding effect simply
because those crimes achieved a temporary success? Since when has the
civilized world accepted the principle that the temporary impunity of
the criminal not only deprives the law of its binding force but
legalizes his crime?
And you will notice, incidentally, that in the case both of the Japanese
and Italian aggressions, the Council and the Assembly of the League of
Nations denounced these acts as violations both of the Covenant and of
the General Treaty for the Renunciation of War and that in both cases
sanctions were decreed. It may be that the policemen did not act as
effectively as one could have wished them to act. But that was a failure
of the policeman, not of the law.
But not content with the remarkable suggestion that by their very
aggressions, because of the reluctance of the peace-loving states to
take arms against the blackmail and the bullying which was directed
against them, the aggressors had abrogated the law against aggression,
the defendants have introduced some question of self-defense. They have
not, indeed, really suggested that these wars were defensive wars. Not
even Goebbels in his wildest extravagances went quite so far as that. It
appears that what they seek to say is not that their wars were wars in
self-defense, but that since the Pact of Paris not only left intact the
right of states to defend themselves but also the sovereign right of
each state to determine whether recourse to war in self-defense was
justified in the circumstances, it did not in fact contain any legal
obligation at all. That is, in our strong submission, a wholly
fallacious argument. It is true that in the declarations preceding and
accompanying the signature and the ratification of the Pact of Paris,
self-defense was not only recognized as an inherent and inalienable
right of the parties to the treaty, but its signatories reserved for
themselves the exclusive right of judging whether circumstances called
for the exercise of that right.