Police received its instructions directly from Berlin, over the head of
the Reich Protector. Frank speaks therein of the report on the first
demonstrations, which he had sent to Berlin, and in which he had asked
for instructions; he had received them by return mail from the Führer’s
headquarters through the Security Police in Prague, to which office they
had been sent by Berlin directly and he, Frank, received them from
there. There is no mention whatever of the person or even of the office
of the Reich Protector during the entire proceedings; it is an internal
affair of the Police involving the Higher SS and Police Leader Frank.
Because of the importance of this point, I would like to refer
explicitly to the statements, made by the witnesses Von Burgsdorff and
Völckers, both of whom were, on the basis of their official position,
thoroughly conversant with this question during the entire time the
defendant was in office. Burgsdorff testified that the Police was under
Frank, who received his orders directly from Himmler. Völckers said that
the defendant had no influence on Frank’s activities, and thereby on the
Police. In practice, from the very start, the Police and, therefore,
also State Secretary Frank took their measures independently of the
defendant. This was legally confirmed later through the ordinance of 1
September 1939. All witnesses, also in their written testimonies,
testify that the relations between the defendant and Frank had been as
bad as can be imagined.
It is entirely impossible in such a state of affairs that the Chief of
the SD and the Security Police should have been active as political
adviser to the defendant. The defendant cannot at all remember a decree
of May 1939 about the appointment of this man, to which reference is
made in the document by the Chief of Security Police—Document Number
USSR-487. In any case, according to his definite statement, he never
performed any duties. The document, USSR-487, therefore, does not appear
to be conclusive as evidence. The copy handed to me by the Prosecution
is dated 21 July 1943. That alone proves that the appointment of the SD
leader, if it occurred at all, did not take place during the defendant’s
entire time in office. Aside from the date, however, the “reference” of
the latter shows that this appointment does not at all concern a
political adviser to the Reich Protector himself, but to the State
Secretary for Security Matters—that is, Frank. The address “Der Herr
Reichsprotektor” is not to be understood to mean the person, but rather
the office. In German official circles it was customary to speak of the
“Herr” Reichsminister, _et cetera_, even though he was not meant
personally, but some department of his office. It is entirely credible
and probable that the SD leader was appointed political adviser to the
State Secretary, who at the same time was State Secretary to the office
of the defendant and independent State Secretary for Security Matters.
Precisely from the so-called “warning,” given at the end of August 1939,
with which the Prosecution charged my client, it can be seen how he
himself felt about the ways and means of easing the minds of the
population and of preventing acts of violence and insubordination on
their part. According to his sworn testimony, the defendant thereby
intended to discourage the population from committing acts of violence
and especially to prevent acts of sabotage—which were to be expected in
this time of high political tension before the war—thus preventing
harsh police or legal measures which would only serve to embitter the
population even more. It is doubtless more humane to issue such a
warning, and thereby prevent such crimes, rather than allow crimes to be
committed without previous warning and afterward mete out severe
punishment. The fact that acts of sabotage, if it was impossible to
prevent them, had to be severely punished in those times would certainly
have been acknowledged also in any other country and taken for granted.
As the defendant testified, the warning fulfilled its purpose. No
special punishments were threatened or fixed; it contained no special
threats of punishment whatever, but referred, as the wording proves, to
criminal law already in force.
The sentence, that the responsibility for all acts of sabotage affected
not only the culprit but the entire Czech population, is, of course,
concerned only with the moral responsibility and not the penal one, as
was also confirmed by the defendant. It means that in the case of
repeated serious acts of sabotage, general measures would be taken in
the respective territories, as for example, earlier curfew, ban on going
out, or general stoppage of traffic or electric current, under which the
entire population would have to suffer. A responsibility in the penal
sense would have had to be formulated much more concretely. It was
expressly mentioned at the beginning of the proclamation that anyone who
committed the cited crimes thereby proved himself to be an enemy of the
Reich and had to be punished accordingly. This sentence especially shows
that the penal treatment of such sabotage acts was to be applied
individually. At that time, nobody in Prague, not even the Chief of
Police, would have thought of the idea of decreeing collective
punishments or even, as the Prosecution asserted without any evidence
whatever, of introducing the hostage system. In this connection, I also
wish to refer to the statement made by the witness Von Holleben,
Document Book 5, Document Neurath-158, in which he states, “Neurath,
therefore, always refused to make a person responsible for acts
committed by somebody else.”
From all that has been said previously, we see that the Defendant Von
Neurath cannot be made responsible for the arrests made at the time of
the occupation of the Czech territory, nor for the arrests made at the
outbreak of the war of, as the Prosecution assert, 8,000 prominent
Czechs sent to concentration camps or executed as hostages. These
arrests, according to the defendant’s testimony, with which Frank’s
testimony agrees, were made on direct order from Berlin without
knowledge of the defendant nor even of Frank himself. Bienert’s
contradictory testimony presented by the Prosecution is factually
incorrect, and is based on completely illogical and false deductions.
His deduction that this entire action was under the defendant’s
direction because his order for Bienert’s release had been issued only 4
hours after his arrest is without any logic and is objectively wrong.
Finally, on the basis of the evidence, it is irrefutable that the
defendant is also not responsible for the order to shoot 9 students and
to arrest approximately 1,200 students during the night from 16 to 17
November 1939; that these measures, rightly called terror actions, had
been ordered during his absence from Prague, and without his knowledge,
by Hitler personally and had been carried out on Hitler’s direct order
by Frank; and that also the proclamation of 17 November 1939 announcing
it was neither issued nor signed by him, that on the contrary his name
under it had been misused. It is proved by the testimony of the
defendant himself and by that of the witness Dr. Völckers, who
accompanied the defendant on his trip to Berlin on 16 November 1939, the
day after the student riots, and had returned from Berlin to Prague with
him on the very afternoon of 17 November; furthermore by the written
testimony of Herr Von Holleben, and finally by the affidavit of the
defendant’s secretary, Fräulein Friedrich—Document Book 5, Document
Neurath-159—and of the Baroness Ritter, that the defendant, during the
night of 16 to 17 November, when the shootings and arrests took place,
was not in Prague but in Berlin, and the publication of these incidents
was already posted on the house walls of Prague when the defendant
returned to that city. The defendant is not in the least responsible for
these atrocities. The order for them, as well as the simultaneous order
for the closing of the universities, had, on the contrary, been given
directly to Frank by Hitler in Berlin, and this, as the witness Völckers
expressly affirms, in the absence and without the knowledge of the
defendant.
The value, in consideration of this, which may be ascribed to Dr.
Havelka’s testimony, presented by the Prosecution, is self-evident. The
credibility of this witness Havelka, as well as of all the other Czech
testimony submitted by the Prosecution, must in general be examined with
the very greatest caution. It is subject, from the first, to two very
serious objections. First, all these witnesses are members of the former
autonomous Czech Government—that is, the so-called collaborationists,
who are in jail today for this reason and are awaiting their sentence.
It is humanly quite understandable if today they see in a different
light the conditions then prevailing, judge them differently from what
they really were, and involuntarily confuse the terrible things which
happened after Herr Von Neurath had left Prague with the events while he
was there. This results from a haziness of their memory. We must not
overlook the fact that, as is quite natural, they hope by incriminating
Herr Von Neurath to clear themselves.
Added to this is the fact, which is more important still, that they had
no knowledge whatsoever and could not have had any of the internal,
factual, and legal conditions and competences within the office of the
Reich Protector, and that they therefore are not at all able to judge to
what extent the defendant himself was really the man who issued the
individual decrees and orders or brought them about. One example shows
this very clearly. In the witness Kalfus’ testimony, it is alleged that
the defendant was responsible for the customs union between the
Protectorate and the German Reich. In this respect, I wish to refer only
to the fact that already, in Hitler’s decree of 16 March 1939, it had
been expressly announced that the Protectorate belonged to the customs
district of the Reich. The witness Bienert further asserts that it was
Herr Von Neurath who subordinated to the Germans the political
administration of Bohemia and Moravia, which means state as well as
communal administration. This is, however, also objectively wrong. As I
have already proved, this subordination was ordered by the decree of 1
September 1939, which was not issued by the defendant but by the
Ministerial Council for the Defense of the Reich. These examples should
suffice to show how little credibility can be attached to all these
testimonies, and how little the witnesses were informed about the actual
conditions of organization and authority within the office of the Reich
Protector. The often repeated assertion of the witnesses that the
arrests and many other measures of force by the Gestapo against the
Czech population were done on the order or instruction of the defendant
personally is, for example, either a deliberate falsehood or proof of
their ignorance of even the published official decrees announced in the
Czech official gazette. For the Gestapo, as I have already proved, was
not at all under the jurisdiction of the defendant. The conclusions to
be drawn from this, as to the credibility of all the witnesses, are
self-evident. It is obvious that in contrast thereto the sworn testimony
of the defendant and of the witnesses presented by me, together with the
decrees submitted pertaining thereto, deserve far more credibility.
The allegation of the Czech indictment, and of the testimony on which it
is based, that Herr Von Neurath, in the middle of November 1939, ordered
the closing of the universities has thus been disproved as objectively
wrong. In fact, the closing of the universities took place on the
express order of Hitler. As the evidence has shown beyond any doubt, the
defendant immediately protested to Hitler and succeeded in obtaining his
promise to reopen the universities after one year instead of only after
three years. The defendant cannot be blamed for the fact that Hitler did
not keep his promise. His efforts for the revocation of the closing of
the universities prove, however, how much he was interested in
maintaining the educational standard and the intellectual classes of the
Czech nation.
The defendant did whatever he could for the Czech nation as a whole and
for the individual. This applies especially to the harmful activity of
the Police and the Gestapo, as far as he received information about it.
According to his own testimony, which is confirmed by that of the
witness Dr. Völckers, immediately after the arrest of the students in
the middle of November 1939, he used all the influence at his command
for their release, and as we have heard here, not only out of his own
mouth but also from Dr. Völckers, he succeeded in obtaining the release
of almost all the students by the time he left Prague on 27 September
1941. And he worked in the same way continuously for the release of
about 8,000 prominent Czechs who had been arrested at the beginning of
the war. As proved by his own testimony under oath, these arrests were
ordered by Berlin directly and not by the defendant, as the Czech
witnesses Bienert, Krejci, and Havelka untruthfully maintain, nor even
by Frank or by any other Higher SS or Police Leader in the Protectorate.
Moreover, it is also due to the defendant’s personal intervention that
in 1941 the order Hitler issued at Frank’s and Himmler’s instigation for
the removal and arrest of the then Czech Prime Minister General Elias
was rescinded. Only after he had left was Elias arrested by Heydrich and
later condemned to death by the People’s Court.
Definitely wrong is the allegation of the Czech witness Bienert that the
defendant had arranged for the transportation of Czech workers into the
Reich—that is, that he deported Czech workers by force into Germany. It
is, on the contrary, true that, during the whole term of office of the
defendant, not a single Czech worker was deported by force to Germany.
Until 27 September 1941, no compulsory deportation of labor had yet
taken place in any territory occupied by Germany. That happened only
later. But many Czech workers voluntarily and gladly went to the Reich
and accepted jobs there because of the fixed exchange rate of the
Reichsmark and the higher wages; they earned much more there than in
Prague and could send a great part of their earnings to their relatives
in the Protectorate.
If the Czech Prosecution want further to charge the defendant with the
sending by the Gestapo of arrested persons to concentration camps, and
with the ill-treatment of those individuals there, it must be stated
decidedly that until 27 September 1941, the end of the official activity
of the defendant in the Protectorate, not a single concentration camp
existed in the Protectorate. They were all established only after his
departure, under his successor. The decree, too, concerning protective
and preventive custody, with which the Czech Prosecution apparently wish
to charge him also, was issued only after his departure, on 9 March 1942
as shown by the copy annexed to the Czech report, Document USSR-60.
Lastly, with regard to the charges of the Indictment concerning the
alleged measures taken by the defendant against the Jews, in this point
too the representation of the Indictment does not correspond to the
facts, and is shown to be erroneous on closer examination of the
documents submitted by the Prosecution themselves. Of the total of 21
decrees contained in the British Document Book Number 12b, only 4 were
signed by the defendant himself; 6 were issued directly by the Reich
Ministry, 10 by State Secretary Frank,—or his direct subordinate Dr.
Von Burgsdorff—and one by the Czech State President Hacha.
The first decree signed by Herr Von Neurath himself on 21 June 1939,
which contained nothing but the introduction of regulations valid for
the entire German Reich concerning treatment of Jewish property in the
Protectorate—which since 16 March 1939 was also a part of the German
Reich—had been laid down for the defendant by Berlin when he assumed
office. The fact, however, that it was published on 21 June 1939, 3
months later, proves the correctness of his statement, that he wanted to
give the Jews time to prepare themselves for the introduction of the
Jewish legislation as in force throughout the Reich. Its postponement to
that day was done expressly in the interest of the Jews.
The second decree issued by the defendant himself on 16 September 1940
merely prescribed an obligation to declare securities—that is,
mortgages, which were Jewish property—and corresponded to the various
decrees of the same or similar kind issued in the German Reich, too, and
were applicable to all German nationals.
The third decree, issued and signed by himself, of 5 March 1940, as well
as the fourth of 14 September 1940, as quite clearly shown by their
contents, aimed at making possible and facilitating Jewish emigration,
which the course of events in the Reich had made inevitable. Therefore
both decrees had been issued in the very interests of the Jews
themselves, and prove that the defendant had no anti-Semitic views.
All the documents submitted by me which refer to this matter, among
others the newspaper report concerning the boycott of the Jews in the
spring of 1933—Document Book 1, Document Neurath-9—and the submitted
depositions of witnesses, show that he did not approve of the measures
taken against the Jews, particularly measures of violence, but opposed
them. As shown especially by the deposition of the witness Dr. Koepke,
such measures would have been in contradiction with his Christian and
humane attitude and ideology. It is confirmed that until his departure
from Prague not a single synagogue had been closed, and that no
religious restrictions against the Jews had been decreed. No particular
proof is needed to show that the defendant cannot be made responsible
for the six ordinances issued by the Reich Ministry of the Interior. But
neither does he bear any responsibility for the decrees signed by Frank
and Herr Von Burgsdorff, in view of the independent position of State
Secretary Frank and the competence of the Police concerning all Jewish
matters, which I have described. In opposition to the assertion of the
Indictment, it must be particularly emphasized that, according to his
own sworn deposition, no persecution of the Jews occurred during his
entire tenure of office.
His afore-mentioned humane and Christian attitude and ideology make the
assertions in the Czech report of 4 September 1945 (Document 998-PS),
concerning the alleged hostility of the defendant to the Church, appear
just as unlikely. It is true that the Czech indictment of 14 November
1945 (Document USSR-60) does not make this report an object of an
accusation; but, nevertheless, I should like to speak about it briefly.
It is proved by evidence that the relations between Herr Von Neurath and
the Archbishop of Prague were very good, even friendly, and that the
latter explicitly thanked the defendant for his support of the churches.
This would certainly not have been the case if he had been opposed to
the Church or if he had suppressed the churches, their organizations and
clergy, or persecuted them in any other way. It is certainly not an
extraordinary occurrence that there may have been differences in
official matters, as obviously was the case according to the letter of
the Archbishop submitted by the Prosecution; State and Church always
have had differences with one another, at all times and in all
countries. But this cannot under any circumstances be construed as
implying, on the defendant’s side, a policy opposing the Church. It may
be that members of the clergy were arrested; but, in the first place,
such arrests were ordered not by the defendant, but by the Police, which
was not under his control, and secondly—if the defendant knew of them
at all—not on account of any church activity, but because of political
intrigue. Neither is it clear from the mentioned Czech report whether
the alleged actions against the Church, its organizations and clergy,
actually took place during the defendant’s tenure of office. The
evidence has shown that he did not decree any antiecclesiastical or
antireligious measures. Pilgrimages to the Czech religious shrines, for
example, were expressly permitted by him.
At this point I would also like to emphasize that the defendant was not
guilty of injuring Czech national feeling in any way. Contrary to the
assertion of the Prosecution, he did not destroy or close any Masaryk
houses as the Prosecution would like to charge against him. As far as
the closing of any Masaryk houses is concerned, the SS and the Police,
which were not under his jurisdiction, are exclusively responsible. His
attitude toward the Czech national feeling is best illustrated by the
fact that he especially permitted the customary deposition of wreaths at
the Masaryk monuments.
Nor did the defendant take measures hostile to culture, in spite of all
efforts made in that direction by radical elements. Czech theater life
was not touched and remained completely free, as well as Czech
literature, which was not suppressed or encroached upon in any way, with
the exception, of course, that anything of an anti-German or inciting
character was prohibited. Also the press—which, incidentally, was not
controlled or censured by him, but by the Reich Ministry for
Propaganda—was not submitted to any other limitations than the German
press, since the defendant’s efforts altogether were directed toward
conserving and encouraging Czech cultural life in its characteristic
quality and independence.
I believe it is not necessary for me to go still further into details
about that subject, and that I can confine myself to referring to the
defendant’s own statements and the statements of the German witnesses
about this. The testimony of these witnesses shows clearly what
difficulties and opposition on the part of certain radical circles and
authorities, not least on the part of his own State Secretary Frank, he
had to contend with in his general policy toward the Czech people.
If one wants to summarize his official activities, one may say that his
entire life in Prague was one long struggle: A struggle against the
forces inspired and led by Himmler; a struggle which was all the more
difficult because he did not actually possess full powers in the
Protectorate, and because the offices and authorities which were the
most important and influential in the field of home politics—the entire
Police and the Gestapo—were not subordinate to him. Nevertheless, he
did not abandon this struggle, and never grew tired of protesting to
Hitler again and again and demanding redress—in many cases
successfully; in others, not. He fought up to the very end; he did not
allow failures to discourage him, and he remained faithful to his policy
of reconciliation and compromise, of pacification and conservation of
the Czech people and their national characteristics. And when here again
he was forced to recognize, in the autumn of 1941, that to continue his
fight was hopeless—that Himmler’s influence on Hitler was greater than
his own, and that Hitler had now decided to change over to a policy of
force and terror, and to send Heydrich, who was known as a bloodhound,
to Prague for this purpose, he immediately, just as in the winter of
1937-38 as Foreign Minister, took the consequences, resigned his post,
left Prague, and retired to private life for good.
THE PRESIDENT: Perhaps this would be a convenient time to recess.
[_A recess was taken._]
THE PRESIDENT: The Tribunal will sit in open session on Saturday morning
until 1 o’clock.
DR. VON LÜDINGHAUSEN: What impression this resignation created on the
Czech people, even the circles most hostile to Germany, and what
interpretation was put on it appears, with a clarity that can hardly be
surpassed, from the Czech report—Document USSR-60—which was truly not
dictated by pro-German sentiments or love for my client, and which
characterized this departure of my client as a “gehöriger Schlag” in the
German text—“a heavy blow” in the English text—thereby actually
disavowing its own accusations against Herr Von Neurath. And indeed I
think I have proved that, while discharging the duties of his office,
the defendant did not personally become guilty of a single crime against
humanity punishable under the Charter of this Tribunal; and only such
crime could, after all, be considered here.
And now the basic question of this Trial arises: Did the defendant
become guilty—that is, guilty in a manner punishable under the
Charter—of supporting or aiding Hitler and his accomplices in the
commission of their crimes by accepting the office of Reich Protector
and by keeping it, in spite of the war launched by Hitler a few months
after his assumption of this office, and in spite of the events in
November 1939, and several other occurrences? The Prosecution answer
this question in the affirmative. But can an objective impartial
judgment of matters really lead to this affirmative answer?
One thing should be absolutely certain after what we have heard here
from the defendant himself, from the witnesses whom I questioned on the
subject, and from the affidavits which I presented. Herr Von Neurath was
not moved by external or material reasons to enter and remain in
Hitler’s Government as Foreign Minister. Such reasons were similarly not
responsible for his acceptance of the post of Reich Protector. This is
already proved by the fact that he declined the donation which Hitler
intended to present to him on his seventieth birthday in 1943, but
finding this not practicable, he had this donation in his bank, as I
have proved on the basis of the letter from his bank—Document Book 5,
Documents Neurath-160 and 161—and did not touch one penny of it. And
how little the supposedly illustrious position of the Reich Protector
attracted or even suited him is clearly evident from his letter of 14
October 1939 to the witness Dr. Koepke—Document Book 5, Document
Neurath-150, in which he compares it to a prison.
In both cases, as has been proved not only by the defendant’s own
statements but also by the statements of all the witnesses and documents
which I have introduced, the motive or the reason for the acceptance of
and perseverance in his position was not, by any means, his approval of
the ideologies of the Nazi regime with all its methods and his wish to
support them, but, on the contrary, his high ethical and moral
convictions which sprang from his deep sense of responsibility, as a
human being and as a statesman, toward his people. Since he was not in
the position and had not the power to remove Hitler and the Nazi regime,
he considered it his duty, at least in a limited way within the compass
and limits of his power and in the sphere entrusted to his direction, to
fight the Nazi tendencies he despised and to prevent their
materialization as far as his own strength permitted. Can one, I ask,
really reproach Herr Von Neurath for doing this; can one condemn him,
because the task he had assumed with a sense of moral duty and a
consciousness of responsibility was beyond his strength, and he failed
in it?
May I ask you, Your Honors, to free yourselves of all juridical and
political prejudices, of the retrospective view of things with its
unreliable deductions, and to penetrate into the soul of this man—his
world of thoughts and his conception of life.
Brought up in a home inspired by Christian, humane, and respectable
ideas, and also by a sense of responsibility toward the German people,
he had grown up and reached the age of 60 in a civil service career
under the various governments—first under the imperial government, then
under the changing governments of the Republic. Without paying attention
to their political trends, without asking whether they were
conservative, democratic, or social democratic, he had served them, and
had carried out the tasks assigned to him in his sphere of work. As a
diplomat—as an official of the Reich’s Foreign Service—the field of
internal politics was completely remote to him. He considered it his
sole duty to serve his people as such, regardless of the government in
office and its inner political attitude.
And thus, much against his personal wishes, upon Hindenburg’s call in
the hour of distress, he took over the Foreign Ministry and thereby
entered the Government of the Reich and remained in it also after Hitler
was appointed, not as the representative of any particular political
party, but as Hindenburg’s special confidant in the field of foreign
politics. He was the guarantor of the Reich’s peace policy, the _rocher
de bronze_ in this field. His entire education, his sense of
responsibility toward his people, would not permit him to do anything
else than remain at his post after he had been drawn into the whirl and
dynamics of the National Socialist movement, and then necessarily saw
how this Movement was turning in a direction and making use of means
which he, too, could only condemn.
But just as their sense of responsibility and duty to their own people
had driven other respectable and patriotic Germans to the decision to
remove Hitler and the Nazi regime by force, so it was with the
defendant, whose sense of responsibility and duty, not only toward
himself but also toward his people, forced him to set aside his personal
abhorrence of the immorality of this regime and, by remaining in office
and continuing to conduct its affairs according to his own principles,
to fight actively against this immorality, and thus at least keep it
away from the department under his control and protect his German people
from this immorality of the Nazi regime and its consequences—namely,
war—as long as he was able to do this.
And then, a year and a half after his resignation, when the call came to
him again to accept a position—this time as Reich Protector of Bohemia
and Moravia—and Hitler declared to him that he had expressly selected
him for this position because he considered him the only suitable person
to carry out his intended policy of real reconciliation between the
Czech people and the new conditions and the German people, the very same
sense of duty and responsibility forced him to follow this call. For was
it not natural for him to deduce from the fact that Hitler—in spite of
knowing his opposition to the National Socialist regime, its policies
and methods—desired to entrust him with this task, that Hitler really
and honestly meant to effect a reconciliation and appeasement with the
Czech people? Here he was confronted with a task, the achievement of
which would not only be of the highest benefit to his own but also a
foreign people, a task which not only served for the reconciliation of
two nations but also for the ideal of humanity and Christian brotherly
love, as well as for the protection of the Czech people from the
pernicious methods of the Nazi regime.
And now I ask: Is it not at least just as moral and ethical to pledge
one’s self and one’s person for such a goal, to work actively—if only
to a limited extent—against this regime which one has recognized and
repudiated as immoral and corrupt through an apparent collaboration, if
only outwardly appearing as such, to prevent the use of the methods of
this system and thereby save innocent people from misery and death, as
it is to withdraw grumbling out of personal aversion and look on
inactively while this regime rages against humanity without restraint?
Not everyone has an aggressive character, is a revolutionary who can use
violence against the hated system and its leaders. And do not forget,
Your Honors, that at that time under Hitler’s autocratic regime there
were only these two possibilities to work really actively and positively
against the Nazi regime and its terror. Under this regime there were not
the thousand and one possibilities of fighting a hated and accursed
government, as is the case in free democratic countries with free and
independently elected parliaments. In Hitler Germany any form of active
or even public opposition only meant a completely useless sacrifice. And
therefore I beg you, Your Honors, in judging these matters and in
answering my question, to free yourselves from the democratic conditions
and circumstances which you take so much for granted, but which are
completely incomparable with the conditions in Germany under Hitler at
that time—the lack of consideration of which fact has already caused
much disaster up to very recent times.
And did not the Defendant Von Neurath save the freedom and lives of
thousands of people, whose freedom and lives would have been
irretrievably lost without him, by his very acceptance of the office of
the Reich Protector, and by remaining in it despite the fact that he had
to realize that through no fault of his, he could not fulfill the task
connected with this office, that he did not have at his disposal the
necessary means for its accomplishment, but yet, in spite of all this,
continuing his fight against the terror of the Nazi regime? Is this not
worth a thousand times more; is it not much more moral and ethical than
if he had retired immediately, full of abhorrence and moral indignation?
I do not hesitate to answer this question, just as my first question, in
the affirmative, and to express my conviction that no one can condemn me
for this. Or shall a Sophoclean tragedy be unfolded before us here in
the fate of the defendant, in which a man becomes guilty, due to no
fault of his own, because he obeyed his conscience and his sense of
responsibility?
Your Honors, I believe I have shown and proved by my preceding
statements that not a single one of the actions with which the
Prosecution have accused my client is criminal within the meaning of the
Charter, and that not one of these actions by the defendant was aimed
intentionally at committing a crime within the meaning of the Charter of
this High Tribunal, so that no criminal action exists, either
objectively or subjectively. But I believe I have shown also, over and
above this, that all my client’s actions as a whole had just the
opposite purpose of what the Prosecution claim they did—namely, not the
perpetration, but the prevention of just such actions as the Charter
defines as punishable crimes, whether crimes of planning, preparation,
or the waging of aggressive wars, be they crimes of war or crimes
against humanity.
But there still remains one thing for me to do: to draw the conclusion
from all that as to how impossible, indeed, how paradoxical it would be
to apply the principles of the conspiracy with regard to my client—his
participation in it from the very outset, which sanctions or will
sanction the preparatory or any other actions in this respect by the
remaining members for attaining this criminal aim.
But when, as the Prosecution are deliberately doing, one regards
approval of the criminal objective, and all preparatory actions for its
achievement by each one of the other members in their official capacity,
as proved in international law, merely by the fact of the assumption of
or remaining in an office in spite of knowing the criminal aims, and
from this fact alone deduces a criminal coresponsibility on the part of
each individual, the consequence inexorably follows with compelling
logic that the application of the principle of coresponsibility due to
the assumption of an office or simply remaining in it, without
consideration of whatever decent and ethical reasons may have caused one
to do so, calls for the punishment of one who not only disapproves of
these criminal intentions, plans, and actions of the others but even
opposed them actively, and who only accepted his appointment or remained
in his position for this reason, as was the case with the Defendant Von
Neurath.
In a court which not only represents justice—the legal and ethical
conscience of all civilized nations on earth—but is also going to show
the way to universal peace to the coming generations, I need not prove
to you, Your Honors, that such a result is contrary to not only every
natural but also to every legal sense of justice and ideas of justice;
that it is contrary to that which this High Tribunal have to strive for
and are striving for; that it is contrary to every moral and ethical
postulate. This task can only be fulfilled if you show mankind once more
that any generalization, and leveling, any treatment, and thus also any
judgment and conviction of people and of their activities only on the
basis of corporative—I could say, gregarious—concepts, and not on the
personality, the will, and the designs of the individual, is evil. Such
treatment denies the holiness of the individual and in the long run
leads inevitably to the adoration of mere force. But this adoration of
force, this belief in force, was precisely the underlying cause of the
terrible events which once more have been unfolded before us here.
You can only then do justice to and fulfill your double task—to punish
where chastisement should be applied according to divine and human law,
and, at the same time, to show mankind the way to international
peace—if by your sentence you take away from mankind the belief in
force and give back, instead of this belief, to all nations on earth,
and not least of all to the German nation, the belief in and the respect
for the holiness of the individual, whom the Lord once created in his
image.
Fully convinced of the truth of this conception, I now confidently place
the fate of my client, the Defendant Baron von Neurath, in your hands!
THE PRESIDENT: I now call on Dr. Fritz on behalf of the Defendant
Fritzsche.
DR. HEINZ FRITZ (Counsel for Defendant Fritzsche): Mr. President, the
result of the evidence in the case of Fritzsche is a relatively clear
one.
Although I am one of the last to plead, a close examination of legal
problems cannot be avoided. Above all, these problems arise from the
fact that Fritzsche was characterized by the Prosecution, in a
particularly striking manner, as an accomplice. However, at first I must
examine what position Fritzsche had in the Propaganda Ministry, and what
part he played in the German propaganda in general. It is these facts
which ought to be conclusive in determining what part he supposedly
played in the alleged conspiracy.
At the beginning of the Trial, Mr. Albrecht submitted as evidence the
organizational structure of the Government of the Third Reich, as of
March 1945, in the form of a diagram. Mr. Albrecht admitted himself that
Fritzsche’s name did not appear in it in the position of one of the main
leaders of the Propaganda Ministry. It is true, he added, that his
importance had been greater than one would be led to think from his
position as shown on this diagram. He closed his statement by saying
that evidence to this effect would be submitted to the Tribunal (Session
of 21 November 1945). Has this been done, and was the hearing of
evidence really able to prove that Fritzsche had greater importance?
At the session of 28 February 1946, Sir David Maxwell-Fyfe introduced as
evidence a “compilation of the elements of guilt” which, in a
particularly impressive manner, demonstrates in how far the individual
defendants are connected with the facts of which they are supposed to be
guilty in the opinion of the Prosecution. The classification of the
individual defendants follows from the table which is attached to this
compilation as Appendix A. The Tribunal will have noticed that the
Defendant Fritzsche is the only one not to appear on this table at all.
This follows from the fact that he does not belong to any of the
organizations which are to be declared criminal here.
A look at the organizational plan of the Propaganda Ministry, which was
submitted in Brief E by the Prosecution (Session of 23 January 1946),
also shows clearly that Fritzsche, even in his last position as
Ministerial Director and Chief of the Broadcasting Division, was only
one of 12 officials of the same rank. Such a position in itself excludes
a priori the assumption that he could have determined the principles of
policy, the principles of news presentation, and the principles of what
may or may not become known to Germany and the world. It is true,
Captain Sprecher pointed out—evidently in order to increase Fritzsche’s
importance—that the Chief of the German Press Division held a unique
position, but also did not pass over the fact in silence that he had
predecessors and successors in this allegedly unique office.
When, in November 1942, Fritzsche was appointed Chief of the
Broadcasting Division by Goebbels, he did not obtain a higher position
in the civil service hierarchy as a result. His activity was purely
administrative. It concerned technical organizational questions. In his
affidavit of 7 January 1946 my client describes the administrative work
connected with it. He also lists his numerous predecessors. Did it occur
to anybody to indict these other persons also as major war criminals, or
to call them supreme commanders of a propaganda instrument? Since this
is not the case, the conclusion must probably be drawn that it was not
Fritzsche’s official position which formed the basis for the Indictment.
Justice Jackson, too, pointed out (Session of 28 February 1946) that
within the framework of the organizations under indictment here not all
administrative civil service employees and division chiefs or state
officials have been included as a whole; only the Reich Cabinet was
named. Therefore, it can also not be imputed to Fritzsche—as is
allegedly possible in the case of the members of the organizations—that
from his position alone, and from the close connection of the individual
members of the organizations they must necessarily have known, and fully
and clearly understood the plans of the alleged conspiracy by virtue of
their membership alone.
During Fritzsche’s cross-examination, an attempt was also made by the
Russian Prosecution to magnify Fritzsche’s position. They introduced
three protocols as evidence—namely, the interrogatories of the
witnesses Schörner (Document USSR-472), Voss (USSR-471), and Stahel
(USSR-473). But these documents cannot be considered as evidence. These
depositions were used only to confront the defendant with isolated
passages from them. Because of this limitation, I was able to dispense
with the cross-examination of the three persons who signed these
protocols. But Fritzsche did not fail to express his opinion on these
passages, which were held up to him while he was being questioned on the
witness stand.
In this connection I have to point to only one more thing: Not one of
these three persons has even claimed to have had any insight into the
internal organization of the Propaganda Ministry. None of the three
depositions contains any definite statement of Fritzsche. On the
contrary, these depositions contain mere judgments, judgments which we
do not want to have from witnesses, especially not in a case where they
cannot furnish any kind of substantial facts. For this reason alone, any
value as evidence must be denied them. But aside from that aspect, they
represent completely wrong judgments. They can by no means be derived
from Fritzsche’s own statements which were submitted in this Trial by
the Prosecution—namely from his radio addresses. If evidence against
the Defendant Fritzsche bearing out these judgments could have been
submitted, then, in view of the fact that the Prosecution could have
obtained all of his radio addresses it would have been more to the point
to submit here these statements made by him which would have enabled the
Tribunal to form their own judgment. The transcripts of the
interrogations contain only the summarizing statement that Fritzsche was
Goebbels’ “deputy.” I confronted the witness Von Schirrmeister with this
assertion, and he termed it as pure nonsense. Fritzsche had to say the
same on the witness stand. There can be no doubt that the concurring
testimony of both witnesses is correct. Finally, there are still
hundreds of others who formerly worked in this Ministry who could verify
the truthfulness of these statements from their own knowledge. I can
state, therefore, that the attempt at magnifying Fritzsche’s positions,
contrary to the facts given in the organizational chart of the
Propaganda Ministry as submitted by Mr. Albrecht, is a complete failure.
Beyond that, the hearing of evidence had shown that Fritzsche was not
the creator of the great control apparatus for the German press, as was
furthermore claimed by the Prosecution (Session of 23 January 1946). On
the contrary, it was Dr. Goebbels and other associates of his. Fritzsche
could not have been the creator because of the time element alone. In
the first place, for years he had merely been an employee. Then he
became a consultant—Referent—and it was only since the winter of
1938-39 that he was one of the 12 division chiefs of the Ministry. When
he became Chief of the German Press Division, the policy of the press
was determined by Reich Press Chief Dr. Dietrich. As has been said
already, he became Chief of the Broadcasting Division only in November
1942 and did not create anything fundamentally new there. Neither
Goebbels nor Dietrich ever allowed the control of the German press and
radio to be taken out of his hands. With regard to the details I wish to
refer to the testimony of the witness Von Schirrmeister.
The fact that Fritzsche could have been neither the creator of the Press
Division nor a leader of the German propaganda, as far as it emanated
officially from the Ministry, is also shown by the other numerous
statements both by Fritzsche, when questioned about it on the witness
stand, and by the witness Von Schirrmeister. During his entire activity,
Fritzsche actually never possessed any authority to give orders in these
fields and could not have had it, owing to his rank in civil service,
which would justify his being called the creator or leader of the press
and radio in the Third Reich. On the contrary, between Dr. Goebbels, Dr.
Dietrich, and himself, there were quite a number of other higher
intermediary offices. In this connection I can also refer to what
Lieutenant Meltzer stated in general about the importance of a state
secretary in the Reich Propaganda Ministry and that of the Reich Press
Chief, when he referred to an affidavit by Amann of 19 December 1945. He
pointed out that the holders of these positions exercised complete
control over the news service in Germany (Session of 11 January 1946;
Document 3501-PS). Fritzsche never held either one of those positions.
Incidentally, the Propaganda Ministry did not have only one, but three
state secretaries. Besides, Dr. Goebbels had surrounded himself with a
ministerial staff (Ministeramt). I believe it is appropriate to point
here to this low rank because the Prosecution thought, as they did in
other cases—for instance, in the case of the Defendant Göring—that
they could conclude a special responsibility from a high rank; that is,
from a defendant’s outward position alone. Therefore, one can by no
means start from the assumption that Fritzsche exerted any decisive
influence upon the conduct of propaganda in general and upon the
policies which were pursued by the press and radio.
The tasks which Fritzsche accomplished on the technical side of the news
system involved him only as a journalist and expert. They had nothing to
do with the contents of the propaganda which was pursued by the state
leadership. In this respect, too, he was only a person who carried out
directives. It is true that he set up the technical organization of the
journalist news agencies; he thereby modernized and perfected them. It
is also true that this news system played a very important part later in
the war. In that respect, Fritzsche’s work extended only over the period
from 1933 to 1938. But it is a fact that in those years he did not have
the least influence upon the contents and political trend of the news,
particularly in view of the fact that he was a mere employee at that
time.
I make these references to Fritzsche’s official position within the
Propaganda Ministry also for another reason. In admitting what he did
and said, and wanting to assume full responsibility for it—Fritzsche
had an opportunity to explain in detail the cause for and contents of
all the excerpts from his radio addresses submitted to him—he cannot,
on the other hand, answer for theses which were championed by other
offices of the state propaganda apparatus and also within his own
Ministry. Still less can he answer for the unorganized propaganda of the
Party. Fritzsche described the various controlled and uncontrolled kinds
of propaganda of the Third Reich and pointed out their effects. May I
remind the High Tribunal that the witness Von Schirrmeister testified to
the effect that even Goebbels could not do anything with the “Party
doctrines” and the “myth” in the field of propaganda. According to the
witness, Goebbels did not regard them as things with which to lure the
masses. When the Defendant Speer mentioned the secret agitation about
the miracle weapons, he was able to point to other sources of
unorganized Party propaganda. Fritzsche does not bear any responsibility
for all that. His official position was not influential enough to be
able to fight effectively against all faulty conditions and abuses.
Therefore, his repeated attempts to have _Der Stürmer_ banned—he
considered this paper an excellent means of anti-German
propaganda—remained without success. The Party propaganda with all its
practical consequences played a much more important part than that which
Fritzsche with his comparatively very limited functions could ever have
played. I recall the fact that, according to Fritzsche’s testimony, even
Dr. Goebbels was afraid of Bormann. This was explained by the portentous
sentence according to which it was not the State which had to give
orders to the Party, but inversely the Party to the State.
The hearing of evidence—especially the examination of the witness Von
Schirrmeister—has thus shown, without any doubt, that the decisive
directives for the propaganda of the Third Reich came from other
agencies. Goebbels, from whom Fritzsche kept his distance personally,
did not allow any of the subordinate officials in his Ministry to
interfere with his plans. It has become evident that he carried out his
plans with the authority of his position, with the adroitness of his
arguments—which the world knows—and, if necessary, by means of fraud.
The leadership of the German press policy—let us consider only this
limited sphere—was and remained in the hands of Dr. Goebbels and Dr.
Dietrich. The same thing happened with the radio, as the witness Von
Schirrmeister has stated, when Fritzsche took over its direction in
November 1942. Dr. Goebbels, one of the oldest and closest of Hitler’s
collaborators, and Dr. Dietrich, Hitler’s permanent escort—during the
war he was present almost uninterruptedly in his headquarters—never
allowed the leadership of the press and radio to be taken out of their
hands, especially by a man who, like Fritzsche, had no connections of
any kind with Hitler and had not even had a single conference with him.
Ultimately, Hitler’s will was decisive here, too.
We have furthermore heard the influence—it is of no importance here
whether it was due to Hitler, Goebbels, or Dietrich—which other
governmental agencies successfully exercised on the press and radio.
Here I will mention the Foreign Office, the High Command of the Armed
Forces, and other ministries, the heads of which were much more closely
connected with the three afore-mentioned personages than, for instance,
Fritzsche.
In order to avoid a misunderstanding, I would like to point out that the
assertion of the Indictment that Fritzsche was in some way closely
connected with the Party propaganda apparatus, for instance, with the
so-called Reich Press Agency of the NSDAP, or the radio department of
the Party, has been positively withdrawn by the Prosecution in the
course of the Trial. With this, I think that I have sufficiently
established the limits of the defendant’s responsibility. This
limitation shows the inaccuracy of the widely spread opinion that
Fritzsche occupied a very important and influential position in the
“gigantic propaganda apparatus” of the Third Reich. This limitation not
only takes into account the legal but also the moral facts, which have
been clearly indicated by the hearing of evidence.
Thus to a certain extent I have already taken a stand against the charge
that Fritzsche was a member of the alleged conspiracy. The Prosecution
have repeatedly tried to incorporate Fritzsche’s work, at its different
stages, in the alleged group of conspirators, and have drawn from it
conclusions which go so far as to say that Fritzsche was therefore also
responsible for War Crimes, for Crimes against Humanity, and even for
Crimes against Peace (Session of 23 January 1946). Even in the arguments
of the Indictment, these attempts seemed to have little relevant
justification.
It is hardly any improper criticism if I declare here that it caused the
Prosecution a certain embarrassment to display Fritzsche’s subordinate
position as an official as so important and full of meaning. Today, now
that the hearing of evidence is complete, it seems to me that the
attempts to include Fritzsche in the circle of conspirators have failed.
Fritzsche cannot be found at any of the sessions at which Hitler
discussed any plans or actions with the closer or wider circle of his
collaborators. And apart from this, he never actually took part either
in any discussions which might have been of a nature to plunge the world
into the blood bath of wars of aggression. He was neither an “old Party
fighter,” nor was he decorated later on with the Golden Party Badge. He
did not belong, as I had to emphasize especially, to any of the
organizations which are here alleged to be criminal. Up to the end he
fulfilled the functions of an official in a ministry and received
directives like any other official. He could never have been a political
adviser.
In view of the circumstances, the bridge between himself and the alleged
conspiracy could have been spanned only by the person of Dr. Goebbels.
The witness Von Schirrmeister has repudiated such an assumption.
According to his testimony, Fritzsche did not even belong to the closer
circle around Dr. Goebbels. Indeed, Von Schirrmeister could even state
that Fritzsche often had to apply to him because he could not get Dr.
Goebbels’ opinion on some question other than through him, as he was Dr.
Goebbels’ personal press assistant. Communicating through the state
secretaries—for instance, Dr. Dietrich, Dr. Naumann, to mention only a
few—also involved certain difficulties. That is not the manner in which
conspirators usually communicate. Moreover, the witness Von
Schirrmeister has said that it was out of the question that Fritzsche
could even have embarked on an exchange of ideas with Dr. Goebbels with
a view to forming plans. Now, it would have been the task of the
Prosecution to prove to the Defendant Fritzsche where his participation
in the conspiracy can be seen. I say that one cannot consider any count
of the Indictment as proved.
I think that it was not Fritzsche’s official positions at all which led
to the bringing of an indictment against him. I rather assume that the
latter is solely to be traced back to his broadcast speeches which made
him and his name known—but only during the war—both in Germany and
perhaps also in a part of the rest of the world. All the serious charges
leveled against him can be traced back only to these radio addresses.
The other assertions concerning his position within the state or Party
apparatus are only based on assumptions or combinations without any
factual basis, which is especially evident, for example, from the purely
personal and refuted statements of Schörner, Voss, and Stahel. But his
name became so well-known only because of the technical means he
utilized. Only the great significance of the radio for the modern
transmission of news made him appear in a special light. It cannot be
denied that in this way he had a great influence on the German people,
but from our own experiences of Nazi-ruled Germany, I can well say that
every Gau speaker (Gauredner) and many a district leader (Kreisleiter)
used much stronger language. But, as a rule, their speeches were
published only by the local press.
The defense was handicapped with respect to these radio addresses
insofar as the complete text of all of them could not be made available.
Unfortunately, the excerpts quoted during cross-examination by the
Russian Prosecution could not be supplemented by the entire text of the
respective speech; thus there was no possibility of reproducing the
sense which the respective address had at the time of delivery. I shall
come back to this and give an example later. To submit only single
passages or quotations to the Tribunal is especially inadequate, because
such excerpts do not show that in his speeches Fritzsche always put the
events of the day in the foreground. It was only rarely and incidentally
that he drew any general ideological conclusions. But even what
Fritzsche has said here about those of his addresses which the
Prosecution were able to produce in their entirety shows a completely
different picture of the cause and motives of his broadcast speeches.
From 1932—that is, already before the seizure of power by National
Socialism—up to 1939, these speeches were nothing but a political press
review. And that is what they were called. They were therefore a
collection of quotations from domestic and foreign newspapers.
Fritzsche does not dispute the fact that these collections were made on
the basis of the interests of the National Socialist State. Only during
the war—but right up to the end they were still based on quotations
also from the foreign press—did these speeches become the platform for
the polemical controversy which in time of war is naturally carried on
from both sides. Without any doubt, they greatly contributed toward the
formation of political opinion in Germany; but there is also no doubt
that many people in Germany listened to Fritzsche’s speeches not for
their polemics but in order to learn from his quotations at least
something about the opinions expressed abroad. For years these speeches
constituted purely private work carried out alongside his official
position. Only during the war did they come to be considered as
semiofficial because of their increasing political news value. Thus—to
make it clearer—they assumed approximately the character of editorials
in a newspaper which, as one says, is closely connected with the
government. It would have been easy for the defense to submit to the
Tribunal tons of newspapers dating from the same time, the editorials of
which showed the same trend, and even—this can be said quite
definitely—used considerably stronger language.
Fritzsche has been able to repudiate most decidedly—and in my opinion
quite rightfully—that these addresses constituted an incitement to race
hatred, to murder or violence, to hatred among nations, or to wars of
aggression. If such an effect could really have been produced by these
speeches, absolutely the same reproach should fall upon any editor of
the Third Reich who received the “daily directives” from the Reich Press
Chief. Fritzsche seems to be accused before this Tribunal only because
through technical means he could be heard over a wide range. But it is,
especially in wartime—and only since 1939 did his speeches have a
political news value at all—in the nature of things, that the
controversialist becomes himself the subject of controversy, especially
the one whose influence, considered from the standpoint of political
news value, extended further technically than the influence of an
article in a local paper. Only in this manner did his name become better
known to outsiders than names of people who were much more powerful than
the publicist.
How far the Prosecution went in their accusations against Fritzsche in
his capacity of a publicist is shown by the fact that not only is he
supposed to have belonged to the plotting group of conspirators, but
that he is also accused of Crimes against Peace. If a propagandist is
subjected to such an accusation, there immediately arises the question
whether public radio speeches would not be the least proper means for
carrying through criminal aims of a secret conspiracy. Speeches, which
can be heard all over the world, could at best be suitable for
camouflaging such aims and for misleading the world. But actually, just
the opposite reproach is leveled against Fritzsche: he is supposed to
have incited other people.
I think I have now dealt at sufficient length with the nature and the
character of these speeches. Their importance had to be adjusted to the
proper scale in view of the far-reaching conclusions of the Prosecution.
Before going into the details of the charge that by radio speeches, or
by other means, Fritzsche contributed toward the various wars of
aggression, it is necessary, in a case in which accusations to that
effect pertaining to criminal or international law are raised against a
publicist, to deal with a legal problem. At no point, as far as I can
see, did the Prosecution consider the question of whether and to what
extent propaganda—that is, the attempt to influence minds—especially
during war, was or still is subject to the rules of international law.
Perhaps the problem did not come up only because this question, once it
was asked, would have had to be definitely denied. While it is true that
the Indictment speaks of the “gigantic propaganda apparatus” during
Hitler’s dictatorship, which was created as a consequence of the
supervision and control of all cultural activity, it does not draw any
conclusions for a judgment according to international law. For, as a
matter of fact, no generally or specially valid rules concerning this
field have ever been established, no sort of prescriptive law developed
in this sphere either.
In this connection, it is interesting that in the textbooks of
international law no attention at all—as far as I could find out—is
paid to this problem. A certain number of textbooks, however, especially
those with a tint of natural law, regularly contain in their catalogs of
fundamental international law a section on national honor or national
dignity. These chapters deduce from the equality of nations, and their
living together in a community governed by international law, the demand
that the nations treat each other with respect. And they furthermore
demand that insults directed against other countries by private persons
from their own sphere of influence be prevented, and that if committed,
such excesses be punished. But this idea found its positive legal
expression only in a number of national criminal codes in
which—naturally in peacetime only—the insulting of foreign chiefs of
state, for instance,[1] is made a punishable offense. Another doctrine,
which is based less upon natural law, holds that this is not a question
of legal obligation but one of international courtesy only. Be that as
it may, an international law precisely defined in some way does not
exist, not even for times of peace, especially not as far as private
propaganda through press and writings is concerned. And as to war, any
directive in this respect is lacking altogether as I have already
pointed out. According to existing rules of international law there are
no limits to propaganda against foreign countries in time of war.
Consequently, there is only one barrier to this propaganda—namely, the
great barrier which governs all the rules of warfare that everything is
permitted _quod ad finem belli necessarium est_.
-----
[1] Crimes Against Foreign Countries, _Swiss Gazette for Penal Law
(Schweizer Zeitschrift für das Strafrecht_) 1928, Page 317.
-----
In view of the tremendous importance of psychological influence upon the
will of individuals and nations, it is beyond doubt that propaganda can
be an important and, in certain cases, even decisive means of war, no
less important than, for instance, economic warfare or even warfare with
weapons. Propaganda in this case has a double task: First, to serve as a
means for increasing the power of resistance of one’s own nation, and
second, to undermine the fighting powers of the opponent. This
influence—whitewashing on one side, slandering on the other,
concealment of facts, _et cetera_—is essentially nothing else but a
stratagem which, within the framework of the rules of land warfare, has
been expressly declared as a permissible instrument of warfare,
according to Article 24 of the Hague Rules of Land Warfare. In this
connection, it may be pointed out that spying—also a form of war
stratagem—had likewise been declared as a permissible instrument of
warfare by the Hague Rules of Land Warfare.
What has been said here is in complete accord with what is practiced by
all countries; defamation of the opponent and his statesmen, making the
opponent contemptible, falsifying the motives and intentions of the
enemy, slanderous assumptions, assertion of unproved statements—all
this belongs unfortunately to those means of propaganda which during a
war are used on all sides and at an increasing rate.
Minor attempts, but only for the purpose of preventing war, are known
from the time before the first World War. At that time, they had an even
farther-reaching aim—namely, to contribute in general to an
understanding among nations by means of a general moral and spiritual
disarmament (_désarmement moral_). However, this goal was not reached
before the first world conflagration of this century. After 1918 though,
as a reaction after the great armed conflicts, this aim received a
stronger uplift and became known to the world through the tasks imposed
upon the League of Nations in this respect. This was indeed the first
real attempt to start an intellectual disarmament. At the fifth session
of the League of Nations in 1925 in Paris it was decided to found an
institute for intellectual co-operation (_coopération intellectuelle_).
Further investigations, which lasted for years, resulted in numerous
proposals, in the establishment of general committees and subcommittees,
of sections and committees of experts with an incalculable wealth of
documents. But nevertheless none of these great efforts converted the
idealistic impulse and the longing of the nations for a “spiritual
disarmament” and intellectual co-operation into sober and concrete
legislation which would have imposed legal obligations on the individual
states as well as on their nations. No results were achieved in pointing
a way which in time of war would prevent hatred, incitement, distortion
of facts, and provocation of other nations or nationals of other
countries in all the possible modern forms of expression.
Even such well-defined and comprehensive propositions for a
moral-intellectual disarmament as those presented by the Polish
Government to the League of Nations in two memoranda of 17 September
1931[2] and 13 February 1932[3] had the same fate. These propositions
aimed at using national legislation to prohibit any propaganda which
might become dangerous for peace, and even any propaganda which aimed at
a mere disturbance of the good relations between nations. Influence was
to be exerted not only upon the big public news media but also upon the
vast ramifications in the administration of every modern state,
including even the revision of schoolbooks. These propositions which
advised member states not to recoil even from censorship and measures of
prohibition finally came to nought because they stood in direct
contradiction to the deeply rooted conception that freedom of expression
of opinion in intellectual matters could not be undermined by such
exceptionally far-reaching police measures; this freedom of expression
had to be preserved as an “inalienable right” granted by the Creator.
And this opposition on fundamental principles ended matters. We have in
the course of the Trial seen ample evidence of the effect which
censorship and control of the press, radio, and films may have.
-----
[2] Letter of the Polish Foreign Minister to the General Secretary of
the League of Nations. Official Number C. 602. M. 240. 1931. IX (Conf.
D. 16); also reproduced in Peter Dietz’ _Geistige Abrüstung_, Pages
137-143; Erlangen Library under the Number U 36/3564.
[3] Propositions of the Polish Delegation covering the progressive
achievement of moral disarmament. Official Number Conference D. 76;
reproduced also in Dietz, Pages 143-145.
-----
The few bilateral agreements which were concluded after the failure of
the Polish propositions of 1931 and 1932 are not worth mentioning here.
They are concerned with certain forms of propaganda only, and solely
with periods of good international relations. We can only express here
the hope, therefore, that on the basis of international solidarity it
will in the future be possible also to reconcile these two still
opposing theses on a higher level.
In the course of this Trial a secret order was produced which had been
issued by the High Command of the Armed Forces on 1 October 1938
(Document C-2). This document showed that the division for international
law in the OKW had drawn up a chart for the event of an armed conflict,
and this chart was to show the principles for dealing with any possible
violation of the rules of warfare by friend and foe. With the knowledge
of the legal vacuum existing in the field of propaganda in its broadest
sense, it is stated there that from the point of view of international
law it is absolutely permissible to make the opponent contemptible and
to try to undermine his strength “regardless of how many lies and
falsehoods are used for this purpose,” and that from the legal
standpoint a rule for the future could even be established to the effect
that if the enemy employed such propaganda, defense by means of
“counterattacks” would be legally possible, and whereby “naturally the
propagation of atrocity lies” must also be used. This may sound cynical
and brutal. But unfortunately it fitted in with the customs of war, or
rather, this undisguised statement originated in the legal lacuna which
could actually be found in international agreements and in prescriptive
law. Dr. Kranzbühler rightly stated here: In war the duty to tell the
truth does not exist.
Owing to the period of time which has elapsed since the first World War
and its propaganda methods on both sides, we can today consider the
events of those days as belonging to history. At that time, too, all
belligerents gave great consideration to their efforts to undermine the
enemy by means of propaganda. But the legend of children’s hands cut off
by German soldiers—a war lie, as Arthur Ponsonby proved in his book
_Falsehood in Wartime_[4]—was still alive in a French schoolbook even
in the midst of peace, nearly 10 years after the first World War.[5]
Publications of all belligerent countries—drawings and cartoons dating
from the time of the first World War alone—can be found in masses in
all libraries. Many will still remember the film _The Four Horsemen of
the Apocalypse_ which showed terrible atrocities, and circulated almost
throughout the whole world at the time of the first World War. Legally,
this matter had unfortunately to remain unsettled up to this point. In
view of the goal striven for by Justice Jackson in this Trial of
creating a new international law, can the case of the Defendant
Fritzsche as a publicist in the Nazi State be included retroactively?
Can the desire of the Prosecution to see Fritzsche punished as a war
criminal be derived from their assertion of a logical development of
existing laws (Sir Hartley Shawcross, Session of 4 December 1945, a. m.)
when up to now nothing, absolutely nothing, has been legally and
properly ruled upon in the field of propaganda, and no promising
beginnings of any kind have appeared in this direction? Here it is
certainly not a question of only an apparent legal loophole (Session of
4 December 1945).
-----
[4] Arthur Ponsonby, M.P., _Falsehood In Wartime_, containing an
assortment of lies circulated throughout the nations during the great
war, published In London by George Allen and Unwin Ltd., Museum Street,
1928.
[5] In a schoolbook for Lorraine: _Deuxième livre du syllabaire
Langlois_: (_Second book of the Langlois Primer_); which was still in
use in 1927, and which refers to these alleged events on Page 156 under
the heading “Remember”; reproduced in the _Informations_
d’_Alsace-Lorraine_ of 20 March 1927.
-----
What has been said, of course, does not include those cases in which
individual crimes were actually incited by means of propaganda.
Therefore, I shall now go into the individual charges of the Prosecution
in order to show that Fritzsche is not guilty of having committed such
acts.
As far as the alleged crime against peace is concerned, the Prosecution
act on the assumption that any important political and military attack
on the part of the German state leadership was preceded by a press
campaign. Therefore, the Nazi conspirators must have used the press also
as an instrument of foreign policy and as a feint to cover subsequent
aggressive action. From that general, perhaps even correct, description
of such intentions, the far-reaching conclusion is drawn that Fritzsche
may also be partly responsible for them. Such responsibility would be
based merely on the chronological circumstance that he was the Chief of
the German Press Division within the official Ministry of Propaganda
from December 1938 to the spring of 1942. But the premises are lacking
for this conclusion. It could only be justified if it had been
successfully proved that Fritzsche was the real creator and inspirer of
all those press campaigns. But Fritzsche, if only because of his
subordinate position—subordinate not only in regard to the departmental
organization but also compared with the real leaders of propaganda,
Hitler, Goebbels, Dietrich, and others—could know only what his
superior passed on to him—as well as to other civil servants—as the
historical truth.
May I bring to mind the fact that all witnesses who have testified in
any way about the influence of the foreign policy on the press always
pointed out that before beginning any political—and especially before
beginning any military—operation, the Foreign Office justified the
measures taken in the field of high policy before the public in White
Books prepared by them. Just as in the case of other intentions or goals
of the highest leaders of the Third Reich, the press, too, was informed
in these cases only of that which the general public was permitted to
learn, while matters not destined for publication were kept secret.
After hearing the evidence, what was the actual relation between the
propaganda furnished by Fritzsche and the various military invasions,
and what did he know of their background?
At the time of the occupation of Bohemia and Moravia, instructions were
given him by the Reich Press Chief only a short time before the decisive
step of 15 March 1939. These consisted, as in all other cases, of
so-called “daily directives” (Document Number 3469-PS) which were given
out at press conferences. Such daily directives thereby received
publication in the headlines of German papers. It may be mentioned here,
that the best known organ of the Party—namely, the _Völkischer
Beobachter_, due to its direct connection with the Reich Press Chief
and, during the war, with the Führer’s headquarters—was more
independent of such daily directives, considering that it had a foreign
news service of its own. What was printed in the _Völkischer Beobachter_
does not, therefore, represent what had been approved by Fritzsche as
leader of the German press. At that time, Fritzsche had already—and
this attitude is of greatest importance with regard to all of his
activities—established the principle for his press reports that untrue
news should never be given to the press. The apparent reason for that
was the fact that his predecessor in the German Press Division, Berndt,
had had all kinds of news spread during the Sudeten crisis, by which he
lost the confidence of German editors. Fritzsche, as well as the witness
Von Schirrmeister, gave details about these matters on the witness
stand.
It is not apparent in what respect Fritzsche played a greater part than
any other officials or officers when the German troops marched into
Czechoslovakia. Fritzsche knew just as little about what has been
disclosed in this Trial about Hitler’s secret intentions at that time as
he could have known about the Case Green plan. As head of the domestic
press, he could have exercised no influence whatsoever on the propaganda
possibilities which were to be made use of within Czechoslovakia proper
(Document Number 998-PS).
The same is true of the Polish campaign. Here too, Fritzsche did not
speak a single word in favor of any armed conflict, or deliberately
spread any stories which might have supported any bellicose intentions.
Even in his radio broadcast of 29 August 1939, which was held against
him during his cross-examination (Session of 28 June 1946, Document
USSR-493) he points out explicitly that there could not in fact exist
any serious doubt about the German desire for peace. These and many
other passages are particularly significant in proving Fritzsche’s good
faith. He has expressed here his and the German nation’s disappointment
that this desire for peace, which Hitler emphasized repeatedly, proved
to be a lie, even a fraud. If one examines the full text of all the
other broadcasts by Fritzsche shortly before and during the Polish
campaign, none of his statements can be interpreted as favoring that war
of aggression. The official reasons given at that time convinced
Fritzsche, as well as millions of other Germans, that right was on
Germany’s side. It was because Fritzsche had shared such a conviction,
at that time, that he declared here on the witness stand that he, too,
felt that he had been deceived by Hitler.
It was no different in the case of Yugoslavia. Here likewise, Fritzsche
was able to learn only what facts were given to him and the many editors
by the Reich Press Chief, facts which Fritzsche had no opportunity to
verify if only because of the speed with which these events were
developing, even if the thought could have struck him during the course
of events that maybe the press was being made use of to provoke warlike
measures.
The role of the press before the surprise attack on the Soviet Union was
made particularly clear during this Trial. For reasons of strategy alone
the entire propaganda machine—also including Fritzsche, as head of the
Home Press Division—was not permitted to know the slightest thing about
it in advance. It was especially this same campaign which Goebbels
cleverly kept secret by simulating an intended German invasion of
England. At that time, Goebbels deliberately led even his closest
assistants on that wrong track, as was stated here by the witness Von
Schirrmeister.
Fritzsche’s statement that he did not know anything about the secret
preparations through the formation of a so-called Eastern Ministry was
not refuted by the so-called Rosenberg report, which was read to him
during cross-examination (Document Number 1039-PS). This is a document
which has also played a part in other connections because of the many
names it contains. At the same time, it is the only document which
includes the name of Fritzsche in connection with any secret plans. From
that document, which according to established facts was drafted by
Rosenberg and some of his associates sometime around 28 or 29 June
1941—thus, after the start of the campaign—it is impossible to draw
the conclusion that Rosenberg spoke with the Defendant Fritzsche before
the decisive date. The draft does not bear any date or signature.
Besides, Fritzsche is mentioned in it by the title of Ministerial
Director which he was not given until the fall of 1942. This does not in
any way appear to disprove Fritzsche’s statement on the witness stand
that he never had been informed by Rosenberg either about an impending
war with the Soviet Union or about the intended formation of an Eastern
Ministry. Not until after the beginning of that campaign, and after the
official announcement that a new Ministry had been established, were
Rosenberg’s wishes with regard to the treatment of Eastern problems in
the German press forwarded to him by the former’s assistants.
Thus Fritzsche’s deposition still holds, that in the case of the war
against the Soviet Union, just as in the other cases, he did not learn
anything until the moment when he was given the pertinent news for
publication. You will grant that this does not permit the conclusion
that he played the role of a conspirator who helped draw up the general
plan, or at least knew of it. And it cannot properly be assumed that
Fritzsche knew anything about the plans of the High Command of the Armed
Forces in June 1941 (Document C-26), or even of the Bormann Protocol of
16 July 1941 (Document L-221)—both of which were submitted to him
during his cross-examination. These negotiations show that actually they
could have taken place only in the innermost circle. Moreover, the
evidence which did not concern Fritzsche directly has shown that even
military methods of deception had been used to conceal the plans. This
has been stated by the witness Paulus and becomes clear from the report
of the German military intelligence service (Document 1229-PS). The
nature of all these things was such that they could well be withheld
from a newspaper man. Even the witness Gisevius, who after all was
always engaged in ferreting out secret ends, had to point out how much
effort was required even within the High Command of the Armed Forces to
obtain information, at any time, as to whether Hitler was planning a war
or not (Session of 25 April 1946).
Accordingly, I can state in conclusion that the emphatic assertion of
the Prosecution that Fritzsche as Goebbels’ accomplice helped the latter
to plunge the world into a blood bath of wars of aggression (Session of
23 January 1946) is not justified. During my examination of Fritzsche he
pointed out, in contrast to this, that whatever the facts may have been
in individual cases, at every moment, from the advance into Austria to
the invasion of Russia, he and the German public were given only such
information as seemed to justify the necessity of the German actions.
Now, one could also conceive the charge of a crime against peace to be
that Fritzsche constantly called on the German people to hold out during
the conduct of a war of aggression. Naturally he did not spread any
defeatist propaganda in the course of his radio speeches. I must,
therefore, discuss the question whether this, or any sort of
participation in a war of aggression, after the latter had broken out,
should be considered as participation in the crime against peace and
should be punished accordingly.
The French Chief Prosecutor, M. de Menthon, tried to draw the
conclusion—proceeding from a literal interpretation of Article 6,
Paragraph 2 (a) of the Charter, without regard for the real meaning of
this article—that the soldiers and other agents of the aggressor state
could not undertake any military operations at all which could be
justified by international law. However, he was obviously compelled to
recognize that in practice this idea must lead to impossible
consequences. Thus, for example, he recognized the Hague Convention for
the Rules of Land Warfare as a law which not only obligates aggressor
and attacked nations alike, but also gives them rights. He thereby let
it be clearly recognized by implication that, in his opinion, this
stipulation of the Charter is to be interpreted restrictively.
In Article 6, Paragraph 2 (a) of the Charter the following are defined
as Crimes against Peace: “The plan, the preparation, the introduction,
and”—according to the German translation “Durchführung”—“waging of a
war of aggression.” “Durchführung” is the translation of the English
word “waging.” It would probably be more correct to translate it by
“unternehmen” (undertaking). But in its natural sense, “unternehmen”
means about the same as “beabsichtigen” (intending); whoever undertakes,
pursues, intends something, has not executed it yet. The word
“durchführen” could create the opinion that the crime against peace was
not concluded with the outbreak of war, and therefore could extend over
its entire duration. The result of this conception would be that all
persons who participated in war operations, as, for instance, the Army
leaders, all members of the Armed Forces, and, besides that, all persons
who supported the war in any way—even by deliveries of war material and
through radio broadcasts—would be punishable according to this
stipulation. They had thereby at least contributed support to the waging
of war. These persons could even be criminals against the peace, if they
had in no way participated in the planning or preparation of it before
the outbreak of the war, and even if they had no idea that any
aggression was involved.
In reply to this, the following must be stated: Only those persons can
be considered as waging a war of aggression who planned it themselves.
They were just carrying out their common plan by starting the war, with
or without a declaration of war. Thus “carrying out” is to be placed on
the same level as “beginning.” The accusation of a crime against peace
can affect only those who also planned it. This is supported by the
following reasons. The punishment is intended to protect the peace
against wars of aggression—that is, against unlawful wars. At the
moment that such unlawful wars start—are “unleashed,” as the Indictment
puts it—the rightful domain of peace has been violated; the crime
against peace is consummated and accomplished. Therefore, no other
meaning but “bring about,” “proceed to execute the plan,” can be
attributed to the term “carry out,” or “undertake”—“waging.”
This interpretation is also consonant with the historical development of
the concept of “crime against the peace” in international law. For years
international law has made a distinction between war crime in the
narrower sense and war guilt in the broader sense. War crimes are
offenses against the rules of warfare, which have been established by
agreement or custom, against the customs of war and, going further, also
offenses against humanity. War guilt means being guilty of having
brought about war, in particular an unjustified war of aggression.
This distinction also made its appearance during the negotiations about
the peace treaty after the first World War. This has found expression in
Article 227 _et sequentes_ of the Treaty of Versailles. There can be no
doubt that the concept of a crime against the peace within the meaning
of the Charter is intended to be the same as this war guilt in its
previous sense in international law. Article 6, Paragraph 2 (a) is
supposed to refer to war criminals—that is to say, those who bring
about an unlawful war.
The view that the subsequent support of a criminally instigated war was
likewise a crime against peace necessarily led to entirely untenable
consequences. In such a case, hardly one citizen of a country which had
started a war of aggression would be guiltless. In its present-day form,
war is no longer, as in former times, limited to an armed conflict
between the armies. Just as both World Wars have shown, it has been
extended to include the belligerent nations in their entirety and all
their spheres of life. It has grown into total war—total in the sense
that everybody participates in it. Even the woman who is making screws
in a factory is a participant in this total war. And, as Professor Exner
so vividly explained in his final speech, in a war of aggression every
capture of prisoners would mean a deprivation of liberty, every
requisition a robbery, and every shot a murder. To want to make all
members of a nation responsible as authors of crimes against peace would
be absurd. Moreover, a classification as to the kind and degree of a
person’s contribution toward a war which had broken out would be
impossible as a practical matter.
Crimes against Peace, therefore, can only be committed by those who
participated in breaking the peace—while the vast majority who did not
participate in it could not be counted in this category.
The point of view which has been developed here is, in my opinion, also
represented in the Indictment. The latter views the crime of breaking
the peace as realized by the act of “unleashing” (Entfesselung). In no
place has it even been hinted that the crime itself, or its
continuation, is seen to consist in the participation in a war or in
supporting it by furnishing services or supplies of any kind. Even
according to the phrasing of the Indictment, from the moment of the
beginning of war onward, only crimes of the second and third group come
into question—that is to say, War Crimes in the narrower sense of
international law, and Crimes against Humanity.
In my opinion, Justice Jackson in his opening speech of 21 November 1945
also adopted the point of view which has been advanced here, whereupon
Justice Biddle pointed out to him in the session of 1 March 1946 that,
at that time, he had indicated that beginning the war was the essence of
the crime and not actual waging of the war. That means, in other words,
that with the beginning of the war of aggression, the Crime against
Peace within the meaning of Article 6, Paragraph 2 (a) of the Charter,
was consummated (breach of peace).
From these statements it follows that any activity in furtherance of the
war during the war cannot represent any criminal act, nor can
Fritzsche’s radio broadcasts which he made during the war.
THE PRESIDENT: The Tribunal will adjourn now.
[_The Tribunal adjourned until 25 July 1946 at 1000 hours._]
ONE HUNDRED
AND EIGHTY-SIXTH DAY
Thursday, 25 July 1946
_Morning Session_
THE PRESIDENT: The Tribunal will sit on now until 1 o’clock without any
interruption.
I have an announcement to make.
When counsel for the Defendant Hess first made his argument, the
Tribunal directed that he should rewrite it and submit it for the
Tribunal’s consideration, as he had continually disregarded the
Tribunal’s directives that the alleged unfairness of the Versailles
Treaty should not be argued.
The argument as now rewritten by Dr. Seidl has been carefully considered
by the Tribunal. It still contains many allusions to the unfairness of
the Versailles Treaty, irrelevant material, quotations not authorized by
the Tribunal, and other matters which have nothing to do with the issues
before the Tribunal. The Tribunal have, therefore, deleted the
objectionable passages and have directed the General Secretary to hand a
marked copy containing the deletions to Dr. Seidl.
That is all.
The Tribunal direct Dr. Seidl to get in touch with the General
Secretary’s representative. He will then see the passages which the
Tribunal consider objectionable.
Now, Dr. Fritz.
DR. FRITZ: Mr. President, Gentlemen of the Tribunal: Yesterday afternoon
I concluded my statement in response to the charge that the Defendant
Fritzsche was guilty of a crime against peace.
The next group of accusations leveled against the defendant is, for
instance, characterized by such terms as incitement against Jews,
incitement against foreign nations, instigating the exploitation of
occupied territories, propaganda for the master race.
On the witness stand, Fritzsche made a declaration which represents a
summary of the knowledge he gained after the collapse and, above all,
here in Court. It ran as follows: An ideology in whose name 5 million
people were murdered must not be permitted to survive such a record.
Now, to what extent did Fritzsche make propaganda for this
anti-Semitism? Could he, by doing so, foresee the murder? Did he approve
of it or at least accept it as inevitable? The Prosecution went very far
in their assertions. They imputed that Streicher, as “the chief Jew
baiter of all times,” could hardly have surpassed Fritzsche in his
defamation of Jews. Fritzsche defended himself against this accusation,
and rightfully in my opinion. A mere comparison of the slogans from the
“arsenal of anti-Semitism,” which Sir Griffith-Jones read for hours from
excerpts from _Der Stürmer_ at the session of 10 January 1946, with
Fritzsche’s statements submitted here by the Prosecution, shows this
very clearly. Fritzsche, supported by the affidavit of Scharping, dated
17 May 1946 (Document Number Fritzsche-2), was able to point out what
actions he undertook against this paper. It must also be noted here that
the language and arguments of Der Stürmer found no echo in any German
newspaper or at a single broadcasting station even of the National
Socialist regime.
Before the war Fritzsche carried on no anti-Semitic propaganda of any
kind. All utterances and statements of his submitted by the Prosecution
originated during the war. They are, however, not directed against the
Jews as a people or as a race, but are related only to the question of
the origin of the war. They were merely casual, polemical remarks on the
Jewish question in the propaganda battle which was fought in this war
alongside the battle of arms. This explains the fact that the radio
addresses submitted by the Prosecution never contain more than casual
remarks, and never speak of the Jews alone. Every one of his radio
speeches may be examined in this respect. Nor does there exist a speech
by him which dealt exclusively with the so-called Jewish problem. He
never undertook to talk on such a subject. Fritzsche always spoke, at
the same time, of “plutocrats,” “bolshevists,” “democrats,” and used
other such phrases by means of which the propaganda of the Third Reich
felt obliged to conduct its fight. During his interrogation he dealt in
detail with each of the radio addresses submitted in the Trial and
discussed the reason he had each time for making his merely incidental
remarks on this subject. An examination of all of his statements over
the radio would show that of all the fundamental propaganda subjects of
Nazi ideology, Fritzsche mentioned and advocated anti-Semitism least of
all. This takes all foundation from the conclusion of the Prosecution.
For there cannot be any connection between such occasional remarks on
the part of Fritzsche and the murder order given by Hitler. I therefore
expressly protest against the accusation that Fritzsche be considered
more guilty than those men who carried out the shootings (Session of 23
January 1946).
In the course of this Trial we have heard much testimony as to what
secret and ultrasecret means and methods were used by the really guilty
ones to carry out this horrible murder. So many statements cannot be put
aside as irrelevant and unreliable. In contrast with former assumptions,
this Trial should have made it clear that there existed only a small
group of instigators and abettors. It has not been proved, in the least,
that a man like Fritzsche belonged to this closest circle of Hitler’s
despotism. The Trial has even shown that he made the acquaintance of the
majority of his codefendants only here in the dock. To draw such
far-reaching conclusions against Fritzsche would necessarily lead to the
assumption that everybody who took a public stand for anti-Semitism as
such—if only with reservations—bears the same criminal guilt. The
extent of the moral guilt is much greater. But we are concerned with it
only insofar as the moral guilt is identical with the criminal guilt.
And, therefore, there is no need to discuss here how far a mere
error—even a political one—may at the same time become immoral. The
accusation, however, of being coresponsible for these murders, was an
especially deep blow to Fritzsche.
With regard to this it might be objected that, although Fritzsche did
not maintain very close relations with his chief Goebbels and the other
heads of the news service, he was yet one of those persons who had
access to the foreign press and radio news. This is perhaps the reason
why Fritzsche is accused of having had knowledge of almost everything
that happened during Hitler’s rule. Fritzsche was able to state in the
witness stand, while giving many details, that even with this
opportunity his good faith was not shaken in the decisive—perhaps also
moral—questions. Just as little as his profession as journalist gave
him the opportunity to follow rumors up on his own, just so little in
this way would he realize what was actually happening. The barriers
which had been erected around the misdeeds, however, could not be broken
down by him through these means.
With regard to foreign reports on atrocities and other misdeeds,
Fritzsche, as well as Von Schirrmeister and, especially, Dr. Scharping,
have stated that the examination by the office “Schnelldienst”—express
news service—which was carried out in all cases, resulted time and
again in official replies which eliminated doubts as to the inaccuracy
of such statements from abroad. This office, the “Deutscher
Schnelldienst”—German news speed service—which had an entirely
different significance from that claimed by the Prosecution, was a
control agency created especially by Fritzsche in order to have foreign
news tested as to the truth of its contents through inquiry at the
competent German official agencies. If the Defense had succeeded in
submitting the records of this “Schnelldienst” to the Tribunal,
documentary evidence could have been offered in every detail for the way
in which German authorities answered inquiries of this kind. For
instance, the Reich Security Main Office knew in a masterly and
deceptive way how to make its replies sound credible. The foreign
propaganda which was to serve a definite purpose could in comparison lay
no claim to a greater power of persuasion—this all the more since the
enemy propaganda in wartime also brought, of course, really incorrect
reports, of which fact Fritzsche often felt quite convinced.
Furthermore, Fritzsche has been accused of advocating the doctrine of
the master race. The only statement by Fritzsche himself which the
Prosecution submitted in regard to this point shows clearly that
Fritzsche neither championed nor promoted such an idea; that, on the
contrary, he expressly rejected it. An examination of the quotation
presented by the Prosecution does not leave any doubt about it. Beyond
what the hearing of evidence—the witness Von Schirrmeister and the
affidavit of Dr. Scharping—has shown as to how Fritzsche prohibited the
use of the words master race for press and radio altogether, Fritzsche
himself under oath termed this accusation nonsensical. Therefore, after
thorough examination of all obtainable speeches by Fritzsche, I can only
state that this charge is untrue. Nothing is changed in regard to this
statement by the fact that Voss and Stahel (Documents USSR-471 and 473)
judged differently without giving any concrete facts. I have already
dealt with the value of those documents as evidence.
Fritzsche allegedly stirred up hatred against foreign peoples. To prove
this serious charge the Prosecution emphasized several excerpts from two
of Fritzsche’s radio addresses, which were held on 5 and 10 July 1941.
In order to be able to understand correctly the circumstances underlying
the speeches, one must take into consideration the dates on which they
were held. They were made shortly after the attack on the Soviet Union.
He is not charged with any further statements—made, for instance, at a
later time—or similar ones which might lead one to suppose some
systematic line of thought. When the passages cited by the Prosecution
were supplemented by the full text of the speeches, and by the
examination of Fritzsche on the witness stand, it was shown that
Fritzsche did not slander the peoples of the Soviet Union. Neither could
what had led up to these speeches have given him any reason to stir up
hatred against that country. They were held shortly after German
sources, and in particular war correspondents, had reported atrocities
in towns in Galicia which had been conquered by German troops. These
were things which were reported everywhere in Germany—and also by
foreign correspondents—in print, pictures, and motion pictures. In this
respect, there was an especially great volume of material, and in his
speeches Fritzsche expressly referred to it. Fritzsche’s statements
reflect the agitation of the German public over these reports, and he
pointed to those presumed to be guilty of the atrocities. The facts, as
such, were also confirmed by the Russians. The latter added, however,
that not the Russians but the Germans were guilty of these actions. What
happened was only that, on the basis of undeniable facts, a controversy
had flared up as to the responsibility—just as happened later in the
famous case of Katyn—in which both sides morally condemned the
instigators.
In neither of those speeches, as an examination of their entire contents
would reveal, did Fritzsche designate entire nations as inferior or
subhuman. His phrases about subhumanity referred only to those culprits
whom in real indignation he pilloried as morally contemptible. He found
it reasonable to believe the proofs presented by the Germans, and,
therefore, there is no reason to assume that, at the time he held the
speeches, he could have predicted what actually was to happen in the
East much later. Therefore, there could not have existed any intention
on his part to stir up his audience to engage in similar actions. It is
impossible to establish any causative connection on the basis of two
such words he had once spoken.
The same is true of the excerpts from a speech of 29 August 1939, which
General Rudenko read to him during his cross-examination (Document
USSR-493). That broadcast also refers to atrocities committed shortly
before the outbreak of the war in Bromberg, and concerning which, on the
day of the speech—that being the reason for it—an official _White
Book_ had been published. It contained a short account of the results of
an investigation of those atrocities. Only the guilty ones were
designated by Fritzsche as inferior human beings. But it is not
justifiable today to generalize this opinion to such an extent, as if he
had designated the entire Polish nation as inferior. Fritzsche
considered the representation in the official _White Book_ as correct.
He could not have doubted the fact that Poles had killed Germans.
However, no word in that speech allows for the conclusion to be drawn
that he envisaged the possibility or even suggested that the Slavic
nations be exterminated. Fritzsche no more than the German people could
imagine anything like it at that time.
General Rudenko attempted in his cross-examination to prove that my
client had made false statements. For that purpose an excerpt from his
broadcast of 2 May 1940 was presented to him (Document USSR-496, Session
of 28 June 1946). This is the example I mentioned before as proof of the
insufficiency of such evidence in general. In it Fritzsche gives a
description of the towns, villages, and hamlets in Norway which he had
visited shortly before, and which had been spared by the war. The
Russian prosecutor pointed to the official report of the Norwegian
Government (Document 1800-PS) enumerating the damages caused by the war.
Thus the impression was created that Fritzsche had lied to his audience.
The full contents of that speech show, however, that the quoted
sentences regarding undamaged houses in Norway stand directly next to
other sentences in which Fritzsche himself depicts the destruction
caused by the fighting in Norway. The speech does not contain a lie if
Fritzsche reported in it that in other parts of the country he visited
not the slightest trace of fighting was found. His description,
therefore, is not in the slightest contradiction to the Norwegian
Government report.
At this point, I should like to insert a few remarks about the case of
the _Athenia_, and the part that Fritzsche played in this connection.
This case shows to what extent Fritzsche was at pains not to retransmit
reports until they were proved to be true and reliable. But it shows,
also, how dependent Fritzsche was on the version of the official German
offices. This is evidence of his good faith; for it seemed natural to
him, and he took it for granted, that official announcements were to be
accepted without questioning, and this conviction could not, at that
time, be shaken.
That particular article in the _Völkischer Beobachter_, dated 23 October
1939, has been rightly described in this Trial by all parties as
contemptible. Now, Fritzsche also engaged in polemics on this point in
sharp although not similar terms. I take the liberty of pointing out
that such remarks could be morally condemned only if Fritzsche had known
beforehand that it was actually a German submarine which sank the
_Athenia_, but, as he has testified under oath, this fact first became
known to Fritzsche here in Nuremberg, in December 1945. Up until then,
he was the very person from whom this decisive circumstance was withheld
although he had, through the naval liaison officer, undertaken
investigations at the High Command of the Navy, and other official
offices within the Ministry of Propaganda, concerning the assertions
made in foreign reports.
To support the charge that Fritzsche instigated the ruthless pillage of
the occupied territories (Session of 23 January 1946), the only evidence
submitted is a statement made on 9 October 1941. In this, a passage from
a public speech made by Hitler a few days before is reproduced. I have
taken the greatest pains to find any instigation for the ruthless
pillage of occupied territories in this quotation, or in the remarks
made by Fritzsche about it in his radio address. It is impossible for me
to see how any one sentence can possibly convey anything to this effect.
I can only assume that it is a case of a misunderstanding and leave it
for the Tribunal to judge. In no other connection has Fritzsche spoken a
word or given a hint to this effect and, least of all, openly called for
such a thing. Moreover, it is to be gathered from Dr. Scharping’s
affidavit, dated 17 May 1946 (Document Fritzsche-2), that the use of any
kind of coercive means against other nations would have run counter to
the purpose of his whole work, including that within the Ministry of
Propaganda—namely, to gain the voluntary co-operation of the European
peoples.
It has also not been proved that Fritzsche really knew about the manner
in which foreign workers were actually recruited. I would point out that
the Defendant Sauckel stated that he had only one brief and unofficial
talk with Fritzsche, and that in the beginning of 1945. In his affidavit
Fritzsche further gave exhaustive details on the fact that he obtained
extensive material from competent authorities to be brought to the
attention of the German public, and in which the voluntary character of
the recruitment of workers for employment in Germany was continually
pointed out. It is not to be assumed that any information concerning
this was given to the Ministry of Propaganda other than that provided by
Sauckel in his report to Hitler (Document 407-PS).
Moreover nothing has proved that Fritzsche approved, or even used for
propaganda purposes, the violations of international law already
committed or intended, such as the so-called Commissar Order, or the
lynching of enemy aviators who had been brought down. With regard to the
Commissar Order, the Russian Prosecution charged that the defendant, as
a soldier, a member of the 6th Army, received knowledge of this decree.
This has been confirmed by Fritzsche. He could, however, point out that
his attitude had not only been passive; he even, and this must be said,
took a successful stand against this by way of proposals to his
commander-in-chief, the witness Paulus (Session of 12 February 1946).
General Rudenko’s charge that in spite of this he remained in Hitler’s
service—although he should at least have assumed that Hitler was the
author of such an order contrary to international law—is not a reason
for accusing Fritzsche as a propagandist, or even as far as his ethics
are concerned. Gentlemen, if such an accusation with a criminal legal
foundation could be made, it would affect every German soldier who
fought on for his fatherland in the East after the autumn of 1942.
Fritzsche also protested against the fact that Allied fliers were to be
treated contrary to international law. When he learned this, he
spontaneously refused any propagandistic activity for Goebbels in this
respect. These facts have been definitely ascertained through thorough
examination of him on this subject and through Dr. Scharping’s affidavit
(Document Number Fritzsche-3).
Furthermore, no charges can be made from what he said in his radio
speeches, about the use of new weapons and the Werewolf movement with
which he has been charged by the Russian Prosecution on
cross-examination (Document USSR-496). I can be spared mentioning
particulars in this connection because Fritzsche testified in detail.
The speech of 7 April 1945 (Document USSR-496), with which he is
reproached, does not in the least glorify forms of warfare contrary to
international law. It rather attempted to find a psychological reason or
excuse for the active participation of civilians in the fighting toward
the end of the war by referring to the suffering of the German people
through the effective air warfare of the Allies.
I still have one point of the evidence to refer to. General Rudenko
submitted to Fritzsche a short document at the end of his
cross-examination (Document USSR-484). It is a copy of a short message,
signed by Fritzsche, dated 19 October 1944, addressed to Major Von
Passavant, a wireless expert of the Propaganda Branch of the OKW. The
Russian Prosecution wish to conclude from the contents of this
communication that Fritzsche had committed himself in the preparation
and execution of some kind of “biological war.” Such a conclusion cannot
possibly be drawn from the contents. It is merely a covering message of
five lines referring to the transmission of a letter of a radio listener
to another department. Fritzsche’s department received daily whole
stacks of letters from unknown radio listeners. A subordinate official
looked through such letters, of which hundreds arrived daily, and
directed them wherever they would perhaps receive special consideration.
The letter of the radio listener Gustav Otto, from Reichenberg, which
apparently contained a suggestion to carry out biological warfare,
followed exactly the same route. Although Fritzsche, in his capacity of
department chief, signed the transmitting letter composed by the
subordinate official, he naturally did not know anything about the
contents of the listener’s letter. In view of the large number of daily
communications from listeners, it was completely impossible for him to
read them. This listener’s letter, in any case, did not receive any
special attention in the broadcasting department. The copy of the
transmitting letter, as can be seen from pencil notes made thereon, was
also immediately filed. How can anything unfavorable be deduced against
the Defendant Fritzsche from this sort of evidence? Especially as it is
completely unknown what the unknown listener meant by a “biological
war.”
Finally, I have yet to point out the following. General Rudenko read the
document on the occasion of the cross-examination (Volume XVII, Session
of 28 June 1946), and from a Russian text; the German text, which
appears in this form in the German transcript, and the English text,
which appears in this manner in the English record, differ considerably
in content from the original German text. If notwithstanding the
insufficiency of this document—the meaning of which could in any case
be clarified only by the appendices which are lacking—the Tribunal
believe it deserves consideration, the first requirement would be to
have exact translations made from the original German text.
In concluding my evaluation of evidence, I wish to say that none of the
documents brought up during the cross-examination of the Defendant
Fritzsche could modify the impression which he gave us during direct
examination—that is, his having spoken sincerely and truthfully before
this Tribunal, and that because of his own desire also to make every
possible contribution on his part so that an actual foundation for a
proper judgment may be found. And going even further, all the statements
made by Fritzsche were supported in all decisive points by the documents
which I submitted, and particularly through the testimony of the witness
Von Schirrmeister. The latter, who during the most important period
between 1938 and 1943 was the daily companion of Goebbels, was able to
report directly, and, I dare say, with great clarity, on the true
conditions in the Ministry of Propaganda. The result of the evidence—I
may repeat here what I expressed in my introduction—was unequivocal for
my client.
Contrary to the announcement made by Mr. Albrecht, which I mentioned at
the beginning of my final pleading, nothing during the proceedings could
corroborate the contention that Fritzsche’s importance in reality was
greater than that shown in the diagram of the Ministry of Propaganda.
The discussion of the bare facts alone ought to have made clear that
Fritzsche can bear no responsibility for what is the actual part that
may have been played by the extensive propaganda machinery of the Third
Reich in the plans which were in the hands of a small initiated circle.
If the restricted department in which Fritzsche worked was misused, then
Fritzsche himself was misused. The assumption that Fritzsche was
Goebbels’ closest collaborator, his right-hand man, so to speak, and
even his acting deputy—an assumption from which the bulk of the
accusations leveled at him are probably derived—is refuted by facts
which have come up for discussion. The odium against Fritzsche, on the
alleged ground that he bears a responsibility equal or similar to that
of Goebbels, has already been definitely shown by the evidence to be
unfounded. Even from the dealings and actions themselves of my client it
ought to have become clear that the assertions of the Prosecution have
gone much too far.
In the legal consideration of those acts and dealings of Fritzsche by
Captain Sprecher, it was quite striking that—as far as I can see, at
only one point and here, too—as distinct from the other defendants was
the quite general conclusion drawn that Fritzsche was, during a definite
period, a principal conspirator because he was directly entrusted with
the manipulation of the press (Session of 23 January 1946). I need not
mention again at this point that the factual prerequisites for such an
opinion did not exist. Now I am only concerned with establishing, with
regard to the legal qualification by the Prosecution themselves, that in
discussing his case his activity will be judged only in the sense of
forms of participation.
The Indictment points out in several places (23 January 1946 a. m.) that
Fritzsche had been called to account by this Court because of aiding and
abetting. He is characterized as an accomplice of Goebbels; he is said
to have assisted in producing propaganda material, helped create an
atmosphere of hatred, lent support, et cetera; whereby it becomes
obvious that he could not have been one of those who did the planning.
On the other hand, it is also said of this defendant that he was an
active instigator and inciter and that, therefore, he stirred up and
aroused people’s passions. The first question now is: Does the accessory
also belong to the participators within the meaning of Article 6 of the
Charter? This question, it seems to me, has not yet been discussed by
Dr. Stahmer; but the case of Defendant Fritzsche offers an opportunity
for this because by the Prosecution themselves he has been characterized
only as an accomplice. I am, therefore, compelled to give the question
closer scrutiny.